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Robin Mackay
Introduction
Is the despair attending the much-vaunted impossibility of imagining a world
outside of capitalism—the conviction that the time of competing alternatives
is over and that all possibilities converge upon the actuality of this world—so
great that we have finally given up on the task of constructing any
alternative? In any case, where the idea of other possible worlds is
mentioned, it is increasingly not in connection to a programme or project, but
in the hushed and wistful tones of those for whom it suffices to guard the
guttering flame of hope, perhaps looking back to unrealised ‘futures past’ or
scrutinising the world for signs of a collapse that would let something else
through. There is certainly an appetite for other possibilities—for a different
world that would not simply be more of the interminable production of
capitalist difference-within-the-same. Undoubtedly, ‘if you build it, they will
come’—yet this precisely begs the question of construction, and many of
today’s calls for the collective imagining of other possible worlds ring hollow
because they provide no ground plan, suggest no tools beyond imagination
and hope and, while critiquing the existing world, rarely specify what part its
residual artefacts will play in the construction of the edifice of the new—for,
as Nelson Goodman reminds us, every making of a world is a remaking.
Building on the work of several multidisciplinary research workshops, this
volume brings together contributions from philosophers, artists, musicians,
and architects addressing the task of not merely imagining, aspiring to, or
hoping for possible worlds, but of determining the conditions for their
construction. Examining the reasons why so many projects that aim to mine
other possibilities collapse back into the dominant logics of actuality—
something that could almost be a definition of the condition of contemporary
capitalism—demands a broad philosophical reassessment of some
fundamental concepts: possibility, probability, project, speculation. The
volume commences with historical and philosophical examinations of the
entangled notions of possibility, probability, and contingency, and it will be
noted that throughout, our contributors’ attention returns to two specific
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philosophical sequences: one concerned with the very notion of consistently
thinking worlds that are possible but not actualised, and the struggle to either
reconcile logical discourse with modal concepts or to expel them; the other,
in particular in the work of Wilfrid Sellars and Robert Brandom, concerned
with the emergence of the space of the conceptual that endows us with our
capacity to negate the actual and participate in thinking the possible. These
two tasks—a genetic account of our ability to enter possible worlds, and the
intra-conceptual legitimation of modal thought—address the question of the
construction of possible worlds at the most fundamental level. But equally, in
the essays that follow, contributors draw upon the problems encountered by
their own specific disciplines in envisioning alternative possibilities, and
examine the constraints under which they currently labour. Appraising the
nature of the present impasse, reexamining the tools at hand, reevaluating
inherited attitudes, and alerting oneself to new circumscriptions of the
possible imposed by the ingress of technology—these are the tasks at hand
here, on the level of the highest abstraction and the most immediate local
concern alike.
Daniel Sacilotto opens with a panoramic history of the concept of
possibility and its connection with that of contingency, demonstrating the
presence, from Aristotle through to German Idealism, of a pressing need to
legitimate modal concepts twinned with a suspicion of the potential
metaphysical excesses and logical absurdities they may herald. Soon we
arrive at the ‘modal revolution’ which, in the twentieth century, largely
succeeded in overcoming these reservations: finally, rather than being
candidates for elimination or reduction to nonmodal terms, modal notions
such as possibility were consistently integrated into logic. As Sacilotto
shows, however, this war is not yet won, as the admission of modal concepts
opens up an interpretive Pandora’s box from which fly any number of
metaphysical and ontological malaises previously believed to have been
eradicated. Even the boldest attempts to adjudicate the aftermath of this
‘revolution’, such as the very different approaches of Robert Brandom and
Alain Badiou, do not so much resolve the problem as alert us to the high
philosophical stakes involved in the question of the modal, and therefore the
nontrivial work lying ahead for anyone who wants to consistently speak of,
never mind set about the construction of, possible worlds.
Turning from possibility to review the history of modern conceptions of
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probability, Adam Berg, setting out from Hume’s problem of induction,
describes how the quantification of the possible into degrees of probability
leaves untouched the conundrum of the ultimate referent of probabilistic
reasoning. Where philosophies of probability have attempted to save our
ratiocinations from falling prey to scepticism, Berg also highlights how the
philosophical interrogation of perception and causation is key to the question
of induction—and only becomes more vexed in the post-quantum age.
As Sacilotto demonstrates, the problem of possibility—how things that do
not in fact obtain may yet be ‘possible’—passes through a singular point in
Leibniz’s ingenious philosophy of possible worlds. While his ontologising of
the possible ends up, radically, bringing God’s actions under the aegis of
Reason, it also implicitly inaugurates the modern shift toward locating
possibility in subjective epistemic frailty rather than in the (or a) world. It is
only the positing of God’s infinite intellect, capable of grasping the necessity
of those things we register as contingent, that prevents contingency from
tainting reality with incurable uncertainty; once this last bulwark is removed,
we are left with only the finite human intellect, as powerless to divine the
reason behind contingencies ‘in one stroke’ as it is to calculate the inflection
of a curve down to the nth-order differential.
What steps in to compensate for this epistemic debility is, of course, the
armoury of predictive instruments that will increasingly define a
technologically mediated world obsessed by the calculative management of
the unknown. In her text Anna Longo addresses the apparent counterfinality
effect of these tools for combatting uncertainty: we have passed into a
situation where the very computations devised to enhance our forecasts,
through their continuous intervention, continuously perturb and render
unpredictable the world they were supposedly to predict and control.
Drawing again on the problem of induction, the history of probability theory,
and developments in modal logic, Longo places the emphasis on the latter’s
connection to game theory, in the shape of David Lewis’s ‘solution’ to
Hume’s problem. Here the acceptance of a logic of possible worlds goes
hand-in-hand with the hypothesis that worlds are collectively generated as a
way of coordinating the actions of a number of agents. As Longo points out,
the apparent opening this may seem to provide for the creation of different
possible worlds is shut down drastically when we take into account the reality
of the situation and its agents. The ‘game’ today consists of extremely
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complex systems incorporating many agents who do not enjoy complete
information and are continually hypothesizing about the hypotheses of their
fellow agents. Rather than favouring a tendency toward equilibrium or
offering a basis for coordination, such a situation exacerbates ‘generalised
uncertainty’ and promotes complex divergence. Moreover, the governing
principles of the ‘information economy’ actually demand such divergence
and the production of unpredictability—the ‘condition of contemporary
profit’, of course, is information asymmetry. Here Longo not only gives us a
portrait of the seemingly inescapable global game we are summoned to play,
but also highlights how, if the game-theoretical conceptual schema fails to
adequately capture this world, it also limits our capacity to imagine other
possible worlds.
In two contributions that set out in different directions from the world of
pop music and the culture industry, Mat Dryhurst and Amanda Beech
develop critiques of suppositions and inherited attitudes liable to vitiate
artists’ attempts to manifest other worlds or to alter the conditions of this one.
In a highly pragmatic vein, in an interview Dryhurst discusses his findings
on the disparity between the prevalent powers and mechanisms in today’s
music world, and a strangely persistent imaginary that hails from another era.
Strategically poised between a distrust of utopian visions and an optimism
about the possibility of other modes of operation, Dryhurst gives us a
diagram of a culture industry turned upside down, an industry whose greatest
product is the image of itself it sells to artists prepared to pay in the hope of
being heard. This is a bracing call to ‘kick the machine’ and take stock of the
fact that, even if the music industry has since its inception been in the
business of selling hopes and dreams, the model has taken some profoundly
new turns in the twenty-first century.
Setting out from a pop icon of earlier vintage, Beech uses an analysis of the
motives behind David Bowie’s invention of Ziggy Stardust as a way to
interrogate a number of assumptions that contemporary artists have inherited
from the impasse of negative dialectics and the excesses of poststructuralism.
Bowie’s identification with the alien, she argues, was a way to respond to the
impossible choice of seeing pop as consigned to an eternal rehashing of
already-existing tropes, or resigned to a zombie-like ironic declaration of its
own death. As Beech argues, the acceptance of this exclusive choice, and the
effects it has upon the artist’s conception of what their own languages are
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capable of, also indicates more profound dangers in relation to the possibility
of a politics. Is it possible to escape from the double bind and to discover
languages which, via an identification (rather than an identity) with the alien
—the outside—would be capable of envisioning other possible worlds?
Architecture, Jeremy Lecomte convincingly argues, is an inherently
future-oriented practice for which the challenge of projecting possible worlds
is posed the most acutely, but one which generally fails to live up to its own
ambitious, transformational rhetoric. Architecture’s conception of its task
may well still be afflicted by leftover modernist idealisms, yet rather than
dismissing the urban space that is its ‘fundamental horizon’ as simply
synonymous with the existing order, we need to understand the tension
characteristic of architecture: that of a discipline constrained to project other
possible worlds according to the constraints of the one in which we already
live.
The proposition here is that it is the project that must be reconsidered in
order for architecture to move away from mere optimisation of the existing
environment toward the construction of other possible worlds. Drawing, like
several contributions in this volume, upon Nelson Goodman’s discourse on
‘worldmaking’, Lecomte seeks to reorient the concept of the ‘projectile’,
concentrating attention neither on the aim of a project nor on the place from
which it is projected, but on a continuing conversation between the two: a
delicate negotiation between the remaking of what already exists on the
ground and the envisioning of an unprecedented destination. In facing its
past, architecture must therefore understand what we might call its
projectility as a ‘desiring negation’—one that we see emblematised by Mark
Tansey’s portrait of Robbe-Grillet ‘cleansing every object in sight’, in a
desert overpopulated by the remains of prior constructions.
Lecomte notes that the predicament of architecture he describes has been
aggravated rather than cured by the new tools at its disposal in the twentyfirst century: while the computational revolution in architecture theoretically
expands the means of imagining and constructing environments that diverge
ever more extravagantly from their predecessors, the reality of digital
architecture is generally disappointing. On the basis of a similar observation,
Matthew Poole casts a sceptical eye over architects’ digitally enhanced
riffing on the Deleuzian language of ‘the fold’, and sets out to explore the
sources of Deleuze’s conception of the Baroque in relation to Bernard
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Caché’s concept of the ‘objectile’. Turning to Mario Carpo’s claim that
Alberti’s break with the ‘allographic’ model of architectural practice and his
pioneering of an ‘autographic’ architecture is now being reversed as
architectural design moves from blueprint to algorithm, from object to
objectile, Poole, in a close and insightful reading of Deleuze’s appropriation
of Leibniz in The Fold, poses the question of whether Deleuze in fact gives
us to see the objectile as a potential liberation—an ‘exorcising of the concept
from the object’ that ‘invigorates the subject’ and suggests the positive
possibilities harboured by an architecture no longer tied to a classical
conception of concept and object. Poole’s tentative suggestion is that the
fluidity of the objectile’s ‘mannerism’ may promise a ‘florescence’ in which
authorship (and architectural auteurship) will become impossible to sustain in
the face of the architect’s complicity in Baroque matter-flows. We find in
Deleuze’s Baroque, then, the vision of a designing of possible worlds that,
while in some sense a ‘return’, would open up imaginative possibilities
inaccessible to the autographical epistemology of an Alberti.
Where Lecomte insists that ‘[a]lternative worlds are already built the
moment they are described’, in ‘The Only Possible Project’ Elie Ayache
deepens his thesis on contingency, the market, and matter in relation to the
‘falling’ of an architectural project that was never built, and that project’s
transmutation into writing. Ayache begins with the trenchant insistence that,
when it comes to building an alternative to the existing world, it is possibility
that must be abolished. In response, that is, to the hopeless sentiment that
every ‘alternative possibility’ proposed today is easily incorporated back into
the world of capital, Ayache targets the recuperative power of possibility
itself. His radicalised Bergsonian argument is that, where all speculation on
possibility inevitably dwells within the light of the actual, thought must adopt
writing as its medium in order to outstrip possibility, the ‘instrument of
confinement within the present world’, and engage directly with the only
world that exists. Building on the operation performed by Quentin
Meillassoux—the ‘untotalisation’ of the possible which yields the necessity
of contingency—Ayache’s position is that this collapsing of the modal
landscape of possible worlds into the one and only single world—namely,
matter—is effectively ‘the only construction’ possible—a construction to be
set against ‘speculation and pure hope’. While perhaps agreeing with
Lecomte that the architect is supposed to ‘build the future in advance’,
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‘projecting’ it from the future, by threading this idea through the story of HW
Architecture’s winning and subsequently dismissed proposal for Beirut
Museum of Art, Ayache presents as the perfect project a building that was
demolished before being constructed and, precisely after the exhaustion of its
possibility, was transmuted into writing.
In order to construct possible worlds, we must first be capable of
manipulating them in language. In his essay Inigo Wilkins recounts in detail
the philosophical controversy over the nature of language that saw a whole
lineage of thinkers attempt to adjudicate between its uniqueness and
specificity to humans, its evolutionary provenance, and its continuity with
animal behaviours—with Chomsky, most famously, refusing any such
continuity. According to Wilkins, it is Wilfrid Sellars who most effectively
points the way toward an account of language that preserves its irreducibility
while remaining committed to a programme of naturalisation. He then takes
up Gary Tomlinson’s remarkable recent account of the emergence of
‘musicking’ to argue that, from an artefactual perspective, such
extralinguistic practices may prove to be essential to any future account of
hominids’ entry into linguistic and conceptual space. Language, then, may
owe a prehistorical debt to music, and extralinguistic practices including
music, certainly, are capable of opening up new possible worlds. As Wilkins
suggests, even the most advanced theoretical accounts of mind stand to
benefit from attending to this broader artefactual perspective on the origins of
language and the entanglement of conceptual with musical spaces of
possibility.
Christine Wertheim extends the artefactual perspective to logic and its
conventional notations, suggesting that the imaginary of prevalent sciencefictional ‘possible worlds’ may be constrained by a reluctance to address the
corporeality secreted in the logical formalisms that underly computational
processes. Wertheim’s essay seeks to undermine the closed and selfsufficient nature of these formalisms with a dual approach: understanding
logical conventions as evolutionary products suggests the possibility of other
logical worlds, while Peirce’s extraordinary Existential Graphs, premised
upon an acknowledgement of their own written materiality, present an
approach to notation that opens onto bodies: a topological ‘image of mind’
quite different from that of classical logical scripts.
In Wertheim’s hands, what may seem like a historical curiosity opens the
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way to a deeper consideration of the connection between the inseparably
corporeal-cognitive prehistory of logic and the formalisms embedded within
those artificially intelligent progeny which, according to popular apocalyptic
lore, are set to obsolesce human bodies altogether.
In a programmatic text that closes the volume with the launching of an
ambitious philosophical projectile, Anil Bawa-Cavia and Patricia Reed
offer us in lucid axiomatic form a computational manifesto for worlding that
distils much of what has been discussed in the foregoing texts, informed
again by Goodman, but mobilising the resources of category theory and logic,
and in particular Ruth C. Barcan’s startling claim that any realisable world is
already actual. One need not then have recourse to the dubious realm of the
modal in order to conceive of alternatives; the task is rather one of
developing the means to intuit situated interactions that are already in place
(or rather, out of place) in this world, but which outline another that is yet to
be concretised: shifting frames of reference away from the endlessly iterated
re-cognitions imposed by the actual world, and designing world-models,
languages, and abstractions that are not adapted to the actual, producing new
modes of intuition. It is only through the most precise of manoeuvres that we
are able to ‘bear witness to a world that is not yet concrete’ without falling
prey to the twin snares signalled by many of our contributors: mere wishful
thinking, or inadvertent re-enshrining of the status quo.
The sophisticated framework that Bawa-Cavia and Reed develop here
testifies, as do all of the texts included here, to the contemporary urgency of
the task addressed in this collection and by the ‘Language and its Possible
Worlds’ research programme: that of harnessing all the resources of the
imaginary and the logical, of exploring every cognitive instrument, logical
model, and ‘process-hack’ in order to relieve possible worlds of their
insubstantial, detached, wishful aura and to make them—whether in
language, art, music, architecture, or politics—the object of pragmatic
project(ile)s under construction.
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Daniel Sacilotto
On the Philosophical Concept of
Possibility: Modality, Contingency,
Structure
In this essay I propose to draw out a protracted genealogy of the concept of
possibility, tracing its relevance to different aspects of philosophical
questioning across several key historical moments, from antiquity up to the
present. In the first section, I briefly rehearse the way in which modality
becomes a central topic within logic and metaphysics in Aristotle’s twofold
account of possibility, elaborated in its fundamentals in the Prior Analytics. I
then trace the role that modality plays within a theological register during the
mediaeval period, bearing upon not only metaphysical, but also practical and
moral reasoning, and leading to Leibniz’s conception of a ‘possible world’ in
the context of thinking a solution to the problematic of evil.
After touching upon the inflection of the metaphysics of modality into the
human subject in the German Idealist sequence with Kant and Hegel, in the
first part of the second section I indicate how the ‘analytic project of semantic
analysis’ (Brandom) leveraged new criticisms against the propriety of modal
vocabulary for epistemological and metaphysical theorisation. As we shall
see, this period rekindled the scope of the modern empiricist challenge to the
concept of necessity within the contours of the linguistic turn, emblematised
in Quine’s assault on intensional theories of meaning. In the second part I
address how Wilfrid Sellars, paving the way for the ‘modal revolution’
initiated by Kripke, Stalnaker, and Lewis which led to the development of
possible worlds semantics, answered the empiricist challenge by way of an
inferentialist account of meaning and a normative conception of rationality,
rehabilitating the scope of the Kantian investigation into the cognitive
faculties of sapient beings within the project of semantic analysis in a
naturalist register.
Finally, in the third and last section, I rehearse two alternative conceptions
of the role of modal reasoning for philosophical thought in the contemporary
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context: Robert Brandom’s extension of Sellars’s inferentialist semantic
frame into a conceptual realist account inspired above all by Hegel, and Alain
Badiou’s mathematical ontology of non-modal multiplicity and
phenomenology of worlds, indicating some of the problems Badiou
presciently identifies in coordinating the theoretical and practical aspects of
modal concepts when conceiving of the articulation between language,
formalisation, and the world.
I. THE CLASSICAL VIEW: THE LOGICO-METAPHYSICAL
CONCEPT(S) OF POSSIBILITY
(a) Aristotle’s Twofold Account: Possibility and Contingency
In the history of philosophy, the term ‘possibility’ designates both a topic
within the study of logic, and a central concept inherent to metaphysical,
epistemological, aesthetic, and ethical investigation. In its primary logical and
metaphysical senses, the elaboration of the concept of possibility finds its
classical locus in the first Book of Aristotle’s Prior Analytics (Pr. An. 1.13
32a18–21) and the study of the forms of the syllogism. In general, these
forms encode the basic rules of inference that underwrite all theoretical and
practical reasoning, and which express the inextricable relations between the
possible and the necessary, each term being definable in terms of the other.
As Cresswell et al argue, however,1 in this text Aristotle’s account
distinguishes between two senses of possibility: ‘one-sided possibility’ refers
to what is not impossible—anticipating the modern, logical conception
following downstream from Frege2—while ‘two-sided possibility’ or
contingency refers to what is neither impossible nor necessary.
I use the expressions ‘to be possible’ and ‘what is possible’ in application to something if it is not
necessary but nothing impossible will result if it is put as being the case [two-sided possibility];
for it is only equivocally that we say that what is necessary is possible [one-sided possibility].3
The difference between these two definitions corresponds to two ways of
conceiving of possibility in terms of necessity, such that the first, one-sided
definition is said to be ‘weaker’, in so far as it is said to be ‘equivocal’, i.e. p
is possible if and only if it is not ruled out that it is necessary, and p is
necessary if and only if it necessarily follows that p is possible. In summary:
One-Sided Definition: Non-Impossibility
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For any proposition p, p is possibly true if and only if:
(1)It is not necessary that p is not true.
(2) p is necessarily true if and only if it is not possible that p is not true.
The two-sided definition—which is more restrictive and ‘stronger’—adds an
additional condition to the one-sided definition: what is possible is that which
has no impossible consequences: ‘I mean, by being contingent, and by that
which is contingent, whatever is not necessary, but being assumed to obtain,
entails no impossible consequences’.4
Two-Sided Definition: Contingency
For any proposition p, p is possibly true if and only if:
(1) It is not necessary that p is not true; it is possible that p is true.
(2) If p is true, and q is necessarily not true, then p entails q is necessarily not true.
What makes the two-sided conception less epistemically tractable and yet
metaphysically prioritised in Aristotle’s account as ‘belonging by nature’ is
not evident, however, but is doubtless related to the fundamental explanatory
role that contingency plays for first philosophy.5 And as Robin Smith argues,
the need for a ‘modal syllogistic’ involves not only the clarification of the
logical relation between possibility and necessity, but the metaphysical
elaboration of the difference between potentiality and actuality, which is
concentrated in Aristotle’s polemical engagement with the Megaric school,
evinced above all in Metaphysics IX.6 He summarises the root of this tension
in what he perceives as the blatant absurdity following from the view that
possibility entails actuality and, conversely, that what is not actual is by
extension said to be impossible:
There are some who say, as the Megaric school does, that a thing ‘can’ act only when it is acting,
and when it is not acting it ‘cannot’ act, e.g. that he who is not building cannot build, but only he
who is building, when he is building; and so in all other cases. It is not hard to see the absurdities
that attend this view.7
For Aristotle, accepting the being of ‘unactualised potentialities’ implies that
there can be false propositions which are not impossible, which in turn entails
that ‘the false and the impossible are not the same; that you are standing now
is false, but that you should be standing is not impossible’.8 This is
encapsulated in the second condition in the two-sided definition of
possibility, which underwrites contingency: to be possible entails that what is
not actual nevertheless counts as a real potential if and only if nothing
impossible would follow from its actualisation. In this way, already in its
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incipient elaboration, the logical study of modality dovetails into
metaphysical issues concerning the criteria for the individuation and
differentiation of substance.
In its proto-formal elaboration in Book X of Metaphysics X—as part of the
famous ‘square of opposition’—modal reasoning becomes then crucial to
understanding two different senses of opposition: firstly, the distinction
between inclusive and exclusive opposition, and secondly, that between two
kinds of exclusive opposition: contradiction and contrariety, in terms of
which one articulates the relationships between quantified positive and
negative statements. Like contradiction, contrariety is an exclusive difference
in so far as if p is true then q is necessarily not true, and vice versa, e.g. if
something is triangular it necessarily is not circular (compare: triangular
and red). But while contradiction precludes the possibility of p and not-p
being false, given the principle of the excluded middle, relations between
contraries determine that if p is false, it does not follow that q is necessarily
true, and vice versa, e.g. if something is not triangular, it is not necessary
that it be circular.9 As Robert Brandom has elaborated, relations of
contrariety thus encode those inferential relations of material incompatibility
between concepts by virtue of which they acquire their descriptive content
and become determinate.10 And since our descriptive accounts can only be
determinate in so far as their constituents are bound to enter into such
counterfactually robust, modally rich oppositional relations of material
incompatibility and consequence with each other, Brandom argues, ‘modal
realism comes for free. We didn’t need Newtonian physics to get to
conceptual realism in this sense; the barest Aristotelian metaphysics is
already enough’.11
Following Aristotle’s extension of modality to metaphysics, a panoply of
senses of what constitutes possibility become progressively discerned,
extending from the logical investigation of modality and constraining the
intelligibility of ontological, epistemological, aesthetic and ethical
investigation. For it becomes progressively evident that, just as the objective
relations which serve to describe metaphysical relations are modally laden, so
must the concepts that furnish the panoply of vocabularies through which we
specify metaphysical, epistemic, practical, and aesthetic categories carry
modal force. We shall return to this point below, when we assess how
modality becomes central not only to theoretical but also to practical issues,
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P. 18
and examine the way in which these different senses of the possible and
domains of modal reasoning become explicitly elaborated within a
pragmatics of reasoning, eventually to be formalised in the twentieth century
under the banner of the ‘modal revolution’.
(b) The Scholastic Theological Conception of a Possible
World and the Modern Subjectivisation of Modality
As the logical and metaphysical investigation of modality develops over the
mediaeval and Scholastic period, the concept of possibility becomes inherent
to the appropriation of Aristotelian essentialism, dating to the recovery of the
modal syllogistic from the Prior Analytics in the twelfth century.12 In this
context, modal metaphysics become inscribed within a theological context,
prefiguring the concept of a ‘possible world’. It is first concentrated in
Augustine’s account of God as deciding between ‘alternative worlds’ or
universes, and then more formally elaborated in Duns Scotus’s explicit
thematisation of ‘the neutral proposition’ within a so-called ‘divine
psychology’.13 According to the latter, ‘logical possibility’ designates all
states of affairs that are compossible and so not ‘repugnant’ to being, even if
they are unactualised, i.e. they do not exist in the sense of being actual, but
nevertheless are real in so far as they satisfy not only the epistemic but the
ontological conditions for anything that exists. This involved reconceiving
the Aristotelian account of contingency explicitly in terms of the relationship
between the actual and the possible, as inherent to the agency of the divine
intellect: given that the divine act of creation must be freely willed, the ‘first
causes’ for everything that exists cannot be necessary, since that would imply
that they are themselves caused; they must have been able to have been
otherwise, i.e. God must have been able to have willed the world to be other
than it is. Thus Duns Scotus writes: ‘I do not call something contingent
because it is not always or necessarily the case, but because its opposite could
be actual at the very moment when it occurs’.14
It is this conception of modality in terms of counterfactual reasoning about
real but unactualised alternatives that leads to the elaboration of a new modal
logic in the works of William of Ockham (Summa Logicae), John Buridan
(Tractatus de Consequentiis, Summulae de Dialectica), and others. Here
Abelard’s distinction between de dicto and de re (or between cum dicto and
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P. 19
sine dicto in Ockham’s framework) assimilates metaphysical questions
concerning possibility and actuality, such that the classical division between
nominalism and Platonism is rekindled and recast in a new light. Without
getting engrossed in the historical details, it was the metaphysical elaboration
of modal metaphysics following downstream from Duns Scotus which
thereby paved the way for the modern conception of ‘possible worlds’,
defined by Leibniz in its most minimal form as ‘ideas in the Mind of God’. A
possible world or ‘universe’, according to Leibniz, is a ‘collection of finite
things’, that is, a relational and holistic network of individual substances,
each with their own distinctive ‘concept’:
[A]ll existent things […] must needs be reckoned all together as one world […] all things are
connected in each one of the possible worlds: the universe, whatever it may be, is all of one piece,
like an ocean: the elastic movement extends its effect there to any distance whatsoever.15
Following Duns Scotus’s elaboration of the Aristotelian doctrine, Leibniz
characterises contingency in terms of the (infinite) worlds that could be
created by the divine intellect, with each possible world conforming to its
own ‘principal designs’ or ‘purposes’: they are primary ‘free decrees’ which
generally determine the particular ‘laws’ or the ‘general order’ by virtue of
which individual substances enter into relations of composition with each
other. In doing so, they reflect the modal structure of the world to which they
belong, even if these worlds are never in fact actualised.
I think there is an infinity of possible ways in which to create the world, according to the different
designs which God could form, and that each possible world depends on certain principal designs
or purposes of God which are distinctive of it, that is, certain primary free decrees (conceived sub
ratione possibilitatis) or certain laws of the general order of this possible universe with which
they are in accord and whose concept they determine, as they do also the concepts of all the
individual substances which must enter into this same universe.16
The ordering or ‘compossibility’ between substances that constitute a
possible world must preclude the possibility of a contradiction obtaining
between them, which means that even the ‘free decrees’ upon whose basis
God organises the creative act must answer to logical constraints, e.g. if, in a
given possible world, the concept Socrates includes among its constitutive
properties Plato’s teacher, then in that world it is impossible for the concept
Plato to include among its predicates Socrates’s teacher, etc. This inability
of God to bring the contradictory into being in turn implies that metaphysical
possibility or contingency is subordinated to (classical) logical possibility in
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P. 20
the sense of coherency, something which distinguishes it from necessity, i.e.
for a proposition p to express a contingent truth is for it to be subject to what
Leibniz names ‘infinite analysis’, such that it is not possible to arrive at a
complete demonstration to determine the necessity of this truth. Rather, such
truths give way to an infinite regress of reasons, where ultimately only the
decrees guiding the divine will and intellect may access its ‘sufficient
reason’, inaccessible to the finite intellect of human beings.
[I]n necessary propositions, when the analysis is continued indefinitely, it arrives at an equation
that is an identity […]. But in contingent propositions one continues the analysis to infinity
through reasons for reasons, so that one never has a complete demonstration, though there is
always, underneath, a reason for the truth, but the reason is understood completely by God, who
alone traverses the infinite series in one stroke of mind.17
This seems to imply that contingency is in the last instance a form of
necessity, so that what is contingent is not that which could have been
otherwise; rather, contingent truths are necessary truths whose reasons for
being are epistemically accessible by the mind of God alone. And this entails
that God’s creative act must always remain grounded in reason, however
imponderable. The mystery that shrouds the divine remains thus constrained
by the bounds of logical coherence, such that even God cannot act without
reason (there is always ‘a reason for the truth’) or against reason (God
cannot incur contradiction by bringing incompossibles into being).
Leibnizian Contingency:
For any proposition p, p is contingent if and only if:
(1) If p is true, then p is necessarilytrue.
(2) There is a sufficient reason(s) q for p, such that q entails p.
(3) Since q is a reason for p, q is necessarily unknowable by all finite beings, but necessarily
known by God, i.e. humans cannot demonstrate that p is true since they cannot know that p
follows from q.
(4) p is true because God knows (2) and wills that q.
(5) If r is contradictory with p, then p and r necessarily cannot be true at the same time (p and r are
not compossible).
In any case, it is evident that in binding the divine will to reason, theology
forges the path for the subjectivising of metaphysics and epistemology that
would characterize the ‘Age of Reason’. Indeed, it is conspicuous that
binding divinity to reason was required to save God, as dramatised in
Leibniz’s answer to the problematic of evil: God must at once act in a rational
way so as to preclude his indifference, incompetence, or imperfection, even
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P. 21
as his optimally rational designs remain foreclosed from us. For it is not only
the constraint of compossibility between finite substances to logical
coherence which binds the creative act, but God’s own essential being which
must conceptually preclude contradiction, i.e. God cannot incur imperfection,
but his deeds must cohere with his intrinsic nature, which must be rationally
intelligible for us, even if the specific reasons guiding his creative act remain
epistemically foreclosed. Accordingly, Leibniz famously argues that, since it
is necessarily true that God is omnipotent and just (Principle of Perfection),
yet bound by the Principle of Sufficient Reason, and since the realisation of
any given possible world ultimately depends on the divine will, the actual
world must be necessarily the ‘the best world possible’. And since evil must
necessarily infiltrate all worlds, regardless of their proximity to perfection,
not even the best of all possible worlds can preclude a measure of evil:
Evil may be taken metaphysically, physically and morally. Metaphysical evil consists in mere
imperfection, physical evil in suffering, and moral evil in sin. Now although physical evil and
moral evil be not necessary, it is enough that by virtue of the eternal verities they be possible. And
as this vast Region of Verities contains all possibilities, it is necessary that there be an infinitude of
possible worlds, that evil enter into divers of them, and that even the best of all contain a measure
thereof. Thus, has God been induced to permit evil.18
With this said, it is also not difficult to see how, in restricting God’s decisionmaking power to obey the formal demands of logical possibility, one also
threatens its omnipotence and initiates the coruscating movement by which
reason erodes the stability of the theological world view. The perfect
alignment of God’s agency to the order of reasons would then (not without
irony) initiate a subsequent extension of the subjectivising of modality,
migrating from the perfect but mysterious workings of the divine intellect to
the fallible and imperfect decision-making capacities of the finite human
subject. In this way, contingency would no longer designate a limit for us in
our search for reasons which we nevertheless know to exist, but, more
radically, would preclude the legitimacy of grounding necessity by appealing
to an unknowable divine order of reasons; once brought under the immanent
jurisdiction of modern rationality, the attempt to salvage necessity within
contingency by appealing to an inaccessible realm of reasons only known by
the infinite mind of God is longer sustainable.
The tensions between the rationalist and empiricist schools in modern
philosophy remain paradigmatic in this shift: at its most corrosive extreme,
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P. 22
the empiricist challenge to rationalist logicism would afflict the metaphysical
essentialism latent in the reification of modality well beyond theological
reasoning, giving rise to a global scepticism concerning the status of modal
claims altogether. Perhaps the most dramatic iteration remains Hume’s modal
nihilism, which questioned the inductive leap from actuality into necessity,
and in so doing undermined the epistemic legitimacy of natural lawfulness
and substantive identity which underwrites the continuity between epistemic
and metaphysical modality.19 Contingency becomes in this process unhinged
from its subordination to the Principle of Sufficient Reason, and the image of
a preordained ‘ordering of the world’ by divine decree thus comes under
increasing strain. Accordingly, while Leibniz sought to preserve
metaphysical necessity by allotting to the mind of God those absent reasons
we nevertheless know to exist, the empiricist sceptic reifies epistemic
opaqueness to undercut even the legitimacy of this postulation of an ineffable
rational order. In the contemporary context, this epistemic sceptical stance
has led philosophers to claim not only that while we can know that necessity
obtains, we cannot know why it does, but that this lack of reasons is in fact
ontologically constitutive of nature: not a sheer epistemic limitation to our
cognitive faculties, but an ontological bulwark to ontogenesis.
As Quentin Meillassoux argues, transforming empiricist scepticism against
the Principle of Sufficient Reason into a positive ‘principle of unreason’,
what Hume took to be the sheer epistemic illegitimacy of postulating the
necessary being of any entity or lawful correlation between entities, ought to
be absolutised into the absence of necessity for any being to exist and for any
natural laws to obtain, such that the only thing that can be said to be
necessary is contingency, the possible non-being of anything that is said to
be, or what he names ‘the principle of factiality’:
We must grasp how the ultimate absence of reason, which we will refer to as ‘unreason’, is an
absolute ontological property, and not the mark of the finitude of our knowledge. From this
perspective, the failure of the principle of reason follows, quite simply, from the falsity (and even
from the absolute falsity) of such a principle—for the truth is that there is no reason for anything
to be or to remain thus and so rather than otherwise, and this applies as much to the laws that
govern the world as to the things of the world. Everything could actually collapse: from trees to
stars, from stars to laws, from physical laws to logical laws; and this not by virtue of some
superior law whereby everything is destined to perish, but by virtue of the absence of any superior
law capable of preserving anything, no matter what, from perishing.20
In any case, it is in response to the sceptical challenge to the legitimacy of
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P. 23
alethic modal concepts first waged by the modern empiricists that Kant
famously inflects the categorial conception of substance derived from
Aristotle into the subject, launching the investigation into ‘the conditions of
possibility of experience’. Modality becomes one of the four generic kinds of
the categorial structures of the faculty of the understanding, divided into three
categorial contraries corresponding to different classes of judgments:21
possibility/impossibility corresponding to problematical judgments (S may be
P), existence/non-existence corresponding to assertoric judgments (S is P),
and necessity/contingency corresponding to apodictic judgments (S must be
P). The subjunctive conditional relations between entities in the natural
domain and their lawful correlations (subsumed under the categorial class of
Relation) are thus reconceived as invariant aspects of finite human intuition
rather than as the products of God’s infinite intellectual intuition, thus
deepening the subjectivising of modality initiated by rationalist theology.
Yet within the contours of the transcendental investigation into the
conditions of experience, these categorical-transcendental structures had to
appear as epistemic givens, i.e. ‘factically’ given to the subject in the sense
that they themselves were foundational, underived principles. Furthermore,
this residual ‘essentialism’ in the critical apparatus would salvage modality
from the empiricist sceptical challenge, in turn generating an equally
pernicious transcendental scepticism according to which the lawful necessity
observed as holding between phenomena would have to be interpreted as
relative to the human subject, with the reality ‘in itself’ being shrouded in
darkness. In other words, in making modality an inherent feature of the finite
human understanding, Kant could not but trade God’s imponderable mystery
for a gratuitous factical endowment for which no reasons could be given. As
Meillassoux argues, this constitutes the decisive difference between Kant’s
transcendental idealism and Hegel’s speculative idealism:
Kant maintains that we can only describe the a priori forms of knowledge (space and time as
forms of intuition and the twelve categories of the understanding), whereas Hegel insists that it is
possible to deduce them. Unlike Hegel then, Kant maintains that it is impossible to derive the
forms of thought from a principle or system capable of endowing them with absolute necessity.
These forms constitute a ‘primary fact’ which is only susceptible to description, and not to
deduction (in the genetic sense).22
For Hegel, subjectivising necessity into the human subject only transfers the
epistemic obscurity that the Leibnizian rationalist assigns to the ineffable
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P. 24
divine mind into the noumenal reality beyond appearance, just as it makes the
natural laws that organise the phenomenal world subordinate to the factical
‘transcendental’ structures of our subjectivity. It is in response to this rational
lacuna threatening the heart of the idealist project that Hegel subordinates the
transcendental scope of Kant’s enquiry into the finitude of the
representational faculties of the subject to the historical and infinite
movement of the dialectic, where the world in and for itself directly
corresponds to the modal structure of the conceptual realm. In general, this
involves a transvaluation of the epistemic constraints native to the
investigation into the conditions of possibility of experience (which
Meillassoux names correlationism, i.e. the thesis according to which one can
only know/think how things appear to us, but not how they are in themselves)
and its treatment of modality into a positive ontological thesis: the correlation
between thinking and being itself becomes absolutised (giving way to what
Meillassoux names subjectalism, i.e. the thesis according to which the
correlation between the subject and being or an aspect thereof is taken to be
absolute: sensibility, ideation, etc). As Robert Brandom argues, Hegel’s
speculative idealism thus implies a kind of conceptual realism, in which
alethic modal determinations encoding relations of material incompatibility
(‘determinate negation’) and material consequence (‘mediation’) between
concepts were seen as directly corresponding to objective states of affairs.
This constitutes a ‘modally enriched empiricism’ in which the concept of
possibility is explanatorily basic in relation to actuality.
Modality is built into the metaphysical bedrock of his system. Possibility is conceptually more
basic than actuality, in the sense that an immediately given actual experience is intelligible as
having the determinate content it does only insofar as it is situated in a space of possibilities
structured by relations of compatible and incompatible differences […] [B]y contrast to Kant, for
Hegel the essentially modal articulation of what is determinate is not restricted to subjective
thoughts or experiencings. It also characterizes objective determinate states of affairs, whether
possible objects of sensory experience or not.23
In bloating the fabric of representation that characterises finite intuition into
the blueprint for the objective world, Hegel hypostasises the modal relations
associated with the discursive-conceptual domain into nature writ large.
Consciousness progressively makes explicit the objective modality of the
world, within which what appears as merely given to consciousness from the
purview of representation becomes actualised, becoming subject to
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P. 25
deducibility, and revealing what appeared to be merely factical or given
without reason to be necessary: giving ‘contingency the form of necessity’.
II. THE SEMANTIC CONCEPT OF POSSIBILITY AND THE
STRUCTURAL CONCEPT OF A POSSIBLE WORLD
(a) The Semantic-Logical Concept of Possibility: The ‘Modal
Revolution’
While the founding figures of the so-called analytic tradition were initially
inspired by a recoil against the perceived idealist excesses of Hegelianism—
concentrated in the influence of British Hegelians—they were likewise
hostile to the psychologistic tendencies of parts of neo-Kantianism. As
Brandom argues, for Moore and Russell, the ‘idealist rot’ responsible for the
derailment of philosophy had already set in with Kant, and they enjoined a
return to the empiricist tradition which, as we saw, initiated the decanting of
theology from philosophy, and preserved the means to avoid the ‘dangerous
oxbow of German Idealism’.24 As a result of this empiricist recoil, however,
the incipient ‘analytic project of semantic analysis’ reiterated tropes and
problems familiar from the modern sceptical assault, concentrated in two
central challenges during the heyday of logical positivism:
(1) Firstly, the pragmatist-Wittgensteinian challenge to the very ideal of
semantic analysis, which proposed to give up on the traditional focus of
theories of meaning in favour of a consideration of the proprieties
determining the use of expressions in a language.
(2) Secondly, and more importantly for our purposes below, Quine’s assault
against intensional theories of meaning following downstream from Frege,
and their purported separation from theories of reference, extending an
empiricist and naturalist critique of the central concepts which had
underwritten the method of analysis.
Focusing for now on the latter, at its core, Quine famously accuses
intensional theories of meaning of harbouring a residual Aristotelian
essentialism, albeit modulated into a semantic-linguistic key; particularly in
its characterisation of the ‘senses’ which specify the determinate contents of
discursive expressions in distinction to the extensional dimension of
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P. 26
reference (or denotation).
The Aristotelian notion of essence was the forerunner, no doubt, of the modern notion of intension
or meaning […]. Meaning is what essence becomes when it is divorced from the object of
reference and wedded to the word.25
This line of attack was of a piece with a vigorous interrogation of a battery of
interrelated concepts native to the very possibility of analysis—in particular,
the unquestioned valence of the synthetic-analytic distinction. Hume’s doubts
concerning the epistemic legitimacy of modal notions were thus extended
into the so-called ‘linguistic view on necessity’ formulated by Carnap and
C.I. Lewis:
[A] statement of the form ‘Necessarily…’ is true if and only if the component statement which
‘necessarily’ governs is analytic, and a statement of the form ‘Possibly…’ is false if and only if the
negation of the component statement which ‘possibly’ governs is analytic.26
In a nutshell, Quine argues that, since the intelligibility of the notion of
necessity supposes in turn the intelligibility of the notion of analyticity, and
since the criteria for separating analytic and synthetic truths itself remains
unintelligible, the distinction between the necessary and the ‘merely possible’
becomes precarious. For an analytic statement is supposed to be ‘true by
definition’, in the sense that its predicates would be somehow ‘already
contained’ or synonymous with its subject; but this just transfers the
confusion concerning the ‘meaning’ of a word or concept to the question
concerning just which definitional criteria satisfy the conditions for
synonymy. Distilled to its core, as Brandom elucidates, Quine’s challenge
can be summarised in terms of a demand: either explain modal notions in
terms of non-modal ones, or else give up on them altogether. More precisely,
Dagfinn Føllesdal argues that Quine sees two fundamental problems with the
use of modal notions, which render the latter ubiquitously precarious in
relation to semantic notions: it is not clear how to move from mere possibility
to necessity, and the ontological import of modal concepts remains in need of
clarification.
There is not just vagueness, a problem of difficult borderline cases; even in the seemingly most
clear-cut cases, it is difficult to understand what distinguishes the necessary from that which is
merely possible. One can, of course, ‘explain’ necessity in terms of possibility: What is necessary
is what cannot possibly be otherwise. However, unless we come up with an illuminating account
of possibility that does not invoke necessity, we here move in a very small circle […]. Quine’s
second problem with the modalities is that they are ontologically obscure. Not only is the notion of
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P. 27
a possible world murky, but also what objects we are speaking about when we use modal
expressions is unclear. These ontological problems are much more conspicuous in the case of the
modalities than they are in connection with meaning.27
In response to the assault on modality formulated by Quine against theories
of meaning, two fundamental rejoinders pave the way for the epistemic
legitimation of modality in its descriptive-explanatory uses, within a new
formal logical and metaphysical paradigm. Firstly, adapting Kant’s strategy,
Wilfrid Sellars postulates that the empiricist sceptical challenge to the
legitimacy of modal notions is a non-starter, since it assumes an impossible
stance to begin with. For in so far as the inferential roles that determine the
meanings of concepts invariably comprise counterfactually robust relations of
incompatibility and consequence in relation to other concepts, it is simply not
possible to render intelligible ‘the idea of an independently and antecedently
intelligible stratum of empirical discourse that is purely descriptive and
involves no modal commitments, as a semantically autonomous background
and model with which the credentials of modal discourse can then be
invidiously compared’.28 This insight forms the basis of what Brandom
christens the ‘modal Kant-Sellars thesis’, which states that even those
empirical concepts by virtue of which one makes non-inferential perceptual
reports implicitly carry with them consequences of application, whose
explicitation is accomplished by the use of modal vocabulary.29 As a result,
the idea that one would require an ‘inductive leap’ from an epistemically
legitimate descriptive non-modal base to a modal context is a red herring:
The classical ‘fiction’ of an inductive leap which takes its point of departure from an observation
base undefiled by any notion of how things hang together is not a fiction but an absurdity. The
problem is not ‘Is it reasonable to include material moves in our language?’ but rather ‘Which
material moves is it reasonable to include?’ Thus there is no such thing as a problem of induction
if one means by this a problem of how to justify the leap from the safe ground of the mere
description of particular situations, to the problematical heights of asserting law-like sentences and
offering explanations.30
Secondly, and in addition to this substantive rejoinder, C.I. Lewis and Kripke
among others initiated the ‘modal revolution’ in logic and metaphysics, by
virtue of which a thorough axiomatisation of the concepts of possibility and
necessity was achieved, opening up a new sequence of constructive
possibilities for analytic philosophy.31 This involved the elaboration of a
model-theoretic semantic meta-vocabulary to understand modal concepts
extensionally, broadening the expressive resources of first-order predicate
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P. 28
logic through the introduction of ‘modal operators’. An updated iteration of
the ‘one-sided’ definition of possibility formulated by Aristotle, in which
possibility and necessity are defined mutually, was then formulated in the
following way:
◇ P ↔ ¬◻¬P For any proposition p, p is possibly true, if and only if it is not necessary that p is
not true
◻P ↔ ¬◇¬P For any proposition p, p is necessarily true if and only if it is
not possible that p is not true
With this formal advance came a conceptual one, wherein the centrality of
modality across different domains of discourse gave way to a typology of
modal concepts: just as the alethic modal concepts of necessity and
possibility were explored through the introduction of the new formal
operators, a variety of modalities become more rigorously distinguished:
deontic modal concepts (obligation, permission…), epistemic modal concepts
(knowledge, justification…), temporal modal concepts (always, before…),
etc. But while the concept of ‘possibility’ appears to be but one modal notion
among
many to be explained, it also remains, in an important sense, semantically and
logically fundamental. For modal operators are defined in a first-order
extensional metalanguage, with quantifiers ranging over possible worlds, so
that alethic modal concepts are themselves defined in terms of ‘truth in a
possible world’.
A statement p is necessary if and only if it is true in all possible worlds.
A statement p is possible if and only if it is true in at least one possible world.
This basicness accorded to alethic modal concepts allows us to better
understand the sense in which the ‘modal revolution’ can be understood as a
response to the sceptical worries about the classical project of semantic
analysis. For, as Brandom notes, while the new formal semantics aimed to
explain the use of modal notions within a first-order extensional register, it
did so in turn by appealing to modal primitives. As a result, however, it
cannot be plausibly taken to have eliminated modal vocabulary, and so
cannot be taken as an positive answer to Quine’s challenge.
The Kripke semantics is not even a candidate for providing such a reduction, because it owes its
extensional character to the introduction of new primitive notions, possible worlds and
accessibility relations (and in the case of quantified modal languages, further apparatus permitting
re-identification of individuals and across worlds) that are themselves richly modal. […] Any
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P. 29
probative reasons to doubt the legitimacy of talk of necessity and possibility are just going to be
passed off and transformed into corresponding reasons to doubt the legitimacy of appeal to such
primitives. Thus, an appeal to advances in formal semantics for modal logic is not really
responsive to the original conceptual challenge. The new semantics gives us much greater control
over our use of modal vocabulary, helping us to get clearer about what we commit ourselves to by
using it, how different modal notions related to one another and to some nonmodal ones,
articulating the fine structure of modal concepts. But this clarification is resolutely internal to a
language deploying the modal concepts, and does not address in any direct way more global
worries about the legitimacy in principle of all such languages.32
Furthermore, as Føllesdal insists, it is this ‘self-enclosure’ of modal
vocabulary that originally led Quine to argue that the new semantics did not
really help in bringing us closer to an understanding of modality, nor did it
help in mitigating worries about the latter’s epistemic legitimacy:
Surely, such semantics are formulated in an extensional metalanguage, but since in this
metalanguage one quantifies over possible worlds, the semantics do not bring us any further
toward understanding the modal notions unless the notion of possible worlds is made clear. All the
semantics tell us is how the key notions of the small circle are interconnected: Possibility may in
most such semantics be defined in terms of necessity, thus: ‘◇p if and only if ~◻~p’. In some
semantics, what is not necessary is necessarily not necessary: ‘If ~◻p, then ◻~◻p’, and so on.33
With this said, Brandom notes that since the putative force of the challenge
posed by Quine is undermined by the Kant-Sellars thesis, it follows that
while modal vocabulary does indeed remain in need of clarification within
the scope of a philosophical semantic theory, it does not have to answer on
account of its presumed epistemic precarity. Since modality is implicitly
presupposed in the use of non-modal concepts, the only remaining plausible
‘challenge’ to modality is the demand to explain the relation between our
ordinary descriptive concepts (which overtly make no use of modal
vocabulary) and their implicit modal proprieties (which are made explicit by
modal vocabulary). And it is precisely this relation that is illuminated by the
new logic in a semantic metalanguage, in so far as it ‘helps articulate the
relation between ordinary descriptive predicates and explicitly modal ones,
without pretending to reduce the content of the latter to the former, or explain
the one in terms of the other’.34
Nevertheless, the resilient critic might worry that even if modality cannot
be eliminated as a feature of conceptual content and inferential behaviour on
sceptical grounds, the appeal to modal primitives in the definition of the
truth-concept remains ontologically problematic. For what is a ‘possible
world’, after all, if not a theological-metaphysical ‘creature of darkness’, an
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P. 30
essentialist remnant that functions as an unexplained explainer without which
the new logic cannot carry out its explanatory ambitions?
The crux of the issue concerns the basic role accorded to model-theoretic
explanation as a semantic foundation, and the unclear status accorded to
formal vocabularies. At the formal level, in its model-theoretic semantic
frame, the concept of a possible world is structurally interpreted, minimally,
in set-theoretical terms. Following the Hilbertian conception of what
constitutes an axiomatic theory, the formal and substantive senses of
possibility become again indissociable, so that a ‘possible world’ is defined
as follows:35
(Semantic Modal Theory):
A modal theory is a semantic metalanguage which establishes rules of correspondence (C-rules)
that map the inferential relations into which the modal concepts of a logical language are
organised to the elements and accessibility relations holding between the elements of a possible
world, defined as a model-structure.
The diagram below provides a basic illustration:
Without getting engrossed in the technical details, this structural definition
entails that ‘possible worlds’ comprise domains of constructability and
testability for an axiomatised logical system: what is possible must be
constructible as a model-structure that functions as a domain of interpretation
which verifies the axioms and theorems of a formal-logical theory. Testability
in turn requires that the model-structures which make up sets of possible
worlds and the accessibility relations among them are semantically correlated
to the statements of a language, i.e., that possible worlds function essentially
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P. 31
as domains of verification within which the truth of propositions can be
assessed, including modal statements. This twofold constraint entails that
‘possible worlds’ are not given to us in advance or from without; they are
neither discovered experientially through empirical intuition nor brought into
being from an Ideal existence in God’s mind through a kind of intellectual
intuition. Nevertheless, an understanding of possible worlds as ‘structures’,
even if these are constructed as opposed to discovered, seems to take us into
Platonist waters, where mathematical idealities provide the content for
theories, without which they would remain uninterpreted formal systems. The
question concerning the ontological status of ‘possible worlds’ therefore
becomes rather hazy, leading to a variety of possible definitions and
approaches that attempt to marshal their epistemic and metaphysicoontological
role,
e.g.
actualism/concretism,
abstractionism,
combinatorialism….
Taking Kripke’s semantics as a target example, the Quinean sceptic might
insist that what the primitive notion of a possible world reveals is precisely a
continued adherence to an essentialist metaphysics that was already latent in
the early project of analysis, and which presupposes that the conditions of
reference across worlds can be settled without ambiguity. And this
assumption requires in turn the capacity to rigidly designate a set of
unchanging ‘essences’ or invariant conditions that would presumably hold for
objects across all possible worlds, once again making an appeal to primitive
modal notions, i.e. that the predicate ‘human’ is necessarily true of Nixon in
all possible worlds, while ‘being the president of the US’ is not, etc. As to
what plausible criteria could allow us to separate essential determinations
from inessential ones without deferring to Fregean ‘senses’, Kripke’s theory
recommends that one ‘consult one’s metaphysical intuitions’. As Joseph
Almog puts it:
‘Nixon’, the singular term used in expressing the property, is a rigid designator. On the other hand,
that same individual could have failed to be the president of the United States in 1970 (again, a
metaphysical judgment). Hence, the singular term ‘the president of the United States in 1970’ is a
nonrigid designator. And so it goes: ‘the square root of 81’ is rigid; ‘the number of planets’ is not.
How so? Consult your metaphysical intuitions.36
The irony becomes pressing: even if possible worlds are understood in a
constructivist light, in order to coordinate model-structures to objects across
possible worlds, one must again rely on an obscure appeal to an intuition; in
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this case, not so much sensory intuition as a kind of intellectual intuition that
ultimately defers to common sense. But such deference to common sense
won’t satisfy the resilient sceptic; for the essentialist trap which Quine
observed apropos Frege’s postulation of ‘intensions’ reappears once we make
the composition of the objects of reference that ultimately compose the
worldly correlates of possible worlds qua model-structures a matter of
metaphysical caprice or fiat.
III. TWO DEFLATIONARY CONTEMPORARY
APPROACHES: BRANDOM AND BADIOU
In response to the seemingly interminable problems generated by modal
concepts, two major deflationary strategies seem in order: a resolute Platonist
solution which decants the model-theoretic enterprise from its purported
metaphysical excess (Badiou), and a resolutely nominalist solution which
interprets modal notions in purely metalinguistic-pragmatic terms, and rejects
the notion of objective modality altogether (Sellars). While the second
alternative accepts that modality is a non-eliminable feature of conceptual use
(modal expressivism), it resists the ontologisation of conceptual relations into
a fact-ontology, accepting only the reality of concrete particulars, which are
overtly theorised in a process-monist metaphysical idiom (modal antirealism). In so far as inferential relations hold between propositional states, it
follows then that propositional form belongs only in the linguistic and
conceptual orders. With this said, as Brandom argues, Sellars tells us very
little about how to understand the difference between alethic modal locutions
in so far as they characterise causal lawfulness and play a descriptive role in
the objective mode, and the way in which deontic modal vocabulary makes
this descriptive role explicit in its metalinguistic function. Indeed, Sellars
seems to simply assume that the implicit sense in which deontic modality
characterises the pragmatic bases of modality precludes the possibility of
modal realism, since the latter entails endorsing a kind of idealism that would
transpose propositional form onto nature writ large. As Brandom writes:
Sellars acknowledges that modal statements do not say that some entailment holds, but distinguish
between what is said by using a bit of vocabulary and what is ‘contextually implied’ by doing so.
Sellars says very little about this latter notion, even though it bears the full weight of his proposed
emendation of the rationalist account. This is really all he says about the matter in the only essay
he devotes to the exposition of his views about the ‘causal modalities’.37
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Brandom’s alternative way to reconcile modal realism and modal
expressivism is to embrace a version of Hegel’s conceptual realism, which as
we saw not only postulates an indissociable bond between causal and
metalinguistic explanations, as Sellars does, but furthermore establishes a
correspondence between the alethic modal locutions used to express the
former and the world as such. Yet without explaining the epistemological
conditions under which such alethic modal locutions can be said to be nonidentical yet potentially analogous or isomorphic to real modal locutions,
conceptual realism risks relapsing into a full-blown metaphysical idealism,
for which the conditions of correspondence between the conceptual and the
natural appear miraculous.
In resisting the speculative idealist reification of the correlation between
thinking and being in the name of ‘materialism’, other philosophers have
sought to resist the Hegelian solution to transcendental scepticism, claiming
that the epistemic incapacity to know of the in-itself should be positivised
into an ontological thesis. Accordingly, Meillassoux argues that the ‘facticity’
of thought—or the incapacity to find reasons why the correlation should be—
must itself be absolutised:38 it is contingency that is absolute, in so far as
neither thinking nor being can be said to be necessary, a claim that pulverises
the Principle of Sufficient Reason against the Kantian attempt to restrict
necessity to experience, and the Hegelian attempt to absolutise the
correlation. This forms the basis of a kind of ‘speculative materialism’ which
claims that only contingency is necessary, so that it is in principle possible
for things to be other than they are or not to be at all—including the ‘laws’ of
nature.
Exemplifying the first alternative, Badiou proposes to radicalise the
challenge to modality advanced by naturalised empiricism in a different way,
detecting a lingering metaphysical kernel which underwrites all forms of
analytic epistemology. He argues that what Quine misses from view is how
the semantic enterprise unwittingly harbours an unquestioned ‘third dogma’
afflicting even those positions that purport to reject empiricism in the name of
naturalism: namely, the distinction between form and content, which
subordinates mathematics and the process of formalisation constitutive of
scientific rationality to the metaphysically loaded affordances of natural
language. Whether in the name of an observational vocabulary (empiricism),
a scientific vocabulary (naturalism), or some common-sense idiom, these
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epistemologies would fail to assimilate the way in which mathematisation
frees ontology from its metaphysical baggage, avoiding a relativisation of
thinking to the contingency of ‘bodies and languages’ described by empirical
discourse and natural language. And indeed, in rejecting the form/content
dualism, Badiou argues that Quine’s critique of the two dogmas nevertheless
preserves a disfigured conception of the relation between thinking and being:
the representational frame in which the ontological rights of natural science
are epistemically secured by a semantic metalanguage in which fact and form
are circularly defined, iterating the idealist serpent of Absolute Knowledge:
‘If science is an imitative artifice, the artificial imitation of this artifice is, in
effect, Absolute Knowledge.’39 As Ray Brassier summarises:
Thus in a surprising empiricist mimesis of the serpent of absolute knowledge swallowing its own
tail, naturalized epistemology seeks to construct a virtuous circle wherein the congruence between
fact and form is explained through the loop whereby representation is grounded in fact and fact is
accounted for by representation [a theory of how science records ‘facts’].40
According to Badiou, the constructive heart of scientific practice supposes a
productive interplay between theoretical axiomatisation and model-theoretic
experimentation (the ‘testing of theories’), dispensing with the need to appeal
to some discursive frame, whether couched in observational language, natural
science, common sense, or otherwise. More than abstract ideographies which
can only assume a descriptive-explanatory role by being coordinated with the
world via appeals to metaphysical intuitions or natural/scientific languages,
formal theories are ‘tested’ by structures that are precisely not ‘intuited’ but
constructed:41
It is precisely because it is itself a materialized theory, a mathematical result, that the formal
apparatus is capable of entering into the process of the production of mathematical knowledge; a
process in which the concept of model does not indicate an exterior to be formalized but a
mathematical material to be tested […] Mathematical demonstration is tested through the rulegoverned transparency of inscriptions. In mathematics, inscription represents the moment of
verification.42
This immanent relay between the testing of theories and the construction of
models provides the methodological lever for a so-called ‘materialist
epistemology of mathematics’, which allegedly dispenses with any appeals to
a notion of ‘content’ borrowed from natural language or metaphysical
valences. This recalcitrance to qualitative or linguistic interpretation entails
that, for the mathematical production which guides scientific thinking, ‘no
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signifying order can envelop the strata of its discourse’.43 Logicalmathematical theories operate upon themselves by stratifying their own
syntactic material, while philosophical categories and ideological notions
envelop them momentarily, only to be shed by a further stratifying process.
This initiates a pendular movement between stratification and recapturing
that expresses the dialectic of scientific cognition, tracking what Bachelard
called an ‘epistemological break [coupure]’.
From Being and Event onward, however, Badiou shifts his register from
one of epistemological adjudication based on the coordination of theories and
models, to a historical narrative in which the relation between axiomatic
theories and set-theoretical models becomes progressively reworked, leading
in its most recent iteration to the relation between axiomatised set-theoretical
ontology and category-theoretic logic. Within this new polarisation, while set
theory explores the pure forms of inconsistent multiplicity that underlie every
consistent presentation, topology studies the ‘objective’ forms of appearing
of the pure multiple in concrete ‘worlds’ with varying ‘degrees of intensity’,
in accordance with what Badiou names the ‘transcendental indexing’ of the
multiple. In taking the set-theoretical basis of modern scientific theorisation
as self-sufficient, for Badiou, ontology becomes subtracted from the
metaphysics of modality, i.e. the determinations of being become strictly
speaking insensitive to the distinction between the actual and the possible, the
necessary and the contingent. As Oliver Feltham and Justin Clemens clarify,
in place of the metaphysically loaded ‘possible world’ and its constitutive
‘objects’ (substances, facts, events…), Badiou offers the term ‘situation’ to
define being as ‘pure multiplicity’, tracked by set theory:
The term ‘situation’ is prior to any distinction between substances and/or relations and so covers
both. Situations include all those flows, properties, aspects, concatenations of events, disparate
collective phenomena, bodies, monstrous and virtual, that one might want to examine within an
ontology. The concept of ‘situation’ is also designed to accommodate anything which is,
regardless of its modality; that is, regardless of whether it is necessary, contingent, possible,
actual, potential, or virtual—a whim, a supermarket, a work of art, a dream, a playground fight, a
fleet of trucks, a mine, a stock prediction, a game of chess, or a set of waves.
This results in a curious rationalist critique, resonant in its diagnosis (if not in
its implications) with the Kant-Sellars thesis: in so far as modality is
implicitly and ubiquitously at work in our descriptive vocabularies, so the
implicit ‘essentialism’ that Quine worries about is really an intrinsic feature
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of natural language and the descriptive-explanatory relations of material
inference, including scientific and observational idioms. But while Sellars,
refusing the Heideggerian compulsion to draw metaphysical conclusions
from natural language wholesale, believes this enjoins a separation between
the metalinguistic and objective modes of discourse, Badiou resolves to
decant ontology from natural language and its metaphysically infested syntax
altogether. Accordingly, mathematical language avoids not only the residual
essentialism found in empiricist and naturalist theories of meaning, including
Quine’s own, but also sidesteps Hegel’s idealist attempt to map the
determinations of being in analogy with alethic modal conceptual relations of
material incompatibility and consequence. In claiming that axiomatised settheory mathematics as a strictly extensional, modally neutral regime of
individuation just is ontology, Badiou thus aims to reject any purported
relativisation of the latter to either a metaphysical order of qualitative
essences, or to a semantic order of conceptual intelligibility. As he puts it:
‘Every quality is modal. Multiple-being, whose determination is the ontology
of quantity as such, ignores modality’.44 In turn, the category-theoretic
phenomenology of worlds complements set-theoretical ontology by
reinscribing modality in a non-linguistic register, subsuming the predicate
logical calculus, and reinscribing objectivity outside of the valences of
subjective experience: one no longer simply distinguishes between possible
and actual worlds and their constituents, but rather admits of an indefinite
plurality of intermediate intensity-values between inexistence and maximal
existence, within an intuitionistic context.45
And yet, while the dislodging of mathematics from natural language might
seem a welcome metaphysical cleansing for philosophy which would dodge
the epistemic quandaries latent in intensionally rich vocabularies, as Lorenz
Puntel argues, without being plausibly correlated to the statements that
describe the constituents of ‘possible worlds’, empirical phenomena and their
relations, set-theoretical and category-theoretical structures remain
explanatorily empty, reducing ontology and phenomenology to a formally
uninterpreted mathematical symbolism. And this vacuity cannot be
ameliorated by drawing surreptitious analogies to various ‘situations’ in a
metaontological (or metalogical) register, which must be after all couched in
natural language.
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Within or by means of theoretical frameworks, contents are available for theorization, but this
presupposes that the theoretical frameworks include elements that are not purely formal, but
instead contain interpretations (i.e., relations to contents). For this reason, every philosophical or
scientific theoretical framework contains,
in addition to purely formal elements and concepts, also material or contentual ones.46
And indeed, it is obvious that, without the meta-ontological and metaphenomenological interpretation of mathematics provided by philosophy,
neither can the Zermelo-Fraenkel formalisation of the concepts of set theory
purport to speak about ‘situations’ any more than category theory can purport
to speak about ‘worlds’. Such metatheoretic interpretations proceed by
surreptitious analogies to all kinds of vocabularies, expressing the bond
between philosophy and its four ‘conditions’: science, art, politics, and love.
And since these metatheoretic specifications and their correlation to
‘ordinary’ situations or empirical phenomena are uniformly dependent on
natural language, they must remain modally laden. As a result, the status of
modality as it pertains to philosophical theorisation remains unclarified, yet
functions as the condition of intelligibility for ontology and phenomenology.
This issue finally concerns the obscure relation between natural languages,
mathematical languages, and the world, a relation which philosophy, in its
systematic ambition, attempts to articulate. As a result, without clarifying the
pragmatic role of what is involved in theorisation in general , and ontological
theorisation in particular, the role played by modality as a feature of
conceptual use and as a feature of the world as such, is bound to remain
unclear.
If the structuring of worlds which endows ‘objects’ and their relations with
specific ‘degrees of intensity’ must nevertheless be qualitatively specified by
the use of modally laden natural linguistic vocabularies, then the question
concerning the relation between the empirical and the formal remains
necessary for any purported ‘materialist’ account that seeks to obviate
metaphysical description or to sidestep any appeal to intuition: How are we to
distinguish between the alethic and deontic modal relations that obtain in the
conceptual order, and which are said to map determinate relations between
objects and patterns in the real order? For if we are not to reproduce a kind of
conceptual realism of the Hegelian sort, which postulates that states of affairs
are structured analogously to the semantic and normative proprieties of the
discursive order (as in Brandom’s reconstruction of Hegel’s idealism),
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without compromising the intelligibility of ‘real modality’ in nominalist
spirits (as in Sellars’s insistence that ‘propositional form does not belong onto
nature’), then we must establish epistemological criteria by virtue of which
the modally robust inferential relations articulating conceptual order, while
neither equivalent to the world nor miraculously in correspondence to it,
nevertheless can function to produce an nomological counterpart or ‘map’ of
the latter.
It is this insistence on the importance of separating the conceptual order and
the real order that lingers on as perhaps the most provisory and yet most
promising aspect of the Sellarsian nominalist and naturalist strategy, resisting
at once the blunt Platonism of those who ontologise mathematical form and
the conceptual realism of those who ontologise conceptual modalities. By
rising to this epistemological exigency, we would not, then, postulate a
miraculous correspondence between the modalities proper to the conceptual
and real orders, nor would we fall victim to the temptation to simply
ontologise the concept of a ‘possible world’ in accordance with a specific
formal-mathematical paradigm. Rather, we would adjudicate how
mathematical vocabularies enable us to progressively gain traction on the
objective modal structure of the world, and how the philosophical concept
can render such a relation epistemically intelligible in its diachronic and
historical realisation.
1. M. Cresswell, E. Mares, and A. Rini, Logical Modalities from Aristotle to Carnap: The Story of
Necessity (Cambridge: Cambridge University Press, 2016).
2. This conception is also elaborated in Section 3 of De Interpretatione and Section 2 of De Caelo. For
a discussion on these issues see M. Malnik, ‘Aristotle on One-Sided Possibility’,
<https://www.nyu.edu/gsas/dept/philo/faculty/malink/Aristotle%20on%20OneSided%20Possibility.pdf>. See also
Cresswell et al., Logical Modalities.
3. Pr. An. 1.13 32a18–21.
4. Ibid, 32a18-20.
5. Ibid., 14–22.
6. R. Smith, ‘The Mathematical Origins of Aristotle’s Syllogistic’, Archive for History of Exact
Sciences 19:3 (1978), 201–9.
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P. 39
7. Met. 9.3 1046b28–33.
8. Ibid., 9.4 1047b10–15.
9. Moreover, objects can only stand to each other in relations of contrariety but not contradiction, since
for an object B to be the contradictory of A it would need to exhibit every property that is incompatible
with A. But since the set of all the properties which are incompatible with those of a given object will
include incompatible contrary determinations, this is impossible, e.g. the contradictory of a red square
would need to be simultaneously blue, yellow, circular, hexagonal, etc.
10. R. Brandom, A Spirit of Trust: A Reading of Hegel’s Phenomenology (Cambridge, MA: Harvard
University Press, 2019), 57.
11. Ibid.
12. These developments become prefigured through a long and complex series of historical events:
Boethius’ commentaries on De Interpretatione in Commentarii in librum Aristotelis. Perihermeneias I–
II; the translation of Averroes texts, etc.
13. See A.J. Beck, ‘Divine Psychology’, and ‘Modalities: Scotus’ Theory of the Neutral Proposition’,
in E.P. Bos (ed.), John Duns Scotus: Renewal of Philosophy: Acts of the Third Symposium Organized
by the Dutch Society for Medieval Philosophy Medium Aevum (Amsterdam: Brill, 1998).
14. Ord I.2.1.1–2, 86.
15. Theodicy 8–9, 131.
16. G II 51/L 333.
17. A VI iv 1650/AG 28.
18. T §21/GP VI 116.
19. In what remains perhaps the most famous literary expression of this shift between the mediaeval
and modern sequences, in Candide, Voltaire characterises Leibniz’s position (parodied under the title of
‘Panglossian optimism’) as flying in the face of endless atrocity and inculcating a fatal conformism
characteristic of human history, and implies that a better world might be possible, and that we are
responsible for actualising it: ‘We must cultivate our garden’). Put differently, short of being an
essential predicate of the concept of the actual following from God’s essence, the ‘goodness’ of the
actual world must itself be thought as a contingent determination, in the sense of not being derivable,
relative to free acts of the human subject.
20. Q. Meillassoux, After Finitude: An Essay on the Necessity of Contingency, tr. R. Brassier (London
and New York: Continuum, 2008), 53.
21. I. Kant, Critique of Pure Reason, tr P. Guyer and A.W. Wood (Cambridge: Cambridge University
amanda-beech-construction-site-for-possible-worlds-1Robin Mackay / text
P. 40
Press, 1998), 212, 206 (A80/B106, A70/B95).
22. Ibid., 38.
23. Brandom, A Spirit of Trust, 141.
24. Ibid, 107.
25. Ibid., 197.
26. W.V.O. Quine, From a Logical Point of View (Cambridge, MA: Harvard University Press, 1980),
143.
27. D. Føllesdal, ‘Quine on Modality’, in R. Gibson and R. Gibson Jr (eds.), The Cambridge
Companion to Quine (Cambridge: Cambridge University Press, 2004), 201.
28. R. Brandom, From Empiricism to Expressivism: Brandom Reads Sellars (Cambridge, MA and
London: Harvard University Press, 2015), 134.
29. Within Sellars’s own elaboration of the Kantian normative conception of rationality, alethic modal
dependencies between states of affairs in the material mode implicitly express ‘inference licenses’
governing our descriptive and explanatory theoretical reasonings, which are made explicit by deontic
modal subjunctive claims in the metalinguistic mode.
30. W. Sellars, ‘Some Reflections on Language Games’, in K. Sharp and R. Brandom (eds.), In the
Space of Reasons: Selected Essays of Wilfrid Sellars (Cambridge, MA and London: Harvard University
Press), 53.
31. Kripke famously questioned Quine’s conflation between necessity as a metaphysical notion,
analyticity as a semantic notion, and the a priori as an epistemological notion. Bridging the gap
between theories of meaning and theories of reference, and so bringing together what Frege had pulled
apart, while also reinvigorating the project of analysis after the positivist derailment, Kripke thereby
challenged Quine’s global modal nihilism.
32. R. Brandom, ‘Modality, Normativity, and Intentionality’, Philosophy and Phenomenological
Research 63:3 (2001), 587–698.
33. Føllesdal, ‘Quine on Modality’, 201.
34. Ibid, 21–22.
35. To take the paradigmatic example—and simplifying to the utmost—we can then define a ‘Kripke
model’ as a triplet, consisting of a modal frame and a relation: <W,R, ⊨>. A model frame is a pair <W,
R>, in which W is a set whose elements w0...wi are possible worlds, and R is a binary relation RCW x W
which determines for each world w ∈ W which worlds wy are ‘accessible’ from which worlds wy. An
‘evaluation’ or ‘satisfaction’ relation u is then added to the frame to correlate elements w0...wi ∈ W and
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P. 41
model formulas/propositions p0...pi ∈ P. These formulae/propositions would be truth-functional states
comprising (extensional) quantificational first-order logical, base vocabulary.
36. J. Almog, ‘Naming Without Necessity’, Journal of Philosophy 83:4 (1986), 211.
37. Brandom, From Empiricism to Expressivism, 187.
38. Q. Meillassoux, After Finitude: An Essay on the Necessity of Contingency, tr. R. Brassier (New
York and London: Continuum, 2008), 57–60.
39. A. Badiou, The Concept of Model, tr. T. Tho and Z.L. Fraser (Melbourne: Re.press, 2007), 17.
40. R. Brassier, ‘Badiou’s Materialist Epistemology of Mathematics’, Angelaki 10:2 (August 2005),
139.
41. If all deducible expressions in the system correspond to a true statement on the domain of
interpretation, then the latter is a model for the system.
42. Badiou, The Concept of Model, 144.
43. A. Badiou, ‘Mark and Lack’, in P. Hallward and K. Peden (eds.), Concept and Form, Volume 1:
Selections from the Cahiers Pour L’Analyse (London and New York: Verso, 2012), 173.
44. A. Badiou, The Mathematics of the Transcendental, tr. A.J. Barlett and A. Ling (New York:
Bloomsbury), 166–7.
45. See A. Badiou ‘From Logic to Anthropology, or Affirmative Dialectics’ (2012), course at the
European Graduate School, <https://www.youtube.com/watch?v=wczfhXVYbxg>.
46. L. Puntel, Structure and Being: A Theoretical Framework for Systematic Philosophy, tr. A. White
(Pennsylvania: Penn University Press, 2008), 24.
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Adam Berg
Uses and Abuses of Probability:
Perception and Induction
The notion of probability is entangled with that of perception and induction
and, at least since the time of David Hume, has posed a challenge to
rationality in light of the problem of induction on the one hand, and to
nondeterministic conceptions of rationality on the other. The problem of
induction is known through Hume’s invoking of the circularity of reason
when dealing with our beliefs and assertions regarding unobserved states of
affairs: relying on our past experiences as a basis for causal explanation
would inevitably imply that the differences between probable and
demonstrative arguments are basically underdetermined and do not justify
inductive inference.
With the advent of Hume’s version of rational empiricism and the so-called
problem of induction, probability attains a philosophical status independent
of its earlier nebulous underpinnings in systems of divination and occult
predictions.
In the following discussion I will examine Hume’s coupling of probability
with aspects of induction, and develop a broader discursive context, which
will include art and science, for the purpose of situating the perception of
probability, which often involves not merely a neutral usage or application,
but an abusive method through which ‘judgments’ or ‘determinations’ are
forced from the realm of the ‘probable’ (mathematical) into that of the
‘possible’ (modal).
Hume is pivotal in laying out the connection between induction, causation,
and probability, and his contentions about this nexus are well expressed in his
critical remark on John Locke:
Mr. Locke divides all arguments into demonstrative and probable. In this view, we must say, that
it is only probable all men must die, or that the sun will rise tomorrow. But to conform our
language more to common use, we ought to divide arguments into demonstrations, proofs, and
probabilities. By proofs meaning such arguments from experience as leave no room for doubt or
opposition.1
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In so far as ‘proofs’ are based on arguments in Hume’s sense, we must also
entertain the possibility of incorporating ‘probability’ into both
demonstrations and arguments as well, and this leads us to admit that
probability is informed by our perception, and not only by underlying
inductive inferences.
PROBABILITY’S UNRESOLVED RELATION TO
PERCEPTION AND INDUCTION
Probability’s unresolved relation to perception and induction undercuts a
trivial distinction between the epistemological and ontological implications of
its uses, and requires attention to the levels of objectivity of its constitution.
Questioning how the perception of probability had continuously occupied a
perplexing topos within the social sphere and its relation the so-called
problem of induction leads us to the sedimentation of intersubjectivity and its
relation to the constitution of objects, including that of mathematical objects
and/or concepts.
The three main ‘genetic’ types of probability (see diagram) are:
(1) Probability instituted or synthesized passively as ‘pure chance’ or rudimentary randomness.
This type pertains to my discussion below of the mediaeval to early-modern practice of drowning
witches and to Marcel Duchamp’s 3 Standard Stoppages (1913), and can be elucidated by Charles
Peirce’s conception of ‘chance’, which I will also discuss below.
(2) Probability as formulated in classical thermodynamics, which implies a ‘subjective’ probability
as a ‘degree of ignorance’ and is measured in terms of the system’s entropy.
(3) The ontic or ‘objective’ probability associated with Boltzmannian statistical mechanics and
later on with the quantum-mechanical context, which I will discuss in relation to Albert and
Deutsch.
Husserl, in his Judgment and Experience, argues that Hume’s so-called
problem of induction stems from his understanding of probability. The
perception of what is probable is different from the modal conception of the
possible. Hume, in Husserl’s understanding, imbues the perception of
probability not with a modal conception of the possible, but rather, with the
question of induction, and in doing so cements the ‘modern’ take on
probability as lying beyond the scope of direct perception, thus paving the
way for modern (post-Boltzmannian) science’s assertion of indirect
perception and its relation to the conception of probability as being connected
to observation but without necessitating causal immediacy.
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Later, with the rise of experimental psychology—following scientists and
philosophers such as Helmholtz and Brentano, and Husserl’s early
phenomenological analyses (as in his Logical Investigations of 1900–1901),
Gestalt psychology would be launched. With Albert Michotte’s work The
Perception of Causation (1945), perceptual phenomena, which historically
were the province of non-experimental philosophical inquiry, were
introduced into the context of a scientific psychology of perception. But the
analysis of the perceptual mechanisms of causality still falls short of
exhausting the concept of causation. In other words, since causation is related
to induction and its inferences (unlike causality, which is linked to
phenomenal perception), it becomes secondary to the perception of
probability and hence to a large extent is undetermined on strictly perceptual
psychological grounds. ‘Causality’ may be explained and may arguably be
grounded in perception, but ‘causation’ is connected to the logic of inductive
inferences, which is never entirely reducible to perception.
An examination of the perception of probability involves presuppositions
about its connections to induction and thus to causality. In so far as
Michotte’s model for causal detection is based on how causal decisions are
enacted as judgments or determinations of inferences regarding whether or
not nonperceptual data point to a particular causal interaction, or whether a
perceptual model of causality can be discerned through a given causal
decision, it remains neutral in terms of its conception of the basis of causality.
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Hence, perhaps in a Kantian sense, induction is explained neither in terms of
‘perception’ nor ‘causation’ alone, but through a structuring of schemata.
The main conclusion that can be drawn from Michotte’s work on the
perceptual character of causation is that it involves either non-perceptual or
perceptual input from both ‘perception’ and ‘causation’, and that such input
is inferred from a sort of apperception, which in turn implies more than a
mentalistic rendition of a ‘black box’ that converts nonperceptual and
perceptual information alike into inferential determinations. In the classical
Humean sense of causation, the underlying inferential decisions are not split
between two types of causal interactions—one derived from perceptual input
and another from nonperceptual input. Rather, the processing of data is
construed as the ‘output’ coming from the agent’s or system’s ‘black box’
without relying on a causal explanation. In Michotte’s analysis of causality,
the determination of the perceptual ‘output’ is aligned with a post facto
psychological description of perception, but not of causation. Consequently,
following Michotte, we can define the perception of probability as the
analysis of a ‘phenomenological theory’ within science, which, as Mario
Bunge contends, is based on a ‘blackboxism’—namely, the conversion of
nonperceptual and perceptual input is based on multivariant statistical
distribution models, and hence on inferential laws.2
The respective inferential characters of ‘perception’ and ‘probability’ (e.g.
multivariant statistical laws) do not differ simply in the way they are
accounted for as phenomenal distributions, but rather in so far as the former
involves reversed causal explananda while the latter involves epistemic timeasymmetry. Perception is explained or retrodicted on the basis of its
‘predictive manifolds’, and, as Alain Berthoz argues in his seminal work The
Brain’s Sense of Movement, 3much of the neural activity of perception
consists in simulating and relying on ‘predictive manifolds’ that act as a
preview in anticipating movement and coming input as well as generated
output. Probability, on the other hand, can be coherently and consistently
used as an epistemic or ontic explanation only in so far as it relies on causal
time-asymmetry. Otherwise, the conceptual basis of probability would be
merely a question of arbitrary degrees of convention.
In An Enquiry Concerning Human Understanding (1748), David Hume
puts forward the following contention in regard to probability:
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Though there be no such thing as Chance in the world; our ignorance of the real cause of any
event has the same influence on the understanding, and begets a like species of belief or opinion.
There is certainly a probability, which arises from a superiority of chances on any side; and
according as this superiority increases, and surpasses the opposite chances, the probability receives
a proportionable increase, and begets still a higher degree of belief or assent to that side, in which
we discover the superiority. […]
It seems evident, that, when the mind looks forward to discover the event, which may result from
the throw of […] a dye, it considers the turning up of each particular side as alike probable; and
this is the very nature of chance, to render all the particular events, comprehended in it, entirely
equal. But finding a greater number of sides concur in the one event than in the other, the mind is
carried more frequently to that event, and meets it oftener, in revolving the various possibilities or
chances, on which the ultimate result depends.4
Hume’s insight here is that correlations between probabilistic chance and our
mental determinations (e.g. beliefs) are based on repetition and redundancy
rather than on causal explanation. This is, in a nutshell, the essential
argument for the problem of induction: our inferential reasoning on
probability cannot be explained simply through the ‘principle of redundancy’
when it comes to our mental determinations on the course of events and
chance. Hume’s underlying argument for the fundamental undecidability of
induction can be broken down into the following arguments:
(1) Chance has no ontological structural primacy.
(2) The real cause of ‘chance’ is our degree of ignorance (which is effectively our relative lack of
knowledge).
(3) The objectivity of probability is correlated to the mental constitution of belief.
(4) Probabilistic chance (e.g. dice throwing, coin flipping) is epistemically neutral.
(5) Our mental determinations (e.g. beliefs) are based on the redundancy of results (repetitions of
observation or experiment) without ever relying on descriptive causal explanations.
Thus, following Hume, probabilistic chance and our ‘web of beliefs’ (à la
Quine) are not based on the same inferential logic, but rather are
mentalistically coordinated and corroborated in order to substantiate the
coherence between induction and causation via the role of redundancy. Hence
induction, according to Hume, is always a simultaneous manifestation of our
ignorance and our ability to overcome it by ‘taming’ probabilistic chance.
Notwithstanding, Hume’s phenomenalism does not differentiate between
‘sensations’ and ‘perception’, sense data and models of perception. In order
to construe better the role of perception in relation to probability, we must
look for an explanatory scheme that surpasses the notion of the role of
redundancy.
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P. 48
A conception of deep probability asserts that over and above the uses and
abuses of probability in terms of its application via inductive inferences and
causal laws, it is radically constructed (a Goodmanian ‘worldmaking’)
through perceptual manifolds. Not perception construed as rudimentary
‘sensation’ or as phenomenalistic ‘sense data’, but rather perception
construed through the instantiation of sensory information organised as
perceptual manifolds (or even, in Goodman’s case, as ‘projectiles’).
Nevertheless, as Ian Hacking recalls in his history of probability, Peirce
challenged Hume’s negative conception of chance by arguing for or
affirming ‘absolute chance’: ‘Peirce reversed Hume’s dictum, “that chance,
when strictly examined, is a mere negative word and means not any real
power which has anywhere a being in nature”.’5 In Peirce’s own words:
For a long time I myself strove to make chance that diversity in the universe which laws leave
room for, instead of a violation of law, or lawlessness. That was truly believing in chance that was
not absolute chance. It was recognizing that chance does play a part in the real world, apart from
what we may know or be ignorant of. But it was a transitional belief which I have passed through.6
Hume’s reliance on associations and connections in his explanation of
‘human understanding’ falls short of phenomenologically explaining how is it
that we assume induction to be probable without reducing probability to the
simply ‘perceptible’ or directly observed. This stratum of analyticity in the
enactment of probability, which involves logico-mathematical inferential
laws, would come to haunt contemporary philosophers such as Hintikka,
Putnam, and others, who identified two separate sets of problems when
coming to articulate the relation between induction and probability.
The first is that the logic or laws of inductive systems are either deductive
or axiological, and thus not inductive, and that they differ formally from the
content of judgments—which implies the secondary ‘nature’ of induction as
subordinated to judgments and not as a precept to them (here I will visit
Wittgenstein’s perplexing encounter with the metre rod and the question of
criterion in reference to Duchamp’s work 3 Standard Stoppages).
The second is that there is no clear way to determine the relation between
induction and probability without asserting a theory of causation, or for that
matter an anti-causal theory of physics (e.g. quantum entanglement or
synchronicity). This leaves us undecided as to whether the nature of
probability (and thus induction) is related to a mathematical formulation, or
stems from a meta-mathematical logic that is in Gödel’s sense incomplete,
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and inexhaustibly so.
Husserl, as I noted, identifies the circular logic in Hume’s conception of
probability, where, on the one hand, probability cannot be grounded or
explained only in terms of the psychology of perception, yet, on the other
hand, the habitual probabilistic nature of perception does not explain
perception itself. In Experience and Judgment, in his discussion of Hume and
the problem of probability and perception, Husserl gives the example of an
object’s multitude of profiles. For example, I look at a coffee mug with a
pattern and presuppose that the pattern continues on the other side of the
ceramic mug, and such a ‘habitual assumption’ is probabilistic in a passivesynthesis sense—one neither ‘cogitates’ it nor ‘perceives’ it as sense data.
So how is the determination of experience different in principle from that of
judgments themselves, in so far as they both involve probability? Husserl
observes that Hume ‘even considered the idea that perhaps the principles of
probability could be adapted to the justification of our causal inferences and
in general all our judgments of experience which extend beyond the
immediately given’, but rejected this idea since ‘he believed he could show
that judgments of probability spring from the same psychological principles
of blind habit and association as judgments of causality and would thus bring
us no further’.7
Following his discussion of the Humean dilemma, Husserl concludes with a
constitutive differentiation between ‘explanation’ and ‘perception’ based on
probability. Accordingly,
[i]f we know that judgments of experience of this kind can have only the dignity of judgments of
probability we must then investigate—before all questions of their psychological origin—whether
the principles pertaining to objectivity are not here also to be apprehended through adequate
generalization, therefore if reason is not the same in the sphere of probability as in the sphere of
the relations between ideas.8
In this way, Husserl radicalises the Humean dilemma concerning the Janus
face of probability and its relation to causation and induction, by emphasising
the intertwining of ‘ideas’ and ‘beliefs’—ideas here being construed as
grounded in sensations, and beliefs as our mental determinations or ideas
about given ideas. Husserl contends that
[w]here Hume asked how it happens that a great number of possibilities so ‘act on the mind’ that
they awaken assent or belief, we ask ourselves from our point of view: with regard to a series of
favorable chances, do we have the right to objectively assert a probability?9
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Husserl’s insight here is very valuable both in terms of Boltzmann’s
conception of probability in relation to a system’s initial conditions and its
entropy, and in terms of the quantum-mechanical deterministic conception of
probabilistic measurement based on physical reality rather than scientific
conventionalism or representationalism, since it squarely raises the question
of whether, and under what conditions, we can assert probability objectively.
Husserl distinguishes between a kind of probability that ‘refers to the weight
which belongs to presumptions of being’ and its perceptual possibilities, and
another that is ‘objective’ and is logically inferred from mathematics and
statistics and yet lacks noetic content in itself—i.e., that is without the
explanandum of scientific reasoning.10
Husserl’s reading of Hume’s contentions on the character of induction and
probability should not be construed as critically negative, but rather as a
radicalisation of Hume’s insightful embrace of an epistemic
underdetermination of the inferential rules of ‘judgments’ (and beliefs) with
respect to the inferential laws of a probabilistic model. Such radicalisation
sharpens both the commonality and difference between the probabilistic
mechanisms of perception and the appropriation of statistical inferential
models in scientific explanation—thus effectively accounting for both animal
and human perception without assuming anthropocentric concepts of
cognition.
To the extent that the perception of probability à la Husserl involves not
only ‘tools’ but also ‘ideas’ of probability, our account of such ‘ideas’
informs the phenomenological constitution—construction—of ‘worlds’ that
comprise the pre-given and given objects in the ‘Lifeworld’, and asserts the
logical/formal, material/ontological, and transcendental heterogeneity of
probables.
WORLDMAKING AND THE PERCEPTION OF
PROBABILITY
We can have words without a world but no world without words or other symbols. The many
stuffs—matter, energy, waves, phenomena—that worlds are made of are made along with the
worlds. But made from what? Not from nothing, after all, but from other worlds. Worldmaking as
we know it always starts from worlds already on hand; the making is a remaking.11
Worlds, actual worlds, are probable rather than possible. In his
groundbreaking work Ways of Worldmaking, Nelson Goodman argues that
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‘attempts to construe truth in terms of confident belief, or of credibility as
some codification of belief in terms of initial credibility together with
inference, confirmation, probability, etc. face the obvious objection that the
most credible statements often turn out to be false and the least credible ones
true. Credibility thus seems no measure even of nearness to truth. But this
obstacle may not be insurmountable.’12 Goodman takes Hume’s position on
the correlation between ‘probability’ and ‘belief’ a step further by advancing
an intermediate stage between inferential rules and probabilistic chance in
terms of predicates that construct worlds, or what he calls ‘projectiles’.
What is more or less probable in a given linguistic predication is not
reiterated in representational correspondence to states of affairs, but instead is
decided by the inferential rules appropriate to the projectability of worlds. For
Goodman, projectible predicates such as ‘green’ and ‘blue’ as opposed to
non-projectible predicates such as ‘grue’ and ‘bleen’ are adjusted and
restricted through observational inductive premises and arguments. As in the
case of projective predicates of emeralds as ‘grue’ (e.g. green turned blue) or
‘bleen’ (e.g. blue turned green), unlike deductive rightness, confirmation
relies on inductive rightness, which in turn is never categorically ‘true’ or
‘false’ but rather is contingent upon the inferential validity or invalidity of the
observed state of affairs. Goodman’s conclusion is that beyond the two
categorical possibilities of deductive and inductive rightness, there lies ‘a
third kind of rightness in general: rightness of categorization’, determinable
laboriously by the results of truth-values through repeated experimentation—
that is, an underlying statistical distribution.13
Thus, following Goodman’s analysis, induction and causation are linked
not simply through inferential rules but rather through a third categorical way
that involves projectability as habitually tested usage of predicates’
probabilistic distribution (statistical inferences) as a context or ‘background
principle’.14 In so far as such background or meta-principles are based upon
the deduction of observed (and indeed unobservable) processes through
probabilistic distribution, statistical inferences are used in the construction of
a ‘world’ through projectiles, be it ‘grue’ or a scientific concept such as
‘inertia’ or ‘gravity’.
‘Worldmakings’, of art and science alike, in Goodman’s brand of
nominalism, are marked by the ontological relativity of ‘kinds’ and ‘types’ of
‘worlds’ rather than by their primacy in relation to the real. Thus, instead of
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embracing a universe populated with ‘possible’ or counterfactual worlds and
which entails only a single actual and ‘real one’ (à la Leibniz or Lewis),
Goodman’s ‘worldmaking’ intertwines the possible predicates of ‘facts’ and
‘fictions’ with the same inferential probable projectiles, without
compromising or conflating the calculus of the probable with that of the
possible. Goodman’s ‘irrealism’ is thus intricately linked to the construction
of ‘worlds’ (and ‘worldmaking’) on the basis of probability distributions and
statistical inferences that underly the rules and principles of predication via
projectability.
It is in this sense that Goodman’s seminal essay ‘The New Riddle of
Induction’ is a radicalisation of the Humean understanding of the problem of
induction in terms of justification or lack of it, but extended to the claim that
there can be no justification of our inferential reasoning and practices outside
of a given ‘world’.
Furthermore, the uses and abuses of probability—as seen from Goodman’s
perspective—exceed the problem of induction in Hume’s sense, connected
with experiment and the enumeration of facts leading to determinations, and
instead introduce the sphere of inferential practices as entailing a ‘reflective
equilibrium’15 which traverses backwards and forwards ‘determinations’,
namely, the web or webs of how determinations or judgments of various
types are stabilised between ‘perception’ and ‘predication’.16
Nonetheless, although Goodman’s legitimation of predicates such as ‘blue’
(and delegitimation of those such as ‘grue’) on the basis of the entrenchment
and spatiotemporal restrictions of projectiles may offer a solution to the
problem of induction by redirecting our attention to the ways in which
predication is connected to causal inferential rules, it still relies on a kind of
linguistic transcendentalism that relieves us from the need (à la Hume) to
come up with an underlying theory of causation, but confines us to the limits
of language and its powers of projectability. Languages, natural and artificial
alike, varying in types and categories of meaning-bestowal and
‘projectability’, may assist us in uncovering how various ‘worlds’ are made
or constructed, but they cannot instruct us in the statistical inferential rules
we ought to follow in each case of instantiation " predication.
The worldmaking involved in artworks is often self-proclaimedly ‘fictional’
or ‘imaginary’ even though it is grounded in perception, facticity, and
immanence. More rarely, as in the case of Marcel Duchamp, an artwork is
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both generated from and thematises the notion of probability. In fact, in the
case of Duchamp we can argue that the artist’s fascination with probability is
manifested through different informed ‘uses’ (and ‘abuses’) of probability
which I would designate as follows: pure chance (3 Standard Stoppages,
1913), game theory (Obligations pour la roulette de Monte-Carlo, 1924), and
statistical computability (Chess). Even though I will discuss his invoking of
pure chance, my underlying contention is that Duchamp’s doubting of the
rational structure of art (precisely from a Humean critical vantage point) and
of the modal arbitrariness of the artwork serves him well in addressing an
overarching rationalist (perhaps hyper-rationalist) conception of the artwork
as one among many types of ‘probable’.
Long before its modern statistical formulation, probability defined a
fundamental nexus between ‘perception’ and ‘induction’. I will examine
some perceptual and phenomenological implications that stem from
Duchamp’s 3 Standard Stoppages (1913) in relation to Boltzmann and
Brentano’s exchange on perception, and probability and quantum probability.
Despite the ‘taming of chance’ (to use the title of Hacking’s historicoconstructivist book), statistical probability and its connections to
computational algorithms have not obliterated the need (and perhaps even the
urgency) to address the grounds of probability’s increasing role in our
experience and judgments.
In 3 Standard Stoppages, Duchamp employs two strategies or methods of
randomness; randomness in regard to the method of production, and
randomness in terms of the inferential determination of that which is
stabilised or standardised. Duchamp’s method of execution is based on
dropping three one-metre-long threads from a metre-high ladder step onto a
canvas; upon hitting the ground each thread is arrested in a curved shape out
of which three ‘standardised’ metal blades are manufactured from each of
these ‘chance’ stencils.
Duchamp’s probabilistic parody of the concept of the ‘metre’ rod as a
measure or a ‘rigid designator’ is reminiscent of Wittgenstein’s contention in
his Philosophical Investigations that
[t]here is one thing of which one can say neither that it is one metre long, nor that it is not one
metre long, and that is the standard metre in Paris. —But this is, of course, not to ascribe any
extraordinary property to it, but only to mark its peculiar role in the language-game of measuring
with a metre-rule.17
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Wittgenstein argues that the standard metre stick (kept under controlled
temperature in Paris) is neither ‘the actual’ metre, nor does it possess a metric
measure. It invokes a language-game that implicates criteria of measure with
the measurement or ‘standardisation’ of a criterion as such. Duchamp, rather
nihilistically, enacts types of ‘chance’ for the determination of ‘rules’, and 3
Standard Stoppages turns out to be a rigidification of probabilistic
distributions; the rules for chance are interchangeably conflated with chance
or random rules. Hence, like Wittgenstein, Duchamp points to the difference
between ‘play’ as rules-in-flux and the ‘game’ as a set of axiomatised rules
interacting with chance.
Duchamp’s abuse and use of ‘chance’ ventures out from the surrealistic
sphere—typified by Comte de Lautréamont’s statement ‘as beautiful as the
chance encounter of a sewing machine and an umbrella on an operating
table’—into the statistical inferential structures of probabilistic distribution.
In more than one respect, Duchamp’s provocation of aesthetic judgments is
based on exposing the irrational, arbitrary ‘unreason’ of chance and hence the
abusive powers (despite their joyful play/game dialectics) exercised by
probability in the social construction of culture. Duchamp, somewhat
paradoxically, finds in types of probability both a liberating force for
aesthetic practices (paving the way for John Cage’s later experimentation
with chance) and an oppressive factor in social discipline and regimentation,
be it aesthetic or political. Nonetheless, Duchamp’s abstention from explicitly
critiquing the uses and abuses of probability on moral grounds is marked by
an ambivalence toward its questionable employments.
The numerous illustrations (e.g. woodcuts) of the practice of drowning
witches are not solely a testimony to brutality, but also, and moreover, to the
abusive powers of probability used as a method of blind inferential
determination. A suspected ‘witch’ would have her hands and legs tied and
be thrown into the river’s currents. If she survives then she must be a witch
and hence must be executed; if she drowns, her soul has been saved. A
lose/lose outcome for the poor victim, and yet a ‘reason’ to overcome the
‘unreason’ of the practice during the period of witch-hunt trials. The term
‘reason’ signifies both a material cause (an excuse) and an appeal to rational
method (a determination) and corresponds to probability’s Janus face as
inferential laws and causal determination or method.
In this way, the example of drowning witches in the seventeenth century
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suggests a modern sense of ‘blind probability’ with its overriding sense-data
from observational results. As in Brentano-Boltzmann’s opening-of-thedrawer experiment or the concept of Schrodinger’s cat, the witch is always
found ‘dead’ and ‘alive’ in a ‘superposition’, and hence executed. Quantum
mechanics ontically asserted the irreducibility of ‘measurement’ and
‘interference’, and as such its counterintuitive assertions resonate oddly with
premodern uses (or in fact abuses) of ‘blind probability’ in order to gloss
‘reason’ (statistical inferences) onto ‘unreason’ (witch-hunt drowning).
Perhaps we can identify Duchamp’s unresolved ambivalence towards
probability, in all of its mathematical, blind and generative forms, as a
testimony to the employment of various statistical methods (rudimentary and
scientific alike) as an ideological tool.
PROBABILITY AS SCIENTIFIC RAISON D’ÊTRE
Scientific worldmaking is unique not simply in terms of its uses of types of
probability but also in so far as it presents a nomological model of
probability. Even without invoking the Popper-Hempel deductive
nomological model specifically, scientific probabilistic models are not simply
based on inductive inferences, but rather rely on axiomatisation and
deductive systematicity.
Boltzmann was the first to suggest that probability can be construed
without a binding relation to causality. This suggestion was far-reaching, and
science and physics in particular only caught up with it decades later with the
advent of quantum mechanics.
In order to grasp the radicality and novelty of Boltzmann’s interpretation of
probability in non-causalistic fashion, we must examine the relation of
probability to causal explanations up to Boltzmann. Namely, as formulated
by thermodynamics, as opposed to its later reformulation by Boltzmann’s
statistical mechanics and his ‘cosmological hypothesis’.
Classical
thermodynamics
has
a
clear
‘subjectivistic’
or
‘phenomenological’ bias (in Mach’s and Boltzmann’s senses) in that it
construes entropy as a degree of ignorance, which has an epistemic character,
namely, the perception of observed causation or lack of it in the measuring of
energy within a system. Such epistemic supposition is in fact retained in first
and second (to some extent, with the exception of autopoiesis) generation
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cybernetics—from Shannon and Weaver to computational models that rely
on classical thermodynamic concepts of ‘sensory causation’, as in the notion
of ‘input’ and ‘output’ and negative and positive feedback (whose legacy, in
contemporary misuses and abuses of probabilistic models in the age of
algorithms, calls into question the problematic nexus of probabilitycausation).
Unlike the thermodynamic notion of causalistic probability, which is
grounded in perception, Boltzmann’s articulation of statistical mechanics
offers a non-causal model for probabilistic distribution according to which
statistical assemblages of either microstates or the cosmos are never actually
directly observable or based on direct perception of causation. Rather,
Boltzmann’s cosmological hypothesis suggests something quite different,
namely that most processes, and even the direction of temporal unfolding of
those processes, is determined neither by direct perception nor by sensation
nor by a teleological principle (e.g. weak or strong interventionism) but rather
by the unlikelihood of reversals in nature as determined by the law of
probability. This explanation is ontic in character, and relies on no causal
stratum of the perception of micro-states and or macro-objects.
Boltzmann has two cosmological hypotheses formulated as alternatives to
the classical thermodynamical entropy:
B1 […] [T]he entire universe itself at present is in a very improbable state. The universe began in
low entropy state and has since increased in entropy but is still in a state of low compared to
maximum entropy.
B2 There must be in the universe, which is in thermal equilibrium as a whole and therefore dead,
here and there relatively small regions of the size of our galaxy (which we call worlds) which,
during the relatively short time of eons, deviate significantly from thermal equilibrium.18
Boltzmann’s version of the second law, in his H-theorem, is that it is highly
probable that Sb(t1)>Sb(t0)—that is, that the probability distributions of
initial states (Big Bang) had a lower degree of entropy. The assumption that
entropy was lower in the past gives a reason for time asymmetry, but is not
evident without the explanandum of probability. Unlike the quantum
mechanical explanation of the frequency of statistical distributions connected
to the ‘spontaneous collapse’ of particles, Boltzmann’s reasoning by
‘probability’ is ingenious, but remains incomplete and opaque as to why
probability is so special and foundational to the laws of physics.
Nevertheless, Boltzmann showed science the path away from the
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metaphysical supposition of the (Humean) codependency between probability
and causation. He did so by debunking the supposed necessity of relying on
direct perception (Mach’s phenomenalism) for a theory’s hypothesis and
prediction, and instead, by embracing atomism, paved the way for quantum
mechanics. However, Boltzmann did not ‘tame’ probability so much as free it
from its bonds to causation. The scientific epistemology that emerged as a
result was one which favoured probabilistic as opposed to causal
explanations.
Contrary to empiricist or phenomenalist assertions about the ‘immediately
given’ sense data of direct perception, indirect perception allows a more
flexible understanding of ‘observation’ in science. In so far as ‘induction’ is
based on causal laws and ‘causation’ on statistical inferences, than
‘probability’ can be both derived from the theory’s causal determination and
applied to the theory’s method of experimentation, construction, and
predication. Boltzmann’s conception thus enables the ‘rules’ and/or ‘laws’
holding between ‘induction’ and ‘causation’ to be mitigated through the
primacy of ‘probability’. Furthermore, as later with quantum mechanics, the
concepts of ‘probability’ and ‘observation’ will be epistemically and ontically
linked equally to experimentation, construction, and predication.
Hacking’s historico-philosophical work on the ‘taming’ of probability
asserts a sociological vantage point. One result of this is Hacking’s reluctance
to consider either a phenomenological and/or a transcendental plane when
addressing probability’s eidetic descriptions beyond contextual inferences.
This bias is a shortcoming, particularly in light of computational science on
the one hand and quantum mechanics on the other, both of which assert a
conception of deep probability that clearly implies an ontic constructivism
that exceeds epistemological constructs construed in terms of a
conventionalist scientific methodology alone.
Hacking, much like Foucault, assumes an explanatory method for reason
which is grounded in and illustrated by an interplay between diachronic and
synchronic histories, without entraining the possibility of ‘reason’ as a
probabilistic genesis itself, whether biologically or computationally
(reminiscent of Popper’s methodological Darwinism on the one hand and
evolutionary biology from a scientific epistemological point of view on the
other).
However, Hacking’s account of probability does not deal with implications
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stemming from quantum probability, or from objective probability related to
computational systems. I will return to this in my concluding section on
Deutsch and Albert’s respective accounts of probability in relation to
quantum physics.
Hacking argues that in Peirce’s embrace of ‘absolute chance’ (based on
spontaneity) as opposed to probabilistic randomness, Peirce contended on the
one hand that ‘absolute chance’ is ‘real’, and on the other hand that the task
of science is to describe it through the employment of statistical probabilities.
Like Popper after him, Peirce developed a ‘propensity’ theory of
probability which pertains to the probabilistic physical conditions in
experimentation, and in doing so also elaborated an interpretation of
probability based on ‘frequency’. The concept of frequency is of particular
relevance to interpreters of quantum mechanical ‘wave-function collapse’
theories, such as the Ghirardi–Rimini–Weber (GRW) theory, which probes
the spontaneous collapse of particles as measured through accumulative
probability frequencies instead of the single propensity of the experiment’s
statistical distributions.
More recently Albert and Deutsch have introduced the conceptual analysis
of probability vis-à-vis propensity and frequency as a way to explicate the
role of interventionism in respect to both ‘measurement’ and ‘observation’.19
As Stephen Leeds argues in his review of David Albert’s After Physics
(2015):
The interventionist also takes the interventions to be probabilistically distributed; here, however,
the relevant notion of probability is not chance, as it is in GRW, but frequency: our interventionist
will claim that as a matter of empirical fact the outside interventions on any given system are
distributed in a way that can be modeled by a probability distribution, or by one or another
member of a family of probability distributions.20
Interventionism in the ontic quantum mechanics sense, especially with regard
to wave-function collapse, replaces the earlier scientific discussion
surrounding the question of direct and indirect perception with scientific
experiment, observation, and measurement. Since the interventionist
assertion is an irreducible aspect of the physical theory (GRW), it gives us a
cosmological principle aligned with Peirce’s assertions on ‘absolute chance’,
thus distancing the concept of probability from the Humean notion of
subjective and inductive degrees of ignorance.
Furthermore, in Albert’s interpretation of quantum physics, modal
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interpretations such as Everett’s many-worlds view in effect ‘reverse’ the role
of probability in the Peircean sense, conflating the ‘probable’ with the
‘possible’ and as a result overlooking significant outcomes of the role of
intervention in quantum physics.
David John Baker, in his review of After Physics, argues for the importance
of Albert’s position, in that he
attacks the trendy decision-theoretic account of probability in the many-worlds interpretation.
Prima facie, it is a great puzzle why we should observe the ordinary probabilities predicted by
quantum mechanics on the many-worlds view, which entails that every possible outcome of every
experiment actually occurs in some branch of the universal wavefunction. (No, there aren’t more
branches for the more probable outcomes.) The going answer to this puzzle is that when a
supposedly well-motivated principle called equivalence is adopted, together with some axioms of
decision theory, it would be irrational to bet on the outcome of an experiment except in a way that
accords with the ordinary quantum probabilities.21
Betting, as Albert observes, is hardly the only role that probability plays in
our lives, and as he rightly points out, a variety of problems for the manyworlds view stem from this fact. He follows this up with an entertaining and
pointed attack on the equivalence principle assumed by the many-worlds
view.22
David Deutsch—within the context of a different interpretation of quantum
physics but with an equal dislike of Hugh Everett’s many-worlds modal
interpretation—argues that computational processes (and his research on
quantum computation is continuous with this approach) should be understood
as expanding the fabric of reality, and hence allots an ‘unknown’ potential to
the role of probability pertaining to both physics and our understanding of
reality.23
Deutsch has cautioned against the use of probability as a sort of explanatory
speculation in science, a tendency that turns pertinent objective properties of
physical and computational probability into means of over-rationalising and
thus avoiding actual problems within a theory. As Deutsch states:
When in recent times statistical analysis of experiments in physics have started to use
determinations of what is not worthy of pursuit, e.g. the very term ‘explanation’ can be exhausted
by a formula without a need to rely on explanatory arguments.24
Deutsch could hardly be blamed for overlooking computational ‘probability’,
which is integral to quantum computation. Nevertheless, the critical scope of
his problematisation of the use of ‘probability’ in physics, through its
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conflating of ‘epistemic’ and ‘ontic’ concepts, affirms as follows:
The decision-theoretic argument, since it depends on game-theoretic axioms, which are normative,
is itself a methodological theory, not a scientific one. And therefore, according to it, all valid uses
of probability in decision-making are methodological too. They apply when, and only when, some
emergent physical phenomena are well approximated as ‘measurements’, ‘decisions’ etc. so that
the axioms of non-probabilistic game theory are applicable. Applying them is a substantive step
that does not (and could not) follow from scientific theories.25
Deutsch’s critique, then, does not apply to computational science conceptions
of ‘probability’. Without examining interpretations of probability within the
field of computational science (such as Samson Abramsky’s work), suffice to
say that the interplay between ‘logic’ and ‘probability’ is of paramount
significance here. As Stuart Russell points out:
Perhaps the most enduring idea from the early days of AI is that of a declarative system reasoning
over explicitly represented knowledge with a general inference engine. Such systems require a
formal language to describe the real world; and the real world has things in it. For this reason,
classical AI adopted first-order logic—the mathematics of objects and relations—as its foundation.
The key benefit of first-order logic is its expressive power, which leads to concise—and hence
learnable—models.26
‘Probability’ and ‘perception’ can be redescribed in terms of ‘logic’, and such
an undertaking on the part of computer science is essential to the grasping of
computational processes that are better equipped to integrate first-order logic
both mathematically and mechanically (e.g. AI) and, as such,to circumvent
the ‘limits’ of Chomsky’s later critique of computational language as being
incommensurable with the syntax/sematic structure of a natural language,
after abandoning his earlier position in terms of proto-generative language.27
One of the pervasive effects that result from the integration of ‘probability’
and ‘logic’ in computational science is the extent to which algorithmic
transcoding has mutated our understanding of machines and systems on the
one hand, in respect to networks on the other hand. The so to speak
‘probabilistic evolution’ of networks seems to unravel according to entirely
different principles of ‘reason’, demonstrating a ‘logic’ which goes beyond
Popper’s wildest dreams in ascribing a Darwinian evolutionary principle to
the ‘logic of scientific discovery’. One such effect is the ‘de-archiving’ of
information and its continuous recursive reshuffling.
Hacking’s work on the ‘taming of chance’ still follows Foucault’s line of
archaeology, which is based on information that is fossilised and which obeys
a thermodynamic concept of entropy as based on epistemological asymmetry
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in relation to the past, or the system’s initial conditions. Archaeology, in
Foucault’s sense, enables a discourse based on positivities, a fossilised record
of historical determinations which in turn are defined as past events and as
retrodicted on the basis of the ‘system’s initial conditions’ (or the genesis of
signs and what later Foucault refers to as a genealogy). Hacking, like early
Foucault, is reliant on the attainability of such a record deposit or archive but,
unlike Foucault, remains suspicious of a mapping of origin, or genesis.
De-archiving is the effect that computational processes have on a stable
conception of the ‘past’; instead of obeying a tense-temporal conception of
past-present-future (following both McTaggart’s and Mellor’s paradoxical
arguments regarding the illusion or reality of time), we can speak of
destratified complex dynamical systems that no longer necessitate a
projection of a ‘future’ or ‘futures’ in relation to the system’s emergent
agents, which replace the notion of deterministic predication, since they
function within computational networks.
In this sense, the tendency toward de-archiving is a sort of a ‘specious
present’ (James) that suggests a similar reading of two species of
‘probability’ in relation to analysing ‘perception’ in the Husserlian sense,
whereas the active syntheses of ‘objects’ rely on perceptual and hyletic flux,
and its stabilisation of the passive syntheses of objects as pre-givens assumes
them as the context for the pre-phenomenal or pre-phenomenological system.
Computational networks which defuse dynamical complex systems’
recursion and shuffling of ir/revisable processes suggest that the emergence
of states of affairs need not be explained according to the classical
mechanical model (Newtonian, Laplacian, or classical thermodynamics) that
relies on ‘initial conditions’ as the key for an idealised scenario for
deterministic prediction. Here, Cassirer’s curious take on the latency of
Laplacian determinism in science (his thesis in Function and Substance), as
discussed sceptically by Hacking, should be considered more carefully, since
complex dynamical systems help us to identify and reiterate two kinds of
epistemological accounts of probability: the classical thermodynamical one
that rests upon our degree of ignorance of the system’s initial condition, and a
second one related to a new stabilisation (or in/stability states) of ‘perception’
as enabled by computational processes or agencies that no longer rely on
human mediation and direct perception of causation or causal explanation.
We can see that, with the circumscribing of the Humean problem of
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induction by removing the experiential, perceptual factors or faculties of
‘human understanding’ and replacing them with computational calculus,
there results a need to address anew the ‘fabric of reality’ and perhaps, as
Deutsch has suggested, to encompass ‘information’ as a constitutive force
within our physics. Nonetheless, Hume’s seminal formulation of the problem
of induction is pertinent not only in terms of the role of probability in
judgments or determinations, but above all in its decoupling of the notions of
induction and causation within the confines of reason (human understanding),
and the way it opened the threshold to both the perils and the generative
construction of probable and possible worlds,
1. D. Hume, An Enquiry Concerning Human Understanding [1748] (Mineola, NY: Dover, 2005), 35.
2. M.A. Bunge, ‘Phenomenological Theories’, in M.A. Bunge (ed.), The Critical Approach to Science
and Philosophy (New York: Free Press of Glencoe, 1964).
3. (Cambridge, MA: Harvard University Press, 2002).
4. Hume, Enquiry, 40.
5. I. Hacking, The Taming of Chance (Cambridge: Cambridge University Press, 1990), xci.
6. C.S. Peirce, Collected Papers of Charles Sanders Peirce, ed. C. Hartshorne and P. Weiss
(Cambridge, MA: Harvard University Press, 8 vols, 1958), vol. 6, 409 [1893], quoted in Ibid.
7. E. Husserl, Experience and Judgment, tr. J. Churchill (Evanston, IL: Northwestern University Press,
1975), 393.
8. Ibid.
9. Ibid., 394.
10. Ibid., 96.
11. N. Goodman, Ways of Worldmaking (Indianapolis: Hackett, 1978), 6.
12. Ibid., 123.
13. Ibid., 127.
14. Ibid., 128.
amanda-beech-construction-site-for-possible-worlds-1Robin Mackay / text
P. 63
15. J. Rawls, A Theory of Justice (Cambridge, MA: Harvard University Press, 2nd edition 1999).
16. Ibid.
17. L. Wittgenstein, Philosophical Investigations, tr. G.E.M. Anscombe (Oxford: Blackwell, 1986), 25
(Remark #50).
18. L. Boltzmann, in N.S. Hall (ed.), The Kinetic Theory of Gases: An Anthology of Classic Papers
with Historical Commentary [1897], tr. S.G. Brush (London: Imperial College Press, 2003).
19. E.g. David Albert’s After Physics (Cambridge, MA: Harvard University Press, 2015) and David
Deutsch’s The Fabric of Reality (New York: Viking, 1996).
20. S. Leeds, ‘Interventionism in Statistical Mechanics’, Entropy 14:2 (2012), 344–69,
<https://doi.org/10.3390/e14020344>.
21. J.D. Baker, ‘Review of David Albert, After Physics’, Notre Dame Philosophical Reviews, 24 June
2015, <http://ndpr.nd.edu/news/58730-after-physics/>.
22. Deutsch, The Fabric of Reality.
23. Ibid.
24. D. Deutsch. ‘The Logic of Experimental Tests, Particularly of Everettian Quantum Theory’ (2016),
<https://arxiv.org/pdf/1508.02048.pdf>.
25. Ibid.
26. S. Russell, ‘Unifying Logic and Probability’, Communications of the ACM 58:7 (2015), 88–97,
10.1145/2699411.
27. ‘We investigate several conceptions of linguistic structure to determine whether or not they can
provide simple and “revealing” grammars that generate all of the sentences of English and only these.
We find that no finite-state Markov process that produces symbols with transition from state to state
can serve as an English grammar. Furthermore, the particular subclass of such processes that produce norder statistical approximations to English do not come closer, with increasing n, to matching the
output of an English grammar.’ N. Chomsky, ‘Three Models for the Description of Language’, IRE
Transactions on Information Theory 2 (1956), 113–24.
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Anna Longo
Knowledge of Risk and Risk of
Knowledge: How Uncertainty Supports the
Illusion of Freedom
We have at our disposal today the most advanced predictive technologies,
and yet we are also exposed to unprecedent uncertainties. Risk no longer
consists of a finite number of calculated dangers against which we may
deploy precise measures for prevention, in an attitude of control. As new
risks constantly emerge unpredictably, forcing us instead into an attitude of
resilience whereby plans, means, and ends can be modified at any moment,
our practices are liable to lead to unsatisfactory or undesirable results rather
than to the expected benefits. The uncertainty we are experiencing today is
that of a situation where the risk estimation of a future decision is modified
by the very activity of improving the efficacy of predictive hypotheses—an
activity whose developments, like the evolution of scientific knowledge,
cannot be forecast. This situation of ever-evolving uncertainty demands ever
greater efforts in terms of predictive technology even though, rather than
reducing the risk that humanity is facing, it seems that our sophisticated
learning processes, through which hypotheses are constantly updated, are
merely bringing about more awareness of unexpected threats that can hardly
be kept under control. Since our world is evolving so unpredictably, can we
really think of any alternative world that it is not just one of the innumerable
possible evolutions of the same global Schumpeterian competition?1 How did
it come about that efforts to improve scientific knowledge so as to predict
those events that are less predictable led to this increasing uncertainty, rather
than to the total control of which the critical thinkers of the sixties were so
afraid? Is this unpredictable evolution the expression of collective creativity
and freedom, or is it a prison wherein we are forced to play the role of
creative and free agents whose payoff is dependent upon a willingness to
engage with ever new risks and challenges?
To attempt a broad reconstruction of what went wrong in the process of the
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P. 66
development of knowledge, we will have to go back to the epistemological
problem of induction: How can we know that our beliefs about what will
happen in the future are grounded on necessity, rather than on arbitrary
habits? This would be possible if we possessed the rational principle from
which any possible truth can be derived, but what if knowledge of this
principle is unavailable to us? Then we must try to discover the practices that
most efficiently respond to the problem posed by an unpredictable
environment, so that the regularity of our inferences can be justified as
reasonable. However, this does not change the fact that future events must be
considered as probable rather than certain, and that the problem of passing
from a set of past observations to the probability of the next persists. It is
evident that the problem of induction cannot be separated from the advent of
probability calculus. Awareness of this came relatively late, but today it is
central to scientific and epistemological enquiry.
In 1933 Andrej Kolmogorov formalised the theory by grounding it on five
axioms. However, rather than facilitating agreement on the use of the
probability calculus as a mathematical tool, this opened up a major debate
concerning its interpretation. The principal controversy set against one
another advocates of the objective, the subjective, and the logical account of
probability.
Objective probabilities are inferred from stable frequencies given an infinite
or sufficient large number of trials. For example, the probability of obtaining
a six when throwing a die is expressed as the limit of the relative frequency
of this event over an infinite or large number of trials.2 This interpretation
satisfies the statistical needs of experimental scientists, since it means that
probabilities can (in principle) be discovered by a repeatable objective
process. The difficulty of this interpretation however is that it supposes, if not
an infinite, then at least a very large class of past events similar enough to the
event one wishes to predict, in order to calculate its future probability. On the
one hand, it is not always possible to gather this information, particularly in
the case of events whose occurrence is too rare to draw such conclusions, and
on the other hand, it is not clear what criteria need to be satisfied in order to
consider past events as a class of occurrences of the same event one wishes to
predict. For example, if one wants to find out the probability of the outcome
of an experiment by repeating it a sufficient large number of times, one must
be sure that all the conditions of the trial have been perfectly respected, or
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one must establish a norm according to which results that differ are
occurrences of the same event. Hence this so-called ‘frequentist’ approach
does not allow us to calculate the probability of rare events that appear to
have probability=0, even though in some cases it may be highly important to
predict them. For example, the risk of catastrophic events cannot be
calculated according to past frequencies, since they have not happened often
enough to do so; however, this does not mean that we should not expect
them. Moreover, since the frequentist approach can predict only the
probability distribution of possible future facts, it does not allow us to
establish the likelihood that a particular fact will obtain tomorrow, rather than
once over an infinite time period—which effectively prevents us from taking
any practical decision about the near future, thus rendering the calculus
pragmatically unhelpful.
The opposite view, the subjective interpretation,3 says that, rather than an
induction from stable frequencies, probability might be better considered as a
measure of the degree of belief in a predictive hypothesis. Rather than
expressing the likelihood of a future event, probability refers to the credence
that such a forecast, or inference, is reliable. The degree of belief is not
necessarily based on the observation of past frequencies (even though one
might take them into account), but is determined by a broader range of
reasons that amount to the available information—although, from the
subjective standpoint, there are no a priori restrictions on what can count as
pertinent information. The degree of belief in a hypothesis is usually
calculated according to the method of bets—i.e., the amount of money that
one is willing to put on the realisation of a future event. For example, if one
is asked to bet on which team will win the next World Cup, the decision will
depend upon various types of information one has collected and which justify
the belief in the probability of an outcome, even though the reasons
supporting the prediction cannot be limited to past frequencies. Moreover,
different individuals may exhibit different degrees of belief in the hypothesis
that a particular team will win, and it is not possible to state, a priori, that one
of them is wrong: both bets may be reasonable with regard to the information
under consideration. However, reasonable degrees of belief must be coherent
and they must respect the laws of probability, otherwise no payoff can be
rationally expected. For example, it is coherent to estimate that the
probability that France will win the World Cup is 70% and the probability
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that Germany will win is 30%, since the sum of the two figures is 100;
conversely, it is not coherent to believe that the probabilities of the two teams
winning are respectively 70% and 50% (the sum is > 100). To explain the
criterion of coherence, subjectivists usually refer to the Dutch Book
argument, which states that a set of degrees of belief must be such that no
bookmaker can take advantage of it by proposing a system of bets.
Subjective interpretation, then, implies a pragmatic approach, and considers
probabilistic hypotheses to entail decisions concerning the realisation of
future events or states of the world. Accordingly, one does not expect that the
future will resemble the past in terms of the frequency of possible events
(there is no reason to believe that this is the case), but one may have reasons
to believe that the rules that oriented past successful inferences and decisions
will be helpful in the future. This allows one to choose between different
predictive hypotheses with respect to the specific problem one is facing, and
relative to the result one wishes to achieve. Finally, the subjective approach
considers that the subjective degrees of belief in a hypothesis become
stronger or weaker according to Bayes’s rules of conditional probability, i.e.
when new evidence or information provides further reasons supporting (or
undermining) the decision. For example, the hypothesis that France will win
the World Cup appears to be more likely after having observed the results of
a certain number of matches, so the defeat of an increasing number of
opponent teams is said to condition the degree of belief in the prediction,
meaning that one is willing to put more money on the result having observed
that one’s team made it to the semi-finals. However, this does not entail that
the initial degree of belief was less reasonable than the final one, nor that one
was wrong to have expected something that would turn out to be disproved
later on. On the contrary, it would be unreasonable to state that inductive
inferences can be said to be true or false with respect to the facts, since they
are mere rules to orient practices and decisions which are valuable to cope
with the unknown. The difficulty here, though, is that the criteria for evidence
or pertinent information is vague, and prevents us from establishing a priori
and universally the value of different hypotheses: Why do we consider
scientific theories more credible than forecasts of the next winner of the
World Cup? According to the subjective standpoint, this is not actually a
problem, considering that no set of empirical data can allow us to state the
necessity of an inductive inference (which would mean that the future is
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predictable), even though any set of information may allow us to take
reasonable decisions. From this standpoint, for example, a causal relation is a
highly probable hypothesis according to which, given event A, one can
expect B. However this does not mean that there are necessary causal
connections in Nature, but merely that decisions taken according to such an
expectation are usually efficacious. Hence, rather than proving natural laws
(the existence of random variables included), the repetition of experiments is
a way of testing practical procedures, or strategies of action, in order to
increase the probability of obtaining some desired result. That we are more
likely to believe in scientific hypotheses rather than other forecasts is then a
matter of habit, or of the conventional selection of particular operational
regularity. Accordingly, the difference between Newton’s gravitation and
Einstein’s relativity is a matter of the kind of decisions and actions that they
support, rather than a matter of adequation to some absolute truth. This
perspective is difficult to accept, though, as it seems to deny the possibility of
establishing any criteria for objective scientific truth, while reducing
scientific theories to more or less arbitrary beliefs that cannot be said to differ
from any other.
To overcome this problem, Carnap suggested, since probability refers to the
belief that a probabilistic inference is correct, one should evaluate it with
respect to its logical truth. Accordingly, logical probability is defined as ‘the
degree of inductive support’,4 and indicates the truth of the probabilistic
inference as a conclusion that is supposedly analytically derived from the
premise. From this standpoint, a probabilistic forecast is a claim regarding the
logical implication of a proposition about a state of the world and a
proposition about possible future states, and therefore the belief can be
grounded on the formal validity of the implication. However, this approach
also is not without its difficulties, since it implies logical omniscience or
knowledge of the logical axioms and rules of inference from which any
possible truth can be derived. Facing the impossible challenge of
demonstrating that there is anything like an ideal system of inductive logic,
after the sixties Carnap relaxed his position in favour of a more ‘subjective’
account and concentrated on the logical conventions that support different
possible methods of induction proven to be efficient relative to a specific
enquiry. Moreover, he proposed a recursive updating of a predictive
hypothesis by following a method which is not too far from the rules of
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Bayesian inference, although Carnap was convinced that the confirmation of
a theory should rely exclusively on precise sets of empirical evidence (atomic
propositions), not on any information whatsoever. The probability of a future
event is seen to be relative to a scientific hypothesis the logical validity (truth
value) of which can be assessed according to conventional axiomatics (rather
than subjective preferences or utilities) that allow for a strengthening or
weakening of the belief in the truth of the inference on the grounds of
explicitly selected evidence (rather than any available data). Some difficulties
remain, however. As Quine observed,5 once he had dropped the idea that it
was possible to establish the axioms of an absolute logic, Carnap assumed the
possibility of different logics which can be established by convention by
choosing a finite set of axioms, and from which any possible truth may be
derived; but this does not guarantee the truthfulness of the rule of inference
thus ‘conventionally’ adopted. Hence a supplementary axiom would be
needed in order to guarantee the validity of a particular inference rule.
Nevertheless, in so doing, one makes a move that requires further
justification, since it presupposes the use of an extra rule, and so on, in an
infinite regress. Moreover, Carnap’s empiricism is dubious since on the one
hand, truth is supposed to be established analytically by logical deduction,
while on the other hand theories have to be tested by experiments. This
implies that concepts must have been conventionally established on the basis
of experience itself. For example, two different concepts—‘animal’ and
‘flying creature’—might have the same extension, but this cannot be deduced
from the concepts, since it is an empirical fact that the proposition ‘any flying
creature is an animal’ is true. So if logic, as a convention, rests upon
experience, then it would be expected to change with the advent of new
experiences and consequently would be completely useless as a tool for
stating any a priori possible truth; while if logic as a convention is
independent of the reality to which its propositions refer, then it is not
possible to distinguish, a priori, propositions about our world that are true
from those that have no referent. The logical truth of a proposition does not
entail the existence of the referent, and propositions that are true because they
refer to real relations between objects are contingently, rather than
necessarily, true. It would seem, then, that on the one hand, no empirical
evidence can confirm a theory since what counts as empirical evidence
depends on the convention and, on the other hand, that no logic convention
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can be established without either relying on a previous logic convention or
some conventionally conceptualized empirical data. How can scientific
conventions be distinguished from inferential habits? And if scientific
hypotheses are inferential habits, how can we justify their truth, or at least the
reasons for acting according to their predictions?
David Lewis’s theory of convention and the modal logic of possible worlds
are meant to solve Quine’s objection to the idea of adopting a conventional
language that would allow us to establish a priori logical inferences that are
true for the reality in which we live. Inspired by the economist Thomas
Schelling’s game-theoretic approach,6 Lewis showed that a broad linguistic
convention is not established either on the basis of the arbitrary choice of a
set of axioms from which any possible truth might be derived, nor on the
basis of denotation (concepts produced according to experience), but that it is
established as a way of coordinating actions. A convention (linguistic and
not) is defined as a regularity of action whose adoption depends on the belief
that it will probably be adopted by others, and it arises in order to satisfy a
desire for coordination.7 Within this game-theoretical framework, agents are
supposed to find the best strategy with respect to the strategies of others, and
in this way to achieve an equilibrium, a selection of moves and responses
deviation from which is in nobody’s interest. For example, driving on the
right-hand side of the street is such a convention that is established as the
solution of a coordination game where agents adopt a specific regularity of
action from among all possible behaviours because they expect that others
will do the same. The probability of the hypothesis about others’ behaviour
depends upon there being common knowledge of the decision that one ought
to take, within a specific problematic situation, in order to maintain the
commonly desired outcome. Now, for Lewis, the emergence of linguistic
conventions can be explained in the same way, providing that agents adopt
those linguistic behaviours which are meant to satisfy the utility of
truthfulness.8 Inferences are then regularities of actions that are performed
while expecting that others will conform in order to coordinate in such a way
that everybody’s utility of communicating true statements about the real is
satisfied. The actual world, or surrounding reality, is then the domain in
which a set of denoting inferences are true according to the shared
convention; it is the referent of the set of denoting statements that all agents
agree are true once the equilibrium of the coordination game has been
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reached, i.e. the set of inferential moves divergence from which is in
nobody’s interests. This allows Lewis to overcome Quine’s paradox by
showing that a convention can be established as the solution of a coordination
game without ending up in an infinite regress, since the rules that guarantee
the sought-after stability (or the equilibrium of the game) are learned through
repeated interactions among rational strategic agents. Moreover, thanks to
modal logic, Lewis can reintroduce the difference between necessarily true
statements (all bachelors are necessarily unmarried), statements that are true
in the actual world (it is contingent that all flying creatures are animals), and
statements that are true in a possible world (it is possible that, in another
world, there could be a flying creature that is not an animal), while making of
analyticity a regularity of inferential strategies. In this way, the truthfulness
of a scientific theory does not depend upon empirical evidence for its
confirmation, but upon the fact that it expresses a regularity of action which
is efficient with respect to convergence on equilibrium of the coordination
game played by a community. So, for example, a theory establishing the
probability of a future event can be said to be credible if it is an acceptable
inference according to shared conventional norms, i.e. if it is a linguistic
move that we have reason to believe others will conform to. Lewis’s gametheoretical approach allows him to uphold the conventional character of the
inferential regularities that characterise scientific hypotheses, while avoiding
the difficulty of Carnap’s logical foundationalism and, at the same time, the
radical subjectivity that abandons any restriction on the construction of
predictive hypotheses. A hypothesis deserves a high degree of belief if it
conforms to the inferential behaviours that have been selected in order to
solve the coordination game played within the scientific community, hence
the convention that is reasonable to follow since it satisfies the common
utility of truthfulness.
We might think, then, that conventions can be changed according to the
desire of living in a different possible world—a world of social equality, for
instance—and that conforming behaviours can be produced as shared
inferences. There would then be still some hope for a ‘construction site for
possible worlds’ if there were not some further difficulties that undermine the
rationality of this expectation. As Donald Davidson observed,9 by grounding
language (or logic) on practical conventions, Lewis is actually making it
depend upon wills or desires that are not necessarily ‘rational’ expectations—
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on the contrary, we must assume that we have hopes, wills, and desires
because we have language. We do not have linguistic conventions because
we wish to coordinate our behaviours in order to achieve a common interest,
it is because we have language that we have conventions and might expect
some form of coordination on the grounds of its epistemic value.
Accordingly, an inference is not true because it fulfils some desire that
happens to be shared. Rather, legitimate expectations depend upon linguistic
norms that refer to what we ought to do, and what we ought to do depends
upon epistemic utilities or the ideal of true knowledge. Hence, rather than
hoping for the actualisation of an (im)possible alternative conventional world
according to desires, we should expect this reality to become a perfectly
rational one when our conventions become coordinated within the only true
inferential norms. Within this universal game of knowledge, the degree of
belief in a given predictive hypothesis depends not only upon the conformity
of an inference with respect to an arbitrary convention, but also upon the
conformity of the convention to the norm of reason. New inferential moves
can be introduced to make conventions evolve according to what has been
called the game of giving and asking for reasons, in such a way that the
arbitrary choice of equilibrium that characterises Lewis’s game is explained
according to the rational improvement of strategies. Rather than limiting the
process to a spontaneous agreement justified by the desire for coordination,
this more sophisticated game places different hypotheses and various
conventional possible equilibria in a broader competition where the score
depends upon conformity to a supposed universal norm of reason. In this
evolutionary game of knowledge, public discussion is the arena where
different inferential hypotheses compete in order to increase the collective
degree of belief. In Bayesian terms, here what conditions the probability of
an inference is neither empirical evidence nor arbitrary agreement, but
rational commitment: a predictive hypothesis is more likely to be true the
more it produces not mere belief but commitment or the willingness to act
accordingly. On the one hand, the historical process through which the
knowledge of the rules of knowing (the normative rules of inference) evolves
is unpredictable—since one cannot account in advance for the introduction of
new moves—while on the other hand, the final equilibrium to be achieved is
such that anybody will feel constrained by no interest other than that of truth.
This solution to the problem of induction can be said to be a sort of game-
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theoretic synthesis between Carnap’s logicism and subjective Bayesianism:
the collective degree of belief that a hypothesis exhibits conditions the
probability that the rule conforms to the norm of reason, and this allows a
distinction to be drawn between scientific or lawlike inferences, and other
kinds of predictions. This circularity is the effect of Bayesian conditioning,
through which different predictive hypotheses are tested with respect to
pertinent evidence, although this evidence, which offers reasons to commit,
attests to the conformity of the inference to the norm of reason. Here, the
emancipatory rational expectation is the convergence of our practices toward
universal normativity through a learning process that would allow us to gain
true knowledge by constructing a shared reality (the world described by
shared concepts that nobody has any interest in contesting). From this
standpoint, uncertainty is the temporary effect of our ignorance of the true
norms of reason, the actual fact of the competition among different
hypotheses the less credible of which must be eliminated in order to commit
to the more probably true solutions. This does not entail that foreknowledge
will be obtained, but that the practices that most reasonably enable us to cope
with true unpredictability are likely to be selected. The question is: Can this
world in which our decisions, actions and behaviours are to be shaped by the
true laws of reason (with a Hegelian flavour) actually be considered a rational
expectation?
According to game theory, the process described above supposes a
tendency toward equilibrium—that is, the different strategies tend to
converge toward a stable set of behaviours which guarantee the highest
payoff for all concerned: no agent could be better off by choosing a different
strategy. However, this supposes that the agents share a great amount of
common knowledge: the rules and the structure of the game (language), the
way in which the score is attributed (rule-governed behaviour), the utility of
others (truth), and knowledge of the other’s knowledge (I know that you
know). Is such a situation realistic? Are we really engaged in such a game?
Recent game-theoretic modelling of strategic interactions among agents in
the market has relaxed the assumptions concerning common knowledge for
the sake of realism, i.e. to produce more credible predictive hypotheses
concerning the dynamics of the system. In particular, evolutionary game
theory has been developing different models to simulate the dynamics that
lead to equilibrium under different conditions of knowledge and information.
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Evolutionary game theory was introduced by Maynard Smith10 to study the
selection of stable sets of behaviours in animal populations without any
assumption that they act rationally, but assuming only that efficient inherited
strategies spread, while inefficient ones disappear. Accordingly, the fittest
behaviours are those action hypotheses that characterise species interacting in
a situation of equilibrium, when they couldn’t be better off by playing a
different strategy. However, it was noticed that, in order to model humans’
strategic interactions, it is essential to take into account the ability to learn (to
adopt behaviours that are not genetically determined), to introduce new
utilities, and to make hypotheses about the information, moves, and utilities
available to other agents in order to take satisfactory decisions. In these
games, agents do not enjoy complete information: they may be ignorant of
various parameters such as other agents’ utilities, strategies, and information,
even though they are considered as Bayesian learners who can update their
degree of belief in different hypotheses concerning future states of the world
(what others will do) through repeated interactions.11 These game-theoretic
models have been applied to studying the attaining of equilibria in
economics: on the one hand, they have shown that relatively stable situations
(where functional strategies are selected and maintained) can be achieved
without assuming complete information and, on the other, that the dynamic
becomes more and more chaotic and unstable once agents are provided with
sophisticated learning abilities and improved strategic rationality.12 In
particular, when agents are engaged in forming hypotheses about the future
moves of other agents without knowing their utilities and their information
(what they know) while updating their beliefs and action hypotheses,
equilibria appear to be unstable and the dynamic is instead one of rapid
changes and temporarily stable phases.13 Since multiple heterogeneous agents
are continuously updating their strategies by introducing new moves and
modifying their utilities (they can learn from others and imitate successful
behaviours and predictions), ‘the act of learning changes the thing to be
learned’.14 As a consequence, sophisticated Bayesian learners’ games
converge to equilibrium only under special assumptions about players’ prior
coordinated expectations—assumptions that real agents might well fail to
satisfy. These models explain the rapid evolution and instability of financial
markets, where not only do agents make use of the partial information
available in order to try to predict others’ action hypotheses, but where
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sophisticated technology is employed to continuously update predictions and
the consequent action strategies. The result is one of generalised uncertainty
that justifies the Bayesian approach, in particular the subjective attitude
(allowing for conditioning on anything that can count as pertinent
information in a situation of necessarily partial knowledge and thus bounded
rationality), while contributing to the reproduction of this same uncertainty.
Data mining and related algorithms are needed to introduce and test
hypotheses concerning a reality which is no longer conceived as a given set
of possible states, but as a continually evolving set of hypotheses concerning
future possible states or behaviours: uncertainty cannot be escaped, but can
only be reproduced even by the most sophisticated devices that are meant to
reduce it. This is the world we live in, a world that ceaselessly becomes other
than itself, one in which continuously updated probabilistic hypotheses
concerning its future states bring about the possibility of what was considered
impossible before. On the one hand, uncertainty is related to the effects of the
unpredictable evolution of agents’ knowledge, agents that are able to
introduce innovations and new options. But on the other hand, this same
uncertainty is quite functional for the game of financial neoliberalism, where
anything seems to be possible except its end. It seems then that, rather than
leading to the selection of stable sets of beliefs concerning rational
expectations, the present situation has the effect of reproducing uncertainty or
the impossibility of taking decisions owing to the probability of a close
number of possible outcomes: different hypotheses suggest different
strategies with respect to heterogeneous bodies of evidence, data, and
information. Moreover, the degrees of belief in these different hypotheses
concerning agents’ future behaviours are updated and conditioned by their
effective ‘normativity’ or the number of conforming strategies of action. As a
consequence, new hypotheses take into account these expected dynamics and
suggest new decisions and practices to take advantage of predictability owing
to temporary general conformity to a predictive convention. For example, this
is what happened once the Black-Scholes formula for pricing options became
a normative predictive rule producing conformed behaviours: speculators
began to place higher-order bets taking into account the occasioned
predictability of most agents’ behaviour, thus reintroducing uncertainty into
the economic system. This is the reason why big data is so important
nowadays: it allows the prediction of behaviours, as they are determined by
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sets of beliefs, in order to produce higher-order hypothesis that are meant to
enable more profitable, although riskier, bets. This is the reason why ours has
been called an information economy,15 meaning that profit depends upon the
quantity and quality of information. Now, given that information is costly,
the agents who are more likely to be better off are those who have the
technology to gather, explore, and process the largest possible amount of data
and those who have the resources to buy higher-order hypotheses and the
consequent strategies. Disparity of information, then, is what provides the
occasion to place more advantageous bets, and hence is what must be
reproduced: valuable information is information that is not shared, and that
therefore allows one to take advantage of conventional norms informing
common strategies. Here, profit depends not so much on the production and
exchange of goods as on the production and selling of information, under the
provision of maintaining a functional asymmetry. In order to be sold
profitably, just like any product that everyone needs, information cannot be
equally distributed, as was supposed by the classic theory of equilibrium
according to which prices conveyed, for free, perfect knowledge about the
state of the system. In order to be sold profitably, information must be worth
the opportunity of forecasting the effects of commonly believed predictions
or their practical realisations. Within the uncertain game of finance, one is not
engaging with a priori commonly known risk, one is betting on the
expectations, and related actions, of those who think that they are engaging
with a specific risk. For example, an algorithm detects a particular pattern of
correlated variables such as the market price of a certain good and the price
of the shares of a certain type of company. When it detects a change in the
value of the good that is not immediately followed by the expected change in
the price of the shares, it sends an alert: it has reason to forecast, with a
certain probability, a rise in the value of the shares within the next day. This
signal suggests the action of immediately buying the shares in order to sell
them at the end of the day, according to the rational expectation of making a
profit. Once the hypothesis is confirmed, since the inference has actually
made some money, more and more agents might become interested in buying
the forecasting system and the information that it provides. In this way, a
conformist behaviour is produced that then becomes predictable for another
algorithm that can take into account the effects of this widespread schema of
action upon the price of some correlated financial product. This allows the
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production of a new hypothesis to be tested and sold, and the introduction of
a new rationally supported inference or an updated risk forecast. The
gathering of this new information has a cost, which is often high since it
depends on the development of technology and computational science, and it
can generate a profit only if it is not common knowledge (shared knowledge
would lead to equilibrium, market efficiency, and fewer opportunities for
arbitrage and speculation); once it becomes common knowledge, in fact, the
hypothesis no longer has any market value. We could say, then, that the
condition of contemporary profit is the uncertainty generated by an
asymmetry of information or by the costly necessity of continuously updating
‘knowledge’ to outstrip what is commonly believed.
Not only does any convergence toward the shared universal normativity of
reason seem utopian, it does not even seem a desirable goal, since it would
prevent the rational expectation of economic growth and higher payoffs by
reducing the uncertainty entailed by the disparity of knowledge, i.e.
information. It seems to me that the correct name for the ‘knowledge’ which
we, as sophisticated Bayesian learners, are producing today, is actually
ignorance, qua necessarily partial and nonsymmetric information that
functions to reproduce uncertainty. This uncertainty does not express any
knowledge of real random processes, but the very unpredictability of the
predictive theories—basically gambling strategies—that are constantly
introduced into the global competition. The circularity of the process is not
the virtuous realisation of the supposed norms of reason that would shape the
practices through which the world is constructed in agreement with the
requirement of freedom. On the contrary, it is the vicious circularity of a selfreproducing game in which players bets on each others’ betting strategies
shape the real as an ever-evolving set of behaviours that, on the one hand,
constitute the data that confirm the truth of the theory to which they conform,
and, on the other hand, provide the ground for the introduction of more
profitable higher-order gambling hypotheses. It would seem then that any
possible world one can think of as realising a more egalitarian agreement is
but an action hypothesis that is free to compete within the only universal
game by contributing to its becoming, while offering predictable behaviours
that speculators can easily exploit. The neoliberal global market game
appears to be the evolutionary process that produces and includes all
differences, but which is different from nothing: anybody is free to take a
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chance, but nobody can leave the table.
1. According to Joseph Schumpeter (1883–1950), the competitive process is driven by the entrepreneur
through innovation. The function of the entrepreneur is to innovate along the lines of what Schumpeter
describes as ‘new combinations of knowledge’.
2. According to Von Mises’s definition (R. von Mises, Probability, Statistics, and Truth [1939] [New
York: Dover, 1981]).
3. The subjective interpretation of probability was introduced in the 1930s by Bruno de Finetti
(‘Probabilism: A Critical Essay on the Theory of Probability and on the Value of Science’ [1931],
Erkenntnis 31:2–3 [September 1989], 169–223) and Frank Ramsey (‘Truth and Probability’ [1926], in
The Foundations of Mathematics and Other Logical Essays [London: Trubner & Co., 1931], 156–98).
4. R. Carnap, Logical Foundation of Probabilities (Chicago: Chicago University Press, 1950).
5. W.V.O. Quine, ‘Truth by Convention’, in O.H. Lee (ed.), Essays for A.N. Whitehead (New York:
Longmans, 1936); ‘Carnap and Logical Truth’, Synthese 12:4 (December 1960), 350–74.
6. T. Schelling, The Strategy of Conflict (Cambridge, MA: Harvard University Press, 1960).
7. D. Lewis, Convention: A Philosophical Study (Cambridge: Harvard University Press, 1969).
8. D. Lewis, ‘Languages and Language’, in K. Gunderson (ed.), Minnesota Studies in the Philosophy of
Science, Volume VII (Minneapolis: University of Minnesota Press, 1975), 3–35.
9. D. Davidson, ‘Convention and Communication’, in Inquiries into Truth and Interpretation (Oxford:
Oxford University Press, 1984).
10. J. Maynard Smith, Evolution and the Theory of Games (Cambridge: Cambridge University Press,
1982).
11. J.C. Harsanyi, ‘Games With Incomplete Information Played By “Bayesian” Players. Part I. The
Basic Model’, Management Science 14:3 (November 1967), 159–82.
12. P. Milgrom and J. Robert, ‘Adaptive and Sophisticated Learning in Normal Form Games’, Games
and Economics Behavior 3 (1991), 82–100.
13. W. Brock, C. Hommes and F. Wagener, ‘Evolutionary Dynamics in Markets With Many Trader
Types’, Journal of Mathematical Economics 41 (2005), 7–42; R.G. Palmer, W. Brian Arthur, J.H.
Holland and B. LeBaron, ‘Artificial Economic Life: A Simple Model of a Stockmarket’, Physica D 7.5
(1994), 264–74.
14. H. Peyton Young, ‘The Possible and the Impossible in Multi-Agent Learning’, Artificial
Intelligence 171:7 (2007), 429–33.
amanda-beech-construction-site-for-possible-worlds-1Robin Mackay / text
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G.J. Stigler, ‘The Economics of Information’, Journal of Political Economy 69:3 (1961), 213–25. J.E.
Stiglitz, ‘The Revolution of information Economics: the Past and the Future’, National Bureau of
Economic Research Working Paper 23780 (2017), <http://www.nber.org/papers/w23780>; U. Birchler
and M. Bütler, Information Economics (London: Routledge, 2007).
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Anil Bawa-Cavia and Patricia Reed
Site as Procedure as Interaction
To think away intuitions that one possesses is easy; but to imagine sensibly to oneself intuitions of
which one has never possessed an analogue is very hard. When, therefore, we pass to space of
three dimensions, we are hampered in our capacity of imagination by the construction of our
organs and the experiences obtained through them, which conform only to the space in which we
live.
— HERMANN VON HELMHOLTZ1
It must be possible to think, in a world, what does not appear within the world.
— ALAIN BADIOU2
PROPOSITION 0: ALL PROCEDURES OF WORLDING
REQUIRE A DECONCRETISATION OF THE ACTUAL
What is called an ‘actual’ world is the indexing of a recognisable world. In
everyday speech, the actual world is isomorphic with a familiar world.
An actual world appears concretely because a shared conceptual
possibility-space exists that enables its recognition. This impersonal
concretion informs the domain of personal experience as the fusion of
‘percepts, affects, concepts, and intersubjective relations’ in an impure
mixture.3 This possibility-space of enablement and the perceptual codes of
‘sense making’ that constitute it, delineate an enclosure, a distinct world.
This enclosure maps a particular space of intuitions (the conditioning of
experience), as well as intuitions of space (the conditions for experience).
Intuitions of space shape particular mental pictures of relationality and
causation between bodies and entities, serving as the abstract ground
through which ways of being and doing (ethoi) are justified.
Worlding is the contestation over the justification of the materialconceptual borders enclosing the actual, but is not necessarily just.
Worlding is always arduous, yet is qualitatively ambivalent.
PROPOSITION 1: A WORLD IS ALWAYS A MODEL OF A
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WORLD
A world is distinct and identifiable by its undergirding frames of
reference. These frames of reference determine the logic of that particular
world, setting a foundation for modes of reasoning to play out within its
contours or limits. A possible otherworld, and not the actual world, is
tethered to the construction of frames of reference upon which novel
systems of self-reference are created.
Nelson Goodman’s axiom that all worldmaking is a remaking of worlds
already at hand, sets the stage for a concept of worldmaking as an
immanent procedure.4 Imagining a world diagrammed as an enclosed
circle,
the axiom suggests (a) that a robust understanding or account of what is
‘already at hand’ is required; and (b) that ‘what is at hand’ (i.e. within the
enclosure), can—under certain procedures—serve as a vehicle for the
construction of otherworlds in excess of a given, actual world enclosure. The
intelligibility of a possible otherworld from within the given, actual world is
equal to witnessing the permeability and deconcretisation of said enclosure,
disproving the self-referential veracity of its particular and fixedly decided
frames of reference.
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PROPOSITION 2:
EVERY WORLD SUMMONS A TOPOS OR SITE
The topoi that correspond to worlds are those that describe the structure of
possible relations (morphisms) between entities in that world in a
constructive manner.
The structure of possible relations is what lends a world certain qualitative
affordances, in both operational and semantic terms. A common diagram
of our time—the flattened network—where nodal points are connected by
edges (lines) mapping a system of inter-relationality, is conceptually
impoverished, for it speaks nothing of the quality or genre of those
relations. Such a diagram can only depict the existence of relations
without describing, even minimally, the conditions, or conditioning of
them. Although all diagrams are compressions of complicated or complex
structures, the labour of compression nonetheless requires descriptive
accountability. Not all relations, nor the consequences of relations, are the
same. Representations matter in the elaboration of what can be described
as genres of relation.
The corresponding site of a world is both topological—that is to say,
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structural—and geometric, in so far as it is defined by its actualisation as a
locus of interactions in the real.
All worlds bear these two spatial articulations—structural (topos) and
geometric (locus). Homotopy, the equivalence of paths in space established
via continuous deformations, is the bridge between these two articulations of
site.
The integration of these two expressions of spatiality is sealed by the
univalence axiom (Awodey), which establishes isomorphism as the basis for
identity. The implications are considerable—on these univalent foundations,
both the topos and locus that define a world are brought into the domain of
the computable.5
There can be no instance of situated thought without a site. Situatedness
marks a certain position (locus) for interactive opportunities enabled by
the structural (topos) configuration endemic to a world. The setting of a
world and its corresponding site of interactive possibility inform the
spatial framework through which situatedness needs to be re-cognised.
Accounting for situatedness also entails an account of the spatial
specificities that constitute what positionality operationally means within a
world. Perceptually, positionality does not necessarily conform to the
dimension of experience of a situated identity.
The non-conformance of human experience with conditions of the current
world captures a turbulent incompatibility of our moment: the condition of
planetarity. The human-centred forces that have driven processes of
globalisation have yielded planetary consequences wherein the human has
become decentred as a primary agent.6 Elsewhere ‘planetarity’ has been
upheld in ethical contradistinction to a concretely globalised world, where
‘ethics’ can be understood as a demand for new genres of constitutive
morphisms or qualities of relation.7 The planetary has yet to be adequately
spatialised, meaning that it is an unsituated concept without a site for
operational interaction. The planetary has yet to be worlded.
PROPOSITION 3:
ALL WORLDS ARE ACTUAL IN SO FAR AS THEY ARE
REALISABLE
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Adopting the Barcan formula,8 we propose that possible worlds are not
ontologically ampliative—the possibility of the existence of A implies the
existence of the possibility of A. That is to say, the actualisation of possible
worlds is always an immanent operation implicit in the logic of those worlds.
It follows that ‘nothing comes into existence on moving from a possible
world to an alternative’.9 Barcan’s intervention—a formal dismissal of modal
realism—is not prima facie intuitive, but in its demand for a new conception
of the actual, it is foundational for conceiving the possible as a computable
realm.
The condition of situatedness, understood not as a self-enclosed instance
of partiality, but as the positioning of interaction, is what lends excessive
possibility to the seeming rigidity of a concrete world at hand. The
emergence of situated interactions between entities, even within the
constraints of a concrete world, is what makes worlds at hand contingent,
their site, impermanent.
The self-referential logic of an actual world has the effect of obscuring
possible worlds in excess of its immediate limits. If situated intuitions
typically conform to the veracity of said self-referential framings (whether
explicitly or implicitly), the problem of counter-intuiting possible worlds
(for which one possesses no immediate site for sensation) is bound to the
constructive mutation of frames of reference that structure the experience
of intuition.
Computational actualism contends that existence is only actual if a realisable
procedure for that world can be described in computational terms.
Realisability is that which distinguishes the merely possible from an actual
possibility, marking out the conditions for the actuality of a world expressed
as a program for its construction. A program is a process conceivable both as
a logical structure (topos) and a path (locus) whose realisability is enshrined
in a formal syntax. What is the modal status of the realisable? Realisability
imposes itself as a modal operator acting as a qualifier on the possible. This
insistence on a decision
procedure to construct a coherent world-model, an immanent world which
adheres to logical and material invariances that we call universals, is what
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marks out the modality of the realisable. The computability of worlds does
not merely indicate a deterministic account of the possible. This
misrepresents the nature of computation, which exists not as a static
execution of logic but rather as the very carrier of language forms and the
medium of interactive worlding.
The making of new worlds is predicated on seizing upon the referential
reconfigurability of the given world, that is, departing from an actual
possibility space that is neither infinitely open, nor absolutely determined.
If, in natural language, to ‘compute’ is to reason, then incomputability
names the plight of fantastical non-realisability. At play in this modelling
of possibility is the tension between variation (difference) and invariation
(isomorphism), yielding the question of thresholds of transformation.
What operations of reconfiguration merely rearrange the furniture of an
actual world while upholding undergirding frames of reference? What
operations of reconfiguration generate a world that is constitutively other,
and how can the traversing of that threshold be witnessed?
At stake in this scenario is the comparative meta-relation (of variation and
invariation) between the actual world and an otherworld.
The prescription of a program in the form of a model is what legitimises a
world as a modal entity, and this expression is computational in so far as it
delineates a structure of relations with an accompanying logic or language.
All three aspects of a world, its expression in these three domains—its
structure, language, and logic—should be elaborated to confirm its
realisability. It is this trinity which marks out the computational nature of
worlding, as computation is no more and no less than this threefold
expression of form (Harper).
The unmodulated structure, language and logic of an actual world—and
the site for intuitions that emerge from it—hinders the capacity to witness
the realisable possibility of otherworlds. Counterfactual tinkering of the
trinity—including aesthetic vehicles that instigate reconfigured
frameworks of experience—serve as organons for worlding. While not yet
fully actualised as a concrete world, the vantage points (positions) created
through the activity of counterfactual modelling construct useful mental
scenarios through which to compare worlds.
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10
PROPOSITION 4:
COMPUTATION IS A VECTOR FOR THE REALISABILITY
OF WORLDS
Following the realisability interpretation of logic,11 we can say that the truth
of a proposition is defined by our ability to construct a proof or specify a
program that realises that proposition. Possible worlds are postulates and are
subject to just such an interpretation of realisability. What does it mean to
realise a world? Firstly, it is the design of a world-model, accordingly
expressed as the structure, language, and logic of the world. But it is also the
recognitive material practice of justifying such a world through linguistic
forms which develop a ‘locus’ of interactions.12 To realise a world is to enact
a program, in the broadest sense of the term, that interactively develops a site
of relations in a language informed by a topos or logic.
Common language is an adaptive correlation to the site of an actual world,
signalling that possible worlds require toying with non-adaptive
languages. Non-adaptive languages must be attentive to the tension
between variance and invariance: with too much variance there is an utter
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loss of sense or communicability; with too much invariance there is
simply no transformation. Non-adaptive languages on their own do not
realise a possible world (without their integration within the trinity), they
gradually contaminate the semantic space of the concrete world, eroding
its self-referential legitimacy, setting the seedbed for realisability.
PROPOSITION 5:
EMBEDDINGS TRANSFORM THE DOMAIN OF THE
POSSIBLE
Two computational operations—embedding and encoding—inform the
transformation of possibilia into realisable worlds. Embedding is a
transformation that shifts an object of study between higher and lower spaces,
introducing or eliminating domains in which entities can be contemplated. It
alludes to a topological morphism, but one with geometrical implications,
since it changes the dimensionality of a structure.
The transformation of possibilia into realisable worlds is not abrupt in its
temporality. Embedding names an iterative process of movement through
dimensions (where ‘higher’ and ‘lower’ denote degrees of complexity).
Such a process not only shifts an object of study through dimensions, but
allows for the consideration of the shifting consequence of an object of
study in various contexts of dimensionality.
For planetary worlding, the human, as a living-breathing entity (bios) and
as a concept (mythos),13 must be grappled with across such dimensions of
coexistence, in order to decipher actual possibilities (realisabilities) from
mere possibilities.
To move from higher to lower spaces is to commit to synthetic acts of
abstraction, whereas the converse movement represents analytical acts of
construction. The dialectic of construction/abstraction or analysis/synthesis is
laid bare in its spatial treatment as a matter of dimensionality.
Higher → Lower = Abstraction
Lower → Higher = Construction
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Instances of worlding that emphasise one side of this movement of
embedding between abstraction and synthesis are not only insufficient, but
often yield distortedly violent sites of interactive enablement. In much the
same way as homotopy is a bridge between structure (topos) and geometry
(locus), procedures of worlding must learn to labour in a continuum across
dimensions, in a bidirectional manner. Such a movement folds further into
the bidirectional necessity to consider objects in their discrete and
continuous instantiations.
A unidirectional, historical instance of worlding from a colonising frame
of reference, that has made many rightfully sceptical of the term.14
Considering this realised misuse of ‘worlding’, it is crucial to underline
the necessity of embedding objects of study across dimensions.
The so-called ‘curse of dimensionality’ cast by the real elicits embeddings as
a computational response—a neural net is a technology for just such
morphisms. If recursion is a form of (self-)embedding, then to embed a
proposition or statement in a higher space is a shift in perspective that
induces entirely new domains, in the same manner as self-referential
statements burst their logical frame of reference. High-dimensional spaces are
the product of such transformations, and are the site for the synthesis of new
possibilia.
The condition of planetarity exemplifies this curse of dimensionality. We
have not yet been able to ‘world’ the planetary, because we have only
been able to label it in a higher degree of dimensionality, without
labouring for its realisable site. The globalised site of interactive
constraints persists, despite the epistemic discovery of planetarity that
demands submission to rigorous embedding.
Planetarity names a paradigm of spatial hyper-relationality that is
predicated on multi-dimensional morphisms we cannot (yet) intuit, sense,
or name. It is a particular historical marker, as it charts, for the first time in
human history, an environmental condition in common.15 There can be no
claim of a human ‘ethics of planetarity’ for this environment in common
without the construction of a corresponding site of interactive enablement.
An ethics shorn of a site of interaction is empty. Submitting the possibility
of worlding planetarity to the necessity of embedding entails not only an
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address from the higher to the lower, abstract plane, but equally from the
lower to the higher, synthetic plane.
PROPOSITION 6:
ENCODINGS GROUND THE SITE OF A WORLD IN
LANGUAGE
Encodings refer to an indexing operation that introduces a sense of locativity
to a world—manifesting its relation to other worlds—by providing a formal
syntax for its representations. The indexical nature of encoding encompasses
the addressability and givenness of an object in a computable domain. Gödel
famously arithmetised logic via such an indexing operation. Likewise, when
Curry draws an equivalence between proofs and programs,16 this is arrived at
via an encoding of the lambda calculus in a proof-theoretical language. Every
encoding exposes the context sensitivity of a world—it is precisely this
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interlinguistic mediation underpinned by a sign we call Number. It grounds
the transformations enacted via embeddings in linguistic forms, facilitating
mappings and translations between languages, enabling morphisms between
world models.
To realise a possible world premised on planetarity requires the encoding
of a sensorium of locativity within it. More straightforwardly said, it
requires constructing sites for new frames of reference for what and where
a location is that are contextualised by multi-dimensional transformations.
It is through this multi-dimensional lens that the discrete context
sensitivity of location can be exposed to the continuum of an environment
in common, and vice versa. The continuum or wholeness designated by
the ‘planetary’ is subject to reverse dimensional engineering, echoing
Édouard Glissant’s more poetic notion of one world (tout monde)
containing many worlds within it.17
PROPOSITION 7:
THE TRANSFORMATION OF POSSIBILIA IS
COMPUTATIONAL IN NATURE
These complementary operations—embedding and encoding—allow for
perspectival shifts that propel the autonomy of the formal, allowing for the
construction of syntactic structures that inform the realisation of new worlds.
Embeddings allow for a shift in dimensionality (synthesis and abstraction)
and encodings allow for an indexing (locativity), with corresponding
influence over the topos and locus of a world. Their computational treatment
is marked by terminal objects, halting procedures and operational closure.
But these are far from being closed systems; the dynamics and indeterminacy
of such operations is elaborated via a new category of formal language
known as interaction grammars.18
A planetary perspectival shift—that is, a common world (continuity)
composed of many worlds (discreteness), demands elaboration of its
grammars of interaction. It is here that the correspondences between
worlds can be proposed in their indeterminacy; correspondences subject to
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perturbation from the emergence of locatable interactions. A planetary
shift in perspective as the movement between embeddings and encodings
does not entail an absolutely fixed vantage point of perception.
PROPOSITION 8:
WORLDS ARE ACTUALISED VIA RECOGNITIVE ACTS
OF REASON
The agency of actors in the realisation of worlds is paramount to the
elaboration of languages that summon those worlds, for every attempt at
world construction is an exercise in freedom and a test of agency. It is only
through interactant driven language formation that possible worlds can come
into existence as model-theoretic entities arrived at by acts of reasoning.
This process of syntactic structuration casts language as computation—new
worlds correspond to new models in the form of novel languages, logics, or
syntactic structures. A plurality of infinite languages gives rise to encodings
as a necessary mediator for such mappings.
Likewise, agent interactions are a prerequisite for the development of the
geometric site of a world, but their coherence is only bound by the model of
the world that they realise through dialogue. This geometry of interaction19
emphasises the autonomy of the formal, eschewing denotation in favour of
operational semantics via immanent computations. Languages in this
conception are the very form taken by computation in developing a locus of
interactions, suggesting a formal grammar of worldmaking, or a syntax of
worlds—one that is always situated in a dynamic locus of reason grounded in
a dialogics of worlding.
In worlds constituted by geometries of interaction, agency, including the
agency to reason, is always deprivatised. Agency is not action or thought
in isolation, but rather interaction and dialogue. Agency is the construction
of a certain quality of relation, as well as the capacity for transformation
because of dialogic relations.
Crucially, the curse of dimensionality endemic to planetarity signals an
exhausted picture of human agency belonging exclusively to a dimension
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of lived reality wherein immediate cause-and-effect relations are
perceptible. This does not mean that linear/mechanical agency is
irrelevant, but it is insufficient with regard to the demand for embedding
its conception across multiple dimensions, including a diversity of
laminated temporalities belonging to those dimensions. What is an
adequate picture of agency embedded in various dimensions, and how
does it get encoded (localised) at a dimension available to human
recognition?
PROPOSITION 9:
SCALE-FREE STRATEGIES FOR WORLDMAKING
EXPOSE GLOBAL CONSTRUCTIONS
Scale-free strategies allude to those logics, structures, or languages that are
not locally sensitive and exhibit global qualities. The global and the planetary
clearly have distinct lineages—we must be careful to identify locales and
neighbourhoods of truth construction, and to put universal claims to rigorous
tests, rather than imposing logics on an asymmetrically conceived spatial
field shaped by inequality and oppression. Many languages and logics can
and must coexist in order for heterogenous worlds to exist, with common
encodings as the basis for translation and correspondence between these
worlds.
Scale-free strategies for worlding elaborate the domain of necessity as a
formal constraint against a concept of worlding as a (trivial) practice of
infinite possibilities. This scale-free requirement reigns in hubristic
perversions of worlding unleashed from a particular dimension, with no
fundamental testing or care of its veracity throughout a spectrum of
dimensions and heterogenous worlds. With this procedural constraint, an
ethics of worlding is enabled. Here universality is not a uniform
determination imposed asymmetrically, but the invariant glue between
interacting indeterminate entities. It is through scale-free strategies that the
ambivalence of worlding can be held to account.
PROPOSITION 10:
UNIVERSALS ARE INVARIANT LAWS THAT STRUCTURE
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THE DOMAIN OF THE ACTUAL
The identity of a world is marked by isomorphisms that allow for
equivalences to be drawn between worlds. The actual only coheres in so far
as invariants exist to give rise to such structure-preserving transformations.
Universals are those invariant logics that hold in the totality of possible
worlds and as such define the domain of the actual—of that which counts as
actual. Universal invariants act as laws, both logical and material, and such
laws are constantly under revision owing to the infinite nature of language
forms, a domain over which universals cannot assume closure without
transcendental appeal. The realisability of a world is subject to the eligibility
criteria imposed by universal invariants—such as spatiotemporal priors—
which provide a semantics for the actual. Without such a semantics the
descent to linguistic relativism would prompt a Carnapian ‘principle of
tolerance’, which would amount to a suspension of the ethics of worlding, an
arbitrary proliferation of syntaxes with no end or justification.
The question at the heart of possible worlds is how to become witness to a
world that is not yet concrete; a world that does not appear within the
existing frames of reference that configure the perceptibility of
concreteness. To be a witness entails not only the ability to perceive, but
also the capacity to testify to the ramifications of what has been witnessed.
Witnessing is more than mere seeing. It is not only the agency required to
deconcretise the actual (that of seeing the rigidity of self-referential
frameworks of the actual world as contingent, and thus not invariant), but
also the agency to participate in the semantic actualisation of nontrivial
possible worlds.
1. H. Helmholtz, ‘On the Origin and Significance of Geometrical Axioms’. Lecture held in the
Dozentenverein of Heidelberg, 1870.
2. A. Badiou, Logics of Worlds: Being and Event II, tr. A. Toscano (London: Bloomsbury, 2013), 122.
3. G. Catren, ‘The Trans-Umweltic Express’, Glass Bead, Site 0 (2016), <https://www.glassbead.org/article/the-trans-umweltic-express/?lang=enview>.
4. N. Goodman, Ways of Worldmaking (Indianapolis: Hackett, 1978), 6.
amanda-beech-construction-site-for-possible-worlds-1Robin Mackay / text
P. 96
5. S. Awodey, ‘Structuralism, Invariance, and Univalence’, Philosophia Mathematica 22:1 (2014), 1–
11.
6. D. Chakrabarty, ‘Cultural Institutions and Globalization’, Lecture for OPEN SPACE, K20
Dusseldorf, Germany, 17 February 2019, <https://www.youtube.com/watch?v=bEzEjnqugfw>.
7. See A.J. Elias and C. Moraru (eds.), The Planetary Turn: Relationality and Geoaesthetics in the
Twenty-First Century (Evanston, IL: Northwestern University Press, 2015).
8. R.C. Barcan, ‘A Functional Calculus of First Order Based on Strict Implication’, Journal of Symbolic
Logic 11:1 (1946), 1–16
9. M. Fitting, ‘Barcan Both Ways’, Journal of Applied Non-Classical Logics 9:2-3 (1999), 329–44.
10. R. Harper, ‘The Holy Trinity’ (2011), <https://existentialtype.wordpress.com/2011/03/27/the-holytrinity/>.
11. S.C. Kleene, ‘On the Interpretation of Intuitionistic Number Theory’, Journal of Symbolic Logic
10:4 (1945).
12. J.-Y. Girard, ‘From Foundations to Ludics’, Bulletin of Symbolic Logic 9.2 (2003), 131–16.
13. S. Wynter, ‘No Humans Involved: An Open Letter to My Colleagues’, in Forum N.H.I.: Knowledge
for the 21st Century 1:1, ‘Knowledge on Trial’ (1994), 42–70.
14. G. Spivak interviewed by E. Gross, ‘Criticism, Feminism and the Institution’, Thesis 11:10–11
(1985), 175–87.
15. S. Wynter. ‘A Ceremony Must Be Found: After Humanism’, Boundary 2:12 (1984), 19–70.
16. W.A. Howard, ‘The Formulae-as-Types Notion of Construction’, in J.P. Seldin and J.R. Hindley
(eds.), To H.B. Curry: Essays on Combinatory Logic, Lambda Calculus and Formalism (Boston, MA:
Academic Press, 1980), 479–90.
17. É. Glissant, Traité du Tout-Monde (Poétique IV) (Paris: Gallimard, 1997).
18. D. Goldin and P. Wegner, ‘The Interactive Nature of Computing: Refuting the Strong ChurchTuring Thesis’, Minds and Machines 18:1 (2008), 17–38.
19. J.-Y. Girard. ‘Towards a Geometry of Interaction’, in Categories in Computer Science and Logic.
Proceedings of Symposia in Pure Mathematics 92 (American Mathematical Society, 1989), 69–108.
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Mat Dryhurst
Process Hacks and Possible Worlds
(Interview)
Mat Dryhurst is a thinker and artist who in recent years has made numerous
interventions and actively provoked debate on changes in the infrastructure
of the music industry brought about by the advent of new business models
such as streaming services. In his work with Holly Herndon, most recently
employing machine learning technology on the album PROTO, these
concerns for solidarity, ‘interdependency’ and the commons are brought to
the stage and dramatised through music and performance.
ROBIN MACKAY: Could you describe in the broadest terms what your approach
would be to the question of scoping out and building new possible worlds for
the disciplines and practices within which you work? And do you see this as
a political or rather as a practical or technical question?
MAT DRYHURST: Beyond the fact that on most political issues I would identify
as quite far left, leaning toward the libertarian, generally speaking I come
from an analytical background rather than from a politically dogmatic
background. If anything, I’m a pragmatist—I think if I have any function
whatsoever, it lies exactly in the fact that, while ideals are wonderful, most of
my knowledge of anything comes from lived experience and scrutinising first
principles. I feel like I approach a lot of topics backwards, in a sense, since
my experience is one of working in various industries without too much of a
plan, and having to figure things out for myself—I’m a bit neurotic so I do
tend to try and figure everything out.
You have the grand utopian statement which is, all things being equal in a
perfect universe, we could build x. That kind of thinking can be useful in a
purely academic setting, but I’m mostly concerned with the wellbeing of my
family and other people with whom I share a common story or ambition, and
the reality there is that things aren’t going to happen like that. There are a lot
of utopian thinkers with very clean shoes, who are going to be disappointed if
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a very complicated process isn’t executed perfectly, whereas I’m more
interested in smaller steps, minor process hacks.
Of course, this approach can be very frustrating too, because at least when
you have a utopian thought, you concede to yourself that it’s probably not
going to happen, or that it’s out of your hands. The problem with my
approach to it is that I think, ‘You could probably do this in the next few
weeks’—so then when people don’t do it, it torments me because I’m like,
‘no, no you can actually do this thing’…!
My big issue is that a while ago I reached a point where I couldn’t
determine whether the people around me believed what they said they
believed. Which is not to label anyone a cynic, but more to say that many are
so far away from entertaining the possibility of anything changing, or so few
options appear available to them, that there’s not much consistency between
stated beliefs and actions.
RM: You’re saying that there’s a discourse around improving or reforming
things, but no real conviction in terms of taking any action to follow it up?
MD: Yeah. I mean, of course there are a minority of people who take action,
but in areas like music, art, and culture, where in a sense everyone—
particularly at this moment when we’re all expected to be activists of some
kind—is expected to be contributing positively to the world, often it seems
purely gestural. It’s confusing to tell who means it and who is participating in
a choreography. When I propose feasible stuff to do, I often feel like I am
entertaining, rather than being entertained. It’s weird.
RM: Your recent talk on protocols at CTM 20191 attracted a lot of attention,
so it seems that it’s not impossible to involve people in thinking through the
technical details of how inequitable and potentially culturally corrosive
existing systems are—in this case, the systems for music sharing, delivery,
and distribution.
MD: With that talk, all I was trying to do was to look at the platforms and ask
whether they’re doing what they say they’re doing. Because the disparity
between what people think Spotify or Facebook are working on, and what
they actually appear to be working on, is so vast. It is sometimes useful to
literally kick the machine and ask: Is this doing what it says it does? It’s
refreshing to pull everything out of the symbolic order and blood sports, and
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into the practical domain.
RM: A concrete example of that would be your analysis of streaming models.
MD: Yes, I think that to properly understand streaming logic, it is worth
understanding the fallout of technical decisions that go back to the
establishment of the web. We are in this pickle for good reason.
I also try and keep my analysis somewhat impersonal, because I could be a
puritan and start throwing eggs at individuals and I’d probably get more
Twitter followers, but I’m not stupid enough to think much would be
accomplished through doing that.
RM: The ranks would close against you.
MD:
Yeah, then it becomes personal. I’ve never been a political zealot,
although I have positions I fight for. If you do it right, certain new concepts,
or definitions, emerge. Once you identify a problem and propose a well
considered fix, it endures longer than any attack or emotional outburst. Like,
for example, when I proposed that DJs share their fees with the artists whose
music constitutes their set. There are all kinds of ideological positions
wrapped into that proposal, but the proposal itself doesn’t need them to
gather steam. It’s one of those things that, once brought into the world, will
now never go away. I can almost guarantee it. I get a kick out of that.
RM:
Out of specifying or naming the problem, and indicating this gap
between what’s being said and the material reality?
MD: Exactly. And also, just to spot opportunities, to be honest. In the realm of
music specifically, I’m a nerd for figuring out how people are making money.
In music there is one huge blockage in the conversation around streaming.
Streaming companies are engaged in a race-to-the-bottom war, raising a
tonne of money (unless they already have it, as in the case of Apple) around
an idea that as of yet has not turned a profit. So everything they say hinges on
a speculative romantic narrative they are asking people to invest in and
believe in.
On the other hand you have characters who, for good reason, are very
wedded to an older time period, or who would love to return to some simpler
era, and they are burdened by these very humanistic, kitschy arguments about
the value of community and the meaning of music and so on, when in reality
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I don’t think that approach is going to cut it either..
If you disenthrall yourself of those two flawed proposals, and also the
suggestion that one idea could work equally well for everybody, there are
actually thousands of things we could try out in music. I’ve been looking at
ways for scenes to fund common resources and distribute equity, for
example, which I think is something that only scene music could achieve.
Maybe to some that sounds boring, but I think in practice it would be the
opposite.
RM: Precisely because it’s not utopian in an appealingly dreamlike sense.
MD: I need to do a better job at making things dreamy. With the performances
with Holly [Herndon], we’ve been trying to fill that gap a little bit—I mean,
it’s certainly not dry. I commonly say that we need a TAZ for whatever this
new thing is. People fell in love with the poetry of it. Irrespective, I don’t
think scene musicians have much choice—we either process-hack our way
out of this, or we are stuck in this abject predicament for a while.
RM: By ‘process-hacking’, then, do you mean a piecemeal, trial-and-error
way of working with and around the tools that are available?
MD: Yes, taking advantage of a kink in the way that something currently
works. Generally speaking it is almost impossible to gather the momentum
and funds necessary to sustain something outside the platform ecosystem, so
you have to exit through them somehow. The wealthy do this all the time:
they find loopholes, they find ways to move money around, ways to evade
tax. And often in order to be able to make that process hack you have to get
as close to the processor as possible. You have to get as close to tax law as
possible to understand where the opportunity might be for you.
Here’s an example. There was a story in the news many years ago when
SoundCloud was at the centre of everything, about some clever artist who
had figured out that if you put certain keywords in a song, you could be the
next recommended song after the latest Kanye West hit. So in a sense it’s a
kind of finessing of the system. You’re reading a system and figuring out
how to hack that process a little bit so as to find an advantage in it, ideally for
the betterment of more people than just yourself.
RM: But if you’re saying that the only pragmatic way to create some kind of
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opening is to game the systems that are in place, there seems to be some
ambivalence as to whether you’re really opening up new possibilities at all,
or simply conceding, resigning yourself to working within the environment
those large players have put in place.
MD: I don’t see where the funds or the human power or the skills would come
from to create, let’s say, a separatist internet. Ten years deep into playing
around with stuff like this, I’m not holding my breath. And what appears to
me to be the opportunity is, I’m not conceding anything, but I just don’t see a
scenario in which the FAANG lose their grip on online culture. I’ve been
through that process of trying to build something new and know many others
who have too; it sounds great but it’s impractical.
RM: In 2015 you devised and built the self-hosting publishing framework
Saga, designed to give artists some power over how and where their work is
displayed online by enabling them to control how embedded content behaves
depending on the context within which it’s displayed. How did that project
develop, and what did you learn from it?
MD: Initially I just saw an opportunity: at the time websites were perhaps
more powerful centralised structures than they are now, and were often
dependent on embedded content from elsewhere. So I built a tool that
allowed you to take control of that content throughout the web, asserting that
online, just as in the real world, a piece of art has a different value depending
on where it is hosted. So I ought to be able to charge X on a Nike blog, and
nothing on a fan blog. This simple mechanism of versioning and
permissioning content opens up the possibility for other applications too.
Twitter is now working on something very similar with the New York Times
and Adobe, as a means of determining the authenticity of content. It’s one of
those simple concepts that I have no doubt will become common over time.
My experience with it was one of doing it as an art project. I had a bunch of
interest from people within what was then the very early crypto community.
My challenge at the time was that I found it impossible to raise any money to
develop it any further. Myself and the developer friend who was helping me,
we put it together for less than a thousand pounds. I had a few people help me
to petition arts grants bodies, and basically came to the conclusion that it’s
impossible because it falls in between the cracks of all these funding models
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that were established in the nineties. I could’ve raised more money making a
hypothetical video essay about the possibility of the software, as ‘media art’,
than I would have been able to raise for actually building the software itself. I
did get someone approaching me at UCLA after I first presented it, who was
like hey, I want to give you a bunch of money to make this a different kind of
ad network for individuals—which is a clever idea. It was a really good use
case for the concept: basically you could sell your own ads from your own
server using that technique and you could switch them out. So if Rolling
Stone hosts a song of ours then, if we were so inclined, we could just switch
up new ads all the time. I didn’t really want to do that, because it’s a waste of
life. In the venture capital world, I know smart people who play in that
universe, but in their world they feel that media distribution is largely
‘solved’. Streaming’s dealing with music, Facebook’s dealing with content,
why would we fund a cute activist project? So it ends up just sitting there. I
worked on maintaining it for some time, but after a while I just felt like a bit
of a sucker.
If you go on GitHub there’s a trail of tears there—incredible software
projects that no one will ever learn about. The cryptocurrency world changed
the funding landscape for those kind of projects with the ICO (Initial Coin
Offering) model. In a weird way those crypto projects became the new art
world for a while. You want to talk about crazy speculation around utopian
gestures? Most crypto projects were/are just badly edited essays—when you
look at the white papers, anyone who’s read a few of them can distinguish
between people who know what they’re talking about and then just wildly
speculative stuff that’s nevertheless raising thirty million dollars overnight,
you know….beyond how absurd that is, the ICO as a mechanism for
supporting things is actually quite interesting, and there have been a number
of projects that endure in that space and actually do interesting work now,
where it’s easier to find grants and co-builders to develop those projects. At
the time of Saga, though, there wasn’t really that option, so I just kind of let it
die. I still found that time really useful though, because that was actually one
of my first experiments in this kind of low-level protocol thinking. In a sense,
now everything I do is based on what I learned from Saga.
RM: Then how about more recently in the case of looking at DJs, what kinds
of protocols are in place there, and how that might be different? Again, here
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I’m interested in the disparity between a certain story that people are telling
themselves and each other, and the reality of what’s going on, and where that
disparity comes from: Is it an ideology imposed upon them from elsewhere,
or is it a spontaneous product of people’s need to believe that the system
they’re a part of isn’t fleecing them? Because some of the data I’ve seen you
post on the disparities in income between ‘star’ DJs and the rest is shocking.
It reminded me a little of the art world, where you have a huge pool of people
at the bottom who are aspiring and striving, spending all of their time trying
to meet the right person and say the right thing, and who spend decades of
their life doing that while being very poorly paid and displaying their virtue
by shouldering a lot of ‘voluntary’ labour. All of that on the basis of an
aspirational story—that you have to be in the network, you have to be
involved, and one day you’ll have the opportunity to make those leaps up the
ladder. So I just wondered where you see that disparity being generated, and
why you think people are so ready to propagate a narrative which their own
professional life experience doesn’t bear out.
MD: I think the parallels with the contemporary art world are really valid.
There is a historical factor here, I think: it’s only a very recent development
that people expect their hobbies to somehow fully represent them and be a
vehicle for social mobility. And you can attribute a lot of that to sixties
liberalism, to the explosion of self-expression and so on. I wasn’t there but I
can only suppose that at the time it was a legitimate liberation from
conservative institutions that needed to be shaken. The challenge we have
now, though, is that you have this very hallowed, halcyon period of culture in
which we were sold a story that plucky people in their garage could have a
big dream, or that the broke musician drug addict could take over the world,
and even though that did happen in certain cases, my argument is that, in
retrospect, we’re now imprisoned by that narrative.
I was talking to Lee Marshall, a sociologist at the University of Bristol. He
did some research into vinyl sales, and it turns out that something like forty
percent of all vinyl purchased is never played. He apologised to me because,
at the time, I was the only musician in the room. But I said no, you saying
that is wonderful to me, because that’s closer to my understanding of things,
which is that in a sense the greatest product of the music industry is the music
industry—the mythology of the music industry is the product, is the lore. You
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can probably say the same for the art world, right? The closer you get to it,
the more it reveals itself as a ruse, a trick. Not in some cynical way that
implies that somewhere out there is some pure art that is being
misrepresented by these nefarious characters who are dragging art through
the mud. But in the sense that it’s a kind of meme that play tricks with
people’s aspirations—and that mechanism itself is the source of value, that
ability to mint, trade, and merchandise around genius.
These systems worked better in times of scarcity. You see that in music as
in all media: if everyone can make music now, it’s harder to stand out. All
scarcity systems of that sort are dissolving. The great liberators of the
twentieth century, though, they’re not going anywhere. Their images will
loom over culture until the last cent can be drained out of that era.
I struggle with that when I see well-meaning people dedicating their lives to
career models that haven’t been updated to reflect the new situation—and
you can make the same criticism about universities and all kinds of different
structures that have been shaken as a result of these shifts. I have a fair
amount of insight into how the creative fields operate, and to me the most
unethical thing I could possibly do is to perpetuate falsehoods, and not
attempt to communicate to people exactly what it is they’re getting into. Not
in the classical art teacher way of ‘You’re just not good enough, I’m being
cruel to be kind’, nothing like that, but just saying: here is the best, most
brutally analytical information I can give you about how this actually works
to the best of my knowledge, and with that knowledge in mind, you have a
better chance at carving out a niche for yourself in this ecosystem.
I joke with my students that, beyond the fact that I love what I do—and
Holly and I both inject a lot of meaning into the artwork we do, as everyone
does—the place we occupy in the music ecosystem is market testing. It’s so
obvious. If I just dissociate it from my own desires, it’s clear that we exist in
a pyramidal structure in which it’s cheaper for us to take risks than it is for
the people above us, and you can say exactly the same about the art world,
right? It’s cheaper for the student or the bohemian knocking about Berlin to
take risks than it is for the exhibition-maker who has to spend one million
pounds on constructing something.
Once you jettison the romance, it’s clear that almost always, people are, in
both earnest and cynical ways, contributing to the maintenance of a welloiled infrastructure. I say that with little judgment, it just is. In fact I think
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often the people who are most judgmental about the arts tend to be those who
are the most entranced by its mythologies, and perhaps do not have enough
information to dispel that state. That can also happen at the top though, I
guess: often successful people are the most oblivious as to how and why they
became successful!
RM:
Because success doesn’t necessarily grant you any insight into the
mechanisms via which you’ve been able to find success.
MD: Exactly. Many of the most successful people aren’t going to be the best
ones to ask about how things actually work. Firstly because many just don’t
know, because they’ve been so graced by that infrastructure that they’ve
never had to deal with the particularities of why they’re successful, and
secondly because for those that do know, why would they share it?! I think a
lot of successful people peddle falsehoods selfishly.
RM: This brings me back to my earlier question: if you’re really successful,
you don’t necessarily have any reason to look into it too closely—after all,
it’s great to believe that you’ve succeeded because you’re the best! But why
is it that those stuck at the bottom of the ladder are also not interested in
understanding how things are actually working, why are they also buying into
some rather disconnected and/or outdated idealism about how this culture
industry works?
MD: Increasingly among younger people who are starting out, I’ve found that
there actually is a lot of interest—I mean, the reason why I’ve been invited to
teach is because there’s been a lot of interest in that particular line of
exposition. I think younger people, who have grown up in the hell of metrics
and gamified expression, are far more aware of the omnipresent circuitry of
culture than we ever were. For many older people who are more entrenched,
and I don’t know how to say this without it seeming mean, but I think there’s
often a kind of power relationship between the time someone has invested
into a field and their readiness to concede defeat. Sometimes it‘s just too
painful to someone’s personal mythology to look too closely at the circuitry.
RM: Of course, that makes sense. So is the current infrastructure for the
distribution of music just a statistical competition?
MD: The democratisation of tools has made it really easy to make mediocre
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art and to publish it to nobody, that’s the base opportunity they’ve provided.
Now, when you start talking about process hacks, there’s a gazillion ways of
trying to hack the Instagram feed, trying to hack SoundCloud or the Spotify
playlist or whatever. There’s a bunch of people out there trying to do that,
and there’s a subset of those people out there who win the lottery because
their track gets on an ambient autumn playlist or something that makes them
£100,000—that happens. When I look at the services, what I see is a basic
promise that you have a chance to build your own business with zero support,
and the opportunity to pay for various scams. Maybe this is a separate
conversation, but if you look at classic multilevel marketing structures and
the new culture industry, it’s hard to see much distance between the two
models, honestly. Everyone is an individuated agent who’s given this little bit
of space, and then encouraged to pay to advertise and pay to crosspost, and
pay and pay and pay…if you pay this weird ad company they’ll get you
exposure to this playlist…in the hope that one day that pipe dream will work
out.
I figured out a couple of years ago that there’s far more money in people
willing to pursue a pipe dream indefinitely than there is in people willing to
listen to the music that comes out of that process. Now I believe that Spotify
has figured that out, and is acquiring all kinds of artist services companies. I
feel that is a far more sober angle on that economy.
RM: That’s a radical shift in how the industry works, for sure. And as you say,
increasingly, this goes down to the level of the ‘content’ itself. Users are
bombarded with solicitations that, maybe if you tweak your product like this,
use this plugin, or pay someone to help you polish it, then you’ll double your
listeners.
MD: Absolutely, and it’s all a kind of baiting, a continual carrot on the end of
a string.
When I talk about the need to form institutions, of course we’re aware of
the mistakes or transgressions of previous models, the activities of labels and
other older institutions—but at least things were clear. You know, at least
there was an understanding of the economics of it, you didn’t need a PhD in
data science to understand what the game was.
The present moment is a field day for institutions with power and budgets.
Everyone in the world is encouraged to publish their ideas freely online, and
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that information is only really valuable if you have the means to monetise it.
Major labels and brands invest money into tools that allow them to harvest
ideas and trends from poor teenagers online, and integrate them into their
products before any regular person would have the chance to monetise them.
Taco Bell won awards for their social media department in 2014–15,
presaging this. They established a kind of Skunkworks-style surveillance unit
called ‘The Fishtank’, where basically they were using Twitter as an ideagenerating machine, scanning all of these young people out there trying to
make a name for themselves and trying to get attention, finding the best
memes, and then devising ways to twist them into something Taco-Bellrelated. The worst thing about all this is that it wasn’t considered predatory, it
was considered fun and hip…. You can also see that with where Vine went,
with a lot of predominantly African American teenagers fuelling culture with
new cool shit, and the only one who benefits from that is, like, Madonna or
something…. So that’s today’s power dynamic as I see it, which is very
different to the standard narrative.
RM: And is it at all possible to exist outside of that?
MD: I think yes and no. The problem is, as always, there’s still privileged
placement in the culture industry for those who can afford to move to
London, New York, increasingly Berlin, increasingly LA. The connections
and the freemasonry of those media-heavy cities still exist. It’s the same with
certain academic programmes, more so in the art world than in the music
world, but it exists in the music world too: if you can afford to, or if you have
the good fortune to be in the favour of certain programmes, you are still on an
accelerated path. So if you go to Saint Martins, or if you’re at the
Stadelschule, you’re closer to the action without necessarily having to
participate in the ad platforms, and in some cases I think in the art world it’s
almost advantageous not to—that’s the ultimate flex, that you don’t have to
promote yourself because you’ve already made those connections. But for
everybody else, no. The trade-off is you’re given the tools to do the bare
minimum, to have the bare minimum access, and then you’re invited to step
on one another and figure out ways to scam and finesse one another,
ultimately to figure out a way to provide enough value to the infrastructure in
order to be able to leech some of it back for yourself.
This is why ‘scenes’, without being too romantic about it, are important.
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That’s what I end up telling my students: at the end of the day, your best
chance comes from earnestly contributing to creative scenes, working out a
way to get involved and be a good person, and participate. This still, I would
argue, is statistically more likely to succeed—you’re far more likely to find
some success in the culture industry doing that than buying ads and trying to
make songs that complement playlists. Most trad scene people in music can’t
stand me. It’s funny, as I’m the one trying to vehemently defend them in
quarters where no-one spares them a thought. Protecting scenes as fortresses
that are somewhat insulated from abject populism is very important though.
So this is where I end up: the standard narrative is gatekeepers vs.
democratisation and opportunity. I’m in a completely different world, I don’t
see that as the battlefield at all. The battlefield is specialists having some say
vs. there being one gatekeeper for literally everything, or five gatekeepers for
all of culture, you know? I will defend labels. I mean there’s obviously some
gross stuff I wouldn’t defend. But the idea of labels, and most likely galleries
too, I’d probably fall on the side of defending them, but with the caveat that
there are some significant improvements that could be made.
RM: Because all of these things can be seen as points around which a wider
productive group can coalesce, a microculture that has space to breathe and to
develop. That can be something as simple as just affording the suitable time
and space to hang out and develop a shared vocabulary, new concepts,
inventing new ways to use instruments…just not being an embattled
individual for a while. Those microcultures are where new possible worlds
develop, aren’t they?
MD: Shaun Monahan wrote about a trip through the New York subway where
everything in all of the advertisements are shouting about you basically
having no commitment to the world around you: it’s all apps for casual
anonymous sex, dining at home in your bed, everything is attempting to
further individuate you.2 When I talk about interdependent—rather than
independent—music,3 I use a slide from an old anime where the quote is, ‘as
usual, you’ve confused isolation for independence’. Which I think is
beautiful, and very true.
I take that microculture point seriously, in the sense that Holly and I have a
culture. Okay, it gets confusing because it sounds super-cheesy and
corporate, because Google’s very into their ‘Google culture’, companies talk
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about company culture, etc., but I don’t revere them enough to let them sour
the term! We’re very deliberate about who we work with, how we treat
people, how well people get paid. That’s incredibly important. And it actually
matters in a way that means that it would also be gross, and it would
undermine the beauty of it, to make that a selling point, to make that a public
thing. But the idea is basically that we don’t fuck people over, that’s a core
principle of the project. It’s simply the idea of commitment. And this gets
more interesting when you think of how such things might be implemented in
technical ways, if need be—that’s something I’d like to see more of. In
decentralised tech one of the things I find really compelling is the idea of an
immutable ledger, an immutable transparent protocol that anyone has access
to read and that you can’t go back on: it’s a good faith engine. When you
have immutable cryptographic protocols that cannot be changed or altered,
what you’re talking about is enshrining good faith. And the idea of some kind
of consensual adoption of good faith—and you see this in other areas like the
effective altruism movement—the idea of being able to track where the
money’s going, who said they were going to do something and what, and
whether they actually did it—I actually think that’s a very beautiful idea.
So this idea of making commitments to one another is so much more
powerful and also utopian and gets very dreamy for me, to be honest: I like
the idea of making long-term commitments to people—I mean, I’m happily
married, I love the idea of marriage: without attributing any kind of religious
significance to it, the idea of a couple of people committing their lives to each
other I find an incredibly romantic and beautiful thing.
RM: And you think there’s a possibility of organising collective commitment
through technology, to build cultural worlds other than the one we’re
struggling through at the moment?
MD: Yeah. The natural or dystopian perspective on that is to imagine a
scenario where all human motivations are somehow marketised and
surveilled, and of course I’m not advocating for that. But what I am
suggesting there’s greater possibility for is the idea of encouraging people to
publicly state their intentions and to deliver on them, and being able to tell
whether that’s happened. On the societal level, maybe that stuff sounds
terrifying, it sounds like the social credit score. But on small-scale levels, in
terms of putting together groups of people, this is what is beautiful about
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many of the DAO (Distributed Autonomous Organisation) models, or even
some of the grant experiments taking place on Gitcoin. The idea of
distributed groups of people who are not necessarily geographically
connected to one another making commitments to one another in pursuit of a
common goal, I think is a very beautiful idea. That interdependent approach,
this idea of saying, what if we were to make a commitment over the course of
a couple of years to try and accomplish something, completely flies in the
face of what Monahan depicts in his article, the idea that technical systems
are ultimately there to individuate us and to extract money from our
loneliness.
RM: This seems also to connect back to what you were saying about the value
of defining something, setting down a marker that can become a shared
reference. If you’re participating in a scene, though, don’t those things
happen ambiently anyway, if you have a history with a group of people,
commitments emerge naturally, without having to be technically supported? I
wonder how much this is really a question about time, about our timeperception and the amount of time commitment we feel able to give. In a
sense we get the systems we deserve, given the way we inhabit time, and,
inversely, people’s sense of what is possible tends to shrink down to what is
made available. So the question of possible worlds is also the question of
experiencing and using time differently.
MD: I think that’s true. Also, with regard to this liberal individualist mindset,
the concept of feedback appears very often, and feedback in a sense is a kind
of closed loop of time that just keeps repeating, it’s a shortening of time over
time: you’re not setting forth with any particular long-term goal, you’re just
incrementally making adjustments to things in order to make them succeed at
a very narrow task. Which is common currency in the realm of ad networks
and so on, that shortening of time: people talk about this colloquially all the
time: ‘Can you believe that Fyre festival only happened in January, it feels
like January was ten years ago in internet time.’ But if you step outside of
that and go for a walk, then you think, What the fuck has really changed since
January? Nothing really. Jay Springett talks about this in relation to climate:
confronting the idea of the end of time requires a kind of long-term thinking
that we are training ourselves out of. Again, this comes back to institutions,
right? I’m not going to lionise dusty academic institutions that have been
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damagingly conservative to pretty much all of us at some point, but at least
there is some kind of economic model for those that need to step outside of
the marketplace of ideas and think on a longer timescale. How many people
have that luxury? The only people who can actually enjoy the lives of
bohemians any longer are the rich. Maybe they always were the rich, but the
only people who can any longer render a simulation of counterculture in the
highest fidelity are the rich. They can live in the cities, they can be punks
during the day and not get a job, and they don’t have to fear for their longterm future because they have inherited assets.
RM: We’ve talked about different possibilities within the industry, but how
about music itself contributing to wider social change? Your live work with
Holly Herndon increasingly seems to involve experimentation in the powers
of the gig to effect social connection, collectivity, and participation. Are the
two things connected?
MD: We try to make our performances reflect the ideals behind how we work.
I’m sober about how much of a broader impact that makes, but we try to be
consistent and committed for credibility’s sake. Culture works in magical
ways, as I’m sure you have experienced, so it is important to be consistent
even when it doesn’t immediately feel all that consequential. I’ve
experienced multiple instances where a small argument we are having ends
up in unexpected places. That is a feature of the culture industry; a reason to
still be excited by it. It’s imprecise to track their impact, but ideas do get
through. They have to come from somewhere!
1. <https://soundcloud.com/ctm-festival/ctm-2019-protocolsduty-despair-and-decentralisation>;
transcript
at
<https://medium.com/@matdryhurst/protocols-duty-despair-and-decentralisationtranscript-69acac62c8ea>.
2. S. Monahan, ‘The Rise of the Personal Brand: How Selling Out Became Cool in the 2010s’, Dazed
Digital, December 2019, <https://www.dazeddigital.com/life-culture/article/47199/1/the-rise-of-thepersonal-brand-how-selling-out-became-cool-in-the-2010s>.
3. See M. Dryhurst, ‘Band Together: Why Musicians Must Strike a Collective Chord to Survive’, The
Guardian, 9 April 2019, <https://www.theguardian.com/music/2019/apr/09/experimental-musiciansmust-strike-a-collective-chord-red-bull-music-academy-closing>.
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Amanda Beech
Art Beyond Identity: Constructive
Identifications for Real Worlds
IDENTITY VS IDENTIFICATION
Following David Bowie’s death in January 2016, the airwaves were charged
with recordings, songs, and interviews spanning his career. Driving in my
car, I heard a snippet of an interview as I was pulling into a gas station. It was
from the Ziggy era, some time before he recorded the farewell gig with the
Spiders at the Hammersmith Odeon in July ’73. Bowie was being asked
about the genesis of the Ziggy character, and about what kind of impact the
world that he’d produced had had on the music scene of the time. His
response was memorable. He spoke about two options pop music presented
to him. The first was to rework existing genres, hits, knowable rhythms,
beats, and stock anthems—a kind of poststructuralist remixing of the known;
the second was to make music that admitted that pop was producing its own
death in an endless cycle of repetition—irony.
The limitations of the two options Bowie enumerated back in 1973 still
resonate today, since artistic production in contemporary culture appears to
be trapped in the same dilemma. Is this because this exclusive choice—
between endless difference playing out in one and the same world, subject to
the same conditions, and the end of the world, the exhaustion of those
conditions and their undead playback—was an incorrect diagnosis to begin
with? Are the alternatives of an inflationary vacuum and a cultural flatline
really consistent and substantive, and are they really exclusive, the only
options—or are they myths, ideological fictions that might be undone given
the right argumentation? Or must we assume, like Bowie, that the vectors of
infinite non-identicality vs. the identity of death are real constraints that
govern our normative choices? For Bowie, these ‘options’ were real, and yet
he sought to go beyond them. Even if it reveals the potential pitfalls of such
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an assumption, maybe his attempt could offer a clue to moving beyond these
exclusive options.
For Bowie, the way forward, it seemed, was to produce another space,
another position, via a new construction in the form of the ‘alien’: Ziggy
Stardust. But this fiction did not just present the figure of the alien as a kind
of identity that would articulate the unknown in terms of known quantities—
as if it was enough to say ‘Ziggy is an alien’. Rather, and perhaps more
poignantly, Ziggy’s ‘alien’ quality involved another dynamic entirely, one
that posed more profound questions about the location of the alien in thought
and in the processes of production.
The Ziggy project showed how it was both necessary and possible to
conceive of music from a different place. But this method of conceptualising
another possible world itself had to come from somewhere, and indeed it did,
as we can observe in Bowie’s combining of Japanese costume, references to
science fiction comics, the glam rock genre, etc.; the alien was constructed
out of preexisting norms.1 And yet at the same time, within this realm of
appearance, Ziggy would hold to impossibility as a principle, resisting the
mirroring of impossibility with the cliché of an alien identity as kitsch-pop,
and thus preserving the alien as idea with and through the alien as form. This
alienness-in-itself was something different, a kind of alien expression in
Bowie’s construction; not just the construction of Ziggy itself as a
personality, but the expression of the mechanism of Ziggy’s genesis as
construction. This construction entailed an identification with the concept of
the alien, with the real in itself as alien. Rather than identifying itself with or
against something available to and in the image, Bowie’s project entailed
identifying itself via the unthinkable alien itself.
This introduces a key distinction between identity and identification. Where
identity involves a reducibility between concept and image, collapsing the
distinction between them, identification is the process of invoking the other
in the name of equivalence, a principle of commonality. Identification, then,
disrupts and produces identities/norms without formal identicality. The
difference between identity and identification is significant in this
construction in particular because Ziggy the alien did not solicit any sense of
identicality with a preexisting conception of the ‘alien’ as form; neither was
Bowie consumed by the character in a method-acting sense: there was no
acting out of Ziggy beyond the stage, nor was there any Brechtian move to
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denounce Ziggy as a construction from the stage, i.e. to reveal that Ziggy was
a fake alien. None of these debates on (in)equivalence were at stake within
the construction of Ziggy, because the character’s importance was not rooted
in claiming an identicality with the alien. Instead, the construction of Ziggy
invoked another ‘way of seeing’ that offered a glimpse of the possible via the
eyes of the alien itself. Ziggy would become both author and subject of the
eponymous concept album The Rise and Fall… as Bowie took on a fractured
onstage identity, delivering songs in the guise of an alien telling stories about
the life of Ziggy as a tragic superstar alien rocker. These fissures—who is
narrating whom, who is author and who is subject—serve to glue together a
more complex construction in which each part of the performative operation
establishes identifications with the other. The construction is therefore
initiated from the site of the plural. The possible becomes actualised and is
set within a counterfactual cultural framework that requires us to take
Bowie’s strategy seriously as an idea.
This view of the alien allows us to pose a structural and methodological
question about how new approaches to production and meaning take place
within and against the normative proliferation of substitutes for the real that is
intrinsic to capital; to ask how the alien as process and figure presents the
challenge of an approach that expands our existing world, engaging
revolutionary possibilities for new and other worlds in which we can also
live.
THE LIMITS OF NON-IDENTICALITY
The distinction outlined above, between identity production and identification
as process of an immanent real, articulates abiding tensions between theistic
and nonmetaphysical approaches to image production. The theistic view of
the image, on the one hand, overdetermines the identity of all images, which
are all seen as being endowed with an aleatory objective reality (in a
Romantic sense, all representations manifest the alien, owing to their
ineffable abstract qualities—they lie beyond ordinary language and the
knowable). On the other hand, poststructuralist approaches to the image
prefer to claim that images are the contextual expression of a culture—
human-made entities with no telos, constituted in a flat ontology: there is no
vector to a real outside, nothing for language to ‘point to’.
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Adorno’s politics of negative dialectics told the story of a totalising world
of trivial difference in which the tragic had exceeded its Hegelian vocation as
a struggle for truth.2 His excoriating critique of capital however, turned out to
override the dialectical operations that he had hoped would hold it in check.
Subsequently, in poststructuralist critique and capitalism, the search to
express a complex account of striving for and failing to achieve Truth in the
face of capitalism’s insidious control of minds and bodies simply became
‘style’. This was poststructuralism’s only possible response to the problem of
identity and metaphysics, since nothing is outside of language, and the
images we produce from language, the pictures and representations that we
make, cannot be governed by or correlated with anything that lies beyond
them. The legacy of negative dialectics, received in this way, predetermined
all language to be coextensive with what is possible within the world that
already exists, i.e. within the constraints of capitalist economies.
In this culturalised form, language—a language that takes the real as an
impossibility—is understood at once as both necessary and unreal. This
contradiction is underscored when a theory of non-knowledge—of alienation
—is compelled to make a cut between a language that manifests the
knowledge of the inaccessibility of the real, and a theory that thinks the real
as impossibility; for how can it possibly hold open this fissure (between
theory and practice, concept and image, explanation and identity) when the
starting point of this theory is precisely that language is all there is? And so
we find ourselves in a final contradiction: no language can be adequate to this
theory of inequivalence, and yet this inequivalence demands to be expressed
in language.
If everything is equally unreal in the space of ‘real fictions’ (where all
language is fictional, but it is all that we have), then there can be no serious
epistemological work capable of producing theorisations or metacritiques—
which indeed is precisely what poststructuralism desired. The problem,
though, is that this commitment to non-identicality and the concomitant
rejection of all transcendental or metacritical possibilities does not allow us to
take seriously the kind of language that ‘says something about something’—
and yet this language still stubbornly exists. The view that all theory is
practice ends up soliciting an impossible choice between the censorship of
epistemology and the fantasy that we are always already in the flatland zone
of equivalence despite the fact that, quite evidently, some expressions are
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distinct from others.
More seriously, to labour under the project of difference in the name of
non-identicality is to prohibit the establishment of the necessary agreements,
identifications, and social dynamics that are required to organise the political,
and the ways in which expressive and explanatory languages produce and
employ structures and rules. Without these, we are deprived of any tools with
which we might legitimate certain forms of expression over others, while
domination carries on regardless, and we try to sustain the contradiction that
difference is simultaneously essential to all life and is a goal for the good life.
This refusal of the real beyond its immanent appearance heralds the final end
point of any useful dialectical operation that the structure of the tragic may
once have harboured, as in Adorno. Representation, essentially constituted by
the act of identifying beyond itself, is caught in a kind of narcissistic trap,
unable to operate as a vector to any real-outside. A theory that refuses to
navigate the structure of identity and identification therefore blocks any
egalitarian hopes for an equality to come: it sees equality as already
immanent, and therefore is unable to advance any good reason to labour for
it.
The limits of non-identicality (in the form of this brand of antirealism)
become visible, furthermore, when we regard the political and ideological
conditions of Ziggy’s expression as the alien ‘other’ as an aesthetics of nonidentity as identity-in-difference. Looking at Ziggy as an identity in the
marketplace of culture, we see how this character formulated an alternative to
the standard pop-culture expressions of gender and sexual identity available
at the time, and how ultimately it foregrounded a basic kind of liberalism.
This plays out in the way in which the concept of the alien as commodity
aesthetic informs a symbolic and particular alien identity generically
throughout Bowie’s career—from the character of Ziggy Stardust to Aladdin
Sane, The Thin White Duke, and ‘The Man who Fell to Earth’.3 Bowie’s
continual transformations essentially reinforce the figure of the ‘chameleon’
as the normative expression of difference, in a weak semantics of identity
formation that is fully congruent with a libertarian identity politics.
Ultimately, the gesture toward the outside ends up serving the logic of
neoliberalism, in the form of a capitalist social realism.
It might be said that Ziggy’s character, through its androgyny, symbolised
and created actual possibilities for a more egalitarian future dispossessed of
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standard or fixed identities. And yet this future would not be for all; it would
be for the alienated, for those liberal-minded enough to already identify with
the generic non-identity of difference. An image of precarity does not lead to
a sea change in the structure of society. The way in which such precarious
identities contest the status quo sits quite comfortably with the logic of
capitalist identity politics. The libertarian principles of an aesthetics of
difference tolerate and enjoy identity, whether one takes on more normative
‘stable’ or heterogeneous ‘peripheral’ characteristics. In that sense, this
problem of identity is not eliminated but doubled, for capital has a
predilection for the question ‘Who?’; namely, who is the alien, and who is
identifying with it. Any kind of identifications that reaches beyond the given
ends up subordinated to anthropocentric figures; alien encounters can always
be reduced to the formats of the known; there is always someone behind the
mask. Ironically, the quest to discover and overstep the limits of the field of
identity politics ends up calling upon the production and discovery of new
identities, eventually to find itself caught up in the logic of rights.
Moreover, today, in the context of Trump’s US presidency, this
identification with the outsider is increasingly found not so much on the
socialist Left as among the factions of the Alt-Right. The concept of the alien
found in the nuances of this kind of identity politics is in fact theoretically
limited, politically prohibitive, and difficult to escape, because it makes
claims for two different worlds irreducible to one another: the world that
validates one’s inner expression as an essential identity of difference, and
another world ‘out there’ that is taken to be rigid, stable, and
unaccommodating to such difference. This distinction, set within a
misconception of the given and the real, has two primary effects: an
expansion of the borders of the given, and an institutionalisation of new
identity expressions in particular forms of force.4
In these various ways, the dilemmas addressed by Bowie back in 1973 are
emblematic of a core problem rooted in poststructuralist theory, and which
persists to this day in neoliberal cultures of the military-industrial complex.
On the face of it, it seems quite appropriate to adopt the postmodern
(antirealist) perspective that images have no rights to the real, because the
alternative would be to propagate a world of hubristic nature-mythologies
wherein dominant power monopolizes the real in the kinds of ideological
formations discussed by Louis Althusser.5 And also because identification is
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a process of construction via non-identicality (where the idea of seeing and
being with others, and seeing ourselves as other, operates without any
regulative ideal, it is irreducible to any identity). And yet this process remains
essential to community.6 This tension of identification as a both negative and
constructive force, the question of the aleatory in the mechanisms of
identification, remains key, since if the real is immanent to the process of
becoming self and community, this leaves open the problem of what defines
and orders the constructions that are born in this process. To understand the
real as immanent means to leave this open, because there is no prospect of an
analytics of, nor an identity with, that which is not in-itself: the question of
identity in the last instance.
Culture today persists in the Romantic identification of artistic
constructions in language with extralinguistic external forces such as the real,
alienation, chance, contingency, fate, history, and the future. This should be
enough to convince us that there is work still to be done in navigating this
relationship between the image that expresses an epistemology and the
conceptual standards that subtend the way we approach such picturing.
Artworks that claim to navigate the real arrive at their representations via
different beliefs, discourses and perspectives; Are some more legitimate than
others?
Bowie’s approach raises the question of what the representational and
propositional capacities of ordinary and abstract artistic languages are, and
how they traverse the dynamics of ideality and invention, identification, and
construction. Key here is the question of how the alien or, in other words, the
conception of an outside, affects the very structure of the political; what
should be attended to is how both identification and constructive processes
involve such externality. When the alien as identity establishes difference via
the oppressive force of libertarian expressions, and the disputation of
identifications with the real trivialises claims to difference, to what extent
does the alien—as a conception of the negative—play a role in how we
forecast a future beyond the conditions of capital and its critiques?7
THE ROLE OF THE ALEATORY
Quentin Meillassoux’s speculative materialism has theorised the force of the
aleatory in a radical way that exceeds and critiques the poststructuralist
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tradition of theorising the political outlined above. In Meillassoux landscape
of absolute finitude, contingency functions as a guarantor for the eventual
undoing of all stable and dominant forms of power, one way or another. Such
a critique of antirealist or, more specifically for Meillassoux, ‘anti-absolutist’8
‘philosophies of access’9 implicitly highlights a suspicion of the political
claims funded by paradigms of openness. Precisely because poststructuralist
correlationism does not present us with the predictive mechanisms or powers
to determine alternative futures, it maintains the idealism of what is not, and
it ultimately has only a weak idea of what might be ‘otherwise’. This is
because it undermines the possibility for language to mean anything in
particular; ‘it doesn’t say dogmatically that there is no in itself, but only that
we can’t say anything about it’.10 Inversely, by absolutising contingency and
rescuing reality as the ‘in itself’ that can be thought by the subject without
being correlated with the subject, Meillassoux argues that a radical disorder
subtends life, one so radical that it is as capable of giving rise to long
durations of stability as it is of producing extreme instability: things could
always be otherwise, but they are equally likely to remain the same at the
level of our everyday experience. By pushing poststructuralism to its
(il)logical conclusion and asserting the necessity of noncontradiction,
Meillassoux’s ‘radical unreason’ eliminates the anxieties of fatalism that
poststructuralism had smuggled in,11 for according to him there is nothing to
cause contingency: ‘Everything can be conceived as contingent, depending
on human tropism: everything except contingency itself.’12 In other words,
humans may or may conceive of a universal idea of contingency, but this
does not change the idea that contingency is a fact and this fact is eternal,
unlimited. This absolutisation of contingency returns us to the stark question
of what thought can do at the level of conceptualising the mechanisms that
produce worlds, and whether Meillassoux’s understanding of objective reality
leads to the production of worlds that are progressive. How the theory of
absolute contingency enter into the political with direction or purpose is
therefore at stake, so we might ask what traction this explanatory language,
which claims knowledge of but remains non-identical to the real, might have
upon the political.
Meillassoux’s argument for reason in and of itself, as an explanatory tool
that can think beyond identity (since ‘the limits of my [rational] imagination
are not the index of my immortality’)13 decimates poststructuralism’s
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perspective-oriented correlationism. The absolutising of contingency
productively divorces reason from its expression in the given, moving away
from the ironic and correlative inclinations of poststructural theories of
(in)access. But this claim to reason via a radical unreason also poses
challenges for an eliminativist project according to which all representations
produced in the world would be identical with the real vis-à-vis scientific
rational explanation—for Meillassoux’s project is not one of identity.
This fissure between a language that claims to be an identity of the real and
a language of explanation risks a resurgence of semantic nihilism following
poststructuralism’s absolutisation of finitude, and this raises two further
issues: Firstly, that any commitment to reason must understand how scientific
realism is rendered in ordinary language; and secondly, that a project that
retreats from analysing the sociopolitical dynamics of scientific reason risks
foreclosing community from reason, since it risks maintaining reason only as
a local or even psycho-philosophical private project belonging only to those
that master it. A fissure between a language of explanation and a language of
identity therefore means that one will struggle to account for the shared or
common language that both occupy—the language that we hear in our heads
and that we think with unconsciously. At the same time, a collapse between
languages of explanation and languages of identity eliminates the possibility
of claiming a rational identity with the real, because rational explanatory
work that would adjudicate such claims shares the characteristics of myth or
fiction. We therefore need to address the two languages implicated here—the
language of thought that can think objective reality because it is not mystical
but disclosed through a logical rational process, and the dominance of
normative discourses of inaccess, honed in the context of a Baudrillardian
hyperreal. These themes of inaccess have proliferated in the environments of
poststructuralism, globalisation, multiculturalism, and late capitalism, and
they have a dangerous tendency to define our world and any critique of it as
given or natural, thereby precluding any real possibility of other worlds, other
spaces, or the ability to realise the potential of engineering the imaginary.
ALEATORY EMPIRICISM
The idea that any language might be fully adequate to an objective reality
intimates a horrific promise of meaning become banal: on the one hand, such
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an equivalence could be seen as spelling the end of knowledge, as if
everything that could be accomplished in its name is now complete; on the
other hand, it might suggest that the maturity of a project of knowledge
consists in its claiming to know itself through solipsistic self-invention. In the
former case, this confrontation with the real pivots around the JudaeoChristian theology of a reverse-terraforming of the material world by means
of the principle ‘On Earth as it is in Heaven’—the prayer for a humanity to
come, but one which can only be realised beyond and after the phenomenal
world. The real is seen as impossible and yet immanent to all experience—
the surreptitious reintroduction of a theological paradigm, inflected through
the absolutisation of language.
This spectre of an unconscious dogmatism haunting our poststructuralist
‘inside-out’ version of the real makes it significant to examine how
materialist theories that commit to an empiricism inspired by the social and
natural sciences resuscitate a similar dynamic, but in this case in an ‘outsidein’ form. The empiricist argument holds that there are proven and
mathematisable ways to understand our primary observation of the properties
of objects (thus sustaining the positivistic relation to a mind-independent
reality). Unlike the modes of invention and subjectivity privileged in
poststructuralist accounts of the new and the different, however, this
inductivist approach that draws larger claims from specific observations
commits to a methodology of objective and a posteriori discovery: the
empiricist says something about the world, discovers truth in the world as a
temporal complex field, and thus claims that the language that describes the
world is appropriate to the facts it describes. Across these categories of
invention, discovery and proof, we see how both empirical and antirealist
(poststructuralist) materialisms struggle to manage the elision and conflation
that identifications produce within these operations of truth, and how the
operations of discovery and invention appear structurally within both
paradigms.14
Robert Brandom’s analytical pragmatism usefully foregrounds the role of
meaning in the use of various vocabularies, spanning, among others,
scientific, normative, deontic, and modal languages. In particular, he points
out the error involved in making a core distinction between analytical
empiricism and modal vocabularies.15 Modal vocabularies form extensions to
‘possible worlds’ and are meta-linguistic, since they extend from logic but
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surpass the bounds of both empiricism and logical explanation. The
objectives of analytical empiricism, on the contrary, do not extend beyond
explanatory systems, and they reject modal descriptions so as to claim a
comprehensive identification of the facts.16 Brandom’s view serves to
complicate the claims made in the name of analytical empiricism, allowing
intrinsic modal capacities to unbind empirical science from its access to fact,
but at the same time enabling science to make leaps forward when facts are
not available. In this way, the twofold operation of modality tells us that there
are no absolute identity claims to be made by science; that this is a fact. For
Brandom, modal claims secure veracity because they are catalysed and
supported by logic and reason, and purchase their creativity because there is
no such thing as an eventual symmetry between ordinary language and
science. Such symmetry is prohibited because an empirical scientific
language and an ‘interested’ expressive language are, on the one hand,
irreducible to one another and, on the other hand, part of the same genus.
Modal vocabularies thus offer specific complexities owing to their
spatiotemporal dislocation from proofs, both in the empirical domain and in
their general presentation of irreducibility to forms of logical explanation.
This description of the modal properties of empirical claims is useful when
considering ‘new materialist’ practices in the realm of contemporary art. The
research and artworks of the group Forensic Architecture17 present one
example among others of the limits of empirical and materialist critique when
we consider their research as Art. In various presentations of the group’s
work, materials manifest the operations of knowledge at work in a form of
research stylistics, an aesthetics of reconstructive processes, discovery, and
investigation of the truth of various global present-day and historical crimes
against humanity, from Auschwitz to Iraq. These world-defining ‘criminal’
events that have presented the extremities of human violence, the spectacular
oppression and victimization of peoples by other peoples, are mounted in
detective-style frameworks. This scientific aesthetic undercuts the visceral
nature of the violence that it circles with its own ‘objective’ and ‘rational’
process. The work allows materials synonymous with everyday life, such as
chairs, tables, walls—scenography—as well as string, tape, numbers—the
paraphernalia of a CSI form of detective work—to act as operative and
functional research tools. In this way, the work seeks to extend the
knowledge situated by the art work to actual evidence in cases of political
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justice. Abstract phenomenal materials are elevated into equality with
normative languages so as to become part of a truth-claiming system. In
historical traditions of artistic critique, whether modern or postmodern, the
expectation is that art should produce new forms of knowledge that cannot be
correlated with empirical truth. Modernity, for example, brings with it the
primacy of an investigation of the inner world of the human psyche as
irreducible to the phenomenal world, while postmodernism presents the
production of difference upon an antifoundationalist (non-metaphysical)
terrain where language is world and therefore there is no external concept of
world for it to be adequate to. The work of Forensic Architecture might lead
us to believe that empiricism produces a fresh, revolutionary paradigm for
art, a new form of utilitarianism, practices of the image that acknowledge
their functionality in the world as opposed to the drama of dysfunctional
representation. However, when we look closely at the group’s assemblage of
knowledge-as-artwork, we see how these functional materials struggle to
move past the stage of reconstruction toward the construction of alternative
forms of knowledge. This could also be seen as refreshing, since it acts as a
counterpoint to the banality of art’s claim to open interpretation: here there
seems to be a unilateral force that drives forward to secure an empirical
forensic truth. But this would be to forget that, while this production thrives
on the abstract qualities of the materials that produce the event (otherwise
why would it be situated as art?), it serves to delimit these abstractions in the
service of a unifying conception of truth that is ultimately uninterested in
how images constitute a discursive space. As such, there is a clear disconnect
between materials that can play a part in truth processes and do not require
any correlation between materiality and the identity of truth, and materials
that reconstruct a truth a priori. A project of empirical truth as social justice is
not a project of truth as justice per se.
To put this another way, Forensic Architecture’s reconstructions act as
theatrical assemblages that enclose the real; constructions of events that
become artefacts for a truth that is already known but undemonstrated.
Therefore the project of reconstruction goes to work with an already clear
idea of the real as an experience of loss, since this empiricism can only gather
up the accoutrements of the truth, showing us things and processes that
appear ‘truth-like’ but which the work cannot and does not want to say
anything about. The materials of truth that constitute the work and the truth
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gained in these processes are never called into question within the work itself.
This approach to the image, at the nexus of aesthetics and politics, forms a
morally charged project pursued in the name of global justice, one that asks
us to observe how durational and sense-based materials constitute events and
truths that cannot be explained by formal languages and evidence as ‘present
to hand’. In so doing, empirical materials unintentionally disclose a poetics,
and we can see how, in this work, in Brandom’s terms, non-modal claims are
situated in modal languages that compromise non-modal intentions. Whether
as a product of naivety or refusal, these projects (when considered as art) are
anchored in a form of liberal pornographics; maximalising an aesthetics of
scientific fact supported by a truth that hinges on the spectacle of the nonpresentation of suffering. Here, the suffering of others is not given an identity
as image—we do not see suffering, but instead we see the elimination of an
aesthetics of suffering whose absence underscores its presence even more.
Therefore, underneath and intrinsic to the work, we are asked to empathise,
imagine, and feel—emotions without ground: the other side of the forensic
interrogation of matter.
Ironically, the project ultimately seems to propose that an artwork can
produce knowledge as an expression of non-normative facticity. Via this
evidentiary process of a deep forensics that works inside materials as events,
truth is achieved by, but is ultimately irreducible to, the materials-as-image
used to lay claim to this truth. Brandom’s argument on the limits of analytical
empiricism is therefore instructive in this case: in order to make good on its
claim to justice via the complex testimonies of abstract materials, this
practice, as art, must deny the allegorical content of the representational
values of the materials that are used and the images that are produced. All of
which serves to highlight the fact that empiricism, when put to use in and for
artistic practice, acts as a naive renewal of anti-representationalist
phenomenological traditions, which enrol materialist practices into aiding and
abetting the concept of knowledge-as-mystery, because what is known is
known a priori. In this sense, empiricism is not a suitable response to the
problem that we cannot make distinctions between the production of a
relation that supports itself (in the sense that different elements are made
symmetrical with each other, as in the case of x=y); what we call ‘identity,’
and explanations that say something about identity. To assume that we can
swap out the question of an identity of the real with an identity with fact is to
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leave the reasoning of a politics and structure of identification unaddressed.
IDENTITY AND SCIENTIFIC METHOD
Wilfred Sellars’s scientific naturalism is couched in the scientia mensura
principle, which establishes science as the measure of all things—but this is
always a science to come. Dionysis Christias18 takes up Brandom’s claim
that, because scientific languages are also modal, the very idea of such a
scientific naturalism must involve a question of identity. In other words, the
Sellarsian proposition that there is no telos of identicality between the
manifest image (the languages that present themselves to us as ‘god-given’ or
‘natural’ in the everyday sense) and the scientific image (languages that
explicate and form a picture of the way things are) is challenged by
Brandom’s use of the Kant-Sellars thesis on modality which proposes that
even descriptive empirical accounts of objective reality, for example those of
the natural sciences, are modally laden, and furthermore that it is modality
that enables the project of the scientific image. Therefore, the idea ‘that
manifest-image objects cannot be identical to scientific-image objects
violates the scientia mensura principle’.19 Christias follows Brandom in
remarking upon this internal tension in Sellars’s work, wherein the nonidenticality of the scientific and manifest images serves to undermine the
necessary but insufficient theme of identicality that is vital to the project of an
eventual science whilst, the fact that manifest images have modal properties
suggests their potential, eventual identicality with objects specifiable in the
language of natural science, and therefore with the project of a total science
to come in accordance with the scientia mensura principle.20 The hope for
science that would reach an intelligibility of the real is thus located in either
the transformation or the elimination of the manifest image.
The scientia mensura principle read through this lens of modality and
identity speaks to the principle of progress and difference as simultaneous
operations: on the one hand, difference describes the transformation of the
given in any direction, while on the other hand, identity establishes a telos.
The idea of an identity-to-come suggests that modal vocabularies of the
manifest image are to conduct a self-purging operation or a purifying
mechanics, that of reducing the phenomenal world to science, since all
manifest languages, if they are to survive, must ultimately converge with
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science. But this identity view risks trivialising the operations of science,
since if the scientific image to come is constituted through procedures that
operate via manifest images, then the tools by which science can be
constituted are always impoverished, i.e. the manifest is always striving but
also always misrepresenting, and this risks bringing about an ironic relation
with the materials we have to hand. If the language we use that identifies with
our ideals is the same language that articulates our ideals, then can we trust
the tools we have, and the ideal we labour under? The expansionist view that
takes scientific claims to be manifest images (manifest owing to their claim
of adequacy to the real) therefore risks pathologising science, reducing it to
the status of folkloric ideology, making the ideal of knowledge a mystical
token. Without the discrepancy between explanation and identity, the concept
of an ideal science-to-come quickly becomes a banal postulation, in so far as,
if the scientific image were achieved, we would not recognise it because there
would be no regulative ideals to establish verifiable differences between
rational and irrational claims. If no measure or principle exists by which to
gauge progress, then the project quickly becomes a habit of blindly
conserving already existing norms.
How do we think of progress without eliminativism? According to
Christias, the way to resolve this problem of identity whilst maintaining the
scientia mensura principle is to understand that ‘[t]he explanatory relation
[…] is not one of identity’21 but one wherein the relation between the
manifest and the scientific image must be constantly adjusted and redescribed
as an operation of reason within time. This commitment to explanatory
processes means that the structure of thought itself requires redescription.
The descriptors cannot describe themselves, and therefore there is a constant
expansion of yet more descriptions and explanations.22 Through this
distinction between identity and explanation, the space of the manifest is
maintained against the scientific eliminativism promoted by the identicality
thesis.
Christias argues that Sellars resolves this problem of the political, natural,
and pragmatic necessity of identicality in so far as Sellars demonstrates how
one can maintain the principle of science as an objective process, by viewing
the manifest image in a revisionary ‘identity-through-difference’ that requires
a historical account of (re)descriptive terms over time. This process ensures
that the normative conditions of the manifest image are incommensurable
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with the explanatory operations of the scientific image, since manifest images
are not explanatory in non-normative scientific terms. Scientific images may
be the successors of manifest images, yet this mode of description does not
claim identicality between the two, but rather an intimacy of shared
commitments or materials. Manifest images, then, are normative to the extent
that they are described in non-normative terms: the manifest image cannot
describe itself in non-normative terms. This approach to non-identicality in
time preserves the ambition of a science to come and that of science as
principle, but without impoverishing the idea that the manifest image has a
scientific character, since the manifest image is not unscientific.
Christias argues for a recognition that these two images—one of how things
appear and one of how things really are, one perceptible and one
imperceptible—do not share a common referent. For Sellars, on the contrary,
even when we assume that a scientific image is preceded by a manifest
image,23 the manifest is ultimately constituted by a scientific reality, and the
work of the scientific image consists in revealing this reality that manifest
images only approximate. Christias’s distinction, then, maintains the nonidenticality in Sellars’s synoptic vision of absolute process that he would later
characterise as the project of science.24
The non-identical relation between scientific and manifest images is
underscored in their distinctive modal properties, and also in the fact that the
scientific image’s explanatory and descriptive work operates upon and alters
the condition of the terms of the manifest image through the act of redescription, but, as Brandom puts it, ‘without pretending to reduce the
content of (explicitly modal predicates) to the former (descriptive predicates),
or explain the one in terms of the other’.25 It is the scientific explanation of
the manifest image that transforms the world of the manifest in this oblique
relation.
This view serves to eliminate the suspicion that the scientific image may be
merely another manifest image and also permanently suspends the event of
identicality between the scientific and the manifest images that would render
science obsolete once it reaches its goal. It also shows that the world of
appearances must be taken seriously in the sense that we can understand
changes in how we register phenomenal appearance as being affected by the
work of the scientific image. Saying that explanations have identities then, is
not to say that they share the same referent. Nor is this to say that using the
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same language as a tool for communication does not objectivise that language
‘in general’ as anything like a referent in itself.
While such perspectives offer a way of thinking through this problem of
modality and identity in the last instance, art continues to struggle with its
epistemic ambitions. The function of critical-objective explanations,
principally in art practices associated with Conceptualism, took up the task of
deductive explanatory processes, as opposed to staking art’s claim as a
correlate to the real or by following the realism of empiricism (of knowing
objects as they appear to us, and leaving those that do not outside). Here in
Conceptual Art, process-based works would ‘say something about
something’. But this method based in an art of non-representational
commitments to produce analytical propositions struggled to exceed capitalist
commodity aesthetics, as well as to overcome the problem of metaphysics
and identification associated with capitalist dominance. This problem is
confirmed when Conceptual Art’s Brechtian approach of narrating itself as
world unto itself to itself, by referencing its irreducibility to external
rationalisations (since art would not give up the legacy of Duchampian
negativity), as well as referencing its genealogy, served ultimately to
eliminate the idea that art could extend to new possibilities. Instead,
Conceptual Art’s circular operations and regressive tautologies persisted in
producing ideological identity formations, despite their claims to be exempt
from such dominating forces. Art persists in this today, but now Brechtian
techniques no longer imagine that exposing the construction of the self might
translate back into informed political action, for the proposition that
‘everything is constructed’ acts as an alibi for maintaining the status quo, and
is taken so easily as a banal platitude: everything is constructed, and that’s
just the way things are. Today, conceptual techniques assume that this
circularity is the only possible outcome of explanatory practices. In these
cases, the explanatory process becomes identity in itself, and Conceptualism
largely claims the real as the intrinsic character of the artwork, in the name of
a materialism that remains ignorant of its own latent, naive idealism. The
underlying claims to art’s affiliation with and access to the real is therefore
underlined when the world we inhabit is taken as an infinite field of modal,
situated vocabularies. Seeing the real in this way tells us more about the
normative commitments claimed in these languages, and how these
commitments turn out to be trivial, than about the condition of a reality we
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cannot access.26 As such, if art universalises a modal (normative) vocabulary,
then it loses sight of the commitments that can extend beyond this
vocabulary; it refuses to be a self-correcting enterprise.
If we can understand reason as the operation that indirectly dismantles the
conflation of world with word, or reality with image, via the constructions of
new propositions, we prevent the kind of dogmatisms described above, of the
type that Althusser termed the ‘Spontaneous Philosophy of the Scientists’.27
But whereas for Althusser the response should be that philosophy works as
materialist operation that draws a line of demarcation between correct and
incorrect propositions, effectively separating idealist, scientific, and
materialist methodologies in the name of a practice without object, for
Christias, an explanatory language is required, in the name of reason, to
bridge and divide the manifest and scientific images, implicitly guaranteeing
that the identicality between manifest and scientific image is both a real
impossibility and a necessary concept.
ART AND OTHER WORLDS
This essay began by re-posing the question that Bowie faced in the early
1970s, that of an impossible choice between the death of language and the
language of death. For Bowie, conceptualising the alien was a way out, or at
least a way forward. But this path also invited the entrapment of identity
politics that inscribed the concept of absolute finitude as an aesthetics of
failure, kitsch, horror and violence; a language of death that reflected the
limits of human perception as this form of self-consciousness. This problem
is captured in the relationship between negative dialectics and
poststructuralism, movements that confirmed the elimination of difference as
‘real difference’ in their shared diagnosis of capital as the only world that is
possible.
Critiques of the postmodern condition on the part of speculative
materialism, Althusser’s rejection of idealism in the name of a vigilant
philosophical stance, and empirical materialisms all claim specific relations
to reason and to the aleatory forces that inhabit our lives. The different
trajectories and logics in these responses prompt us to consider whether art is
capable of articulating some form of knowing and knowledge production that
does not undermine itself, one which can think beyond itself and the
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conditions of dominant ideologies, as well as past myths and exercises in
wish fulfilment and the fantasy of becoming scientific—a form of knowing
that might lead toward the construction of possible worlds.
Through exploring these various materialisms, we also asked how art might
arrest the real or claim ‘non-fictional’ validity as a form of truth process. Our
conclusion here is that art’s claims to adopt or participate in scientific
practices have undermined both empiricism and art, since the artwork
appropriately exposes the modal qualities of empirical work, often despite
itself, and renders the representational capacities of such work redundant.
Despite the failure of these efforts, though, we may remain sympathetic to
their desire to restore art to the political through this desire to eliminate the
relationship between art and the ‘anything whatsoever’, and equally
sympathetic to the ways in which such practices have complicated traditional
forms of exceptionalism, in so far as art is traditionally seen to be ‘always
already different’, non-instrumental, and irreducible to reason. In the
normative structures of materialist practices we see artworks distinguish
themselves against images that mirror our lived reality, often refusing the
distance of didactic or pedagogical commentary, and a reclamation of art
against those practices that have established private island theatres, invented
worlds in which to act out the way things are hoped to be. However,
materialisms also run up against their own internal principles, which, as we
have shown, either overdetermine explanations to identity claims (antirealist
epistemics) or assume that, because languages are ‘matter’, they are free of
epistemological concerns altogether (a traditionalist rejection of autonomy
manifest in the false sublation of art into life). In the case of empiricism in
particular, while it is admirable to propose that images are capable of
proposing new possibilities that go beyond the weak hypothetical realm of
probability, proposing that art has a special relationship to the non-modal is a
self-limiting approach. Artwork appropriately exposes the modal qualities of
empirical work, often despite itself, and renders the representational
capacities of such work redundant. It is therefore incorrect to propose that art
or philosophy does the work of science, but equally incorrect to dismiss the
idea that they share common questions and problems. This should indicate
how both art, science, and philosophy need to establish a comprehensive
view of the representational, modal properties of the languages that they use.
It is possible instead to think about the construction site for possible worlds
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from an anti-foundationalist position, of a kind that would offer no empirical
security for knowledge. But as we have seen, for a serious epistemology to be
possible, one that is able to recondition the grounds of the given, requires the
pragmatic distinction between the manifest and the scientific image—which
requires us to consider the role of identity in expressive and explanatory
languages. This begs the question of whether art should be involved in any
epistemic work at all, since, as we have seen, the theories that tend to
mobilise the production of art have so far struggled, and largely failed, to
produce either explanatory or expressive formats of knowledge that extends
beyond narcissism. To see such a compliant against art’s epistemological
potential through, would be to support an erroneous conflation of metacritique with immanent critique and an incorrect dismissal and ignorance of
the role theory plays in the construction of art. In response, we do not make
an over hasty disposal of critique in general and instead we argue that art has
incorrectly hinged a theory of its agency on definitions of knowledge derived
from particular philosophies that parse the image, language and an objective
science in ways that consistently trivialize art and destroy the ideals that are
necessary for building.
We know that art is not equivalent to science or to history, in terms of the
way in which those disciplines produce truths and facts. Yet art, like
philosophy, can see and think in two places at once.28 Philosophy and art
share the capacity to stake out this double vision, seeing across the conditions
of the manifest and the scientific, identity and explanation, to present a
proposition for truth and for the construction of other worlds. Crucially,
though, in order to participate in this process art must observe the principle
that reason has no identity as such.
A language that is capable of describing and therefore of producing the
common knowing of an objective world expresses more than just the positing
of any possible world. It is not free speculation. Likewise, the ‘anything’ of
art does not constitute a permission to do anything, nor an injunction to make
anything that occupies the genre of the ‘otherwise’ at the level of semantic
difference. It is appropriate then to dispose of the terms ‘anything and
otherwise’ that have underscored the character of art’s politics of difference
as novelty in the field of postmodernist ‘open’ possibilities—and to replace
them with the terms ‘commitment’ and ‘the real’, as conceptual drivers and
not things in themselves, because, following Althusser and Brandom, we
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understand the dangers of naturalising science as legitimacy in-itself. Art’s
languages include those of the senses, poetics, metaphor, and abstraction, so
the rational construction it claims cannot be one consisting of proofs. Neither
should this language follow in the tradition of what art has taken to be its
scientific image, for instance in Conceptualism or in new materialist
practices. Here the weaknesses of art’s epistemology are historically defined
by its failure to understand that modal vocabularies spring from logical
processes (for otherwise they are simply products of myth); that the
languages used by art are normative; and that non-identicality as a principle
of equality and justice requires an epistemology. Instead, we argue here that
art must navigate the categories of explanation and identity without assuming
their reducibility to one other.29 Now we can we picture another dynamic:
images that speak to the possible without semantic pessimism, without
mysticism, free of the fear of claiming the real, or the romance of an
unrequited real. If reason is the motor of knowing, then the construction site
for possible worlds operates via the process of identification.
*
As teenagers we would sit all evening, often freezing, on park benches;
nothing to do. Cloaked by darkness in the recesses of privet-hedged
walkways, we would meticulously pick over lyrics to songs (an unknowing
anticipation of future theory seminars). Bowie’s Life on Mars led to a debate
on whether it was Lenin or Lennon that would be ‘on sale again’. Armed with
no verification, no recourse to any external knowledge, no peers that were
more nerdy than us, no internet, no library, Paula, Helen and I contemplated
the possibilities. The logic of the lyrics offered both possibilities: the selling
out of Leninism as a fashionable investment for the masses, or the return of
old school populism dressed up as the new avant-garde. On the face of it,
both options led to similar conclusions; whatever the lyric actually said, it
gestured toward the dismal fate of politics or culture, in a schematics of the
capitalist commodity form—achieving personal identity via mediocre
identifications with the ‘alien-like’ status of celebrity fame. At the time, I
wished it was Lenin who had appeared in the lyric—not so as to bolster any
personal political stance of mine, but because it produced an idea: it meant
that the workers who were on strike still had the site of the political in view.30
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For me, the possible world this song described was that of a future where
Lenin ‘sold’ to the masses, and where the workers striking for fame would be
striking for the fame of Lenin, which would meet their own desires…and
where the concept of solidarity was still alive.
The question of how we can say that we know, when we have no means of
verifying, legitimating, or proving the relation between our conceptualisation
of the real and our observation of reality, leads us to understand how
identifications structure our view of the world as it is and as it ought to be. A
deontic gesture that commits to a belief as to how things should be is as
destabilising as it is constructive, since identification in-itself has no
transcendental order; but at the same time, in striving to explain this complex
of percept and concept to each other, we produce a direction, a line without
object. Our identifications therefore, are not solely expressions of anarchic,
egocentric pathologies and libidinal desires, because a community that is
guided by the principle of reason manifests explanatory paradigms. This
dynamic of identity and explanation gives structure to our identifications; we
produce pictures along the way that require narration by means of other
languages and pictures. Would this picture of a possible world where Lenin
was sold back to capital see the denaturalisation of capital and the
construction of new ideologies instead? Would either force lose its power?
There are processes of identification, idealisms, and necessities that remain
structurally alien—non-identical—to capital. There are not just imagined
worlds but actually possible worlds, where identifications exceed the claims
of ungrounded hypotheticals and the trivialities of the speculative, exceeding
the liberalist condition of the ‘otherwise’. To take alternatives to neoliberal
capital seriously, beyond the realms of the private or the fictive imaginary as
new forms of knowledge, is to set in motion rational constructions not on the
basis of a mythic identity of personhood as a form of atomised singularity,
but rather on the basis of our being plural, a concept that precedes the
identifications that figure both community and subjectivities. In this
dissonance we form identities and explanations, in language. From the logic
of an alien perspective that exceeds ‘identity-in-difference,’ alternatives are
achievable that reconcile identification as the mechanic of the social with the
ideal of progressive forms of knowing. Together, they act as the glue for our
constructions and lead us finally to reconsider the way in which we decide
what gets built, and how any model can be verified as a worthy realisation of
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the Good.
1. This, of course, is the danger of any attempt to manifest what is alien; that which is yet to be seen
and that which is thought yet remains unknown runs the risk of defaulting to kitsch and naive aesthetic
modes of expression; the cliché of an alien identity as a cartoonish Marvin the Martian-style space
traveller figure, where the unknown is depicted precisely by making use of a common shared language
of ‘otherness’. This is not alien, it is simply the identity of a known unknown; the labelling of material
in the given as outside or different in terms relative to our field of value.
2. T. Adorno, ‘The Culture Industry, Enlightenment as Mass Deception’ in The Culture Industry:
Selected Essays on Mass Culture (London and New York: Routledge Classics, 2001).‘The Culture
Industry’ diagnosed the problem of the overdetermination of difference by a monocultural identity via
the modernising and rationalising forces of technocapital. Norms of individuality become one uniform
expression, in a unitary world that knows no other, and that replaces a genuine search for ‘truth’ with
local and private expressions of freedom purchased by dancing the jitterbug or identifying with
characters in the latest radio soap operas. Here Adorno writes that good or worthy art ‘strives for
identity’ and that the ‘great work of art’, by ‘exposing itself to this failure’, has ‘negated itself’ whereas
‘the inferior work of art has relied on its similarity to others, the surrogate of identity. The culture
industry has finally posited this imitation as absolute’ (103).
3. The Man Who Fell to Earth, dir. Nicolas Roeg, 1976.
4. As we have noted, the production of new norms in the scene of the political might be useful for a
progressive society but this production of identities serves to harden particular existent norms that are
based on various myths of subjective exceptionalism.
5. L. Althusser, ‘Ideology and ideological State Apparatuses’ (1971), in On the Reproduction of
Capitalism, Ideology and ideological State Apparatuses, tr. G.M. Goshgarian, (London: Verso, 2014)
232–73.
6. I draw this from Jacques Lacan’s theory of group psychology where the subjective transfers to the
inter-subjective and the trans-subjective towards inter-objective structurings or architectures of the
social. See, J. Lacan, The Four Fundamental Concepts of Psycho-Analysis. tr. A. Sheridan. (New York:
Norton), 1977, 256.
7. Characterising the production of the new and the different either as a synchronic Platonic process (as
an interpretative practice from an ideal concept), or as a Hegelian diachronic process of modifications
and refutations (which imbue practices with the spirit of a metaphysics), present us with two views of
change; that is how processes interface with and therefore are capable of changing the rules of the game
that they play within. This is to ask how the ideal, or the spirit, can be understood as regulative,
temporal, and pragmatic tools that play a role in the production of the type of changes that are capable
of revolutionizing these abstractions themselves.
8. Q. Meillassoux, ‘Time Without Becoming’, talk presented on 8 May 2008, Middlesex University,
UK, <https://speculativeheresy.files.wordpress.com/2008/07/3729-time_without_becoming.pdf>, 7.
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9. Ibid., 2.
10. Ibid.
11. This is the fatalism that surrenders human decision wholly to other larger forces reinscribing a
theism as immanent to the world as language.
12. Ibid. 9.
13. Ibid. 7.
14. The predicament can be witnessed in Marx’s historical materialism, and particularly in ideology
critique, which argued that the unseen forces of social history (or even, as Lyotard would later argue,
‘Immaterial’ processes, systems, and affects) condition our decisions as constitutive materialities,
histories, and trajectories. This work brings the mysterious into the world of explanations, reasons, and
causes, which is useful for the understanding of how the world is and also for thinking how it ought to
be. But it is equally important not to overdetermine the explanations derived from formal and empirical
accounts to a fully-fledged knowledge of the real. Althusser’s critique of Marx’s historical materialism
in ‘Underground Spirit of the Materialism of the Encounter’ (Philosophy of the Encounter, Later
Writings (1978-87) [London: Verso 2006], 163–207) clearly condemns Marx’s social science for
manufacturing the problem of the working class as inevitable. This is as much as to say that the role of
language in the explanations we need in order to communicate these maps of ‘the way things are and
have been’ consists of this thinking the real as opposed to residing in history.
15. R. Brandom, ‘Modality, Normativity and Intentionality’, Philosophy and Phenomenological
Research 63:3 (2001).
16. According to Brandom, empirical accounts that would gain traction on a future by positing ‘what
there is’ and ‘how it came to be’, whilst necessary to the advancement of knowledge, tend to introduce
problems when it comes to how proof-based languages providing such empirical accountings operate in
a discursive community because for Brandom, empirical accounts risk making the explananda the
explanans (since the phenomena to be explained is conflated with the language that does the
explaining), risking a fatal ontological regression. Advancing empiricism and logic as protected
(rehabilitated modal or even non-modal) categories therefore risks inventing non-dispositional
referents, thus getting caught in the contradictory behaviour of using modal vocabularies to make nonmodal claims.
17. <https://forensic-architecture.org/about/agency>.
18. D. Christias, ‘Does Brandom’s “Kant Sellars Thesis about Modality” Undermine Sellars’ Scientific
Naturalism?’, in D. Pereplyotchik and D.R. Barnbaum (eds.), Sellars and Contemporary Philosophy
(London and New York: Routledge, 2017).
19. Ibid., 1.
20. Ibid., 5.
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21. Ibid., .10.
22. Brandom also argues contra Quine’s formal semantics that descriptions of our reality from the
present to hand or through non-modal logics do not escape unverifiable modal factors that are
implicated within the exercising of descriptors and explanations of elements, behaviours and other
observables.
23. Ibid., 13.
24. W. Sellars, “Foundations for a Metaphysics of Pure Process” The Carus Lecture, The Monist 64
(1):3-90 (1981)
25. Brandom, ‘Modality, Normativity, Intentionality’, 23.
26. For an argument against world picturing and for the indistinction of the manifest and scientific
image, see B.C. van Fraassen, ‘The Manifest Image and the Scientific Image’, in D. Aerts (ed.),
Einstein Meets Magritte: The White Book, An Interdisciplinary Reflection (Dordrecht: Kluwer, 1999),
29–52.
27. In Lecture I of this series Althusser discusses the distinction that must be made between science and
ideology and scientific ideology and science. In particular referring to the human sciences, he castigates
them for taking idealist philosophies as their alibi, exploiting such philosophy to produce truth claims
without real science or without real philosophical intervention. Such philosophies become ‘an
ideological substitute for the theoretical base they lack’. L. Althusser, Philosophy and The Spontaneous
Philosophy of the Scientists and Other Essay (London: Verso, 1974), 61. Significantly for Althusser,
culture is destined to be ‘a culture that cultivates the ideology of a given apparatus in the name of the
ruling class. It is not the “real ideology” of the masses’ (63) and is incapable of affecting power from
the bottom up. It is ‘ideology training’ for the masses.
28. I refer here to the example of Wittgenstein’s Duck-Rabbit (Philosophical Investigations, 1953) an
image that can only be perceived as being one thing or another in sequential time, but can be thought as
being both, as being possibly either. Art has the capacity to produce this kind of thinking in abstractions
which in themselves form new singular expressions.
29. This task is then to comprehend the logics at work within artistic languages, and to ask if any such
logic is possible and how this might be understood. This is important since as we have said, saying that
all languages obtain modal properties risks overdetermining art to the parameters of the sublime (the
irreducibility to art to reason), and thus missing the relationships between art and its capacity for
knowledge production. Alternatively attempting to force scientific (object-based) approaches upon art
undermines art by rejecting its non-teleological structure and/or compelling art to the jurisdiction of
prevailing ideological dominance.
30. David Bowie, ‘Life on Mars’ (1971). In fact, the lyrics are: ‘Now the workers have struck for fame /
’Cause Lennon’s on sale again’.
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Jeremy Lecomte
Can the Possible Exist in Physical Form?
On Architectural Projectiles, Computation,
and Worldbuilding
Before I fall asleep the city once more rears before my closed eyes its charred walls with their
blind windows, gaping embrasures that open onto nothing; grey sky, flatness, absent rooms
emptied even of their phantoms. In the gathering dusk I draw closer, groping my way, to finally
place a hand on the now cold wall where, cutting into the schist with the point of [a] broad-bladed
knife, I write the word CONSTRUCTION, an illusionist painting, a make-believe construction by
which I name the ruins of a future divinity.
ALAIN ROBBE-GRILLET, TOPOLOGIE D’UNE CITÉ FANTÔME (1976)1
The world in which we live is at once packed with solutions and saturated
with impossibilities. Despite the sense of transformative urgency with which
it is increasingly imbued, the confusion that reigns between apocalyptic
claims about the end of the world and the incapacity to envision real ways out
of this particular world only bolsters the idea that, as the saying goes, it has
become easier to picture the end of the world than the end of capitalism.2
Although this is highly dependent upon where we look and what or whom we
look at, the fact that there are still few signs of any crises that capitalism
could not recover from is probably the most decisive reason why there still
seems to be limited urgency, in practice, to actually take drastic measures to
change anything about the way we collectively live.
Architecture is unfortunately no exception to this. At best, there are here
and there small signs that something is indeed changing. At most, these
appear to be very small bottles left drifting in an ocean whose apparent calm
can no longer mask the many storms striking it like overwhelming rogue
waves. Generally speaking, in the present context, architecture seems to be
confronted by both an inflation of its ambitions and a deflation of its
possibilities. On the one hand, the computational revolution supports the idea
that architecture is a limitless engine for imagining and building new worlds.
On the other hand, global warming and ecological crisis constitute global
problems in the face of which these computational experiments appear
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largely disconnected, and in relation to which architects alone appear
relatively powerless. Increasingly marginalised in relation to everything that
actually gets built, architecture, taken here at once as a social field, as a
discipline, and as a practice, tends to be perceived as a pretentious luxury that
nobody, not even architects, can really afford.
In this context, how can we still consider that architecture may constitute a
decisive construction site for the engineering of not only possible, but truly
other or alien worlds? This question, I would argue, firstly boils down to
reconsidering what, in architecture, is understood and meant by a project.
Foregrounded by modernist architects as the grand, linear scheme through
which architecture could and should engage in transforming the world—and
this from the smallest to the largest scale—the notion of the project has, since
the sixties at least, been overwhelmed by various criticisms. Confronted
today with the profound impact of computation upon both architectural
conception and practice, the notion seems to have lost the profound meaning
it historically had in this field: while it still plays a central role in architecture,
it seems that ‘project’ now serves only as a convenient word to name what
architects do every day. Meditating upon what projecting could still mean in
a context marked by both a decisive computational revolution and a major
ecological crisis, this text explores the ways in which the notion of project
might be reclaimed from both its modernist hypostasis and what we might
call its postmodern deflation. To reclaim it from its postmodern deflation, this
text contends, implies that we first reclaim the future, that is, that we state the
importance of engaging in projections that are reducible neither to mere
phenomenological perspectives nor to mere optimisation steps. To reclaim it
from its modernist hypostasis, as I will further elaborate, implies that we
more profoundly question the anticipatory logic at work behind it and
question what it means, in architecture, to project something that does not
exist yet, given the tension that exists between the possible that a project
articulates and its actualisation in the physical forms that are projected.
In contrast to what modernism framed as a project (from the autonomous
exception on the one hand to the grand plan developed in a linear way on the
other), this text seeks to foreground what may instead be called projectiles.3
Projectiles, I aim to show, are not simply about harnessing the right means
for the proper ends. Extrapolating from the mobility characteristic of
projectiles in a common sense (i.e. a rock thrown from a sling, an arrow shot
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by a bow, a bullet fired by a gun, or a rocket on a launchpad), the notion of
projectiles that I would like to conceptualise here further supposes no fixed
reference points, no linear trajectory. Neither does it suppose any mechanical,
step-by-step procedure. Yes, projectiles are future-oriented, but in dynamic
and open-ended terms, consistently and almost constantly subject to revision,
reassessment, and remaking. As such, neither do they aim at achieving any
form of seclusive autonomy. The possible world they articulate is never a
fully formed entity. As we shall see, what we may call projectiles are above
all concerned less with envisioning what the future may or should look like
than with relentlessly questioning the established order of things according to
and against which their specific aim to practically construct another world
can be conceived and formalised.
I. PROBLEM
In a recent text about worldbuilding, Reza Negarestani put forward a number
of propositions based on the analogical transfers that can be explored
between philosophy and architecture. Based on arguments he had already
developed at length in the philosophical realm, he started by articulating a
fierce critique of contemporary architecture:
Architecture is still too much beholden to worldly purposes, [to] Heideggerian raums, living
spaces and conservative technological artefacts which should perform a certain range of functions
in the context of our given phenomenological registers or given faculties of perception and
cognition. […] In this sense, the restriction of architecture to the urban-space, in the broadest
possible sense, is simply to limit the prospects of building or worldmaking to the established order
of things.4
It is true, and in fact probably has been for centuries, that urban space has
remained architecture’s fundamental horizon. It is equally true that, in this
respect, architecture has most often remained a discipline concerned more
with registering social and cultural change than with stimulating and
engaging with it. It is also true that, when its potential to transform our
existence finally started to be unleashed, this took place within limits that
remained particularly conservative. Starting in England in the 1830s, the
discourse on modern design that culminated in early-twentieth-century
modernism is one that focused just as much on inventing a new man as it did
on protecting a given human subject and image from the profound
transformations the Industrial Revolution was bringing about.5 Even more
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generally, the human subject that was placed at the centre of modern
architecture, from Ernst Neufert to Henry Dreyfuss, from Pierre Vigné de
Vigny to Le Corbusier, was a very specific one: an anonymous, white, lean,
and fit body wearing medium-sized clothes that gave modernism its
measurable standards. If modern architecture aimed to change life, arguably
modernism can also be described as having ultimately constrained such
change to within these limited parameters.
It may well appear about time for architecture to be freed from such
parochial models. Understood according to the mixture of comfort and
enclosure that Peter Sloterdijk framed in terms of ‘immunisation’ in his
Spheres trilogy,6 what Negarestani describes as architecture’s Heideggerian
cage continues to be as determinant as ever. Yet what I would like to argue
here is that simple claims about the need and possibility to construct more
genuinely other worlds are in this regard as useless as the claim that urban
space can be simply equated with an inextricable established order of things.
That urbanisation proceeds according to a relatively coherent project whose
horizon may be not only limited but also disastrous does not mean that the
urban condition it has constructed and continues to construct is necessarily
limited to the same horizon. While it would most definitely be easier to give a
plethora of examples showing how a greater number of architectural projects
have enclosed the city and constrained the space in which we live than have
achieved the opposite—Jeremy Bentham’s panopticon constituting an
exemplary case here—the many riots and social movements that, with
increasing intensity and convergence since 2011, have recently transformed
so many contemporary metropolises into social battlegrounds—from Tunis,
Tripoli, Cairo, Sana’a, Damas, and Manama in 2011, to Algiers, Quito,
Santiago, Beirut, Hong Kong, Baghdad, Port-au-Prince, Paris and Conakry
more recently (this list being far from exhaustive)—show that it may be
ultimately way too simplistic to equate urban space, or, more specifically, the
continuous-yet-highly-heterogeneous urban condition in which we live, with
a mundane horizon condemned to the established order of things.7
To be fair, the propositions made by Negarestani in this text are all framed
in relation to principles that might at first appear to be rather contradictory to
this initial critique. Basing his thinking on Nelson Goodman’s work on
worldmaking, Negarestani notably emphasises the latter’s thesis according to
which
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The many stuffs—matter, energy, waves, phenomena—that worlds are made of are made along
with the worlds. But made from what? Not from nothing, after all, but from other worlds.
Worldmaking as we know it always starts from worlds already on hand: the making is a
remaking.8
More recently, Negarestani himself further nailed down this argument by
saying that
to build a new world in which the possibility of disenthralled thinking and action coincides with
possibilities of a world in which the individual and social problems and pathologies are resolved
[…] is impossible without first responding systematically and rationally to the constraints of the
world in which we already live. In this sense, I would say universalism is at its core concerned
with world-building or more precisely world-engineering to the extent that our premise, resource
and space of labour is always this world and not some imaginary world or an afterlife heaven.9
But what if this premise is precisely the urban condition we live in? What if
this world is precisely the apparent urban totality in which architecture finds
its limit? Put in this way, the problem can be further stated as follows: How
can architecture, understood as a potentially universal field, discipline, and
practice of transformation, be considered a decisive site for resolving the
very contradiction it seems to epitomise, namely, the contradiction between
its capacity to imagine, conceive, and construct other, alien, future worlds,
and the fact that it has been historically framed as the discipline that can
only project these other worlds from, within, and according to the constraints
of the existing world we are given to live in?
Let me start by describing a painting that, I think, portrays this problem
with remarkable acuity. In Robbe-Grillet Cleansing Every Object in Sight
(1981), Mark Tansey pictures the famous French writer as an inordinate
human subject entirely absorbed in cleansing a desert whose generic
dimensions (at once calibrated to smaller bodies than his and perspectivally
more infinite than his own finite body could ever be) seem totally out of his
reach. Looking more closely, one discovers a desert whose genericity is the
product not only of a scalar manipulation, reinforced by the presence, at the
bottom-right, of the same body at a much smaller scale, but also of the plane
of indifference that this desert deploys. In Tansey’s painting, the desert is not
just a specific environment but a landscape whose abstract dimension is what
renders it able to accommodate what appear to be at once simple rocks and
recognisable figures, in which, in scale-independent terms, one can identify
common objects, human subjects, and monumental buildings as well as
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remarkable landscapes. This painting, I would like to suggest, appears totally
in line with the dilemma Alain Robbe-Grillet himself confronted in Topology
of a Phantom City (1976). In this novel, Robbe-Grillet pictures a city that is
supposed to have hosted several successive civilisations, each having
deposited its particular topography, its sacred texts, its art, objects, and
instruments, each with its own history punctuated by natural disasters or
social massacres, in a given stratum. The reason why this city only seems to
have hosted these different civilisations is that it is not simply the product of
a given stratification: the city in which the action takes place is not only the
last layer in a given linear development that an historian could put into order;
it is a cut through all of these strata, a spatial transitional configuration whose
interpretation and navigation are entirely immanent—the traces left by its
archaeologists always threatening to transform the profile of the entire cut.
Similarly, Tansey’s painting pictures Robbe-Grillet himself as the
archaeologist of his own world, obsessively cleansing it and in doing so at
once describing and excavating it as other than his own invention, navigating
it as a world constantly and ever actualised as he proceeds. In the middle of a
desert in which not only objects but entire landscapes, buildings, monuments,
and people are themselves barely distinguishable from simple and indifferent
rocks, in which the horizon collapses in infinity, and in which nothing
indicates that the man we observe has not totally lost his mind, we discover
an allegory which emphasises the distinction that must be made between
Goodman’s interpretation of worldmaking, bound to what are always implied
to be artworks, and the way in which we can engage with worldbuilding as a
cogent concept for architecture.
The reason why I find this painting particularly relevant to a further
exploration of the problem articulated by Negarestani (following Goodman)
is that it helps frame it in terms that are closer to what architecture deals with.
Architecture, one must reckon, by contrast with other art forms, tends to be a
naturalising discipline. It is a discipline whose practice consists in producing
manmade formalisations whose realisation is also bound to becoming, over
time—formations that take on a nearly natural status for those who happen to
live in them…. In other words, Tansey’s painting is one in which we can start
to wonder where the demarcation line lies between a purposely designed
building and a natural monument carved by years and years of wind, rain, and
sunlight and, beyond them, by gravity, erosion, and entropy. It is one in
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which we can start wondering in what exactly consists the difference between
an indifferent rock and a meaningful piece of architecture. It is one which,
once architecture is recognised as a field, discipline, and practice that tends
toward naturalising, asks how one can claim that it may also constitute the
most experimental, concrete, and potent construction site for other possible
worlds, rather than a discipline merely foreclosing possibilities it captures in
physical forms.
II. HISTORY
The reason why such a question is only rarely asked in the architectural field
is that architecture remains largely defined (at least by those who practice it
and believe in it) as the future-oriented discipline par excellence, a discipline
concerned at its core with imagining and shaping the future, with imagining
and anticipating worlds that do not yet exist. The critique articulated by
Negarestani may in fact appear ill-placed to a discipline whose first revered
treatise, at least in the Western architectural tradition, was written by a man
(Marcus Vitruvius Pollio) who placed the distinction between fabrica (i.e. the
practice of building) and ratiocinatio (i.e. the conception of a building before
it is realised) at its heart.10
While many architectural historians have also insisted on the fact that
Vitruvius’s De Architectura in fact described ‘a building technology that, by
the time Vitruvius put it into writing (in the early years of the Roman
Empire), was already a few centuries old’,11 the central role that the notion of
project continues to play in architecture must first be tackled as a nontrivial
one, for it is in fact around this notion that architecture historically emerged
as a discipline distinct from building practice. As Pier Vittorio Aureli puts it:
Architecture is not only what is built. Architecture is a shared knowledge out of which every
architectural project (and every building) is made. While in ancient times this shared knowledge
was embedded directly in the practice of building physical artefacts, since the 15th Century
architectural knowledge has taken the form of the project. (And) practicing the project means to
put forward something that does not exist yet.12
By foregrounding the fifteenth century, Aureli underlines the importance of
the Renaissance and of the work of Filippo Brunelleschi in the emergence of
architecture proper, as an independent discipline based on this act of
anticipation necessary to construct a reality yet to come—what is called a
project. Trained as a goldsmith, Brunelleschi’s approach to architecture was
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deeply rooted in his artisan knowhow. ‘Arguably the first architect to practice
as a freelance professional outside the guild of carpenters and builders’, it
was however ‘his profound knowledge of mathematics and his disregard for
the builder’s decision-making capacities in the execution of his designs’,
Aureli argues, that ‘made him an exemplary case in the formation of
architecture as a discipline clearly distinguished from the practice of building,
which in its turn is henceforth relegated to the execution of the architect’s
project’.13
To foreground the role played by Brunelleschi in this transformation is to
foreground the role of mathematics and geometry, which rendered
architectural projections more accurate and more realistic than ever before.
Further, as Aureli shows, it is precisely as projections that one can
mathematically and geometrically trust that architectural projects have
become realities in themselves, whose importance can be considered
independently from their potential realisation.14
At the time, however, mathematics and geometry were not the sole forces
through which this notion of the project was shaped. What mathematics and
geometry allowed was the making of spatial projections one could measure
and rely on. But the notion of project itself remained for a long time heavily
imbued with religious if not mystical undertones, the origin of which should
probably be sought in the episode of the Tower of Babel, that first moment in
Genesis when humans rival God in projecting and building the first ever
city.15 As Alberto Pérez-Gomez argues in Architecture and the Crisis of
Modern Science, such metaphysical assumptions continued to imbue
architectural and scientific reason at least until Laplace, whose criticism of
Newton’s metaphysics in his Traité de mécanique céleste ‘finally purified
(astronomy) of traditional mythical connotations’.16 It was only at this
moment, Perez-Gomez argues, that ‘the epistemological revolution ushered in
by Galileo and Descartes [finally seemed] irreversible’.17 And it was only at
this moment that the practical independence mathematics and geometry had
gained in architecture since Brunelleschi became also a rational
independence: ‘If everything can be explained by means of mathematical
equations accessible to the human mind, the notion of God becomes
dispensable’ in the framing of the notion of the project too.18
Jumping over a few centuries now, it is arguably possible to see in the
Maison Dom-Ino, the famous prototype image drawn by Le Corbusier and
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Max du Bois in 1914, the culmination of this trajectory. Regarded at the time
as nothing more than a modernist model for the building of houses in
industrial series, Maison Dom-Ino has since been recognised instead as a
conceptual idea, an architecture deprived of any formal ornament, an
architecture that modelled architecture in the most minimal, but also most
general sense of the term, ‘a self-referential sign’ as Peter Eisenman put it,
and as such ‘an architecture about architecture’ itself.19 Similarly, Adolf Max
Vogt described it as a quintessential architectural project given the sense in
which—and here I extrapolate on purpose—it embodies at once the perfectly
pure, the raw real, and a clearly articulated possible future.20 As such, the
Maison Dom-Ino constitutes the endpoint of the crisis depicted by PerezGomez. If ‘the inception of functionalism coincided, not surprisingly, with
the rise of positivism in the physical and human sciences’,21 then Maison
Dom-Ino can be said to have elevated the functionalist logic at play in
architecture into a manifestation of pure architectural positivism.
I would argue that it is precisely this positivism which, to paraphrase
Eisenman, transformed the independence that architecture qua project
acquired during the Renaissance into the autonomy it gained in modern
times; and it is this same functional positivism that today is being
restructured by the increasing ingress of computation into architecture.
Speaking of ‘computationalism’, Philippe Morel stands among the rare
architects who underline how any paradigmatic shift in architecture is
conditional upon this profound change. Going well beyond the widespread
use of computer-aided design (CAD) in architectural practice,
computationalism is described by Morel as a concept ‘linked to what lies
beyond computerised rationalism’, a ‘concept having now acquired complete
autonomy from human thought as the privileged framework of application’,
referring ‘to the old algebraic turn as well as to the present day computational
turn’, and encompassing ‘a new relationship between physics, mathematics
and money’.22
To go back to Negarestani’s initial criticism, the apparent gap that exists
today between computationalism, seen as an entirely new scientific,
economic, philosophical, and technological paradigm, and the formal
experiments to which digital architecture generally remains limited,23 is a
rather puzzling one. Yet, looking into the Maison Dom-Ino again, and the
debates that have recently reemerged around it, may provide a few clues. For
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some, the Maison Dom-Ino formalises a positivist, industrial logic that digital
architecture should finally be able to translate and actualise if it wants to
come to terms with the promises and underpinnings of automation. For most,
it remains the quintessential formalisation of a modern project that digital
architecture may finally help in getting away from. In both cases, however,
digital architecture seems to face a similar problem: namely, the fact that it is
precisely the vector of abstraction that rendered architectural projects
independent from actual buildings, and thus the object of a distinct and
independent form of knowledge, that tends to make the notion of the project
irrelevant within a computationalist paradigm whose positivism is grounded
in pure information retrieval. The idea that projecting another world may
translate into the optimisation of given and calculable parameters is one that
places an even greater weight upon the tension exemplified in Tansey’s
painting: namely, the question of knowing whether it is possible or desirable
to find a purely positivist reconciliation of the difference between
worldbuilding understood as the invention of a truly other world (i.e. what
continues to be called a project) and worldbuilding understood as the
optimisation of calculable parameters grounded in the already existing world.
III. PHASE CHANGE
Confronted as we are with an ecological crisis the extent of which appears
daily ever more evident, more profound, and more daunting in regard to what
the future may look like, the entrenched biomimetics that pervades
computational architecture poses questions that appear particularly relevant to
knowing why a discipline so well versed in inventing the future today
appears so incapable of imagining worlds truly (that is, modally rather than
just formally) different to the one we already live in.
Having arguably started with Frank Gehry’s giant Golden Fish sculpture
built in Barcelona in 1992 (and designed using Dassault’s CATIA software),
the conjunction of digital architecture and biomimetics is probably as old as
computational architecture itself. Since then, advances in evolutionary
computation, computer-controlled architectural design and production
(notably through the use of genetic algorithms), structural engineering, and
laboratory techniques for tissue and genetic engineering have considerably
enlarged the field of what is designed by parametric or digital architecture.
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Certainly encouraged by the growing consensus around the idea that the
ecological crisis we face necessitates a profound rethinking and
transformation of our understanding of the nature and culture divide, a
growing number of architects claim that we have now passed this early
mimetic stage; that we have entered a more properly operational
evolutionary, generative, or living architecture capable of finally overcoming
grid-based twentieth-century urban architecture in favour of an architecture
capable of building instead the kind of photosynthetically powered
mangrove-based urban landscape we might happily desire to inhabit in the
future. It is clear, however, that most of what is produced in the most
technologically advanced architectural offices and architectural schools today
remains, at best, biomimetic rather than properly ecological, and principally
encourages the simulation and potential construction of increasingly complex
forms rather than the invention of different worlds. For all its richness, formal
diversity, and technological innovation, and the architectonic experimentation
it drives, digital architecture remains limited to a stylistic game that seems far
removed from the grand computational-ecological scenario it increasingly
claims to enable.24
On a physical level, the entrenched biomimetics that characterises
contemporary computational architecture resembles more what Art Nouveau
used to produce at the turn of the twentieth century than any proper form of
technologically-informed ecological avant-garde. Using the most advanced
means made available by the industrial revolution at the time, Art Nouveau
imitated nature in what was assumed to be a nostalgic representation of a lost
harmony with nature. On that front, it seems that the contemporary
architectural avant-garde remains incapable of using the most advanced
means made available by the computational revolution to do anything other
than to celebrate an ideal of nature whose destruction in fact began a long
time ago. Rather than putting an end to the projected image (in the
perspectival, properly mathematical, yet representative sense of the term) and
exploring what may be termed a regime of simulation proper, such
biomimetics limits computational architecture to projecting images in the
most representational sense of the term: producing cultural images that do
nothing but represent their own power of cultural simulation.
On a processual level, this biomimetics raises even more profound and
problematic questions. As Christina Codgell has been demonstrating for
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many years, it is often only the visible part of a ‘breeding ideology that,
[enveloping] parametric architecture, is but the most recent expression of a
broader historic trend to biologizing […] architecture’.25 Here, the epistemic,
political, and practical questions masked by the supposedly neutral use of
genetic algorithms in computational architecture reveal an even more
dangerous flattening, operated in the name of a supposedly necessary
dissolution of the modern divide between nature and culture. As Codgell
argues, one must here always keep in mind that
[e]ven if one theoretically accepts the dissolution of nature and culture, in fact vast material
distances separate digital DNA from deoxyribonucleic acid; evolutionary computation from actual
biological evolution; architectural morphogenesis from the morphogenesis of developmental
biological systems; simulation of the ‘environment’ in scripted code from the actual complexity of
the multiscalar environment of cells, organs and organisms in dynamic interaction in the world
outside the laboratory.26
It seems crucial that architects and architectural theorists acknowledge these
differences. The sociopolitical and epistemic implications of the
computational turn in this discipline cannot be underestimated. While Maison
Dom-Ino remained bound to the notation means that had driven architecture
since the invention of perspective, the conceptual principle it formalised
involved a political, economic, and spatial redefinition of architecture.
Similarly, the fierce critique that Adolph Loos launched against ornament
was not, contrary to what has been repeatedly claimed since, a mere moral,
stylistic, and formal question, but was bound to a conceptual and economic
redefinition of what architecture was about and what architecture was
supposed to do. Echoing Morel on that front, I would like to argue here that
digital architecture as it exists today lacks the rigorous conceptual,
mathematical, but also political framework according to which what it should
produce may be defined, and without which the operativity of a truly
computational architecture cannot be considered.27 The problem prompted by
the ecological crisis we face today should constitute not yet another
legitimation of architecture’s computational biomimetics, but rather an urgent
opportunity to precisely orientate (computationally driven) architecture
toward the invention and construction of properly other worlds.
IV. UPDATE
As the ecological crisis we face deepens and the consequent phase change
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seems to draw nearer every day, in so far as the proper potential of
computational architecture to unleash new other worlds remains obscured by
the absence of any proper definition of its object, the urban horizon to which
architecture remains bound does indeed appear not to have changed much
since the first Industrial Revolution and the invention of urbanisation.28
Beyond the Maison Dom-Ino and the industrial city within which its concept
was framed, it is the Crystal Palace that, as an iconic industrial building, an
international exhibition, and a conceptual prototype of modern urbanisation,
probably continues to best exemplify the urban horizon that, along with
Negarestani, we can criticise.
The Crystal Palace was designed in 1851 by Joseph Paxton to host the first
international exhibition ever held, in London. Although destroyed in a fire in
1936, today the Crystal Palace remains one of the most famous of all modern
buildings. Entirely prefabricated and assembled on site, this building was a
gigantic glass and steel greenhouse of nearly 92,000 square metres. Despite
this monumental aspect, the Crystal Palace was perhaps less a monument
than an infrastructure: presented, owing to its size and its innovative formal
qualities (notably its internal transparency and external shimmer) as a
monumental building, its principle of construction and its function made it
more of a prototype, a pavilion that was not intended to remain in place, and
whose main quality was precisely that it could not only be moved but also
potentially reproduced. What must also be stressed is the global dimension of
this prototype: the Crystal Palace was not only the archetype of an industrial
construction system that could be put to various uses, but the model or
formalisation of a technological, political, and economic infrastructure that
aimed to extend its influence on a global scale. In short, what the seemingly
limitless interior of the Crystal Palace formalised was the principle of a
global interiorisation of the world under the dual industrial regime of
technology and merchandise, of which the British Empire was at the time the
epicentre.
Years before the Maison Dom-Ino achieved rational autonomy for
architecture, then, the Crystal Palace formalised its urban horizon: a limitless
structure whose principle of equivalence at all points unleashed architecture’s
capacity to interiorise the entire world in the image of man. This horizon,
however, polarised responses.
Having visited the scaled-up version of the Crystal Palace near Sydenham
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Hill in 1862, Nikolai Chernyshevsky saw in it a utopian model against which
a futuristic, non-hierarchical, and non-conflicting Russian society could be
portrayed. In What Is to Be Done? (1863)—a book that inspired the title
Lenin gave to his even more famous manifesto—he portrayed a world in
which the opposition between city and countryside would disappear in favour
of a continuous landscape made of gigantic Crystal-Palace-like buildings
standing amongst ‘fields and meadows, gardens and woods’, in which would
live a population ‘satisfying all [of its] material needs through a collectivised,
technologically advanced agriculture and industry, and [being] satisfied
sexually and emotionally through the social policies of a benign,
sophisticated and rational administration’.29 Preceding all of the iconic urban
projects that would be imagined by modern architects at the turn of the
century, the utopia described by Chernyshevsky prefigured a common
general principle: that of an architecture whose project would be primarily
infrastructural, and whose proposal to improve living conditions for the
greatest number of people would be articulated with the promise of a fully
rational world, administered as a harmonious whole and resolutely turned
against the historical opposition between the city and the natural
environment.30
Profoundly opposed to Chernyshesvky’s vision, in Notes from
Underground (1864) Fyodor Dostoevsky articulated a critique that, one could
argue, appears more profound than those that would be articulated years later
by postmodern architects and architectural theorists against the grand
schemes devised in these modern projects:
You believe in a palace of crystal that can never be destroyed—a palace at which one will not be
able to put out one’s tongue or make a long nose on the sly. And perhaps that is just why I am
afraid of this edifice, that it is of crystal and can never be destroyed and that one cannot put one’s
tongue out at it even on the sly.31
This ironic critique was first of all a materialist critique aimed at an
architectural project, but soon enough, in the same book, it proved to also be
an existential critique launched against an entire (urban) world:
You see, if it were not a palace, but a hen-house, I might creep into it to avoid getting wet, and yet
I would not call the hen-house a palace out of gratitude to it for keeping me dry. You laugh and
say that in such circumstances a hen-house is as good as a mansion. Yes, I answer, if one had to
live simply to keep out of the rain.32
Once articulated with the concerns and problems discussed in this text,
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Dostoevsky’s irony can be viewed as a critique of the implicit optimisation
programme driving Chernyshevsky’s interpretation, a critique launched
against a new world that, according to Dostoevsky, was nothing but a
mathematical extrapolation of what he saw as being an already highly
problematic existing world:
Then—this is all what you say—new economic relations will be established, all ready-made and
worked out with mathematical exactitude, so that every possible question will vanish in the
twinkling of an eye, simply because every answer will be provided. Then the ‘Palace of Crystal’
will be built. Then…In fact, those will be halcyon days. Of course, there is no guaranteeing (this is
my comment) that it will not be, for instance, frightfully dull then (for what will one have to do
when everything will be calculated and tabulated), but on the other hand everything will be
extraordinarily rational.33
The indestructibility of the Crystal Palace that Dostoevsky criticises is not the
indestructibility of a revolutionary infrastructure (in the technological and
capitalist sense of the term, as in ‘industrial revolution’ or ‘computational
revolution’), but the indestructibility of a totalising project whose limitations
threatened to become unquestionable precisely thanks to its mathematical
totalisation.
V. PROGRAMME
Seen in line with the main question raised in this text (namely, how can
architecture be considered a discipline decisive to the resolution of the
contradiction it epitomises between the capacity to invent new worlds and the
propensity to simply articulate and register already existing conditions),
Dostoevsky’s critique appears to be not a critique against optimisation as
such, but rather a critique raised against a utopia based on nothing but the
optimisation of an already given (and limited) world. Dostoevsky’s critique is
a critique made against worldbuilding seen in purely positivistic terms, a
critique that discards at once the object of optimisation (the palace treated as
a hen-house), its totalising logic, and the idea that it could be mitigated by
marginal developments. Dostoesvky’s fiction is one that opens up
Chernyshevsky’s totalising vision to its negative counterpart, it is one that
breaks open its domesticating dimension, one that does not simply destroy
the Crystal Palace, but rather destroys the foreclosed horizon it formalises, in
order to make room for a totally different project. Much like Robbe-Grillet in
Tansey’s painting, Dostoevsky excavates the desert that lies beneath and
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beyond the urban horizon that the Crystal Palace totalises.
Seen in this way, Dostoevsky’s critique is also not simply a negative one. It
is one that relies on and constructs what Iris Young calls a ‘desiring
negation’34 that mobilises the unrealised possibilities of the world considered,
one that insists upon the fact that desiring something better implies not just
the construction of an alternative vision, but the construction of an alternative
building site. As Patricia Reed recently put it:
It is not enough to rearrange the furniture in this current historical discursive home; freedom from
this given domestic situation and the modes of domestication that conform to its logic, is
dependent on the freedom to construct comparative fictions that serve as tools for building a new
home from the foundation up, for new sites of positivity upon which thought and activity are
based. The desire for betterment is itself entangled with fiction; since the better is always
unactualized in the here and now, the better is not empirically available to direct experience.
Accounting only for the here and now of what is given to localized experience and thinkability is
to foreclose on the imaginative possibility of situated betterment. Betterment always belongs to an
otherworld, another site, another situation, and it is through fiction where a counterfactual
imagination of that possible world is enabled.35
Going back to Tansey’s painting, what I would like to stress (in relation to
what is articulated here between betterment, fiction, and otherworldly
imperatives) is the need to confront the ways in which betterment, in
architecture at least, can only become a true transformative engine once it is
addressed in terms of a historically constructed desiring negation. In other
words, the specific relation that architecture entertains with the world we
inhabit (the fact that the possible projected in this field is always also imbued
with its potential actualisation; the fact that the world envisioned by an
architectural project not only exists in tension with the one we inhabit, but is
imbued with the idea that it could become the world we inhabit) demands that
we address betterment not only as something that is unactualised in the here
and now, but as something whose positive formulation lies in its historical
negation.
Such a relation to history may be as crucial today as it ever was,
considering the Crystal-Palace-like urban totality to which contemporary
architecture is bound. Grounded in the thesis according to which the making
of a world is always a remaking, the many operations through which
Goodman articulates the possibility of worldmaking (composition and
decomposition, weighting, ordering, deletion and supplementation,
deformation and reshaping…) may prove to be solid architectural operations.
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Owing to the discipline’s tendency to naturalise the world we already inhabit,
I would argue, however, that their successful adaptation to purposes other
than marginal alterations of the Crystal Palace (considered here as a historical
model serving to make explicit the urban horizon to which contemporary
architecture remains bound) depends upon the extent to which they can rely
on a critical gesture whose principal ground is a historical one. Here,
Goodman’s thesis may find a strong ally in Michel Foucault’s
archaeological/genealogical method. Goodman’s thesis, based on the idea
that the structure of appearance of a world consists in a complex dynamics of
projections, is probably more intimately connected to Foucault’s method than
the constantly reassessed shortcut interpretation of his work as a critique of
the existent may suggest. To see in Foucault’s critical project only the
continuation and, as an author such as Marshall Berman did not hesitate to
say, the tightening of the negative, nearly paranoiac gesture exerted by
Dostoevsky’s narrator, is ultimately to obscure its properly emancipatory and
future-oriented dimension. As Foucault articulated in his extremely precise
and erudite reconstitution of Friedrich Nietzsche’s conception of genealogy,
the conception of history that the late Nietzsche foregrounded was no longer
—as in his early discussions of the critical use of history—‘a question of
judging the past in the name of a truth that our present would be the only
[site] to possess; but of risking the destruction of the subject who seeks
knowledge in the endless deployment of the will to knowledge’.36 In other
words, what Foucault called genealogy is a practice of history that returns to
the three modalities that Nietzsche recognised in 1874, but in a way that
metamorphoses them:
[T]he veneration of monuments becomes parody; the respect for ancient continuities becomes
systematic dissociation; the critique of the injustices of the past by a truth held by man in the
present becomes the destruction of the man who seeks knowledge by the injustice proper to the
will to knowledge.37
For Foucault, ‘risking the destruction of the subject who seeks knowledge in
the endless deployment of the will to knowledge’38 only mattered as a way to
show how one could escape the implicit systems that constrain our most
familiar behaviours.39 As he further articulated in his introductory lecture to
Security, Territory, Population (1978), the course in which he went the most
deeply into architecture and modern urbanisation, biopower was never
intended as a generalised theory of power, but rather as an attempt to
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articulate a systematic and rational analysis of the constraints of the present
with the possibility of actively participating in transforming it.40
From this point of view, Tansey’s painting is one that insists on the idea
that worldbuilding is first and foremost bound to the necessity of revealing
the project behind the existent, the formalisation behind the formation. The
idea is that one cannot lucidly claim to be building another world without
making first the effort to articulate it in this world—that is, in architectural
terms, without questioning the resources available in this world, the things
that this world is made of, and the logic according to which these things are
articulated in this world. To reveal the project behind the existent, to reveal
the formalisation behind the formation, is to perform a historical critical
gesture that enables a given site to be transformed into a construction site,
that transforms a given site in this given world into a launch pad for other
worlds.
The first conclusion that this text proposes to draw on this matter, a
conclusion that must be considered in provisional and propositional rather
than in definitional terms, is to call such historically critically loaded projects
(architectural) projectiles.41 The second would be to call for architecture to
engage in the design of such projectiles, abandoning the old, grandiloquent,
and linear modern notion of the project but without retreating from inventing
other possible futures; that is, in this context, to call their architects to hold on
to both the target aimed at, and the shadow that the projectile in question
casts on the site from which it originates, while en route to this target.
This said, the military echo should be discarded here, for the type of space
in which the type of trajectory I am talking about can take place is not the
Euclidean, linear space that unfolds between the weapon, the projectile, and
the target on a firing range; it is rather a fundamentally topological space, in
which the trajectory of the projectile must be considered at once from the
point of view of the target and that of the firing point. In fact, one must even
envisage both at the same time: the trajectory of the projectile is a trajectory
that is only envisaged and designed in a stereoscopic way, both against the
common understanding of the historian’s work (which would only seek, on
the basis of the impact on the target, to reconstruct the trajectory, the velocity
and, ultimately, the point of origin of the shot) and against the common
understanding of the work of architecture (which would focus on the act of
imagining, from a given firing point and in a pure creative impulse, the target
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that should be reached and how to achieve it). As is the case in Tansey’s
painting, architectural projection must in fact be understood as a stereohaptic
enterprise—focusing at once on redefining the site it occupies and on
redefining the desert horizon of which this site is only one particular and
contingent fold.
What we need are not premade, already imagined, already composed and
already designed alternative worlds. What we need are the projectiles that can
open, in the world in which we live, real possibilities of accessing new
worlds. Alternative worlds are already built the moment they are described;
they are already unified, already complete. The problem is that, as such, they
usually also remain merely possible worlds, their actualisation being rendered
impossible by their already given completeness. Other worlds can only be
actualised vectorially—that is, as a consequence of more localised, regional
gestures pointing towards a horizon that is not already given. Rather than
grand, already unified projects, what we need are universalist-oriented
projectiles. It is important here to note that the desert depicted in Tansey’s
painting is nothing like the tabula rasa that modernist architects longed for,
but more like the contingent, indifferent space that lies beneath and beyond
all already-existing worlds. To posit that behind any true constructive act
there lie saturated ruins emphasises the fact that a construction implies a
projection whose beams work at once forward and backward: any true
constructive act is an act that not only envisions a future that does not exist
yet, but that also posits, at the same time, the construction site from which
this future might become possible. Rather than concentrating on vague,
imaginary futures, today there is a need to first render the present more
contingent than it is presented to be; there is a need to show, demonstrate,
and prove that the world in which we live is neither necessary nor complete.
Extrapolating from both Goodman and Negarestani, I would argue that, since
the other world to be constructed is always constrained by the world it
remakes, the proper description of the present moment from which it is
launched is as important as the future-oriented claim it makes. Rather than
trying to define what makes a project in terms of the difference between what
already exists and what is proposed, we should focus on showing that the
strength of a given projectile can primarily be gauged by the difference it
makes in the description of the present that it proposes. In other words, the
criterion should not, as in classical politics, be located between a consensual
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P. 159
account of the present and the differences that exist between the different
future-oriented propositions that are made from this standpoint, but between
propositions that already differ in the way they define the starting point from
which they set out.
Following Negarestani, I would argue that what we could call an
architectural projectile is bound to a projective principle whose
transformative trajectory can only be assessed and validated through the way
it systematically retro-engineers itself so as to make as explicit as possible not
its endpoint but its consistent yet revisable aim, primarily defined according
to the way it transforms the site from which it sets out into a launchpad.
Conceptualised in this way, such projectiles should define design gestures
that do not involve grounding ourselves in what may be articulated either as
fixed departure points (such as human nature) or as idealised horizons (such
as the classless society imagined by Marxism), but which instead involve
orienting ourselves according to an open-ended yet rule-based horizon (in the
sense in which rules can be explained and criticised) whose ultimate value
can only be assessed through the practical implications it can actually have in
this world.
1. A. Robbe-Grillet, Topologie d’une cité fantôme (Paris: Minuit, 1976), 13. The translation is mine. It
slightly differs from the existing English translation: A. Robbe-Grillet, Topology of a Phantom City, tr.
J.A. Underwood (New York: Grove Press, 1977).
2. See notably F. Jameson, ‘Future City’, New Left Review 21 (2003), 65–79; and M. Fisher, Capitalist
Realism, Is There No Alternative? (Winchester: Zero Books, 2009).
3. My conception of the notion is profoundly indebted to Adam Berg’s work. I thank him for the
engaging conversations and exchanges we had about this. See notably: A. Berg, ‘On Toy Aesthetics:
Wittgenstein’s Pinball Machine, part 1’ (2018), <https://toyphilosophy.com/2018/04/02/on-toyaesthetics-wittgensteins-pinball-machine-part-1/>.
4. R. Negarestani, ‘A Philosophical
<http://sugarcontemporary.com/shape-shift/>.
Introduction
to
Raman
Architecture’
(2018),
5. See S. Butler, ‘Darwin Among the Machines (To the Editor of the Press, Christchurch, New Zealand,
13 June 1863)’, in A First Year in Canterbury Settlement with Other Early Essay (London: A.C.
Fifield, 1914); See also Report from the Select Committee on Arts and their Connection with
Manufacturers (London: Luke Hansard, 1836). Both texts are quoted in the great historical synthesis
that Beatriz Colomina and Mark Wigley published in 2016: B. Colomina and M. Wigley, Are We
Human: The Archeology of Design (Baden: Lars Muller, 2016).
amanda-beech-construction-site-for-possible-worlds-1Robin Mackay / text
P. 160
6. See P. Sloterdijk, Bubbles: Spheres Volume I: Microspherology [1998], tr. W. Hoban (Los Angeles:
Semiotext(e), 2011); Globes: Spheres Volume II: Macrospherology [1999], tr. W. Hoban (Los Angeles:
Semiotext(e), 2014); Foams: Spheres Volume III: Plural Spherology [2004], tr. W. Hoban, (Los
Angeles: Semiotext(e), 2016).
7. See <https://www.architecturalnotes.org/>.
8. N. Goodman, Ways of Worldmaking (Indianapolis: Hackett, 1978), 6.
9. F. Gironi. ‘Engineering the World, Crafting the Mind. A Conversation with Reza Negarestani’
(2018),
<https://www.neroeditions.com/docs/reza-negarestani-engineering-the-world-crafting-themind/>.
10. P.V. Aureli, ‘Intangible and Concrete: Notes on Architecture and Abstraction’, e-flux journal 64
(2015), <https://www.e-flux.com/journal/64/60845/intangible-and-concrete-notes-on-architecture-andabstraction/>.
11. M. Carpo, The Second Digital Turn: Design Beyond Intelligence (Cambridge, MA: MIT Press,
2017), 1.
12. In particular, Aureli mentions M. Cacciari, ‘Project’, in A. Carrera (ed.), The Unpolitical: On the
Radical Critique of Political Reason, tr. M. Verdicchio (New York: Fordham University Press, 2009),
122–45. See P.V. Aureli, ‘The Common and the Production of Architecture: Early Hypotheses’, in D.
Chipperfield, K. Long, and S. Bose (eds.), Common Ground: A Critical Reader (Venice, 2012),
<http://www.arch.upatras.gr/sites/default/files/uploads/activities/4401/attachments/pv_aureli22386.pdf>.
13. Aureli, ‘Intangible and Concrete’.
14. Aureli, ‘The Common and the Production of Architecture’.
15. From the outset, God is precisely defined as an omniscient figure whose decisions are not
distinguished from their consequences: ‘God said, “Let there be light”. And there was light!’ By
contrast, humans are defined as those creatures that soon cultivated the capacity to defy God. It is
notable that the first challenge they bring upon God takes the form of a tower, whose description comes
together with the notion that something is projected, that something is built, and that this something is
called a city. The English translation only suggests a projective act behind the way this city is built,
whereas the French translation explicitly mentions the term ‘project’.
16. A. Pérez-Gomez, Architecture and the Crisis of Modern Science (Cambridge, MA: MIT Press,
1985), 273.
17. Ibid., 272.
18. Ibid.
amanda-beech-construction-site-for-possible-worlds-1Robin Mackay / text
P. 161
19. P. Eisenman, ‘Aspects of Modernism, Domino House and the Self-Referential Sign’, Oppositions
15/16 (1979), 194.
20. A.M. Vogt, Le Corbusier, The Noble Savage: Toward an Archaeology of Modernism, tr, R. Donnell
(Cambridge, MA: MIT Press, 1998), 24.
21. Pérez-Gomez, Architecture and the Crisis of Modern Science, 4.
22. All quotes here are taken from P. Morel ‘Notes on Computational Architecture. On Optimisation’,
2003, Unpublished. My translations. See also by Morel, ‘A Few Remarks on the Politics of “Radical
Computation”’, in D.J. Gerber and M. Ibanez (eds.), Paradigms in Computing, Making, Machines, and
Models for Design Agency in Architecture (New York; Evolo Press: 2014), 123–40.
23. The idea that projecting a world that does not yet exist may be reduced to calculable parameters is
not entirely new. The historical accounts of digital practices in architecture that have proliferated in
recent years have opened up a territory whose limits are increasingly harder to define. Distancing
themselves from the focus on uses of specific computer programs in architectural production, several
authors have more recently attempted to acknowledge the broader cultural and technological change
that computation implies in this field, in particular by showing, as Roberto Bottazzi does, that the
extensive use of computers in architecture may be better understood ‘as the most current manifestation
of modes of thought and cultural practices that go back centuries’. But while authors such as Mario
Carpo have gone so far as to claim that, based on sheer information retrieval, contemporary
computational modes of prediction have already killed both modern science (based on inductive,
inferential, and experimental logics of prediction) and the reign of the projected image (based on
perspective and parallel projections), surprisingly, little attention has been paid to the common origins
that may be identified for architecture, the notion of the project, and the developments that led to what
we may define as an architectural computationalism. See in particular Carpo, The Second Digital Turn,
and R. Bottazzi. Digital Architecture Beyond Computers: Fragments of a Cultural History of
Computational Design (London: Bloomsbury Visual Arts, 2018). See also Frederic Migayrou’s
postface to Bottazzi’s book, and Theodora Vardouli’s review of it: T. Vardouli, ‘Review: Digital
Architecture beyond Computers: Fragments of a Cultural History of Computational Design, by
Roberto Bottazzi’, Journal of the Society of Architectural Historians 78:4 (2019), 496–8.
24. On this particular issue, see in particular the comprehensive and varied collection edited by
Matthew Poole and Manuel Shvartzberg: M. Poole and M. Shvartzberg (eds.), The Politics of
Parametricism, Digital Technologies in Architecture (London: Bloomsbury, 2015). On the gap between
the architectural discourse on computation and what actually gets produced by the computational
architectural avant-garde, Carpo’s The Second Digital Turn is quite telling.
25. C. Codgell, ‘Breeding Ideology: Parametricism and Biological Architecture’, in Poole and
Shvartzberg (eds.), The Politics of Parametricism, 123–37. This argument is closely related to
Guiseppe Longo’s work. See in particular G. Longo, ‘Complexity, Information and Diversity in
Science and Democracy, Glass Bead (Research Platform) (2016), <https://www.glassbead.org/research-platform/complexity-information-diversity-science-democracy/?lang=enview>.
26. Codgell, ‘Breeding Ideology’, 127.
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P. 162
27. Morel, ‘Notes on Computational Architecture.
28. The term ‘urbanisation’ was coined by Ildefons Cerda in parallel to his project for an extension of
Barcelona in 1867. See notably R.E. Adams, Circulation and Urbanization (London: Sage, 2019); P.V.
Aureli, The Possibility of an Absolute Architecture (Cambridge, MA: MIT Press, 2011); and N.
Neuman, ‘Ildefons Cerdà and the Future of Spatial Planning: The Network Urbanism of a City
Planning Pioneer’, Town Planning Review 82:2 (2011): 117–43.
29. N.G. Chernyshevsky, What Is to Be Done? [1863], tr. M.R. Katz (Ithaca, NY: Cornell University
Press, 1989), 147.
30. From the garden cities principle devised by Ebenezer Howard in 1898 to the hyperbolic Continuous
Monument drawn by Superstudio in the seventies, from Le Corbusier’s urban plans to those of the
Constructivists, and from Hilberseimer’s Metropolis-Architecture (1927) to Frank Lloyd Wright in
Broadacre City (1934–59), this principle applies equally to projects that are very diverse in the way
they physically, spatially, and materially unfold it.
31. F. Dostoyevsky, Notes from Underground and The Grand Inquisitor [1864/1869], tr. M.R. Katz
(Boston, MA: Dutton, 1989), 123.
32. Ibid., 124.
33. Ibid., 51.
34. I. Young, Justice and the Politics of Difference (Princeton, NJ: Princeton University Press, 1990),
6–7. On this aspect and its relation to ideology critique, see notably S. Haslanger, ‘Disciplined Bodies
and Ideology Critique’, Glass Bead, Site 2 (2019), <https://www.glass-bead.org/article/disciplinedbodies-and-ideology-critique/?lang=enview>.
35. P. Reed, ‘Freedom and Fiction’, Glass Bead, Site 2 (2019), <https://www.glassbead.org/article/freedom-and-fiction/?lang=enview>.
36. M. Foucault, ‘Nietzsche, la généalogie, l’histoire’, in D. Defert and F. Ewald (eds.), Dits et Écrits 1,
1954-1975 (Paris: Gallimard, 2001), 1024. My translation differs from the existing English version, M.
Foucault, ‘Nietzsche, Genealogy, History’, in D.F. Bouchard (ed.), Language, Counter-Memory,
Practice: Selected Essays and Interviews, tr. D.F. Bouchard and S. Simon (Ithaca, NY: Cornell
University Press, 1977), 164.
37. Foucault, ‘Nietzsche, la généalogie, l’histoire’, 1024.
38. Foucault, ‘Nietzsche, Genealogy, History’, 164.
39. J.K. Simon. ‘A Conversation with Michel Foucault’, Partisan Review 38 (1971), 201.
40. M. Foucault, Security, Territory, Population: Lectures at the Collège de France, 1977–78, tr. A.
Fontana (New York: Palgrave Macmillan, 2007), 16–18.
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P. 163
41. As mentioned above, for a detailed examination of what Goodman describes as such, see Berg, ‘On
Toy Aesthetics’.
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P. 164
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Matthew Poole
Allography and the Baroque Agency of the
Objectile
It has been over twenty-five years now since the publication of the first
English translation of Gilles Deleuze’s influential book The Fold in 1993.1 In
that time, a vast array of often hilarious architectural pastiches2 apparently
inspired by and often claiming to represent the ideas in Deleuze’s book have
been constructed around the globe, and much has been written in
architectural discourse on folds, folding, points of inflection, tolerances,
affordances, flows, blobs, etc.3 Very rarely is the question of how to resolve
the endemic fissure between conception and material process in the
relationship of design method and the construction of ‘designed’ things
addressed, or made apparent in the manifestations of designers and architects
who claim to have embedded Deleuze’s ideas into their constructions. This
essay approaches several key questions about digital design processes of
production, and the potential that digital electronic design and digital
electronic fabrication tools have for creating ‘non-standard seriality’ or ‘mass
variability’ as a viable mode of practice in design, fabrication, and
manufacture that can address and theoretically overcome this fissure by
considering the ‘objectile’ as a fundamental conceptual and material building
format that has the flexibility and agency appropriate to the task.
From this, questions arise concerning a specific model of ontology
appropriate to these ‘objectiles’ (as design theorist/philosopher Bernard
Caché [1958–] would call them), namely, the Baroque, as addressed in Gilles
Deleuze’s (1925–1995) reading of Gottfried Leibniz’s (1646–1716)
monadology.4 In asking these questions, we can begin to consider the
possible ways in which nontrivial examples of objectiles can be recognised as
a form of practical language from which and into which worlds unfold, and
within which all sorts of unusual occurrences enfold and unfurl toward a
reconsideration of the practical overcoming of the problem of the
‘translation’ of design concepts into functioning constructions.
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These questions include: What happens to our orientation with respect to a
world and the things therein (including ourselves) when we consider a thing
not as an object but as a brief snapshot of a process? How can we adequately
describe processes of change from within a changing world in which we are
situated, and within which we, and our perspective, are changing? And hence:
What might agency look like in the light of such a pragmatist practice of
living within a world that is constantly changing, where we accept that our
perspective is always and already partial and contingent, and where the
classical Cartesian relationship of objects to concepts, predicates, and
principles is torn apart?
For context, we begin with art historian Mario Carpo’s 2011 book The
Alphabet and the Algorithm,5 which presents an accessible first introduction
to the concept of ‘the objectile’, to the work of Bernard Caché, and to
Deleuze’s work on this notion. The key issue in Carpo’s book is the
relationship between identicality and variability in architectural and mass
production design. He argues that the innovative notational and diagrammatic
design schemata of Renaissance architect Leon Battista Alberti (1404–1472)
create a definitive break with classical and Gothic architectural practices,
which Carpo describes as ‘allographic’, and in which typically a group
(Greek allos, ‘others’) of collaborators (authors)—the chief builder (the
‘architect’), the patron, the stonemasons, the carpenters, etc.—would have
agential input over time, often considerable amounts of time, even several
decades in the case of cathedrals for example, into the design (Greek graphé,
to carve or draw out) of a building. He argues that Alberti, by contrast, is the
first ‘modern’ architect/designer, in that Alberti invents a singular
individuated ‘autography’ by innovating a complex system of diagrams
(effectively blueprints) and even an alphanumerical coding (effectively an
algorithm) of the designs for his edifices, to ensure faithful identical
production and possible reproduction of them by builders other than himself.
Carpo’s book develops the observation that, after approximately five hundred
years of autographical design of the Albertian kind, digital scripting design
software today reintroduces allography into the design process, because it
operates using rapid iterative methods that respond to changing flows of
inputted data. Thus all aspects of the data, including how and by whom it was
gathered and manipulated, the software (and its makers), designers, and the
hardware (and its makers) are intricately imbricated in the processes of
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design that use these tools and the processes that they afford. From this,
Carpo moves to the concept/phenomenon of ‘the objectile’—a singular
phenomenon with predicates that are malleable across time and space: what
Levi Bryant has called ‘the adventure of the object’.6 Or, rather, a
phenomenon or event wherein predicates, principles, or concepts may in fact
not be absolutely predetermined.
The following quote from Carpo summarises his main thesis:
Modern architectural authorship came into being only with the rise of what I have called the
Albertian paradigm—the definition of architecture as an autographic art, and of building as the
notationally identical copy of a single, authorial act of design. Even though it was never really
fully implemented, not even in the twentieth century, this paradigm has nevertheless inspired most
of Western architecture for the last five centuries, as it is at the basis of the dominant legal
framework that still regulates the global practice of the architectural profession. It was at the dawn
of modernity that Alberti forcefully shaped that pervasive and essential tenet of Western
humanism, asserting that works of the intellect, including architectural works, have one author,
and one archetype, which executors are required to reproduce identically and prohibited from
altering. And this is the paradigm that recent developments in digital technologies are now phasing
out.7
What Carpo is referring to here, when he talks about the phasing out of this
tenet of Western humanist autography and the waning of the paradigmatic
agency of artists, authors, and designers—or in this case architects—is the
reality that we see all around us today of the mass production of variable
series of goods, or, in other words, cost-effective ‘non-standard seriality’ in
digital fabrication processes. This technological capability has arisen with
tools such as BIM (Building Information Management design software),
parametric scripting design software, 3D printers, CNC (Computer
Numerically Controlled) routers, laser cutters, etc. The processes of digital
electronics controlled machinofacture are able to produce series of variable
objects with the same efficiency as the production of identical objects. Also,
the software that is used to model such things and to control the fabrication
tools is capable of producing a series of objects that are not so much related
by their outputted physical characteristics but rather by the key conceptual
characteristics determined by an algorithm or algorithms—in other words, the
parameters of a variable curve of possible physical characteristics determined
in the last instance by data that is effectively flowed through the algorithm, or
script, which presents a malleable determination of the myriad possible
outputs in the first instance.
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P. 168
A simple example would be the production of a series of nominal ‘cubes’
via, for example, a 3D printer, where the first is what we typically consider a
cube and the last what we typically consider a pyramidal form—with
incrementally less ‘cubey’ and more ‘pyramidesque’ versions in between. In
actual fact, of course, none of them would be considered Platonic cubes as
such in this process, as they are all simply forms that operate as temporally
halted diagrams or snapshots of the capabilities, or possibilities, of the
algorithm’s functional operation in process—i.e. of the differential calculus
that relates to them all and places them all in relation to one another
metastructurally.
As Carpo points out:
Most mechanically reproduced objects and forms are unmediated indices of the imprint that made
them; most handmade works of the pre-mechanical age, as well as most algorithmically generated
items of the digital age, are not. The erratic drift of manual copies may distort or confuse the sign
of the original archetype and, as a result, conceal the identity of its author, or make it irrelevant;
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the unlimited variances of high-tech digitally controlled differential reproduction may have similar
consequences.8
Carpo is correct that from a classical Cartesian humanist perspective the sign
of the archetype and the status of authorship may be made irrelevant, or at
best may be distorted or confused, in the possible drifting of the digitally
controlled differential reproduction process, but he neglects to interrogate the
possible nuances of what authorship is, can be, and has been, and also
neglects to ask whether this ‘drifting’, ‘distorting’ or ‘confusing’ of the ‘sign
of the archetype’ is a problem or not. It is clearly highly likely that it is a
problem for him, and certainly for his hero Alberti, but it may in fact be that
the classical Cartesian humanist perspective that he adheres to in this respect
is a significant limiting factor in overcoming substantial and substantive
problems in the construction of possible worlds other than the one within
which we are now, today, seemingly trapped. In a neoliberal capitalist world
of ‘governmentality’ where subject and object, consumption and production,
and individual and collective, for example, are concepts that are substantively
imbricated, and where the self and subjectivity operate as objects of exchange
and components of capital, the dyads of classicist and/or modernist principles
do not help solve the problems that exist, nor do they help in the production
of possible solutions that are required to create future worlds in which those
problems might be alleviated—precisely because they form the underlying
tenets of these problems.
Carpo does, however, argue this point, which brings up an important issue:
Nonstandard technologies promise to alleviate [a] tax on diversity [that Modern design/production
identicality enforces]. But this is the very reason why some may resent or reject nonstandard
technologies. An egalitarian society posits some degree of equality in the forms and functions of
all items of consumption and use, and mass customization goes counter to this ideological tenet.
Technologies for nonstandard production may also appear to expand and multiply the offer of
some commodities beyond necessity, hence fostering artificial demand and consumption.9
But here Carpo misrecognises egality as equality, and should have considered
equity. Equal access (egality) to, for example, resources for dwelling has to
take into consideration the variable sizes of humans. A big person needs a
bigger space than a small person—it is more equitable. So in fact,
metastructural variability (i.e. non-standard seriality) should be at the very
heart of an egalitarian social architectural project for something like the
efficient and equitable distribution of resources for the production of
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dwellings. What is needed in such a project is serial variability.
As for Carpo’s point about consumption, he is right that consumerism is
further fuelled by the ever more individuated baubles and trinkets made
possible by such technologies (for example, personalised individuated fidgetspinners),10 but it is not intrinsically driven by the existence of such
possibilities. Rather, it is driven by the calculations of risk and profit by
makers of and investors in such things, irrespective of whether such things
are individuated or directly personalised or not. In an imaginary communist
society, by contrast, a metastructural differential calculus would be crucial in
order to calculate and apportion adequate equitable resources for each
individual according to myriad fixed values that they themselves cannot
change, such as various personal biological factors, or local and global
environmental factors related to where they dwell or where their activities
have farther reaching effects, etc.
Whilst such obviously and explicitly practical matters are very important in
this analysis, it is crucial first to understand the way in which such
nonstandard series force us to change our consideration of the relationship of
objects to predicates. As Carpo correctly identifies in his discussion of
Deleuze’s book:
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As Deleuze had remarked, Leibniz’s mathematics of continuity introduced and expressed a new
idea of the object: differential calculus does not describe objects, but their variations (and
variations of variations). Deleuze even introduced a new term to characterise this two-tiered
definition of the object—the ‘objectile’, a function that contains an infinite number of objects.
Each different and individual object eventualizes the mathematical algorithm, or objectile,
common to all; in Aristotelian terms, an objectile is one form in many events.11
Carpo also cites one of the key contemporary architects influenced by
Deleuze, Peter Eisenman, stating that
Eisenman replaces Deleuze’s ‘objectile’ with the related and equally Deleuzian concept of ‘objectevent’: the moving and morphing images of the digital age break up the Cartesian and perspectival
grids of the classical tradition, and invite architectural forms capable of continuous variation—
forms that move in time.12
To be fair, Eisenman’s writing is more sophisticated than this citation from
Carpo would have you believe, as Eisenman is able to think and embed in his
buildings the atypical conceptions of objects and predicates—and also time—
found in Deleuze’s writings, to which we now turn.
Deleuze’s book The Fold: Leibniz and the Baroque, written in 1983 and
published in English translation in 1993, is essentially an explication of the
metaphysics of his own philosophical edifice. In this book Deleuze
enthusiastically elaborates upon Leibniz’s metaphysics as outlined in the
ninety short paragraphs of the Monadology, written between 1712–1714 in
Vienna and originally published in German in 1720.
Leibniz’s ontology seeks, as any study of being should, to account for the
question of difference, i.e., how it is that things/objects/beings appear to be
different, given that all things come from other things in one way or another,
and hence are all related in a unity at some level somehow; essentially, he
seeks to account for the idea that no thing can come from nowhere—things
must come from somewhere.
But how to account for change? In this, Deleuze is fascinated by the
folding, unfolding, and enfolding of things from the two types of monad that
ground Leibniz’s thesis: ‘matter’ and ‘souls’. In the following passage
Deleuze succinctly states Leibniz’s ambitions:
There we have a unique trait that is found only in Leibniz’s philosophy: the extreme taste for
principles, far from favouring division into compartments, presides over the passage of beings, of
things, and of concepts under all kinds of mobile partitions. In the midst of this extraordinary
philosophical activity, which consists of the creation of principles, we might state that it is the
least of principles that there are two poles, one toward which all principles are folding themselves
together, the other toward which they are all unfolding, in the opposite way, in distinguishing their
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zones. These two poles are: Everything is always the same thing, there is only one and the same
Basis; and: Everything is distinguished by degree, everything differs by manner... These are the
two principles of principles. No philosophy has ever pushed to such an extreme the affirmation of
a one and same world, and of an infinite difference or variety in this world.13
In fact, much like The Fold itself—a book the chapters of which can be read
in any order, as stated in the introduction by the English translator Tom
Conley—this passage can also be (and is probably better) read backwards—
unfolding its folds—starting with the last sentence, followed by the middle
sentence, and finally the first sentence:
No philosophy [other than Leibniz’s] has ever pushed to such an extreme the affirmation of a one
and same world, and of an infinite difference or variety in this world.
[There are] two poles [in this philosophy]: Everything is always the same thing, there is only one
and the same Basis; and: Everything is distinguished by degree, everything differs by manner […]
These are the two principles of principles.
In the midst of this extraordinary philosophical activity, which consists of the creation of
principles, we might state that it is the least of principles that there are [these] two poles, one
toward which all principles are folding themselves together, the other toward which they are all
unfolding, in the opposite way, in distinguishing their zones.
There we have a unique trait that is found only in Leibniz’s philosophy: the extreme taste for
principles, far from favouring division into compartments, presides over the passage of beings, of
things, and of concepts under all kinds of mobile partitions.
The ‘mobile partitions’ that Deleuze mentions here have a devastating effect
on Platonic and Cartesian models of difference. As he explains:
Difference no longer exists between the polygon and the circle, but in the pure variability of the
sides of the polygon; difference is no longer between movement and inertia, but in the pure
variability of speed. Difference ceases being extrinsic and palpable (in this sense it vanishes) in
order to become intrinsic, intelligible or conceptual, in conformity with the principle of
indiscernibles.14
He then goes further, outlining the fundamental rupture with Classical reason
characteristic of Leibniz’s thought and his own, by introducing the Baroque
function:
The Baroque solution is the following: we shall multiply principles—we can always slip a new
one out from under our cuffs—and in this way we will change their use. We will not have to ask
what available object corresponds to a given luminous principle, but what hidden principle
responds to whatever object is given, that is to say, to this or that ‘perplexing case’. Principles as
such will be put to a reflective use. A case being given, we shall invent its principle. It is a
transformation from Law to universal Jurisprudence.15
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As a function, the Baroque, for Deleuze, shows how trivial and limiting the
Cartesian-Modernist distaste for the Baroque has been. In the violent
tumultuous waves of folding and unfolding within the function of the
Baroque, Deleuze is describing not the mere transgressing of the frame, as in
art-historical conceptions and categorisations of the Baroque, but a twisting
and atomising of the very conditions for framing by the force of constant
eruption of what may have been (incorrectly) considered to be held within a
frame, to the point at which this presumed frame is unrecognisable. As he
states very clearly at the very beginning of The Fold:
The Baroque refers not to an essence but rather to an operative function, to a trait. It endlessly
produces folds. It does not invent things: […] Yet the Baroque trait twists and turns its folds,
pushing them to infinity, fold over fold, one upon the other. The Baroque fold unfurls all the way
to infinity.16
And in considering this proliferation of folds, or inflections from unity to
multiplicity and back again, Deleuze is able to topple Cartesian reason,
criticising its inability to recognise and account for the necessity of
contingency in describing and accounting for the relationship of unity and
multiplicity:
A labyrinth is said, etymologically, to be multiple because it contains many folds. The multiple is
not only what has many parts but also what is folded in many ways. A labyrinth corresponds
exactly to each level: the continuous labyrinth in matter and its parts, the labyrinth of freedom in
the soul and its predicates.
If Descartes did not know how to get through the labyrinth, it was because he sought its secret of
continuity in rectilinear tracks, and the secret of liberty in a rectitude of the soul. He knew the
inclension of the soul as little as he did the curvature of matter.17
This metastructural ethics—essentially an eccentric form of pragmatism—
where principles are effectively applied on a case-by-case basis, and are not
considered a core or central point around which action is oriented—is also
addressed by Ray Brassier in his reading of Deleuze and Félix Guattari’s A
Thousand Plateaus.18 In an essay titled ‘Concrete Rules and Abstract
Machines’, Brassier describes what he calls a ‘machinic pragmatics’ that is
inherent in the materialist ontology outlined in A Thousand Plateaus:
[T]he materialism laid claim to in A Thousand Plateaus is unlike any (other) […]. It does not
pretend to accurately represent an objectively existing ‘material reality’ (whether natural or
social), just as it does not propose practical imperatives derived from universal laws (whether
natural or social). It seeks to conjugate an ‘abstract matter’, conceived independently of
representational form, with a concrete ethics, wherein action is selected independently of universal
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law.19
Brassier goes on to describe how
[h]ere the abstract is no longer the province of the universal (invariance, form, unity) and the
concrete is no longer the realm of the particular (the variable, the material, the many). The abstract
is enveloped in the concrete such that practice is the condition of its development.20
Such a dissolution and reorientation of the dyad of the abstract and the
concrete then has a profoundly disruptive and disintegrating effect on typical
conceptions of authorship, or, in this case specifically, designing, because it
posits no linear developmental track upon which one could locate a
beginning, middle, and end of the given process of ‘creation’ or ‘production’.
Hence it submerges the author, or designer, in a surging, undulating field of
forces that is at best only partially (if at all) under their control. Typically, we
might imagine that the role of the author or designer was to reveal the
relationship between the invariant unified abstract and the concrete particular
which they create (i.e. it is typically presumed that the concrete particular
artefact that the author/designer creates takes its form from predicates
determined by the supposedly extrinsic abstract or archetype to which the
artefact aspires). We might imagine this as a typical process of ascribing
‘meaning’ to that particular concrete object. However if, as Brassier interprets
Deleuze and Guattari as saying, the abstract is no longer predicated upon
invariance, form, and unity and the concrete is no longer predicated upon
particularity, then the location of meaning as such—which includes practical
functionality in the case of designed functional phenomena such as buildings
—is not only impossible to locate, but is also impossible to prescribe (in the
sense of recommending a meaning or function to a thing) or proscribe (in the
sense of determining or limiting certain meanings or functions of a thing).
This may mean that the five hundred years of architectural practice as
described by Carpo—from Alberti to the present day—were not really
practice at all, but rather some form of sadomasochistic social delusion, a
tyranny predicated upon the tenets of Classical and Renaissance Humanism,
which continue to underpin the tenets of modern Western liberal humanism
that Carpo briefly mentions.
Following the statement quoted above, Brassier explains the ramifications
of Deleuze and Guattari’s edifice of ‘stratification’ (or foldedness) for our
conception of ‘abstraction’:
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It is this development which is rule-governed, but in a sense quite independent of the familiar
juxtaposition of invariant rule to variable circumstance. Rules are no longer abstract invariants that
need to be applied to concrete or variable circumstances. ‘Abstract’ now means unformed and
ultimately, as we shall see, destratified. […] But the unformed is endowed with positive traits of
its own, traits which, from the viewpoint of the representation of ‘material reality’, are initially
confounding. Thus abstract matter is described as constituting a ‘plane of consistency’
characterised by ‘continuums of intensities’, ‘particles-signs’ and ‘deterritorialized flows’.
Moreover, Deleuze and Guattari insist that this plane of consistency (which they also call
‘multiplicity’) must be made, since it is not given: […] Consistency (or multiplicity) is made by
mapping what is unrepresented in both thinking and doing.21
Hence Brassier is able to outline the function of Deleuze and Guattari’s
ethical model, which gives us some clear insights into what a properly
DeleuzoGuattarian authorial (or design) practice might orient its operations
towards:
[F]or ‘machinic pragmatics’, the efficacy of performance can no longer be subordinated to preestablished standards of competence. So long as practice is subordinated to representation, it can
only more or less adequately trace a pre-existing reality, according to extant criteria of success or
failure. But machinic pragmatics is not geared towards representation; it is an experimental
practice oriented towards bringing something new into existence; something that does not preexist its process of production. It de-couples performance from competence. It does not engage in
utilitarian tracing of the real; it generates a constructive mapping (and as we shall see, a
diagramming) of the real: ‘What distinguishes the map from the tracing is that it is entirely
oriented towards an experimentation in contact with the real. The map does not reproduce an
unconscious closed in upon itself; it constructs the unconscious […] The map has to do with
performance, whereas the tracing always involves an alleged ‘competence’.22
Now, this brings us back to the question of predicates, and the way in which
Deleuze is able to upturn the functional relationship of predicates to objects:
In short, in Leibniz we have an entire history of the concept that goes through the wholes-andparts, things and substances, by means of extensions, intensions, and individuals, and by which the
concept itself, in conformity with each level, becomes a subject. A rupture is opened with the
classical conception of the concept as a being of reason: the concept is no longer the essence or the
logical possibility of its object, but the metaphysical reality of the corresponding subject. It can be
stated that all relations are internal, precisely because the predicates are not attributes (as in the
logical conception).23
Here, Deleuze’s exorcising of the concept from the object invigorates the
subject, creating the conditions for this ‘machinic pragmatics’; what he calls a
form of ‘perspectivism’ (one which, he later admits, he extrapolates from
Friedrich Nietzsche’s writings). If the concept is not the essence of the object,
the bundle of invariant predicating attributes necessary for the partition of
categorisation to distinguish one object from another, then it becomes
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necessary to site the process of conceptualisation as ‘a world’, literally.
In fact, Deleuze lays this out quite clearly:
The world is predication itself, manners being the particular predicates, and the subject, what goes
from one predicate to another as if from one aspect of the world to another. The coupling basismanners disenfranchises form or essence: Leibniz makes it the mark of his philosophy. The Stoics
and Leibniz invent a mannerism that is opposed to the essentialism first of Aristotle and then of
Descartes. Mannerism as a composite of the Baroque is inherited from a Stoic mannerism that is
now extended to the cosmos.24
And because of this, because the world is predication itself, predication
cannot then be considered as a typical stable attribute of a given object.
Rather, predication is a state of changing affairs, changing in relation to the
vantage point of the subject and its travelling from one predicate to another
—‘from one aspect of the world to another’.
To help clarify the above, it is worth noting that prior to this, Deleuze also
states that
[p]redicates are never attributes except in the case of infinite forms or first quiddities; and even
there they are more like conditions of possibility for the notion of God, nonrelations that would
condition any possible relation. Now in all other cases the predicate is only a relation or an event.
Relations themselves are types of events, and problems in mathematics. In antiquity predicates
were defined by events that happen to figures. Events in their turn are types of relations; they are
relations to existence and to time.25
And he reiterates, explaining this in respect of the Baroque function:
Here we have a Baroque grammar in which the predicate is above all a relation and an event, and
not an attribute. When Leibniz uses the attributive model, he does so from the point of view of a
classical logic of genres and species, which follows only nominal requirements. He does not use it
in order to ground inclusion. Predication is not an attribution. The predicate is the ‘execution of
travel,’ an act, a movement, a change, and not the state of travel. The predicate is the proposition
itself, and I can no more reduce ‘I travel’ to ‘I am a traveling being’ than I can reduce ‘I think’ to
‘I am a thinking being.’ Thought is not a constant attribute, but a predicate passing endlessly from
one thought to another. That the predicate is a verb, and that the verb is irreducible to the copula
and to the attribute, mark the very basis of the Leibnizian conception of the event.26
And this explains why he was able to state earlier in the book that
[t]he Baroque is widely known to be typified by the ‘concetto,’ but only insofar as the Baroque
concetto can be opposed to the classical concept. It is also widely held that Leibniz brings a new
conception to the concept, with which he transforms philosophy. But we have to wonder about the
composition of this new, Leibnizian conception. That it is opposed to the ‘classical’ conception of
the concept—in the way that Descartes had invented it—is best shown in Leibniz’s
correspondence with De Volder, a Cartesian. First of all, the concept is not a simple logical being,
but a metaphysical being; it is not a generality or a universality, but an individual; it is not defined
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by an attribute, but by predicates-as-events.27
Which in turn is why it is necessary for Deleuze to abandon the dyad objectsubject, replacing it with ‘objectiles’ (which he actually borrows from his
friend and sometime collaborator Bernard Caché) and ‘superjects’ (which he
borrows from Alfred North Whitehead), where the objectile itself is an event
enfolded in a process of predication, and as such can be considered as a
diagram of matter in and as motion. Also, as matter in and as motion—in the
full dynamics of change—the objectile is inseparably constituted from its
conditions of possibility (i.e. its context) and hence cannot be related
substantively to an a priori stable universal concept.
So, for Deleuze our conception of substance has to be reoriented to
accommodate the fact of change, and to consider substance as an enfolding.
To this end, he says:
Substance therefore represents the double spontaneity of movement as event, and of change as
predicate. If the true logical criterion of substance is inclusion, it is because predication is not an
attribution, because substance is not the subject of an attribute, but the inner unity of an event, the
active unity of a change. […] Leibniz shows that Descartes does not push the concept far enough:
two things can be thought as being really distinct without being separable, no matter how little
they may have requisites in common. Descartes does not see that even simple beings and even
individual substances have requisites, even if it were in the common world that they express, or in
the inner characters toward which they converge (form-matter, act-force, active unity-limitation).
We have already seen that the really distinct is neither necessarily separate nor separable, and the
inseparable can be really distinct.”28
And then following this last passage, Deleuze lists the criteria of substance in
this ontology:
Thus there are five criteria of substance: (1) metaphysical, unity of being; (2) logical, inclusion of
the predicate in the subject; (3) physical, inner unity in movement; (4) psychological, active unity
of change; (5) epistemological, the requisites of inseparability. None permits substance to be
defined by an essential attribute, or predication to be confused with an attribution. […]
Essentialism makes a classic of Descartes, while Leibniz’s thought appears to be a profound
Mannerism. Classicism needs a solid and constant attribute for substance, but Mannerism is fluid,
and the spontaneity of manners replaces the essentiality of the attribute.29
It is in these comments, on the Mannerisms of the Baroque and their
transitional destabilising function, that we can hear the harmonics of
Deleuze’s political positioning of this ontology. Since, as he states in this
next quote, the Baroque is the force of making accords—of finding and
folding along points of inflection, with dissonant, discordant, and divergent
incompossibilities—by further folding, unfolding, or enfolding them, we can
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perhaps surmise that here, in a coded way (we might also say in an
‘accelerationist’ manner/mannerism), Deleuze is presenting a positive and
hopeful understanding of how the dissonant, discordant, and divergent
incompossibilities of societies infected/inflected by the virulence of
capitalism’s many and varied operative machines may move beyond or
through current conditions, even if this comes at the cost of what, in the
following passage, turns out to be the radical collapse of given
epistemological systems:
We can better understand in what ways the Baroque is a transition. Classical reason toppled under
the force of divergences, incompossibilities, discords, dissonances. But the Baroque represents the
ultimate attempt to reconstitute a classical reason by diving divergences into as many worlds as
possible, and by making from incompossibilities as many possible borders between worlds.
Discords that spring up in the same world can be violent. They are resolved in accords because the
only irreducible dissonances are between different worlds. In short, the Baroque universe
witnesses a blurring of its melodic lines, but what it appears to lose it also regains in and through
harmony. Confronted by the power of dissonance, it discovers a florescence of extraordinary
accords, at a distance, that are resolved in a chosen world, even at the cost of damnation.30
In the face of this epistemological collapse and simultaneous flowering
(florescence)—this harmonics of forces—it is difficult now to describe or
imagine the role of the author/artist/designer, even in terms of the allographic
collaborative model discussed by Mario Carpo, because if we take this
baroque monadological ontology seriously then the complicity of authorship
in processes of change is total, and therefore the grapheme—what is carved
out or drawn out—emerges because of the specific interactions of all of the
elements of the conditions of possibility in a given point of inflection in a
dynamic system, with no one element being more catalytic than another. In
this way, we can see again how the locus of a proprietary authorial power or
intent (even within a collaborative grouping of several or many other
proprietary authorial powers or intents working together) is evacuated.
Even further than this, in a final quote from Deleuze we can see again the
nuance of how Deleuze is presenting the Baroque function of a
monadological ontology as highly corrosive to systems such as those within
the various forms of existent capitalism, and that there is something
extremely hopeful here:
Finally, a monad has as its property not an abstract attribute—movement, elasticity, plasticity—
but other monads, such as a cell, other cells, or an atom, and other atoms. These are phenomena of
subjugation, of domination, of appropriation that are filling up the domain of having, and this
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latter area is always located under a certain power (this being why Nietzsche felt himself so close
to Leibniz). To have or to possess is to fold, in other words, to convey what one contains ‘with a
certain power.’ If the Baroque has often been associated with capitalism, it is because the Baroque
is linked to a crisis of property, a crisis that appears at once with the growth of new machines in
the social field and the discovery of new living beings in the organism.31
If, in direct contrast to the basic and founding tenet of any form of capitalism,
the Baroque function of folding/unfolding is, as Deleuze states above, the
conveyance of what one contains/possesses ‘with a certain power’, then it is a
function of centrifugal forces pushing what the one (a monad)
contains/possesses (has) away from the central nodal point of the one (of the
monad itself)—the folding/unfolding, spilling out, florescing/flowering.
Quite unlike capitalist functionality, then, founded as it is upon classical
Cartesian humanist ontology which functions in precisely the opposite way,
with centripetal forces bringing all those things that the one possesses or has
or desires toward the one, holding them in orbit around the central axis that is
the locus of the humanist individual. We may therefore ask whether Deleuze
is here proposing a possible postcapitalist world (a rethinking of
communism) as a Baroque eruption from within the possible conditions of
the existent crises of existing capitalism.
If we are to design, and therefore construct, possible worlds in and beyond
a capitalist world, then some of the practical functioning steps to do so could
be found here in Deleuze’s understanding that any act of possessing (of
having) is always also an act of being; that the functional ontic structure of
any form of property (in the sense of an ‘object’ being owned by a ‘subject’)
is a processual enfolding of other forms of property; that other property sits
within and is held within it. In this sense, a form of property does not have
properties that are invariant abstract attributes, but rather contains other
subjugated, dominated, and appropriated forms of property enfolded within
it, constituting it, and this collection of property is able to change, to be added
to or depleted by degrees, and so is never categorically different to any other
property. Properties, typically confined to the role of functional invariant
abstract attributes of objects, making up a categorical array that defines any
‘object’ or form of property, must be then conflated with and as predicates
(i.e. linguistic attributes) in the formation of property—here defined as the act
of being. In other words, things (property) and their properties are simply
(although it is always a very complex affair) the product of discursive force
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(i.e., what we can reasonably ‘say’ about them), which is always a dynamic
and contingent field of activity.
Thus, if we accept that any ‘thing’ is an objectile, which is to say a
functional and functioning diagrammatic field of force that must be
simultaneously harnessed and unpacked (that is, simultaneously enfolded and
unfolded, or refolded), then our designing of possible worlds must be literally
a conversational process, which is necessarily always allographical, and will
be a process of unpacking—a process of de-signing, of proliferating
principles (as in baroque processes), as opposed to the more typical process
of assigning, the radical deduction of principles (as in, for example, capitalist
processes) that has haunted and constrained design for five hundred years
since Alberti’s innovations in building, and which during that time
underpinned the principles of Western humanism, and more recently Western
humanism’s reformation/deformation under capitalism as neoliberal
governmentality, the tenets of which must be simultaneously enfolded and
unfolded, or refolded into any re-designing of our world that seeks to
unconstrain us from the endemic and increasingly violent subtractions in all
aspects of life we currently face. In this way, design would no longer be the
solving of problems on the basis of extant given principles, but rather, by
contrast, would become the process of dissolving problems in a tumultuous
flow of the production of new principles; i.e. a truly imaginative process.
1. G. Deleuze, The Fold: Leibniz and the Baroque, tr. T. Conley (London: Athlone, 1993).
2. Notable examples of geometrically ‘folded/folding’ buildings include: the Health Department
Building, Bilbao, Spain, by Coll-Barreu Arquitectos (2004); Klein Bottle House, Rye, Victoria,
Australia, by McBride Charles Ryan (2008); the Centre for Sustainable Energy Technologies, Ningbo,
China (Nottingham University), by Mario Cucinella Architects (2008); and Kyushu Geibun Kan
Museum, Fukuoka, Japan, by Kengo Kuma (2013). Notable buildings that ‘flow’ or are ‘blobs’ include:
Galaxy SOHO, Beijing, China, by Zaha Hadid Architects (2012); Phoenix International Media Center,
Beijing China, by BIAD UFO (2012); and Arte S, George Town, Penang, Malaysia, by SPARK (2018).
There are many more examples to choose from.
3. Some good examples of volumes include: G. Lynn (ed.), Architectural Design 63, ‘Folding in
Architecture’ (1993); M. Toy (ed.), Architectural Design 68:5, ‘Hypersurface Architecture’ (1998), S.
Perrella (ed.), Architectural Design 68:6, ‘Hypersurface Architecture II’ (1999); B. Caché, Projectiles
(Architecture Words 6) (London: Architectural Association Press, 2011); B. Caché, Earth Moves: The
Furnishing of Territories (Cambridge, MA: MIT Press, 1995).
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4. G.W. Leibniz, The Monadology [1712–14, originally published 1720], tr, R. Latta,
<https://www.plato-philosophy.org/wp-content/uploads/2016/07/The-Monadology-1714-by-GottfriedWilhelm-LEIBNIZ-1646-1716.pdf>.
5. M. Carpo, The Alphabet and the Algorithm (Cambridge, MA and London: MIT Press, 2011).
6. ‘This concept of objects as events is the most difficult thing of all to think. Our tendency is to think
objects as substances in which predicates inhere. Take, for example, Aristotle’s categories. All of these
categories are predicates that can be attributed to a substance. As I have argued elsewhere […] the
concept of substance responds to a real philosophical problem. This problem is the endurance of
entities through or across time as this object. I denote this substantiality of the object with the
expression “the adventure of the object” to capture the sense in which objects are ongoing happenings
or events. In other words, events are not something that simply happen to an object as in the case of
someone being granted a degree while nonetheless remaining substan-tially the same. Rather, objects
are events or ongoing processes.’ L. Bryant, ‘Objectiles, Differencing and Events’,
<https://larvalsubjects.wordpress.com/2009/09/29/objectiles-differencing-and-events/>.
7. Carpo, The Alphabet and the Algorithm, 117.
8. Ibid., 101.
9. Ibid., 102.
10. In case the reader is reading this in a future where fidget-spinners are no longer in such high
demand or indeed have been forgotten, they were a global phenomenon in 2017–18, selling in the
hundreds of millions in almost every country of the world over a period of approximately twelve
months. A fidget-spinner is a small handheld toy made with two or more ball bearings connected by
plastic or other material in different shapes and colours. Held between the thumb and forefinger, the toy
would spin very fast with very little effort; a charming distraction for children and adults alike.
11. Ibid., 91.
12. Ibid., 87.
13. Ibid., 66.
14. Ibid., 74–5.
15. Ibid., 76–7.
16. Ibid., 3.
17. Ibid.
18. G. Deleuze and F. Guattari, A Thousand Plateaus: Capitalism and Schizophrenia, tr. B. Massumi
(Minneapolis: University of Minnesota Press, 1987).
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P. 182
19. R. Brassier, ‘Concrete Rules and Abstract Machines: Form and Function in A Thousand Plateaus’,
in H. Somers-Hall, J.A. Bell, and J. Williams (eds.), A Thousand Plateaus and Philosophy (Edinburgh:
Edinburgh University Press, 2018), 1.
20. Ibid.
21. Ibid., 2.
22. Ibid., 4 (Deleuze and Guattari, A Thousand Plateaus, 13).
23. Deleuze, The Fold, 61.
24. Ibid.
25. Ibid., 59.
26. Ibid., 60.
27. Ibid., 48.
28. Ibid., 63.
29. Ibid., 63–4.
30. Ibid., 92–3.
31. Ibid., 125–6.
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Elie Ayache
The Only Possible Project
LIGHT
Down with the world.1 It is no longer a question of finding an alternative to
the world, but of bringing it down, together with any vision of an alternative.
The world is so exposed to the light of capital, so heavily surveyed and
surveilled by its searchlights, that any alternative construction, projected
under the same light, cannot really qualify as an alternative. One even
wonders whether possibility as such, as when we talk of ‘possible worlds’
and of other ways that the world ‘could possibly be’, is not itself the light that
must first be turned off.
Speculation, or trying to mirror this world beyond its empirical evidence,
trying to think what this world may possibly be made of in order to imagine
other ways it can possibly be, is first and foremost a question of light. For this
reason, speculation in this sense may not be the right way to construct other
worlds. We are sick and tired of alternatives that seem to vary from the actual
world only for us to realise that they are mere speculations, configurations of
light coming from the present world but reflected differently, alternative
possible worlds that only extend the range of possibility emanating from the
same source.
It is not for another possible world that we should be looking, but for an
alternative to possibility as such. If possibility is only a decoy, something that
makes us feel confident we have changed the world only to better entrap us
and recuperate us into that same world, then it is possibility as such, the very
instrument of confinement within the present world (that which gives us the
same under the guise of the different), that must be changed. And to make
this change more efficient, it ought to take place literally without leaving the
present world. Rather than changing the world, it is much more powerful to
change that which makes us think we have changed the world when in fact
we have not, i.e. possibility as such.
The variation of thinking I have in mind is that, for instance, expressed by
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Blanchot as follows: ‘In a literary work, one can express thoughts as difficult
and of as abstract a form as in a philosophical essay, but only on the
condition that they are not yet thoughts.’2 When thought is confronted with its
‘not yet’, when we are urged to understand what goes faster than thought and
prevents it from being ‘yet thought’, and when we understand that this gap is
of course of this world and not of another world, then all questions of other
possible worlds become secondary, if not irrelevant.
Pierre Menard3 did not change the text; he changed the whole make-up of
possibility. And he managed to do so with one possibility only, that of Don
Quixote. What enabled him to do so was its written character, the vibration or
variance that is inherent in writing, and makes us believe that although his
logical text is the same as Cervantes’s, his written text is different. By
contrast, we will need the full extent of the derivatives market in order to
deliver the same critique of possibility. What Borges could deliver thanks to
literature and the regime of its ‘not yet thought’, we can only achieve
technically with the full register of derivative writings.
Blanchot was preoccupied with works of literature, which are definitely of
this world. Bergson, on the other hand, lays claim to another ‘not yet’: he
says that ‘a philosophy of the real has never, in the end, been constituted’.4
This ‘never’ is more urgent than the ‘not yet’, yet it also is not something
other-worldly—indeed, Bergson speaks of the very real, the present real.
My personal conviction has always been that the resistance to thinking
according to the ‘not yet’ (the thing that diverts thought altogether from the
metaphor of light, keeping in mind that the accomplishment and even the
highest degree of thinking seem precisely to lie in thought being prevented
from reaching its ultimate light, or rather, in light being prevented from
catching up with thought) is the resistance of matter—and that the foray of
thought into matter translates into writing.
Writing is faster than thought, and matter is faster than light. When thought
adopts writing as its medium, it can go to places the light of thought has not
yet reached, places where the thought in question is not yet thought. Light,
conceptual thinking, involves fixity, according to Bergson, and a succession
of states of rest. To join with the real and capture its instability instead of
fixity, thought must find the appropriate speed. The thread of writing will
precisely appear as the critique of possible states and their fixity, and will be
at variance with possibility. I have personally tried to extract it from what
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looked, at first blush, like the epitome of capital, namely the financial market.
As I said, changing the very logic of possibility is all the more efficient if
done in this way.
MATTER
The only other possible world worthy of the name, the only one that does not
fall under the same light, is the one we attain by changing the possible as
such. Once we get to that level, possibility no longer means the same thing,
and we can no longer talk of alternative possible worlds. Meillassoux
proposes, for instance, to constrain the possible in such a way as to obtain the
un-totalisation of possibilities.5 This means that possibility is no longer
relevant and that we reach a new category, the necessity of contingency,
which I call matter and to which probability doesn’t apply.
Changing possibility as such yields a single world. This is because we
generate a new notion of reality. The reality of the financial market, or the
reality of the text written by the architect after the fallen architectural project
(on which more later) are such that possibility is foregone and is no longer at
play. All these manners of changing possibility and generating this new
reality are not alternatives but presentations of the same thing. Indeed, what
we want to show here is that this true manner of changing possibility,
because it involves matter, is the only construction.
When we speak of construction, we suppose matter and a tool working on
and in it. We want to construct the possible world and no longer to speculate;
we want to make sure we are holding something (matter) in our hand such
that construction, not speculation, will be the result; yet we are worried that
this something we are holding, and which is therefore definitely of this world,
might end up allowing us to be recuperated by that same world. But then, if
we let go of anything relating to this world, how could we guarantee that our
speculation is really a construction (that is to say, that it is constrained by any
reality) and is not absolute speculation, totally unbound? How even to begin
imagining another possible world with nothing in our grasp from which we
could take our lead?
This, once again, is an argument to the effect that possibility itself is the
thing we should be holding in our hand in this world, precisely so as to
change it in such a way as to get somewhere else. It will even turn out that
amanda-beech-construction-site-for-possible-worlds-1Robin Mackay / text
P. 187
the holding of possibility, or capturing its very schema and make-up, is
matter. We will be holding in our hand the very medium of contingency,
which is faster than light and faster than thought and is, therefore, the true
beginning of the only true construction.
I am trying to argue, from the significance of construction, which we intend
to be different from speculation and pure hope, that there is only one possible
construction, one possible world to come, such that the trip towards it, or our
expectation of it (‘not yet’), or the way it is supposed to fulfil our
expectations (which are different from hopes) dispense with all thought of
possibilities. The construction is such that it must start with possibility and
change it. This means engaging with a ‘not yet thought’ such that this
engagement will make every notion of possibility fade away.
When Bergson says that the philosophy of the real has never, in the end,
been constituted, his statement is in itself equivalent to dismissing the
imagining of all possible worlds and turning us, instead, toward the only
world, the present one—except that the requirement is to think it as real, or in
other words to stop thinking it even as possible. It is to stop thinking it
conceptually and to think it totally at variance with possibility—something
which goes against the natural tendency of thought and, according to
Bergson, requires a great deal of effort.
Here, thought is fundamentally turning against itself—or toward itself, not
in the manner of reflexivity but more effectively than that, in a graver manner
than reflexivity allows, precisely with matter and without the light of
reflection, speculation, or reflexivity (faster than this light). Our equation or
thesis, indeed, is as follows: Conceptual thought is equivalent to the thought
of possibility. Recognizing measurable events, what probability theory calls
the algebra of possibilities, imagining questions that may admit of answers—
this is tantamount to conceptualising. Probability theory shows formally how
this is achieved, by making the concrete sample ~ an element of the event A,
B, or C, or by saying that a well-formed question A, B, or C has been
answered. To conceptualize, to abstract, to adopt a point of view (the
predefined algebra A, B, C, …) over the otherwise formless and abyssal
concrete situation ~ is perhaps the first real usage of set theory. In this sense,
probability theory is the first real arithmetic and set theory.
Thought, in a sense, is equal to possibility. By dismissing possibility, not
only do we turn toward the present world and no longer imagine possible
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P. 188
worlds, we also turn against thought itself, or against what makes it complete
and crystallised. It is to think the present world in a trip of thought that takes
place exclusively within it, and yet to think it faster than thought (i.e., to
write it), to insert in it a thought that is not yet thought or crystallised. This is
the greatest challenge; this is what makes all other thoughts of possible
worlds look frivolous and fade away, and what places thought—no longer
conceptual thought, but the thought of the real—before its real challenge.
Still, what is the emergency? Bergson himself recognises that the
metaphysics he is calling for is useless: so how can he call ‘real’ what is
useless?6 Is there a real opportunity here to at last constitute the philosophy of
the real, or to write thoughts that are not yet thoughts? Is the emergency
anything other than purely aesthetic or contemplative (something thought
does only for itself)?
With the story of the architectural project, we will learn that the alternative
reality, that of writing, is the most pressing one and, in a way, the most real.
If there is anything real and pressing to be constructed, after the fallen
architectural project (which was destroyed before it was even built, and
turned to the reality of writing instead of the reality of realisation), it is the
text, the book. This is because a new notion of matter is uncovered in writing
it. We dive regressively into the black matter of the city of Beirut (its
infrastructure, its sewage system) and we understand what it means for Beirut
that it should only be constituted of the concrete abyss that swallows back
into itself every structure; and that Beirut itself is not yet thought and is only
a prototype of thought.
But before getting to the architectural project, I have in mind a new reality
that will make metaphysics real, and therefore urgent: a reconfiguration of
reality such that the philosophy of the real will finally be constituted, albeit
within a special domain. Precisely, we will retain the construction
requirement, i.e. we will construct with matter, not with light; with writing,
not with speculative thought.
SURFACE
In the special realm of finance, the exchange is substituted for the concrete
abyss ~ of probability theory and turns it horizontal. What is always implicit
in probability theory is that something must be the case in order for event A
amanda-beech-construction-site-for-possible-worlds-1Robin Mackay / text
P. 189
to take place, no matter how refined and ramified the description of that
event. Metaphorically, it is a random draw ~ from a big urn X. Something
must be the case in order to make one face of the die appear; and something
must be the case in order to make a long, potentially infinite, sequence of
faces appear. It is the same case, the same ~, the same ‘it happens’.
This is the concrete lying beneath the abstract. It is an abyss because it is
without measure and always regresses beneath the structure. If we could
imagine an absolute and formless happening ~, without any point of view or
relative description A, B, or C, i.e. without information, then there would be
no such regression. It happens, always, all the time, immeasurably and
irreversibly. Differentiation lies only in the structure and the point of view:
Are we dealing with one roll of the dice or are we rolling it indefinitely? If
we suddenly decide we are playing an infinite game, then for the abyssal and
irreversible case ~, we have always been playing that infinite game. If
suddenly the world ends, then this, too, was a further refinement of the same
immemorial infrastructure, and the abyss regresses to encompass even that.
In finance, exchanging anything against money is the alternative to this
implicit presupposition. The exchange replaces the concrete abyss ~ which,
as we saw, is always unexchangeable and impossible to turn around. The
only way the world could now end is through hyperinflation and the
disappearance of money. Money is the alternative abyss, only present at
every step (this is what makes the abyss horizontal). Indeed, the flipside of
the existence of a general equivalent is that, suddenly, this equivalent may no
longer exist. Pending that ‘permanent’ event, all assets trade, indefinitely. We
keep exchanging the stock against money and then back again, because we
are not sure which is going to disappear first.
The schema of thought no longer goes from the case ~ to the face A, in a
draw that regressively dives into the bottomless abyss. The trading pit
becomes the only concrete situation and the stock price the only abstraction
(thanks to money), which means that the concrete and the abstract now
coincide, with no residue. We cannot further refine the situation by saying, as
with the dice, that the dice board now oscillates randomly, or that the die is
now randomly loaded, or that gravity on Earth now randomly changes, or that
the world now randomly ends. Trading, whose conceptualisation is the
volatility v of the traded price, already comprises the end of time and closes
its circle. As for the end of the world, it is equivalent to the general
amanda-beech-construction-site-for-possible-worlds-1Robin Mackay / text
P. 190
equivalent, so strictly speaking it cannot be said to be random.
It is, then, suddenly realised that the volatility v of the stock price, which is
now the unshakable ground and the only certainty (all the more so given that
it is equal to the very concept of trading and for this reason comprises the
market from the beginning until the end of times), is otherwise quantifiable
as the value of a derivative written on the stock. This is the discovery of
Black-Scholes-Merton (BSM). The value of the derivative becomes the new
unshakable certainty, and for this reason, traders can now write it.
It is because of the certainty of the concept of trading of the underlying
stock and the certainty of the volatility of its price that market-makers write
(and potentially trade) derivatives on it, not because of the uncertainty. That’s
the reason why BSM is unassailable. Since it belongs to the meta-level,
where the concept of trading lies and where it is bound up with the end of
time, the derivative could in theory ‘trade’ anywhere except in the same
trading pit as the underlying stock or in the same ‘time’. It belongs to the
semantics of the underlying stock market, not to its empirical compass. Yet
the trader who manufactures it has no other place to trade it except in the
same pit. This is the amazing part. This is the real taking over the possible in
a much harder fashion than the realisation of a possibility. This is the implicit
of money expressing its abyssal nature, only horizontally so.
Trading the derivative is thus neither an accident (an event), nor something
that could have been predicted. The derivative exists, then is traded, precisely
because the pit preceding it was closed and had ended (had been
conceptualised up to and including the end of time), not because we keep
opening it. The appearance of its price is not a further refinement of the initial
concrete situation. The fabric of the market is thus constituted knot after knot,
closure after closure. The difficulty of writing is encountered from the
beginning. Time is different. We never observed a time series of stock prices
so as to be able to declare that volatility, at first constant (BSM), suddenly
became stochastic, as when we declared that the dice board suddenly started
shaking. The trading of the derivative, or the existence of its price, is at once
the only statistics concerning the underlying stock price. In its turn, the
derivative price is followed by the price of the derivative written on it. A
price series, not a time series. An irreversible writing and engraving, not a
succession of possible states. An endless writing surface rather than a
bottomless abyss.
amanda-beech-construction-site-for-possible-worlds-1Robin Mackay / text
P. 191
There is an exchange in the schema of the possible from the beginning,
such that possibilities become spontaneously un-totalised and therefore
irrelevant, no longer susceptible to being counted. This exchange of
possibility is a ‘constraining’ of the possible in a space that is no larger than
it, and in which there is no possibility other than this one. As a matter of fact,
this must be a first requirement, for how could other possibilities offer
themselves to the possible when the possible as such is being transformed?
Time is no longer chronological. The change of time is such that the
architectural project can be demolished before it is constructed. And it is in
the interval of this ‘before’ that the matter of writing is contained. Precisely,
this is happening before projected construction, and for this reason it is the
only construction, definitively at variance with hope and expectation,
contradicting probability.
The reality of the surface of prices is of the same nature as the reality of the
text written by the architect. They both fill all the space. The text replaced the
project that was demolished before it was constructed. It was published
precisely on the occasion and in the interval of this ‘before’, materialising it
and filling it, expressing it, saying really what this paradoxical ‘before’ may
mean: becoming equal to this ‘before’. That the architectural project (a
perfect design for the Beirut Museum of Art that blended both the light and
the dark matter of Beirut in a single mass distribution) should be destroyed
before it is even constructed, this extreme opposition between what was most
probable and almost realised (the project was selected by an international jury
and widely acclaimed by the press) and its ultimate destruction or unrealisation, this revolutionary condition, this last-minute inversion of
probability, becomes equal to the published text, which acquires, therefore, a
reality of a new nature.
Usually, the architect has nothing to say; she doesn’t write; the building
that ends up standing represents all she has to say. We no longer need to
inquire into the life of the project or its sense. The finished building realises
all of this; it projects it further forward, and dispenses us from inquiring
regressively or from understanding its sense. But this time is different: all of
reality is there already, except for the realised building. The reality wasn’t
cauterised by the realised building, but lay open like a wound. It was
precisely replaced by a text, in which the architect had no choice but to
express and finally speak (albeit for the first time in the history of
amanda-beech-construction-site-for-possible-worlds-1Robin Mackay / text
P. 192
architecture) the sense of the project.
The architect experienced the difficulty of writing. The text was written
against possibility, or after the regime of possibility had been exhausted. It
was the only text. In contrast to the project, which is one among many
possibilities, or the finished building, which is contingent and becomes
necessary only because it is ultimately delivered there and imposed there, the
text was necessary and unique. It was unique to its reality and its space was
no larger than it was; it left no other possibility.
It is through a reaction that we understand that the published text, after we
had gotten so close to the realisation of the project and this project was
destroyed, is, for this reason and for the additional reason of the extraordinary
sense it embeds for the first time, more real than the project was and ever will
be, and more real than the building. We suddenly realise that the text is all
there is, or all that remains. Hence the petition that immediately followed the
publication of the text, demanding the reinstatement of the true architect, or
rather, the true author, and the surprising public interest.
The text is not a possibility. The realm of possibilities, in the case of the
architect, concerns projects and buildings. So the text is different. It obeys
another kind of modality and even another kind of being. The architect is
supposed to build the future in advance. She has a special relation with time.
She visits the future before chronological time and projects the building from
there. There is already a sense of time travel and necessity (the only project,
the only future) associated with the architect. Now, if she exchanges this for
the text, through an unnatural act of procreation, the text that is born will be
of a special nature (cursed in some sense). Its existential quantification is
peculiar. It remains before it is. It never was.
It is through a similar reaction that the reality of the surface of prices is
constituted. All possibilities are exhausted and for this reason the surface fills
its space fully and exactly. It is also a materialisation of the difficulty of
writing. It becomes the only text, as hard to penetrate as matter.
FUTURE
The only possibility and only possible world is the future; the only necessity
is the future. This is different from saying that the future is made up of
possibilities, of all the possibilities. The only real construction is the future,
amanda-beech-construction-site-for-possible-worlds-1Robin Mackay / text
P. 193
and the only matter is the one the future is made of. The future requires a
total engagement, that is to say a duty, a lack of choice, the difficulty of
writing. Once we penetrate the interval of the ‘not yet thought’, the interval
of the ‘only book to come’, or the interval of the ‘constitution of the
philosophy of the real’, there are no possibilities left.
The void and the ‘anything can happen’ seem to dispense with possibility;
however, they are only manners of speaking; we might even say that they
lack matter, and therefore construction. The pit of probability has to be
inverted into the tip of writing. Yes, we want the absolute happening, the
abyss itself, ω. However, it should no longer be understood as lying
underneath abstraction, waiting for the algebra of events and the descriptions
of language. We want a form harder than language. We want the abyss;
however, it must be spontaneous and plain like a surface, an abyss in which
the exchange has been made initially and the dice has been thrown for all
times. Hence the text, or the poem.
With the tip, anything can happen; however, we are holding the tip. This is
manual, and therefore constructive, as opposed to speculative and absolute.
The void becomes matter which we penetrate with the tip. The reality of the
text written by the architect—the ‘remaining’ reality—is what constitutes the
new reality: it is not a choice of possibilities that leads up to it. The way in
which the architect falls upon that surface and produces the writing expresses
a solid and definitive reality, of the same nature as the reality of trading the
derivative which was written as the result of a conceptualisation of the
trading of its underlying. Both writing and trading fall on the real surface
faster than the abstraction of states and the project.
It is said that the event creates its own possibilities or its own causes.
However, the problem is more general and overall less ‘dramatic’ than this.
As soon as the event occurs and is identified by language (‘What
happened?’), because language is always relative and differential (‘This is
what happened, as opposed to that and the other’), the information thus
revealed cannot but appear as indexed by time. This is what is called
‘filtration’ in probability theory. The algebra of possibilities cannot but
appear as having always been there, only indexed by time, and this is because
the fact that the event has happened is absolute, and for this reason, must
always regress behind the relative.
Information can only accrete in time, and because it is describable or
amanda-beech-construction-site-for-possible-worlds-1Robin Mackay / text
P. 194
measurable information, it can only form a single sentence whose running
index is time, but whose draw can only be single and happen once and for all,
as opposed to happening for all times. It is the necessary association between
the absolute concrete (~ω) and the relative abstract (A, B, or C) that
commands this.
The way things happen in the schema of abstraction cannot but lead to
regression: the event seems to lie in the future, but it has in reality always
been in the past. The language of possibilities commands this, and possibility
is nothing but language, or the exact interplay of the concrete and the
abstract. Language is but a filtration; it causes the illusion that the future is
revealed by time as the gradual manifestation of possibilities. For this reason,
one must completely abandon the logic of possibility when dealing with the
future. The future must be written, not predicted.
Pierre Menard produced a writing that is faster than thought and that goes
places that thought can only subsequently visit and try to enclose. If Menard
had not inverted the logic of possibility, if thought had caught up with
Menard’s writing, then what he wrote would have been equal to a trivial
replica of Cervantes’s text. But thought will never catch up with Menard’s
text; he has produced the very matter of writing. In this sense, he writes the
future (not the one that is made up of possibilities, but the one that is the only
possibility), and it is only thought that makes us believe that he is writing an
already existing text—that is to say, the past.
Pierre Menard has exactly uncovered the variance of writing (the matter of
writing) which opens up the way of the future independently of, and even in
contradiction with, possibility; however, the text he actually produced did not
vary from the original. This is just a coincidence, or rather, a singularity. Far
from depriving Menard’s text of any variance and any access to the future, it
is, on the contrary, the purest and most radical case of such access.
Pierre Menard’s text is an indication of the real future that every literary
text is supposed to write. Any true writer is, like Menard, also writing the
only text (which does not vary in possibilities). The interval of the ‘not yet
thought’ is, in each case, the same interval. It is difficult to identify, in the
general history of literature, cases of writing of the future, or illustrations of
the ‘not yet thought’, as clear-cut as Pierre Menard’s. Blanchot has cited
Joubert.7
The logic of possibility is also abandoned in the derivatives market. In
amanda-beech-construction-site-for-possible-worlds-1Robin Mackay / text
P. 195
order to understand its reality, its real fabric and real connexion with the
future (how it writes the future rather than predicting it), we must also invert
the logic of possibility: turn the pit into the tip, recognise the trading of the
derivative, what I have called the ‘way it falls back on the surface’, as the
only choice left, the only remaining reality once possibility has been dropped;
recognise the horizon of trading that the derivative trader finds himself facing
again as the only horizon, after the trading horizon of the underlying stock
has been closed and conceptualised.
The need to abandon the logic of possibility has already been recognised by
critics such as Meillassoux. However, he did not recognise the initial
exchange in the logic; he didn’t recognise the writing, or the substitution of
the abyss of money for the abyss of the concrete. So he muddled the problem
into that of the un-totalization of possibilities (when the whole logic of
possibility should have been abandoned) and into the hope of constraining the
‘possible as such’ in such a way that un-totalization would obtain. In doing
so, he didn’t recognise that this constraining of the ‘possible as such’, or its
selection among ‘other possibles as such’, could by definition no longer take
place within a space of possibilities. The writing of the architect, the way in
which it falls, is also a writing without hope, after all possibilities are
foregone: writing as the only thing that remains.
POEM
Pierre Menard and the architect gave us the real lesson of writing. They did
not resort to writing as a possibility; they resorted to it as the only possibility.
It wasn’t speculation on their part, but the penetration of the very fabric of
reality, a fabric from which all possibilities had dropped out. Pierre Menard
ventured into an exploration of the deepest level of reality, wanting to find
something about the world not from the total of possibilities and the sum of
variations, but from the opposite end, from the very infrastructure. It is an
invisible reality: not the one that obtains at the level of the algebra of events
and possibilities, not the one with a point of view or a project.
The architect is equipped with this invisible reality: seeing the whole world
and the future all at once. This is how she manages to establish contact with
the future and, ahead of time, to erect a building that will be the future of the
city and the future of our time, yet ‘remains’ a building that is erected today.
amanda-beech-construction-site-for-possible-worlds-1Robin Mackay / text
P. 196
If the architect wasn’t equipped with this way of writing the future and
establishing contact with its reality, she couldn’t really bring the future to us.
Usually, her extraordinary contact with the real future is materialised by her
building, and this no longer looks extraordinary to our eyes: we’ve all strolled
through cities with existing buildings. But a shocking and untimely
permutation of projects saw this virtue of the architect inverted, or perverted.
Consequently, the architect found the text as the substitute and new
materialisation of this invisible reality.
This is writing the future literally in a text, and no longer with a building.
This is no longer a project, but writing as the only possibility left and as the
only project, a very sad one indeed. There is extreme sadness in the writing
of Pierre Menard too. Matter, and no longer light, or hope. There is the
sacrifice of a creator who no longer adds a possibility or a state of the world
to the world, but on the contrary reveals its invisible reality.
Can he be called a creator who gives us the real? Or an author? He explores
the interval of the ‘not yet thought’; there is only one, as I have said. So it
seems there is no originality in what this sad author is achieving. Yet there is
everything, including the origin. What’s most original in Menard’s work is
precisely that he is writing an existing text. In order to understand what
subterranean and ‘invisible’ reality Menard is turning towards, I needed the
example of the architect. When thus expressed by writing, suddenly this
reality becomes the only one, and the written project becomes the only
possible one. It becomes a poem.
Meditate upon the transformation of the word ‘real’ that is happening here.
The future is thus literally written. The subterranean reality, at first regressive
and sad, always resisting hope and possibility, becomes progressive and
spontaneous; we get hold of the tip. This is what happens in the financial
market. The sad and deep sense of reality that occurs when the architect turns
towards writing and gives us the only real project—all the more really written
in so far as it will not be built and its sense is revealed instead—is the same
sense towards which Menard turns also.
There is no possibility or hope in Menard; yet we feel there is something
very real and very deep; we feel it intuitively; we believe Borges; we
instinctively get what Menard is achieving or at least attempting. Probably its
hopelessness is what makes it so real. We feel that we are learning something
unique and definitive about reality and, of course, about creation. Yes,
amanda-beech-construction-site-for-possible-worlds-1Robin Mackay / text
P. 197
creation without the adding of a state. Deep creation. This is the exact
contrary of fiction; this is real reality. We have the same intuition concerning
the architect. What she wrote also strikes us as very real, finally delivering
the reality of the project instead of the project.
When the problem is posed in this way—how to construct a possible world
without possibility, which can only yield a replica and issue from a catalogue
—the problem is not just a problem; it is a problem that is an emergency. The
answer can no longer be a possible world, but must be the only possible
world. We have long overlooked the only thing left to do in this world:
finding the philosophy of the real. We have to become writers. The sense of
emergency is what drives us to unfold the real surface, the surface upon
which to fall as writers, not speculators, with writing as the only thing left,
and the text as the only possible project.
The surface of the real is recognisable at once; the vibrantly authentic tone
of the architect is unmistakable too. I am fascinated by the instant of the
falling, by the moment at which the only remaining possibility is the one that
remains, and by what happens to thought at that very moment. This is the
fabric and the ‘blind feel’ of reality.
It is the emergency that inspires me to unfold the surface of the market, or
the text of the architect (after the fallen project), more so than the selection
and construction of a possible world. The emergency in the problem is such
that the answer I provide is the only one. Dismissing hope and speculation is
the only true emergency; it is getting hold of possibility as such; it is falling
into the infrastructure, no longer regressively but spontaneously, producing it
at last. The only construction is when the turn (or the falling) to writing
occurs.
Writing is the only construction because it gets hold of matter, as opposed
to light. Getting hold of matter is the same as getting hold of possibility as
such (its make-up). This text does not bother with the construction of other
worlds; it considers the only construction. It envisages the only thing left to
do, which is to replace light with matter and to replace the whole of
possibility—a much stronger notion than the total of possibilities.
In the movement from light to matter, there is the ‘not yet thought’, the
faster than thought, and hence there is writing. There is matter and darkness
in the ‘invisible’ work of Pierre Menard. There is matter in inverting the pit
of probability theory. There is dark matter in the sewage system of Beirut, a
amanda-beech-construction-site-for-possible-worlds-1Robin Mackay / text
P. 198
city with no structure or architecture but only infrastructure. Or the city in
which—no matter how this was achieved politically, sociologically, or
economically—‘they’ managed to turn the architect into a writer and thus
exposed the infrastructure—that is to say, replaced light and the project with
matter and writing, with the only construction.
APPENDIX (EXCERPT FROM THE PETITION TO
REINSTATE THE WINNING PROJECT)
After having won the Beirut Museum of Art (BeMA) competition and two
years of pro bono work, HW Architecture was abruptly shunned away from
the project without any justification.
Head of the jury Lord Peter Palumbo as well as other internationally
renowned architects on the panel (Rem Koolhaas, Richard Rogers, Julia
Peyton-Jones, Hans Ulrich Obrist, Zaha Hadid) saw their decision overturned
by competition organizer APEAL (The Association for the Promotion and
Exhibition of the Arts in Lebanon) without any rational explanation.
The non-profit organization dedicated to the promotion of Lebanese art
took the decision to bypass the ruling of the jury and appoint WORKac as the
winner, completely disavowing the winner’s original work.
The real polemic around the issue rises from the total lack of accountability
of all parties involved in this decision who failed to provide any clear
explanation for the complete dismissal of the jury’s original attribution and
the appointment of another winner.
TIMELINE OF EVENTS
14 October 2015: Open call for the competition.
4 January 2016: Closing dates for Stage 1 submission.
28–30 September 2016: Jury deliberation in Beirut.
13 October 2016: Announcement of Winner—HW Architecture.
11 September 2018: HW Architecture is ejected from the project.
18 December 2018: Announcement by the New York Times of WORKac as
the ‘new winner of the competition’.
19 December 2018: BeMA announces officially the appointment of
WORKac.
23 March 2019: HW writes the text (poem) that will become more real than
amanda-beech-construction-site-for-possible-worlds-1Robin Mackay / text
P. 199
the project:
<https://www.lorientlejour.com/article/1163005/bema-le-dernier-trait.html>.
1.
T.
Chakar,
‘Down
With
the
World’,
e-flux,
<https://www.eflux.com/architecture/superhumanity/68725/down-with-the-world>. In his public talk ‘Let This
Darkness Be a Bell Tower’, delivered at Askhal Alwan in Beirut, 29 July 2019, Chakar says: ‘The call
to abandon hope in these hopeless times would seem like a call to despair, a call to resign from the
world that we live in.’
2. M. Blanchot, The Book to Come, tr. C. Mandel (Stanford, CA: Stanford University Press, 2003).
3. Pierre Menard is a fictional author created by Borges in his 1939 short story ‘Pierre Menard, Author
of the Quixote’. Menard dedicated his life to writing two chapters of Don Quixote, using exactly the
same original (Spanish) words Cervantes used. Menard’s text has a completely different meaning than
the original Quixote and, according to Borges, is in fact far more profound.
4. H. Bergson, L’Idée de temps: Cours au Collège de France 1901–1902 (Paris: PUF, 2019).
5. Q. Meillassoux, After Finitude: An Essay on the Necessity of Contingency, tr. R. Brassier (London
and New York: Continuum, 2008).
6. H. Bergson, Histoire de l’idée de temps: Cours au Collège de France 1902–1903 (Paris: PUF, 2016).
7. ‘He was thus one of the first entirely modern writers, preferring the center over the sphere,
sacrificing results for the discovery of their conditions, not writing in order to add one book to another,
but to make himself master of the point whence all books seemed to come, which, once found, would
exempt him from writing them.’ Blanchot, The Book to Come.
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Inigo Wilkins
Improbable Semantics: Picturing,
Signifying, and Musicking
Understanding a sentence lies nearer than one thinks to what is ordinarily called understanding a
musical theme.
— LUDWIG WITTGENSTEIN1
Far beyond a simple representation and performance of elementary sound events, music is a
narration of strong logical and geometric categories, or, at least: without such an intense
existentiality, music would never reach the status of a valid antiworld which takes us to an
autonomous time and space.
— GUERINO MAZZOLA2
In order to discuss the language of possible worlds, it is first necessary to
define what is meant by language, and this requires us to provide an account
of how communication and representation stand with regard to conceptual
thought, as well as to modal categories (i.e. possibility, necessity,
impossibility) and their determination (which would concern probability,
uncertainty, and risk). To do this we’ll draw on the Sellarsian distinction
between picturing and signifying, and see how it can be understood apropos
language evolution theory, cognitive science, and computationalism. The aim
will be to show how extralinguistic communicative practices such as music
are able to express possible worlds and to act as a conduit towards their
construction, while avoiding the tendency of such claims to fall into the myth
of the given.
Defining language means both providing demarcational criteria for
distinguishing between animal communication and properly linguistic
interactions, and constructing a satisfactory explanation that accounts for the
development of the latter from the former.3 The capacity for linguistic
thought simply did not exist in the possibility space of sentient life, and yet
early hominins, through the progressive elaboration of their Umweltic
taskspace,4 discovered or invented this unrestricted Welt—truly an ‘adjacent
possible’ in the animal phase space.5 We need then to identify the
discontinuity that marks the specificity of conceptual thought, while taking
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care not to downplay the continuity between animal communication and the
protolinguistically mediated ‘imaginative configuration of sense’ that would
give rise to rational thought.6
Sellars takes the concept of picturing from Wittgenstein’s Tractatus, where
it is defined in reference to music as well as language: ‘The gramophone
record, the musical thought, the score, the waves of sound, all stand to one
another in that pictorial internal relation, which holds between language and
the world.’7 Importantly, for Sellars, the picturing relation is not a direct
correspondence but a ‘relation between two relational systems’ constituting a
‘second order isomorphism’ or structure preserving transformation, as
analogised by the dissimilarity between the ‘wavy grooves’ of the record and
the ‘wiggly air’ that is produced by playing it, and which requires ‘rules of
projection’ that are internal to the representational system.8 Sellars considers
Hume to have produced the first philosophical account of the naturalistic
isomorphisms between sensory experiences and the objects of the physical
world, where the representational capacity of Humean impressions is built up
through constant conjunction operating at the level of statistical probabilities.
He stresses, however, that although such isomorphisms are ‘a necessary
condition for the intellect’s intentionality as signifying the real order’,
signification, which pertains to the normative-linguistic ‘order of
understanding’, should not be confused with picturing, which pertains to the
causal-naturalistic ‘order of being’.9
With regard to the specificity of signification, Sellars proposes a functional
role account of semantics in which the meaning of a word, or the truth of a
proposition, is not to be found in its relation to the world but in the internal
conditions, or normative rules, that define its proper use or interpretation.
Picturing constitutes an internal representation that captures causalnaturalistic uniformities or patterns in the world, a process that can be
understood from the ‘standpoint of the electronic engineer’ (here Sellars
gestures towards the nascent fields of information theory, cybernetics, and
computer science), while signification concerns the following of semantic
rules within the normative-linguistic domain or framework of intentionality,
where the latter is an entirely self-referential system that necessarily tracks
the former. As James O’Shea argues, this is summed up in his norm-nature
meta-principle: ‘espousal of principles is reflected in uniformities of
performance’.10 Sellars’s commitment to a synoptic integration of the
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manifest and scientific images is sustained in his discussion of language and
its relation to animal representation systems, since it provides the basis for
understanding their continuity on one side (the space of causes) while
maintaining their discontinuity from another (the space of reasons). The
continuity pertains to picturing and will be described by evolutionary theory
and ‘engineering’, while the discontinuity pertains to signification and will be
described by language entry-exit transitions.
Having outlined Sellars’s distinction, let us now see how it can be situated
within the field of language evolution theory. Darwin’s On the Origin of
Species (1859) purposely avoided any sustained speculation concerning the
origins of modern humans, since he knew it would meet with fierce
resistance. One of Darwin’s most forceful critics at this time, the linguist Max
Müller, devoted an entire lecture series to the repudiation of an evolutionary
account of man on the basis that ‘language is the Rubicon which divides man
from beast, and no animal will ever cross it’.11 Moreover, the cofounder of
evolutionary theory, Alfred Russell Wallace, argued in 1869 that the origins
of language could not be explained by the mechanisms of selection and
variation, since it displayed no adaptive advantages over simpler forms of
communication. Around this time a flush of theories attempting to account
for this evolutionary leap were proposed, but since speech leaves no traces in
the archaeological record, many were rather speculatively unhinged, and in
1866 the Linguistic Society of Paris therefore instituted a ban on theories of
the origins of language, following William Dwight Whitney’s dismissal of
any such attempt as ‘mere windy talk’ (a predicament that still besets the
subject today).
When Darwin published his second book The Descent of Man (1871), he
tackled these objections head on, devoting ten pages to theoretical conjecture
concerning the evolution of linguistic communication. As William Fitch
argues, many aspects of this account are remarkably prescient and not so far
removed from current debates: Darwin claimed that the cognitive capacities
of human ancestors must have been highly complex before the acquisition of
language, argued that language displayed a cluster of characteristics
demanding a multicomponent view of its development including both
biological and cultural elements (for example, likening vocal learning in
songbird subsong and infant babbling), and considered that speech could
have evolved from an earlier musical protolanguage.12
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When defining the specificity of human language within an evolutionary
perspective, many accounts still refer back to Charles Hockett’s description
of the ‘design features’ of animal communication. Hockett argues that
although many forms of animal communication display a certain number of
these features, only human language exhibits all of them.13 A staunch
behaviourist, Hockett brought together a stimulus-response account of
language acquisition (through association and analogy) with insights from
Shannon’s statistical theory of information, under an evolutionary
programme for a naturalistic theory of communication. His generalised
definition of communication concerns how an organism’s activity can trigger
behaviour in another organism, where this can be treated scientifically using
Shannon’s measure of the statistical dependency between a source and a
receiver (mutual information) without having to refer to purported mental
events that behaviourism had eliminated from consideration.
Although he does not refer to Hockett, Sellars’s discussion of ‘animal
representation systems’ in terms of statistical-probabilistic regularities is
almost certainly inspired by Hockett’s similar theory of ‘animal
communication systems’, and Carnap (with whom Sellars was in close
contact) explicitly drew on Hockett’s information-theoretic conception of
semantic noise in developing his theory of semantic information.14 Yet there
is certainly a marked difference in their accounts, firstly because Sellars
strongly distinguishes between picturing and signification, and secondly
because the notion of picturing points to the deficiencies of a purely
behaviourist approach by calling attention to the need for communication to
be supported by some kind of internal representation.15 Sellars’s reference to
the waggle dance of the honey bees in his discussion of picturing
nevertheless fails to account for the (computational) specificity of those
cognitive mechanisms that realise representation, and the problem is
exacerbated in Millikan’s claims that the bee dance displays intentionality
and truth conditional semantics, an argument that Rescorla dismantles.16 As
Reza Negarestani observes, Ruth Millikan (and to some extent Sellars) fall
for a ‘myth of the syntactic given’ in projecting syntactic structure (which
requires specific computational mechanisms) into causal-naturalistic
representational processes. Johanna Seibt develops a more cogent position
regarding the continuity, firstly by rejecting the Tractarian implications of
picturing (as isomorphisms rather than homeomorphisms) and describing the
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representative relation in terms of nonlinear causal processing, and then by
proposing that such animal representation systems can be thought instead as
exhibiting ‘low-grade’ normativity as distinct from the ‘high-grade’
normativity of signification.17
Although Hockett’s theory emphasises the continuity between animal
communication systems and human language, it strongly conflicts with recent
research into the evolutionary origins of language (i.e., the best accounts
available for such continuities). This highly cross-disciplinary field has
bloomed over the last two decades, and draws on a number of resources that
were not available to Hockett or Sellars (including contemporary genetics,
neuroscience, computational modelling, and new archaeological evidence).
The core problem lies in Hockett’s behaviourist stance and its natural alliance
with information theory, which leads him to focus on the signal medium and
structural characteristics of animal communication systems rather than the
underlying cognitive mechanisms that enable the functional realisation of
linguistic thought (increased capacity for memory and anticipation, hierarchic
and combinatorial cognition, abstraction, recursion, the construction of a
phenomenal self-model and phenomenal model of the intentionality
relation,18 theory of mind, metacognition, recursive mindreading, etc.), as
well as its social-interactive and artefactual elaboration (non-kin cooperation,
shared attention, imitation of complex ‘operational chains’,19 discretisation of
signifying units, systematisation of symbolic reference, formation of
syntactical rules).
Firstly, it should be noted that Hockett’s decision to restrict the analysis of
the origins of language to the vocal-auditory channel not only displays an
unacceptable bias toward the hearing population,20 but also closes off
important research paths (e.g. ‘gesture first’ theories of the origins of
language, which have become increasingly accepted within language
evolution theory),21 but furthermore fails to acknowledge the multimodality22
and channel plasticity of linguistic interaction.23 Secondly, the focus on
external linguistic behaviour (medium and structure) corresponds to a
phenetic classification of surface similarities between communication
systems that engenders misleading continuities (between the capacity for
‘displacement’ in human languages and in the waggle dance of honeybees,
for example) where a cladistic approach that attends to the functional
realisation of communication at cognitive, social, and technical levels
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uncovers far more convincing connections (between the arbitrariness and
semanticity displayed by human languages and similar cognitive capacities
evident in the gestural intelligence of other primates or the syntax
comprehension of bottlenose dolphins, for instance).24
From a Sellarsian perspective, a much better resource for providing
adequate demarcational criteria is to be found in the contemporary work of
Noam Chomsky. While his Syntactic Structures (1956) already took many of
the steps that he would later explain under the rubric of transformational
generative grammar, at this time Chomsky still adhered to behaviourist
principles, and the full implications of his revolutionary computationtheoretic approach (in particular, the inward shift towards cognition) were
only properly unpacked over the course of his rejection of Hockett’s
communication-theoretic linguistics.25
It was in repudiating such an approach that Chomsky thoroughly elaborated
the significance of his celebrated hierarchy of formal languages, and as a
corollary developed the position (held unwaveringly since 1960) that studies
of animal communication are entirely irrelevant to the field of linguistics and
would yield no insights into the origins of language.26
Chomsky argued that the ‘Markov process conception of language’ put
forth by Hockett was an irredeemably inadequate account, and showed that
the notion that words could be tied together like beads on a string by
appealing to statistical probabilities yielded what he called a ‘finite-state
grammar’ that could never match the generative complexity of actual
language use.27 Hockett’s ‘grammatical headquarters’ would require an
infinite amount of machinery if it were to be able to produce the kind of
grammatically correct yet highly improbable sentences that any language user
could generate, his famous example being ‘colorless green ideas sleep
furiously’.28 The intuitively plausible idea behind Hockett’s account—that the
transition from animal calls to language was a matter of gradually building up
structural complexity through probabilistic associations between a source and
receiver—was shown to be hopelessly misguided: there is a radical
discontinuity between the two orders that could only be accounted for by the
development of novel cognitive mechanisms capable of generative
transformational grammar.
Although Chomsky therefore demolishes the behaviouralist linguistics of
Hockett and Skinner, his theory nevertheless suffers from several problems of
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P. 209
its own. Firstly, it can be argued that the Universal Grammar it proposes as
an innate genetic endowment of all humans is an ethnocentric overgeneralisation of syntactic structures derived from the study of English and
Germanic languages, where a more thorough analysis of the diversity of
existing languages provides important exceptions to this supposed
universality (even under its ‘parametric’ interpretation).29 Secondly, besides
the putative universality of grammar, Chomsky’s claim for the innateness of
these syntactic structures was widely accepted owing to the ‘poverty of
stimulus argument’, which held that the ‘language stimuli that children are
exposed to are simply too noisy and incomplete to allow for reliable
understanding of language through induction’.30 There is however growing
consensus in developmental psychology that social interactions along with a
cluster of learning mechanisms provide a sufficient basis for the inductive
acquisition of language without requiring an innate grammatical blueprint.
Thirdly, the sharp discontinuity Chomsky presupposes (where syntax is
considered an ‘all or nothing’ affair) contradicts nearly every account in the
field of language evolution, and leads to some rather startling assertions, such
as the claim that the faculty of language resulted from a mutation in a single
individual and that its adaptive advantage lay in facilitating internal thought
rather than communication.
Chomsky has been opposed to any gradualist Darwinian account of
language evolution since his repudiation of Hockett in the late fifties, but the
contemporary surge in evolutionary linguistics has prompted him to outline
his position in more detail, and recent findings have compelled him to make
some significant modifications to his claims (for example, up until 2005 he
insisted that Neanderthals had no language but now considers this an open
question, and he has pushed back his estimate for the emergence of language
from 50,000 to up to 200,000 years ago).31 In the nineties, he developed the
‘minimalist program’ of linguistics, which pares down the syntactic
requirements for Universal Grammar to the highest level of abstraction so
that, in the ‘strong minimalist thesis’, it can be captured by a single
computationally efficient and ‘perfect’ operation, defined as set formation:
Merge.32 Merge is the ‘simplest computational operation’ since all other
computational procedures (e.g. concatenation) presuppose it, and it is
‘optimal’ since the dyadic combination of two syntactic objects (X and Y)
yields a new hierarchically structured syntactic object (the set {X, Y}) that
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does not specify any ordering and leaves them as unmodified atomic
elements available for further combinatorial operations. It can then be applied
recursively to such sets so that this basic computational procedure is capable
of constructing ‘an infinite array of hierarchically structured representations’.
Berwick and Chomsky’s claim is that ‘it is Merge that makes language
something more than an animal communication system, through its unique
property of allowing “infinite combinations of symbols” and therefore
“mental creation of possible worlds”’.33
Unsurprisingly, since Berwick and Chomsky vitiate most work in language
evolution theory, there have been a number of critical rejections of their
claims. Most notably, the saltationist account of the faculty of language is
generally held to have no evidentiary backing, and gradualist or
coevolutionary accounts are advanced instead; the notions of optimality,
efficiency, and perfection intrinsic to Merge are attacked as undefined
presuppositions; the strong distinction between animal communication
systems (captured by finite state grammars) and the discrete infinity of
language is held to be unfalsifiable; and the notion that ‘language evolved as
an instrument of thought’ with externalised communication serving only a
secondary function is most vehemently rebuffed. Although some of these
criticisms do indeed pose problems for Chomsky’s theory, they are not
insurmountable, and it is possible to maintain his syntactical demarcational
criteria for language while allowing for a greater continuity with
nonlinguistic communication.
Although Sellars’s remarks concerning the possibility of an evolutionary
explanation of logico-conceptual thought from animal representational
systems may seem close to Hockett, the sharp distinction he makes between
picturing and signification is much better explained by Chomsky’s focus on
the acquisition of syntactic rules and their computational realisation as
internal cognitive operations. Furthermore, while Chomsky’s argument that
the language faculty arose principally as a ‘tool for thought’ is anathema to
most work in language evolution, its emphasis on syntactically structured
language as facilitating a special kind of cognitive function rather than
merely expressing already existing perceptions, intentions, and volitions,
provides excellent scientific grounds for Sellars’s philosophical commitment
to intentional awareness as guided by language entry-exit transitions, and his
uncompromising attack on the myth of the given.
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As Chomsky points out, although humans and other primates have similar
auditory systems, there is a marked difference when it comes to auditory
cognition,34 so any account that emphasises the continuity between animal
communication and language will have to deal adequately with the
development of those distinctive cognitive capacities. Nevertheless, a
Sellarsian philosophy of language need not follow Chomsky’s genocentric
saltationist theory of its origins, since the step from picturing to signification
can be understood as having gradually emerged through a process of
artefactual elaboration. This is why a wider focus becomes appropriate,
taking in the evolutionary origins not just of language but also of music and
those other artefacts of symbolic culture, including mathematics and logic,
that are not shared by nonhuman animals. As Mukherji argues, the most
parsimonious account of the development of this ‘hominin set’ is that they
share a common origin and underlying computational principles.35 Indeed,
just like language, music is a ‘universal, species-specific capacity’, it can be
given a generative account,36 it has combinatorial symbolic and syntactic
structure,37 displays discrete infinity or unbound productivity, hierarchical
organisation and weak external control,38 has a rich and multilayered
semantics,39 and (pace Chomsky) exhibits recursion.40
Gary Tomlinson’s description of the bifurcative coevolution of language and
music as an artefactually elaborated biocultural epicyclic process explains not
only the emergence of a properly linguistic communication but also its
entanglement with ‘musicking’ and the preconceptual semiotic organisation
of sense.41 He argues that this occurred over a long period, ranging from
1,000,000 to 40,000 years ago, during which the indexical gesture calls
characteristic of nonhuman animal communication systems, where meaning
is conveyed by the emotive contours of the voice or hand, were on the one
hand gradually winnowed into repeatable phonemic units with specific
referents and increasing combinatorial ramification (i.e. rudimentary syntax),
and on the other hand vocalisations were freed up from the immediate task of
conveying signals (such as territorial marks, danger alerts, or fitness
displays), allowing for other communicative possibilities and cognitiveperceptual functions. For Tomlinson there is thus a ‘release from proximity’
both in the burgeoning complexity of protolanguage, with its increasing
capacity for referring to objects or ideas that may not be indexically copresent to the interaction (i.e. displacement), and in the social role of
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protomusic in the collective organisation of behaviour and meaning.
In Sellarsian terms we could say that protolanguage and protomusic
represent a transitional stage accompanied by the development of auditory
cognition and behavioural complexity, leading from indexically structured
pattern-governed awareness and communication, through a systematisation of
semiotics, towards rule-governed symbolically structured awareness.
Protomusic is different from the musicality of animal calls because in
protomusic soundmaking is freed from its immediate indexical function, and
begins to enter into its own generatively extensible space of meaningful
interaction. The biocultural coevolution of (proto)language and (proto)music
progressively enables both systems to refer to ‘that which is not’42 in two
very different ways: protolanguage enables an increasingly precise reference
to external states of affairs (which will ultimately lead to conceptually
structured phenomenological intentionality, with language proper arising
with symbolic culture and the development of syntactical rules), while
protomusic simultaneously becomes unburdened from the task of determinate
external reference and develops a purely internal form of signification
allowing for a ‘floating intentionality’ or play of meaning that increases
cognitive flexibility and facilitates cross-domain transfers through a process
of ‘representative redescription’.43
The reciprocal development or divergent actualisation of these two different
systems amounts to the construction of a social technology for the
organisation of sense not just at the level of co-present interactions, but also
by structuring the space of possibility of thought and behaviour itself. In the
terminology of Bloch, then, what we see here is the emergence of a
transcendental sociality that differs from the transactional sociality of other
intelligent animals: for example, the status of a shaman, a midwife, or a hunt
leader is different in kind from that of an alpha male in a primate group since
the social role that the former occupy transcends any co-present interaction in
which they take part.44 This shift away from co-presence is at the root of
normativity, then, and all those developments that spring from it (including
positive aspects such as the flowering of human culture and the capacity for
critical thought, and negative aspects such as ritualised violence and
oppressive socially instituted power relations). Both protolanguage and
protomusic progressively diversify and organise meaning through the use of
sound as a qualitative material that constructs or maintains a rule-bound (and
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P. 213
rule-breaking) form of social organisation.
This protoconceptual capacity for negation, which allows for the structuring
of sociality beyond immediate presence, is presupposed by the emergence of
logico-conceptual thought proper. With the ‘release from proximity’ enabled
by such a development, the present sense of uncertainty that is characteristic
of an animal’s vigilance to predation is both lessened (owing to increased
cognitive control and behavioural flexibility) and extended by an increasing
capacity for complex imagination and thus uncertainty concerning what is not
present (e.g. possible gods and demons). Crucially, this transcendental
negativity allows early hominins to use ‘that which is not’ in order to change
the present conditions of uncertainty. Without falling foul of Chomsky’s
critique of the gradual accumulation of structural complexity, we can then
envisage how the artefactual diversification of protoconceptual indexical
signs and their systematic organisation according to rudimentary syntactical
rules led to the development of the concept proper and its logical inferential
framework.
The artefactual elaboration of language can then be envisaged as a
transition from the weakly systematised indexicality and recursive
generativity of ancient hominin communications to the fully systematic
symbolic cultures that followed, and ultimately to the conventions of written
language and the formal operations of logic and mathematics that make
computing possible, and which in turn allow for the reverse engineering of
mind in artificial intelligence. The evolution of conceptual thought is
therefore bound up with, and inseparable from, the nonconceptual
heterogenesis of sense, where the latter must be understood as being
amplified through its entry into a positive feedback loop with the essentially
formal systems of the hominin set.45 Whether it is Chomsky who is correct in
arguing that syntax arose all at once in a single mutation, or it is gradualist
evolutionary accounts such as Progovac’s which argue for a paratactic
protosyntax, or the truth is more along the lines of Tomlinson’s biocultural
coevolutionary theory, only an animal with grammar can generate unlimited
possible sentences, and it is only rule following, or truth taking and making,
that enables the organisation of thought and behaviour according to the
propositional form of judgment and its attendant alethic modalities: actuality,
possibility, necessity, and impossibility. Musicking is not just parasitically
enabled by this transition, it is instrumental in the development of the
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P. 214
cognitive and social capacities to think possible worlds.
Though these early protomusical gestures and protolinguistic utterances are
transient sounds that do not themselves survive beyond their vocalisation, we
can infer their development from the archaeological record, and there are two
artefacts in particular that point to a threshold change in the evolution of
intelligence: Firstly, a Neanderthal bone flute dating back to around 43,000
years ago (before any of the earliest evidence of cave painting), known as the
‘Divje Babe flute’, which not only demonstrates that auditory cognition in the
hominin line had reached a highly evolved capacity for hierarchical and
combinatorial organization, as well as abstraction, generalization, and
systematicity, that far exceeds any other animals, but also supplies evidence
for the beginnings of a process whereby those capabilities were bootstrapped
by their artefactual elaboration in systems allowing for the discrete control
and quantitative measurement of qualitative analogical phenomena.46
Secondly, the ‘Lion Man’, a sculpted figurine depicting a half-man halflion chimera, dating back to between 35,000 to 40,000 years ago, indexes the
development of a robust capacity for the stabilisation and externalisation of
the imaginative flux of sense, enabling a second-degree causal reasoning that
employs counterfactuals both for determinate task-related ends and for
spiritual reflection or metaphysical speculation (which we might call local
and global causal inference respectively). Judea Pearl asserts that it is the
development of advanced causal reasoning that was the major factor in the
sudden growth of human intelligence and its (rapaciously destructive)
domination of every corner of the world.47 As he explains, reasoning about
causes is achieved by imaginatively inferring a set of possibilities and
tinkering with the world in order to answer how and why questions regarding
structural components and functional properties. Such a counterfactually
enabled process of hypothesis formation and testing is thus what allows for a
practical and theoretical elaboration of possible worlds at both the empirical
and transcendental level. As Reza Negarestani asserts, it is the acquisition of
symbolically and syntactically structured language that engenders the
capacity for a systematic organisation of indexically structured patterngoverned awareness, and the counterfactual elaboration of thought,
perception, and action.48
Many millennia of causal reasoning followed (an incredibly short time in
evolutionary terms, thus necessitating, further to a biocultural coevolutionary
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P. 215
framework, a historical analysis in terms of ‘sociogenic’ processes, at least
from this point)49 in various more or less locally circumscribed cultures,
during which this practical and theoretical elaboration continued apace across
multiple symbolically structured domains (language, mathematics, logic,
science, art, etc.) cumulatively adding to the inherited cultural archive that
constitutes our artefactually constructed intelligence. What remains relatively
invariant over this historical period, with the diverse blossoming of
knowledge in different geographical regions, is a separation between what
could be understood and explained within the framework of anthropically
available causal processes (and interventionally tinkered with) and what
remained the province of chance, fate, or the gods. Of course, during this
time various techniques for navigating chance were developed—methods of
divination and astrology, for example. However, it was not until around four
hundred years ago—not coincidentally, around the same time as the
colonially fuelled emergence of capitalism—that the mathematical treatment
of probability allowed for the formalisation of uncertainty and the objective
calculation of risk.
As Ian Hacking argues, the triumph of probability theory and statistical
analysis over the classical image of deterministic necessity represented
neither a diminution of scientific knowledge nor a decline in the capacity to
regulate and manipulate nature, but both a massive expansion of the
explanatory-descriptive power of science and a prodigious escalation of
technologies of social control.50 Pearl notes that the development of statistics
as a science began with causal questions such as Francis Galton’s inquiry into
the hereditary nature of intelligence (motivated by racist beliefs), and ended
up (following Humean convictions) in rejecting the notion of cause as
metaphysics. Instead of asserting a causal connection, the science of statistics
concentrated purely on facts of the matter (data, or givens) and an ongoing
inductive assessment of the strengths of association between variables.
Causal connection could then be redefined, without reference to the
empirically problematic notion of cause, as follows: if x then y with
probability 1. We should recall that this gesture was recapitulated in the
statistical-behaviourist framework of Hockett’s linguistic theory, and that
Chomsky’s repudiation of this move was the spark that ignited the cognitive
revolution in linguistics.51
In order to understand this shift and its contemporary repercussions, we
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P. 216
need to contextualise it in relation to the new understanding of information
that was constructed at the beginning of the twentieth century. Information
had previously been a nebulous concept bound up with diverse objects and
their meanings, but at this point it was given a precise mathematical
definition with regard to its transmission (Shannon) and elaboration (Turing).
Both Shannon’s and Turing’s accounts provide a completely new
understanding of information, where it is conceived in formal terms as
independent both from its material realisation in a given medium and from its
semantic interpretation.52 Shannon’s definition follows from the technological
implementation of probability theory and statistical induction while Turing’s
follows from formal logico-mathematical rules or recursive functions. Both
represent major advances in knowledge that would lead to huge technological
and social transformations, but the purposely and necessarily restricted
notions of information that they propose give rise to ideological distortions
when they are extended to domains which they were not intended to cover
(e.g. the biological, social, or economic), and both are bound up with and
facilitate a new form of social control. Neither cover the full sense of
information, which must further include semantic interpretation and linguistic
interaction. But as we shall see, it is possible and indeed necessary to achieve
a computational understanding of these.
A certain sense of possible worlds, albeit a limited one, emerges from the
application of the probability calculus in the calculation of risk, the statistical
analysis of data, and the transmission and computation of information. One
might say that the language of possible worlds in this restricted sense is the
language that Capital speaks—it is the language of insurance and
(neo)colonial ventures, speculative finance and the derivatives market, Big
Data and AI (e.g. ethical choice trees for self-driving cars), the language that
denies and prevents the construction of alternative worlds. Pearl’s argument
is that current AI (including the rapid advance of neural nets, in which he
played a prominent role) has been based on the success of this statistical
paradigm, in which probabilistic analysis is taken to supplant the need for
causal analysis (i.e. theory or hypothesis generation), and that as a
consequence it is not yet able to tell the difference between statistical
correlations and causal connections. This is a necessary distinction for any
intelligent agent (in the Kantian sense of agency as defined by self-reflexive
responsibility for action) since it concerns the regulation of behaviour
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P. 217
according to the difference between observing or imagining an event and
making it happen, or between being probabilistically correlated with certain
causal regularities and causally contributing to those regularities, and
between the causal regularity itself and the causal consequences that follow
from it, not to mention its social-interactive significance, which would
require full-blown logico-conceptual intelligence and historically situated
understanding.
At this point we should interrogate the generalised notion of probability
that informs many current computationalist models of cognition (and parallel
developments in AI) and distinguish, as Carnap did, between two different
senses of the term: probability1 refers to the degree of confirmation that some
evidence (e) provides for a hypothesis (H); probability2 refers to the relative
frequency of an event over a random series.53 The probability2 of receiving a
full house in poker is an objective quantity independent of belief or any
particular outcome, while the probability1 that a certain player has such a
hand given their slight smirk concerns degree of belief relative to theoretical
framework and available evidence (where the probability is a matter of
inductive logic and is independent of the player’s actual cards).
The latest turn in cognitive science, called predictive processing (PP)
philosophy, is inspired by the recent success of neural nets, and understands
cognitive systems as predictively tracking the causal structure of the world
through the continuous calibration of a generative model of its estimated
dynamics within a bidirectional (top-down and bottom-up) hierarchically
nested architecture of Bayesian priors and hyperpriors.54 Any deviations from
expectation are registered as prediction error signals and ascend through the
hierarchy until they are ‘explained away’, so that the function of cognition is
long-term average prediction error minimisation, and the content of
experience is an inferentially ‘controlled hallucination’ synthetically woven
from the current best top-down statistical hypotheses and its precision
weighted interplay with the ongoing bottom-up stream of sensory input.
Many PP accounts take Kant as their philosophical antecedent, most
notably in the ‘Copernican turn’ which shifts from the image of the mind as
passively receiving structured sensory impressions like a wax seal, to that of
the mind as an active (top-down) ‘structuring or configuring point’55 that
constitutes the phenomenon through the projection of transcendental rules
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P. 218
that are not derived from experience (pace Hume, and Flores’s PP account of
Hume).56 The transcendental framework of cognition can further be
understood in terms of priors and hyperpriors (e.g. form of space and time,
unity of apperception), and perceptual schemata as generative models
functioning through ‘analysis by synthesis’.57 Another important precursor
here is Helmholtz, who operationalised Kantian philosophy for a new science
of perception,58 in particular his notion of perception as hypothesis generation
and testing (unconscious inference) and his discussion of kinaesthetic
modifications, which partially anticipates the concept of ‘active inference’ in
PP (i.e., the way in which active movement can be recruited for uncertainty
reduction).59 Seth argues that the emphasis on homeostasis and double-loop
predictive control in Ashby’s cybernetics provides a more developed
predecessor for the notion of active inference, for Friston’s free energy
principle (FEP), and for what he calls the ‘counterfactually equipped
predictive model’ linking potential actions to expected sensory
consequences.60 At this point it should be noted that not only does the
computationalist account of mind put forward by cognitive science vitiate the
behaviourist perspective of Hockett and Skinner, but for PP in particular,
simuli precede and exceed stimuli for any cognitive system. In the case of
linguistically enabled thought, those simuli are made available for explicit
cognitive control and counterfactual reasoning.
Finally, Sellars’s conception of picturing has also been advanced as
anticipating elements of PP.61 That Sellars’s picturing theory moves beyond
behaviourist principles and towards probabilistically structured internal
representations seems clear, however his vague nod towards ‘engineering’
hardly constitutes a compelling prototype theory of PP. Nevertheless, it is his
distinction between such an information-theoretic or cybernetic notion of
picturing and the normative-linguistic or rule-governed domain of
signification that remains pertinent, precisely because it points to serious
limitations in PP’s explanatory-descriptive purchase on the wider world of
social-interactive thought (i.e. beyond its theorisation in terms of
neurocomputational cognitive processes). Accounting for the rule-governed
specificity of signification (both in language and in musicking) does not
mean rejecting computationalist accounts of cognition or naturalistic
explanations of their evolution, it rather requires transforming our
understanding of both along artefactual lines.
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P. 219
Semantics and syntax are barely discussed in PP, partly because it shifts
from older computational models of cognition in several ways that align with
developments in neural nets, so that neurocomputation is no longer seen as
symbol manipulation but as a hierarchically nested generative model in
which there is a continuum between perception, cognition, and action. All
three are processed in a nonmodular ‘common language’ (predictive coding)
and there is a pervasive cognitive penetrability of perception, in contrast with
the domain-specific proprietary languages of the modularity of mind thesis
(which is a central assumption of Chomsky’s ‘language faculty’). In order to
understand how semantics is figured in PP, it is helpful to shift focus to the
wider paradigm of compression that informs the notion of the generative
model. This is best summed up in Baum’s assertion that ‘semantics comes
from compression, from Occam’s razor. If one compresses enough data into a
small representation, the representation captures real semantics, real meaning
about the world’.62 Baum goes on to explain such compression in terms of
Bayesian induction and the notion of minimum description length formulated
in algorithmic information theory. It is further explained by Tishby’s
‘information bottleneck theory’, which uses information-theoretic
mathematics (against Shannon’s original bracketing of semantics) to describe
such compact representations as abstracting and generalising over its
predictive objects through the extraction of a minimal sufficient statistic that
‘forgets’ irrelevant information (where the latter may also be explained by
drawing on renormalisation group theory).63
The problem with such accounts, and with the PP framework, is that they
confuse natural and non-natural semantics, or representation and
signification, as well as the different senses of probability distinguished by
Carnap. This failure is crucial when it comes to the application of such
mathematical models, and their implementation in neural net technologies, at
the social level. When these models are used for correctly classifying dog
images or for generating classical piano music the consequences are
relatively innocuous, but the distinction between relevant and irrelevant
details has political implications at the social level (for example, in
algorithmic procedures regulating social media content, or in predictive
policing)—these cannot be understood in the terms of probability2 alone since
the pertinent observed regularities refer to normative attitudes and beliefs,
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P. 220
and to socially constructed categories.64 In making probability1 calculations,
current AI, or algorithmic governance, while presented as neutral, may often
perpetuate socially embedded forms of domination and oppression, and
precisely begs the question as to which theoretical framework and evidence
the inductive generalisation ought to be relative to.
Compression is a powerful way of understanding how representational
functions capture uniformities, and also how language abstracts and
generalises over a broad range of phenomena and thus ‘reduces the size of the
agent’s internal model while increasing its complexity’;65 this can be further
specified in terms of the duality of compression and regularity formalised in
Solomonoff’s computational account of inductive inference.66 However, just
as Sellars distinguishes picturing and signification, so we must also
distinguish prediction from description and explanation, where the latter must
be understood not merely in terms of compression, but as the construction of
new theoretical frameworks that selectively organise those compact
representations.
More recent work in PP and in AI has begun to approach the oversight of
linguistically structured intelligence, yet it remains entrenched in a
generalised Bayesianism that fails to recognise the specificity of theoretical
construction as opposed to probabilistic mapping. At the practical level, steps
are being taken to mitigate the unaccountability and opacity of deep learning
by providing a linguistic interface to its black-box operations (XAI), however
there are major challenges not merely at the level of interpretability, but also
in terms of ethical responsibility and malicious manipulation. Ultimately,
conclusive solutions for such problems cannot be provided since they operate
at the political and therefore historical level.67 It has also been recognised that
despite recent advances in deep learning, the kind of compact representations
they are capable of generating are tied to task-specific goals, and DNNs have
a limited capacity for transferring learning across different contexts, while
human learning is massively facilitated by the construction of ‘generalpurpose reusable representations’. Attempts are therefore being made to unify
deep learning capabilities with those of symbolic AI, using ‘an end-to-end
differentiable neural network architecture that builds in propositional,
relational priors in much the same way that a convolutional network builds in
spatial and locality priors’.68 The notion that all cognition is simply prior
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P. 221
expectation seems fatalistically mired in the reproduction of already given
perspectives, as if the possible worlds over which thought ranges are some
kind of algorithmically generated Westworld-style simulation wherein the
appearance of novelty is always depressingly scripted.
At the theoretical level, Lupyan and Clark, for example, argue that within
the PP framework language serves as a ‘domain-general prior-setting tool’ or
‘flexible “programming language” for the mind’.69 This goes some way
towards an understanding of how language transforms the conditions of
cognition, but since it maintains the image of thought as facilitating
homeostatic control by predictively tracking statistical probabilities, it does
not grasp the way in which normative-linguistic thought constructs (rather
than tracks) its own conditions and is therefore essentially historical in a
sense that lies outside of any kind of probability estimation. The power of the
concept, as opposed to the picture, lies not just in its general-purpose and
reusable flexibility, but in its entry into social-interactive historical discursive
ramifications of meaning. In Sellarsian terms, picturing may permit labelling,
but language enables description, where the latter is not just flexible across
given learning contexts but also has consequences and entailments that can be
discursively unpacked, and leads to the overturning of contingent historical
givens and the generation of entirely novel contexts for perception,
conception, and action. Though it provides an excellent account of cognition,
PP as it stands remains restricted to an individualistic and conservative
perspective and is therefore unable to think language not merely as a
powerful ‘artificial context’ for uncertainty reduction, but as a socialinteractive logico-computational process in itself, which has the capacity to
construct unprecedented, entirely improbable, and yet possible worlds.
It is important to recognise that this emphasis on intelligence as
linguistically enabled does not mean that the transformative power of thought
lies solely in the discursive ‘space of reasons’. One advantage of the PP
account is its acknowledgment of bidirectional inferential processes
throughout perception, conception, and action, and this can give further
support to Sellars’s conception of the framework of intentionality in terms of
language entry-exit transitions, or the way in which all perception is suffused
with conception, but several linked claims must be made here: Although
sensory states may nonconceptually picture the ‘compact structure’ of the
world, the intentional awareness of a phenomenon as x relies on and occurs
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P. 222
within the normative-linguistic order of signification (to claim otherwise is to
fall for the myth of the given). Nevertheless, the logical distinction that
Sellars makes between picturing and signifying does not hold in practice,
either at the level of the cognitive scientific description of perception (where
there is a pervasive cognitive penetrability of perception), or at the level of
phenomenological experience (for example in the act of listening). The
condition of possibility of thought, i.e. the transcendental framing of the
phenomenon, is constrained at multiple levels (materially and biologically
but also socially and historically, and through processes of subjectivation),
but these constraints are open to transformation at all of these levels, i.e. not
just through propositionally structured reasons. Shifts in transcendental
perspective, or trans-umweltic variations, are linguistically enabled but not
exclusively logico-conceptual in origin.70
Besides pragmatic discoveries, there are numerous examples of musical
practices that have induced such shifts, and that not only express an ‘antiworld’ that escapes ‘the physical “tyranny” of real time’,71 but act as a
‘conduit through which a world can emerge’.72 There are too many to
mention, but just to make the assertion concrete, here are a few examples of
music that has brought forth worlds that previously did not exist: Halim ElDabh’s ‘The Expression of Zaar’, Cecil Taylor’s ‘Unit Structures’, Eliane
Radigue’s ‘Vice Versa, etc.’, Iannis Xenakis’s ‘Gendy3’, Sun Ra’s ‘The
Futuristic Worlds of Sun Ra’, Autechre’s ‘Chiastic Slide’, Florian Hecker’s
‘Acid in the Style of David Tudor’, Ursula Le Guin and Todd Barton’s
‘Music and Poetry of the Kesh’, Maryanne Amacher’s ‘Sound Characters’,
and Zuli’s ‘Terminal’. Musicking is different from the musicality of other
animals because music belongs to the order of signification, even though its
significance is to be differentiated from language (its syntax and semantics
have distinctive self-referential characteristics and it displays a ‘floating
intentionality’). Neither language nor music express already existing
thoughts, they engage specific computational capacities and constitute
definite modes of thinking having to do with the rule-governed organisation
of pattern-governed regularities and the construction of alternative worlds. As
Negarestani says, ‘sound engineering as worldmaking is tantamount to an
emancipatory position […] The “world” of my experience is only real to the
extent that it enables me to postulate and imagine new worlds—worlds that
may be impossible, but can be rendered possible, or worlds that are possible,
amanda-beech-construction-site-for-possible-worlds-1Robin Mackay / text
P. 223
but can be made actual.’73
1. L. Wittgenstein, Philosophical Investigations (London: Macmillan, 1953)
2. G. Mazzola, The Topos of Music: Geometric Logic of Concepts, Theory, and Performance (Berlin:
Birkhäuser, 2002), 933.
3. D. Sacilotto, ‘A Thought Disincarnate’, Glass Bead 1, ‘Logic Gate: The Politics of the Artifactual
Mind’ (2017) (Research Platform) <http://www.glass-bead.org/>.
4. G. Tomlinson, A Million Years of Music: The Emergence of Human Modernity (Cambridge, MA:
MIT Press, 2015).
5. L.B. Puntel, Structure and Being (University Park, PA: Pennsylvania State University Press, 2008),
276. G. Longo, M. Montévil, and S. Kauffman, ‘No Entailing Laws, but Enablement in the Evolution
of the Biosphere’. Invited Paper, Genetic and Evolutionary Computation Conference, GECCO ’12, 7–
11 July 2012, Philadelphia; proceedings, ACM 2012.
6. G. Longo, ‘Information at the Threshold of Interpretation, Science as Human Construction of Sense’,
in M. Bertolaso and F. Sterpetti (eds.), Will Science Remain Human? (Berlin: Springer, 2018).
7. L. Wittgenstein, Tractatus Logico-Philosophicus (London: Routledge and Kegan Paul, 1922), 65
(4.014).
8. W. Sellars, Science, Perception and Reality (London and New York: Routledge and Kegan Paul,
1963), 215; W. Sellars, Science and Metaphysics: Variations on Kantian Themes (London and New
York: Routledge & Kegan Paul, 1978).
9. Sellars, Science, Perception and Reality, 50.
10. J.R. O’Shea, Wilfrid Sellars: Naturalism with a Normative Turn (Cambridge: Polity, 2007); Sellars,
Science, Perception and Reality, 216.
11. W.T. Fitch, The Evolution of Language (Cambridge: Cambridge University Press, 2010), 395.
12. Ibid.
13. His initial proposal listed seven ‘key properties of language’, and this is expanded to thirteen
‘design features’ in his immensely popular and influential paper ‘The Origins of Speech’, and later
supplemented with another three features, bringing the total list to sixteen, including: vocal-auditory
channel, broadcast transmission and directional transmission, transitoriness, interchangeability, total
feedback, specialisation, semanticity, arbitrariness, discreteness, displacement, productivity, traditional
transmission, duality of patterning, prevarication, reflexiveness, and learnability. C.F. Hockett, A
Course in Modern Linguistics (London: Macmillan, 1958); C.F. Hockett, ‘The Origin of Speech’,
Scientific American 203 (1960), 88–111; C.F. Hockett and S.A. Altmann, ‘A Note on Design Features’,
amanda-beech-construction-site-for-possible-worlds-1Robin Mackay / text
P. 224
in T. Sebeok (ed.), Animal Communication: Techniques of Study and Results of Research (Indianapolis:
Indiana University Press, 1968), 61–72.
14. C.F. Hockett, ‘An Approach to the Quantification of Semantic Noise’, Philosophy of Science 19:4
(1952), 257–60; R. Carnap and Y. Bar-Hillel, An Outline of a Theory of Semantic Information
(Cambridge, MA: Research Laboratory of Electronics, MIT, 1952).
15. C. Sachs, ‘In Defense of Picturing: Sellars Philosophy of Mind and Cognitive Neuroscience’,
Phenomenology and the Cognitive Sciences 18:4 (2019), 669–89.
16. Sellars, In the Space of Reasons. 283; R. Millikan, ‘On Reading Signs: Some Differences Between
Us and the Others’, in D. K. Oller and U. Griebel (eds.), Evolution of Communication Systems: A
Comparative Approach (Cambridge, MA: MIT Press, 2004): M. Rescorla, ‘Millikan on Honeybee
Navigation and Communication’, in D. Ryder, J. Kingsbury and K. Williford (eds.), Millikan and Her
Critics (New York: John Wiley & Sons, 2012).
17. J. Seibt, ‘Functions Between Reasons and Causes: On Picturing’, in W.A. de Vries (ed.),
Empiricism, Perceptual Knowledge, Normativity, and Realism (Oxford: Oxford University Press,
2009).
18. T. Metzinger, Being No-One: The Self-Model Theory of Subjectivity (Cambridge, MA: MIT Press,
2004).
19. A. Leroi-Gourhan, Le Geste et La Parole (Paris: Albin Michel, 1964).
20. Communication by sign language accounts for a significant proportion of any population (e.g. in
India there are around 1.5 million signers); sign languages independently developed in many different
locations (many more than the 121 different documented sign languages), they are processed using the
same specialised brain structures as spoken languages, have parallel aphasias, display duality between
cenematic and plerematic planes, have similar developmental trajectories (e.g. infant babbling), and
require complex hierarchic and combinatorial cognition. N. Evans and S.C. Levinson, ‘The Myth of
Language Universals: Language Diversity and its Importance for Cognitive Science’, Behavioral and
Brain Sciences 32:5 (2009), 429–48; discussion 448–94.
21. M.C. Corballis, From Hand to Mouth: The Origins of Language (Princeton, NJ: Princeton
University Press, 2002); M.A. Arbib, ‘From Monkey-like Action Recognition to Human Language: An
Evolutionary Framework for Neurolinguistics’, Behavioral and Brain Sciences 28 (2005), 105–67.
22. For example, co-speech gesture and facial expression play important roles in communicating
linguistic content.
23. Examples of languages using other channels include: writing, whistled languages, sign languages,
and tactile linguistic systems such as the Tadoma method.
24. V.M. Janik, ‘Cognitive Skills in Bottlenose Dolphin Communication’, Trends in Cognitive Science
17:4 (2013), 157–9; S. Wacewicz and P. Zywiczynski, ‘Language Evolution: Why Hockett’s Design
amanda-beech-construction-site-for-possible-worlds-1Robin Mackay / text
P. 225
Features are a Non-Starter’, Biosemiotics 8:1 (2015), 29–46.
25. G. Radick, ‘The Unmaking of a Modern Synthesis: Noam Chomsky, Charles Hockett, and the
Politics of Behaviorism, 1955–1965’, Isis 107:1 (March 2016), 49–73.
26. While already described in his Logical Structure of Linguistic Theory, completed in 1955, it was
not the central plank in his argument and only featured in an appendix to a chapter on phrase structure.
Radick, ‘The Unmaking of a Modern Synthesis’.
27. N. Chomsky, Syntactic Structures (The Hague: Mouton, 1957).
28. N. Chomsky, ‘Review of C.F. Hockett, A Manual of Phonology’, Int. J. Amer. Ling. 23 (1957),
223–34.
29. As Evans and Levinson argue, these are not just superficial differences that can be brushed aside by
appealing to a more fundamental grammatical bedrock, but fatal blows both to the universality claim
and to the innateness claim. Evans and Levinson, ‘The Myth of Language Universals’.
30. C. Kliesch, ‘Making Sense of Syntax—Innate or Acquired? Contrasting Universal Grammar With
Other Approaches to Language Acquisition’, Journal of European Psychology Students 3:1 (2012), 88–
94, <http://doi.org/10.5334/jeps.au>; N. Chater and M.H. Christiansen, ‘Language Acquisition Meets
Language Evolution’, Cognitive Science 34:7 (2009), 1131–1157.
31. R.C. Berwick and N. Chomsky, Why Only Us: Language and Evolution (Cambridge, MA: MIT
Press, 2015); N. Chomsky, ‘Three Factors in Language Design’, Linguistic Inquiry 36 (2005).
32. N. Chomsky, ‘A Minimalist Program for Linguistic Theory’, MIT Occasional Papers in Linguistics
1
(1993).
33. Berwick and Chomsky, Why Only Us.
34. ‘[A]pes with approximately the same auditory system hear only noise when language is produced,
though a newborn human infant instantly extracts language-relevant data from the noisy environment.’
Berwick and Chomsky, Why Only Us.
35. N. Mukherji, The Primacy of Grammar (Cambridge, MA: MIT Press/Bradford Books, 2010), 189.
36. GTTM was originally restricted to Western classical music but has since been elaborated and
extended to other practices. F. Lerdahl, and R. Jackendoff, A Generative Theory of Tonal Music
(Cambridge, MA: MIT Press, 1983).
37. Musical sounds do not have precise external referents in the way in which linguistic symbols do,
but it can be argued that musicking not only shares with linguistically structured cognition the property
of enabling the systematised organisation of indexical signs, but also that it was a crucial facilitator of
this development.
amanda-beech-construction-site-for-possible-worlds-1Robin Mackay / text
P. 226
38. ‘[E]nvironmental conditions strongly influence the properties of perceptual systems; they only
weakly influence, if at all, the properties of the language and the musical systems.’ Mukherji, Primacy
of Grammar, 196.
39. Mazzola, Topos of Music.
40. Although Chomsky, Hauser, and Fitch agree that music displays an unbound productivity they do
not think it exhibits recursion. Mukherji disagrees, and shows how this is evident in the Indian raaga
system, which ‘crucially depends on the experienced listener’s ability to periodically recover versions
of the same chalan (progressions typical to specific raagas) and bandish (melodic themes specially
designed to highlight the tonal structure of a raaga) through ever-growing phrasal complexity and at
varying pitch levels.’ Mukherji, Primacy of Grammar, 211.
41. G. Tomlinson, A Million Years of Music: The Emergence of Human Modernity (Cambridge, MA:
MIT Press, 2015).
42. R. Brassier, ‘That Which Is Not: Philosophy as Entwinement of Truth and Negativity’, Stasis 1
(2013), 174–86.
43. I. Cross, ‘Is Music the Most Important Thing We Ever Did? Music, Development and Evolution’,
in S.W. Yi (ed.), Music, Mind and Science (Seoul: Seoul National University Press, 1999).
44. M. Bloch, ‘Why Religion Is Nothing Special But Is Central’, Philosophical Transactions of The
Royal Society B: Biological Sciences 363:1499 (2008), 2055–61.
45. A. Sarti, G. Citti and D. Piotrowski, ‘Differential Heterogenesis and the Emergence of Semiotic
Function’, Semiotica, August 2019.
46. Whether the Divje Babe artefact is actually a flute, and whether it was made by Neanderthals are
still matters of some controversy, but Tomlinson argues that musicking precedes symbolic thought, and
evolved among several coexisting hominin species. He points to a similar artefact called the ‘Swabian
pipes’ (around 40,000 years old) which also predates the ‘cultural explosion’ associated with the
emergence of symbolic culture.
47. J. Pearl and D. Mackenzie, The Book of Why: The New Science of Cause and Effect (London:
Penguin, 2019).
48. R. Negarestani, Intelligence and Spirit (Falmouth and New York: Urbanomic/Sequence Press,
2017), 301–12.
49. F. Fanon, Black Skin White Masks (New York: Grove Press, 1967); S. Wynter, ‘Towards the
Sociogenic Principle: Fanon, The Puzzle of Conscious Experience, of “Identity” and What it’s Like to
be “Black”’, in M.F. Duran-Cogan and A. Gomez-Moriana, National Identities and Sociopolitical
Changes in Latin America (New York: Routledge, 2001).
50. I. Hacking, The Taming of Chance (Cambridge: Cambridge University Press, 1990).
amanda-beech-construction-site-for-possible-worlds-1Robin Mackay / text
P. 227
51. ‘It is natural to understand [grammatically] “possible” as meaning “highly probable” […] [and to
replace] “zero probability, and all extremely low probabilities, by impossible, and all higher
probabilities by possible” […] [but] there appears to be no particular relation between order of
approximation and grammaticalness […] [and] we are forced to conclude that grammar is autonomous
and independent of meaning, and that probabilistic models give no particular insight into some of the
basic problems of syntactic structure.’ Chomsky, Syntactic Structures, 17.
52. A.M. Soto, G. Longo, and D. Noble (eds.), Progress in Biophysics and Molecular Biology 122:1,
special issue ‘From the Century of the Genome to the Century of the Organism: New Theoretical
Approaches’ (2016).
53. R. Carnap, Logical Foundations of Probability (Chicago: University of Chicago Press, 1950).
54. T. Metzinger, and W. Wiese (eds.), Philosophy and Predictive Processing (Frankfurt am Main:
MIND Group, 2017).
55. Negarestani, Intelligence and Spirit, 49.
56. K. Flores, Metavariations on Prediction and Imagination: A Response to Fodor’s Hume Variations
(Portland, OR: Portland State University, 2014).
57. L.R. Swanson, ‘The Predictive Processing Paradigm Has Roots in Kant’, Front. Syst. Neurosci.
10:79 (2016). doi: 10.3389/fnsys.2016.00079.
58. T. Lenoir, ‘Operationalizing Kant’, in M. Friedman and A. Nordmann (eds.), The Kantian Legacy
in Nineteenth Century Science (Cambridge, MA: MIT Press, 2016).
59. M. Sheets-Johnstone, The Primacy of Movement (Amsterdam: John Benjamins, second edition
2011).
60. ‘Biological systems act on the environment and can sample it selectively to avoid phase-transitions
that will irreversibly alter their structure. This adaptive exchange can be formalised in terms of free
energy minimisation, in which both the behaviour of the organism and its internal configuration
minimise its free energy.’ K. Friston ‘Life as We Know It’, Journal of the Royal Society, Interface 10:
20130475 (2013), <http://dx.doi.org/10.1098/rsif.2013.0475>; A.K. Seth, ‘The Cybernetic Bayesian
Brain—From Interoceptive Inference to Sensorimotor Contingencies’, in T. Metzinger and J. M. Windt
(eds.), Open MIND: 35 (T) (Frankfurt am Main: MIND Group, 2015).
61. Sachs, ‘In Defense of Picturing’.
62. E.B. Baum, What is Thought? (Cambridge, MA: MIT Press, 2004), 102.
63. N. Tishby and N. Zaslavsky, ‘Deep Learning and the Information Bottleneck Principle’ (2015),
arXiv:1503.02406. ‘The central goal of RG is to extract relevant features of a physical system for
describing phenomena at large length scales by integrating out (i.e. marginalizing over) short distance
degrees of freedom.’ P. Mehta and D.J. Schwab, ‘An Exact Mapping Between the Variational
amanda-beech-construction-site-for-possible-worlds-1Robin Mackay / text
P. 228
Renormalization Group and Deep Learning’, CoRR, vol. abs/1410.3831 (2014).
64. S. Haslanger, Resisting Reality: Social Construction and Social Critique (Oxford: Oxford
University Press, 2012), 70
65. Negarestani, Intelligence and Spirit, 66.
66. ‘[A]nything that can compress data is a type of regularity, and any regularity can compress data’.
Ibid., 312.
67. W. Tjoa and C. Guan, ‘A Survey on Explainable Artificial Intelligence (XAI): Towards Medical
XAI’ (2019), arXiv:1907.07374v3.
68. M. Shanahan, K. Nikiforou, A. Creswell, C. Kaplanis, D. Barrett and M. Garnelo, ‘An Explicitly
Relational Neural Network Architecture’ (2019), arXiv:1905.10307.
69. G. Lupyan and A. Clark, ‘Words and the World: Predictive Coding and the Language-PerceptionCognition Interface’, Current Directions in Psychological Science 24:4 (2015), 279–84.
70. G. Catren, ‘What is Ensoundment?’ in F. Hecker, R. Mackay (ed.), Formulations (Cologne: Koenig
Books, 2016).
71. G. Mazzola, The Topos of Music: Geometric Logic of Concepts, Theory, and Performance (Berlin:
Birkhäuser, 2002), 933.
72. M. Fisher, ‘Memorex for the Kraken: The Fall’s Pulp Modernism’, in D. Ambrose (ed.), K-Punk,
The Collected and Unpublished Writings of Mark Fisher 2004–2016 (London: Repeater, 2019).
73. R. Negarestani, ‘Out of Bounds of Sense’. Talk given at Regenerative Feedback: On Listening and
its Emancipatory Potential. Quoted in N.J. Scavo, ‘Against Worldbuilding: Fight the Snob Art of the
Social Climbers!’, TinyMixTapes, 2018, <https://www.tinymixtapes.com/features/2018-againstworldbuilding>.
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Christine Wertheim
On the Relations Between Bodies and
Deductive Thinking: An Artefactual
Perspective
INTRODUCTION
In today’s popular imaginary, ‘possible worlds’ are often presented as
apocalyptic settings in which fleshy sentience is displaced and slowly erased
by some form of artificial intelligence, whether embodied in machines or not.
In these scenarios AI is assumed as the inevitable next step in an evolutionary
process whose controlling force, at least for this one important step, is no
longer nature, but humanity itself. According to this fantasy, once we have
created our own successor we will no longer be necessary, and natural
selection will again assert itself through a survival of the fittest mechanism in
which humanity is destined to lose. One wonders, in this dream, why we
humans should play the game at all.If all that AI can offer is our own demise,
why should we bother to spend time and resources bringing it into being?
Unless we have a collective species’ death-wish, or at least a massive
inferiority complex?
One rationale posited for pursuing AI is that in order to understand the
universally necessary conditions of thought—rather than those determined by
our humanly-embodied version of intelligence—we need some other kind of
mind with which we can compare our own. The implication here is that this
other mind would not be embodied, at least not in the sense that we are, for
initially it would be inseparable from the hardware in which it is housed.
An anthropological perspective on this question might posit that we have
already met many other minds with intelligences quite different from ours, in
encounters with the many indigenous peoples whose modes of thinking now
appear just as complex as, but fundamentally different from, our own.1 If
understanding the necessary conditions of mind requires comparative study,
we may thus already have comparators to hand, without the need to create an
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artificial Other ourselves. From this perspective, the project of creating an
artificial mind is motivated less by philosophical aims than by more
mundanely psychological reasons. However, the project of understanding
mind’s functioning—whether this be conceived as a (minimal necessary)
universal or not—is, I think, one important factor in determining how we
might move forward to create potentially more just and verdant futures, or at
least ones different from the nightmares in which we currently imprison
ourselves.
For me though, the import of this project lies less in trying to determine the
necessary conditions of thought, than in developing ways of thinking about
thinking that do not disconnect it so thoroughly from the body and from its
external contexts, both social and material. What is important is to overcome
that terrible image of (in)humanity in which the head is caught, dazzled, in
the Cloud, refusing to look at its feet stuck in toxin-infested corpse-strewn
clay, the very opposite of Klee’s ruin-acknowledging Angel; to reconnect the
head with the big toe, thought with embodied, socialised mobility, in real
time and real space.2 The implication here is not that we can manufacture
images of thought to suit our tastes (as in some new materialisms), but rather
that rigorous models already exist in which intelligence, and specifically its
logical part, is indissolubly wedded to embodiment. I would argue that
without this reconnection, as a species we will only recreate more of the same
disasters, not radically new and different worlds. This paper presents a view
of the logical aspect of thought as indelibly embodied, and thus as a useful
tool in working towards less asymmetrical potentialities where the head-inthe-Cloud image no longer dictates our futures, either possible or actual.
*
The term ‘logic’ itself is often taken to designate eternal ideal truths,
separable from the contingent material variables in which these are often
found, e.g., natural languages. However, as Catarina Dutilh Novaes and
Reviel Netz highlight in their 2017 conversation with Glass Bead, historical
study demonstrates that both our conceptions of logic and its formalisations
have changed radically with time.3 Even the initial appearance, in the
Occident, of an interest in the subject was rooted in contrived debating
practices that emerged in Ancient Greece from historically unique conditions,
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rather than from universal truths pervading ordinary discourse.4 Since
‘Classical Greece’ was a relatively young society composed of a variety of
immigrants who shared few common beliefs, it had become necessary to
discuss, rather than simply inherit, ideas about what a polis and its structures
might be—hence the interest in the principles of debate and argument as
topics in their own right. Given its apparently arbitrary origin, how can the
formalisms developed from these practices over two thousand years later
possibly analyse contemporary problems, to the degree that, via computers,
they now underpin practically every move we make, from shopping and
travel to healthcare and entertainment? Or, as Netz puts it in Glass Bead:
What is the relation between ‘the contingent historical development of logical
formalisms as concrete artifactual technologies and the necessary truths that
logic is supposed to grasp’?5
This shift of focus, from questions of truth and universality to the concrete
artefactuality of formal logical technologies (however contingent) is a
necessary first step on the path towards addressing relations between logic
and bodies, for it posits a link between logical thinking and capacities for
making and doing; capacities that will inevitably be embodied. It highlights
the fact that logic, whatever it is for now, is not wholly concerned with
dematerialised ideas, but also with bodies interacting through time and space
with other materials and objects, including other persons and bodies. As
Charles S. Peirce said, logical formalisms are prostheses of the mind: when I
use pen and paper to draw a diagram or write an equation, this object, that
surface, these inscriptions, are parts of my overall thought process, and thus
are parts of my mind. From this artefactual perspective, not only is mind, or
at least its logical portion, something inseparable from bodies and materials,
it actually requires these to function, and even perhaps to appear in the first
place. Furthermore, from an artefactual viewpoint the main question is not
whether logic points to some mind-independent reality, eternal or otherwise,
but rather how certain forms of knowledge, along with their distinct
artefactual technologies—diagrams, equations, notations, etc.—developed, or
were made possible at diverse times and places. Indeed, a focus on the
artefactuality of knowledge is inevitably historical, because here knowledge
itself is nothing more or less than artefactual technology, and, since such
technologies change, so too must our comprehension or knowledge. At least
prior to computers, the primary technological artefacts of logic were
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notations: scripto-algebraic or diagrammatico-topological. The engine of
change for ideas about logic and its practice, in the artefactual perspective, is
thus simply the constantly updated reconstruction of such mental prostheses.
The creation of artificial systems to accurately describe complex structures
such as musical arrangements, electrical circuits, or chemical compounds and
their transformations not only aids our capacity to reproduce these
phenomena, it enhances our ability to analyse and explore them. Furthermore,
as different systems appear, new, or at least different aspects of the described
structures and their transformational potentialities may also come into view.
What appeared as the only possible set of valid deductive arguments in the
Middle Ages now figures as a limited and almost arbitrarily selected cluster
of simplistic configurations. Indeed, the development of modern notations
brought about the understanding that logic itself is not merely a (set of) static
structure(s), but rather a mode of transformation that enables (certain kinds
of) structures to be translated into other structures within a specified domain.
Different logical technologies conceive these structures and their
transformations in different ways.
Although the edifice of (classical) deductive argumentation is now well
understood, and its notations quasi-standardised, nineteenth-century logicians
worked hard to create new formalisms with which to capture their evolving
sense of its configuration(s). Boole invented one system, De Morgan another,
neither of which can be said to be absolutely right or absolutely wrong. Each
simply highlighted different aspects of an emergent construction that was not
yet fully clear. Whitehead and Russell, along with Frege, are credited with
inventing the first fully formed deductive notations. However, it is now
known that Charles Peirce preceded them both by some years.6The point here
is not to argue historical precedence, but to present a notation vastly different
from the contemporary standards based on the work of the established
pioneers, for although operationally Peirce’s system validates the same
arguments as the standards, and disallows the same paradoxes, the ‘image’ of
logic upon which it is based—or from which it emerges—is fundamentally
different to that which results from, or founds, the set-theoretical methods. Of
particular note here is the fact that Peirce’s notation overtly recognises that it
is itself an artefact, for its first axiom is: ‘This piece of paper on which I
inscribe my propositions and arguments is to be taken (here, now), as holding
the value of Truth.’ Without quashing the question of external reference
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entirely, by beginning with a recognition of its own artefactuality, this
technology offers a perspective on logic different to that of systems whose
artificiality can only be contemplated at a meta-level. To use another
discourse, it could be said that Peirce’s system is immanently, rather than
transcendentally, constructivist. But before moving on to look at this
marvellous object, a few words on what is meant here by ‘logic’.
FORMAL DEDUCTIVE LOGIC
In this essay ‘logic’ is taken to mean: the criterion of necessary truth
preservation in classical deduction. (Though the matter will not be discussed
here, this definition can be extended to the more complex contemporary
developments in modal and linear logic.) ‘Logic’ here means the analysis of
the transformations that preserve truth in the species of argument known as
Deduction; no more, no less.
Deduction can be distinguished from two other classically recognised types
of argument: Induction and Abduction. The cases below exemplify the
distinction:
Deduction
If all the beans in the bag are green
and this bean is from the bag
then this bean is green
Induction
If this bean is green
and this bean is from the bag
then all the beans in the bag are green
Abduction
If all the beans in the bag are green
and this bean is green
then this bean is from the bag.
The central focus here is the transformational structure of the if…then…
relation, and in the deductive species of argument the significant value is not
truth, but validity, or truth preservation. The following deduction is valid no
matter the value of the propositions we put in the places of variables A and B:
IF [If A, then B
and A]
THEN B
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Classically called modus ponens, this argument can be summarised as:
[ (P implies Q), and (P is asserted to be true) ], therefore (Q must be true)
A valid deductive argument has this essential feature: It is necessary that if
the premises are true, then the conclusion is true. However, the argument
itself says nothing about whether the premises actually are true or not. It only
states that, if they are true, then so too will be the conclusion. As the study of
the forms of valid deductive arguments, logic is the study of the forms of
deductive truth-preservation.
In deduction, the if…then… relation is called material implication, and it is
one of the basic logical operators, or binary connectives. For just as (basic)
arithmetic has a finite set of operational signs, +, -, ×, ÷, =, etc., so the
connectives can be seen as the basic signs of logical operations (at least at the
first propositional level). Since the early twentieth century,7it has been
understood that the formalisation of deductive arguments (at the propositional
level) is a discrete system involving sixteen connectives, all of which can be
derived as variations from any other two.8Because it is not necessary to use
all sixteen, most formal notations use only a few. Commonly used
connectives include: negation (not), conjunction (and), disjunction (or),
material implication (if…then), and biconditional (if and only if).
The connectives are ‘binary’ because each constitutes a specific relation
between two propositions only. Formalisations of classical deductive logic
thus inscribe all complex propositions as nestings of relations between pairs
of simpler propositions. For example, we can construct the complex: ‘IF [ (if
(A and B), then (B or C) ), AND (either A or B) ], THEN [conclusion].’
Doing logic consists in determining, by the laws of deduction, what follows
from such an original assertion, in a manner not dissimilar to the way in
which equations are solved in arithmetic. That is, it consists in determining
what other (consequent) propositions the original (antecedent) can be validly
transformed into. To put it another way, the consequence of a deduction is a
proposition equivalent to the antecedent originally inscribed. While this
means that in some sense nothing new is added, in another sense, something
new is learnt.9Though it took the Occidental world over two thousand years
to work this out, very specific rules determine what follows deductively from
what—or what can be validly transformed into what. All notations of
standard non-modal deductive logic allow the same transformations, no
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matter what symbols they employ; and there have been hundreds of such
notations invented over time, using quite different signs. At least in the
formalisation of classical deduction—i.e., non-modal, non-linear, non-fuzzy,
non-inductive, non-abductive, etc., forms of argument—the difference
between notations is not which transformations they do or do not allow, it lies
merely in the ‘image of thought’ they (re)-present.
As many have realised, the sixteen connectives form a symmetry group.
For this reason, formal logic notations can put the symmetry into the signs for
the connectives by using the graphical capacities of inscription to mimic, or
iconically represent, the spatial relations of symmetry and rotation between
the connectives. This use of the iconic capacities of graphemes, rather than
the merely symbolic power of conventional (algebraic) signs, is a radical
technological departure from the standard scripts used today; though, as
Peirce understood, iconicity was key in both mediaeval and ancient logic
schemas such as those of Aristotle and the Stoics, as well as the so-called
Syllogisms.
Although at least five other logicians constructed notations on this
principle, Shea Zellweger has taken it furthest in his ‘Logic Alphabet’.
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With Zellweger’s tools, one can learn the system as a group of
transformations, without the need to apply (logical) meanings to these, by
merely rotating appropriate physical objects in one’s hands, and watching
how the graphemes move from one position in the crystalline group to
another. As Zellweger notes, this means that, at least potentially, even small
children could learn the primary transformations involved in doing logic.
Though such notations will not likely be adopted in the near future, for the
same reason that more efficient typewriter keyboards have not—users don’t
like change—recognising that the logical connectives constitute a
transformational symmetry group has enormous consequences for our
understanding of mind, logic, and their (collective) story.
When understood as a group of symmetry transformations, the structure of
(deductive) logic taken as a whole appears as less concerned with external
reference than with spatiality, and the rotation of objects in space. In this
case, perhaps the overarching structure does not represent any ideas or ideals
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at all, let alone universal ones. Perhaps rather it indexes a time in human
history—that long (prehistorical) period—when our minds were literally, and
collectively, being formed, or even being trans-formed (into minds). Perhaps
it indicates a (mythical) epoch when (proto)-humans spent, or created, their
(own) time and proper (mental) space by actively constructing it through the
rotation of simple objects in their hands. The multidisciplinary Viennese
scholar and sometime ‘space-time sociologist’ Bernd Schmeikal suggests this
possibility when discussing archaeological research on some early human
artefacts: small stone quadrated circles whose only apparent purpose is to
enable hands to flip and rotate their four points from one position to another,
permitting the (emerging) mind to study the group of moves that make these
transformations possible.10
In a paper entitled ‘Logic from Space’, Schmeikal argues that
classical logic, or Boole’s ‘laws of thought’, can be derived from an original concept of orientation
that […] emerged in human cognition during Palaeolithic worship activity. The original concept of
orientation represents a genetic structure of orientation in both physical and social space. This […]
concept of orientation in its exact mathematical form is a symmetry in space, strictly a subgroup of
the rotation-group D3.11
In other words, the (emerging) mind does not merely study the group of
moves that make these transformations possible, (the) mind itself, or at least
its logical aspect, comes into being by constituting itself as this group of
transformations. From this perspective,
[p]ictograms, ideograms and logograms signify two phases fundamental for the later emergence of
the linear writing and time as history and thought. [And]
[t]he nowaday operational structures of cognition appear as rooted in prehistoric thought, meaning,
vision, ideas […].12
Thus, Schmeikal contends, the structure of deduction develops from an
embodied orientation of logograms whose essential features are symmetry,
mobility, and transformationality.
For Schmeikal, logic, in the form of elementary first-order propositional
calculus, is derived from a specific and embodied orientation or symmetry in
space, developed over aeons in which early humans literally beat a structure
into their minds by playing with the patterns of graphically-marked objects in
real time and space.13(Here the question of priority over presence or
representation is quite irrelevant.) And it is the specificity of the actual object
chosen, a four-point configuration, that determines the eventual structure of
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cognition we constructed for ourselves. Had our ancestors used, say, a sixpart rotational object, then our mental structure, or the logical part of it,
would now be governed by completely different forms, with different ideas
about, and formalisations of, logic. However, the artefactuality of this
hypothesis does not imply that what we think through the lens of this
particular transformational assemblage, i.e., Deduction, is purely subjective.
It simply implies that other forms of mind and logic, other transformational
mental assemblages, are possible. It does however explicitly rely on the
premise that mind is body-dependent. Indeed, from this perspective, the
capacity of bodies to move in space, and to observe themselves moving, is
necessary for mind to emerge at all. Furthermore, from this standpoint, Logic
qua transformational assemblage lies in the same realm as myth, as redefined
by Eduardo Viveiros de Castro, after Claude Levi-Strauss.14 That is to say,
qua transformational assemblage, Deduction is less a form than a content (its
own); one that reflects upon itself, just as myth does in Viveiros de Castro’s
account. In Peirce’s notation, this self-reflection of the trans-form as (its
own) content is made explicit.
As previously stated, this transformational structure is merely a model of
valid motions, i.e., truth-preservation. To deal with truth, something more
must be added: information, often of a quantitative kind, that indexically links
the content of propositions to external referents. But this concerns the
relationship between propositional content and its reference, not the mobile
figures of deduction. At least from the perspective outlined here, truth is an
extra-logical matter, the province of observation and science, which can also
be used to construct new devices and phenomena, as in chemistry and
electrical circuit design. What all this means for AI, we can only surmise. For
now, I shall move onto another formal deductive notation which, while still
seeing logic as inextricably linked to bodies, has different implications for
how we think the relations between the two.
CHARLES PEIRCE AND THE EXISTENTIAL GRAPHS
Charles S. Peirce was the Picasso of logic, and developed many extraordinary
new notations for highlighting different aspects of logical structure. By his
own estimation, his chef d’oeuvre is the notation he called the Existential
Graphs or EG. Although EG looks quite different from the notations
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currently in vogue, as an apparatus for logical calculation it is equal to any
other. This has been formally proved.15 All tautologies or logically true
propositions in any standard notation are true in EG, and all non-tautologies
in other notations are logically false in this system. What is valid in any
standard notation is valid in EG. The difference subsists in the underlying, or
emergent picture of what logic ‘is’, for not only does EG take the proposition
of its own spatiotemporal matrix, its own artefactuality, as its first axiom, it
depicts thought processes as morphisms on continua, and is therefore based
on topology, not set theory. With the emergence of category theory, we now
know that transformations or equivalencies can be made between different
mathematical ‘objects’—for instance, between a group, a topological surface,
and a formation of sets. The choice between models is thus simply a choice
of perspectives. Aspects of logic highlighted in one model might fade or be
totally obscured in another. The significance of EG lies not in its calculating
power but rather in its perspective. Before presenting the basic structure, let
us give a few notes about the very general view of logic on which it is based,
for even this is slightly different from the way in which the field is often
understood today.
There are two levels to classical deduction: the more general propositional
logic or propositional calculus, and the more specific predicate logic or
predicate calculus. Propositional calculus deals only with the relations
between propositions taken as wholes. Propositions are the basic units of
logic, and they include complexes such as ‘The sky is blue’ or ‘All cats have
legs’. However, at the propositional level we do not look at their internal
structures, we just take them as wholes, and designate these wholes with
variables: A, B, C, etc. In propositional calculus propositions are linked by
connectives to form larger complexes such as, ‘if A, then B’, ‘either A or B’,
or ‘(if (A and B), then (B or C) ), AND (either A or B)’. Although there are
sixteen such operators, most notations use only three or four, because all can
be constructed from any two. As stated, doing logic involves applying the
laws of deduction, which transform combinations of connectives into other
combinations, to see what other simple, or complex proposition follows—that
is, what other propositions are equivalent to the original premise. Thus a
whole argument has a structure of an implication:
IF [ (if (A and B), then (B or C) ), AND (either A or B) ]
THEN [conclusion].
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Predicate calculus adds to the mix relations inside propositional complexes.
Examples include:
The sky—is—blue
The sky—is—either—blue—or—green
Either (the sky—is—blue) or (the sea—is—green)
All skies—are—blue
Some skies—are—green
If (Socrates—is—human), then (he—is—mortal)
(The elements in italics are the logical portions of the propositions.)
We can see that there is a level of recursion involved here, for the
connectives are also used in the internal structures of propositions. However,
something new is added at this second level, namely ‘predication’ or the
attribution of predicates to subjects, either in groups, or as individuals. ‘The
sky is green’, ‘All men are mortal’, etc.
In all the standard algebraic notation, many different symbols must be
added in order to create a fully formed predicate notation, including signs for
both individuals and their quantities, ‘some’, and ‘all’. (In classical logic
‘some’ means ‘at least one’.) This is not the place to elaborate the full
structure of standard formalisations. Suffice to say that they all represent
individuals as members of sets; and allow that properties such as ‘greenness’,
‘humanness’ and ‘mortality’ can be attributed to either some member of a set,
or to all of its members. The conceptual relations ‘some’ and ‘all’ and their
signs are known as quantifiers. To produce a fully formed predicate calculus
thus requires, as well as the connectives, at least signs for sets, signs for set
membership, and signs for the quantifiers. What is important is that all
standard notation is based on the premise that the transformational
assemblage known as deduction can be conceived and represented as
sequences of operations upon sets. Although obviously the very concept of a
‘set’ must also be specified, some notion of set-hood is involved. And all
standard notations model sets and their transformational relations using
algebraic scripts; they use what Peirce calls symbols—signs whose meaning
is merely conventional. In his own EG notation, neither of these principles is
taken as a foundation for modelling logic. In EG, ‘individuals’ are not
represented as members of sets, but rather as existential continuities. And the
basic principle of the notation is iconicity rather than symbolism.
Among his many differences from prevailing contemporary perspectives,
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Peirce believed that, while formalisations of both logical and mathematical
‘objects’16 could not avoid using some purely symbolic aspects (as well as
some indices), they should at least aim to use as much iconicity as possible.
Excellent examples of such notations are electrical circuit and chemical
diagrams, for in both cases the relations between the parts of the diagram are
exactly the same as the relations between the equivalent parts of their realworld referents. This is the principle of iconicity—not visual similarity, but
relational exactitude, for by repeating exactly the relations between the parts
of its referent, an iconic diagram can be navigated by its user exactly as if the
user were navigating the referent. Think for example of subway maps—no
doubt train lines are not green and red, and neither are stations circular blobs,
but all the black circles lying on the green line in the map (diagram) lie on its
real-world referent, and where the green line crosses the red line on the map,
it also crosses in reality. Without this factor, the map (diagram) would be
useless. Both chemical and electrical circuit diagrams function in this
manner, and were the inspirations for EG. For Peirce, logic and mathematical
notations should aim for the same level of iconicity. A mathematical example
would be the geometric versions of the Pythagorean Theorem, which quite
literally show (de-monstrare) how the proof works, whereas the algebraic
counterpart is a pure convention showing nothing, just a formula to be learnt
by rote.
Peirce desired a diagrammatic notation for deduction that would be just as
iconic, a ‘moving picture of thought’. This meant that he had to conceive of
deduction as a spatial structure. He had already done this with the
development of his own symmetry group notation. But this only allows a
formalisation of propositional calculus. Such models cannot be extended to
predicate logic. However, because Peirce was aware that mathematical
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objects can be modelled in diverse ways (his own experiments with other
notations had taught him this) he realised that the symmetry group of logic
had a topological equivalent in a particular type of surface, and that
operations on this surface could be used to model the connectives. These
operations are cuts and regluings, which enable a surface to be divided and
(re)-connected in different ways. From this perspective, doing logic consists
in cutting and rejoining parts of a surface, and the notation developed on this
principle is a two-dimensional graphical icon of these manoeuvres. With this
approach, it then becomes possible to also topologically model predicate
logic, for now individuals can be conceived as lines or ‘threads’ that tack
onto different points of the surface connecting different areas in different
configurations. We are now ready to look at the diagrammatic notation for
the Existential Graphs, possibly the most artefactually radical deductive
notation ever created.
THE EXISTENTIAL GRAPHS
There are four levels to the iconic, diagrammatic, and graphical notation of
EG:
• Alpha Graphs = propositional logic.
• Beta graphs . predicate logic /w identity w/o constants, function symbols.
• Gamma graphs =
– Modalities (possibility, necessity, knowledge, time…,
‘tinctures’, 1908).
– Higher-order assertions.
– ‘Graphs of graphs’, abstractions.
– Interrogatives, imperatives, absurdities…
• Delta graphs (1911): ‘…to deal with modals’.17
I shall discuss here only the first two levels, which are roughly equivalent to
standard propositional and predicate calculi.
The First Axiom
Unlike most logic scripts, EG does not begin with the connectives, but with
the fact that all notations, for any phenomena, whether linguistic, mathemic,
or diagrammatic, must be inscribed on something, namely a surface. (Though
this surface and the signs drawn on it may have thickness, we shall treat both
surface and marks as ideals—without thickness, and infinitely pliable.) The
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first axiom is the assertion of the being of the surface itself, and the
assignation of its value. In the existential graph notation the inscribing
surface is called the Sheet of Assertion, or SA, and in ordinary non-modal
logic it asserts: ‘Every graph inscribed on this surface is deemed to be
(necessarily) true, in this universe of discourse (the universe represented by
this sheet of paper).’ No doubt this is trivial in the extreme, but it has to be
stated, otherwise how would we know? One effect of this system is that every
graph, every instance of a proposition, however simple or complex, is overtly
presented as an instance of the making of an act of inscription (or the
making-of-a-statement) within a particular universe of discourse. Of course,
the inscribing sheet might be used to represent other values, such as ‘Every
graph inscribed on this surface is deemed to be possibly true’, or ‘Every
graph here is impossible’, etc. This is why, at the Gamma and Delta levels,
Peirce conceived of sheaves of sheets with different modalities, between
which the graphist could move. In ordinary non-modal deduction, though, the
value of SA is deemed to be Truth.
Because any graph inscribed on SA is deemed to be true, it follows that to
inscribe
A B G-H Z
is to assert that the propositions represented by A, B, G-H, and Z are all
simultaneously true (in this universe of discourse). Thus, the composite
proposition, ‘A + B + G-H + Z’ is also true. SA is thus also the operator of
conjunction, ‘AND’, represented in some notations by the sign ∆ , but in EG
we don’t need a separate sign.
The Second Axiom
In the existential graphs, it is easy to surmise the operator for negation, or
‘NOT’, for we simply sever an area of the surface from the value of truth.
This is done by a singly enclosed loop called a ‘cut’, or ‘single cut’, because
it literally cuts or severs this area from SA. Thus, the graph
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asserts: ‘(the proposition) A is Not-True’.
It is never allowed to draw an empty single cut directly on SA, for this
would deny its truth status as a totality, and create a paradox. However, it is
always allowed to draw a ‘double cut’, or ‘scroll’, in any manner we please:
If we consider that each loop negates what is inside it, and that the blank
surface is the sign of conjunction, we see how these diagrams may be seen as
the operator for the consequence-relation, ‘If… Then…’. An empty scroll cut
may be read as asserting: ‘Not ( and (not ) )’, or ‘If Truth, then Truth’.
Because this is a tautology, adding nothing that is not logically true, it is
always permitted to draw a scroll on any portion of SA.
The graph:
may be read as ‘Not (A and (not B ) ), or ‘If A, then B’.
By starting with a scroll and inserting or erasing single cuts according to
the rules governing valid transformations, the rules describing what can be
inserted and erased from graphs, we can derive all sixteen binary
connectives to produce a complete propositional logic. For example:18
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is a graph representing the proposition:
Not ( (not A) and (not B) )
which is equivalent to
either A or B
This is why the scroll cut is the second and only other axiom needed to
develop a fully-fledged propositional logic.
But though implication, and all the other connectives, can be reduced to
series of ‘nots’ and ‘ands’, Peirce was insistent that the ‘if… then…’ form of
implication, or what I prefer to call ‘consequention’, is primary, and that all
other connectives are derived through deformations of this principle. This is
so because, being a tautology, an empty scroll is the minimal graph that
asserts nothing that does not follow directly from SA itself. (Peirce defines
negation as the consequence of a hypothesis from which everything would
follow, hence it must be negated. In this view, a negation is thus a degenerate
form of consequention.) We begin to see here how very different is Peirce’s
understanding of logic from the standard accounts, even though as a
calculating device or tool for performing proofs, it works just like the
others.19
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One last point on the Alpha level of EG: though the scroll of consequention
can be degenerated into two nested loops, Peirce describes it as properly
being a single cut around the Sheet of Assertion, SA. This means that SA has
a very particular topological shape. I have not found any place in Peirce’s
papers where he overtly speaks about the topological structure of SA,
although we know that much of his work was lost, when faculty at Harvard,
where his original papers are kept, were encouraged to use them as notepaper
in periods of materials shortages that occurred during the two world wars.
However, he was well versed in the topology of surfaces and knots, and
developed his own massively generalised Euler formula which he believed
could account for all topological objects. With late twentieth-century
developments, this may not hold up. But it shows the importance Peirce gave
to topology.
For us, the significant point is that the matrix within which logical
complexes are constructed in this model is not a symmetry group, but a
(topological) surface, whose overall structure is described by a scroll cut.
Together, these two elements, the surface and its double-cut, represent or
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model the relation of consequention. The diagram below, published by AhtiVeikko Pietarinen, summarizes the structure of the Alpha level of EG.20
PREDICATE LOGIC IN EG: BETA
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In EG, the predicate, or beta level is derived by simply adding a copula.
According to Peirce (following a long line of theoretical ancestors, but in
opposition to the emerging dominant view of the twentieth century), to add a
copula is to add an axiom asserting the existence of an individual, this
individual · here, in this universe of discourse. The copula is itself that
existential complex, not just its sign. This is why Peirce called it the ‘line of
identity’, or LoI. With the line of identity, we can make many different
assertions:21
However, a copula, or LoI, should not be conceived of as a mark merely
drawn on SA; it is an independent line, like a thread, which tacks together
different points on different areas separated by cuts in SA. Thus, a copula or
LoI cannot be equated with the structuralist Mark of Difference. Operations
in EG are more like surgical processes or acts of patchwork sewing, in which
pieces of a surface are cut up and then stitched back together.
We should also note that an empty copula ‘––––––’ is a legitimate graph
asserting: ‘Here is some existence’, or ‘Here some (thing) is’, where ‘is’
indicates ‘existence’. (For Peirce ‘existence’ is one aspect of being only, but
it is that aspect designated by the logical copula.) Like the chemical diagrams
by which Peirce was inspired, empty terminations on LoIs are places where
signs for qualities can be added, and where copulas can be joined, if they lie
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on the same area and are not separated by cuts. Thus, the following two
diagrams:
assert the same existence and can be joined to form the more complex
With the copula and the scroll of consequention, we now have a fully formed
predicate logic, for the universal quantifier naturally follows. The graph:
reads:
‘if a man is, then he will die’, or ‘All men die’.
We can further complexify the structures of existential complexes, because
every point on the line of copulation Ÿ is triadic
when blown up.
These are called ‘ligatures’ in Peirce’s terminology. With ligatures we can
develop more complex propositions:22
Ahti-Veikko Pietarinen describes Peirce’s ligatures in contemporary terms as
follows:23
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Roberts adds:24
Note that the above diagram represents three different individuals or
existential complexes—Aristotle, Alexander, and Paul. With the addition of
copulas, or lines of identity, we can now develop a fully formed predicate
calculus. Pietarinen’s summary of the Beta portion of EG runs as follows:
• Rhemas, graphs, inferences are “continuous with one another” (1908).
– Connectivity between different parts of SAs by LIs and juxtapositions gives rise to propositions
– Meaning-preserving transformations as continuous deformations give rise to inferential
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arguments
– Topological system25
However, we should note that in the EG conception of logic, there is no
essential difference between subjects and predicates. To inscribe the graph
s–––is–––p
is not to privilege ‘s’ as having an independent existence to which properties
such as p can be attributed. Existence subsists in the copula alone. Both ‘s’
and ‘p’ are merely signs referring to properties that can be coupled into
existential complexes via the mediation of a copula. An accurate reading of
the above graph is thus not ‘s is p’, but rather, ‘s-ness and p-ness are coupled
together in this existential complex, indexed by this copula’. This is why
Peirce was opposed to set-theoretical formulations of logic: because they
assume empty monad-like ‘subjects’ or potential members of sets to which
existence is added as a property: whereas in EG, the existence, inscription, or
utterance of a copula-relation is that existence. Or perhaps we could say that
the copula is the (existential) ‘subject’. This conception of the copula in EG
unites a number of logical operations often seen as different in other
notations. Pietarinen again:
• Different readings of ‘is’ not logically different
– Existence Socrates exists
– Identity L. Carroll is C. Dodgson
– Predication Socrates is mortal
– Subsumption Man is an animal
– Coreference A man walks in the park. He whistles.26
In summary, in EG there are two, and only two wholly distinct principal
elements of structure, and neither may be conceived of as the mere negation
or ‘opposite’ of the other:
(1) the topological inscribing surface SA with its scroll cut representing the relation of consequention, and
(2) the line of identity representing both copulation and existence.
All (empty) logical complexes (of the classical kind) can be constructed from
these two principles alone: and no more is required.
CONCLUSION: A MOVING PICTURE OF THOUGHT
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As Peirce said in 1906, existential graphs ‘put before us moving-pictures of
thought’, thought conceived as a surface that can be cut up and glued back
together, and to which threads can also be stitched to join different severed
areas. There is a surface, and there is a line, and they interpierce one
another…. If EG is not to be taken as a metaphor, which I believe it was not
for Peirce, this is an extraordinary image of mind. One might well ask how a
mind initially constituted through long-iterated rotations of a symmetry could
develop into this. But given that mathematical objects can be translated into
different forms, depending on one’s perspective (or mathematical
formalisation), once created by/as a symmetry group, the same mind can be
seen from a topological perspective. The real question then becomes how and
why the copula was added. Does this indicate a time in (pre)history when the
existential identity of individuals became important, or was even constructed
from scratch? And if so, what prompted this development, and how was it
materially achieved? For us, the most important matter is the overall image of
mind (or at least its logical portion) as the interpeircing of a line or thread
(re)presenting the relation of copulation:
and a surface or membrane (Peirce occasionally used this term), described by
a double cunt:
How can this image aid in the proposition of possible new worlds?
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Two points may be highlighted here. Firstly, this image is substantial.
Although the elements of thought represented by the membrane and quilting
thread may be purely virtual, they are not therefore wholly immaterial.
(Perhaps we need to return to the idea of a cogitans res or thinking
substance.) Secondly, without positing a correlationist conspiracy, it cannot
be ‘mere coincidence’ that when deductive logic is modelled with two and
only two principles of structure, these turn out to be called copulation and
consequention. (In old English and French the words ‘con’ and ‘conny’ were
euphemisms for ‘vagina.’ The term ‘cunt’ may stem from the same origin.)
My hypothesis is that, despite thousands of years of denial, or perhaps
precisely because of it, the cultural unconscious of the Occidental mind has
finally, in what Freud would call a classic return of the repressed, succeeded
in revealing its own conception of a link between sexed bodies and logic. The
exact nature of this link—that is, which comes first, a sense of sexual
difference, or the incorporation of a form that can be used to construct
arguments—is as yet unclear. However, in an age where ‘gender’ is a hotly
contested question, and the social imaginary keeps returning to apocalyptic
futures ruled by artificial minds constructed from logical machineries, I
would argue (sic) that this is a link worth pursuing.27
1. See E. Viveiros de Castro, Cannibal Metaphysics: For a Post-structural Anthropology, tr. P. Skafish
(Minneapolis: University of Minnesota Press, 2017).
2. See Walter Benjamin’s essay ‘Theses on the Philosophy of History’ for a description of how Klee’s
image presents history as a single catastrophe which keeps piling wreckage upon wreckage, rather than
a story of progress.
3. Glass Bead, Site 1, ‘Logic Gate: The Politics of the Artifactual’ (2017), <https://www.glassbead.org/article/formalisms-formalizations/?lang=enview>.
4. Ibid.
5. Ibid (italics mine).
6. D.D. Roberts, The Existential Graphs of Charles S. Peirce (Berlin: Mouton de Gruyter, 1973). See
also F. Zalamea, Peirce’s Logic of Continuity: A Conceptual and Mathematical Approach (Docent
Press, 2012).
7. Christine Ladd Franklin, a pupil of Peirce, was the first to realise this.
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8. Or even just one, if you choose the right one.
9. This raises the very interesting issue, frequently discussed by Peirce, that many structures or
complexes, both in the real world and in representations, contain latent relations obscured by the
manifest presentation of the original complex, relations that can only be discovered by literally playing
with the complex to see how it can be transformed. Hence his emphasis on the non-symbolic elements
of notations.
10. This four-point group is directly related to the group of the sixteen logical connectives. Piaget,
among others, worked on this matter, and believed gestural play with orientations in space to be a
fundamental part of early childhood learning and the development of mind. See J. Piaget, A Child’s
Conception of Space (New York: Norton, 1967).
11. B. Schmeikal-Schuh, ‘Logic from Space’, Quality and Quantity 27 (1993), 117–37. See also
‘Space-time Sociology’, Institut Für Höhere Studien, Research Memorandum no. 313,
<https://www.ihs.ac.at/publications/ihsfo/fo313.pdf>.
12. B. Schmeikal-Schuh, ‘The Emergence of Orientation and the Geometry of Logic’, Quality and
Quantity 32:2 (May 1998), 119–54.
13. Ibid.
14. Viveiros de Castro, Cannibal Metaphysics.
15. Roberts, The Existential Graphs of Charles S. Peirce. See also Zalamea, Peirce’s Logic of
Continuity.
16. This is a technical term used by contemporary mathematicians to describe large-scale mathematical
structures or assemblages.
17. A.-V. Pietarinen, ‘Independence-Friendly Existential Graphs’, presentation to Department of
Philosophy, University of Helsinki, 29 April 2004. See also, A.-V. Pietarinen, ‘Peirce’s Magic Lantern
I: Moving Pictures of Thought’, Transactions of the C.S. Peirce Society (2003).
18. Pietarinen, ‘Independence-Friendly Existential Graphs’, ‘Peirce’s Magic Lantern’.
19. Diagrams below from Roberts, The Existential Graphs, 45.
20. Pietarinen, ‘Independence-Friendly Existential Graphs’.
21. Ibid.
22. Ibid.
23. Ibid.
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P. 258
24. Roberts, The Existential Graphs, 49.
25. Pietarinen, ‘Independence-Friendly Existential Graphs’.
26. Ibid.
27. Oddly enough, Lacan seemed to think the same, if his sexuation formulas are anything to go by.
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Notes on Contributors
ELIE AYACHE was born in Lebanon in 1966, trained as an engineer at the École
Polytechique in Paris, and was an options market-maker on the floor of
MATIF (Paris, 1987–1990) and LIFFE (London, 1990–1995). He then cofounded ITO 33, a financial software company that specialises in derivative
pricing and the calibration of volatility surfaces, in 1999. Elie has published
many articles on the philosophy of financial derivatives and their market
(Wilmott magazine) as well as two books on the subject: The Blank Swan:
The End of Probability and The Medium of Contingency: An Inverse View of
the Market.
ANIL BAWA-CAVIA is a computer scientist working with computational media.
In 2009 he founded a speculative software studio, STD-IO. His practice
engages with machine learning, algorithms, protocols, encodings, and other
software artefacts.
AMANDA BEECH is an artist and writer living in Los Angeles. Drawing from
popular culture, critical philosophy, and real events, her work manifests in
different media including critical writing, video installation, drawing, print,
and sculpture. Using a range of rhetorical and often dogmatic narratives and
texts, Beech’s work poses questions and proposes models for a new realist art
in today’s culture: that is, a work that can articulate a comprehension of
reality without the terminal mirror of a human identity. Beech is Dean of
Critical Studies at CalArts.
ADAM BERG is a philosopher and artist, and teaches philosophy and critical
theory at Otis College of Art and Design and at Cal Arts. Recent publications
are Phenomenalism, Phenomenology, and the Question of Time (2016) and
Hephaestus Reloaded: Composed for 10 Hands.
is a ‘medium-agnostic’ artist and thinker whose work
intersects with the worlds of music, tech, art, philosophy, and activism. He
frequently collaborates with his partner, Holly Herndon, and has worked with
record labels such as PAN and Southern Records.
MAT DRYHURST
JEREMY LECOMTE is Maître de Conférences (Associate Professor) at the École
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P. 260
Nationale Supérieure d’Architecture de Versailles. He holds a PhD in
Architecture from the University of Manchester (Manchester Architecture
Research Centre, 2017), an Mphil in Cultural studies (Goldsmiths, University
of London, 2013) and an MA in Political Philosophy (École des Hautes
Études en Sciences Sociales, 2009). He is a founding member and co-editor
of Glass Bead, a bilingual English-French journal that explores the relations
between art, architecture, science and philosophy.
ANNA LONGO holds a PhD in aesthetics from Paris 1–Panthéon-Sorbonne,
where she has been teaching for five years; She has been visiting professor at
CalArts for two years, and is currently a member of the Collège International
de Philosophie where she runs the seminar ‘Technologies of Time: Risk,
Uncertainty, Knowledge’. She has published papers and edited books on
German Idealism, Speculative Realism, and the work of Gilles Deleuze.
ROBIN MACKAY is director of Urbanomic, has written widely on philosophy
and contemporary art, and has instigated collaborative projects with
numerous artists. He has also translated a number of important works of
French philosophy, including Alain Badiou’s Number and Numbers, Quentin
Meillassoux’s The Number and the Siren, François Laruelle’s The Concept of
Non-Photography and Éric Alliez’s The Brain-Eye and Undoing the Image.
MATTHEW POOLE is Chair of the Department of Art & Design at California
State University, San Bernardino. His writing involves theory and criticism
of modern and contemporary art and design, curatorial history and theory,
and the political and socioeconomic ramifications and influences of the
production and reception of art and design.
is an artist, writer, and designer based in Berlin. Recent
writings have been published in Glass Bead Journal The New Normal (MIT
Press/Strelka, forthcoming), e-flux Journal, Making and Breaking, Angelaki,
Para-Platforms (Sternberg); and Post Memes: Seizing the Memes of
Production (Punctum Books).
PATRICIA REED
DANIEL SACILOTTO is a PhD in Comparative Literature from the University of
California Los Angeles (UCLA). His research focuses on the reconciliation
of rationalism and materialism, and the methodological relation between
epistemology and ontology in contemporary philosophy. He is currently
amanda-beech-construction-site-for-possible-worlds-1Robin Mackay / text
P. 261
editing a full-length monograph tentatively titled,Saving the Noumenon: An
Essay on the Foundations of Ontology, in which he proposes a critical
reading of the ‘ontological turn’ in contemporary philosophy, and lays the
foundations for a new transcendental epistemology, chiefly inspired by the
works of Wilfrid Sellars, Robert Brandom, Alain Badiou, Lorenz Puntel, Ray
Brassier, and Jay Rosenberg. He is adjunct faculty at CalArts.
CHRISTINE WERTHEIM is author of eight books including three poetic suites,
The Book of Me, mUtter-bAbel, and +|’me’S-pace, experiments in auto-biography fusing graphics and text to explore the potentialities of the English
tongue, and the relationship between suppressed infantile rage and global
violence. With her sister Margaret, she is co-creator of the project Crochet
Coral Reef (crochetcoralreef.org), and co -director of the Institute For
Figuring, a non-profit focusing on the aesthetic dimensions of science and
mathematics. She teaches at CalArts.
INIGO WILKINS is a writer and lecturer (CalArts, New School for Research and
Practice) working across many disciplines (sonic culture, cognitive science,
philosophy, and finance). He is co-director of the online journal Glass Bead.
He has published articles in such journals as Litteraria Pragensia, Mute
Magazine, and HFT Review. His book Irreversible Noise is forthcoming from
Urbanomic.