Nietzsche’s Dawn
Wiley-Blackwell (Firm) Ansell-Pearson, Keith Bamford, Rebecca - Nietzsche's Dawn philosophy, ethics, and the passion for knowledge (2021, John Wiley & Sons) - libgen.li
Other/Keith Ansell-Pearson/Wiley-Blackwell (Firm)_Ansell-Pearson, Keith_Bamford, Rebecca - Nietzsche's Dawn_ philosophy, ethics, and the passion for knowledge (2021, John Wiley & Sons) - libgen.li.pdf
NIETZSCHE’S
DAWN
PHILOSOPHY, ETHICS, AND THE
PASSION OF KNOWLEDGE
KEITH ANSELL-PEARSON
REBECCA BAMFORD
This edition first published 2021
© 2021 John Wiley & Sons Ltd
All rights reserved. No part of this publication may be reproduced, stored in a retrieval system,
or transmitted, in any form or by any means, electronic, mechanical, photocopying, recording or
otherwise, except as permitted by law. Advice on how to obtain permission to reuse material from this
title is available at http://www.wiley.com/go/permissions.
The right of Keith Ansell-Pearson and Rebecca Bamford to be identified as the authors of this work
has been asserted in accordance with law.
Registered Offices
John Wiley & Sons, Inc., 111 River Street, Hoboken, NJ 07030, USA
John Wiley & Sons Ltd, The Atrium, Southern Gate, Chichester, West Sussex, PO19 8SQ, UK
Editorial Office
111 River Street, Hoboken, NJ 07030, USA
For details of our global editorial offices, customer services, and more information about Wiley
products visit us at www.wiley.com.
Wiley also publishes its books in a variety of electronic formats and by print-on-demand. Some
content that appears in standard print versions of this book may not be available in other formats.
Limit of Liability/Disclaimer of Warranty
While the publisher and authors have used their best efforts in preparing this work, they make no
representations or warranties with respect to the accuracy or completeness of the contents of this
work and specifically disclaim all warranties, including without limitation any implied warranties
of merchantability or fitness for a particular purpose. No warranty may be created or extended by
sales representatives, written sales materials or promotional statements for this work. The fact that
an organization, website, or product is referred to in this work as a citation and/or potential source of
further information does not mean that the publisher and authors endorse the information or services
the organization, website, or product may provide or recommendations it may make. This work is
sold with the understanding that the publisher is not engaged in rendering professional services. The
advice and strategies contained herein may not be suitable for your situation. You should consult with
a specialist where appropriate. Further, readers should be aware that websites listed in this work may
have changed or disappeared between when this work was written and when it is read. Neither the
publisher nor authors shall be liable for any loss of profit or any other commercial damages, including
but not limited to special, incidental, consequential, or other damages.
Library of Congress Cataloging-in-Publication Data
Names: Ansell-Pearson, Keith, 1960– author. | Bamford, Rebecca, author. |
Wiley-Blackwell (Firm), publisher.
Title: Nietzsche’s Dawn: philosophy, ethics, and the passion for knowledge
/ Keith Ansell-Pearson, Rebecca Bamford.
Description: Hoboken, NJ : Wiley-Blackwell, 2021. | Includes
bibliographical references and index.
Identifiers: LCCN 2020021956 (print) | LCCN 2020021957 (ebook) | ISBN
9781119693666 (paperback) | ISBN 9781118957790 (adobe pdf) | ISBN
9781118957783 (epub)
Subjects: LCSH: Nietzsche, Friedrich Wilhelm, 1844–1900.
Morgenröthe–Criticism and interpretation. | Metaphysics–History–19th
century. | Epistemology–History–19th century.
Classification: LCC B3318.E9 A57 2021 (print) | LCC B3318.E9 (ebook) |
DDC 193–dc23
LC record available at https://lccn.loc.gov/2020021956
LC ebook record available at https://lccn.loc.gov/2020021957
Cover Design: Wiley
Cover Images: © Red Dawn No. 5 @ Alicia Dunn, 2017
Set in 9.5/12.5pt STIXTwoText by SPi Global, Pondicherry, India
Printed and bound by CPI Group (UK) Ltd, Croydon, CR0 4YY
10
9 8
7 6
5
4
3 2
1
The light which puts out our eyes is darkness to us. Only that day dawns to which we
are awake. There is more day to dawn. The sun is but a morning star.
— Henry David Thoreau, Walden
vii
Contents
Acknowledgments ix
Editions of Nietzsche’s Writings Used with Abbreviations
xi
Introduction 1
1
From Human, All Too Human to Dawn 15
2
Nietzsche’s Campaign Against Morality 45
3
Nietzsche on Religion and Christianity 71
4
Nietzsche, Mitleid, and Moral Imagination
5
The German Enlightenment, Knowledge, and the Passion of
Knowledge 115
6
Nietzsche on Subjectivity: Drives, Self, and the Possibility of
Autonomy 141
7
Nietzsche on Fanaticism, and the Care of the Self 167
8
Nietzsche on Epicurus and Death
9
Dawn and the Political
93
187
205
10 Aeronauts of the Spirit: Dawn and Beyond
225
Appendix: Nietzsche’s Letters of 1881 — Concerning Dawn
Index 257
247
ix
A
cknowledgments
Keith Ansell-Pearson wishes to express his gratitude to his co-author, Rebecca
Bamford. He has profited greatly from working with her on this book, especially
in his appreciation of aspects of Nietzsche’s text, Dawn, and he is full of admiration of her philosophical intelligence and diligence. He is also grateful to those
readers and scholars of Nietzsche who have shown an interest in the pioneering
work he has been doing in the past decade on Nietzsche’s middle writings, notably
Dawn, and who have encouraged him in this work. In addition to Rebecca
Bamford they include Daniel W. Conway, Christian Emden, Beatrice Han-Pile,
Rainer Hanshe, Paul S. Loeb, Simon May, Graham Parkes, Paul Patton, Alan D.
Schrift, Michael Ure, and Patrick Wotling.
Keith’s contribution to this book draws on material previously published in the
following sources, and he duly acknowledges permission from the editors and
publishers listed to utilize this material in this co-authored publication: “HeroicIdyllic: Nietzsche on Philosophy and the Philosopher in Human, all too Human,”
in Human, trop humain, et les debuts de la reforme de la philosophie, Celine ed.
Denat and Patrick Wotling (Éditions et presses de l’université de Reims, 2017),
219–43; “Nietzsche and Epicurus,” in Nietzsche and the Philosophers, ed. Mark
Conard (Routledge, 2017), 121–45; “Nietzsche on Enlightenment and Fanaticism:
On the Middle Writings,” in The Nietzschean Mind, ed. Paul Katsafanas (Routledge,
2018), 11–27; “Questions of the Subject in Nietzsche and Foucault: A Reading of
‘Dawn’,” in Nietzsche and Subjectivity, ed. J. Constancio (Walter de Gruyter, 2015),
411–35; “The Need for Small Doses: Nietzsche, Fanaticism, and Epicureanism,” in
Aurore: un tournant dans l’oeuvre de Nietzsche, ed. Celine Denat and Patrick
Wotling (Éditions et presses de l’université de Reims, 2015), 193–225; “Care of Self
in Dawn: On Nietzsche’s Resistance to Bio-political Modernity,” in Nietzsche as a
Political Thinker, ed. Manuel Knoll and Barry Stocker (Walter de Gruyter, 2014),
269–86; Nietzsche’s Search for Philosophy: On the Middle Writings (Bloomsbury
Press, 2018).
x
Acknowledgment
Rebecca Bamford thanks the Department of Philosophy & Political Science and
the College of Arts and Sciences, Quinnipiac University, for research funding. She
also thanks colleagues in the Department of Philosophy at the University of Fort
Hare, East London Campus, for research encouragement. She is grateful to her coauthor, Keith Ansell-Pearson and all of the editorial team at Wiley-Blackwell for
their patience and encouragement, particularly during her recovery from a serious
injury, which delayed completion of this manuscript. She thanks Keith and other
scholars for helpful discussions, including Christa Acampora, Mark Alfano, Jessica
Berry, Paul Bishop, Daniel Blue, Dan Conway, Christine Daigle, Christian Emden,
Larry Hatab, Anthony Jensen, Robert Guay, John Hacker-Wright, Paul Katsafanas,
Manuel Knoll, Paul Loeb, Nick Martin, Allison Merrick, Matthew Meyer, Michael
McNeal, Katrina Mitcheson, Martine Prange, Carl Sachs, Stefan Sorgner, and Barry
Stocker. She thanks Simon Stratford for everything.
Finally, Rebecca Bamford is grateful to several journals and presses for generous
permission to use material that has been adapted and reworked in this book, which
was first published with them. “Dawn” appeared in Routledge Philosophy Minds:
Nietzsche ed. Paul Katsafanas, 25–40 (Routledge, 2018), and aspects of the argument there informs parts of Chapters 2 and 4. “‘Moraline-Acid-Free’ Virtue: The
Case of Free Death” was published in the Journal of Value Inquiry 49.3 (2015):
437–51, and part of its argument informs part of Chapter 8. “The Ethos of Inquiry:
Nietzsche on Experience, Naturalism, and Experimentalism” was published in the
Journal of Nietzsche Studies 47.1 (2016): 9–29, © The Pennsylvania State University
Press. This article is used by permission of The Pennsylvania State University Press,
and a revised and adapted version of parts of its argument informs parts of Chapters
2, 4, and 5. “Health and Self-cultivation in Dawn” was published in Nietzsche’s
Free Spirit Philosophy, ed. Rebecca Bamford, 85–109 (Rowman & Littlefield
International, 2015), and a revised and adapted version of its argument informs
part of Chapter 6. “Mood and Aaphorism in Nietzsche’s Campaign against
Morality” was published in Pli: The Warwick Journal of Philosophy 25 (2014):
55–76, and a revised version of the argument developed there informs parts of
Chapters 2 and 4. “The Liberatory Limits of Nietzsche’s Colonial Imagination in
Dawn §206” was published in: Barry Stocker and Manuel Knoll (eds.), Nietzsche’s
Political Philosophy, Berlin/New York: De Gruyter, 2014, 59-76, and parts of its
argument have been revised and adapted to inform Chapter 9.
All the previously published material we have drawn upon for this book has
been reworked and finessed for its purposes, and researching and writing the
book has been a genuinely collaborative effort.
Both authors wish to express their deep gratitude to Dr. Carol Diethe for her
excellent translation work on Nietzsche’s letters that were especially prepared
with her for inclusion as the Appendix to this book, and to Richard Ansell-Pearson
for his excellent assistance with indexing. We also thank the anonymous readers
for the press for their helpful suggestions.
xi
Editions of Nietzsche’s Writings Used
with Abbreviations
AC
AOM
BGE
BT
D
EH
GM
GS
HH
HH II
KGB
KGW
KSA
KSB
The Anti-Christ, trans. Judith Norman (Cambridge: Cambridge
University Press, 2005).
Assorted Opinions and Maxims in Human, All Too Human, volume II,
trans. Gary Handwerk (Stanford: Stanford University Press, 2013).
Beyond Good and Evil, trans. Marion Faber (Oxford: Oxford University
Press, 1998).
The Birth of Tragedy, trans. Ronald Speirs (Cambridge: Cambridge
University Press, 1999).
Dawn: Thoughts on the Prejudices of Morality, trans. Brittain Smith
(Stanford: Stanford University Press, 2011).
Ecce Homo, trans. Duncan Large (Oxford: Oxford University Press, 2007).
On the Genealogy of Morality, trans. Carol Diethe (Cambridge:
Cambridge University Press, 2006).
The Gay Science, trans. Walter Kaufmann (New York: Random House, 1974).
Human, All Too Human, volume one, trans. Gary Handwerk (Stanford:
Stanford University Press, 1995).
Human, All Too Human, volume two, trans. Gary Handwerk (Stanford:
Stanford University Press, 2013).
Nietzsche Briefwechsel: Kritische Gesamtausabe, ed. G. Colli and M.
Montinari (Berlin and NewYork: Walter de Gruyter, 1981).
Werke. Kritische Gesamtausgabe, ed. G. Colli and M. Montinari (Berlin
and New York: Walter de Gruyter, 1967–).
Friedrich Nietzsche: Sämtliche Werke. Kritische Studienausgabe, ed. G.
Colli and M. Montinari (Berlin and New York/Munich: dtv and Walter
de Gruyter, 1967–77 and 1998).
Sämtliche Briefe. Kritische Studienausgabe, ed. G. Colli and M. Montinari
(in 8 volumes) (Berlin and New York/Munich: dtv and Walter de Gruyter,
1975–84).
xii
Editions of Nietzsche’s Writings Used with Abbreviations
PT
PTAG
PP
TI
TSZ
UO I
UO II
UO III
UO IV
WP
WS
Philosophy and Truth. Selections from Nietzsche’s Notebooks of the Early
1870s, ed. and trans. Daniel Breazeale (New Jersey: Humanities Press,
1979).
Philosophy in the Tragic Age of the Greeks, trans. Marianne Cowan
(Washington DC: Regnery Press, 1962).
The Pre-Platonic Philosophers, trans. and ed. Greg Whitlock (Urbana:
University of Illinois Press, 1999).
Twilight of the Idols, trans. Duncan Large (Oxford: Oxford University
Press, 1998).
Thus Spoke Zarathustra, trans. R. J. Hollingdale (Middlesex: Penguin:
1969).
David Strauss the Confessor and the Writer, trans. Richard T. Gray
(Stanford: Stanford University Press, 1995).
Unfashionable Observations. On the Utility and Liability of History for
Life, trans. Richard T. Gray (Stanford: Stanford University Press, 1995).
Unfashionable Observations. Schopenhauer as Educator, trans. Richard
T. Gray (Stanford: Stanford University Press, 1995).
Unfashionable Observations. Richard Wagner in Bayreuth, trans. Richard
T. Gray (Stanford: Stanford University Press, 1995).
The Will to Power, trans. Walter Kaufmann and R. J. Hollingdale
(New York: Random House, 1968).
The Wanderer and His Shadow, in HH II.
Note: References in the text to Nietzsche’s writings are to section and aphorism
numbers, unless stated otherwise.
1
Introduction
Many of Nietzsche’s texts, particularly those that form part of his later writings,
have received significant individual attention within English-speaking Nietzsche
studies. Beyond Good and Evil is the focus of two studies, one by Christa Davis
Acampora and Keith Ansell-Pearson, and the other by Maudemarie Clark and
David Dudrick.1 Significant scholarly attention has also been given to Nietzsche’s
Thus Spoke Zarathustra, in the form of monograph-length studies of this text
by Laurence Lampert, Robert Gooding-Williams, and Paul S. Loeb.2 And four
separate book-length studies of Nietzsche’s On the Genealogy of Morals, written by
Daniel Conway, Lawrence Hatab, Christopher Janaway, and David Owen, were
published between 2006 and 2008, along with an issue of the Journal of Nietzsche
Studies devoted to these works.3 The same is not true of Dawn. Ruth Abbey, Paul
Franco, Keith Ansell-Pearson, and Matthew Meyer, have all written monographlength studies on Nietzsche’s middle writings.4 Yet their investigations examine
Dawn as part of a group of Nietzsche’s texts focused on the theme of the free
spirit — Human, All Too Human, Dawn, and The Gay Science — rather than
examining Dawn as an individual work. While Jonathan R. Cohen has written a
book-length study that focuses on a single text from the middle writings, namely
Human, All Too Human, and Kathleen M. Higgins, Monika M. Langer, and
Michael Ure have written book-length analyses of The Gay Science, a study of
Dawn has been missing from the available scholarly literature in English.5
Although a worthwhile line by line commentary on Dawn by Jochen Schmidt was
published in German in 2015, our project here is the first book-length study in
Anglophone Nietzsche studies that focuses solely on providing critical engagement
with Nietzsche’s philosophical project in Dawn.6 As an individual work, Dawn has
been mostly neglected by Nietzsche studies; however, simply filling a gap in the
available literature is not our primary reason for undertaking this project. Our main
aim is to provide a sustained analysis of Dawn as a distinct, internally coherent,
Nietzsche’s Dawn: Philosophy, Ethics, and the Passion of Knowledge, First Edition.
Keith Ansell-Pearson and Rebecca Bamford.
© 2021 John Wiley & Sons Ltd. Published 2021 by John Wiley & Sons Ltd.
2
Nietzsche’s Dawn
philosophical project. Rather than treating this text as being no more than a
precursor to Nietzsche’s later writings, or a mere elaboration on themes from his
earlier middle writings, we claim that Dawn itself is a significant work that makes a
distinctive contribution to Nietzsche’s philosophy. While we do trace out important
connections and significant disjunctions between Dawn and Nietzsche’s earlier and
later works in the chapters that follow, our aim throughout is to show why Dawn is
significant and innovative in its own right. Unlike others of Nietzsche’s texts, Dawn
is not focused on a master concept such as “will to power” or “eternal recurrence” or
the “superhuman [Übermensch].” Instead, as we show, Dawn is genuinely exploratory
and experimental, and we contend that the text is worthwhile because of this dimension. It means that Nietzsche’s text is completely free of unnecessary metaphysical
baggage and there is no risk of him doing what he rightly criticizes Schopenhauer of
doing with his doctrine of the will to life, namely, indulging in the philosopher’s rage
for generalization, as that always proves to be a disaster for science (AOM 5).
We argue that Nietzsche’s core critical innovations in Dawn are in identifying why
customary morality (Sittlichkeit der Sitte) (D 9) is a significant problem for humanity, and in developing a sustained critique of this form of morality in order to motivate our critical re-engagement with the ethical.7 In Dawn, Nietzsche attacks the
view that everything that exists has a connection with morality and thus a moral
significance can be projected onto the world (D 3, 90, 100, 197, 563). He voices an
opposition to both “picturesque morality” (D 141) and “petty bourgeois morality”
(D 146), and speaks of his own “audacious morality” (verwegenen Moralität) (D 432).
With regards to the modern prejudice, which is one of the main foci of his polemic
in the book, here there is the presumption that we know “what actually constitutes
morality”:
It seems to do every single person good these days to hear that society is on
the road to adapting the individual to fit the needs of the throng and that
the individual’s happiness as well as his sacrifice consist in feeling himself to
be a useful member of the whole (D 132)
As Nietzsche sees it, then, a particular modern emphasis is on defining the
moral in terms of the sympathetic affects and compassion (Mitleid). We can,
he thinks, explain the modern in terms of a movement toward managing more
cheaply, safely, and uniformly individuals in terms of “large bodies and their
limbs.” This, he says, is “the basic moral current of our age”: “Everything that
in some way supports both this drive to form bodies and limbs and its abetting
drives is felt to be good” (D 132). And, as Nietzsche points out, philosophers
have not been immune to this modern emphasis; the “boundless ambition”
and “jubilation” at being what Nietzsche calls “the unriddler of the world”
have been “the stuff of the thinker’s dreams” because, in the context of
Introduction
customary morality, philosophy has become “a sort of supreme struggle for
the tyrannical rulership of the spirit” (D 547). What this means is that the
scope of Nietzsche’s critique of customary morality is not limited to morality:
it involves inquiry itself. As he writes, “the quest for knowledge, by and large,
has been held back by the moral narrow-mindedness of its disciples”; he
suggests that “in the future it must be pursued with a higher and more magnanimous basic feeling” and that the question, “‘What do I matter?’ stands over the
door of the future thinker.” (D 547).
What we take Nietzsche to be calling into question is morality that is grounded
in dogmatic and uncritical obedience to moral norms that have become deeply
embedded in and expressed through social customs, feelings, and actions. This
carries harmful consequences for individuals and for social groups, since the
demand for obedience inhibits investigating and understanding of oneself and the
world. Yet Nietzsche does affirm the possibility of the ethical, even while he calls
customary morality into question.8 This distinction between a problematic morality
that is based on obedience to moral norms, and the possibility of an ethics that
admits of unbounded inquiry into oneself and the world, is also found in others of
his middle writings, for instance in his call for the practice of “continual selfcommand and self-overcoming … in great things and in the smallest” (WS 45;
212). In Dawn, we suggest, Nietzsche is particularly concerned to address the
unhealthy effects of obedience to customary morality and the way in which it
limits human flourishing, including human intellectual flourishing. He points
out, for example, that we need to develop “new physicians of the soul” who will
expose the “scandalous quackery” with which humanity has been treating its
“diseases of the soul” (D 52). According to Nietzsche, the problem is that we have
mistaken “consolations” for “remedies”; “the human being’s greatest disease,” he
asserts, has grown out of the battle to treat its diseases, and the “apparent remedies”
for our suffering have produced something “much worse than what they were
supposed to eliminate” (D 52).
The emphasis that Nietzsche places on an experimental morality (D 453; see also
WP 260) in which one gives oneself a goal should not be seen as something simply
idiosyncratic or even self-promoting. As Richard Schacht has noted, indifference to
oneself, rather than preoccupation with oneself in the narrow bourgeois sense,
along with hardness toward oneself for the sake of goals that go beyond one’s own
limited existence, are the key features of spiritual superiority for Nietzsche.9 The
ethics that Nietzsche posits for the future therefore might best be described as
“supra-individualistic,” even if it is specific individuals who practice the experimental life and lead the way by offering themselves and their lives as sacrifices to
knowledge (D 146). Here the goal is a new “plowshare” of potential universal benefit
and enrichment that can “cleave the ground, rendering it fruitful for all,” leading to
a strengthening and elevation of the human feeling of power (D 146).10
3
4
Nietzsche’s Dawn
On the one hand, in Dawn, Nietzsche claims that we live in a “moral interregnum,”
in which there is a need to construct anew the laws of life and action; he suggests
that the necessary reconstruction will be inspired by the sciences of physiology,
medicine, sociology, and solitude that will provide the foundation stone for our positing of new ideals, if not the ideals themselves (D 453). On the other hand,
Nietzsche points out that once we become “free of morality” — as a result of our
minds becoming less and less narrow and inhibited by customary morality — then
morality, in the sense of what has become “inherited, handed down, instinctual acting
in accordance with so-called moral feelings,” will decline. The individual virtues
(moderation, justice, repose of the soul, etc.) may well continue to be esteemed in
a revitalized ethics, but for different reasons than would be given from a customary moral perspective; virtues will have a vital role to play in ethical training and
learning the “art of living.”
While we contend that Nietzsche’s project in Dawn focuses on addressing the
presumptions and prejudices of customary morality, we also discuss other important dimensions to Dawn that grow out of this grounding concern, such as
Nietzsche’s thinking on the passion of knowledge and the value that the suffering
of the infirm can bring to knowing (e.g. D 114), his exploration of drive psychology and subjectivity (e.g. D 109, 501), of the effect of language upon human life
(D 47, 115), and his engagements with Christianity (D 58, 76, 89, 321), with human
existence and its relation to death and dying (D 33–36, 211), and with the political
(e.g. D 174, 204, 206). Moreover, as we show, many of the aphorisms that make up
book five of Dawn are ones that Nietzsche writes for the purposes of encouraging
his readers to cultivate the pleasures of learning and knowing, which aim to foster
philosophical meditation and contemplation. We trace out these other important
concerns, and examine their connection to Nietzsche’s wider thinking in Dawn.
We also explore some of the ways in which developing a better understanding of
Dawn as an independent project may help to shed light on problems within
Nietzsche scholarship, and may prove worthwhile to philosophy more broadly.
One of the most significant challenges to understanding the philosophical contribution that Nietzsche makes in Dawn lies with understanding its specific place
and role within the complexity of Nietzsche’s body of writings. Paul S. Loeb has
pointed out that while “scholars usually take it for granted that a philosopher’s
later thinking supersedes his earlier thinking,” things are more complicated in
Nietzsche’s case.11 According to Loeb, Nietzsche privileges Thus Spoke Zarathustra
over later works such as Beyond Good and Evil and On the Genealogy of Morals
(EH Books BGE), as well as privileging it over earlier works such as Dawn.12
A further wrinkle of the complication that Loeb points out in the case of understanding Zarathustra’s significance is an issue of content: like his Zarathustra,
Nietzsche’s middle writings each have distinct areas of contribution and purpose,
as do his post-1886 writings. Nietzsche himself provided a helpful clarification of
Introduction
this issue in his philosophical autobiography, Ecce Homo. There, Nietzsche divides
his main task in the works that he completed between 1878 and 1888 into two
parts: first, an “affirmative” or “Yes-saying part,” and second, a “No-saying” part
(EH Books BGE).13 In the works that he completed between 1878 and 1882, which
are often referred to as his middle writings, Nietzsche focused on developing the
“Yes-saying part” of his task (EH Books BGE). However, in his writings from 1886
onwards, which includes Beyond Good and Evil and On the Genealogy of Morals,
Nietzsche’s focus was redirected toward what he called the “No-saying” and
“No-doing” part of his task, which engaged him in pursuit of a transvaluation of
all values (EH Books BGE).14 And, as Loeb has argued, Zarathustra occupies a
distinct place within Nietzsche’s works.15 Completed between 1882 and 1885,
Nietzsche says that, in Zarathustra, the “Yes-saying part of my task had been
solved” (EH Books BGE).16 While it forms the beginning of his campaign against
morality, and thus might at first glance appear to be No-saying, it is clear that
Dawn should be understood as a part of the Yes-saying aspect of Nietzsche’s
task.17 In Ecce Homo, Nietzsche himself specifically describes Dawn as an “affirmative book” — affirmative not least because it affirms what has previously been
forbidden, despised, or accursed (EH III “Daybreak” 1). Nietzsche further suggests that the text endeavors to restore to “evil things” a good conscience and the
“exalted right and privilege to exist” (EH III “Daybreak” 1). Our analysis examines
the extent to which Nietzsche’s claim for Dawn as a positive, Yes-saying, book,
and his claim that the text essentially transvalues what customary morality deems
to be evil, is borne out in the earlier text of Dawn itself.
The challenge of understanding the philosophical contribution that Dawn
makes is further complicated by Nietzsche’s writing styles: he combines innovative deployment of aphorism and punctuation with use of multiple voices or
characters, and a range of rhetorical devices. Thus, for careful readers of Dawn,
in addition to the question of what Nietzsche is saying, his approach demands
that we ask additional questions of the texts, such as who is speaking, to whom,
when, and from which perspective. As Tracy Strong has pointed out, in 1882, at
the end of his period of focused work on the Yes-saying part of his task, Nietzsche
presented ten principles of style to Lou Salomé under the title, “The Doctrine of
Style.”18 In this piece, Nietzsche’s fourth principle of style reads, “Because many
of the means of those who speak [Vortragenden] are missing to those who write,
the person who writes must have an overall highly developed expressive ability
to present speech as a model: the presentation of that which is written must necessarily turn out as much paler.”19 In presenting our account of Dawn as a coherent philosophical project, we also aim to clarify why the text is comprised of a
collection of aphorisms written in a diverse range of styles. We seek to do justice
to Nietzsche’s unique modes of philosophizing, where he often approaches topics from oblique angles and with enigmatic perspectives. It is Nietzsche the
5
6
Nietzsche’s Dawn
extraordinary, philosophically suggestive, writer that especially interests us and
that characterizes so much of the philosophizing that we encounter in Dawn. We
find wisdom in Milan Kundera’s appreciation of Nietzsche, and that he provides
a more superior insight than Iris Murdoch’s view that Nietzsche is a great writer
but not a philosopher, when Kundera claims that he brings philosophy closer to
the novel and in terms of an immense broadening of theme: “the barriers
between the various philosophical disciplines, which have kept the real world
from being seen in its full range, are fallen and from then on everything human
can become the object of a philosopher’s thought.”20
The original text of Dawn consists of five hundred and seventy-five aphorisms.
The Preface added in 1886 includes an additional five aphorisms. Taken together,
the aphorisms incorporate a range of writing styles, including fictionalized
dialogue, psychological observation, humor, and logical argument. Nietzsche is
explicit about his effort to ensure that his writing provokes his readers; for example,
in Ecce Homo, he characterizes his readers as “guinea pigs who illustrate for me
different reactions to my writings — different in a very instructive manner”
(EH III 3).21 We think that three points about the form of the book are particularly
important in this respect. First, the use of diverse styles within the aphorisms, as
well as the use of aphorism itself, is a key component of the book, rather than
accidental. Second, and relatedly, the strategic purpose of Dawn’s aphoristic
construction is to engage and provoke the reader’s feelings, as well as their intellectual faculties; as Mark Alfano has recently claimed in his analysis of Nietzsche
as an exemplarist virtue theorist, an encounter with an exemplar may prompt
feelings of respect, pride, and emulation, or may prompt feelings of disgust or
contempt and indicate what to avoid.22 For example, Nietzsche discusses four
“supreme exemplars” — “Alexander, Caesar, Mohammed and Napoleon,” along
with Lord Byron — whose impulse to action is, he suggests, at root a flight “from
oneself” (D 549).23 Even beyond exemplars, we may find diverse affects provoked
in ourselves through Nietzsche’s writing, particularly with regard to the case of
our moral feelings; “we must learn to think differently,” he claims, “in order finally,
perhaps very late, to feel differently” (D 103). Nietzsche’s point is that since errors
drive moral judgments, while we cannot deny that people do experience feelings
of morality or immorality, we can challenge why people feel moral or immoral in
specific contexts (D 103). Third, the openness of aphorism to interpretation is not
an objection to the project that Nietzsche undertakes in the book. It has already
been established that Nietzsche deploys a range of writing styles in order to
achieve his philosophical objectives.24 Our contention is that Nietzsche’s use of
aphorism supports his effort to ground his critique of customary morality in the
affects as well as in reason.
Our first chapter examines how Nietzsche’s project in Human, All Too Human
sets the scene for him to commence his project in Dawn. We consider how
Introduction
Nietzsche explores a new and modest pathway for humanity and its future
development in the volumes comprising Human, All Too Human. As part of this,
we consider Nietzsche’s commitment to science and in particular, to the pathos of
truth-seeking, his deployment of “aphoristic” style, his break with Schopenhauer,
and his skepticism, in each case considering how his thinking in the earlier writings supports his work in Dawn. In Chapter 2, we examine why Nietzsche’s campaign in Dawn is to set out an effective challenge a particular form of morality,
customary morality. The significance and power of this form of morality on individual and social behavior and cultural development and innovation is immense,
and underappreciated. Nietzsche’s key innovation is to identify this, to assess the
scope of the problem that customary morality presents, and to provide a means of
responding to it. As we argue, customary morality, according to Nietzsche, is
harmful because it limits our capacity for flourishing and development, and
because it also limits our capacity for inquiry, thus further hampering our capacity to investigate, and respond to, our existential situation. The presuppositions on
which customary morality is based make it very difficult for us to question it, as in
doing so it becomes incumbent upon us to question those foundational moral
presuppositions as well. Raising and responding to critical questions about what
we call “morality” is fundamental work in philosophy — but at the same time,
undertaking this work is psychologically taxing, as well as socially discouraged,
including within many parts of philosophy today.
The challenge that Nietzsche presents to us in Dawn is not only a call to arms for
humanity to explore his campaign against a system of ethics, and to participate as
far as they can in it. He also prompts us to challenge limits that our current conception of morality places on our philosophical and other scholarly inquiries and scientific investigations, and indeed on our way of living. To properly understand and
account for this challenge, in Chapter 3, we further extend and support our analysis of Nietzsche’s initiation of his campaign against morality by examining how the
ethic of compassion counts as one of the chief legacies of the history of Christianity,
and by considering how the campaign against morality prompts and demands our
critical engagement with Christianity, and with religion more generally.
As we go on to discuss in Chapter 4, critical engagement with compassion is particularly pressing for Nietzsche’s project in Dawn. Compassion is often treated as a
fundamental moral value; Nietzsche’s critical engagement with compassion appears
to be highly immoral to us, if his critique is assessed from the perspective of customary morality. The challenge, we suggest, is to understand Nietzsche as critical of the
moral status quo, while open to seeking fresh ethical insight and, in particular, the
development of new ethical agents. He identifies an ethic of compassion as fundamentally flawed given its basis in customary morality, and in contrast, he envisages
new possible ethical agents who are self-legislators, and who are capable of creating
new values and of punishing themselves should they break their own ethical laws.
7
8
Nietzsche’s Dawn
Nietzsche’s critique of customary morality and of an ethic of compassion, we
suggest, also opens up the possibility of a novel account of ethical imagination. As
we argue, Nietzsche’s analysis of compassion in Dawn owes much to his thinking
on drive psychology; we examine Nietzsche’s drive psychology in greater depth in
Chapter 6.
In Chapter 5, we examine the consequences of Nietzsche’s campaign against
morality for the pursuit of knowledge in philosophy, and specifically, on values
and methods of the German Enlightenment. As we show, Nietzsche had to balance his inheritance of the German Enlightenment with his call for affirmation of
the passion for knowledge; in order to do so, he had to develop a new sense of
enlightenment in which knowledge-seeking is tied to overturning old values and
creating new ones, and which therefore involves knowledge-seekers in an experimental, risky, enterprise of inquiry. Since Nietzsche’s campaign against customary morality involves challenging the limits that our current conception of
morality places on inquiry, his campaign also prompts us to analyze our understanding of the subject of the inquirer — and indeed our own self-understanding.
In Chapter 6, we explore Nietzsche’s thinking on subjectivity, in order to assess
the extent to which knowledge or self-knowledge is possible for Nietzsche in
Dawn. We argue that the self that Nietzsche envisages as part of his account of
subjectivity in Dawn is a composite of experiences that counts as an emerging
product of the conditions of natural or material subjectivity, in which subjects are
in a constant state of change and development. We propose that this approach to
subjectivity best explains how a Nietzschean subject as envisaged in Dawn can
plausibly be said to engage in care of the self, and how such selves can be cultivated, (i) individually and (ii) on a species level.
In Chapter 7, we support this account of the Nietzschean subject in Dawn by
considering how care of the self is a fundamental part of the task of experimenting with what the ethical, when freed from the constraints of moral fanaticism,
might mean. As we show, Nietzsche provides a sustained critique of moral fanaticism that also carries important implications for contemporary analysis of security. Another key constraint that customary morality places on inquiry is a limit
on how to respond to the fact of death. As we discuss in Chapter 8, humans have
no direct first-person experience of death itself; when combined with culturally
inherited beliefs surrounding this phenomenon, death very often appears to us to
be the most terrible of all possible punishments, which means that salvation from
death in the form of an afterlife (ideally one in which we are not also punished)
therefore seems highly attractive to us. We argue that Nietzsche deploys Epicurean
thinking strategically, in order to undermine this intense fear of punishment and
of death conceived of as the most terrible punishment.
We acknowledge that Nietzsche is not primarily concerned with the political in
Dawn. Nonetheless, we think it would be a mistake to assume that the political is
Introduction
entirely absent from Nietzsche’s thinking in this text. In Chapter 9, we therefore
examine the remarks that Nietzsche does make with respect to the political in
Dawn, focusing on his concern with the effects on humanity of capital and industrial development. We also provide an assessment of the political consequences
that Nietzsche’s campaign against customary morality entails. As we suggest,
Nietzsche’s remarks in the text add up to a proposal of a minimal politics: specifically, a form of political therapy that is grounded in migration. Unlike accounts
that have tended to emphasize only Nietzsche’s individual thinking on freedom
and the political, our account places greater emphasis on Nietzsche’s attention to
human species freedom and the political consequences arising from treating
species freedom as a political value. Nietzsche’s political therapy fits with his
broader, and more pressing, challenge to customary morality. We also draw attention to some of the concerns that arise with treating migration as a form of political
therapy, such as colonial thinking.25
There has been some recent and innovative discussion of Nietzsche’s thinking
on futurity, and on Nietzsche’s status as a philosopher of the future.26 In
Chapter 10, we examine Nietzsche’s engagement with this theme in the fifth and
final book of Dawn. We discuss how the final aphorism of the text, 575, presents a
vivid and positive vision of humanity as future-oriented and self-cultivating. As
we suggest, this vision has the potential to become a real possibility if humanity
could indeed develop the capacity to free itself from the constraints of customary
morality. Nietzsche’s vision of a future-oriented and self-creating humanity is
supported, we propose, by the preceding aphorisms in book five of the Dawn.
Second, we explore how Nietzsche’s vision of humanity is taken up once again by
him in his later, No-saying, writings. In tracing out this comparison between
Dawn and Nietzsche’s later texts, we show how Dawn may shed light on some key
debates in contemporary Nietzsche scholarship.
The focus on custom, health, and futurity that we suggest is a hallmark of Dawn
was personal for Nietzsche, as well as conceptual. Nietzsche’s letters from 1879 and
1880 suggest that his new project was influenced by his efforts to find a way of living that mitigated his ongoing health problems.27 In a letter to his mother, Nietzsche
commented that a more simple and natural way of living, involving physically tiring labor and very limited psychological exertion, would improve his health (July
21, 1879; KSB 5, 427–28). A few months later, he wrote to Heinrich Köselitz of
improvements in his headaches and some of his other symptoms, which he thought
had been achieved by minimizing his intellectual work (October 5, 1879; KSB 5,
450–52). And early in 1880, in a letter to Malwida von Meysenbug, Nietzsche
remarked that while his health problems were almost enough to make him welcome the prospect of death, he found real satisfaction in producing work that outlined a way to achieve peace of mind (January 14, 1880; KSB 5, 4–6). Nietzsche
discussed the connections he had been exploring between character, virtue, moral
9
10
Nietzsche’s Dawn
emotions, psychology, and health, and characterized the aphorisms he had been
constructing as akin to digging in a moral mine (July 18, 1880; KSB 6, 28–30). He
intimated that while working on Dawn, he had recently been reading Prosper
Mérimée’s The Etruscan Vase; the tone, style, psychological focus, and in particular,
the careful descriptions of the health and physiology of the characters in The
Etruscan Vase, are reflected in Dawn.28 In an appendix to this volume, we include
new translations of Nietzsche’s letters of 1881 by Carol Diethe. These letters also
attest to Nietzsche’s personal, as well as philosophical, concern with health and
futurity as Dawn was in the process of being completed and published.
In these 1881 letters, Nietzsche reports feeling “so wracked by continual pain”
that he “can no longer give an opinion” on the worthiness of Dawn for publication, and even considers whether he “might finally be allowed to throw off the
whole burden” since he is now the same age as his father was when he died. Yet
Nietzsche’s ambition was clearly invested in Dawn: “This is the book that will
probably be clamped to my name,” he wrote to Franz Overbeck (March 18, 1881).
To Gast, he intimates that the “book will at least not have a damaging
effect — except that I myself will have to do penance for it! For I give not just the
highly moral but also all those decent and plucky people an opportunity to enjoy
their morality and pluck at my expense” (March 20, 1881). To his publisher
Schmeitzner, he notes, “The content of my book is so important! It is a question of
honour not to let it fall short in any way, so that it enters the world worthy and
immaculate.” (March 13, 1881). Nietzsche admits his good cheer with regard to
the social risks and benefits of his project: “I want to see how I get away with it;
after all, I know better than everyone else can that everything is still to be done”
(March 20, 1881). On April 10, 1881, he wrote to his sister Elisabeth that, “This is
a decisive book, I cannot think about it without being greatly moved.” Since he
could not stop her reading Dawn, Nietzsche suggested to Elisabeth that she should
read the book “from an entirely personal point of view” and that she should take
particular care to read the fifth book, “where much is written between the lines”
(mid-July 1881). And he asked his friend Gast to take his copy of Dawn to the lido,
“read it as a whole and try to make it into a whole for yourself — in other words,
a passionate state” (June 23, 1881).
In these remarks, we see a personal source of inspiration for the core points that
Nietzsche develops throughout the text of Dawn: that customary morality is worthy of criticism, that the risk of challenging this form of morality is considerable,
yet potentially highly worthwhile — and that readers have an important role to
play in Nietzsche’s engagement in his campaign against morality. Our hope in
writing this book is to clarify these core points, examine what support for them
exists, and in so doing, to reintroduce Dawn to contemporary scholarship as a
fascinating and worthwhile piece of philosophy, that is of continuing relevance to
our efforts to respond to philosophical problems.
Introduction
Notes
1 Christa D. Acampora and Keith Ansell-Pearson, Nietzsche’s “Beyond Good and
Evil”: A Reader’s Guide (London: Bloomsbury, 2011); Maudemarie Clark and David
Dudrick, The Soul of Nietzsche’s Beyond Good and Evil (Cambridge: Cambridge
University Press, 2012).
2 Laurence Lampert. Nietzsche’s Teaching: An Interpretation of Thus Spoke
Zarathustra (London: Yale University Press, 1986); Robert Gooding-Williams.
Zarathustra’s Dionysian Modernism (Stanford: Stanford University Press, 2001);
Paul S Loeb. The Death of Nietzsche’s Zarathustra (Cambridge: Cambridge
University Press, 2010).
3 Christopher Janaway, Beyond Selflessness: Reaching Nietzsche’s “Genealogy”
(Oxford: Oxford University Press, 2007); David Owen, Nietzsche’s “Genealogy of
Morality” (Acumen 2007); Daniel W. Conway, Nietzsche’s “On the Genealogy of
Morals”: A Reader’s Guide (London: Continuum, 2008); Lawrence J. Hatab,
Nietzsche’s “On the Genealogy of Morality”: An Introduction (Cambridge:
Cambridge University Press, 2008).
4 Ruth Abbey, Nietzsche’s Middle Period (Oxford: Oxford University Press, 2000);
Paul Franco, Nietzsche’s Enlightenment: The Free-Spirit Trilogy of the Middle Period
(Chicago: University of Chicago Press, 2011); Keith Ansell-Pearson, Nietzsche’s
Search for Philosophy: On the Middle Writings (London: Bloomsbury, 2018);
Matthew Meyer, Nietzsche’s Free Spirit Works: A Dialectical Reading (Cambridge:
Cambridge University Press, 2019).
5 Jonathan R. Cohen, Science, Culture, and Free Spirits: A Study of Nietzsche’s
Human, All-too-Human (London: Humanity Books, 2010); Kathleen M. Higgins,
Comic Relief: Nietzsche’s Gay Science (Oxford: Oxford University Press, 2000);
Monika M. Langer, Nietzsche’s Gay Science: Dancing Coherence (London: Palgrave
Macmillan, 2010); Michael Ure, Nietzsche’s The Gay Science: An Introduction
(Cambridge: Cambridge University Press, 2019).
6 Jochen Schmidt, “Kommentar zu Nietzsches Morgenröthe,” in Historischer und
kritischer Kommentar zu Friedrich Nietzsches Werken (Berlin: Walter de Gruyter,
2015).
7 Simon Robertson and Brittain Smith have both pointed out various translation
issues with the phrase “Sittlichkeit der Sitte” that affect philosophical analysis of
this concept. Robertson suggests “customary life” or “customary ethic” as
alternatives to “morality of custom.” See Robertson, “The Scope Problem —
Nietzsche, The Moral, Ethical, and Quasi-Aesthetic,” in Nietzsche, Naturalism,
and Normativity, ed. Christopher Janaway and Simon Robertson (Oxford: Oxford
University Press, 2012), 81–110, 83. Smith notes a range of possibilities for
translating “Sitte” including custom, practice, habit, etiquette, and propriety,
and opts to use “morality of custom” with the singular “Sitte” translated as
11
12
Nietzsche’s Dawn
“custom,” and the plural “Sitten” translated as “mores,” with the exception of
D 9, in which he renders “Sitte” as “mores.” See Smith’s note in Dawn: Thoughts
on the Presumptions of Morality, trans. Brittain Smith (Stanford: Stanford
University Press, 2011), 291. Paul Franco uses “customary morality” and
“morality of custom” interchangeably in Nietzsche’s Enlightenment (Chicago:
University of Chicago Press, 2011), 59, 64, 199. We have chosen to use ‘customary
morality’ throughout. In Dawn, as we will show, Nietzsche is explicitly
concerned with the effects of a particular form of morality, not with the whole of
the ethical. Moreover, as Brian Leiter and Maudemarie Clark have pointed out,
Nietzsche’s engagement with customary morality is not limited to beliefs based
on superstition in early societies; it includes the philosophical–moral sensibilities
of later societies, which are based on moral feelings (D 18, 99, 103). See Clark
and Leiter, “Introduction,” in Daybreak: Thoughts on the Prejudices of Morality
(Cambridge: Cambridge University Press, 1997), xxxii–iii.
8 See Robert C. Solomon, Living with Nietzsche: What the Great “Immoralist” Has
to Teach Us (Oxford: Oxford University Press, 2001), 25, 138. Solomon points
out that Nietzsche’s thinking on morality is suggested in his middle writings,
and that the work in the middle writings incorporates a theory of virtue, but
that Nietzsche’s thinking on the ethical is spelled out in later texts such as BGE
and GM.
9 See Schacht, Nietzsche (London: Routledge and Kegan Paul, 1983), 469–70.
10 Earlier in Dawn, Nietzsche points out the pleasure and virtue in cruelty that
stems from the sadist’s enjoyment of the feeling of power as forming part of
customary morality (D 18). Franco points out that the first mention of power
[Machtgefuhl] in Dawn here is in the context of customary morality. Franco,
Nietzsche’s Enlightenment, 65. This later aphorism (D 146) indicates that for
Nietzsche, power is not limited to the confines of customary morality.
11 Paul S. Loeb, The Death of Nietzsche’s Zarathustra (Cambridge: Cambridge
University Press, 2010), 207.
12 Loeb, The Death of Nietzsche’s Zarathustra, 207.
13 Keith Ansell-Pearson, “Friedrich Nietzsche: An Introduction to his Thought,
Life, and Work,” in A Companion to Nietzsche, ed. Keith Ansell-Pearson (Oxford:
Wiley-Blackwell, 2006), 15.
14 Laurence Lampert, Nietzsche’s Task: An Interpretation of Beyond Good and Evil
(London: Yale University Press, 2001), 2. Ansell-Pearson, “Friedrich Nietzsche,”
15. See also Ansell-Pearson, Nietzsche’s Search for Philosophy, 65.
15 See Loeb, The Death of Nietzsche’s Zarathustra.
16 Lampert, Nietzsche’s Task, 2.
17 Keith Ansell-Pearson, Nietzsche’s Search for Philosophy: On the Middle Writings
(London: Bloomsbury, 2018), 65.
Introduction
18 Tracy B. Strong. 2013. “In Defense of Rhetoric: Or How Hard It Is to Take a
Writer Seriously: The Case of Nietzsche.” Political Theory 41(4): 507–32, 514.
19 WKG VII-1, 34; Strong, “In Defense of Rhetoric,” 507–32, 514.
20 Milan Kundera, “Works and Spiders,” in Testaments Betrayed (London: Faber &
Faber, 1995), 147–79; 175–76; Murdoch, “Literature and Philosophy: A
Conversation with Bryan Magee,” in Murdoch, Existentialists and Mystics
(London and New York: Penguin, 1999), 3–31, 4.
21 See Rebecca Bamford, “Ecce Homo: Philosophical Autobiography in the Flesh,”
in Nietzsche’s “Ecce Homo,” ed. Duncan Large and Nicholas Martin (Berlin and
New York: de Gruyter, forthcoming), for a more complete discussion of style in
Ecce Homo.
22 Mark Alfano, Nietzsche’s Moral Psychology (Cambridge: Cambridge University
Press, 2019), 87–88.
23 Alfano, Nietzsche’s Moral Psychology, 111–12.
24 See Richard White, Nietzsche and the Problem of Sovereignty (Urbana: University of
Illinois Press, 1997), 150–73; Jill Marsden, “Nietzsche and the Art of the Aphorism,”
in A Companion to Nietzsche, ed. Keith Ansell-Pearson (Oxford: Oxford University
Press, 2006), 22–37; Christa Davis Acampora, “Naturalism and Nietzsche’s Moral
Psychology,” in A Companion to Nietzsche, ed. Keith Ansell-Pearson (Oxford: Oxford
University Press, 2006), 314–33.
25 On Nietzsche and colonialism, see e.g. Rebecca Bamford, “The Liberatory Limits
of Nietzsche’s Colonial Imagination in Dawn §206,” in Nietzsche’s Political
Philosophy, ed. Barry Stocker and Manuel Knoll (Berlin and New York: de
Gruyter, 2014), 59–76.
26 Paul S. Loeb. 2018. “Nietzsche’s Futurism,” Journal of Nietzsche Studies 49(2):
253–59; Matthew Meyer, Nietzsche’s Free Spirit Works: A Dialectical Reading
(Cambridge: Cambridge University Press, 2019), 241.
27 These examples are also discussed in Rebecca Bamford, “Daybreak,” in
A Companion to the Works of Friedrich Nietzsche, ed. Paul C. Bishop, (Rochester,
NY: Boydell & Brewer [Camden House]), 139–57.
28 For a more detailed discussion of Nietzsche’s letters as he worked on the original
aphorisms of Dawn, and key literary influences upon him at this time, see
Bamford, “Daybreak,” 139–57.
13
15
1
From Human, All Too Human to Dawn
In this initial chapter, we consider how and why Nietzsche makes the move from
his investigations in the three texts that comprise Human, All Too Human: Human,
All Too Human, Assorted Opinions and Maxims (in HH II), and The Wanderer and
His Shadow (in HH II). The initial publication of Human, All Too Human in 1878
makes it evident that Nietzsche’s thinking undergoes a truly fundamental turn;
from this point on in his work he commits himself to science [Wissenschaft] and
as part of this, to the promotion of the pathos of the search for truth and knowledge. Nietzsche makes an important distinction between “the pathos of possessing truth,” and the “gentler and less noisy pathos of seeking truth”; he prefers the
latter since it focuses on “learning and examining anew” (HH 633).1 He contends
that opinions grow out of passions, then stiffen into convictions through the
“inertia of the spirit”; however, he suggests, a person whose “spirit is free and
relentlessly alive” could, he thinks, resist such inertia through “continual change”
(HH 637).
That Nietzsche’s thinking over the two decades of his productive life underwent
considerable and complex intellectual development is something Nietzsche took
pride in, and to which he accorded significant value. As with his thinking on the
pathos of seeking truth, such development is not only rational but affective. As he
tells his readers in Ecce Homo his text of 1878, Human, All Too Human, represents
the “monument to a crisis” (EH, “Human, all too Human”). In Dawn, he makes it
clear that he prizes certain thinkers over others, such as Spinoza, Pascal, Rousseau,
and Goethe over Kant and Schopenhauer, because their work testifies to what he
calls “a passionate history of the soul” marked by crises and catastrophes. In the
case of Kant, we have a thinker whose work is little more than an involuntary
biography not of the soul, but of the head, while in Schopenhauer’s case there
is “the description and mirroring of a character”, albeit one characterized by
an interesting vehement ugliness (D 481). In neither Kant nor Schopenhauer do
Nietzsche’s Dawn: Philosophy, Ethics, and the Passion of Knowledge, First Edition.
Keith Ansell-Pearson and Rebecca Bamford.
© 2021 John Wiley & Sons Ltd. Published 2021 by John Wiley & Sons Ltd.
16
Nietzsche’s Dawn
we find evidence of “the passion of thinking,” and in Schopenhauer’s case we can
discern a distinct lack of “development” and “history” (D 481; see also AOM 271).
To properly appreciate the nature of Nietzsche’s turn, we need to take into
account two changes with respect to the commitments he displays in his early
writings (1872–76). First, in an unpublished note of 1877 Nietzsche states that he
had abandoned “the metaphysical-artistic views” of his early writings (KSA 8, 23
[159]). In particular, he wants to overcome what he calls his “deliberate holding
on to illusion” as the foundation of culture (KSA 10, 16 [23]).2 Nietzsche is seeking
to overcome what he calls “Jesuitism,” a form of casuistry that he located in his
predecessors in German philosophy and himself. In the words of one commentator, this means not allowing the uncovering of the limits of human knowledge to
be conducted in such a way that the task also gives free rein to metaphysics and
the metaphysical need.3 Second, an important move that now takes place in
Nietzsche’s thinking concerns the antique philosophers and their discovery of
“possibilities of life.” He had advanced this appreciation of the original pre-
Platonic philosophers in Philosophy in the Tragic of the Greeks (PTAG Preface),
and he returns to the theme in Human, All Too Human in an aphorism entitled
“The tyrants of the spirit” (HH 261). Nietzsche now proclaims that the time of
these tyrants of the spirit is over. What remains is the need for some form of mastery
[Herrschaft], but this is now to take place in the hands of oligarchs of the spirit.
There is a need for free spirits appropriate to the requirements of the modern
age and these spirits aim to discover new possibilities of life.
In Human, All Too Human, Nietzsche is concerned with the fate of humanity
as it endeavors to transform itself into a knowing and wise animal, stating
firmly that there is no pre-established harmony between the furtherance of
truth and the welfare of humanity (HH 517), and willing to acknowledge that
the “tree of knowledge” is not one with the “tree of life” and so there is only,
and echoing Byron’s Manfred, the sorrow of knowledge (HH 109). Here
Nietzsche accepts modern free spirits cannot seriously entertain any romantic
return to the past, and an accommodation with any form of Christianity has to
be completely ruled out. For the time being, then, we may well have to endure
a condition of melancholy. This is a somewhat different position with respect
to the cause of knowledge that Nietzsche will come to evince in Dawn with its
conception of “the passion of knowledge” and that then provides the impetus
for a joyful science. In Human, All Too Human Nietzsche is most keen to aid
humanity as it now charts a new course in its historical becoming, coming to
terms with the insights of the new evolutionary naturalisms of the nineteenth
century and appreciating the need for the small, unpretentious findings of science over the “bold insanities” of metaphysics (GS Preface). Nietzsche pins his
hope for the future on these developments in culture without reliance on metaphysics and the errors of religion, as well as forsaking the harshness and
From Human, All Too Human to Dawn
violence that have hitherto been the means for binding one person or one
people powerfully to another. It is the task of a new humanity to “take in hand
the earthly governance of all humanity,” and its “‘omniscience’ must watch
over the future destiny of culture with a sharp eye” (HH 245). This requires at
the same time that we do justice to the past and tradition, for example, by recognizing that the activity of the fiercest forces were “necessary so that a milder
cultural dispensation could later establish itself.” This means recognizing that
those fearsome energies we now call “evil” have been in history “the cyclopean
architects and builders of humanity” (HH 246).
Of course, we can acknowledge that the whole of humanity is merely a developmental phase of a certain species of animal of quite limited duration. If human
beings descended from apes, as the new science of evolution teaches us, it is quite
possible that we will becomes apes again without anybody taking an interest in
this comic ending. This is to say that the decline of universal world culture might
one day lead to a heightened repulsiveness and bestialization of humanity — but
it is “because we can envision this perspective” that “we are perhaps in a position
to prevent the future from reaching such an end” (HH 247). Nietzsche insists that
it is impossible to go backward, to “go back to the old,” since “we have burned our
boats; all that remains is to be bold, regardless of what may result” (HH 248).
It may appear that the world is becoming more chaotic every passing day or year,
with the old being lost and the new seeming feebler, but we have no option but to
“step forward” and move on (HH 248). Nietzsche even admits that, “Every better
future that we wish upon humanity is also in many respects necessarily a worse
future” (HH 239). This is because we can no longer draw on on the forces that
united previous cultures, forces of consolation provided by religion and metaphysics: “What grew out of religion and in proximity to it cannot grow again if
religion has been destroyed” (HH 239).
Nietzsche holds that all the important truths of science need to gradually
become everyday, ordinary, things. However, because it lacks the intense pleasure
of what has been conquered — for example, the pleasures afforded by religion
and metaphysics — and has taken away the consolations they offered, there arises
the need in a higher culture for the dual brain. Nietzsche envisages a higher culture in which human beings have a dual brain made up of two compartments, one
with which to experience science and one to experience non-science (HH 251). He
stipulates this as a requirement of health in which the realm of science and the
realm of metaphysics, religion, and art will be closed off from one another with
one unable to confuse the other. One region will be the source of power [Kraft]
and of pleasure, the other will serve as a regulator. One will allow for illusions,
partiality, and the passions that stimulate heat in us, while the other will avert the
dangers of overheating stemming from these operations. In short, there is need of
a culture that can do justice to our liking of illusion, error, and fantasy — because
17
18
Nietzsche’s Dawn
it gives us so much pleasure and a confidence in life — and the need for the true
(this is now a new need in us that demands satisfaction). This is not to say that
there is no pleasure to be had from knowing [Erkennen], only that it is of a peculiar and more refined kind. In knowing we become conscious of our own strength,
we become victors over older conceptions and their advocates, and we feel we are
distinguishing ourselves from everyone else.
Nietzsche is not oblivious to the fact that there are dangers facing the development of the human intellect and spirit under modern conditions of life. Ours is
an age of quickness that is fast becoming an enemy of slowness. A tremendous
acceleration of life is taking place in which people more and more resemble the
traveler who gets to know a land and its people only from looking out of the train
window. This means we will more and more deprecate an independent and careful attitude toward knowledge [Erkenntniss]. Nietzsche thinks that the discrediting of the free spirit — the genuinely independent thinker — is already taking
place with the rise of the scholar (HH 282). If the requirements of higher culture
are not met, then, Nietzsche thinks, a reversal to barbarism can be predicted: the
free unleashing of fantasy and a deliberate dwelling in illusion and error. It is
simply a fact that truth and science cannot compete with art and religion on the
plane of pleasure. Nietzsche will wrestle with this problem in the texts and notebooks of the free-spirit period. It is not that the acquisition of knowledge is completely devoid of pleasure, but compared to that offered by religion and
metaphysics it is of a much soberer kind. As we shall see, to fully carry out the
requirements of knowledge and make it an abiding passion, Nietzsche will
appeal in Dawn to the need for courage and excessive magnanimity on the part
of the free-spirited thinker.
In the volumes of Human, All Too Human, then, Nietzsche is negotiating a new
modest pathway for humanity and its future development. He is prudent, cautious, wise, and impressed by the new evolutionary naturalisms that serve to radically decenter the human animal from what it has taken to be its privileged
position in the cosmos. We see this especially in evidence in aphorism 14 of The
Wanderer and His Shadow. Here Nietzsche looks at humanity’s insignificance
when viewed from the new perspectives of modern evolutionary theory and modern cosmology, with “the music of the spheres around the earth” assuming the
form of a “mocking laughter of all other creatures at humans” (WS 14).
Furthermore, Nietzsche notes, according to our modern astronomers, and who
adopt a field of vision detached from planet earth, “the drop of life in the world is
without significance for the total character of the immense ocean of becoming
and passing away” (WS 14). And, finally, he concludes the aphorism by noting
that the dispassionate astronomer is one who “can scarcely himself feel the earth
without life in any other way than as the gleaming and floating gravesite of
humanity” (WS 14).
From Human, All Too Human to Dawn
Nietzsche and the Art of the Aphorism
In the period up to 1878, the standard form that Nietzsche adopted for his
writings was the essay or pamphlet, in accordance with his professional training
as an academic classicist. It is in the texts of the so-called middle writings that he
explores both a new kind of philosophizing, inspired by the psychological observations of the French Enlightenment thinkers and his friend Paul Rée, and a new
means of expressing it, equally inspired by the aphoristic works of the French
moralistes. Perhaps the most distinctive feature of Nietzsche’s style is the numbered paragraph, which amounts to the essential building block of his prose
style. The Nietzschean paragraph is an extraordinarily supple unit, ranging in
length from a bare line or two to several pages. The number of genuine aphorisms
in his works is relatively small; instead, most of what are called the “aphorisms”
are more substantial paragraphs that exhibit a unified train of thought frequently
encapsulated in a paragraph heading indicating the subject matter, and it is from
these building blocks that the other, larger structures are built in more or less
extended sequences.
For the later Nietzsche, “the will to system” displays a lack of integrity (TI I 26);
he balks at the idea of erecting the kind of philosophical edifice in which his
philosophical predecessor so often delighted. His criticisms of scholarly myopia
and asceticism are scathing. Above all, he wants to distinguish himself from the
traditions of German academic philosophy that preceded him, which he finds
lifeless and, ultimately, simply boring. He does not merely present his readers
with disquisitions on philosophical topics, such as truth and knowledge, and
the nature of the self, but rather dramatizes them through a series of parables,
thought experiments, imagined conversations, and the like. His aim is always to
energize and enliven philosophical style through an admixture of aphoristic and
poetic — broadly speaking, “literary” — forms. The specificity of Nietzsche’s
style lies in the fact that it occupies the ground midway between what one might
call philosophy and poetry “proper.” Perhaps the most appropriate way of
describing his style is with reference to its multifarious impropriety, for its lack
of scholarly niceties is but the least of its provocations. His stylistic ideal is,
parodying Horace, “ridendo dicere severum” (“saying what is sombre through
what is laughable”), and these two modes, the sombre and the sunny, are
mischievously intertwined in his philosophy, without the reader necessarily
being sure which one is uppermost at any one time. His work is an unsettling
provocation for both his philosophical antagonists and his readers, especially
when his breath of allusion, and lack of references, the love of impropriety, and
paradox, are combined with an ideal of concision, as when he declares that his
ambition is to say in ten sentences what everyone else says in a book — or does
not say in a book (TI IX 51).
19
20
Nietzsche’s Dawn
The texture of Nietzsche’s work, evident in many parts of Dawn, is often very
dense and he is under no illusions that he is straightforward to read. When he
conjures up his perfect reader it is as a “monster of courage and curiosity,” and
someone “supple, cunning, cautious, a born adventurer and discoverer” (EH III 3).
Nietzsche did not want hurried readers. In the Preface to Dawn, Nietzsche stresses
that a book such as this has no hurry and that he and his book are friends of lento
or slowness:
Having been a philologist is not for nothing; perhaps you remain one, a
teacher, in other words, of slow reading — in the long run, you end up
writing slowly as well. Nowadays it is not only a matter of habit for me,
but also one of taste, a malicious taste perhaps? — To write nothing
more that would not drive to despair every sort of person who is “in a
hurry” (D Preface 5)
In an age of work, that is, “of unseemly and sweating overhaste that wants at once
to be over and done with everything, even with every old and new book,” philology
is that “venerable art” that requires that one takes one’s time, becoming still and
slow: “as a goldsmith’s art and connoisseurship of the word, which has nothing
but, fine, cautious work to take care and which achieves nothing if it does not
achieve it lento” (D Preface 5).
It is worth noting that in addition to his distaste of the German academic mode
of doing philosophy, Nietzsche also finds in German thinkers, including the likes
of Fichte, Schelling, Hegel, and even Schopenhauer, a distinct lack of “harsh selfexamination” and of the kind that he finds in French thinkers and writers such as
La Rochefoucauld and Descartes; these are thinkers in whom he finds displayed
an admirable “honesty” (Rechtschaffenheit). To this day, he writes, the Germans
“have never had a psychologist. But psychology is practically the yardstick of a
race’s cleanliness or uncleanliness … And if you are not even cleanly, how can you
be profound?” (EH “The Wagner Case” 3). When Nietzsche discusses his favorite
authors and books in his middle writings, it is typically at the expense of German
authors and German philosophy.
Nietzsche begins to adopt the “aphoristic” style in the first text of his middle
writings, Human, All Too Human, and he reveals important insights into the
nature of his commitment to this style in the four aphorisms that open up chapter
two of the text, HH 35–38. Indeed, Nietzsche’s initial plan was to open the book
with these aphorisms. The reasons informing his change of mind with the final
version of the book are not known, but these aphorisms afford an excellent insight
into how he conceived what would now become his principal philosophical practice. Nietzsche’s middle writings are among the most neglected in his corpus; this
is especially true of the volumes of Human, All Too Human and Dawn, and it is
From Human, All Too Human to Dawn
surprising the extent to which a number of commentators on Nietzsche write
about his art of the aphorism in abstraction from these texts and from the positions Nietzsche commits himself to in them. One example is Gilles Deleuze’s
claim about Nietzsche’s “new image of thought”: “It is up to us to go to extreme
places, to extreme times, where the highest and the deepest truths live and rise up.
The places of thought are the tropical zones frequented by the tropical man, not
the temperate zones of the moral, methodical or moderate man.”4 Deleuze’s linkage of Nietzsche to a supposedly new image of thought completely misses the
character of Nietzsche’s actual philosophical practice, including one of its main
features, namely, its cold and skeptical character. Deleuze’s appreciation also
ignores Nietzsche’s commitment to a new temperate culture, which he is keen to
see come into being: conceived as a cool and sober mode of inquiry, the practice
of philosophy can help bring this about. Deleuze’s conception of Nietzsche as a
philosopher simply does not square with how Nietzsche himself conceives of the
philosopher, namely as a human being who speaks “from a cool, invigorating resting place” (WS 171). Although for Nietzsche there are clearly ascents of thinking
to be experience and attained — elevated perspectives that the philosopher
reaches (a prominent theme of Dawn, and especially book five of the text) — even
in his late writings, such as The Anti-Christ, Nietzsche insists that the free-spirited
philosopher needs to keep their enthusiasm in bounds (AC Foreword).
Nietzsche combines philosophical thinking with psychological observation in a
very specific way, namely, as a way of addressing what he sees as the dangers of an
overheated mind, which, for him, characterize the post-revolution European society of the nineteenth century. Philosophy for Nietzsche is now to become “historical philosophizing” (HH 1) and a “heroic-idyllic” practice (WS 295). The former
teaches the need for the virtue of modesty and is needed to combat the claims of
“metaphysical philosophy,” while the latter serves to attach us to the world and
the earth: we are to feel we exist in the world and that the world exists in us. It is
in the context of developing a program of mental reformation that Nietzsche
deploys the art of the aphorism: such an art serves to slow us down and encourages us to contemplate our being in the world in fresh and beneficial ways. In the
literature on Nietzsche as an aphorist the typical focus is on his debt to the French
moralistes and the way in which he seeks, under their inspiration, to come up with
a style of writing and thinking that is lucid, concise, and enigmatic. While important and instructive work has been done on this aspect of Nietzsche’s philosophizing,
what has been overlooked is the extent to which, commencing with Human, All
Too Human, Nietzsche is carrying a quite fundamental program of philosophical
training and education that centers on a reformation of the human mind.5 The
manner in which he does this connects him in interesting and fruitful ways with
ancient conceptions of the nature and tasks of philosophy, such as we find in the
Epicurean school, and where the overriding aim is to combat fear and superstition
21
22
Nietzsche’s Dawn
so as to cultivate a modest being in the world on the part of the human animal. In
this respect, then, his thinking is consonant with ancient practices and techniques
of philosophy, and hence the positive references we find in the middle writings to
the likes of Epicurus and Epictetus, both of whom are important philosophical
figures for Nietzsche because they are figures, he holds in whom wisdom has
assumed bodily form (AOM 224; for Nietzsche’s positive valuation of Epictetus
see also AOM 386, D 131, 546).
At this point, Nietzsche conceives philosophy as a practice of a sober mind that
seeks to cool down a human mind prone to neurosis. Philosophy, in concert with
science, has the task of tempering emotional and mental excess. Indeed, Nietzsche
at this time defines the philosopher as a human being who speaks “from a cool,
invigorating resting place” (WS 171). In the volumes of Human, All Too Human,
and in the subsequent text, Dawn, Nietzsche favors a project of sobriety that supposes philosophical moderation in an effort to combat both human neurosis and
a sentimental, self-intoxicating world view (which he associates with Rousseau).6
Nietzsche is committed to a program of intellectual reform, then, in which the
chief aim is to cool down the human mind.
Nietzsche’s philosophy in these middle writings is one that has specific therapeutic ambitions, one that he finds pertinent to the needs of his age. Indeed, in
large part he conceives the art of the maxim in therapeutic terms. The modern
age, he thinks, has forgotten the art of reflection or observation, in which it is possible to gather maxims “from the thorniest and least gratifying stretches of our
lives” so as to make ourselves feel better, to give ourselves a lift and a tonic
(HH 38). We can return to life revivified rather than depressed from our encounter
with thorny problems, and with “presence of mind in difficult situations and
amusement in tedious surroundings” (HH 38).7 There is a need, therefore, for
modern spirits to learn how to derive pleasure from the art of the maxim, from its
construction to its tasting. Nietzsche notes that it is virtually impossible to say
whether the inquiry into the “human, all too human” will work more as a blessing
than a curse to the welfare of humanity; at any rate, and for the time being, the
issue is undecided. He further notes that because science, like nature, does not
aim at final ends, any fruitfulness in the way of promoting the utility and welfare
of humanity will be the result of science’s attaining something purposeful without
having willed it. But where science is needed now, he thinks, and as part of
general therapeutic practice of reflection and observation, is in cooling down the
human mind. Indeed, we might see this as a fundamental component of philosophy’s practice: to aid the securement of a mind that welcomes the world as its
friend by freeing the mind of fear and superstition.
Nietzsche readily makes use of philosophy’s traditional virtues and practices,
including the exercise of contemplation and reflection, and he will readily appeal
to thinkers of the past and of a classical character. For example, in the text he
From Human, All Too Human to Dawn
makes an appeal to the vita contemplativa, noting that the modern age is poor in
great moralists, with the likes of Pascal, Epictetus, Seneca, and Plutarch being
little read today. The free spirit is said to exist as a “genius of meditation” and in
an age where time for thinking and tranquility while thinking is lacking: “With
the tremendous acceleration of life, the spirit and the eye have grown accustomed
to seeing and judging partially or falsely, and everyone resembles the traveller
who get to know a land and its people from the train” (HH 282). The free spirit is
discredited by the scholar for having an independent attitude toward knowledge,
and for lacking in his art the thoroughness and antlike diligence that characterizes the scholar’s practice. The free spirit sees the situation differently, wishing to
command “from an isolated site all the scientists and scholars who have been
called to arms and of showing them the paths and goals of culture” (HH 282).
Here we see Nietzsche continuing to define the philosopher, as he does in his
early writings such as Schopenhauer as Educator, in terms of their commitment to
culture as a whole over the cause of mere scholarship: the philosopher practices
philosophy as a way of life, through meditation and the vita contemplativa, but
also seeks to have a transformative effect on society and the direction of the world.
In Dawn, we encounter Nietzsche keen to determine what the value of the vita
contemplativa is, and to indicate how it works in helping to produce the philosopher’s unique mood of serenity (see especially D 41, 440).
We now wish to examine more closely the aphorisms that Nietzsche deploys at
the start of book two of Human, All Too Human and that he originally conceived
as opening the text. We begin by noting Nietzsche’s stress on, and commitment to,
“psychological observation.” He is not, then, simply carrying our straightforward
“philosophy,” one that would deal with eternal problems or timeless questions.
Instead, his aim is to address the “human, all too human” sources of our religious,
ethical, and metaphysical thinking. He construes “psychological observation” not
only as scientific observation but as an “art”: it is both a skill we can cultivate and
a mode of relating to the world we can enjoy and derive pleasure from. More than
this, in practicing the art of the aphorism we elevate ourselves, or as Nietzsche
puts it, “make ourselves feel better” and we “lighten the burden of life” (HH 35).
To understand what he means by this we have to appreciate that he is suggesting
that the practice of this art of observation is exercised in the context of finding
ourselves in both “difficult situations” and “tedious surroundings” (HH 35). His
aim is to return European humanity to the great masters of the psychological
maxim; it is unsurprising that he refers specifically here to La Rochefoucauld and
his “spiritual and artistic relatives.” Today, he finds, although there is an appreciation of these writers of maxims, it is one without real discipline or exercise: “they
praise them because they cannot love them, and are quick to admire, but even
quicker to run away” (HH 35). Just as the modern acceleration of life is leading to
a superficial appreciation of and engagement with life, so Nietzsche finds that
23
24
Nietzsche’s Dawn
modern readers taste the maxims of the great psychologists in all too hasty fashion when the precise task is to savor the maxim and to go slowly. Nietzsche continues to adhere to these stipulations, as when, in the 1886 Preface to Dawn, he
presents himself as a friend of lento.
Nietzsche makes it clear in HH 36 that he considers psychological observation
one of the means by which human existence [Dasein] can be “remedied,”
“relieved,” and even “stimulated.” He thinks that we have new interests, new passions, and new goals to cultivate. But he now wishes to consider an “objection” to
the intellectual position he is espousing on the art of psychological observation.
The observation centers on an obvious concern, namely this perspective on the
trials of human existence: is not the happiness of humankind best preserved by
not carrying out psychological dissection? Would the interests of humanity not be
best promoted by maintaining “a blind faith in the goodness of human nature”
and a kind of shamefulness with respect to the “nakedness” of the human soul?
Will the new psychologists not simply promote widespread skepticism and mistrust, so ridding the world of helpful beliefs, such as the belief that the world is
characterized by an abundance of impersonal benevolence? Will not “psychology” only serve to diminish our belief in the human animal? In short, the question
has to be considered whether or not what has helped humanity move forward in
its existence on earth are “psychological error” and “general obtuseness” (HH 36).
Nietzsche responds to this fundamental concern in the next aphorism, entitled
“Nevertheless” (HH 37). He aims to provide a balance between the pro and the
con on this issue of error and obtuseness. He is keen to promote a revival of interest in moral observation, which he sees as necessary in the present age and in
which humanity cannot any longer “be spared the gruesome sight of the psychological dissecting table and its knives and forceps” (HH 37). He readily acknowledges that what he calls “the older philosophy” was not familiar with the need to
inquire into the origin [Ursprung] and history [Geschichte] of the so-called moral
sensations; indeed, he claims that the older philosophy evaded the tasks of such
an investigation with weak excuses. Nietzsche has urgent reasons for now wishing to correct the older philosophy. Such an evasion has had dire consequences,
consisting in an impoverished conception of science and a neglect of truthful and
honest scientific inquiry. This would not be so lamentable if it were not for the fact
that the errors of the greatest philosophers — here Nietzsche does not refer to any
specific figures — have resulted in false explanations of human behavior, the erection of a “false ethics” on the basis of a poor analysis of so-called unegoistical
actions, and that has led to “mythological confusion,” and ultimately “the shadows of these dismal spirits fall even upon physics and our entire world view”
(HH 37). In short, until recent times, say with the advent of the French moralistes,
psychological observation has been superficial, laying down “the most dangerous
snares for human judgment and inference” (HH 37). Nietzsche thus calls on his
From Human, All Too Human to Dawn
fellow free-spirited philosophers to engage in probing and fearless “humble
work,” defying the contempt modern humankind has for it, and to persist in the
labor that never tires “of piling stone upon stone, pebble upon pebble” (HH 37).
It is important to note that Nietzsche is not simply aping the work of the French
moralistes; he is proposing a major reform of their practice and agenda. Such work
now needs to become more rigorously scientific instead of being practiced in the
spirit of a “witty conquettishness” [geistreichen Gefallsucht]. If the aphoristic and
psychological inquiry into “the human, all too human” is carried out in this way
Nietzsche hopes that it will come to be taken much more seriously than it is at the
present time by the scientific person, who understandably professes a mistrust of
the genre and its apparent lack of seriousness. But note that, although Nietzsche is
appealing to the scientific community in this way, he does not lose sight of his view
that the new scientifically minded philosophy has a therapeutic role to play in cooling down the human mind and transforming our sense of being in the world. He
concedes that the new intellectual practice of this philosophy will have consequences for humanity that are at one and the same time frightful and fruitful: it
will indeed deflate human pretensions to significance, while at the same time,
it will open new possibilities of life — that is, new ways of being in the world.
In the final aphorism of this suite of aphorisms that guide the investigation of
the book, Nietzsche acknowledges that the issue of whether psychological observation brings with it more utility or liability for human beings is currently undecided. In large part, then, what he is proposing in Human, All Too Human is an
experiment: science today finds that it cannot dispense with the new observation,
and to do so would amount to a retrograde step for the advancement of knowledge. Nietzsche’s enlightenment sensibilities, which become prominent at this
point in his published writings, tell him that the situation cannot be otherwise if
we wish to be servants of knowledge and truthfulness. Moreover, the integrity of
science must be respected, and this consists in our appreciating the fact that science proceeds without a commitment to final aims; if science does end up promoting the welfare of human beings it does so without having willed it. Nietzsche
thus appeals at the end this aphorism to science and philosophy to join forces so
that, working in concert and supporting one another, they can serve an important
critical end, namely, that of cooling down a human mind that is prone to neurosis.
In the closing lines it becomes evident, if it wasn’t already, that he is advancing
enlightenment modes of thinking, such as the dedication to scientific knowledge
and the integrity of truth, in the specific context of an appreciation of the dangers
of the modern age:
shouldn’t we, the more spiritual human beings (geistigeren Menschen) of
an age that is visibly catching fire in more and more places, have to grasp
all available means for quenching and cooling, so that we will remain at
25
26
Nietzsche’s Dawn
least as steady, harmless, and moderate as we are now, and will thus
perhaps become more useful at some point in serving this age as mirror
and self-recollection? (HH 38)
Nietzsche sees the present age as moving in the direction of a temperate zone of
culture (HH 236). Here he contests Schopenhauer’s suprahistorical standpoint,
the standpoint of a metaphysical philosophy, which perceives no progress in the
last four millennia taking place with regard to philosophy and religion. The zone
of the past, Nietzsche thinks, can be compared to a tropical zone in which violent
contrasts, abrupt changes between day and night, and a reverence for everything
sudden, mysterious, and terrible predominate. In this zone, “we see how the most
raging passions are overpowered and shattered by the uncanny force of metaphysical conception” and “feel as if savage tropical tigers were being crushed
before our eyes in the coils of colossal serpents” (HH 236). Today, Nietzsche speculates, in this time of transition to a different zone, and which we label “progress,”
we inhabit a spiritual climate with no such events, “our imagination has been
tempered, even in dreams we scarcely come close to what earlier periods beheld
when awake” (HH 236). Nietzsche alerts us to the danger of an overstimulation of
the nervous and intellectual powers such is, as a result of the sum of sensations,
knowledge, and experiences, the whole burden of culture: “indeed, the cultivated
classes in European countries are thoroughly neurotic” (HH 244). Our concern is
to maintain our health in every possible way and live in hope of a new Renaissance.
To keep at bay and from overgrowing us the deeply moving sensations instilled in
us by centuries of Christianity, as well as the work of metaphysically inspired
philosophers, poets, and musicians, we have recourse to a scientific spirit that
makes us colder and more skeptical, cooling down “the scorching stream of a faith
in final, definitive truths” (HH 244). It is to the Italian Renaissance that we owe all
the positive forces of modern culture: the liberation of thought, disdain for arbitrary authorities, the triumph of cultivation over the arrogance of lineage, the
unfettering of the individual, an ardor for veracity and against appearance and
mere effect, and an enthusiasm or passion for science (HH 237).
In the final aphorism of Human, All Too Human, Nietzsche tells his readers that
he wishes to practice the philosophy of the morning, which will find him in search
of the mysteries of the dawning day; what is required is a free mind, that is, one
suspicious of reaching final, definitive truths and willing to revise its thoughts in
the bright morning light of fresh experiences and new experiments. Nietzsche’s
thinking aims for a new sobriety: it seeks to approach the world beyond both theology and the struggle against it. The world is neither good nor evil, neither the
best nor the worst. Good and evil, he argues following in the footsteps of Spinoza,
only make sense with reference to human beings, and even then, they are not
justified in the typical ways they get deployed. He invites us to renounce both the
From Human, All Too Human to Dawn
view that curses the world and the view that extols it, since, in this way, we will do
away with the tediously overused words optimism and pessimism (HH 28).
Nietzsche’s commitment to the cool sobriety of scientific thinking, which
includes first and foremost a commitment to the methods and procedures of science (see HH 634–35), informs his treatment of religion both in Human, All Too
Human and in Dawn. Nietzsche insists that between religion and “real science”
there is neither friendship nor enmity since they dwell on different stars. Nietzsche
evinces a number of arguments to support his position. To suppose that religion
contains truths is to have a very loose conception of truth, especially where truth
is bound up with the pursuit of rigorous methods of examination and psychological observation. Nietzsche also holds that every religion is born of fear and need
and this requires an inquiry into origins that will demonstrate this. The reason
why the doctrines of some philosophies resemble those of religious beliefs, be
they Jewish, Christian, or Indian — as in the case of Schopenhauer — is because
philosophers have operated either under the influence of traditional religious
habits or under the hereditary power of the metaphysical need. Unsurprisingly,
the religious need is strongly rooted in human beings; it has thousands of years of
training in superstitious and credulous human psychology behind it. Nietzsche
appreciates that less reflective free spirits take offense at the dogmas of religion
but still allow for the magic of religious sensation. It is for this reason that he proposes that scientific philosophy needs to be extremely careful not to smuggle in
errors on the basis of this need, a need that has been acquired and is a transitory
one. Even logicians, he notes, have consented to speaking of presentiments of
truth in morality and art, for example, the presentiment that the essence of all
things is one. This, Nietzsche says, is illegitimate since between something carefully inferred and something intuited there exists an unbridgeable gulf — one is
due to the intellect, the other to need: “Hunger does not prove that the food that
would sate it exists, yet it wishes for this food” (HH 131). Similarly, if I have a presentiment this does not mean that I know with any degree that it exists, only that
I take its existence to be possible — and because I wish for it or fear it: “We involuntarily believe that the religiously tinged sections of a philosophy are better
proven than others; but it is basically the reverse; we simply have the inner wish
that it might be so — hence, that what makes us happy might also be true”
(HH 131). This distrust of intuition, and especially of the commitment of certain
German idealists, such as Schelling, to “intellectual intuition,” conceived as a suprarational faculty that affords access to a comprehension of the divine, continues in Dawn where he writes in glowing terms of those great philosophers — such
as Plato and Aristotle from the ancients and Descartes and Spinoza from the early
moderns — who found in knowledge, that is, “in the activity of a well-trained,
inquisitive, and inventive understanding[,] the highest happiness: such thinkers
actually enjoyed knowledge!” (D 550). He wishes his readers to be inspired by
27
28
Nietzsche’s Dawn
these examples of philosophers who freely committed themselves to the demands
of knowledge and to resist the appeal to an “inner sense” or “intellectual intuition” since such an appeal ends up wanting not philosophy but religion (D 544).
Nietzsche locates in Christianity a curious psychology of salvation, and his
probing of this reveals further his commitment to a cool, skeptical mode of
inquiry. Christianity seeks to crush and shatter the human being, to sink them
into slimy depths; then, as if by a miracle, in the midst of this feeling of complete
depravity, there shines the gleam of a divine compassion (Mitleid), “so that someone surprised and stunned by grace let out a cry of rapture and for a moment
believed that he bore the whole of Heaven within him” (HH 114). All the psychological discoveries of Christianity, Nietzsche notes, are made to work on this pathological excess of feeling: “it wants to destroy, shatter, stun, intoxicate; there is
only one thing it does not want: measure, and hence it is, when understood most
profoundly, barbaric, Asiatic, ignoble, non-Greek” (HH 114). This appeal to the
need for “measure,” and the allied claim that the “pathological excess of feeling”
is something non-Greek, can disclose to us important insights into Nietzsche’s
philosophical character, and something of this character is revealed in his admiration of Voltaire. Thomas Brobjer, a helpful chronicler of Nietzsche’s influences
and sources, has argued that from around 1878 onwards Voltaire becomes the
philosopher Nietzsche praises most in his published writings.8 We know that
Nietzsche made a personal visit to Voltaire’s estate in Ferney in the spring of 1876,
and that he avidly read him in Sorrento later in same year in the company of Paul
Rée and Malwida von Meysenbug. In Human, All Too Human, Nietzsche praises
Voltaire as the last “of the great dramatists who used Greek moderation to restrain
a polymorphic soul that could encompass the greatest tragic thunderstorms”
(HH 221). For Nietzsche, Voltaire is the last great writer who displays “a Greek
ear, a Greek aesthetic consciousness” and “a Greek simplicity and charm in his
handling of prose discourse” (HH 221). Nietzsche’s appraisal of Voltaire is in
accord with the free-minded philosophy that he is keen to espouse in his middle
writings, which is sober and skeptical, aiming to combat the eruption of neurosis
in modern-day humanity in the form of emotional and mental excess. His appraisal
of Voltaire is a specific one: Voltaire is to be prized on account of the fact that he
combines “the highest freedom of the spirit with an ‘unrevolutionary disposition’,”
and, Nietzsche adds, “without being inconsistent and cowardly” (HH 221).
Nietzsche’s Break with Schopenhauer and Nietzsche’s
Skepticism
In the middle writings, and beginning with Human, All Too Human, Nietzsche
makes a decisive and lasting break with Schopenhauer. Indeed, Nietzsche deliberately cultivates what he comes to call “the passion of knowledge,” which makes its
From Human, All Too Human to Dawn
first appearance in the published writings in Dawn, contra Schopenhauer, whom
he regards as superficial in psychological matters. In a note from the time when
he was composing material for Dawn, he writes tellingly about Schopenhauer in
the following terms: “His passion for knowledge was not great enough for him to
suffer on its behalf: he barricaded himself in” (KSA 9, 6 [381]).
In his early writings, such as Schopenhauer as Educator (1874), Nietzsche had
argued that we should esteem Schopenhauer “because he calls to mind the memory of naïve, universal truths” (KSA 7, 19 [26]). While Kant’s influence has proved
detrimental, the Kantian philosophy finds its redemption and true meaning in
Schopenhauer: “He gathers together all those elements that are still useful for
controlling science. He arrives at the most profound primordial problems of ethics
and of art; he raises the question of the value of existence” (19 [28]; compare
GS 357). For the early Nietzsche, Schopenhauer’s greatness consists in the fact
that he deals with the picture of life as a whole and interprets it as a whole.
Moreover, he does so without letting himself become entangled in a web of
conceptual scholasticisms. Schopenhauer stands in contradiction to everything
that today passes for culture, he awakens a powerful need just as Socrates did: not
for knowledge but for wisdom, drawing attention to the barbarizing power of
science and demolishing secularization. He is simple, honest, crude, and ahead of
his time. In short, Schopenhauer is not a scholar.
As we have suggested, in his middle writings Nietzsche embraces the modern
scientific spirit; this now means that Schopenhauer can no longer be upheld as a
philosophical role model. In his middle writings, Nietzsche detects a major flaw in
Schopenhauer’s philosophy. In spite of the fact that there is a strong ring of science in his teaching, the scientific spirit is not strong enough in it, and, as a result,
the entire medieval Christian world view could celebrate its resurrection.
Schopenhauer does not master the scientific spirit; rather the metaphysical need
does (HH 26). Nietzsche proposes that a mature humanity needs to wean itself off
this need (which he says is an error and a failure of the intellect), and contends
that the need is not the origin of religions, as Schopenhauer thinks, but rather a
religious after-shoot. Nietzsche’s position is that with the metaphysical need, and
the speculations it gives rise to, we are in the dangerous realm of human fantasy.
For Schopenhauer, the “metaphysical need” is a primordial need within the
human being and specific to the human animal. For him, it is bound up with the
attitude of astonishment we are free to adopt with respect to the world and from
which “arises the need for metaphysics that is peculiar to man alone.” Indeed, he
calls man “an animal metaphysicum.”9 His claim is that in animals the “wisdom
of nature speaks out” of their peaceful glance: in them will and intellect are not
separated widely enough and that would mean they would be capable of being
astonished at each other when they meet again. Moreover, in them “the whole
phenomenon is still firmly attached to the stem of nature from which it has
sprung.”10 In man, then, there is a surprise at being in the world. Schopenhauer is
29
30
Nietzsche’s Dawn
obviously following Aristotle here, indeed he cites him from the introduction to
his Metaphysics with the claim that it is on account of wonder that humans philosophize. He adds his own unique gloss on this, arguing that the wonder is of a
serious kind and that, in point of fact, philosophy begins in a minor key. This is
owing to the fact that human self-reflection and astonishment inevitably faces the
recognition of the finitude of life and the vanity of all existence. Schopenhauer
appreciates that the “need” is a response to the recognition of this finitude and the
fact of death, and so expresses itself as a longing for an afterlife: “Temples and
churches, pagodas and mosques, in all countries and ages, in their splendour and
spaciousness, testify to man’s need for metaphysics, a need strong and ineradicable, which follows close on the physical.11
By metaphysics, Schopenhauer says he understand it as follows:
all so-called knowledge that goes beyond the possibility of experience, and
so beyond nature or the given phenomenal appearance of things, in order
to give information about that by which, in some sense or other, this experience or nature is conditioned, or in popular language about that which is
hidden behind nature, and renders nature possible.12
For Schopenhauer, it is necessary to explain the fundamental character of the
world that lies behind phenomena, which he considers to be the will to life and
conceived as the thing-in-itself. In his middle writings, Nietzsche comes to hold
the view that Schopenhauer’s thinking is a disaster for science. Moreover, the
notion of the will to life expresses the philosopher’s unhelpful rage for generalization; it is little more than a poetic metaphor, and in Schopenhauer it results in all
kinds of mystical nonsense (AOM 5). Schopenhauer also maintains that we need
metaphysics in order to have an adequate conception of ethics and that ultimately
needs to have its basis in an insight into the true, metaphysical character of the
world. Only one philosopher prior to himself has attempted this, Schopenhauer
thinks, and this is Spinoza — but Spinoza’s system rests on nothing more than
palpable sophisms. In Dawn, Nietzsche becomes especially severe in his critical
response to Schopenhauer, describing his metaphysical account of compassion as
nothing more than “rapturous and worthless poppycock” (D 142).
The early Nietzsche worries that Kant’s Copernican revolution in philosophy
will lead to a “gnawing and disintegrating relativism and skepticism” (UO II 3).
In his middle writings, Nietzsche is accepting that we moderns live in a skeptical
age and holds to the view that certain modes of skeptical inquiry now need to be
vigorously pursued and form an essential component in our practices of knowledge and truthfulness (see HH 21, 630–31). In Dawn, Nietzsche warns against
having unconditional trust in things and advises that we practice “a little bit of
skepticism for each and every thing, be it god, human, or concept” (D 207). In
From Human, All Too Human to Dawn
addition, it is also in Dawn that Nietzsche seeks to liberate himself from the need
for an ultimate solution to the riddles of existence; he has no desire to assume the
role of being, as Schopenhauer sought to be, the great unriddler of the world
(D 547). However, although skepticism plays an important role in his pursuit of
free-spirited inquiry, Nietzsche’s embrace of skepticism is of a specific kind.
There are two skepticisms he is, in fact, highly critical of: first, the kind of skepticism which can ironically result in the thinker becoming a fanatic of mistrust
(see the complex and witty dialogue between Pyrrho and an old man Nietzsche
presents, WS 213); and, second, the philosophical practice of hair-splitting metaphysicians that prepares the way for a skepticism that can be used as a tool for a
“subtler obscurantism” (AOM 27).13 In this aphorism, Nietzsche raises the question whether Kant can be used for the purpose of generating such an obscurantism, as when Kant declares in the preface to the second edition of the Critique of
Pure Reason (1787), which Nietzsche cites, that he has found it necessary “to
deny knowledge in order to make room for faith.” For Nietzsche, this is a case of
the “dark art” of a dangerous obscurantism appearing underneath “a cloak of
light” (AOM 27).
This line of criticism continues in Dawn. In an important aphorism, Dawn 142,
for example, Nietzsche forcefully and wittily expresses his distaste for Kant and
Schopenhauer’s metaphysical obscurantism. At the very end of his Groundwork
of the Metaphysics of Morals, in a concluding note, Kant says that while it is not
possible for us to “comprehend the practical unconditioned necessity of the moral
imperative, we do comprehend its incomprehensibility,” and he adds: “This is all
that can be fairly asked of a philosophy which presses forward in its principles to
the very limits of human reason.”14 Kant is referring to the difficulty we have as
empirically and affectively conditioned subjects in comprehending how we can,
in actuality, act completely rationally as agents or subjects of the moral law (“act
in such a way that the maxim of your action can be translated into a universal
law”). Nietzsche refers explicitly to Kant’s obscurity in Dawn 142, citing from the
Nachlass of Schopenhauer, in which Schopenhauer esteems as Kant’s “greatest
gift” his demonstration of the limits of the concepts of the Understanding, and in
the process lending value to Kant’s view about the “incomprehensible” character
of the categorical imperative. Nietzsche’s riposte to Schopenhauer reveals the
depths of his commitment to enlightenment knowledge over the reinsertion into
philosophy of metaphysical chicanery:
One ought to consider whether someone who, from the outset, is perfectly
happy to believe in the incomprehensibility of things moral can be sincerely interested in acquiring knowledge of such things. Someone who still
honestly believes in illuminations from above, in magic, and spiritual
apparitions and in the metaphysical ugliness of the toad! (D 142)
31
32
Nietzsche’s Dawn
Nietzsche’s aim, in objecting to this metaphysical obscurantism, is to draw
attention to the willingness of philosophers like Schopenhauer to prioritize the
“mystical,” as was also the case in his objection to mystical nonsense in the second
volume of Human, All Too Human volume (AOM 5). In Dawn, he objects in particular to Schopenhauer’s failure to treat “empathy” sufficiently skeptically as a
product of this metaphysical obscurantism (D 142). As Nietzsche contends, for
Schopenhauer, “the mystical process” through which “compassion transforms
two essential beings into one” to the extent that “each is vouchsafed unmediated
understanding of the other” is “incomprehensible nonsense,” and that “such a
clear-headed thinker as Schopenhauer” indulged in this metaphysical mysticism
merits his unbounded “astonishment and pity” (D 142).
Perhaps the most important sense of skeptical practice we need for a proper
understanding of Nietzsche is that of an endless searching and seeking, and this
takes the form of a commitment to experimentalism in his writings (see e.g.
GS 51). Here Nietzsche is faithful to the original Greek sense of being a skeptic
and where the skeptics are conceived as seekers, the zeteikoi.15 In a discussion of
skepticism in Beyond Good and Evil, Jessica Berry has argued that Nietzsche’s
philosophers of the future are “fundamentally Zetetics.”16 We see this fully at
work, however, in Dawn, in which Nietzsche deploys skepticism essentially as a
tool and as part of his commitment to the passion of knowledge. This commitment
to experimentation is designed to work against philosophical dogmatism, and it
deeply informs and guides Nietzsche’s philosophical practice in the middle
writings preceding Dawn. In reflecting on the character of Nietzsche’s skeptical
practice we would do well to take cognizance of Stefan Zweig’s great insight into
Montaigne the essayist. Zweig put down his reflections while in exile in Brazil in
the early 1940s:
Montaigne’s greatest pleasure is the search, not the discovery. He is not one
of those philosophers who seek the philosopher’s stone, the convenient formula. He cares not for dogma, precepts, and has a horror of definitive
assertions: “Assert nothing assiduously, deny nothing frivolously”. He has
no defined destination. All roads open to his “pensée vagabonde”.17
Nietzsche’s adoption of certain aspects of skeptical practice in his middle writings
is evident, for instance, in the attitude of indifference he thinks we need to adopt with
respect to the first and last things (WS 16). We can also see it at work in his appeal to
Epicurus, whom he describes as the “soul-soother of later antiquity,” and the ways in
which he sought to solve the ultimate theoretical questions (WS 7). He wants the
“scientific spirit” to bring to maturity what he calls “the virtue of cautious reserve,”
which he describes as a “wise moderation” that to date is more familiar in the realm
of practical life than in the realm of theoretical life (HH 631). In Dawn, and in a very
From Human, All Too Human to Dawn
similar vein, Nietzsche stages in a mini-dramatic form a response to an exhortation
from Luther and writes of the wisdom of withholding judgment with respect to some
key existential matter as a way of freeing ourselves of “soul anxiety” (D 82). It is obvious, though, that Nietzsche does not conceive the free spirit — who works against
dogmatism and fanaticism — as a figure who simply acquiesces in the customs and
traditions of his or her society, and as we find in the skepticism of both the ancient
Pyrrhonists and Montaigne.18 The contrary is the case. There is an important dimension to Nietzsche’s project that is not present in these modes or forms of skepticism,
namely, a commitment to experimentalism with respect to both individual and social
modes of living. Indeed, in Dawn, Nietzsche declares human beings to be “experiments” and the task, he adds, is to want to be such (D 453).19
Finally, on the issue of skepticism in Nietzsche we can take cognizance of a
striking aphorism from The Gay Science where he acknowledges his own implication in the moral skepticism introduced into the world by Christianity (GS 122).
Nietzsche suggests that, whether intentionally or otherwise, Christianity has
made an important contribution to the enlightenment by teaching “moral skepticism” in the form of a patient and subtle questioning of human motivation and
behavior, and in the process, it has accused and embittered human beings, so provoking them into conscientious self-reflection. Nietzsche writes: “it destroyed
faith in his ‘virtues’ in every single individual; it led to the disappearance from the
face of the earth of all those paragons of virtue of whom there was no dearth in
antiquity” (GS 122). It is necessary, then, that modern free spirits acknowledge
their training in this Christian school of skepticism and to the extent that when
we read the great moral treatises of Seneca and Epictetus, for example, we experience “a diverting sense of superiority,” feeling “full of secret insights”: “we feel as
embarrassed as if a child were talking before an old man, or an over-enthusiastic
young beauty before La Rochefoucauld: we know better what virtue is” (GS 122).
Nietzsche, then, wishes us to continue and finesse further this tradition of
Christian moral skepticism — it informs his estimation of the virtue of honesty
[Redlichkeit] and his commitment to the intellectual conscience — and he does so
by now applying the same skepticism “to all religious states and processes, such as
sin, repentance, grace, sanctification.” When we free spirits apply our skepticism
we then enjoy “the same sense of subtle superiority and insight when we read any
Christian book: we also know religious feelings better!” (GS 122). Although one
might wish to contest Nietzsche’s claims about Christianity in this aphorism — he
does not mention any specific Christian thinkers in it, and we know that Augustine
wrote against skepticism in his Against the Academicians — it does find, interestingly, a curious echo in the work of Kierkegaard. In The Concept of Anxiety (1844),
for example, Kierkegaard notes that while all ancient ethics was based on the
assumption that virtue is something realizable, the notion of “sin” casts the
shadow of skepticism over such an assumption.20
33
34
Nietzsche’s Dawn
We shall say more on the topic of Nietzsche and the intellectual conscience in a
moment. Before doing so it may be worthwhile reflecting on his change of mind
about skepticism and that begins with Human, All Too Human. One can only
speculate about the reasons for Nietzsche’s change of mind: from doing everything he can in his early writings, such as Schopenhauer as Educator, to ward off
the dangers of skepticism, and even the menace of it, to now in his middle writings, and commencing with volume one of Human, All Too Human, accepting
(and embracing) the fact that Europe is now entering a skeptical age, and promoting in his own writings specific modes of skepticism and skeptical inquiry. With
respect to the early Nietzsche one might venture the suggestion that in them he is
operating in an essentially German context, and as a young nation-state Nietzsche,
one might add, is thinking that it is too premature for German education and
culture to be exposed to skepticism that will have only a debilitating effect (he also
expresses a concern over the rise of a mood of “cynicism” taking over the German
mind, UO II 9). Instead, he clearly seems to think that a quite different intellectual
strategy is required and merited, and so, one might suggest, he makes the decision
to subordinate his intellectual project, including his conception of philosophy,
which at this point he conceives as a way of life and a key vehicle in self-
cultivation [Bildung], to the essential and key task of energizing German education
and culture.
By the time of Human, All Too Human, however, his intellectual orientation has
fundamentally changed, and in dramatic ways. He is now addressing European
culture and writing as a free-spirited “good European” (WS 87) and is committed
to the view that to be a good German one must “de-Germanize” oneself (AOM 323).
One of his main concerns now and henceforth in his writings is the rise of
dangerous forms of religious and moral fanaticism, and in his middle writings
Nietzsche aligns himself with an Enlightenment project of deploying skepticism
as a philosophical tool that can defeat such excessive enthusiasm, so allying
himself with a long line of impressive skeptics who seek to combat fanaticism in
their own times and places — one thinks of historians and philosophers such as
Montaigne, Hume, Edward Gibbon, Diderot, and, most important of all for an
appreciation of Nietzsche in his middle writings, Voltaire (Nietzsche was familiar
with the skeptical works of all the aforementioned writers). Two further observations can be made:
1) First, that Nietzsche is definitely aware of the problem of fanaticism in his
early writings. This is in evidence, for example, in his unfashionable observation on David Strauss, but he makes no appeal in it to the need for a mode of
skepticism to combat it. Nietzsche simply notes that historical education or
cultivation can work against fanaticism, though at this time this mode of education is not something that he wishes to take up since he has all kinds of
From Human, All Too Human to Dawn
issues with it, issues that he then fully explores in his next unfashionable
observation on the uses and disadvantages of history for life. The stance contra
fanaticism emerges, then, in Nietzsche’s middle writings, and can be fruitfully
understood in the context of his keenness and readiness to now advocate certain modes of skeptical inquiry and practice (UO I 2).
2) Second, and as we have just seen, Nietzsche continues to wrestle with Kant’s
legacy in the volumes of Human, All Too Human, but now his concern is quite
different and perhaps subtly so. He no longer focuses on the cultural influence
Kant’s Copernican Revolution might have, and as one of skepticism and relativism, but rather on the fact that Kant’s supposed “enlightenment” is contributing to the spread of a new obscurantism (see especially AOM 27). Nietzsche
is now very keen to combat this, along with all and any forms of obscurantist
modes of thinking.21
Nietzsche sees the demise of belief in God that characterizes the modern period
of Occidental history as being bound up with the development of the intellectual
conscience. This is because we reach a point when the discipline of truth forbids
itself the lie in faith in God. For Nietzsche, then, what really triumphs over the
Christian God is Christian morality itself and its concept of truthfulness, which
comes to be understood more and more rigorously: “the father confessor’s refinement of the Christian conscience, translated and sublimated into scientific conscience, into intellectual cleanliness” (GS 357). Nietzsche lists what he takes to be
now over for us moderns: looking at nature as if it were proof of the goodness and
governance of a divine force; interpreting history in honor of a divine reason and
a testimony of a moral world order; and interpreting one’s experiences as if they
were informed and guided by providence and ordained for the salvation of one’s
soul (GS 285). What stands against all of these things is our modern intellectual
conscience: such articles of faith have simply become unbelievable for us.
Nietzsche’s commitment to the intellectual conscience first comes to the fore in
his middle writings, and it is linked to the manner in which he conceives skepticism as an essential component of the authentic practice of philosophy. This conscience is about having and developing intellectual integrity, and it works against
the “heart’s desire” and against the idea that beautiful feelings constitute an argument. In the Preface to Dawn, Nietzsche says that all philosophers from Plato to
Kant have been building under the seduction of “majestic moral structures.” Later,
Nietzsche builds on this to argue that Kant’s whole conception of practical reason
lacks this intellectual conscience: “he invented a special form of reason so that
people would not have to worry about it when morality, when the sublime command ‘thus shalt,’ is heard” (AC 12). For Nietzsche, the philosopher is but a further
development of the “priestly type,” or what he calls “the art of falling for your own
forgeries” (AC 12). In the very next aphorism he talks about the importance of
35
36
Nietzsche’s Dawn
“methods” and promotes “modesty” as the new intellectual virtue (AC 13). For too
long people have demanded what he calls here a “picturesque effect” from the
truth, and philosophers have been only too happy to satisfy this need.
In The Gay Science, Nietzsche construes the intellectual conscience as the
superior form of conscience, the conscience behind our conscience (GS 335). It
demands from us that we do not accept anything on trust and that we are willing
to question existence and in terms of a commitment to certain intellectual virtues
such as honesty or probity. Nietzsche perhaps writes on this most potently in the
opening of The Gay Science:
To stand in the midst of the “discordant concord of things,” and of this
whole marvellous uncertainty and rich ambiguity of existence without
questioning, without trembling with the craving and rapture of such questioning…this is the feeling I look for in everybody. Some folly keeps me
persuading that every human being has this feeling, simply because he is
human. This is my kind of injustice (GS 2)
Nietzsche speaks of making our experience a matter of conscience for our knowledge, which entails practicing a type of honesty [Redlichkeit] that is quite alien to
founders of religion and moral systems (GS 319). The link with skepticism, conceived as a practice of truthfulness, is made explicit by Nietzsche in GS 2: this
superior form of conscience requires from us the exercise of doubt and the search
for more and more adequate reasons in what we take to be true and certain. Here
Nietzsche appears to be echoing the sentiments expressed by French Enlightenment
thinkers such as Diderot:
Sckpticism does not suit everybody. It presupposes profound and disinterested examination. He who doubts because he is not acquainted with the reasons for believing is no better than an ignoramus. The true skeptic has counted
and weighed his reasons. But it is no easy matter to weigh arguments.22
There are some revealing treatments of the intellectual conscience in Dawn. In
aphorism 149 of the text, Nietzsche writes about those situations where the intellectual conscience is lulled to sleep. He gives the example of the person who takes
his child to a Christian baptism, either for his child or the sake of a friend’s child,
although he is an atheist (he gives other examples that work along the same lines).
The critical point he is making here is that we are giving rational confirmation to
anciently established and irrationally recognized customs, and in the process committing a thoughtless error. In aphorism 151, he argues that we ought not to be
permitted to come to any decision affecting our life while we are in the condition
of being in love. To live by the intellectual conscience, as the calling of one’s superior self, is, then, to commit oneself to quite a severe way of living (see also D 298).
From Human, All Too Human to Dawn
In Dawn, honesty [Redlichkeit] is said to be our youngest virtue because it is not
found among the Socratic or Christian virtues: it is still in the process of becoming
(D 456). The question that Nietzsche is now focused on is that of how it is best
lived. Nietzsche notes one especially serious danger for the intellectual conscience: we may have conquered intellectual vice and good conscience, but the
real temptation to resist is that of becoming intoxicated and frenzied, thinking
that we are now beyond all doubting since we tell ourselves that we now know for
certain (D 543). He criticizes such a standpoint because of what he sees it as its
“deplorable martyrdom.”
The Moment of Dawn
Dawn is a deeply anti-metaphysical and skeptical work, where Nietzsche’s skeptical practice of inquiry is to be understood in the ways we have just outlined. In an
aphorism entitled “Interpolation,” Nietzsche confides that the book is not one for
reading straight through but for “cracking open” (Aufschlagen); he wants readers
to place their head into it and out again, finding nothing about themselves that
they are accustomed to (D 454). Concerning Nietzsche’s style of writing, Arthur
Danto has put it well when he describes the prose style of the work as “a kind of
eroticism of writing,” one that requires from its reader a partnership in pleasure
and intelligence.23 The text is characterized by sudden shifts of tone and rhythm,
“at one moment lyrical and at the next moment earthy,” with moments of “mock
distance and then of sudden intimacy,” and its “jeers, sneers, jokes and whispers,”
all contribute to this eroticism.24 As Danto further notes, while Nietzsche’s voice
here has lost the professorial authority of the early writing, it has yet to acquire
the “strident conviction of a prophet unheeded” that characterizes the later writings. We think he is right to suggest that in none of Nietzsche’s other books do we
get a more palpable sense of intellectual well-being than we find in Dawn.
It is also clear that Nietzsche wants his readers to share in the adventure of
knowledge undertaken in the book. Rüdiger Safranski has construed Nietzsche’s
philosophy of the morning in the following terms:
we are not sufficiently composed to let the world work its magic. We fail to
provide it with a stage on which to appear as an epiphany, rich and enigmatic … For this to be possible, we must not have become too established as
creatures of habit. Leeway is required to allow consciousness to observe
itself, not in an autistic sense, but in such a way that receptivity for the
world can be experienced on an individual level. This degree of attention to
the way in which the world is “given” to us entails a decided departure
from our customary attitude toward the world. We need to undergo a genuine transition in attitude, the kind we experience every morning when we
37
38
Nietzsche’s Dawn
awaken … This peripatetic philosopher, “born from the mysteries of dawn”,
is the phenomenologist Nietzsche. His phenomenology is the philosophy
of the early light and morning.25
What is missing from Safranski’s incisive appreciation, however, is an explicit recognition of the skeptical dimension to Nietzsche’s mode of inquiry into questions
about the self and the world, which is designed to lead us into the realm of deeper
truths, even if these truths unsettle us and make us feel uncomfortable about ourselves. Numerous aphorisms in Dawn aim to show the extent to which, and the
ways in which, we misunderstand and misread ourselves, or show how difficult it
is to discern the true motives of our action, and how we illegitimately grant ourselves extraordinary powers of freedom (of free will) (e.g. D 112, 125, 148; also,
with respect to drives and self-understanding, D 109).
According to Safranski, Nietzsche was “a master of shading the particular tinge,
color, or mood of experience” and someone who used their own solitude and suffering as a springboard to construct a new philosophy, often providing exquisite
depictions of the world while racked with pain. Moreover, Nietzsche is not content with mere expression and self-expression, but rather uses the example of his
own experience to probe new and challenging questions. As Safranski rightly
notes, Nietzsche is “a passionate singularist” in the sense that for him the world is
composed of nothing but details; even the self can be approached in such terms,
that is, as a detail that is composed of further details. In the analysis of the detail
there is no point of completion or termination: “There are only details, and
although they are everything, they do not constitute a whole. No whole could
encompass the plethora of details.”26 By paying attention to the details of existence we may discover ourselves in ways that surprise and enlighten us. As
Nietzsche likes to point out, the journey of self-discovery has consequences that
are frightful and fearful at one and the same time. Nietzsche’s opening up of
thinking in texts such as Dawn, and later in The Gay Science, to great currents,
oceanic expanses, and departures for new shores is metaphorical imagery by
which he intends to explore the vast unknown territory of human consciousness
and existence (e.g. D 575). The self for Nietzsche is a mode of being in the world
that can attain different and novel perspectives on it, sometimes by undergoing
disconcerting experiences.
In an aphorism on the sufferer’s knowledge Nietzsche seeks to draw out the
value for knowledge of the condition of the infirm, who are tormented for long
periods by their suffering, but whose minds remain unclouded (perhaps he is
writing with attention to his own experiences here). Such experiences, and
insights into them, are of value because they come from profound solitude and
release us from all duties and customs, including customary habits of seeing the
world and being in the world. Nietzsche writes:
From Human, All Too Human to Dawn
From within this condition the heavy sufferer looks out onto things with a
terrifying coldness: for him all those little deceitful enchantments in which
things usually swim when regarded by the healthy eye disappear …
Supposing that until that point he was living in some sort of dangerous
fantasy world: this supreme sobering up through pain is the means to tear
him out of it … He thinks back with contempt on the warm, cosy, misty
world in which the healthy person lives his life without a second thought;
he thinks back with contempt on the most noble and cherished illusions in
which he used to indulge himself in days gone by (D 114)
In the experience that Nietzsche is describing in this aphorism, it is the “prodigious
straining” of the intellect that wants to resist the pain that ensues from the experience of feeling alienated and withdrawn from familiar life (the “warm, cosy, misty
world”). So, even in this extreme condition, the sufferer can resist the temptation
of suicide and want to continue living, such is the mind’s fascination with what it
is now experiencing. Indeed, the sufferer experiences only contempt on this warm
and cozy world and in which the unreflective healthy person lives. As a counterweight to the physical pain now being felt, the sufferer conjures up this attitude of
contempt from the “deepest hell” and that causes what is his or her greater bitter
suffering, namely, that of their soul. The sufferer feels compelled to wrestle with
their suffering, and seeks to prove equal to the experience they are undergoing,
becoming their own accuser and executioner, and in the process, recognizing
their own complicity in the experience, which involves a “capricious pleasure”
and “tyrannical arbitrariness.” Now they can elevate themselves above their
life and their suffering and “look down into the depths of meaning and
meaninglessness!”
At this point, the sufferer experiences pride, which is the pride of opposing the
tyrant that is pain and that wishes to overwhelm us and devour all our attention — and attachment — to life. Against the tyrant, the sufferer wants to be life’s
advocate. Nietzsche then adds:
In this state, one resists to the death all pessimism lest it appear to be a
consequence of our state and humiliates us as one who has been defeated.
By the same token, the appeal of exercising justness in judgement has
never been greater than now, for now it constitutes a triumph over ourselves and over the most sensitive of all states … We find ourselves in
veritable paroxysms of pride (D 114)
We might suppose that such an altered — and alienated — state of consciousness
can bring with it the possibility of a new just “judgment” on the self and world,
affording us insights into existence that are simply not available to us in our normal,
39
40
Nietzsche’s Dawn
everyday, and habitual comportment. However, Nietzsche is honest enough with
himself and his readers to draw attention to the limit of such an experience:
And then comes the first twilight glimmer of alleviation, recovery — and
almost the first effect is that we resist the supremacy of our pride; we call it
foolish and vain — as if we had experienced anything! Without gratitude,
we humble the almighty pride that had just allowed us to endure pain and
we vehemently demand antidotal venom for our pride: we want to become
estranged from ourselves and depersonalized after the pain has made us
personal too forcefully and for too long a time. (D 114)
In short, is the pride not just a malady like any other? Does it not need to be humbled? Does the self not need to exercise in this life situation, with its recognition
of specific alienated moods it is experiencing and that are informing its conception of the world, some humility? This is precisely what Nietzsche is advising in
the aphorism, and now comes the final dramatic twist in his portrayal of the sufferer’s knowledge. It is now returned to life in a new and surprising way, with its
senses restored and the appreciation of life deepened:
We begin to pay attention again to people and to nature — with a more
longing eye: smiling ruefully, we remember that we now have come to
know certain things about them in a new and different way than before,
that a veil has fallen — but it restores us so as to view once more the subdued lights of life and to step out of the horrible, sober brightness in which,
as a sufferer, we saw and saw through things. We don’t grow angry when
the enchantments of health resume their play — we look on as if transformed, kind and still weary. In this state, one cannot listen to music without weeping (D 114)
Here, Nietzsche depicts in a subtle and varied manner the way our consciousness functions, involving an initial detachment from life and a new reattachment to life. We see through the illusions that characterize normal life, but
then, having withdrawn from them and having becomes divorced from practical life, we are filled with a new longing for them and there comes into being
an appreciation of life that is ultimately deeper and richer in sensitivity and
knowledge. As Nietzsche points out, there is a need to get outside and beyond
our own personhood — a need to become “depersonalized,” as he puts
it — since in an experience of profound suffering, pain traps us for too long in
ourselves and makes us “personal too forcefully and for too long a time”
(D 114). We should also note just how brilliantly, displaying real philosophical
subtlety and dexterity, Nietzsche is drawing the reader’s attention to how our
From Human, All Too Human to Dawn
differing and varied attitudes toward existence reflect our own emotional
condition at any given time, such as our moods and our life situation; as he so
astutely observes, one’s “pessimism” about life and one’s existence may be little
more than a reflection of our own state of being, as opposed to a correct or
adequate appreciation, even representation, of the world as it actually is.
“Pessimism” about life is something we have the freedom to wrestle with,
and — through the experience of an enriched appreciation that is acquired
though some actual experience — to defeat. But note, Nietzsche is not being
didactic about the issue of pessimism, but is rather raising a suspicion in order
to provoke his reader into genuine reflection.
The insights Nietzsche provides into human emotional life in this aphorism
are not intended to be either definitive or exhaustive: they do not pretend to be
this and we should not take them to be such. And although Nietzsche may well
be drawing upon his own experiences of pain and suffering in the aphorism, the
insights he is developing into the emotions are not reducible to personal experience; for example, what he says at the end about now listening to music and
finding oneself weeping is not to be related to any personal idiosyncrasy on his
part, but is an experience that many readers will be able to readily connect with
since it reveals something true about reaching a mature state in one’s experience
of life and by which one can appreciate on an emotional level the complexity of
the human experience of life. Our experience is often deepened exactly in the
way Nietzsche describes, and in those situations where we find ourselves, often
unwittingly, alienated from life. We then weep when we hear music because we
have understood something poignant about life and our reaction to it. We may
have learned, for example, that life is a tender and gentle thing and that the people and things that populate existence for us are still to be valued even when we
have withdrawn from our gaze the veils of cozy enchantment that serve to cover
over for us in everyday existence the fact that life is harsh, cruel, and may not at
all be something gay. As the art form par excellence of the emotions or feelings,
music has the capacity to magnify for us, in an incredibly powerful way, the experiences we have lived through, endured, and overcome. At the end of the aphorism we find the sufferer feeling kind and weary, and music is part of their
restoration of health as they once again become receptive to the intensities of life.
When we thus weep to music perhaps we are expressing a certain gratitude
toward life, as well as experiencing a fundamental sympathy both with life and
with ourselves. There is obviously an important movement that has taken place
in the example Nietzsche provides in this aphorism, which might be construed in
terms of a spiritual maturation, in which the sufferer is transformed from a position of intellectual conceitedness to one anchored in a recognition of the “rich
ambiguity of existence,” as Nietzsche sometimes like to express it (see e.g. GS 373
and also the treatment of music there).
41
42
Nietzsche’s Dawn
Marco Brusotti has argued that with its emphasis on pursuing knowledge as a
“passion” Dawn represents a far-reaching break with the ideal of moderation and
repose of soul espoused in the previous main text, Human, All Too Human. He
writes: “The concept of the ‘passion of knowledge’ … marks a clear turn in his
interpretation of the free spirit. Dawn is the book in which this turn takes place.”27
Although there is some merit to Brusotti’s claim — in Dawn, Nietzsche is no
longer a disappointed idealist and now has the hope that all kinds of new discoveries about ourselves and the world can be arrived at if we pursue knowledge as a
passion — we should not lose sight of the fact that Nietzsche retains his commitment to the pathos and passion of science, and to the cause of cool, sober knowledge that works against forms of fanaticism in religion and morality — and even
in philosophy itself.
As to whether one should look in Dawn for a consistent and fully worked out
philosophy, this is a difficult question to consider. This is simply because the text
develops what might be called trains of thought that sometimes lead to decisive
insights, but which also leave much for the reader to engage with and to complete
independently and, indeed, through collective engagement. The text engages with
a sense of the future — that new dawns are about to break — but much is deliberately left open for readers’ rumination. As Nietzsche says, one of his fundamental aims in the book was to teach his readers how to read well, which for him
means: “to read slowly, deeply, backward and forward with care and respect, with
reservations, with doors left open, with delicate fingers and eyes” (D Preface 5).
Notes
1 Rebecca Bamford examines Nietzsche’s account of how opinions and learning
depend on the pathos of knowledge in HH 632–38 in “The Relationship between
Science and Philosophy as a Key Feature of Nietzsche’s Metaphilosophy,” in
Nietzsche’s Metaphilosophy, ed. Matthew Meyer and Paul S. Loeb (Cambridge:
Cambridge University Press, 2019), 65–83.
2 In his early writings, Nietzsche holds to the view that philosophy is the selective
knowledge-drive in which the aim is to place knowledge in the service of the best
life, even if this means “One must even desire illusion” (KSA 7, 19 [35]).
3 Mazzino Montinari, Reading Nietzsche, trans. Greg Whitlock (Urbana: University
of Illinois Press, 2003), 60.
4 Gilles Deleuze, Nietzsche and Philosophy, trans. Hugh Tomlinson (London and
New York: Continuum Press, 1983), 110.
5 See the excellent study by Brendan Donnellan, Nietzsche and the French Moralists
(Bonn: Bouvier Verlag Herbert Grundmann, 1982), and the more recent study by
Joel Westerdale, Nietzsche’s Aphoristic Challenge (Berlin and Boston: Walter de
Gruyter, 2013).
From Human, All Too Human to Dawn
6 On Nietzsche and Rousseau in the middle writings, see especially Ruth Abbey,
Nietzsche’s Middle Period (Oxford: Oxford University Press, 2000).
7 See the discussion of solitude in Mark Alfano, Nietzsche’s Moral Psychology
(Cambridge: Cambridge University Press, 2019), especially chapter 10.
8 Thomas H. Brobjer, Nietzsche’s Philosophical Context: An Intellectual Biography
(Urbana and Chicago: University of Illinois Press, 2008), 63.
9 Arthur Schopenhauer, The World as Will and Representation, volume II, trans.
E. F. J. Payne (New York: Dover Press, 1966), XVII.
10 Schopenhauer, The World as Will and Representation, XVII.
11 Schopenhauer, The World as Will and Representation, XVII.
12 Schopenhauer, The World as Will and Representation, XVII.
13 On Nietzsche and the skeptical tradition more broadly, see Jessica Berry,
Nietzsche and the Ancient Skeptical Tradition, (Oxford: Oxford University Press,
2010).
14 Immanuel Kant, Groundwork of the Metaphysics of Morals, trans. H. J. Paton
(New York: Harper Torchbooks, 1964), 131.
15 Jessica Berry, Nietzsche and the Ancient Skeptical Tradition (Oxford: Oxford
University Press, 2011), 92.
16 Berry, Nietzsche and the Ancient Skeptical Tradition, 92.
17 Stefan Zweig, Montaigne (London: Pushkin Press, 2015), 101. For Nietzsche’s
appreciation of Montaigne see section 2 of Schopenhauer as Educator, for example:
“The joy [Lust] of living on this earth has been truly increased by the fact that such
a person wrote … I would take my example from him if I were set the task of
making myself feel at home on this earth.” For further insight see Brendan
Donnellan. 1986. “Nietzsche and Montaigne.” Colloquia Germania 19(1): 1–20.
18 See Berry, Nietzsche and the Ancient Skeptical Tradition, for further analysis on
Nietzsche, skepticism, and Montaigne.
19 Nietzsche’s commitment to experimentalism in Dawn is discussed in Rebecca
Bamford. 2016. “The Ethos of Inquiry: Nietzsche on Experience, Naturalism, and
Experimentalism.” Journal of Nietzsche Studies 47(1): 9–29. See also Bernard
Reginster. 2013. “Honesty and Curiosity in Nietzsche’s Free Spirits.” Journal of
the History of Philosophy 51(3): 441–63.
20 Soren Kierkegaard, The Concept of Anxiety, trans. Alastair Hanney (New York &
London: Liveright, 2014), 25.
21 In section 54 of the Anti-Christ, Nietzsche states that all great thinkers have been
skeptics, and adds, intriguingly, that “Zarathustra too is a sceptic.” There are
specific discourses in Thus Spoke Zarathustra that bear out this claim, though
the ways in which Zarathustra is indeed a special and certain kind of skeptic has
yet to be properly explored by commentators of Nietzsche.
22 John Hope Mason, The Irresistible Diderot (London: Quartet Books, 1982), 39.
23 Arthur C. Danto, Nietzsche as Philosopher, expanded edition (New York:
Columbia University Press, 2005), 249.
43
44
Nietzsche’s Dawn
24 Danto, Nietzsche as Philosopher, 249.
25 R. Safranski, Nietzsche: A Philosophical Biography, trans. Shelley Frisch
(New York and London: W. W. Norton & Co., 2002), 218.
26 Safranski, Nietzsche, 210.
27 Marco Brusotti. 1997. “Erkenntnis als Passion: Nietzsches Denkweg zwischen
Morgenröthe und der Fröhlichen Wissenschaft.” Nietzsche-Studien 26: 199–225.
45
2
Nietzsche’s Campaign Against Morality
In this chapter, we examine the basis of Nietzsche’s campaign against customary
morality in Dawn. We also consider what problems there are with mounting a
successful campaign against morality, and to what extent Nietzsche’s campaign
against morality leaves room for a positive ethics.1 As we show, Nietzsche’s fundamental concern is that morality as it currently stands is bad for humans: in Dawn
he examines how and why morality directly inhibits our capacity for flourishing
and development, while also showing how the presuppositions or presumptions
on which morality is based have inhibited us from subjecting morality to sufficient
critical questioning.
In her essay on Nietzsche and Bernard Williams, Maudemarie Clark notes that,
“the term ‘morality’ has been monopolized by a particular form of ethical life in
such a way that we fail to recognize the possibility of other forms.”2 It is for this
reason that the British philosopher Bernard Williams favored the word “ethics”
over “morality.”3 The wisdom of making this move is also articulated in the work
of French philosophers such as Gilles Deleuze and Michel Foucault.4 On a related
matter, Richard Schacht has pointed out that Nietzsche’s stance in relation to
questions of morality is complex simply because the matters to be treated are so
diverse.5 Nietzsche’s self-stylization as an “immoralist” is misleading, since it
invites a drastic oversimplification of his position, even as it indicates one polemical feature of it. This is, as Schacht claims, “his relentless and uncompromising
hostility to a certain type of morality and moral mode of valuation and interpretation, which he considers to have achieved ascendancy in the Western world.”6 In
Beyond Good and Evil, Nietzsche calls this type of morality “herd animal morality,”
which he stresses is merely one type of morality and one, furthermore, beside
which “many other types, above all higher moralities, are, or ought to be, possible”
(BGE 202). As Schacht notes, Nietzsche avails himself of the considerable number
of expressions in German to denote “morality” — die Moral, Moralität, moralisch,
Nietzsche’s Dawn: Philosophy, Ethics, and the Passion of Knowledge, First Edition.
Keith Ansell-Pearson and Rebecca Bamford.
© 2021 John Wiley & Sons Ltd. Published 2021 by John Wiley & Sons Ltd.
46
Nietzsche’s Dawn
Sittlichkeit and sittlich, and so on — but it is rare for Nietzsche to distinguish
systematically between them, or to use them in specified ways to mark the many
distinctions he wishes to draw.7 This means that we must pay careful attention to
the various contexts in which Nietzsche treats “morality,” including in Dawn, the
text in which Nietzsche says his “campaign against morality” begins in earnest
(EH “Daybreak”) and also in which he presents his own “audacious morality,”
contending that there is no “absolute morality” (D 139).
In Dawn, Nietzsche asserts that “what is ‘higher’ and ‘lower’ in morality is not, in
turn to be measured by a moral yardstick: for there is no absolute morality” (D 139).
It is important to emphasize from the outset of our discussion that this claim does
not amount to an abandonment of the ethical. Nietzsche acknowledges that his
primary target in the text is a customary ethic or “customary morality” [Sittlichkeit
der Sitte], including the values that exemplify and sustain this particular sort of
morality (D 9).8 Moreover, as he later points out, Dawn “gives notice to trust in
morality” specifically “[o]ut of morality!” (D Preface 4). In the early aphorisms of
the original text, Nietzsche focuses his critical attention on the moral imperatives of
early societies, which reinforced obedience to customs through fear of punishment
by community and/or divine authority. As Simon Robertson has pointed out, while
Nietzsche’s free-spirit writings as a whole attend to the role played by obedience to
customary morality in the development of master and slave morality, his particular
focus in Dawn is on our adherence to moral traditions or customs.9
When Dawn was first published, the book did not include the Preface that we see at
the beginning of the contemporary edition — this Preface was completed by Nietzsche
no later than November 14, 1886, as he remarks in a letter to Franz Overbeck, and was
added to second and subsequent editions of the text. In this chapter, we suggest that
fear plays a particularly important role in Nietzsche’s original analysis of how customary morality sustains its powerful position within communities. Yet in the 1886
Preface to Dawn, as well as in his 1889 treatment of the text in Ecce Homo, Nietzsche
places more emphasis on concerns that he raises about how the perceived immorality
of campaigning against morality undermines the authority of such a campaign, and
on how making an effective challenge is further complicated by the seductive power
of moral language and the primacy of moral feeling over reason (D Preface 3).10 We
assess the strategies that Nietzsche offers to overcome these challenges, and provide
some reasons as to why a positive approach to the ethical remains available in Dawn
in light of Nietzsche’s campaign against customary morality.
The Retrospective Campaign Against Morality
Nietzsche provides an overview of his aims in Dawn in his remarks on this text in
Ecce Homo, which are well worth attending to as a source of Nietzsche’s retrospective thinking about the text, and the place he gives it in his assessment of his work
Nietzsche’s Campaign Against Morality
as a whole. He clearly considers Dawn to be a fundamentally positive work,
describing it as “profound but bright and generous” (EH “Books” GS) and drawing
attention to the “cheerfulness, even exuberance of spirit” that the book reflects (EH
Wise 1). As he also notes, feelings of cheer and exuberance can coexist in him with
“the most profound physiological debility” and “an excessive feeling of pain” — and
these more dolorous feelings, combined with the “sweetening and spiritualization
that are more or less bound to result from extreme anemia” facilitated his writing
of the book (EH Wise 1). As he puts it, he “very cold-bloodedly thought through
things for which, in healthier circumstances,” he was “not enough of a climber”
(EH Wise 1).
When Nietzsche claims to his readers that his “campaign” against morality
begins with Dawn, he emphasizes that we should not smell gunpowder at work
here but rather, provided we have the necessary subtlety in our nostrils, more
pleasant odors (EH Books D1). As well as emphasizing the positive nature of the
book, Nietzsche also draws the reader’s attention to the fact that he wants to open
up the possibility of plural ways of being, including plural ways of being ethical
(EH Books D1). His task in Dawn, he claims, was to prepare a moment of
“supreme coming-to-oneself” for humanity: a “great noontide” (EH Books D2).
Such a moment is necessary for the sake of the well-being of humanity. This underscores the point that Nietzsche’s critical engagement with morality in Dawn is not
one of simple wanton destruction. Yet Nietzsche claims that in the book, morality
[Moral] is not attacked, it just no longer comes into consideration (EH Books D1).
To make sense of this remark, given that so much of the book does consider the
ethical, we should read “morality” as “customary morality” rather than the ethical
as a whole.11 If this is right, then the book retains an ethical — albeit perhaps
immoral — purpose. As Peter Berkowitz has pointed out, challenging morality is a
matter of conscience for Nietzsche, and Nietzsche himself recommended that he
be known as an immoralist of the highest intellectual integrity on this basis in a
letter to Carl Fuchs of July 29, 1888.12 Humanity, Nietzsche suggests, had been on
the wrong path; his particular task in Dawn was therefore to take up “the struggle
against the morality of unselfing,” which he also terms “décadence morality, the
will to the end” (EH Books D2). The “unselfing” component of the morality of
custom discussed earlier is recalled here, insofar as it demands that the individual
must sacrifice through overcoming of the self and its associated needs and interests, so that customary morality is always prioritized (D 9).
These remarks indicate that, even as late as 1889, Dawn remains a text that
Nietzsche not only thought well of, but that he also considers to be a pivotal
moment in the development of his ethics. Even so, Nietzsche’s use of the language
of decadence in these sections of Ecce Homo threatens to direct our attention too
far toward his thinking on the ethical in his later and perhaps better-known texts,
such as On the Genealogy of Morality. There, we find a continuation of the language of self-sublation that we see in the Preface to Dawn: for example, Nietzsche
47
48
Nietzsche’s Dawn
points out that all great things “bring about their own demise through an act of
self-sublation [Selbstaufhebung]: that is the law of life, the law of necessary ‘selfovercoming’ [Selbstüberwindung]” (GM III 27).13 The original five hundred and
seventy-five aphorisms of Dawn were constructed as part of Nietzsche’s thinking
on the free spirit in his middle writings and he described this series of texts as his
“whole free spiritedness [meine ganze Freigeisterei], clearly understanding the
series as forming part of an important unity of concern within his writings as a
whole.”14 Although his remarks in Ecce Homo help to show that for him, Dawn
remains an important text, we need to bear in mind when reading this text that
the reasons why it is important are to be found within its own pages, rather than
in those of later texts.
In 1886, as part of a series of remarks on his earlier writings, Nietzsche wrote a
Preface for the second edition of Dawn. This Preface consists of five long aphorisms. The first aphorism warns us that, in the text, we will find a “subterranean,”
an “apparent Trophonius,” at work (D Preface 1). If we have “eyes for such work
of the depths,” Nietzsche claims, we will see,
how he makes his way forward slowly, deliberately, with calm relentlessness, scarcely betraying the hardship that accompanies every lengthy deprivation of light and air; even in his work in the dark, you could call him
content. (D Preface 1)
Nietzsche suggests that the process of engaging with the depths, like a “mole,”
does impose some considerable hardships upon the “subterranean,” including
darkness, concealment, enigma, and incomprehensibility (D Preface 1) and danger, chance, malice, and bad weather (D Preface 2). However, the ultimate contentment of the “subterranean” is made possible by the consoling knowledge that
he will “become human” again and have “his own daybreak [eignen Morgen], his
own salvation, his own dawn [eigne Morgenröthe]” (D Preface 1).15 As Nietzsche
clarifies, in his mole form, he began to dig away at the “ancient trust” that philosophers have built on without realizing that it constitutes a shaky foundation: “trust
in morality” (D Preface 2).
Nietzsche suggests that morality has consistently proven herself to be the
greatest mistress of seduction, characterizing morality as the philosophers’
“Circe” (D Preface 3). Because of this seduction, Nietzsche proposes, philosophers have built in vain and their constructions either lie in ruins, or are threatening to collapse (D Preface 3). As an example, Nietzsche points to Kant, who
was under the impression that he had developed an objective moral system but
whose thinking was not, Nietzsche contends, as successful in this regard as he
imagines: it is infected not only with the rapturous enthusiasm common to his
century, but also with moral fanaticism courtesy of the influence of Rousseau
Nietzsche’s Campaign Against Morality
and pessimism (D Preface 3). We should not overlook the lack of charity in
Nietzsche’s critical engagement with Kant’s philosophy in this aphorism — for
example, he does not give specific examples from Kant’s writing beyond an
extract from the Critique of Pure Reason, where Kant remarks on the need to
render the ground “level and suitable” for moral constructions, which is hardly
sufficient to ground Nietzsche’s attack.
One reason for engaging in a discussion of Kant as a victim of seduction by
morality might be to shock readers into considering, at least momentarily, what
might be (particularly if they are philosophers) an excessive credence in the correctness of Kant’s thinking. At the least, as Nietzsche suggests, it is to make the
moral realm more approachable and hence more of an accessible target for critique (D Preface 3). Another possible explanation for the lack of charity in
Nietzsche’s remark is that he is drawing on his earlier critique of science’s construction of a “columbarium of concepts” that he characterizes as a “graveyard of
perceptions” in On Truth and Lying in a Nonmoral Sense, because it produces a
“regular and rigid new world” that acts as a prison for the drive to metaphor formation (OTL 2). In the same way that the scientific investigator of On Truth and
Lying seeks shelter beside the tower of science and in so doing, imprisons their
perceptions within conceptual orthodoxy, so too does Kant’s moral investigator
unwittingly fetter his perceptions with moral presumptions that inhibit some facets of investigation. This does not excuse Nietzsche’s uncharitable approach to
Kant’s position, but it sheds some light on why Nietzsche might appeal to Kant in
this way. This appeal illustrates his real target in Dawn: moral presumptions as
key supports of morality, and the deleterious effects of such presumptions on
seeking understanding of ourselves and the world.
More support for this view is evident in the third aphorism of Nietzsche’s
Preface to Dawn, in which he is careful to categorize all philosophers’ judgments
as subject to the seduction of morality. As Nietzsche could potentially have
restricted his remarks to the context of ethical matters, this raises the question as
to why he incorporates all facets of philosophy into this initial critique. A partial
answer to this question is provided when Nietzsche suggests that faith in reason is
fundamentally a moral phenomenon and requires challenge (D Preface 4).
Because of this, he proposes that German pessimism needs to run its full course,
which would entail giving notice to trust in morality “out of morality” (D Preface 4).
It is clear that at least two senses of morality are at work in this phrasing, one of
which is the object of critique, and the other of which is an alternative position
sustaining the critique.16 Even while Nietzsche names giving notice to trust in
morality as the task he takes on in Dawn, he also points to the possibility of
exploring ourselves as “people of conscience” following a last morality that tells us
how to live (D Preface 4). This is so in as far as we still sense an imperative or
“thou shalt” governing our actions, which Nietzsche characterizes as follows:
49
50
Nietzsche’s Dawn
we do not want to go back once more into what we deem outlived and
decayed, into anything at all “unworthy of belief,” call it God, virtue, truth,
justice, or love thy neighbour; in that we allow ourselves no bridges of lies
to old ideals; in that we are inimical to the core to everything that would
like to appease and to interfere with us; inimical as well to every present
type of faith and Christianness; inimical to the half-and-half of all
Romanticism and fatherland-fanaticism; inimical as well to artists’ love of
pleasure and their lack of conscience, which would like to convince us to
worship where we no longer believe — for we are artists — inimical, in
short, to the whole of European feminism (or idealism if that sounds better
to you) (D Preface 4)
Our status as godless ones, “immoralists,” is contingent on a process of ongoing
change in moral matters that he terms the “self-sublation of morality” [Selbstaufhebung
der Moral] (D Preface 4). This is the process in which readers of Dawn are invited to
participate. Nietzsche wants to undermine our confidence in morality, but at the
same time he recognizes that in an important respect such confidence is withdrawn
“out of morality;” and this is because, he says, “here … we too are men of confidence,
in that we do not want to go back again to that which we regard as outlived and
decayed” (D Preface 4). In the Preface to Dawn, Nietzsche appeals to the need for
“more modest words” when it comes to morality and to describing and accounting
for ourselves. The “modest” approach to the phenomenon of morality Nietzsche proposes stands in marked contrast to what he thinks philosophers have accustomed
themselves to doing in the study of it, namely, demanding from themselves something “exalted, presumptuous, and solemn.” He holds that philosophers have been
speaking about morality from a very limited realm of experience and knowledge. In
short, they have not been conscientious enough in their understanding of it.
The process of self-sublation, however, is not a quick one. In the final aphorism
of the Preface, Nietzsche speaks to “friends of the lento” including himself as well
of the text of Dawn as such; he suggests that while this Preface has come “late, but
not too late,” its timing is unproblematic because “a book, a problem” like this
one — the question of morality — “has no hurry” (D Preface 5). He points out
that it is unnecessary to proclaim “what we are, what we want and don’t want”
loudly and with fervor (D Preface 5). Instead, the circle of friends that comprise
himself, the book, and other slow readers and writers “go aside, take time” and
become still and slow (D Preface 5). He admits this is likely to drive to despair the
type of person who is always in a hurry; however, he suggests that nothing will be
achieved if it is not achieved “lento” (D Preface 5). As a philologist, he explicitly
states he wants careful readers who adopt the precepts of reading well as philologists think of so doing: “which means to read slowly, deeply, backward and
forward with care and respect, with reservations, with doors left open, with
Nietzsche’s Campaign Against Morality
delicate fingers and eyes” (D Preface 5). It is with this injunction to careful reading
in mind that we turn to consider Nietzsche’s campaign against morality in the
original five hundred and seventy-five aphorisms of the text.
Nietzsche’s Original Campaign Against Morality
Might Nietzsche plausibly be taken to go about the task of campaigning against
morality effectively, and if so, how? One way to begin to respond to this question
is to attend to Nietzsche’s differentiation between two possible ways of denying
morality (D 103). First, someone might deny morality on the basis that the ethical
motivations that people claim drive their actions do not in fact do so, and are nothing more than words (D 103). Second, someone might deny morality by denying
that ethical judgments are based on truths (D 103). While Nietzsche points out
that the “sensitive mistrust” of the first approach is worthwhile, he acknowledges
the second approach to be his own view on the matter (D 103). He points out that
“errors operate as the foundation for all ethical judgements” and that these are
what “drive human beings to their moral actions” (D 103). He therefore denies
“immorality” on the basis that feeling immoral according to the presumptions of
customary morality is not justified (D 103). His point is not to deny that anyone
could ever be judged to be immoral according to the terms of customary morality,
which would clearly be implausible. Rather, the feeling of immorality — the feeling that one has done something wrong according to the customary traditions and
norms of moral behavior — is itself problematic. What is at issue is why, precisely,
such a feeling could be deemed problematic. As Nietzsche puts it:
I don’t deny that it is best to avoid and to struggle against many actions that
are considered immoral; likewise that it is best to perform and promote
many that are considered moral — but I maintain: the former should be
avoided and the latter promoted for different reasons than heretofore. We
must learn to think differently— in order finally, perhaps very late, to
achieve even more: to feel differently (D 103)
Under the conditions of customary morality, we assume that we have made a
mistake and have acted unethically. Nietzsche’s claim about error being the foundation for ethical judgment opens up the possibility that falsifications or errors are
not intrinsically or absolutely wrong, and may be necessary or useful. Customary
moral successes and failures may not count as such, at least not for the same reasons, from a non-customary moral perspective. It is also important to notice here
that Nietzsche’s expressed aspiration is to promote a change in feeling, not simply
in moral reasoning or judgment: we shall have more to say on feeling later.
51
52
Nietzsche’s Dawn
Nietzsche’s thinking on error is perhaps why, when he speaks of retroactive
rationality in the first aphorism of the text, he directs our attention to the emergence of seemingly rational things out of unreason; as he suggests, exact histories
of emergence might strike us as “feeling paradoxical and outrageous” (D 1).
Nietzsche adds contradiction to outrage as the “constant” contribution of the
good historian and suggests that these two components might frame how we currently understand “morality” (D 1). In the second aphorism, Nietzsche raises an
initial question of morality: he points out that while scholars are correct that
humans of every historical epoch “thought they knew what was good and evil,
praise- and blameworthy,” they make a presumption if they suggest that “we know
it better now than in any other epoch” (D 2). In these first two aphorisms, Nietzsche
suggests not only that there are presumptions or presuppositions about morality,
but also that these presuppositions may be false: and if so, then there are grounds
to call morality into question.
Nietzsche embarks on the process of questioning customary morality in the
next aphorism, by claiming that just as humans have, without justification,
assigned genders to things in language, so too have they mistakenly “conferred on
everything that exists a relationship to morality [zur Moral] and have laid upon
the world’s shoulders an ethical [ethische] significance” (D 3).17 With this in mind,
Nietzsche explicitly describes the type of morality that he aims to challenge as
constituting: “nothing other (therefore, above all no more!) than obedience to customs, no matter what ilk they might happen to be” (D 9).18 For Nietzsche, customs
are “the traditional manner of acting and evaluating” (D 9). Where unfree human
beings are constrained by their obedience to customary morality, Nietzsche suggests that free human beings would be “unaccustomed and immoral” by the
standards of the morality that he is calling into question, because such individuals
want to depend on themselves “and not upon a tradition” that “commands” (D 9).
He further suggests that primitive societies treat anything individual as equating
to evil; actions that are performed out of any other motive than tradition or custom, such as the seeking of individual advantage, are not only said to be immoral
but are perceived as such, including by their perpetrators (D 9).
In the same aphorism, Nietzsche contends that one of the key aspects of human
flourishing and development that is inhibited by customary morality is the capacity for independent law-giving (D 9). The most moral person, from the perspective
of customary morality, is the person who sacrifices the most to custom (D 9).
Ultimately, the person who sacrifices the most is the person who overcomes the
self in order that custom will triumph, even including over benefit to individuals
(D 9). Any individual who fails to acquiesce to customary morality’s demand for
sacrifice may be subject to a demand for compensation or even to revenge exacted
by the community (D 9). Nietzsche illustrates the deleterious effect of the sacrificial demand of customary morality, both on the sick and the weak members of
Nietzsche’s Campaign Against Morality
society who “do not have the courage to get healthy” — and on a few others who
may perhaps possess this courage, or come to possess it — when he explains how
societies based on customary morality are filled with “little revenge addicts” and
“their little revenge-acts,” which have an “immense” impact on society (D 323).
As he points out, the situation is toxic: “the whole air is constantly buzzing from
the arrows and darts launched by their malice such that the sun and sky of life are
darkened by it — not just for them but even more so for us, the others, the remaining ones” (D 323). The effects of customary morality are sufficiently sickening that
these “remaining ones” may end up denying the sun and sky of life; hence, for the
sake of health, Nietzsche recommends that they seek solitude (D 323). Nietzsche
further suggests that those with the courage to do so should take responsibility for
their health and become their own physicians: this would, he thinks, help those
able to do so to ponder their own health in better conscience, and to “abjure and
adjure” themselves — in short, to self-legislate — more effectively than would be
accomplished if they simply followed doctor’s orders (D 322). Hence, while a customary moral agent follows rules for health promotion that are laid out by others,
a non-customary moral agent breaks with custom and takes responsibility for promoting their own health. To return to the phrasing of the 1886 Preface, such a
person gives notice to morality out of morality (D Preface 4). This non-customary
moral agent is immoral by the lights of customary morality — but is not necessarily unethical because of this.19 This is the kind of human being that Nietzsche’s
campaign against morality in Dawn seeks to make possible and sustain, for reasons of health, as we have seen.
This raises a new question: why exactly do we remain customary moral agents,
rather than becoming non-customary ones — and how might we change to
become non-customary moral agents? In pursuit of a response, we can first consider Nietzsche’s examining of the possibility that our adherence to and appreciation of customs is based on how old the custom is, rather than on what is perceived
to be useful or harmful about a particular custom — the persistence of customs
over time lends them “sanctity” and “inscrutability” (D 19). We therefore tend to
abide by moral customs, Nietzsche argues, in significant part because the longer
that a custom or tradition has been present within society, the greater the taboo
that exists against contravening it (D 9). A tradition is to a certain extent its own
justification: we obey a traditional source of authority “because it commands,” not
because it “commands what is useful to us” (D 9). Habit is a partial, but not a sufficient, explanation for our customary moral agency; in addition to habit,
Nietzsche also examines how individuality factors into moral behavior.
Individuality, he contends, is a threat to customary morality — the individual
must sacrifice their own preferences, desires, and needs in order for customary
morality to be sustained (D 9). This is because in the past, our “traffic with one
another and with the gods” had been a part of “the domain of morality”; Nietzsche
53
54
Nietzsche’s Dawn
contends that one of the key demands of this domain is that we must “observe
rules and precepts” without thinking of ourselves as individuals (D 9). According
to him, if everything is originally a matter of custom, then the creation of any new
custom requires that an individual elevate themselves above custom (D 9). The
mere prospect of someone becoming a “lawgiver” through creating customs is
“terrifying” and “life-threatening” from the perspective of customary morality,
because of the risk of negative consequences that it entails (D 9).
Someone might well point out here that Nietzsche’s characterization of fear in
response to independent acts of legislating seems too extreme. To mitigate this
worry, it is important to keep in mind that when compared with other feelings of
fear, Nietzsche identifies the kind of fear that promotes obedience to customary
morality as being of a particular kind. He describes what is special about this kind
of fear as follows:
It is that fear of a higher intellect that commands through tradition, fear in
the face of an inexplicable, indeterminate power, of something beyond the
personal — there is superstition in this fear (D 9)
The fear in question is of inexplicable and indeterminate power, and it is not
entirely rational. The aspect of it that is an intuitive response to the possible wrath
of an unknown power is superstitious, as Nietzsche identifies. We might imagine
that it is easy to dismiss the inexplicable unknown, but as Nietzsche points out, a
fearful person is never truly alone; such a person intuits an enemy “always standing behind his chair” (D 249). That a fear is irrational superstition does not make
it less powerful: a phobia about flying, for instance, may be irrational yet may still
prompt someone to utterly constrain their behavior and feelings, for example, by
not flying to see much-missed loved ones living overseas. And Nietzsche adds
further support to this by showing how by virtue of our capacity for empathy —
literally the capacity to reproduce the feelings of others in ourselves — humans
are “the most timorous of all creatures” and their timidity is self-reinforcing
because we see in “everything alien and alive a danger” (D 142).20
However, there is also a rational component to the kind of fear under discussion in D 9, and this lies in the threat of exclusion from the customary moral
community for contravening a moral custom or law, and bringing down
possible retribution upon the community. Regardless of whether or not the
“inexplicable, indeterminate power” amounts to much, it is rational for an
individual to be concerned about exclusion from their community, especially
if that community follows customs that are formed to appease such a power.
Every person experiencing both the irrational superstitious fear and this more
rational fear contributes to the broader pervasiveness of fear within the
broader social environment. It is worth noting that this account of fear as
Nietzsche’s Campaign Against Morality
reinforcing obedience to customary morality is not unique to Dawn: Nietzsche
similarly discusses the production of fear through social reinforcement in
later works such as Beyond Good and Evil, where he builds on this account by
contending that fear is taken as the determinant of the power relations within
a specific community as well as across different communities, and how moral
values become established according to how certain actions will affect the
well-being of the group (BGE 201).21
An important example of the kind of error-laden scrutiny that arises among
people in such a community context, and which recalls Nietzsche’s earlier remarks
on error in Dawn 103 discussed earlier, is given in Dawn 102. In this aphorism,
Nietzsche asks us how we respond to the behavior of someone in our presence,
and notes the errors that are involved in our responses. First, we view behavior
with an eye for what emerges from it for ourselves, and thus see behavior only
from our own point of view; second, we take this effect to be the real intention of
the behavior; and finally, third, we ascribe the holding of these intentions to the
other person as if this constituted their most fundamental character trait — for
example, we decide to label the person injurious. Nietzsche wonders whether the
origin of all morality might reside in such “petty inferences,” and whether it is an
inheritance from animals and their power of judgment: whatever injures me is
something evil or injurious per se and whatever benefits me is something good or
advantageous per se (D 102). The fundamental error is in turning another person’s
accidental relation to us into their essence, ascribing to them some kind of essential core self in the process. Alongside this “genuine folly,” Nietzsche says, is
another arrogant and misleading motive that compounds the existing error: “that
we ourselves must be the principle of good, because good and evil are apportioned
according to us” (D 102).
Customary morality is problematic, Nietzsche proposes, not simply because it
involves error, deceit, and falsification, but because it does so without owning up
to this — thus undermining its own presumptions about its truth and its absolute
rectitude. As he puts it:
To accept a faith merely because it is the custom — that is certainly tantamount to: being dishonest [unredlich], being cowardly, being lazy! — And
so that would make dishonesty [Unredlichkeit], cowardice, and laziness the
preconditions of morality? (D 101)22
Moreover, customary morality operates in ways that are either directly harmful
to individuals and communities, including to their health, or that are uninterested in the usefulness of customs and the needs of individuals or communities.
But at root we do not challenge customary morality, Nietzsche thinks, because
we are afraid.
55
56
Nietzsche’s Dawn
Problems with the Campaign Against Morality
The basic problem with the campaign against morality that Nietzsche pursues in
the original aphorisms of Dawn can be developed in greater depth by examining
evidence from its 1886 Preface, which illustrates Nietzsche’s awareness of the
challenge that his campaign against morality faces. One challenge is that campaigning against morality is — by the standards of the kind of morality in question — immoral. The degree of authority that customary morality holds makes it
exceptionally difficult to subject it to critical question:
As with every authority, in the presence of morality one precisely should
not think or, even less, speak one’s mind; here, one--obeys! As long as the
world has existed, no authority has ever willingly permitted itself to become
the object of critique; and even to think of criticizing morality, to consider
morality as a problem, as problematic: what? was that not--is that not--
immoral? (D Preface 3)
Notice that this is both a psychological point and a philosophical one.
Psychologically, it is difficult to challenge a near-supreme authority, especially
one that most of us have spent most of our lives recognizing as such, both individually and in social contexts, and being rewarded for so doing. Philosophically,
the difficulty arises because there is an apparent lack of sufficient epistemic as
well as ethical grounds on which to base a challenge to morality. One concern,
then, is how to engage critically with a form of authority that can immediately
dismiss such a critical project from a sufficient foundation.
Nietzsche provides a way to overcome this challenge by developing a new, psychological, foundation for his campaign against morality.23 He moves the campaign against morality from the overground of rationality to the underground,
identifying the “moral mine” of human drives as the framework for his campaign
(D Preface 1; D 119). The “ebb and flow” and “play and counter-play” of drives
allows us to challenge customary adherence to the notion of a singular authoritative basis for moral judgments and actions, and to disrupt mindless faith in
reason.
The second challenge facing Nietzsche’s campaign is that morality seduces us,
because it knows how to “inspire” [begeistern] each of us (D Preface §3). In notes
on his translation of Dawn, Brittain Smith points out that begeistern may be translated as “to inspire,” “to enthuse,” and “to breathe spirit [Geist] into.”24 The chief
method by which morality seduces us is through the medium of language: moral
language can overpower us without our consent, and even without our noticing.
This is supported by Nietzsche’s remarks on how language reinforces error; he
argues that language and its governing prejudices develop words only for
“superlative” degrees of processes and drives, not for their more subtle variations
Nietzsche’s Campaign Against Morality
(D 115). For example, we have words for extreme states such as “[w]rath, love,
compassion, pain” but not for intermediate, milder states or lower states; we are
wholly unaware of these lower states, yet even so, they still form our characters
and direct our actions (D 115). If we were to develop words by which to name and
enumerate these lower states, doing so may not help us; as Nietzsche points out,
“perpetually petrified words” form substantial impediments to solving problems,
and indeed count as problems, including morality (D 47). As he puts it, “[t]he
words get in our way!” (D 47).
Hence, trying to campaign against customary morality can lead us back into
supporting customary morality. We are likely to fall into using customary moral
terminology and concepts to discuss extreme states of being; where words are
lacking for less extreme states, Nietzsche claims that we “tend no longer to engage
in precise observation because it is painfully awkward for us to think precisely at
that juncture” (D 115). As a further piece of evidence in support of this explanation of the second challenge to his campaign against customary morality, consider
Nietzsche’s example of anarchist discourse, in which he draws to our attention
“how morally [anarchists] evince in order to convince” (D Preface 3). Even though
anarchists logically should not ally themselves to moral authority, they still, as
Nietzsche points out, end up describing themselves as good and just in order to
gain authority for their position — in short, they borrow the authority of moral
language (D Preface 3). Nietzsche had already developed this point on the seduction of moral language in his original version of the text, arguing that even when
we develop insights into the development of morality, such insights “stick to our
tongue and don’t want out: because they sound coarse!” (D 9). The example of
anarchists provides a practical context in which to observe the significance of this
challenge to Nietzsche’s project in Dawn.
We can take this concern in concert with the third challenge to Nietzsche’s
project — overcoming the fear of contravening custom (D 9). Each of us is afraid
that we might perform some non-customary action just as much as we fear the
negative consequences for society of our performing such an action. As we saw,
part of this fear is rational and part is the product of superstition. For Nietzsche,
individual fears give rise not simply to a community fear as the sum of individual
concerns, but to a social mood of fear that forms part of the fabric of customary
action in the social context, and which further compounds the difficulty of
campaigning against customary morality.25 Nietzsche explicitly calls attention to
a climate of fear in terms of mood at the end of Dawn 9, using the metaphor of
weather to characterize this mood. He suggests that because of the fear induced
by customary morality, “any form of originality has acquired an evil conscience;
accordingly, the sky above the best of humanity continues to this very minute to
be cloudier, gloomier than necessary” (D 9). He also introduces the concept of
mood as argument in Dawn 28, contending that mood is used in place of argument by customary morality, making it harder for us to countermand it.
57
58
Nietzsche’s Dawn
As Christopher Janaway has pointed out, rhetoric is used by Nietzsche to
facilitate change in our moral thinking not only through linguistic analysis but
also through the affective power of writing, as this works in and through each
individual.26 Nietzsche suggests that it is possible to use mood strategically in
order to challenge the authority of customary morality (D 28). Doing so would
help us move past the seduction of morality by campaigning against morality
through the medium of feelings instead of solely through language or reasoning.27
Moreover, this would enable alteration or replacement of the social mood of
fear — or at least, disruption of this mood that may be beneficial to Nietzsche’s
campaign. In putting forward this possibility in Dawn 28, Nietzsche compares two
possible ways of explaining the experience of a “joyous resolve to act.” The first
way identifies God as the cause of all actions; the feeling of joyous resolve is God’s
way of letting us know that our intention to act in some particular way has
received God’s approval. The second way focuses on the feeling of joy inherent to
the resolution to act. According to the second way, an agent unsure of how to
proceed may consider several possible actions — but according to Nietzsche, the
agent will ultimately choose to proceed in the way most likely to bring about the
feeling of joyous resolve to act. Producing the desired feeling is most important:
Good mood was laid on the scales as argument and outweighed rationality:
because mood was interpreted superstitiously as the workings of a god who
promises success and allows his reason to speak through mood as the highest rationality (D 28)
Hence Nietzsche shows that, while superstition animates both ways of explaining
the feeling of joyous resolve to act, in the case of the second possible explanation, an
argument beyond the creation of a mood is actually absent. Nietzsche goes on to
suggest that “clever and power-hungry men” make effective use of mood as, or in
place of, argument; by creating the mood, he says, “you can supplant all argument,
vanquish any counter-argument!” (D 28). As Paul Franco has pointed out, even
while Nietzsche does think that knowledge plays a role in action, such knowledge is
directed at changing our “value-feelings” rather than at changing our goals or reasoning.28 With this account of Nietzsche’s strategic appeal to mood, in concert with
the sustained criticism of customary morality, in place, we turn our attention to the
question of what scope there is for a positive approach to the ethical in Dawn.
Toward a Positive Ethics
We have discussed how customary moral agents are conditioned by fear, individually
and socially, and that their behavior and thinking is further conditioned by moral
language whose conceptual and affective force is difficult to resist. In contrast, the
Nietzsche’s Campaign Against Morality
people comprising the “we” to whom Nietzsche sometimes addresses himself in
Dawn are emerging non-customary ethical agents, in two ways. First, their agency is
not fixed or static — they are entities that are part of a process of development and
change. Nietzsche’s thinking on drives, especially as developed in Dawn 119, is an
important source of support for this point and will be discussed in more depth in our
later Chapter 6 on subjectivity in Dawn. Second, the kind of approach to the ethical
that these developing agents adopt is distinctive, because it not only involves throwing
off old values but also experimenting with new ones.29
While the book creates a space for non-customary moral agents to come to
know of themselves, Nietzsche does not provide a complete new ethical system in
Dawn, and indeed he does not seek to do so. Making such an attempt would
undermine the emphasis he places on the importance of perceiving, experiencing,
and experimenting with ways of living and associated values as tools for challenging customary morality. Someone who seeks a set of rules to govern moral conduct might therefore find the positive dimension of Nietzsche’s approach to the
ethical in Dawn to be dissatisfying. More seriously, such a person might also claim
that Nietzsche’s ethical approach in Dawn is irresponsible, on the basis that, if we
call customary morality into question without replacing it, we leave ourselves
with no clear way to determine how and why our actions can be ethical or
unethical.
Nietzsche could, we think, make two replies to these concerns. First, the dissatisfied reader might consider whether they have sufficient grounds on which to
demand a fixed set of rules in place of the kind of ethical opportunity Nietzsche
opens up, namely to critically examine customary morality and to pursue possible
new alternatives to it, exploring non-customary moral agency in the process.
These grounds would have to be supremely compelling in order to render
Nietzsche’s position inferior; short of affirming the existence of knowledge of an
absolute truth about moral systems, such compulsion is not readily available.
Nietzsche’s psychological argument concerning fear of questioning customary
morality is the more likely explanation behind the dissatisfied reader’s demand.
Second, the reader attributing irresponsibility to Nietzsche cannot base their
claim on the assumption that Nietzsche’s account must bear the burden of proof
with regard to a question that is relevant to all proposed approaches to responding
to moral dilemmas, namely how we can know whether or not we act ethically. All
approaches to ethical dilemmas may be flawed, and the phenomenon of moral
luck illustrates that the correct application of a particular moral rule may not
result in a satisfactory moral outcome.30
It is critical to understanding Dawn to attend to the point that the campaign
against morality is conducted in aphoristic form. Graham Parkes has pointed out
that there are both practical and philosophical reasons for Nietzsche’s aphorism
use in the free-spirit writings, including Dawn. Beginning with Nietzsche’s composition of Human, All Too Human, increasingly poor eyesight made it impossible
59
60
Nietzsche’s Dawn
for Nietzsche to spend extended periods of time in writing extended prose, while
philosophically, use of aphorism best supports philosophical work that is
“resolutely unsystematic and psychologically experimental.”31 Aphorism supports
Nietzsche’s experimental disruption of the social and emotional systemic functioning of customary morality in this text, and allows for exploration of alternatives to the mood of fear that, as we observed earlier, Nietzsche shows to be
pervasive to customary morality. Notice that in the aphorisms, readers are explicitly encouraged to engage in exploring the affects involved in adopting the role in
question. Nietzsche links this affective approach to understanding values to his
conception of the ethical as a way of living:
To be in possession of a dominion and at the same time inconspicuous and
renouncing! To lie constantly in the sun and the kindness of grace and yet
to know that the paths rising to the sublime are right at hand! That would
be a life! That would be a reason to live, to live a long time (D 449)
The aphorism is a powerful transformation tool: through it, readers can access the
possibility of such a positive ethic and engage with it for themselves. Hence, the
incompleteness of Nietzsche’s positive alternative to customary morality in Dawn
is a sign of his commitment to the view that values in thinkers — moral values or
other types of value — are works in progress. Nietzsche encouraged his friend
Peter Gast to use the text of Dawn as a means to transformation of feeling; as he
writes in a letter of June 23, 1881, “When you receive the copy of Dawn, please do
me the honour: take it with you to the lido one day, read it as a whole and try to
make it into a whole for yourself — in other words, a passionate state. If you don’t
do that, nobody will.”32
We see this same commitment in later free-spirit writings, for instance in talk
of “future philosophers” who will be very free spirits — freed not least from prejudices and rules (BGE 44). But such claims have an important grounding in
Dawn. Values, on Nietzsche’s account in this text, are not static. As an example,
consider Nietzsche’s examination of four cardinal ways of being virtuous —
probity [Redlich], brave, magnanimous, and polite (D 556). Of these, he claims
that probity or worthiness [Redlichkeit] is the youngest, most immature, and
most misunderstood and mistaken, and points out that it is among neither the
Socratic nor the Christian virtues (D 456). Probity or worthiness [Redlichkeit],
Nietzsche suggests, is a virtue in the process of becoming (D 456).33 It gives us a
kind of device — a thumbscrew — that we could use to torture anyone wishing
to impose their beliefs on the world; yet as he cautions, having tested this thumbscrew on ourselves, we should take care when directing it toward others (D 536).
Nietzsche supports his claim for values as constant works in progress by using an
allusion to water. While he claims to love people who are “transparent water”
and who “do not hide from view the turbid bottom of their stream,” he also
Nietzsche’s Campaign Against Morality
cautions against vanity in hiding transparency (D 558).34 In a discussion of dissimulation, Nietzsche points out that the more customary version of the relevant
virtue, honesty [Ehrlichkeit] has “been reared to maturity on the requirement
that one seem honest and upright” (D 248). In contrast, as Melissa Lane points
out, for Nietzsche probity [Redlichkeit] is “something in the making” that we can
“advance or retard” as we wish.35
Nietzsche uses the example of tranquility (both domestic tranquility, and tranquility of the soul) to claim that “[o]ur customary mood depends on the mood in
which we manage to maintain our surroundings” (D 283). He indicates that an
alternative mood, which may motivate us in our campaign against customary
morality, might be that of powerful kindness — which he likens to the kindness
of a father [Machtvolle Milde, wie die eines Vaters] (D 473). The imagined father is
no traditional authoritarian. In a previous aphorism, Nietzsche suggested the
model of a father confessor who works as a humble “doctor of the spirit” to the
benefit of himself and others, embodying virtues such as helpfulness, humility,
and love, yet at the same time, virtues such as self-interest, and self-enjoyment
(D 449). Readers are encouraged to engage in exploring the affects involved in
adopting the role in question:
To be able to be humble so as to be accessible to many and humiliating to
none! To have experienced much injustice and have crawled through the
worm tunnels of every kind of error in order to be able to reach many
hidden souls along their secret paths! Always in a type of love and a type
of self-interest and self-enjoyment! (D 449).
While Nietzsche has to balance possibility against the present, grim, reality of a
customary morality rooted in fear, his description of such a possible life is strikingly positive. The construction of the aphorism and the image that it presents of
an emotionally rich and constructive social climate are compelling.
The written aphorism becomes a feature of the environment and, as such, is
able to facilitate Nietzsche’s campaign to counter the prevailing mood of superstitious fear on individual and social levels.36 We can see why this is important when
we consider the possibility of the failure of Nietzsche’s campaign against morality.
Nietzsche contends that freethinkers, and more specifically freedoers, who can
“break the spell of a custom with a deed,” have an important role to play in history
(D 20). As he points out, such freedoers are often — wrongly — described as evil
and subjected to abuse (D 20). To resist the seduction of moral language in their
self-assessments as well as in society’s assessments of them is not easy, as mentioned earlier. But if the reader, or Nietzsche himself, falters in commitment to the
campaign against morality, the text remains available as a vital external component of the cognitive work involved in campaign participation. Because of the
sheer difficulty of campaigning against morality as a single individual, we might
61
62
Nietzsche’s Dawn
consider the aphoristic text of Dawn — to borrow from an account by Mark
Rowlands — as an environmental structure that, having been constructed to
manipulate and transform our mental processes, intervenes in relevant mental
processes when either Nietzsche or ourselves, or indeed groups such as classes of
students, engage in reading it.37
Nietzsche further encourages exploration of a possible new approach to the
ethical through new ways of being. He uses the example of pregnancy to support
this point:
Is there a more consecrated condition than that of pregnancy? To do everything one does in the unspoken belief that it must be for the good of the one
who is coming to be in us! This has to enhance its mysterious value upon
which we think with delight! One thus avoids a great deal without having
to force oneself too hard. One thus suppresses a violent word, one offers a
conciliatory hand: the child must emerge from the mildest and best of conditions. We shudder at the thought of our sharpness and abruptness: what
if it poured a drop of calamity into our dearest unknown’s cup of life!
Everything is veiled, full of presentiment, one has no idea how it will go,
one waits it out and seeks to be ready (D 552)
But while Nietzsche suggests here that we take responsibility for determining the
outcome of the pregnancy, he also points to the importance of our irresponsibility
and lack of complete control:
In which time there reigns in us a pure and purifying feeling of profound
irresponsibility, rather like a spectator has before the closed curtain: it is
growing, it is coming to the light of day: we have in our hands nothing to
determine, either its value or its hour. We are thrown back solely on that
mediate influence of protecting. “It is something greater than we are that is
growing here” is our innermost hope: we are preparing everything for it so
that it will come into the world thriving: not only everything beneficial but
also the affections and laurel wreaths of our soul. — One ought to live in
this state of consecration! One can live in it! (D 552)
On the one hand, Nietzsche claims that we care for the “one who is coming.” On
the other hand, he acknowledges that we cannot be wholly responsible for determining the value or the time of this “one.” Nietzsche works to bring to our attention the limitations of our control over ourselves as well as of our control over
others. We are pregnant with ourselves, and we do not have complete (or even,
necessarily, particularly good) self-knowledge: we are always already in an expectant state. While we might try to explain ourselves in terms of consciousness and
Nietzsche’s Campaign Against Morality
will, Nietzsche suggests, we can legitimately claim to “have no relationship other
than pregnancy,” which logically holds, in the context of these aphorisms, for relationships of self-identity as well as relationships with others and with the broader
natural world (D 552).
We may meaningfully pursue the “mediate influence” of protection in an
expectant state. Hence, Nietzsche advocates a mood of ideal selfishness for ourselves and others (D 552). When we are seized by a beneficial mood that promotes
fruitfulness, we may adopt the relevant social setting in which the mood is produced (D 473). Being ideally selfish, Nietzsche claims, involves quite a different
mood to the mood of the superstitious fear that is generated and reinforced by
customary morality:
the mood in which we live, this proud and tempered mood, is a balsam that
extends far and wide around us even onto restless souls (D 552)
We can, in other words, carefully observe our own and others’ reactions to natural
and social environments in order to identify, exemplify, and inhabit behaviors and
locations that help us to flourish. The mood of ideal selfishness is in part ecological, not purely individual.38 By attending to our flourishing in these ways, we can
gradually shift ourselves out from the fetters that keep us locked within the pervasive mood of superstitious fear.
Nietzsche’s appeal to this ideally selfish mood also opens up more support for
the possible replies to the objections of potential dissatisfied and irresponsibilityattributing readers discussed earlier. Nietzsche acknowledges that the pregnant
“are strange,” that pregnant persons should not find it problematic to be strange,
and that we “should not be annoyed with others if they need to be so!” (D 552).39
On the same basis that he defends and indeed celebrates being “strange,” Nietzsche
highlights the importance of the intellectual conscience (D 149). Nietzsche considers that a rational person of conviction might think a compromising action on
their part with regard to social custom does not matter overmuch in the broader
scheme of things. He gives several examples of compromise: an atheist having
their child baptized in a Christian church; a pacifist completing military service
“like everybody else”; and a “shameless” man marrying the woman with whom
he is in a sexual relationship solely because her pious family expect a marriage to
take place (D 149). In all three cases, it seems easier for everyone concerned simply to go along with custom. The point is that all such compromise achieves is to
lend greater credence to the custom as a rational form of behavior. Deviance — even
slight and seemingly insignificant deviance — contributes to Nietzsche’s campaign against morality by sustaining the mood of ideal selfishness.
This mood also sustains two other important aspects of Nietzsche’s engagement
with the possibility of a positive ethics in Dawn: (i) nourishment and (ii) the feeling
63
64
Nietzsche’s Dawn
of power. In his detailed discussion of drives in Dawn 119, Nietzsche attributes
importance to our diet; because “laws of alimentation” are largely unknown to us,
nourishment is essentially a matter of chance. Yet our diet and health are important, not least because they are not yet receiving the attention they require. As
Nietzsche points out, “we lack above all the physicians for whom what up until this
point we have called practical morality will have been transformed into a part of
their science and art of healing” (D 202). As yet, he notes, instructions on the body
and diet do not form part of the regular school curriculum, and such considerations have yet to be applied to our thinking about criminal justice (D 202). He rails
against the customary diet of the “well-to-do class” on the basis of its unsuitability
for promoting health (D 203). And in the same vein, he looks ahead to a future in
which the modern human, whom he characterizes as “homo pamphagus,” will
become incapable of digesting everything that they encounter, and will develop a
“more refined” taste (D 171).
As well as aiming to develop a more refined taste in what we incorporate,
Nietzsche also indicates that our health would be benefited if we learned to seek
out and promote the feeling of power (D 112, 113). Assessing rights and duties on
the basis of power, he identifies duties as rights that others have over us, and our
own rights as the part of our power that others concede to us and wish us to keep
(D 112). Rights arise as degrees of power that are recognized and guaranteed to
the extent that the power relationships on which they are based are stable; when
these power relationships shift, rights disappear and new ones are established,
both interpersonally and with respect to relations between nation states (D 112).
Because of this “transitory nature of human affairs,” Nietzsche points out that
fair-mindedness will take a great deal of practice and is difficult to achieve (D 112).
This is especially the case with the striving for distinction, which Nietzsche identifies as the striving for domination of the other “be it very indirect and only sensed
or even only imagined” (D 113). In a claim that prefigures his thinking on the
ascetic in On the Genealogy of Morals, Nietzsche conceives of the striving for distinction as a ladder from barbarian to ascetic or martyr, in which the individual
moves from torments, blows, and terror, to joy and serenity, to inflicting torments
(D 113). The climbing of the ladder ends in tragedy:
The ascetic’s triumph over himself, his eye trained inward throughout,
beholding the human being cloven asunder into sufferer and spectator and
henceforward only glancing into the exterior world in order, as it were, to
gather from it wood for its own funeral pyre, this the last tragedy of the
striving for distinction whereby there remains only a Single Character who
burns to ash inside (D113)
As Nietzsche points out, happiness — understood as “the liveliest feeling of
power” — is perhaps greatest in the souls of ascetics (D 113).
Nietzsche’s Campaign Against Morality
But, as he also considers, it might be possible to pursue this process once again
from the beginning, hurting others in order to hurt oneself, and thereby to triumph
over oneself and one’s pity, hence enabling us “to luxuriate in utmost power!”
(D 113). He reimagines the tragedy of the ascetic as a moment of necessary
destruction, in a message brought by a phoenix:
Poet and bird. — The bird Phoenix showed the poet a flaming scroll turning
to ashes. “Do not be terrified!” it said, “it is your work! It does not possess
the spirit of the times and still less the spirit of those who are against the
times: consequently it has to be burned. But this is a good sign. There are
many types of dawn” (D 568)
Nietzsche had earlier claimed that in the feeling of power, humans have developed their most refined taste and “subtlety”; as he puts it, “in this regard humans
can now compete with the most delicate balance that measures gold” (D 23).
Pursuing the feeling of power may involve pain, but it is, he thinks, the route most
clear to us to develop the kind of taste that would facilitate our development from
out of the unrefined, all-consuming, state of the modern human (D 171). If we
listen to the message of the phoenix then we can seek the feeling of power without
needing to be afraid.
The image of the flaming scroll should remind us that Nietzsche’s campaign
against morality in Dawn incorporates a campaign against the presumptions of
moral philosophy. Although human beings of every epoch have believed they have
known what is “good and evil, praise- and blameworthy,” Nietzsche points out that
contemporary scholars are under the impression that they know this “better now
than in any other epoch” (D 2). Yet this impression is a presumption — one that
Nietzsche claims is a particular problem for the German approach to morality,
because German scholars, according to him, are “the most German of Germans” in
their tendency to obey, and to idealize obedience (D 207). Teachers of morality
have had poor success in their work, because they have been over-ambitious in
laying down “precepts” for everyone; the “animals” advised by teachers of morality
to turn into “humans” find their lessons “boring” and unamenable (D 193).
If scholars were able to retain their “proud, straightforward, and patient manner”
and their independence of mind, then it might be possible to expect “great things”
of them (D 207). Such scholars would be, Nietzsche suggests, “the embryonic state
of something higher” (D 207). This embryonic scholar will find a more complete
expression in Beyond Good and Evil, where Nietzsche counts the philosophers of
the future as “very free spirits” because “they will not be free spirits merely, but
something more, higher, greater, and fundamentally different” (BGE 44).
Nietzsche’s prompting of human (and indeed scholarly) development and flourishing is the core purpose behind his mounting of a campaign against customary
morality, and his pursuit of the possibility of a fresh approach to the ethical.
65
66
Nietzsche’s Dawn
Yet there is one further major barrier to his campaign: the significance of the virtue
of compassion within customary morality. In Dawn, as we show in Chapter 3,
Nietzsche develops a sustained set of criticisms of compassion in order to advance
his campaign against morality. In his critical engagement with compassion, we
suggest that Nietzsche displays a certain indebtedness to Kant and Schopenhauer,
while also differentiating his approach to the ethical from these historical influences upon him.
Notes
1 Earlier versions of some parts of the material in this chapter were developed in
Rebecca Bamford, “Daybreak,” in A Companion to the Works of Friedrich
Nietzsche, ed. Paul Bishop (Rochester, NY: Boydell & Brewer [Camden House]),
139–58; Rebecca Bamford. 2014. “Mood and Aphorism in Nietzsche’s Campaign
Against Morality.” Pli: The Warwick Journal of Philosophy 25: 55–76; and in
Rebecca Bamford, “Dawn,” in The Nietzschean Mind, ed. Paul Katsafanas
(London: Routledge, 2018), 27–43.
2 Clark, “On the Rejection of Morality: Bernard Williams’s Debt to Nietzsche,” in
Nietzsche’s Postmoralism, ed. Richard Schacht (Cambridge: Cambridge
University Press, 2001), 100–22.
3 See Bernard Williams, Ethics and the Limits of Philosophy (London: Fontana,
1985), especially chapters 1 and 10.
4 See e.g. Foucault, “On the Genealogy of Ethics,” in Ethics: the Essential Works 1,
ed. Paul Rabinow (London: Penguin, 1997), 253–81.
5 Richard Schacht, Nietzsche (London: Routledge and Kegan Paul, 1983), 417.
6 Schacht, Nietzsche, 417.
7 Schacht, Nietzsche, 418.
8 See Robertson, “The Scope Problem — Nietzsche, The Moral, Ethical, and
Quasi-Aesthetic,” in Nietzsche, Naturalism, and Normativity, ed. Christopher
Janaway and Simon Robertson (Oxford: Oxford University Press, 2012), 81–110.
See also Smith’s note in Dawn: Thoughts on the Presumptions of Morality, trans.
Brittain Smith (Stanford: Stanford University Press, 2011), 291; and Franco,
Nietzsche’s Enlightenment (Chicago: University of Chicago Press, 2011), 59, 64,
199. We use customary morality throughout for the sake of clarity and
consistency.
9 Robertson, “The Scope Problem,” 83; Smith, Dawn, 291.
10 Paul Franco suggests that Nietzsche draws his concept of customary morality
[Sittlichkeit der Sitte] (D 9) from Walter Bagehot’s notion of the “yoke of custom,”
and also emphasizes the irrationality of morality’s primitive origins according to
Nietzsche in Dawn. See Franco, Nietzsche’s Enlightenment, 59, 63–64. In their
Nietzsche’s Campaign Against Morality
essay on Dawn, Maudemarie Clark and Brian Leiter point out that for Nietzsche,
customary morality includes the philosophical-moral sensibility of later societies
as well as the custom-following superstitions of earlier societies, both of which
are grounded in feelings. See Clark and Leiter, “Introduction,” in Daybreak:
Thoughts on the Prejudices of Morality (Cambridge: Cambridge University Press,
1997), xxxii–iii.
11 Robertson, “The Scope Problem,” 83.
12 See Berkowitz, Nietzsche: The Ethics of an Immoralist (Cambridge, MA: Harvard
University Press, 1995), 280; Smith, Dawn, 291.
13 Katrina Mitcheson draws attention to Nietzsche’s connection in GM between
self-sublation and self-overcoming and the Hegelian inheritance that grounds
this connection in Nietzsche, Truth and Transformation (London: Palgrave
Macmillan, 2013), 3.
14 Christine Daigle finds that Nietzsche makes this claim twice: on the back cover of
the first edition of The Gay Science, and in a letter to Lou Salomé of March 7, 1882,
where he writes of “the work of 6 years (1876–1882), my whole ‘free-spiritedness’!”
See Daigle, “The Ethical Ideal of the Free Spirit in Human, All Too Human,” in
Nietzsche’s Free Spirit Philosophy, ed. Rebecca Bamford (London: Rowman and
Littlefield International, 2015), 33–48, 33.
15 The emphasis on “dawn” in this aphorism from the Preface to Dawn illustrates
why we think the standard translation of the title of the book in common use
should ideally be “Dawn,” which we use consistently throughout this volume,
and not “Daybreak,” as in some of the available scholarship.
16 Robertson, “The Scope Problem,” 82.
17 The gendering of language is clearly evident in modern languages such as
German, French, Spanish, and Russian, and ancient languages such as Greek
and Latin, but is not so obvious in English. As an example, note that in German,
“time” is feminine (die Zeit), “day” is masculine (der Tag), and “writing” is
neuter (das Schreiben).
18 Translation amended from “mores” to “customs.”
19 Robert C. Solomon makes this point of the general trajectory of Nietzsche’s
thinking on morality: Nietzsche does not advocate immorality; instead, he argues
that a morality based on imperatives such as “thou shalt not” is inadequate as it
ultimately leads to life denialism. See Solomon, Living with Nietzsche: What The
Great “Immoralist” Has To Teach Us (Oxford: Oxford University Press, 2003), 50.
20 As one of us discusses in greater depth elsewhere, this theory of empathy is
consistent with Nietzsche’s broader drive-based psycho-physiological explanation
for the way in which customary morality consistently reinforces a social mood of
superstitious fear. See Bamford, “Dawn.” See also later chapters in this volume.
21 David E. Cooper, Authenticity and Learning: Nietzsche’s Educational Philosophy
(London: Routledge and Kegan Paul, 1983), 31.
67
68
Nietzsche’s Dawn
22 We will discuss the importance of probity or Redlichkeit in more depth later in
this chapter.
23 Carl B. Sachs has shown that it is the drive psychology in Dawn that enables
Nietzsche to explain the “material conditions of subjectivity,” including
historical, social, psychological, and biological conditions. See Carl B. Sachs.
2008. “Nietzsche’s Daybreak: Toward a Naturalized Theory of Autonomy.”
Epoché 13(1): 81–100.
24 Smith, Dawn, 288.
25 Lars Svendsen argues that low-intensity fear — which he defines as fear that
“surrounds us and forms a backdrop of our experiences and interpretations of
the world” — has the nature of a mood, rather than of an emotion. See Lars
Svendsen, A Philosophy of Fear (London: Reaktion Books, 2008), 46 (originally
published 2007 as Frykt, Universitetsforlagt, Oslo). See also Stanley Corngold.
1990. “Nietzsche’s Moods.” Studies in Romanticism 29(1): 67–90; Bamford,
“Mood and Aphorism,” and Bamford, “Dawn.”
26 Christopher Janaway, Beyond Selflessness: Reading Nietzsche’s Genealogy (Oxford:
Oxford University Press, 2007).
27 On morality and feeling, see also Franco, Nietzsche’s Enlightenment, 76–77.
28 Franco, Nietzsche’s Enlightenment, 77.
29 We discuss the account of subjectivity that underpins this dimension of
Nietzsche’s critical engagement with morality, and his critical reflection on
compassion, in later chapters.
30 On forms of moral luck, including resultant and causal luck see, for example,
Thomas Nagel, “Moral Luck,” in Moral Luck, ed. Daniel Statman (Albany: State
University of New York Press, 1993), 57–71.
31 Graham Parkes, Composing the Soul: Reaches of Nietzsche’s Psychology (Chicago,
IL: University of Chicago Press, 1994), 116. See also the letter of March 30, 1881
to Peter Gast in the Appendix to this volume, where Nietzsche writes:
The bad condition of my eyes is pronounced, now. For example, after this winter’s work I have to let pass many days, without reading or writing a word; and
I can hardly grasp how I managed to finish this manuscript. Full of desire to
learn something and knowing perfectly well where the precise thing I wanted to
learn was lodged, I have to let my life drift — as demanded by my miserable
organs, head and eyes! And there is no question of a recovery! Everything
becomes more wretched, and the darkness grows!
32 See the full letter in the Appendix to this volume.
33 Robert C. Solomon and Clancy Martin both agree that honesty is a Nietzschean
virtue, although while Solomon thinks it is an emotion, Martin treats honesty as
a drive or impulse. If emotions, feelings, moods, and related phenomena are
drive-based, however, then neither of these accounts needs to be in conflict.
Nietzsche’s Campaign Against Morality
Robert C. Solomon, Living with Nietzsche: What the Great “Immoralist” Has to
Teach Us (New York: Oxford University Press, 2003); and Clancy W. Martin.
2006. “Nietzsche’s Homeric Lies.” Journal of Nietzsche Studies 31: 1–9.
34 Nietzsche alludes directly to Alexander Pope in making this remark, but it is not
clear to which work of Pope he refers. As one of us has shown in an earlier essay,
it is most likely that Nietzsche is referring here to Pope’s letter to Congreve of 16
January 1714–15, in which Pope writes:
Methinks, when I write to you, I am making a confession, I have got, I cannot
tell how, such a custom of throwing myself out upon paper without reserve.
You were not mistaken in what you judged of my temper of mind when I writ
last. My faults will not be hid from you, and perhaps it is no dispraise to me that
they will not. The cleanness and purity of one’s mind is never better proved
than in discovering its own fault at first view; as when a stream shows the dirt
at its bottom, it shows also the transparency of the water.
See Pope, The Works of Alexander Pope, volume 6; Correspondence, volume 1, ed.
John Wilson Croker (London: John Murray, 1871), 411. See also Bamford,
“Daybreak,” 153.
35 Melissa Lane, “Honesty as the Best Policy?: Nietzsche on Redlichkeit and the
Contrast between Stoic and Epicurean Strategies of the Self,” in Histories of
Postmodernism: The Precursors, The Heyday, The Legacy, ed. Mark Bevir, Jill
Hargis, and Sara Rushing (New York: Routledge, 2007), 25–51. See also Herman
Siemens and Katia Hay, “Ridendo Dicere Severum: On Probity, Laughter and
Self-Critique in Nietzsche’s Figure of the Free Spirit,” in Nietzsche’s Free Spirit
Philosophy, ed. Rebecca Bamford (London: Rowman & Littlefield International,
2015), 111–35.
36 In a previous paper, Rebecca Bamford pointed out that in previous analyses there
are individual and social aspects to be balanced. In his book, Christopher
Janaway focuses on the individual’s mood being changed by rhetoric, while in
her essay, Bamford emphasizes that the environment (social, but also natural)
not only plays a role in producing the individual’s mood but also actively
contributes to the mood of social groups. See Janaway, Beyond Selflessness, 98,
and Bamford, “Dawn,” 30.
37 Mark Rowlands describes his active externalist view as “a thesis of constitution”
involving that “[a]t least some mental processes are literally constituted, in
part, by the manipulation, exploitation, and transformation of appropriate
environmental structures; that is, some mental processes contain these operations
as constituents.” See Mark Rowlands. 2009. “The Extended Mind.” Zygon 44(3):
628–41, 630. Daniel Conway has defended a related claim concerning Nietzsche’s
texts as constituting a training ground for continuous self-improvement and
self-development. See Daniel Conway “Nietzsche’s Perfect Day: Elegy and
69
70
Nietzsche’s Dawn
Rebirth in Ecce Homo” in Nietzsche’s “Ecce Homo,” ed. Duncan Large and
Nicholas Martin (Berlin and New York: de Gruyter, in press).
38 For further discussion of this claim as based on extended cognition, see Bamford,
“Mood and aphorism,” 70; and Bamford, “Dawn.”
39 Carl Sachs differentiates between heteronymous subjectivity as an internalization
of domination, and an autonomous subjectivity that is capable, at least to some
degree, of organizing itself. He claims that, “heteronomy and autonomy are
characterized by attitudes of avoidance or acknowledgement with respect to the
totality of conditions and relations which make them possible” (“Nietzsche’s
Daybreak” 2008, 93). According to the terms of this argument on mood, we may
classify heteronymous subjects as fearful and autonomous subjects as capable of
moderating fear by means of sustaining different mood(s) such as ideal
selfishness.
71
3
Nietzsche on Religion and Christianity
Nietzsche’s analyses of religion in Human, All Too Human and Dawn shows him at
his philosophical strongest, featuring as they do probing analyses that combine
fearless psychological insight, novel sociological observation, and skeptical
acumen. In this chapter, we wish to focus on Nietzsche’s analyses of religion and
Christianity, as well as a religious figure such as Saint Paul, so as to highlight the
character of his critical procedures and the probing manner in which he subjects
so-called “spiritual” phenomena and matters to psychological scrutiny. For
Nietzsche, at the heart of religious passions and ideals is the feeling of power, and
the need for this feeling to satisfy itself. Out of a commitment to intellectual probity
he wants to convince his readers of the need to bravely confront the “human, all
too human” when it comes to elevated phenomena such as religious matters. We
will first examine Nietzsche’s remarks in Human, All Too Human, in order to show
how this discussion paves the way for his subsequent analysis in Dawn.
The chapter on religion in Human, All Too Human affords excellent insight into
Nietzsche’s deflationary efforts in the text that aim at exposing the “human, all too
human” at the heart of ideal things and so-called “spiritual” matters. In Human,
All Too Human 110 Nietzsche articulates his specific appreciation of religion.
While acknowledging that the Enlightenment failed to do justice to religion, it is
just as certain that in the period of the reaction against the Enlightenment — with
the rise of romanticism, for example — injustice was also committed. Here we
find an attempt to do justice to religion by claiming it contains allegorical truths,
some age-old wisdom that is folk wisdom itself. On this basis, such seekers of
religious truth and science sought harmony. Nietzsche maintains that religion
and proper science dwell on different stars, and he is keen to expose two things:
first, the “tricks of theology”, and second, those poetizing philosophers and philosophizing artists who have allowed their own experience of religious sensations
to exert an influence on the conceptual structure of their philosophical systems.
Nietzsche’s Dawn: Philosophy, Ethics, and the Passion of Knowledge, First Edition.
Keith Ansell-Pearson and Rebecca Bamford.
© 2021 John Wiley & Sons Ltd. Published 2021 by John Wiley & Sons Ltd.
72
Nietzsche’s Dawn
His argument is that a religious sensibility has “crawled into existence” on “errant
paths of reason”. Although it may have been endangered by a scientific way of
thinking at a point in its development, religion has survived by mendaciously
absorbing a philosophical doctrine into its system of belief. This is a “trick” of
theology we can see at work in early Christianity where we encounter “the religion of a learned age saturated with philosophy”, and from this there has been
generated superstitions concerning a “sensus allegoricus” (HH 110). Regarding
the second point, Nietzsche argues that philosophers have frequently practised
philosophy either under the direct influence of religious habits or under the
ancient hereditary power of the metaphysical need, so arriving at doctrines that
can appear strikingly similar to beliefs we find in Jewish, Christian, and Indian
religious systems. Now, however, Nietzsche thinks humanity will make progress
in its quest for maturity if philosophers stop spinning fables about a family
resemblance between religion and scientifically-minded philosophy.
In Christianity Nietzsche locates a curious psychology of salvation: it seeks to
crush and shatter the human being, to sink them into slimy depths; then as if by a
miracle, in the midst of this feeling of complete depravity, there shines the gleam
of a divine compassion [Mitleid], “so that someone surprised and stunned by
grace let out a cry of rapture and for a moment believed that he bore the whole of
Heaven within him” (HH 114). All the psychological discoveries of Christianity,
Nietzsche notes, are made to work on this pathological excess of feeling: “it wants
to destroy, shatter, stun, intoxicate; there is only one thing it does not want:
measure, and hence it is, when understood most profoundly, barbaric, Asiatic,
ignoble, non-Greek” (HH 114). For Nietzsche, then, a false psychology, including
a fantasizing in the interpretation of motives and events, “is the necessary prerequisite for becoming a Christian and feeling the need for salvation” (HH 135).
Nietzsche is attempting to develop a purely psychological explanation of the
religious states, including the need for salvation, one that will be free of mythology (HH 132). He notes that it is by comparing himself with a superhuman being,
one capable of so-called purely unegoistical actions and who lives in perpetual
consciousness of an unselfish way of thinking, and with a god, that the religious
person looks upon his or her human nature so gloomily, as if it were deformed. To
arrive at such a way of being, which also includes the perception of a god full of
wrath and menace, a god as judge and executioner, is not, Nietzsche insists, due to
guilt or sin but solely the result of a series of errors in reasoning: “It was the fault
of the mirror if their nature appeared to them so gloomy and hateful, and that
mirror was their work, the very imperfect work of human imagination and judgment” (HH 133). The first error is to suppose that there exists a being capable of
purely unegoistical actions since this is even more fantastic than the phoenix.
Such an idea is neither clear nor distinct and cannot withstand close examination.
Nietzsche notes that informing an action is always some personal motive or need,
hence the ego cannot act without ego. Second, is the error of supposing a god who
Nietzsche on Religion and Christianity
is wholly love. Here Nietzsche draws on the ideas of Georg Lichtenberg who asks
us to consider whether love without some corresponding pleasure of the self is
possible. The whole psychology of love needs exposing:
even if some human being should wish to be just like that god, to be love,
to do and to want everything for others, nothing for himself, it would be
impossible, if only because he must do a great deal for himself just to be
able to do some things for the sake of others. And then it presupposes that
the other person is enough of egoist to accept that sacrifice, that living for
him, over and over again: so that loving, self-sacrificing people have an
interest in the continued existence of egoists who are without love and
incapable of self-sacrifice, and in order for the highest morality to be able
to persist, it would really have to force immorality to exist (whereby it would
admittedly negate itself) (HH 133)
The Christian, then, experiences self-contempt owing to errors of reasoning, “that
is, due to a false, unscientific interpretation of his actions and sensations.” Is it not
the case that the feeling of contempt, and of displeasure in general, does not persist, “how hours occasionally arrive when all this is blown away from his soul, and
he once again feels himself free and courageous”? What has carried off the victory
is in part his own strength (combined with the necessary decrease in every profound stimulation), but the new self-love the Christian experiences strikes him or
her as something unbelievable and has to be seen as the unmerited radiance on
them of some luminous grace from above. Where the Christian previously saw
warnings, threats, and punishments, he or she now reads divine goodness into
their experiences: the judge-like god is now a merciful god. In truth, Nietzsche
argues, what is called grace and a prelude to salvation is really self-pardoning and
self-redemption.
In Human, All Too Human137 Nietzsche seeks to explain “defiance of oneself”
and the ascetic forms it takes in terms of the need to exercise a passion for power
[Gewalt] and domination [Herrschsucht] (in HH 142 Nietzsche speaks of “the feeling of power [das Gefühl der Macht]”). Where this lacks objects, it can be turned
on the self, that is, on certain parts of one’s nature. The shattering of oneself,
including the mockery of one’s own nature, is, Nietzsche contends, a “very high
degree of vanity.” A large part of morality and its success can be explained in these
terms:
The whole morality of the Sermon on the Mount fits in here: people have a
genuine pleasure in violating themselves with excessive demands and then
idolizing this tyrannically demanding something in their souls afterward.
In every ascetic morality [Moral] people worship a part of themselves as a
god and therefore need to diabolize the remaining part (HH 142)
73
74
Nietzsche’s Dawn
In Human, All Too Human 138 Nietzsche seeks to show that acts of self-denial
are basically not moral actions as they are taken to be, in which they are carried
out strictly with regard to others. He begins by noting that human beings are not
equally moral at all times and that if we judge a person’s morality by their aptitude
for great, self-sacrificing resolve and self-renunciation (what is called “holiness”),
then, “they are the most moral in regard to affect.” Some increase in the level of
simulation presents a person with new motives, ones that they would consider
themselves to be capable of in their ordinary sober state. In Human, All Too
Human 139 Nietzsche seeks to invert our typical appreciation of the saintly existence as a phenomenon of some heroic feat of morality. He notes that the relinquishing of the will once and for all is, in fact, easier than relinquishing it
occasionally, just as the renunciation of a desire is easier than keeping it within
measure and unconditional obedience is more convenient than a conditional
kind. Therefore, the saint makes their life easier by renouncing his or her personality. Indeed, subordination carried out in this manner can be a powerful means
of achieving self-mastery, “we are occupied, hence not bored, and yet have no
wilful or passionate impulses; after carrying out an action, the feeling of responsibility and hence the agony of regret are absent.” However, the most common
means that the saint and the ascetic have at their disposal as a way of making their
lives endurable is that of occasionally waging war on themselves, locating the
enemy within, so alternating between victory and defeat:
He makes use especially of his proclivity for vanity, ambition, and love of
power, and then of his sensual desires, in allowing himself to look upon his
life as an ongoing battle and himself as a battlefield on which good and evil
spirits struggle with varying success … It was in their interest to maintain
this battle at some level of intensity because through it … their empty lives
were sustained (HH 141)
By battling and overcoming this enemy within the saint is able to present themself
ever anew to the non-saint as a supernatural being:
Their upward and downward fluctuations of the scales of pride and humility entertained their brooding heads just as well as the alternation between
desire and tranquility of soul. Back them psychology served not only to
make everything human seem suspicious, but also to slander, to flagellate,
to crucify; people wanted to consider themselves as bad and evil as possible,
they sought out anxiety about the soul’s salvation, despair of their own
strength (HH 141)
As Nietzsche astutely notes, giving the example of the erotic, everything natural to
which humanity attaches ideas of badness and sinfulness, serves to trouble and
Nietzsche on Religion and Christianity
darken the imagination and makes us uncertain and mistrustful: “even our dreams
assume an aftertaste of the tormented conscience” (HH 141). He makes the simple
point, almost exasperatedly, that our suffering in this manner from what is
natural — sensual desire, for example — “is wholly ungrounded in the reality of
things” and is the result of our opinions about things. It is a trick of religion and metaphysicians to make nature seem so suspect: “Living for a long time in what is natural,
they gradually feel themselves oppressed by such a burden of sins that supernatural
powers become necessary for lifting this burden; and with this, the aforementioned
need for salvation enters the scene” and corresponding only to an imagined sinfulness
(HH 141). Nietzsche even contends that the aim in Christianity is not to make people
moral, since it profits much more from them considering themselves to be as sinful as
possible. If in the world of antiquity ingenuity was expended in an effort to increase
the joy in life through festivals and festive cults, then in the Christian era, a huge
amount of spirit has been spent on making people feel sinful in every way. Nietzsche
speculates that such a stimulation and invigoration of the affects may be the sign of an
enervated and over-cultivated time or age. In a situation where the circle of natural
sensations had been run through dozens of times and the soul had grown tired of
them, the saint and the ascetic discover a new class of enlivening stimulants:
The eye of the saint, directed upon the significance, dreadful in every
respect, of a brief earthly existence, upon the nearness of the final judgment concerning endless new stretches of life, this scorching eye in a halfdestroyed body made the people of the ancient world tremble to their
depths; to look, shudderingly to look away, to sense anew the stimulating
attraction of the spectacle, to give in to it, to sate oneself with it until the
soul trembles with fever and chills — that was the final pleasure that antiquity
discovered after it had itself grown indifferent to the sight of contests
between animals or between men (HH 141)
It is not what the saint is but what he or she has meant to non-saints that has given
the saint a “world-historical value” (HH 143). It is people’s mistaken perception of
saints that has allowed them to assume a superhuman appearance, beings that
were neither especially good nor wise but that reached beyond human measure in
goodness and wisdom. The saint has been devoid of self-knowledge, he or she did
not understand themself: “What was perverse and sick in his nature, with its coupling together of spiritual poverty, faulty knowledge, ruined health, and overexcited nerves, remained as hidden from his own glance as from those contemplating
him” (HH 143). So long as the belief in the saint is maintained there is belief in
divine and miraculous things and in a religious meaning for all existence, including
an imminent, final, Day of Judgment.
In the final section of this part of the book Nietzsche acknowledges that a different, more pleasing picture of the saint could be drawn if one also considered the
75
76
Nietzsche’s Dawn
Indian saints. He also mentions Christ as the begotten son of God and who felt himself to be without sin and who thus reached the same goal that we now obtain though
science: the “complete freedom from responsibility” for our nature (HH 144).
For Nietzsche, then, religion has its sources in human ills. Instead of identifying
the cause of an ill we concentrate on the effect and attempt to reinterpret it and
change the effect it produces on our sensibilities. Religious priests in fact live on
the narcotizing of human ills (HH 108).
One of Nietzsche’s most important aphorisms in Human, All Too Human concerns the origin [Ursprung] of the religious cult (HH 111). If we transport ourselves back to the ages when the religious life flourished most vigorously, we
discover a deep conviction that we no longer share and that shows that this way of
life is now closed to us, namely, our traffic with nature. In short, Nietzsche’s argument is that here any notion of “natural causality” is lacking; early humans know
nothing of natural laws, and events are not constrained by any compulsion: a
season, sunshine, or rain may come or fail to come. When we row a ship, it is not
the rowing that moves the ship but a magical ceremony that compels a demon to
move it. Illness and death are not natural events but the result of magical influences. We only see the idea of a natural occurrence coming into human consciousness in a late phase of humanity, with the older Greek civilizations and the
conception of “Moira” (fate) that is enthroned above the gods. If we look at the old
religious sensibility, then we encounter a world that we no longer recognize, a
world in which artifacts and the whole domain of nature are treated as being alive
with spirits and with irrational forces at work (i.e. forces that transcend what we
can understand as humans): “In the conception of religious people, all of nature
is a sum of actions of conscious and intentional beings, a colossus complex of
arbitrary actions.” Whereas the human is the domain of the rule, nature is taken
to be the domain of irregularity because it is irrational or arbitrary (its logic
exceeds the human grasp).
The difference between our modern sensibility and that of ancient peoples is
enormous, according to Nietzsche in Human, All Too Human. On the one hand,
they are determined themselves by law and by tradition, in which the individual
is tied to these almost automatically and moves with the regularity of a pendulum.
On the other hand, nature appears as mysterious, something to be dreaded and
something that cannot be comprehended. To engage with it, recourse to magic
and sorcery is required. Nature is seen as a domain of freedom, that is, of caprice,
a higher power, something like a superhuman mode or stage of existence, such as
a god. The challenge for early humans is how to exert an influence over these terrible, unknown powers, in order to fetter this immense domain of freedom. It is
here that the religious cult is born. The idea arises that constraint can be exercised
on the powers of nature through prayers, pleadings, and ceremonies, through
submission, through the giving of gifts, sacrifices, and flattering glorifications.
Nietzsche on Religion and Christianity
It is in the religious cult that Nietzsche in fact locates the origins of law, such as
treaties, the pledging of securities, and the exchange of oaths. Many of our nobler
ideas have their sources in this context, such as relations of sympathy between
human beings, the existence of goodwill and gratitude, treaties between enemies,
and so on. Nietzsche also holds that the cult is the source of the feeling of the
sublime [der erhabenen]. The inner world of the sublime — affected, tremulous,
contrite, expectant states — is, he contends, born in the human being through the
cult (HH 130).
Today, however, our feelings about nature are clearly different. As Nietzsche
points out, for us nature is now regular, and can be made subject to control: we
see nature as something that is characterized by uniformity. Today we go to
nature for composure and its inspiration, not out of fear; we seek to incorporate
the uniformity of nature into ourselves as a way of coming to an enjoyment of
ourselves. This approach signifies that we have developed a new feeling for
nature. This difference in feeling becomes evident in Dawn, where, for example,
Nietzsche makes reference to Rousseau on this point and to his experience of
walking in mountains, which we moderns find beautiful, and not terrifying or
aimless. Rousseau is credited with introducing us into a new emotion that
amounts to a “love of nature” (D 427). Nietzsche also uses a series of garden
metaphors in Dawn that further reflect his recognition of humanity’s ongoing
development of a love for nature (see e.g. D 56, 174, 248, 382, 560). In Dawn,
Nietzsche analyzes thinking in terms of the metaphor of gardens and gardening
(D 382), as well as feelings (D 174).1 For the moment, we turn to the analysis of
religion and especially of Christianity we find in Dawn in light of this point on
the significance of feeling.
Nietzsche on Christianity in Dawn
One prejudice Nietzsche attacks in Dawn is that of “pure spirit” (D 39). He seeks
to expose the costs to the health of the body of a teaching of pure spirituality. By
definition, such a teaching is excessive and, in the process, destroys much nervous
energy: “it taught one to despise, ignore, or torment the body and, on account of
all one’s drives, to torment and despise oneself” (D 39). The teaching succeeds in
producing human beings who feel melancholy and oppressed and conclude that
the cause of their distress and anxiety must reside in the body, which continues to
flourish. As Nietzsche points out, in such cases it is in fact the body that registers
a protest against such derision (D 39). Once again, he draws attention to the irrational mode of existence that spiritual excess results in: “A pervasive, chronic
hyper-excitability was eventually the lot of these virtuous pure spirits” since “the
only pleasure they could muster was in the form of ecstasy and other harbingers
77
78
Nietzsche’s Dawn
of madness” (D 39). Their mode or system of being or existence thus reaches an
apogee when ecstasy is accepted as the highest goal in life and the as the standard
by which all earthly pleasures and things are condemned.
This kind of approach to so-called “religious phenomena” also informs
Nietzsche’s appraisal of Christianity as a religion. Nietzsche construes Christianity
as a religion of the affects and as a popular protest against philosophy, which
teaches rational mastery of the affects (D 58). He claims that Christianity “disallows all moral value to virtue as it was conceived of by philosophers … condemns
rationality altogether,” and wants the affects to be revealed in their utmost
strength, for example, as “love of God,” “fear before God,” “fanatical faith in God,”
and as “blindest hope for God” (D 58). Nietzsche points out that Christianity is
said to possess a “hunter’s instinct” for those who can be brought to despair in life
and over life (D 64). And he notes wittily that Pascal attempted through his wagerexperiment to find out whether everyone, “aided by the most incisive knowledge,”
could be brought to despair — “the experiment miscarried, to his second despair”
(D 64).
Pascal held that, even if the Christian faith was not capable of proof, it is the
fearful possibility that it is in fact true that should compel us to prudently become
Christian. Pascal is a figure that fascinates Nietzsche. In Assorted Opinions and
Maxims 408 Nietzsche mentions him as one of several figures from whom he will
accept judgment,2 while in Ecce Homo (“Why I am so Clever” 3) he describes him
as “the most instructive victim of Christianity” and in a note from 1887 as “the
admirable logician of Christianity” (WP 388). Pascal embodies in his intellectual
being what characterizes Christian faith from the start, as Nietzsche makes clear
in Beyond Good and Evil 46: “a sacrifice of all freedom, all pride, all self-confidence
of the spirit,” and, at the same time, “self-mockery, self-mutilation.” The Christian
faith is marked by a cruelty and self-mutilation, “religious Phoenicianism,” which
afflicts a conscience that is over-ripe, manifold, and pampered (BGE 46). Here we
have a peculiarly religious psychology in which, Nietzsche says, “the subjection of
the spirit” must hurt indescribably3 In Dawn 86, Nietzsche notes how Pascal
sought to interpret physiological phenomena, such as the stomach, the beating of
the heart, the nerves, the bile, and the semen, as moral and religious phenomenon, asking whether salvation or damnation was to be discovered in them, and
how this led him to twist and torment his system of thought and himself so as to
be in the right (see also D 9, 83).
Nietzsche claims that Christianity has brought into the world “a completely
new and unlimited imperilment,” creating new securities, enjoyments, recreations,
and evaluations. Although we moderns may be in the process of emancipating
ourselves from such an imperilment, we keep dragging into our existence the old
habits associated with these securities and evaluations, even into our noblest arts
and philosophies (D 57). Christianity, he suggests, has sought to transform the
Nietzsche on Religion and Christianity
great passions and powers, such as Eros and Aphrodite, which are capable of
idealization, into “infernal kobolds and phantoms of deceit,” arousing in the
conscience of the believer tremendous torments at the slightest sexual excitation
(D 76). The result is to fill human beings with a feeling of dread at the sight of
their natural animal conditions of existence, making necessary and regularly
recurring sensations into a source of inner misery to the point where inner misery
becomes a necessary and regularly recurring phenomenon in human beings. This
may even be a misery we keep secret and is more deeply rooted than we care to
admit (Nietzsche mentions in this regard Shakespeare’s confession of Christian
gloominess in the Sonnets). Christianity has contempt for the world and makes a
new virtue of ignorance, namely “innocence,” the most frequent result of which
is the feeling of guilt and despair: “a virtue which leads to Heaven via the detour
through Hell” (D 321; see also D 89).4
In Dawn 70 Nietzsche considers the fact that the Christian church is “an encyclopaedia of prehistoric cults and viewpoints of the most diverse origin,” which makes
it highly suitable for proselytizing. He even contends that the reason for its spread
as a world religion lies not in what is Christian in it but rather in the “universal
heathenism of its rituals” (D 70). Christianity proclaims itself to be, and is often
taken to be, a universal religion proclaiming universal notions and doctrines, such
as the inviolability of the individual, the sanctity of life, and the brotherhood of
men. Nietzsche notes that from the very beginning its tenets are rooted in Jewish
and Hellenic traditions but it has succeeded in transcending racial and national
boundaries as if all such distinctions between peoples were merely “prejudices.”
On the one hand, he suggests, there is something to admire in this force or power
that has enabled the most disparate elements to grow into one another and entwine;
on the other hand, however, he thinks there is a contemptible quality to this power,
which is evident in the crude self-satisfaction of the intellect during the age in
which the Christian church was being formed, accepting in its process of formation “every sort of fare and thus to digest oppositions like gravel” (D 70).
In Dawn 38, Nietzsche has sought to establish that considered in themselves
drives are neither moral nor immoral but only become so through being subject to
the power of custom. It is, for example, under the reproach of custom that a drive
may develop into a painful feeling of cowardice, while under the influence of a
Christian custom or more the same drive can be declared to be good and so transform it into a feeling of humility. Both a clean and a guilty conscience can thus be
forced onto a drive. However, as Nietzsche points out, “[a]s with every drive, it, per se,
has neither these nor any other moral character nor name whatsoever nor even a
definite accompanying feeling of pleasure or displeasure” (D 38). Rather, he
thinks, it acquires its “second nature” only when it comes into relation to other
drives that have been baptized good or evil, in short, with a system of moral evaluations. Nietzsche also notes that the Greeks felt very differently about envy than
79
80
Nietzsche’s Dawn
we moderns do, so that Hesiod could reckon envy as among the effects of the good
and benevolent Eris and in which there was nothing offensive in it to the gods
(D 38). As Nietzsche acknowledges, this evaluation of envy by the Greeks operated
of course in the cultural context of the agon or contest, where competition was
evaluated as good.5 As he claims, unlike we moderns, the Greeks considered hope
to be something blind and even malicious; the Jews considered wrath something
holy and created a wrathful, holy Jehovah in the image of their wrathful and holy
prophets (D 38).
In Dawn 76, Nietzsche continues with this kind of treatment by arguing that to
think something evil is to make it evil. Christianity, he suggests here, is to be taken
to task for transforming necessary affects and sensations — sexual awakenings
being an obvious example — into a source of inner misery; it even wants this
inner misery to be the normal state for every single human being as part of their
lot on earth (D 76). Once again, Nietzsche’s appeals to philosophical reason and
Enlightenment over this religious decline into self-torment:
Must we then always label anything evil that we have to struggle to keep
under control or, if need be, banish altogether from our thoughts! Is it not
the way of base souls always to think that their enemy has to be evil! And
ought one to call Eros an enemy! (D 76)
Nietzsche seeks to revalue sexual feelings by arguing that, like feelings of sympathy and worship, a pleasure is transferred from one person to another on the basis
of giving oneself pleasure, and such a benevolent arrangement is all too rare in
nature (D 76). Is this not a good reason for thus valuing such feelings? Instead
Christianity has enjoined to them the guilty conscience and demonized Eros.6 But
as a result of this censorship, the Church has only succeeded in making the erotic
more interesting to people than all the saints and angels put together, and
Nietzsche points out the comedy of this: “to this very day, the effect of such secretiveness has been that the love story became the only real interest that all circles
have in common — and to an excess inconceivable in antiquity, an excess that
will, at a later date, elicit laughter” (D 76).
In Dawn 78 Nietzsche notes that while today we have a new sensibility with
respect to torments of the body — we cry with indignation and rage whenever
something inflicts torment on another’s body, be it a person or an animal — we
have not yet extended such a sensibility to torments of the soul. This is another
reason for his objection to Christianity, which according to him is the supreme
religion when it comes to such torments. Christianity, he claims, has put these
torments to use to an unprecedented and shocking degree. The Christian religion
has succeeded in making of the earth a wretched place, “merely by erecting the
crucifix everywhere, thereby branding the earth as the place ‘where the righteous
are tortured to death!’” (D 78). It is Christianity that has turned the deathbed into
Nietzsche on Religion and Christianity
a bed of torment, and against which Nietzsche espouses in his middle and late
periods the virtue of the rational or free death (we shall examine this in Chapter 7).
In short, Christianity has robbed the misfortune of life of its innocence, as
Nietzsche makes clear in the next aphorism where he contrasts it unfavorably
with Greek religion. The passage is worth citing at some length:
Misfortune and guilt — Christianity has placed these two things on one
scale: such that whenever the misfortune ensuing from an instance of guilt
is great, the greatness of the guilt itself is then apportioned, completely
involuntarily, in relation to the misfortune. This is, however, not antique,
which is why Greek tragedy, which deals with misfortune and guilt so often
and yet in such a different sense, is one of the greatest liberators of mind
and spirit … They had remained harmless enough not to establish an
“appropriate relationship” between guilt and misfortune. The guilt of their
tragic heroes is indeed the tiny stone over which they stumble and, as such,
the reason why they indeed do break an arm or put out an eye, at which
point the antique sensibility responded: “Yes, he should have made his way
a bit more cautiously and a bit less presumptuously.” But it was left up to
Christianity to say for the first time: “There is a grave misfortune here, and
underneath it there must lie hidden a grave, equally grave guilt, even if we
don’t yet see it clearly. If you, misfortunate one, don’t feel this way, then
you are obdurate — you will have even worse things to go through!” (D 78)
Nietzsche’s fundamental claim here, then, is that although misfortune existed in
Greek antiquity it was deemed innocent; it is only with Christianity that the
becoming of life loses its innocent quality and everything becomes instead punishment, even well-deserved punishment. With every malady, the sufferer now
feels morally reprehensible and depraved.
Nietzsche is also keen to take Christianity to task for the poor philology or art of
interpretation of its scribes and scholars. It fails to foster the sense of integrity and
justice that is necessary to the practice of good philology, replacing this with the
advancement of conjectures presented as dogmas:
Again and again they claim “I am right, for it is written —” and then follows
such a brazenly arbitrary explication that, upon hearing it, a philologist,
caught in the middle between outrage and laughter, stops dead in his tracks
and asks himself again and again: Is this possible! Is this honest? Is it actually
event decent? (D 84)
The congregation is thus trained in all forms of “the art of reading badly.”
Nietzsche holds that we should not really be surprised by this sorry state of
affairs, since not much is to be expected from the after-effects of a religion that
81
82
Nietzsche’s Dawn
performed “a scandalous philological farce” on the Old Testament. By this he
means, he tells us, “the attempt to snatch the Old Testament right from under the
Jews’ very noses by claiming that it contains nothing but Christian teachings and
belongs to the Christians as the true people of Israel: whereas the Jews had only
usurped this role for themselves” (D 84). Against the protest of Jewish scholars,
the Old Testament was said to speak everywhere of Christ and only of Christ,
especially Christ on the cross: “wherever a piece of wood, a rod, a ladder, a twig,
a tree, a willow, a staff turns up, that signifies a prophesying of the wood of the
cross” (D 84). Nietzsche points to further distortions and philological connivances on the part of the Christian founders, pointing out that what was being
engaged upon was a “battle” over interpretation in which “one thought about the
enemy and not about integrity” (D 84). Christianity shows itself to be an enemy
of truth when it declares doubt to be a sin: “Void of reason, one is supposed to be
tossed into faith by a miracle and then to swim in it as if it were the clearest and
most uncomplicated of elements … What is wanted are blindness and delirium
and an eternal psalm above the waves in which reason has drowned” (D 89).
Although some people may find life unendurable without the idea of a god, this
says nothing as to the rational nature of it. It may simply be that we have grown
so accustomed to such ideas that we cannot desire a life without them — and
while such ideas may seem to be necessary for a person and their preservation,
such a fact indicates nothing about the truth of the matter. As Nietzsche exclaims,
“As if my preservation were something necessary!” (D 90).
Christianity is also taken to task by Nietzsche on account of the way it “reads”
into life “the moral miracle,” and involves the sudden and often inexplicable alteration of value judgments and the sudden abandonment of all habits (D 87). The
appeal to the miracle, of course, blocks off proper inquiry and adequate explanation. At the same time Christianity must teach the impossibility of morality except
as a ceaseless striving of the flawed or sinful individual: “The New Testament sets
up a canon of virtue, of the fulfilled law: but only such that it is the canon of
impossible virtue,” so that faced with it those who strive to be moral are made to
learn that they are always farther and farther from their goal, leading to despair at
virtue and “then at last to cast themselves on the bosom of the God of mercy”
(D 87). The pursuit of such a melancholy endeavor prepares the individual for the
moral miracle or the awakening into grace. This is not to say, however, that the
struggle for morality and virtue is necessary. As Nietzsche notes, the miracle often
overtakes the sinner when he is “leprous with sin,” and in which it even seems
that the leap out of the forlorn state into its opposite is both easier and, as proof of
the miracle, more desirable. At the end of the aphorism, Nietzsche indicates a
naturalist or materialist inquiry into such a phenomenon: what the sudden
irrational reversal, the amazing switch from profound misery to profound bliss,
indicates physiologically is best left for the psychiatrist to ponder — for example,
Nietzsche on Religion and Christianity
is it disguised epilepsy? — and who have plenty of opportunities to observe
“‘miracles’ of this sort” (D 87).
Nietzsche attempts a balanced assessment of Christianity, and does not wish to
be unjust to it. He notes, quite seriously, that Christianity has wanted to free human
beings from the burden of the demands of sober morality by showing a shorter way
to perfection, perhaps imitating philosophers who wanted a “royal road to truth”
that would avoid wearisome and tedious dialectics or the gathering of rigorously
tested facts. In both cases, a profound error is at work, even though such an error
has provided comfort to those caught exhausted and despairing in the wilderness
of existence (D 59). Christianity has emerged from a “rustic rudeness” by incorporating the spirit of countless people whose need is to take joy in submission, “all
those subtle and crude enthusiasts of self-mortification and other-idolization”
(D 59). As a result, he contends, Christianity has evolved into a “very spirited
religion” that has made European humanity something sharp-witted and not only
theologically cunning (D 60). The creation of a mode of life that tames the beast in
man, which is the noble end of Christianity, has succeeded in keeping awake “the
feeling of a superhuman mission” in the soul and in the body. Here one takes pride
in obeying, which, Nietzsche notes, is the distinguishing mark of all aristocrats.
Given Nietzsche’s remarks on the importance of obedience as a contemporary
virtue in his remarks on knowledge (and one to be challenged by free-spirited
inquiry), for example, in Dawn 207 it seems plausible to understand aristocrats
temporally as well as spiritually. Nietzsche’s example here is of lords spiritual: as he
claims, it is with their “surpassing beauty and refinement” that the princes of the
church prove to the people the church’s “truth,” which is itself the result of a
harmony between figure, spirit, and task (D 60). Nietzsche then asks whether this
attempt at an aristocratic harmony must also go to grave with the end of religions:
“can nothing higher be attained, or even imagined?” (D 60).
It is important to note that Christianity, as well as free-spirited alternatives to it,
depends on affects (D 58, 60). When Nietzsche invites sensitive people who are still
Christians from the heart to attempt for once the experiment of living without
Christianity, he is in search of an authentic mode of life that is similarly dependent
on body and affects, not only conceptual understanding: “they owe it to their faith in
this way for once to sojourn ‘in the wilderness’ — if only to win for themselves the
right to a voice on the question whether Christianity is necessary. For the present
they cling to their native soil and thence revile the world beyond it” (D 61). After such
a wandering beyond his little corner of existence, a Christian may return home, not
out of homesickness, but out of sound and honest judgment. In this example of an
experiment with life in the wilderness, Nietzsche sees a model for future human
beings who will one day live in this way with respect to all evaluations of the past:
“one must voluntarily live through them once again, and likewise their opposite — in
order, in the final analysis, to have the right to let them fall through the sieve” (D 62).
83
84
Nietzsche’s Dawn
The closing aphorisms of book one of Dawn indicate that Nietzsche thinks that
Christianity is a religion facing its eventual demise and self-surpassing. There are
various reasons for this. On the one hand, he holds, genuinely active people today
are inwardly without Christianity, while the more moderate people of the spiritual middle class possess a “wondrously simplified Christianity” (D 92). What
remains of Christianity at its best and most vital are meekness and resignation
elevated to a godhead. But this means that it has passed over into a “gentle moralism,” and this signals, he thinks, its euthanasia (D 92). New skeptical inquiry is
also leading to Christianity’s waning of influence: God in this context is no longer
understood as truth, but as “the vanity, the lust for power, the impatience, the terror, the chilling and enchanting delusion of humankind” (D 93). Nietzsche regards
historical refutation as the decisive form of refutation. Today, the task is to not to
prove or disprove God’s existence, but rather to demonstrate how belief in his
existence could arise, and by what means such belief gained in gravity and importance. Viewing the task in these terms means that a counter proof to God’s existence in effect becomes superfluous: atheists today are becoming better skilled at
making a clean sweep (D 95). In the final aphorism of book one, Nietzsche, as we
have seen, maintains that, with respect to religious matters, Europe needs to catch
up with the free-minded naiveté of the ancient Brahmans (D 96). The Brahmans
taught that priests were more powerful than the gods and that their power rested
with the observances: they never tired of praising them as the true bestowers of all
things good, such as payers, ceremonies, sacrifices, hymns, and verses. To go one
step further, Nietzsche thinks, is to cast aside the gods altogether — “which
Europe must also do one day!” (D 96). Even one more step further and one no
longer needs the priests and mediators; Nietzsche thinks this step was actually
taken in India with the appearance of Buddha, the teacher of “the religion of selfredemption” (D 96). This is an extremely rare and beautiful level of culture, one
which Europe lacks, and into which it needs to grow. When it has been attained,
morality in the old or conventional sense of the word will have died.7 Nietzsche
asks: What will come then? (D 96). He doesn’t answer the question — it is clear
that in the rest of the book he will place the stress on experimental living — but
rather encourages Europe to catch up with India on the level of culture. An initial
step forward is for those millions of people who no longer believe in a god to make
a sign to one another, and forge a new power in Europe.
Nietzsche on the First Christian
Dawn 68 is one of the longest aphorisms in book one, in which Nietzsche discusses the apostle Paul as the founder of Christianity and without whose intervention and influence it may have remained a little known Jewish sect. Nietzsche
entitles the aphorism “the first Christian,” but begins by noting that the Bible is a
Nietzsche on Religion and Christianity
book that people read so as to edify themselves, reading oneself into and out if it,
finding in one’s great or small personal distress the wink of solace or consolation.
But how many know, Nietzsche asks, that the Bible also portrays the story of an
ambitious and importunate soul, of a superstitious and cunning mind? The treatment of Paul is one with the concerns of the book as a whole: Nietzsche’s emphasis is on exposing Paul’s states of “intoxication” and his “fanaticism.” He argues
that without this “peculiar story” and the confusions of such a mind, there would
be no Christianity. He appeals to Enlightenment reason as a way of exposing the
real nature of Paul’s scriptures, which need to be “read, really read, not as the
revelations of the ‘Holy Spirit’ but instead, with an honest and open mind and
without thinking about all our personal needs in the process” (D 68). The success
of the ship of Christianity, which threw a good portion of what Nietzsche calls
Jewish ballast overboard, and reached out to the heathens, is bound to the story of
one man, who Nietzsche describes as “very tortured, very pitiable, very unpleasant,” even to himself. It is not simply that he suffered under a fixed idea but rather
under an ever-present fixed question, namely, what is stake in the Jewish law and
its fulfillment? In his youth, Nietzsche notes, Paul was keen to do all he could to
satisfy it and was ravenous for the highest distinction Jews can imagine: “this
people, which pushed the fantasy of moral sublimeness [Erhabenheit] higher than
any other people and which alone succeeded in creating a holy God, along with
the idea of sin as an offence against his holiness” (D 68). It was Paul who became
the fanatical defender and the honor guard of such a god as well as of his law: he
devoted his life to lying in wait for the transgressors and doubters of the law, being
brutal and malicious to them and in favor of the most extreme of punishments. At
some point, Paul discovered something disconcerting about himself — that he too
was unable to fulfill the law. Nietzsche analyzes Paul’s psychology by raising the
following question: “Is it really the carnality of ‘flesh’ which turned him into a
transgressor over and over again?8 And not rather, as he later suspected, what lay
behind it, the law itself, which must prove constantly its unfulfillability and which
lures with irresistible magic to transgression?” (D 68). It is the Jewish law that
afflicts Paul: “The law was the cross on which he felt himself nailed: how he hated
it! How resentfully he dragged it along behind! How he searched about to find a
means of destroying it — of no longer having to fulfil it himself!”9
It is in this context of the problem of the law and the difficulty of fulfilling it that
Nietzsche understands Paul’s redemption and conversion:
And finally the redeeming thought flashed before him, simultaneously
with a vision, as could only have been the case with this epileptic: to him,
the raging zealot for the law, who was dead tired of it inwardly, there
appeared on a lonely road that Christ, the light of the Heavenly Father
streaming from his face, and Paul heard the words: “why persecutest
thou me?” (D 68)
85
86
Nietzsche’s Dawn
Up to the point of his conversion, Paul had considered Christ’s ignominious death
on the cross to be a principal argument against the messianism preached by the
adherents of the new teaching; now he had discovered in it a means to abolish the
law. It is the suddenness of the decision that arouses Nietzsche’s psychological
interest and suspicion: “Afflicted by the most injured pride, he feels himself, in
one fell swoop, completely recovered, the moral despair gone, as if blown away,
for morality has been blown away, destroyed — or rather fulfilled, there on the
cross!” (D 68). Thus, “with one stroke,” Paul becomes the happiest person on
earth, now “the fate of the Jews, no, of all humanity seems to him bound together
with this insight, this his instant of sudden, flashing illumination”; now he possesses the thought of thoughts, the key of keys, and the light of lights; he has
solved the riddle of his, of humankind’s, existence and now history will turn
around him alone. His fate is to become “the teacher of the destruction of the law!”
(D 68). Thus, to become one with Christ is to have become with him the destroyer
of the law and to have died with him is to have withdrawn from the law. One is
now outside the law:10
If I now wanted to take up the law again and subject myself to it, then I
would turn Christ into the accomplice of sin: for the law was only there
that people might sin, it always induces sin … God would never have
decided for the death of Christ if, without this death, any fulfilment of the
law whatsoever had been possible; now, not only is all guilt carried away,
but guilt as such has been destroyed; now the law is dead, now the carnality
of flesh in which it lives is dead (D 68)
For Paul, then, Christ represents or signifies the end of the law as a way of righteousness and there is now a new “law,” the law of Christ.11 In the Colossians it is
stated that Christ “has cancelled the bond which pledged us to the decrees of the
law. It stood against us, but he has set it aside, nailing it to the cross” (Col 2. 14).
For Paul, the old law is the law of sin and death. With such insights, Paul’s intoxication, Nietzsche says, reaches its summit and “with the idea of becoming-one,
every shame, every subordination, every barrier is removed from it, and the
untameable will to lust for domination reveals itself as an anticipatory revelry in
divine splendours” (D 68). Paul has a desire for control; the irony is that it is this
desire that sends him out of control and into transgression.12
As should be evident, Nietzsche’s analysis of the phenomenon of Paul is essentially psychological in character. He is concerned with how the problem of the law
afflicts Paul and is a human, all too human, story of the torment of the body and
the soul. Paul’s salvation is presented in the Bible as if it amounted to a miracle of
conversion, involving sudden transformations and decisions of the heart.
Nietzsche cannot find in the story the “foundation of universalism,”13 as
Nietzsche on Religion and Christianity
Alain Badiou (2003) has construed Paul’s teachings, because of the human
psychology involved in it; it has a different lesson to teach us, namely, how the
mind can be led to experiencing such a state owing to a misreading of its bodily
condition and how the body is made to suffer through the severe demands place
on it and the affects by such a strict regime of the law. Behind all of Paul’s strivings
and conversion is a “lust for domination,” the need to control other people. As
Christa Davis Acampora has pointed out, Saul has a thirst for power that the law
constrains; in search of his freedom he becomes Paul, “pursuing his liberation
through the revenge of overturning the law.”14
Later, in The Anti-Christ (1888), Nietzsche depicts Paul unfavorably with Christ.
For Nietzsche, Christ is a great symbolist for whom the whole of reality, the whole
of nature, language itself, possess merely the value of a sign and a metaphor.
Christ (and not Paul) is in a sense a “free spirit” who cares nothing for what is
“fixed” (the word kills because everything fixed kills), and both the concept and
experience of “life” for him is opposed to any kind of formula, law, faith, or
dogma.15 Nietzsche insists that Christ did not bring into the world a new religion
and a church but rather the “true evangelic practice.” Here, “blessedness is not
promised, it is not tied to any conditions: it is the only reality - the rest is signs
speaking for it” (A 33). In the Gospel of Jesus, then, there is no guilt and punishment, no sin and redemption. The “glad tidings” speak of every kind of distancing
relation between God and man having been abolished. There is no message from
the “beyond,” the beyond is here and now and consists in living a life of renunciation (including the renunciation of judgment): “A new way of living, not a new
belief … the kingdom of God is not something one waits for, it has no yesterday or
tomorrow…it is an experience within the heart” (A 33). This is why Nietzsche
stresses that the bringer of glad tidings died as he lived and taught — not to
redeem mankind but to show how one ought to live. Thus, what he bequeathed to
mankind is his “practice”: his bearing before the judges, before his accusers and
every kind of calumny and mockery, his bearing on the cross. He does not resist,
he does not defend his rights, he takes no step to avert the worst that can happen
to him, and so on.
Indeed, in his middle writings, Nietzsche had advised his readers to be inspired
by Christ’s example and not to judge but instead strive to be just (AOM 33). In
Human, All Too Human, Nietzsche speaks of a new habit forming within ourselves in which we no longer love or hate, such is the increase in our knowledge
(see HH 133, 292). This theme continues in Assorted Opinions and Maxims, where
Nietzsche once again stresses our non-accountability (as pieces of nature and
necessity) and refers to Christ as providing a model for the future human being: a
being that does not judge but instead seeks to be just. The advancement we are to
make in our knowledge and self-enlightenment can only lead in the direction of a
growing appreciation of our ignorance with respect to the sources of morality
87
88
Nietzsche’s Dawn
(HH 107). Nietzsche is continuing this theme in the analysis he offers in Dawn:
Schopenhauer and other moral philosophers have no right to posit a “moral”
significance to the world on the basis of their insights into character or human
nature. Humanity will now struggle with the problem of accountability (the
scapegoat problem): someone has to be culpable; there must be someone or something to blame. Must there not be sinners and judges and executioners? The philosopher, then, has to be like Christ, and proclaim, “judge not but be just.”
Nietzsche qualifies this praise of Christ in The Wanderer and His Shadow 81,
where he acknowledges that the founder of Christianity wanted to abolish secular
justice and remove judging and punishing from the world, but only because all
guilt is conceived as sin, that is, an offense against God and not the world.
The history of Christianity is for Nietzsche, then, the history of a progressively
crude misunderstanding of an original symbolism. The Christian Church is the
morbid barbarism that has assumed power. It expresses a mortal hostility to all
integrity, to all loftiness of soul, to discipline of spirit, to all open-ended and benevolent humanity. Therefore, according to Nietzsche, to use the word “Christianity”
is already a misunderstanding, for in reality there has only been one Christian and
he died on the cross (A 39). Nietzsche names Paul as the key figure who invents
Christianity as a metaphysics and a morality: the lie of the resurrected Jesus and
the belief in immortality. Nietzsche writes on this point: “on the heels of the glad
tidings there then came the worst of all — Paul, the genius of hatred” (A 42).
Through Paul and the lie of the equality of all souls before God, Christianity wages
a war against every feeling of reverence and distance between human beings, that
is, against the preconditions of every elevation and increase in culture, it wages a
war against everything noble, joyful, and high-spirited (A 43). Nietzsche says that
“immortality,” now granted to every Peter and Paul, has been the greatest and most
malicious outrage on noble mankind ever committed (A 43).
An important point to note is that, on Nietzsche’s account, Paul and Christianity
both stand in opposition to science. According to Nietzsche, Christianity is said to
be a religion out of touch with reality and is mortally opposed to the wisdom of
the world or to “science”; furthermore, “it will approve of anything that can poison, slander, or discredit discipline of spirit, integrity or spiritual rigour of conscience, or noble assurance and freedom of the spirit” (A 47). It is this focus on
science, including the skeptical methods of science, that Nietzsche promotes in
Dawn. In The Anti-Christ, the ire of Nietzsche’s intellectual conscience is focused
on Paul:
Paul understood that lying — that “belief” was necessary; later, the church
understood Paul. — The “God” Paul invented for himself, a God who “confounds all worldly wisdom” (to be exact, the two great rivals of all superstition, philology and medicine) is in truth just Paul’s firm decision to do it
himself: to call his own will “God”, Torah, that is Jewish to the core. Paul
Nietzsche on Religion and Christianity
wants to confound all “wisdom of the world”; his enemies are the good
philologists and doctors from the Alexandrian schools —, he wages war on
them. In fact, you cannot be a philologist or doctor without being antiChristian at the same time. This is because philologists look behind the
“holy books”, and doctors see behind the physiological depravity of the
typical Christian. The doctor says “incurable”, the philologist says “fraud”
(A 47; see also A 49)
As we have already discussed, Nietzsche suggests that experimentation as a means
to knowing is possible both through the sciences and through our ways of living.
Obedience, which Nietzsche challenges as a virtue in, for example, D 207 and
which he contrasts with experimentation, is identifiable as a characteristic of
Paul’s approach in this remark from The Anti-Christ 47. The “obedience toward a
person” that Nietzsche takes to characterize contemporary German virtue in
Dawn 207, and about which he raises concerns, is here identifiable as Paul’s obedience to Paul’s own will. Hence, in his search for liberation from the law, one
reason why Paul fails to be a Nietzschean free spirit becomes clearer: Paul fails to
express what Nietzsche calls “freedom of feeling,” and which he aligns with
Mediterranean skepticism (D 207).
The real difference between Nietzsche and Paul concerns the nature of the
event. Although in his late writings Nietzsche constructs himself on the model of
a Pauline figure — as the event of the conjuring of a decision, as a decision that
will split humanity into two (those who come before and those who come after),
as the founder of true “great politics” (the mastery of the earth) — in his middle
writings, Nietzsche entertains no such grandiose ambitions or fantasies of inauguration. The “event” depicted in Dawn — the event of a new plow, cleaving the
ground and “rendering it fruitful for all” — is one of a long durée involving a slow
therapy and carefully administered small doses. In Dawn, Nietzsche does not
develop as a rival to Christianity his own “thought of thoughts,” or an exemplar of
a life to rival the story of Christ. Neither does he rule out universal interests
emerging or growing out of the new, free-spirited, ways of living with which he
encourages experimentation. His idea of a new plowshare turning over the earth
with a promise of flourishing explicitly allows for the possibility of “universal
interests” emerging through the difficult and slow, painful labor that plowing
entails (D 146). As Nietzsche discusses toward the end of this aphorism, a key part
of this slow labor involves our examining whether or not we can “get beyond our
compassion,” and whether, through sacrifice, we could “strengthen and elevate
the general feeling of human power” (D 146). Compassion, one of the chief legacies of the history of Christianity with which the history of the pursuit of knowledge is entwined in European thought, emerges as one of Nietzsche’s chief targets
in his critical engagement with the presumptions of morality in Dawn, alongside
the question of whether treating compassion skeptically is even possible for us.
89
90
Nietzsche’s Dawn
Notes
1 On garden metaphors in Dawn, see Rebecca Bamford, “Health and Self-cultivation
in Dawn,” in Nietzsche’s Free Spirit Philosophy, ed. Rebecca Bamford (London:
Rowman & Littlefield International, 2015), 85–109.
2 Nietzsche mentions eight figures in all, divided into four pairs: Epicurus and
Montaigne, Goethe and Spinoza, Plato and Rousseau, Pascal and Schopenhauer.
3 Without the Christian faith, Pascal thought, we would become, no less than nature
and history, “a monster and chaos,” and this requires our negation of nature,
history, and man (WP 83). Pascal employs moral skepticism as a means of exciting
the need for faith and for it to be justified. In short, Christianity breaks the
strongest and noblest souls and Nietzsche says in a note of 1887–88 that he cannot
forgive Christianity for having destroyed a man like Pascal (WP 252; see also WP
276 on the gloominess of the strong, such as Pascal and Schopenhauer).
4 On two senses of innocence in Nietzsche, one of which is critically interpreted as we
see in Dawn 321, and the other of which — the innocence of b
ecoming —
Nietzsche affirms, see Joanne Faulkner. 2008. “The Innocence of Victimhood Versus
the ‘Innocence of Becoming’: Nietzsche, 9/11, and the ‘Falling Man’.” Journal of
Nietzsche Studies 35(1): 67–85.
5 On contest in Nietzsche, see e.g. Christa Davis Acampora, Contesting Nietzsche
(Chicago: University of Chicago Press, 2013).
6 For broader discussions of Eros in Nietzsche, see Babette E. Babich. 2000.
“Nietzsche and Eros Between the Devil and God’s Deep Blue Sea: The Problem of
the Artist as Actor–Jew–Woman.” Continental Philosophy Review 33: 159–88; and
Laurence D. Cooper, Eros in Plato, Rousseau, and Nietzsche: The Politics of Infinity
(University Park: The Pennsylvania University Press, 2010).
7 In Chapter 2, we differentiate between Nietzsche as engaged in a critique of
morality in its entirety in Dawn, and as engaged in a critique of morality as we
currently understand it, based on social customs. On this issue, see Simon
Robertson, “The Scope Problem — Nietzsche, The Moral, Ethical, and QuasiAesthetic,” in Nietzsche, Naturalism, and Normativity, ed. Christopher Janaway
and Simon Robertson (Oxford: Oxford University Press, 2012), 81–110.
8 See 2 Corinthians 12: 7 and Paul’s famous “thorn of the flesh.”
9 At this time, Nietzsche had been studying Hermann Lüdermann’s, The Apostle
Paul’s Anthropology and its Position within his Doctrine of Salvation of 1872. More
recent studies bear out his interpretation of Paul. Sandmel writes of Paul, for
example: “It is not his Christian convictions which raise the Law as a problem for
him, but rather it is his problem with the Law that brings him ultimately to his
Christian convictions,” quoted in Michael Grant, Saint Paul (London: Orion,
2000), 76.
Nietzsche on Religion and Christianity
10 See Romans 6: 14: “For sin shall not have dominion over you: for ye are not
under the law, but under grace.”
11 See Romans 3:31: “Do we then make void the law through faith? God forbid: yea,
we establish the law.”
12 Nietzsche uses the word Herrschsucht for domination and the root “herrsch” is
the same word as for control. See Brittain Smith, note to Dawn (Stanford:
Stanford University Press, 2011).
13 The full title of Badiou’s book is, Saint Paul: The Foundation of Universalism,
trans. Ray Brassier (Stanford: Stanford University Press, 2003).
14 Christa Davis Acampora. 2002. “Nietzsche Contra Homer, Socrates, and Paul.”
Journal of Nietzsche Studies 24: 25–53. See also Acampora, Contesting Nietzsche
(Chicago: University of Chicago Press, 2013), especially chapter 4.
15 Acampora “Nietzsche Contra Homer, Socrates, and Paul,” 37.
91
93
4
Nietzsche, Mitleid, and Moral Imagination
When Schopenhauer writes in praise of compassion, he knows that there are many
thinkers in Western philosophy who have not accorded compassion any value, and
indeed that many have regarded it with suspicion. In his book On the Basis of
Morality, Schopenhauer mentions in this regard the Stoics (such as Seneca), Spinoza,
and Kant as intellectual figures that positively reject and condemn compassion.1 It
is the likes of Spinoza and Kant that Nietzsche calls to his aid when he says that the
task today is for us to call into question our uncritical and unreflective valuation of
the value or virtue of compassion (GM Preface). Schopenhauer refers to one great
moralist before him who made compassion (la pitié) central to his reflections on
human existence, namely, Rousseau. Schopenhauer calls him the greatest moralist
of modern times and a profound analyst of the human heart. This is the same figure
that Nietzsche went on to denounce as a fanatic and dangerous idealist (see
Nietzsche “contra Rousseau” D 163).
A great deal is at stake in our appreciation of compassion, of attempts to write
in praise of it, and those that try to cast a deep suspicion over our estimation of it,
such as Nietzsche. But we have to be careful: we would go wrong if we supposed
that Schopenhauer proves himself as a great moral philosopher in his account
of the sources of compassion, while Nietzsche confirms all our worst fears of
him — that he is an immoral monster — on account of his attack on compassion.
The issues at stake are much more complex than this. Even attempting and daring
to question the value of compassion is, in the eyes of some, to condemn oneself
to immorality or immoralism.
In what follows in this chapter, we examine Nietzsche’s thinking on the concept
of Mitleid — we will discuss the complexities of translating this concept into
English later — in Dawn. We will examine how Nietzsche’s critical engagement
with this concept is importantly dependent on the role of drives in his wider moral
psychology in this text. As part of this line of argument, we provide a friendly
Nietzsche’s Dawn: Philosophy, Ethics, and the Passion of Knowledge, First Edition.
Keith Ansell-Pearson and Rebecca Bamford.
© 2021 John Wiley & Sons Ltd. Published 2021 by John Wiley & Sons Ltd.
94
Nietzsche’s Dawn
amendment to previous accounts that have given substantial weight to the role
of the individual in understanding Nietzsche’s critical engagement with an ethic
of compassion. To do so, we examine the role of mood and social transmission of
feeling in his critique, arguing that these factors play key roles in Nietzsche’s
development of a substantial critique of an ethic of compassion, and in his pursuit
of an alternative ethic. We will also show how Nietzsche’s exposure of an ethic of
compassion as fundamentally flawed opens up the possibility of a reconfiguration
of the concept of moral imagination, and facilitates development of a more robust,
creative, and experimental concept of ethical imagination as a part of Nietzsche’s
broader effort to provide a framework for ongoing moral therapy.
Approaches to Nietzsche’s Engagement with Mitleid
Let us begin by taking stock of the main lines of approach to Nietzsche’s thinking
on Mitleid in the available scholarly literature.2 One strand of the available scholarship of Nietzsche’s thinking on Mitleid has tended to interpret his remarks primarily in terms of Nietzsche’s critical engagement with Schopenhauer’s ethics.
For example, David Cartwright has pointed out that, while Schopenhauer’s ethics
“describes an emotion that serves as an incentive which has as its end another’s
well-being,” Nietzsche’s ethics are concerned with a moral emotion that “has as
its end the interests of the agent.”3 For Cartwright, the relevant moral emotion
targeted by Nietzsche’s critique — pity — is judged as morally undesirable by
Nietzsche “insofar as it expresses contemptuous attitudes towards others and relegates some of the most vital interests of others to interests that are of dubious
worth to the agent.”4 Mitleid as pity, on this account of Nietzsche’s thinking,
embroils us in a failure to respect others as well as in augmentation of our feelings
of “self-esteem and superiority” by means of devaluing others.5 Cartwright contends that Nietzsche’s critique of Schopenhauer’s ethics of compassion ultimately
fails, because its target misses: a critique of pity does not engage an ethics of compassion.6 Moreover, Cartwright suggests that Schopenhauer’s thought remains an
essential influence upon Nietzsche’s thinking about Mitleid even given his largely
critical approach to Schopenhauer’s ethics of compassion [Mitleids-Moral].7
A second line of scholarly inquiry has suggested that the principal function of
Nietzsche’s critical remarks on Mitleid throughout his works is to foster the revival of
Stoic values, especially the values of “self-formation and self-command.”8 According
to Martha Nussbaum, Nietzsche’s attack on pity is a core component of his critical
engagement with the “roots of cruelty and revenge.”9 Like the Stoics, Nussbaum
argues, Nietzsche’s repudiation of pity is not a matter of callousness or of brutality: it
is rather a matter of developing invulnerability to external influence through the extirpation of passion, and of pursuing redemption from the perceived need for revenge.10
Nietzsche, Mitleid, and Moral Imagination
Renewed attention to Nietzsche’s Stoicism within the available scholarly literature
has also incorporated the earlier view that Nietzsche’s “principal object of criticism” is
Schopenhauer’s (and indeed Rousseau’s) ethics of pity.11 And, as Michael Ure has
pointed out, Nietzsche’s critical engagement with the concept of Mitleid draws
significantly on the Stoic view that pity ultimately produces cruelty and vengefulness.12 According to Ure, Nietzsche accomplishes this by attending to psychoanalytic
insights that he builds into an account of “our subterranean intrapsychic and intersubjective stratagems for restoring to ourselves the illusion of majestic plenitude.”13
A third scholarly approach has focused in most depth upon ways in which the
ethics of Nietzsche’s critical engagement with Mitleid are tied up with his thinking
on human psychology.14 This approach overlaps with aspects of the second Stoicbased approach described earlier, but is distinctive in its attention to relations of
power in Nietzsche’s thinking. As a part of a broad project that develops a psychodialectical reading of logic and libido in Nietzsche’s philosophy, Henry Staten has
offered an analysis of suffering and Mitleid that identifies complementarity
between the aggression of the Freudian libido and the aggressive eroticism of
pleasure in excitation of will to power.15 For Staten, this complementarity is best
explained through Nietzsche’s exploration of sadomasochistic subjectivity, which
he shows incorporates intersubjective fluidity — the interchangeability of active
and passive subject positions in the relationship between the sadist and the masochist.16 Staten points out that such fluidity is present in Nietzsche’s remarks on the
striving for distinction in D 113.17 In a more recent book, Christopher Janaway has
provided a sustained analysis of the complexity of the psycho-physical states
involved in Nietzsche’s remarks on the “polyphonic” concept of Mitleid in Dawn,
focusing in particular upon aphorisms 132–38 of this text.18
A fourth line of criticism has sought to attend to the complexities that the issue
of translation from German to English contributes to the debate on approaching
Nietzsche’s remarks on Mitleid. In English, the term “Mitleid” may be translated
as a referent of “pity” or of “compassion.” It is a translation question as to whether,
by Mitleid, Nietzsche’s remarks on this concept are best reflected by the word
“pity” or by the word “compassion,” and whether or not Nietzsche consistently
uses Mitleid in a way that can be translated uniformly within each relevant text,
and across all of his writings. However, it is a philosophical question as to whether
and how the moral emotions of pity and compassion might be distinguished from
one another, including within Nietzsche’s philosophy. In English-speaking
Nietzsche scholarship, these two distinct questions of translation and philosophy
have a tendency to be taken together and to be used to inform one another.
However, Mitleid is not the only word that one finds in Nietzsche’s writing that is
used to convey moral emotions such as pity or compassion; another key term,
Erbarmen, is also present in Nietzsche’s discussions of moral emotions.19 This
complicates both translation and philosophy questions.
95
96
Nietzsche’s Dawn
In an effort to clarify the issues pertaining to Nietzsche’s thinking on Mitleid,
Alan Schrift has provided a status report on the Stanford University Press project
of translating the Colli-Montinari Kritische Studienausgabe edition into English,
which includes a note on the translation policy of this project with respect to the
issue of translating Mitleid and Erbarmen, along with other derivative terms such
as Bemitleidenwerden.20 The translation project policy is to translate “Erbarmen”
as “pity” and “Mitleid” as “compassion.”21 Schrift’s explanation of this policy decision is that while “pity is consistently regarded by Nietzsche as something negative and harmful insofar as it offers little other than condescension toward its
object,” the project directors think that a sense of “fellow feeling connoted by the
‘mit’ of ‘Mitleid’” more accurately reflects Nietzsche’s understanding of compassion as a “suffering with.”22 Schrift claims that Nietzsche is critical of this “suffering with” for different reasons than the ones he uses as a basis for his critique of
pity, namely because compassion “often does little to assist those with whom one
is identifying when suffering with (leid mit) and also that it at the same time purposelessly expends the strength of the one being compassionate.”23 There is of
course precedence for this policy decision in the previous scholarly literature concerning the thorny issue of Nietzsche’s use of Mitleid in his writing. David
Cartwright has argued that where Schopenhauer uses Mitleid to refer to compassion, Nietzsche uses the term to refer to pity.24 More recently, Gudrun von Tevenar
has advanced a similar claim to Cartwright’s view.25 Von Tevenar contrasts
Nietzsche’s criticisms of pity with his remarks on compassion or “great Mitleid
[grosse Mitleid]” in On the Genealogy of Morality III 14, suggesting that by keeping
a distinction between uses of Mitleid to refer to pity and uses of Mitleid to refer to
compassion in mind, Nietzsche’s criticisms of pity emerge as based on pity being
detrimental to its recipients, while his criticisms of compassion or “great Mitleid”
emerge as being based on concern for the detriment that this moral emotion has
to the giver, rather than the recipient.26
Although these lines of inquiry on Nietzsche’s critique of Mitleid are clearly
helpful, none of them — taken independently of one another — presents us with
a full explanation of the function of Nietzsche’s remarks on this issue. Moreover,
bringing them into alignment is a particularly challenging project, as it involves
balancing ancient and modern history of philosophy with Nietzsche scholarship,
across a diverse range of translations. This is no small task. In addition, these
main threads of scholarship have tended to group Nietzsche’s remarks on Mitleid
together across the range of his writings. While this approach carries the advantage of making the broader consistency of Nietzsche’s thinking on Mitleid and its
relation to his wider ethical concerns more apparent, it also tends to obscure our
understanding of whether and how Nietzsche’s critique of Mitleid is related to the
development of specific philosophical projects within the contexts of individual
texts by Nietzsche. This makes the project of clearly identifying the target and
Nietzsche, Mitleid, and Moral Imagination
purpose of Nietzsche’s critique of Mitleid across the body of Nietzsche’s writings
even more challenging.
More recently, efforts to analyze the specific projects contained within individual texts has revitalized efforts to further clarify our understanding of Nietzsche’s
thinking on Mitleid. At the same time, insights gleaned from attending to
Nietzsche’s critical response to Schopenhauer’s ethics, to Nietzsche’s Stoicism,
and to his investigation of psycho-physiology, have been integrated into an
approach that prioritizes the therapeutic dimension of Nietzsche’s ethics.27
Pursuing this approach, Keith Ansell-Pearson has argued that Nietzsche’s critical
remarks on Mitleid should be taken as forming part of Nietzsche’s effort to engage
in the work of moral therapy, and to prompt similar such engagement on the part
of his readers.28 According to Ansell-Pearson, moral therapy distinguishes
Nietzsche’s contribution in Dawn.29 This new line of argument is promising, and
in what follows we will review the reasons why, while also proposing a further
development of this approach.
Ansell-Pearson argues that Nietzsche develops more of a meditative and ruminative therapeutic resource than a standard philosophical argument in Dawn; according to him, Nietzsche leaves the more fruitful possibilities that might arise from
critical engagement with the presumptions and prejudices of morality, and leaving
the text open for the reader to develop their own intimate relationship with it in
order to explore for themselves a new possible future heralded by the book.30
Furthermore, Nietzsche contrasts the tyranny of the ruling ethic of sympathy with
an ethic of self-fashioning. This enables us to pursue self-fashioning in two ways:
(i) by taking seriously and exploring personal, small, ethical questions and concerns;
and (ii) by relieving those emerging individuals who reject customary morality from
the guilty consciences with which the ethic of sympathy troubles them, and from
the “moral” interpretation of the body and its affects that inhibits a naturalist
approach to refashioning of the self.31 In order to engage effectively in self-fashioning,
according to Ansell-Pearson, Nietzsche emphasizes two necessary things. First is
the importance of experiencing solitude, which helps us to think better of things
than constant contact with others (D 443, 485, 491).32 Second, in light of work by
Ruth Abbey, we can note that, for Nietzsche, achieving greatness in pursuing
knowledge through freer thinking than has been possible under the tyranny of
customary morality requires us to be able to “endure, inflict, and witness pain” and
to sustain the necessary fortitude to endure and resist in the face of hardship, all of
which is challenged by Mitleid.33 If one of our primary presumptions as customary
moralists is to adopt an ethic of sympathy, then a substantial part of Nietzsche’s
ethical project in Dawn must be to call the ruling ethic of sympathy into question.
The approach adopted in Dawn constitutes, we suggest, a significant new direction compared with Nietzsche’s previous engagements in psychological dissections, the benefits of which to humanity were far from clear to him: in works such
97
98
Nietzsche’s Dawn
as Human, All Too Human, Nietzsche indicated that he was not wholly convinced
of the benefit of such an anatomical investigation, yet in Dawn, Nietzsche deems
the therapeutic proposal of this text worthwhile.34 We can explain this shift from
the earlier to the later text by appealing to changes in Nietzsche’s stance on the
relationship between morality and the unegoistic.35 Nietzsche had previously
adopted Paul Rée’s naturalist view that morality is coextensive with unegoistic
drives, which shares the view found in Kant and in Schopenhauer that actions of
moral worth must be unegoistic. However, in Dawn, he pursues the possibility
that there might be other moralities, and questions the assumption that morality
must be coextensive with the unegoistic.36
On this basis, we can summarize the three main concerns that Nietzsche develops with Mitleid in Dawn as follows.37 First, an ethic of compassion encourages us
to exist as fantasists, and to promote a potentially dangerous, implausible, and
unnatural doctrine of universal love. Second, and relatedly, an ethic of compassion wrongly assumes that it is possible for us to act from a single motive. This is
undermined, Nietzsche thinks, by its reliance on Schopenhauer’s account of how
the experience of Mitleid makes two beings into one (D 142).38 It is also undermined by Nietzsche’s account of drives and affects, which shows that Mitleid is a
drive, like other drives.39 Third, in light of analysis by Martha Nussbaum, an ethic
of compassion tyrannically encroaches on the possibility of self-fashioning, and
wrongly limits the scope of the ethical; for Nietzsche, since there is no “absolute
morality” (D 139), such a limit would be artificial.40
We follow Ansell-Pearson’s pointing out of the value of solitude to a project of selffashioning in a post-Mitleid ethical context, and his earlier emphasis on Nietzsche’s
attendance to diverse motives for ethical action via his drive psychology.41 Yet we also
suggest that more still needs to be said in order to connect Nietzsche’s attention to the
role of the individual in pursuing an ethic of self-fashioning with the social dimension of Mitleid and the problem it creates for pursuing a proposed ethic of selffashioning. It is also important to develop a clearer understanding of how Nietzsche
explores ways of mitigating the workings of this moral emotion in the social context.
Here we follow Christopher Janaway, who has suggested that even if the explanatory
facts about a person are located in their psycho-physiology, such facts are still shaped
by culture: inclinations, aversions, and drives that give rise to beliefs are culturally
developed and acquired.42 According to Janaway, the psycho-physical dimension of
belief must encompass the “drives, affects, and rationalizations” of other human
beings and is not only a matter of single individuals.43 There is an important moodbased social component to the way in which a customary morality centered on compassion functions, and which plays a significant role in Nietzsche’s campaign against
customary morality.44
Where Janaway opts to emphasize Nietzsche’s imaginative provocation of the
affects through rhetoric in his analysis, we contend that mood alteration is also an
Nietzsche, Mitleid, and Moral Imagination
important factor in Nietzsche’s work that demands attention.45 We agree with
Janaway that Nietzsche does work to engage his readers’ affects through his aphoristic construction of the text; yet at the same time, we think that Nietzsche’s
efforts in this regard are critical to the task of targeting the mood of superstitious
fear that weighs on humans in much of contemporary society as an entire social
group through the operation of customary morality. Let us now expand on some
of the textual evidence supporting these points.
Mood, Mitleid, and Customary Morality
In Chapter 2, we showed how the primary ethical project embedded within Dawn
is the development of a substantial challenge to what Nietzsche terms customary
morality [Sittlichkeit der Sitte], which is set alongside Nietzsche’s development of a
set of experimental, playful, aphorisms that encourage exploration of new ethical
alternatives to customary morality, and its ethic of compassion.46 Customary
morality problematically inhibits us from having new experiences, from correcting
old, harmful customs, and from developing new, better customs (D 19). In short,
customary morality gets in the way of humans being human beings. Someone
might point out that this may appear to be the point of customary morality.
However, as Nietzsche identifies, the feeling for custom is not based as clearly on
what is perceived to be useful or harmful to humans as might be assumed, but is
rather based on the age-induced sanctity of the custom (D 19). Nietzsche suggests
that our obedience to traditions and moral customs is made far more consistent
through our susceptibility to a special type of superstitious fear, which arises for us
out of concern for the consequences of transgressing against an “inexplicable,
indeterminate power” (D 9).47 The superstitious fear that arises is best understood
as a mood, because our fear of transgression against an unseen and unknowable
power isn’t ultimately directed toward one single action or event, but rather surrounds us and frames all of our moral reflections and experiences.48 We are all,
Nietzsche suggests, constantly concerned about committing an individual thought
or action in a way that might negatively affect the broader community; this is why,
he suggests, customary morality insists that “the individual must sacrifice” and the
self must be overcome in order to protect tradition from individuals and indeed
from originality (D 9).
In order to mount a successful campaign against customary morality,
Nietzsche’s survey of the problem in the first book of Dawn shows that a way
must be found to counter three specific issues.49 First, when considered from the
perspective of customary morality and its socially entrenched authority, a project
devoted to challenging that morality is deemed immoral — undertaking such a
project is therefore likely to be inhibited in, or rejected by, anyone concerned by
99
100
Nietzsche’s Dawn
the possibility of experiencing moral censure. Second, this problem is made more
complex and difficult to overcome by the seductive power of the language of
morality; pointing to the confusion caused by words, Nietzsche reminds us that
we only have words for “superlative” aspects of psycho-physical processes and
drives such as “compassion,” and not for milder or lower processes and drives,
which form our characters even though we are unaware of them.50 Third, customary morality promotes a mood of fear among us, which further inhibits possible challenges to its authority.51
Yet it is unclear how is it possible to engage in such a campaign, or to pursue
moral therapy, especially if according to Nietzsche’s analysis of customary
morality, much of what motivates our moral behavior is unconscious and
mood-based. In considering how best to respond to this concern, it is worth
noting that in his translation of Nietzsche’s 1864 essay “On Mood,” Stanley
Corngold has argued that mood provides Nietzsche with a way to engage with
what lies outside of articulable understanding.52 Corngold develops this view
on the basis of Nietzsche’s assertion in the essay that: (i) moods come about
from inner battles or from external pressure on an inner world; and (ii) because
the soul is made up of the same or similar stuff as events, an event carrying a
burden of mood can affect someone significantly even if it does not “touch and
kindred string.”53 Rhetorical composition affords Nietzsche a fundamental and
important technology by which to target the problematic mood of superstitious
fear, and through which to open up space for creation of a new mood that is
more conducive to our development of a new ethic of self-fashioning.54 We
shall explore two examples of how Nietzsche’s work in Dawn opens up space in
which this may occur.
First, we should note that even in Nietzsche’s discussions of the individual
moral agent, substantial attention is given to the relationship between the individual and other individuals. In a later aphorism, for example, Nietzsche explores
why Mitleid might contribute to an agent’s need for forbearance or patience,
which he characterizes as “forbearance twice” [Zweimal Geduld!] (D 467). The
aphorism asks us to consider how someone may warn us that, “You will cause a
lot of people pain that way [“Damit machst du vielen Menschen Schmerz],” as we
consider taking a specific action (D 467). The aphorism suggests the following
reply to the imagined interlocutor: “I know it; and know as well that I will suffer
doubly for it, once from compassion [Mitleid] with their suffering and then from
the revenge they will take on me. Nevertheless, it is no less necessary to act as I am
acting” (D 467). This indicates not only that Nietzsche envisages how the possible
ethics of self-fashioning agent is embedded in a web of social connections but also
how this embeddedness and the agent’s understanding of it is shaped by the ethic
of compassion as a part of customary morality. The social scope of the possible
new ethical agent’s task is substantial.
Nietzsche, Mitleid, and Moral Imagination
With this in mind, let us return to Dawn 113, the aphorism that inspires Staten’s
psychoanalytic approach to reading Nietzsche on Mitleid, mentioned earlier. In
this aphorism, Nietzsche argues that the empathy and “being-in-the-know” that
the drive for distinction requires is not “harmless or compassionate or benevolent”
and is better understood as the “striving for domination” (D 113). Any joy experienced through the striving for domination is brought about by someone having
placed their “imprint” on the soul of another person (D 113). At one end of the
spectrum of striving for domination, Nietzsche places the “barbarian” who
delights in inflicting suffering on the other whose recognition he seeks; at the
other end, Nietzsche places “the ascetic and martyr” who experiences the highest
pleasure from personally enduring, through his own striving for distinction, the
same suffering that the barbarian inflicts upon the other (D 113). Staten identifies
that an intersubjective power-relationship is at work in this aphorism. He claims
that the person who inflicts suffering forces the sufferer “to turn towards him and
grant him an absolute recognition”; in so doing, the person who inflicts suffering
“appropriates the substance of the sufferer as mirror of his own being.”55 Added
to this, Staten suggests that, for Nietzsche, the sufferer reflects the person inflicting suffering back to themselves “with an intensity and inevitability which belong
only to the being of the inflicter of pain.”56 On this basis, Staten claims that, for
Nietzsche, recognition is forced, cruelly, upon the passive sufferer by the person
who is actively inflicting pain.
Both the barbarian and the ascetic in Dawn 113 do seem to conform to Staten’s
suggested model of an intersubjective power-relationship. While the barbarian’s
power-relationship is with an external other, the ascetic’s power-relationship is
with himself. Nietzsche suggests that the ascetic or martyr performs a “triumph”
over themselves; their eye is “trained inward” and it beholds “the human being
cloven asunder into sufferer and spectator” (D 113). Henceforth, he suggests, it
only glances “into the exterior world in order, as it were, to gather from it wood for
its own funeral pyre” (D 113). The final “tragedy” of the striving for domination
is, Nietzsche contends here, the reduction of humanity to a “Single Character”
who “burns to ash” inside themselves (D 113). For Nietzsche, this circle of suffering
can be redrawn to include the “pitying god,” so that whether human or divine the
logic of Mitleid involves the agent in “doing hurt unto others in order thereby to
hurt oneself” such that, through this, the agent can “triumph” over themselves
and their “pity” once again (D 113). Through this, the agent can “luxuriate in
utmost power!” (D 113). Staten’s view is that the subject position of the sufferer is
always passive. However, the spectrum of suffering infliction that Nietzsche
sketches out in Dawn 113 — along with his account of the circular logic of
Mitleid — ultimately shows that, for Nietzsche, there is no clear passive role in
suffering after all. This point is given further support by Nietzsche’s connection of
his discussion of Mitleid with an account of the function of drives; for example, in
101
102
Nietzsche’s Dawn
Dawn 119, which he clearly prefaces when he identifies the striving for distinction
as a “drive [Trieb]” at the beginning of aphorism 113.57 This is important, because
it underlines why Nietzsche finds the idea that we are united by Mitleid to be ultimately implausible, and also helps us to see why he thinks that it might be worthwhile for us to risk the suffering of others, and the censure of customary morality,
as well as to risk our own suffering, by challenging customary morality. Even the
possibility of doing so may be helpfully disruptive of the prevailing social mood of
superstitious fear.
Second, Nietzsche’s account indicates that moral feelings are socially transmitted.58 Nietzsche explicitly argues that mood replaces logical argument in the sustaining of customary morality (D 28).59 He claims that good mood was weighed as
“argument” and that it “outweighed rationality,” since mood was understood
“superstitiously” rather than naturally, as coming from a god that allows their reason to speak through mood as the highest form of rationality (D 28). Nietzsche’s
insight is that, if mood can be used by customary morality to do philosophical work
such as vanquishing counter-arguments, then mood may also be used to challenge
the dominance of customary morality over society (D 28).60 Nietzsche supports this
analysis by claiming that feelings, but not thoughts, are inherited (D 30), that moral
feelings are transmitted through children observing adults’ inclinations for and
aversions to actions and then imitating these inclinations and aversions (D 33), and
that while judgments originate in feelings, our feelings originate in prior judgments that we inherit in the form of feelings of inclination and aversion (D 35).61
One of Nietzsche’s explicit examples of mood transmission concerns Mitleid as
a core feature of customary morality. As he discusses, while living in accordance
with customary morality, we communicate to our neighbors a mood, or “frame of
mind [(Stimmung)],” in which our neighbor sees themselves as a “sacrifice”:
we talk him into the task for which we wish to use him. In this case do we
lack compassion? But if we wish also to get beyond our compassion and to
gain a victory over ourselves, does this not constitute a higher and freer
bearing and attitude than when one feels safe once one has ascertained
whether an action benefits or hurts one’s neighbor? (D 146)
In this aphorism, Nietzsche suggests that while we may be under the impression
that Mitleid is a humanizing moral feeling, it is, in fact, a dehumanizing and hypocritical dimension of customary morality. This form of morality involves each individual in playing a functional role within the self-sustaining economy of moral
custom: the individual turns his or her neighbors into creatures who think of themselves as obedient at best, and as potential sacrifices for the alleged moral benefit of
their community at worst.62 Everyone remains superstitiously afraid of contravening
Nietzsche, Mitleid, and Moral Imagination
custom, incurring divine wrath, and garnering negative consequences for one’s
community. As Nietzsche suggests, this is a “narrow and petty bourgeois morality”;
in contrast to this form of morality, a “higher and freer” way of thinking would look
beyond immediate consequences and work toward more distant aims, such as furthering human knowledge and moral understanding, even if doing so comes at the
cost of others’ suffering (D 146). As Nietzsche goes on to argue, we would:
through sacrifice — in which we and our neighbors are included — strengthen
and elevate the feeling of human power, even though we might achieve nothing further. But even this would be a positive increase in happiness (D 146)
The “we” of whom Nietzsche speaks in this remark are, of course, not to be understood as members of our current community, who are bound together by a
morality of compassion. Rather, the “we” in this aphorism refer to new possible
ethical agents, who are focused on self-fashioning, and who, as an emergent possible community of the future, are engaged in throwing off old values, including
Mitleid, and who are active experimenters with new values. Nietzsche denies
immorality, he claims, because there is no reason for people to feel immoral
according to the presumptions of customary morality — and as he points out,
such denial means needing to promote moral actions and avoid immoral ones for
different reasons than those we have taken for granted up until now, in order that
we may think differently, and ultimately feel differently (D 103).
This latter claim doesn’t undermine the emphasis that we claim ought to be
given to the importance of mood within Nietzsche’s account in Dawn: the conceivability of an alternative to the ethic of compassion may itself help to create the
mood change that Nietzsche suggests is necessary in order for anyone to challenge
customary morality. Because of its basis in human drive psychology, Mitleid is
particularly well-suited to sustain and shape the superstitious fear that customary
morality inculcates in us, and because of the length of time by which this moral
emotion in particular has shaped customary morality, its ongoing contributions to
the negative effects of customary morality are especially pernicious. Moreover,
although Nietzsche’s account suggests that a campaign against customary morality also involves campaigning against Mitleid, we should note that this does not
entirely rule out that an experience of Mitleid could be a potentially fruitful experience at some point in the future, for one of the new, experimental, ethicists of
self-fashioning, perhaps. Even while such an experience is unlikely to be a fruitful
one for almost anyone living at the present time, according to Nietzsche, this
future possibility cannot be ruled out. Additional analysis of the possible positive
value of Mitleid in Nietzsche’s Dawn might explore the scope for positive experience of this moral emotion.63
103
104
Nietzsche’s Dawn
The Critique of Mitleid and the Concept of Moral
Imagination
Let us now turn to discussion of a much smaller and more specific opportunity
that Nietzsche’s critical engagement with Mitleid facilitates for contemporary ethics. In this final part of our discussion in this chapter, we want to suggest that
Nietzsche’s thinking on mood, developed as a part of his critique of customary
morality, opens up some important consequences for our thinking about the concept of moral imagination.64 In much of the available scholarly literature discussing the concept of moral imagination, this concept is taken to be valuable because
it enables us to step into another person’s shoes, and to imaginatively inhabit their
perspective.65 As Solomon Benatar has pointed out, a sharp sense of moral imagination thus conceived is taken to be vital to the end of promoting solidarity and
cooperation in an increasingly interdependent, globalized, world.66 However, as
other commentators have pointed out, there are some reasons to find the concept
of moral imagination conceived along purely empathetic lines concerning. Using
resources from cognitive science, Mark Johnson has shown how our moral theories are grounded in a conception of human rationality that fails to pay adequate
attention to the imaginative competence that is required for effective ethical reasoning.67 More recently, Julian Savulescu has identified a similar tendency toward
dogmatic rule-following, and away from imaginative engagement, in bioethical
inquiry.68 Savulescu characterizes unimaginative moralists as belonging to the
type of inquirer who, in bioethical contexts, “slavishly” appeals to ethical codes of
practice such as the Declaration of Helsinki, and treats these as definitive on
moral issues.
According to Johnson, proper moral activity is fundamentally imaginative,
because it uses “imaginatively structured concepts and requires imagination to
discern what is morally relevant in situations, to understand empathetically how
others experience things, and to envisage the full range of possibilities open to us
in a particular case.”69 As he claims, ethics of right action theories have thus
tended to foster the notion that imagination is unimportant in moral matters,
compared with correct rule-following. As an alternative, Johnson calls for an
“imaginative rationality” that is “insightful, critical, exploratory, and transformative,” and for replacing pursuit of moral knowledge understood in terms of absolute moral laws with moral knowledge understood as “imaginative moral
understanding.”70 Johnson’s drawing of our attention to the need for moral imagination in contemporary ethics does mention Nietzsche, but only does so once, and
then only in order to point out that even though Nietzsche’s critique of customary
morality is worthwhile, his critique does not make it indefensible for us to seek
moral guidance and governance and to want these in our lives.71 While we doubt
that Nietzsche would disagree with Johnson that some form of ethical engagement
Nietzsche, Mitleid, and Moral Imagination
is meaningful within human existence, Nietzsche’s critique of customary morality
is only one part of his broader ethics, which also incorporates exploration of what
a revitalized ethical engagement might mean.
We think Nietzsche does have something substantial to offer with respect to our
contemporary understanding of the concept of moral imagination in light of the
critique of customary morality that he develops in Dawn. To understand what it is
that Nietzsche can provide, we need to begin with a brief account of how the concept of moral imagination found its way into contemporary ethical debate. The
modern philosophical concept of moral imagination was introduced by Edmund
Burke, in a well-known 1790 discussion of the French Revolution.72 Burke develops his concept of moral imagination through a discussion of the death of chivalry
and the ending of the divine right of kings to rule, characterized as signs of the
end of the glory of Europe.73 In a lament of the damage done to Europe by the
upheavals of the Revolution, Burke writes:
now all is to be changed. All the pleasing illusions, which made power
gentle, and obedience liberal, which harmonized the different shades of
life, and which, by a bland assimilation, incorporated into politics the sentiments which beautify and soften private society, are to be dissolved by this
new conquering empire of light and reason. All the decent drapery of life is
to be rudely torn off. All the superadded ideas, furnished from the wardrobe of a moral imagination, which the heart owns, and the understanding
ratifies, as necessary to cover the defects of our naked shivering nature, and
to raise it to dignity in our own estimation, are to be exploded as a ridiculous, absurd, and antiquated fashion.74
Clearly the wardrobe of moral imagination, and the “decent drapery” that Burke
suggests it proffers to society, inform the criticism of unimaginative and dogmatic
moral philosophy that concern contemporary debates on moral imagination.
Notice, however, that Burke’s notion of decent drapery is commensurate with
Nietzsche’s broad characterization of customary morality as grounded in superstitious fear. Burke’s mention of our “naked shivering nature” as having been
brought into the light from under the trappings of moral imagination immediately
brings to mind Nietzsche’s discussion of the “great task [tolle Aufgabe]” of translating humanity back into nature, which is discussed by him in Beyond Good and
Evil (BGE 230). Of this great task, Nietzsche writes:
we ourselves may well be the least inclined to dress ourselves up in the finery of those kinds of moralistic word sequins and fringes: our entire work so
far spoils for us this very taste and its merry opulence. These are the beautiful, sparkling, jingling, festive words: honesty, love of truth, love of wisdom,
105
106
Nietzsche’s Dawn
sacrifice for knowledge, heroism of the truthful — there is something in
them that makes the pride swell up in a man. But we hermits and marmots,
we persuaded ourselves long ago, with all the secrecy of a hermit’s conscience, that this worthy verbal pomp also belongs with the old lying finery,
rubbish, and gold dust of unconscious human vanity, and that underneath
such flattering colours and repainted surfaces we must once again recognize
the terrifying basic text of homo natura. (BGE 230)
In this aphorism, Nietzsche explicitly cautions us against the illusions of moral
imagination that Burke’s introduction of the concept praises as pleasing and dignity-promoting.75 The “we ourselves” to whom Nietzsche refers at the beginning
of the quoted section of the aphorism are the “very free spirits [sehr freien
Geistern],” or spirits who approach the disentanglement and value-transvaluation
of the freed spirits of Nietzsche’s late works.76 Unlike Burke, Nietzsche is willing
to criticize the type of aristocrat whose power and authority is drawn from the
wardrobe of the moral imagination. For example, he charges the aristocrats of
pre-revolutionary France with having become corrupt and thus having lost their
meaning and relevance (BGE 258). He contrasts this corrupted aristocracy with a
healthier one, which is based on a type of human who affirms life (BGE 258). In
Beyond Good and Evil, Nietzsche defines the concept of will to power as the will
to life, and suggests on this basis that organisms expressing power, or engaging in
contest, are not fundamentally immoral for so doing (BGE 259). As he points out,
it is simply a feature of living organisms to exploit one another in various ways
(BGE 259). Nietzsche’s explanation of will to power as will to life gives us one
reason why we might pursue a goal of developing healthier humans — new
human types who can create values (BGE 261). Such a human type is one that
finds itself within Nietzsche’s great project of translating themselves back into
nature (BGE 230).
A similar emphasis on the importance of the natural in ethical analysis is also
to be found in Dawn. One important example of this occurs in Nietzsche’s application of what he calls a “theory of empathy [Theorie der Mitempfindung]” to the
phenomenon of Mitleid as discussed by moral theorists such as Schopenhauer
(D 142). In this aphorism, Nietzsche explores how we understand others, characterizing empathy as our reproducing of another person’s “feeling in ourselves
[um sein Gefühl in uns nachzubilden].” We discussed this aphorism in Chapter 1,
when pointing out Nietzsche’s dissatisfaction with the practice of skepticism in
philosophy, and his criticism of Schopenhauer for his metaphysical mysticism.
Building on that point, we want now to emphasize Nietzsche’s concern with the
natural in the context of the ethical.
In previous work, Rebecca Bamford has pointed out that Nietzsche identifies
two possible mechanisms as to how we might reproduce another person’s feeling:
Nietzsche, Mitleid, and Moral Imagination
(i) we ask the reason why a person feels something such as depression, so that we
may feel that same feeling in response to our mental awareness of this same reason;
and (ii) we produce the feeling in ourselves “according to the effects it exerts and
displays on the other person [das Gefühl nach den Wirkungen, die es am Anderen
übt und zeigt],” specifically by working to reproduce similar play of muscle, innervation, eye expression, gait, voice, and bearing as the other person, or even the
reflection of such bearing in artworks, including those composed of “word, painting, music” (D 142).77 Added to these possible empathy mechanisms, Nietzsche
points out in the same aphorism that humans are distinctive by virtue of being
naturally “the most timorous of all creatures” (D 142). Human “timidity
[Furchtsamkeit]” has been the “instructress” of our empathy or “rapid understanding of the feelings of others (and of animals as well)” (D 142). This timidity has led
humans to see “a danger” in “everything alien and alive,” since, owing to the physical mirroring mechanism described in the first part of Nietzsche’s account, humans
reproduce the relevant expression and bearing, and derive conclusions about the
“type of malevolent intent” informing and directing these (D 142). In addition, this
empathetic capacity is so efficient that it even applies our interpretations of movements “as emanating from intentions” to “inanimate things” and their nature;
Nietzsche suggests that this is the foundation for what he calls “a feeling for nature
[Naturgefühl]” (D 142). As Bamford suggests, Nietzsche’s theory of empathy
provides a drive-based psycho-physiological explanation for the way in which
customary morality consistently reinforces a social mood of superstitious fear,
which inhibits creative experimentation and curiosity.78
As well as explaining how the mimetic arts are fostered through the promulgation of social fear, this “theory of empathy” also provides the basis for a second
claim against an ethic of compassion (D 142). As Nietzsche shows, and as mentioned already, the supposed mystical process by which Schopenhauer’s “compassion [Mitleid] transforms two essential beings into one and to such an extent that
each is vouchsafed unmediated understanding of the other” is revealed, he
suggests, to be “rapturous and worthless poppycock [schwärmerischen und
nichtswürdigen Krimskrams]” by virtue of drive-based power-relations (D 142).
Schopenhauer’s morality of compassion is inadequate, Nietzsche suggests, when
compared with the theory of empathy [Mitempfindung] that he has himself
presented, with its basis in observation of human behavior in reasoning and in
physical activity. Nietzsche provides further support for this implication of his
theory of empathy by asking us to join in performing a thought experiment. If we
imagine that “the drive for attachment and care of others” were twice as strong as
is already the case, Nietzsche proposes, then we would see that “life on earth
would be unbearable” (D 143). He makes this claim on the basis that in caring for
ourselves, we constantly commit acts of foolishness and are insufferable in the
process; as he suggests, if we became the object of others’ foolishness in caring,
107
108
Nietzsche’s Dawn
then even the mere possibility of engaging with others would drive us to run away.
In light of this, Nietzsche asks us to imagine: wouldn’t we also in such circumstances
heap “the same imprecations on sympathetic affection that we currently heap on
egotism?” (D 143). The question mark at the end of this aphorism signals the opportunity for the reader to actively engage with their assumptions about sympathetic
affection, by reflecting upon and digesting the possibility Nietzsche opens up for us.79
Conclusion
By way of drawing this analysis of Nietzsche’s critical engagement with compassion in Dawn to a close, let us mention some possible results that might arise from
the reflection and digestion that the thought experiment in Dawn 143 prompts.
Nietzsche’s cautioning of us against the illusions created by an ethic of compassion in Dawn — specifically, the illusion that compassion unifies us and that
Mitleid should be uncritically assumed to be a positive value — neatly prefaces his
remarks on the same topic in Beyond Good and Evil. As we saw, those remarks
provide a strong criticism of Burke’s social conservativism and his apology for
bankrupt aristocratic values as a basis for his account of moral imagination.
Burke’s characterizing of the concept of moral imagination in terms of a “wardrobe” promoting social “dignity” is revealed by Nietzsche’s account to be nothing
more than the adornments of a highly problematic customary morality, which
Nietzsche has called into question.80 As well as opening up the idea that Burke’s
model for the concept of moral imagination has been poorly conceived, Nietzsche’s
approach offers a tangible framework from which we can begin the necessary
work to revalue the concept of moral imagination.
First, instead of simply assuming that any perspective based in an ethic of compassion is always morally defensible, we might begin to subject this ethic to critical question on a more consistent basis. Imaginatively inhabiting another person’s
perspective is a useless endeavor if such an imaginative act is strictly limited in its
scope by the presumptions of customary morality based in compassion, or, alternatively, if analysis of the flight path of an unfettered imagination is circumscribed by dogmatic adherence to the moral language of a moral theory grounded
in customary morality, such as a right action theory.
Second, and in line with Nietzsche’s broader interests in experimentalism as
critical to the ethos of inquiry, the production of new experiences requires that we
transgress against the moral norm: that we engage in “tiny deviant actions” (D 149)
and that we explore multiple, diverse, ways of making “novel experiments” both
“in ways of life” and in “modes of society” (D 164).81 Doing so would allow us to
engage in acts of imaginative resistance to the orthodoxy of customary morality, as
well as to carry out acts of imaginative affirmation of new ethical possibilities.
Nietzsche, Mitleid, and Moral Imagination
Further investigation of this possibility would show how such imaginative resistance and imaginative affirmation hold the potential to revive non-dogmatic
engagement with ethical problems, which as mentioned earlier, is of increasing
concern within practical ethics.
It is tempting to conclude this chapter by suggesting that Nietzsche opens up
the prospect of an immoral imagination. However, as Robert Solomon has pointed
out, Nietzsche’s critical engagement with Mitleid, and with customary morality
more generally, need be treated as neither immoral nor antimoral; in general,
Nietzsche is arguing in favor of an affirmative form of ethics.82 For this reason, it
seems more plausible to us to suggest that Nietzsche’s critique of an ethic of compassion opens up space for a free (and potentially at least, free-spirited) ethical
imagination.83 The possibility of a free and creative ethical imagination, and the
pathway to securing such an ethical imagination through rejection of mindless
adherence to compassion-based morality, constitutes the most fundamental and
important example of moral therapy that we can attribute to Nietzsche in Dawn.
Notes
1 Arthur Schopenhauer, On the Basis of Morality, trans. E. F. J. Payn (Indianapolis:
Hackett, 1995), 183.
2 This section builds on and develops an earlier discussion in Rebecca Bamford,
“Dawn,” in The Nietzschean Mind, ed. Paul Katsafanas, (London: Routledge, 2018),
25–40.
3 David E. Cartwright. 1988. “Schopenhauer’s Compassion and Nietzsche’s Pity.”
Schopenhauer Jahrbuch 69: 557–67.
4 Cartwright, “Schopenhauer’s Compassion and Nietzsche’s Pity,” 564.
5 Cartwright, “Schopenhauer’s Compassion and Nietzsche’s Pity,” 564. Similarly to
Cartwright’s analysis, Brian Leiter has pointed out that Nietzsche’s “well-known
polemics against Mitleid as a moral ideal are clearly directed at Schopenhauer’s
ethics,” listing HH 50, HH 103, D 134, GS 99, BGE 201 and BGE 225 as textual
evidence in support of this claim. Leiter, Nietzsche on Morality (London:
Routledge, 2002), 57.
6 Cartwright, “Schopenhauer’s Compassion and Nietzsche’s Pity,” 564.
7 David E. Cartwright, “Nietzsche’s Use and Abuse of Schopenhauer’s Moral
Philosophy for Life,” in Willing and Nothingness: Schopenhauer as Nietzsche’s
Educator, ed. Christopher Janaway (Oxford: Clarendon Press, 1998), 116–50.
8 Martha C. Nussbaum, “Pity and Mercy: Nietzsche’s Stoicism,” in Nietzsche,
Genealogy, Morality: Essays on Nietzsche’s On the Genealogy of Morals,
ed. Richard Schacht (Berkeley: University of California Press, 1994), 139–67.
9 Nussbaum, “Pity and Mercy,” 146–47.
109
110
Nietzsche’s Dawn
10 Nussbaum, “Pity and Mercy,” 146–147.
11 Michael Ure. 2006. “The Irony of Pity: Nietzsche contra Schopenhauer and
Rousseau.” Journal of Nietzsche Studies 32(1): 68–91.
12 Ure, “The Irony of Pity,” 68. See also the detailed discussion provided in Michael
Ure, Nietzsche’s Therapy: Self-Cultivation in the Middle Works (Lanham:
Lexington Books, 2008).
13 Ure, “The Irony of Pity,” 68.
14 Some of the remarks in this paragraph are developed from an earlier discussion
in Rebecca Bamford, “The Virtue of Shame: Defending Nietzsche’s Critique of
Mitleid,” in Nietzsche and Ethics, ed. Gudrun von Tevenar (Berne: Peter Lang
Verlag, 2007), 241–62.
15 Staten, Nietzsche’s Voice (New York: Cornell University Press, 1990), 100.
16 Staten, Nietzsche’s Voice, 102–03. See also Bamford, “The Virtue of Shame:
Defending Nietzsche’s Critique of Mitleid,” 250.
17 Staten, Nietzsche’s Voice, 102–03.
18 Janaway, Beyond Selflessness: Reading Nietzsche’s Genealogy (Oxford: Oxford
University Press, 2007), 63–67.
19 For example, in Dawn, Nietzsche uses Erbarmen rather than Mitleid in
aphorisms 30, 73, 77, and 329. We are grateful to Carol Diethe and to Graham
Parkes for informative and generous conversations on the complexities of
translating these two terms into English, which have helped us to think more
carefully and critically about what might be meant when we talk about
Nietzsche’s critical engagement with Mitleid in Dawn.
20 Alan Schrift. 2012. “The Complete Works of Friedrich Nietzsche: A Status Report.”
Journal of Nietzsche Studies 43(2): 355–61.
21 Schrift, “The Complete Works of Friedrich Nietzsche,” 357.
22 Schrift, “The Complete Works of Friedrich Nietzsche,” 357.
23 Schrift, “The Complete Works of Friedrich Nietzsche,” 357.
24 Cartwright, “Schopenhauer’s Compassion and Nietzsche’s Pity,” 557–67. Brian
Leiter also notes this same point on translation in his Nietzsche on Morality, 57.
In a later essay, Cartwright remains “neutral” on the issue, using “Mitleid” to
refer to the “motive” that he suggests Schopenhauer treated as the basis of
morality, and to the “passion” that Nietzsche criticizes. See Cartwright,
“Nietzsche’s Use and Abuse of Schopenhauer’s Moral Philosophy for Life,”
116–17.
25 Gudrun Von Tevenar, “Nietzsche’s Objections to Pity and Compassion,” in
Nietzsche and Ethics, ed. Gudrun von Tevenar (Berne: Peter Lang Verlag, 2007),
263–82.
26 Von Tevenar, “Nietzsche’s Objections to Pity and Compassion,” 279.
27 Keith Ansell-Pearson. 2011. “Beyond Compassion: on Nietzsche’s Moral Therapy
in Dawn.” Continental Philosophy Review 44(2): 179–204. See also Ure, Nietzsche’s
Therapy: Self-Cultivation in the Middle Works.
Nietzsche, Mitleid, and Moral Imagination
28 Ansell-Pearson, “Beyond Compassion,” 182. For a more detailed discussion of
the influences of Epicurus and Guyau on Nietzsche’s ethics in Dawn, see also
Ansell-Pearson, “Beyond Selfishness: Epicurean Ethics in Nietzsche and Guyau,”
in Nietzsche’s Free Spirit Philosophy, ed. Rebecca Bamford (London: Rowman &
Littlefield International, 2015), 49–68.
29 Ansell-Pearson, “Beyond Compassion,” 182.
30 Ansell-Pearson, “Beyond Compassion,” 182–83.
31 Ansell-Pearson, “Beyond Compassion,” 188–90, 199.
32 Ansell-Pearson, “Beyond Compassion,” 202.
33 Ansell-Pearson, “Beyond Compassion,” 202. See also Abbey, Nietzsche’s Middle
Period (Oxford: Oxford University Press, 2000), 61.
34 Ansell-Pearson, “Beyond Compassion,” 182.
35 Ansell-Pearson, “Beyond Compassion,” 182.
36 Ansell-Pearson, “Beyond Compassion,” 182.
37 Ansell-Pearson, “Beyond Compassion,” 182. Bamford, “Dawn,” 31.
38 Ansell-Pearson, “Beyond Compassion,” 186–87. Bamford, “Dawn,” 31.
39 We shall have more to say on Nietzsche’s thinking on drives in Chapter 6. For
now, we simply note that for Nietzsche in Dawn, Mitleid fits within his drive
psychology and is not an absolute moral value standing outside drive psychology.
40 Nussbaum, “Pity and Mercy;” Bamford, “Dawn,” 31.
41 Ansell-Pearson, “Beyond Compassion.” Mark Alfano has also recently pointed
out the importance of solitude in Nietzsche in chapter 10 of his Nietzsche’s Moral
Psychology (Cambridge: Cambridge University Press, 2019).
42 Janaway, Beyond Selflessness, 47. Bamford, “Dawn,” 31.
43 Janaway, Beyond Selflessness, 47. Bamford, “Dawn,” 31.
44 For further discussion see Rebecca Bamford. 2014. “Mood and Aphorism in
Nietzsche’s Campaign Against Morality.” Pli: The Warwick Journal of Philosophy
25: 55–76.
45 Janaway, Beyond Selflessness, 98. Bamford, “Dawn,” 30.
46 Bamford, “Mood and Aphorism in Nietzsche’s Campaign Against Morality,”
55–76.
47 Bamford, “Mood and Aphorism in Nietzsche’s Campaign Against Morality,” 62.
48 Bamford, “Mood and Aphorism in Nietzsche’s Campaign Against Morality,” 62.
49 Some remarks in this paragraph are developed from an earlier version in
Bamford, “Dawn,” 27. See also Bamford, “Mood and Aphorism in Nietzsche’s
Campaign Against Morality.”
50 Bamford, “Mood and Aphorism in Nietzsche’s Campaign Against Morality,” 62.
See also Ansell-Pearson, “Beyond Compassion,” 193.
51 Nietzsche’s thinking on fear as a social phenomenon produced through the
functioning of customary morality is reflected in his later works, as David E.
Cooper has pointed out. In Beyond Good and Evil, for instance, Nietzsche
discusses how fear is taken as the determinant of the power relations within a
111
112
Nietzsche’s Dawn
specific community as well as across different communities; fear becomes the
source of morality because moral values become established in terms of how
certain actions will affect the wellbeing of the group (BGE 201). SeeCooper,
Authenticity and Learning: Nietzsche’s Educational Philosophy (London:
Routledge and Kegan Paul, 1983), 31.
See also Bamford, “Mood and Aphorism in Nietzsche’s Campaign Against
Morality,” 55–76.
52 Stanley Corngold. 1990. “Nietzsche’s Moods.” Studies in Romanticism 29(1): 67–90.
53 Corngold, “Nietzsche’s Moods,” 67–90. Bamford, “Mood and Aphorism in
Nietzsche’s Campaign Against Morality,” 65–66.
54 Both Janaway and Bamford have explored the affective power of rhetoric in this
context, though it is important to note that they have done so in different ways:
Janaway focuses on the individual’s capacity to be changed by such rhetoric,
while in drawing on the concept of active externalism, Bamford’s account
incorporates attention to why the environment, including the social
environment, might play a plausible role in constituting mental processes of
which we are aware, and mental processes that remain largely unknown to us
yet, which still play a role in our moral behavior. Janaway, Beyond Selflessness,
48–49. Bamford, “Mood and Aphorism in Nietzsche’s Campaign Against
Morality,” 70. See also Mark Rowlands. 2009. “The Extended Mind.” Zygon,
44(3): 628–41. See also Chapter 1 of this volume.
55 Staten, Nietzsche’s Voice, 102–03.
56 Staten, Nietzsche’s Voice, 102–03.
57 Staten, Nietzsche’s Voice, 147. Nietzsche’s discussion in HH 50 of the unfortunate
sufferer who inflicts his laments and whimpers on the spectator and who thus
inverts the apparent power relationship between them, turning the spectator into
a sufferer. On this, see Bamford, “The Virtue of Shame: Defending Nietzsche’s
Critique of Mitleid,” 251.
58 Janaway, Beyond Selflessness, 45–46.
59 Bamford, “Mood and Aphorism in Nietzsche’s Campaign Against Morality,” 66.
60 Bamford, “Mood and Aphorism in Nietzsche’s Campaign Against Morality,” 67.
61 Janaway, Beyond Selflessness, 45–47. Bamford, “Dawn,” 28.
62 Bamford, “Mood and Aphorism in Nietzsche’s Campaign Against Morality,” 67.
63 As Andreas Urs Sommer has pointed out, the “freed spirits [freigewordne
Geister]” that we find in Nietzsche’s writings of 1888 are not always separable
from the “we ourselves, we free spirits” that Nietzsche describes as being
“already a ‘transvaluation of all values’” in others of his late writings (AC 13).
The question of how and when a very free, or freed, spirit should exhibit Mitleid
while remaining consistent with Nietzsche’s critique of customary morality
might benefit from further attention in analysis of the development of free
spirits. See Sommer, “Is There a Free Spirit in Nietzsche’s Later Writings?” in
Nietzsche, Mitleid, and Moral Imagination
Nietzsche’s Free Spirit Philosophy, ed. Rebecca Bamford (London: Rowman &
Littlefield International, 2015), 253–65. See also Bamford, “Dawn,” 37.
64 Bamford, “Dawn,” 37.
65 See e.g. Jonathan Glover, Humanity: A Moral History of the Twentieth Century
(New Haven: Yale University Press, 2001).
66 Soloman Benatar. 2005. “Moral Imagination: The Missing Component in Global
Health,” PLoS Medicine 2(1): e400.
67 Mark Johnson, Moral Imagination: Implications of Cognitive Science for Ethics
(Chicago: Chicago University Press, 1993).
68 Julian Savulescu. 2015. “Bioethics: Why Philosophy is Essential for Progress.”
Journal of Medical Ethics 41: 28–33.
69 Johnson, Moral Imagination, x.
70 Johnson, Moral Imagination, 187, 243.
71 Johnson, Moral Imagination, 30.
72 Edmund Burke, Reflections on the Revolution in France (Oxford: Oxford
University Press, 1999).
73 Burke, Reflections on the Revolution in France, 75–77.
74 Burke, Reflections on the Revolution in France, 77.
75 Burke, Reflections on the Revolution in France, 77.
76 Sommer, “Is There a Free Spirit in Nietzsche’s Later Writings?” 259–60.
77 Bamford, “Dawn,” 33. Nietzsche’s explanation in this 1881 aphorism is similar to
the account of emotion provided three years later in William James. 1884. “What
is an Emotion?” Mind 9: 188–205. Robert C. Solomon notes that even though
James identifies the emotion with a conscious sensation, while Nietzsche does
not, they are both claiming that an emotion is “a physiological phenomenon”
rather than simply a mental experience. See Robert C. Solomon, Living with
Nietzsche: What the Great “Immoralist” Has to Teach Us (Oxford: Oxford
University Press, 2003), 73; Bamford, “Dawn,” 39.
78 Bamford, “Dawn,” 34. On curiosity, see also Rebecca Bamford. 2019.
“Experimentation, Curiosity, and Forgetting.” Journal of Nietzsche Studies 50(1):
11–32.
79 The question mark functions similarly to the long dash in that it reinforces
readers’ active engagement. On Nietzsche’s use of Gedankenstrich, see Wayne
Klein, Nietzsche and the Promise of Philosophy (Albany: State University of
New York Press, 1997), xvii, 63.
80 Burke, Reflections on the Revolution in France, 77.
81 For a more detailed account of Nietzsche’s experimentalism, see Rebecca
Bamford. 2016. “The Ethos of Inquiry: Nietzsche on Experience, Naturalism, and
Experimentalism.” Journal of Nietzsche Studies 47(1): 9–29.
82 Solomon, Living With Nietzsche, 17.
83 Bamford indicates this possibility, but does not develop it in detail, in “Dawn,” 37.
113
115
5
The German Enlightenment, Knowledge,
and the Passion of Knowledge1
As Nicholas Martin has pointed out, in the eyes of many of his adherents as well
as opponents, Nietzsche has been treated as an anti-Enlightenment irrationalist;
however, in fact, Nietzsche takes the Enlightenment very seriously: as a cultural
critic of the late nineteenth century he cannot afford to escape it and its legacy.2
One of the reasons why a study of Dawn as one of Nietzsche’s free-spirit writings
is important is because it can further illuminate why the anti-Enlightenment
interpretation of Nietzsche is a caricature of his thought, if not an outright distortion. Nietzsche is hostile to the French Revolution, but seeks in his writings to
sever the link between enlightenment and revolution. This is because he suspects
that revolution breeds fanaticism and is a throwback to a lower stage of culture.
Nietzsche is an admirer of the critical and rationalist spirit of the Enlightenment,
by which we mean both the eighteenth-century version found in the writings of
Voltaire and Lessing, and earlier incarnations of this spirit identifiable in the
thinking of Epicurus, Petrarch, and Erasmus. In Dawn, as we show, Nietzsche
shares a number of the key ideas and commitments of the modern Enlightenment,
including attacks on superstition, religious dogmatism, rigid class structures, and
outmoded forms of governance and rule.
The fundamental aspect of the modern Enlightenment with which Nietzsche
concerns himself is one of demystification, of liberation of the human from its
chains (WS 350), and as Martin has claimed, of seeking “to provide the individual
with the critical tools to achieve autonomy, to liberate himself from his own
unexamined assumptions as well as the dictates of others.”3 Nietzsche is an
Enlightenment thinker, then, in this specific sense: his overriding aim is to foster
the development of his readers, particularly of readers’ autonomy and maturity. In
this respect, Nietzsche is an inheritor of Kant, as he acknowledges in Dawn, in an
aphorism in which Nietzsche presents himself as being even more faithful to the
rational spirit of Enlightenment than Kant was with his obscurantist residues,
Nietzsche’s Dawn: Philosophy, Ethics, and the Passion of Knowledge, First Edition.
Keith Ansell-Pearson and Rebecca Bamford.
© 2021 John Wiley & Sons Ltd. Published 2021 by John Wiley & Sons Ltd.
116
Nietzsche’s Dawn
such as the thing in itself and the categorical imperative that retains “occult
qualities” (see D 142; see also D 207). To develop this view, Nietzsche contrasts
the virtue of antiquity — personal distinction — and what he deems an
appropriate Mediterranean “little bit of skepticism for each and every thing,”
with German virtue — the subordination of oneself, or “categorical obedience,”
whether such following is secret or public (D 207).4 As an example of German
virtue, Nietzsche aligns what he calls Kant’s eventual “detour through morality”
for the purpose of “arriving at obedience toward a person” with Luther’s earlier
proof of God’s existence as the necessary existence of a person whom we can
trust (D 207). At the end of the aphorism, contrasting the past with the possible
future Dawn aims to sketch out, Nietzsche asks us to imagine what might
become of German virtue if “disobedience” and a position for a German “where
he is capable of great things” were possible — something that, as Nietzsche
suggests, would involve overcoming morality (D 207). Nietzsche’s remark on his
Kantian inheritance should not surprise us, given that Kant famously defines
enlightenment as a human being’s emergence from their self-incurred
immaturity, or the courage to use their own understanding without the guidance
of another.5
With this distinctive sense of Nietzsche as an Enlightenment thinker in mind,
let us examine Nietzsche’s relation to German philosophy and the Enlightenment
in greater detail, in order to understand Nietzsche’s view in Dawn within the
wider context of his free spirit writings. In Human, all Too Human 463 Nietzsche
exposes what he takes to be a delusion in the theory or doctrine of revolution. The
error, he contends, belongs to Rousseau, namely, that buried within the accrued
habits and vices of civilization there lies concealed an original or primordial but
stifled human goodness:
There are political and social visionaries who ardently and eloquently
demand the overthrow of all social order in the belief that the most splendid temple of a beautified humanity would immediately be raised, as if by
itself. In these dangerous dreams, we can still hear an echo of Rousseau’s
superstition (HH 463)
Not only is there a stifled human goodness buried underneath the weight of civilization, but the blame for such stifling is to be leveled squarely at the institutions
of culture, such as those we find embodied in state, society, and education.
Nietzsche holds that historical experience teaches us an important lesson, namely,
that revolutions bring with them, “a new resurrection of the most savage energies
in the form of the long-buried horrors and excesses of the most distant ages” (HH 463).
He does not deny that revolutions can be a source of vital energy for a humanity
that has grown feeble, but he contests the idea that it can work as an organizer
and perfecter of human nature. He thus appeals to Voltaire over Rousseau,
German Enlightenment, Knowledge, and Passion
that is, in his eyes to a nature that knows how to organize, purify, and reconstruct,
as opposed to a nature that is full of passionate follies and half-lies. Against the
optimism of the spirit of revolution, Nietzsche wishes to cry with Voltaire, “Écrasez
l’infâme!” (EH “Destiny” 8). It is the spirit of revolution that frightens off the spirit
of enlightenment and “of progressive development” — and it is this spirit Nietzsche
calls upon his readers to cultivate and nurture.
Nietzsche locates in the French Revolution’s “histrionicism” a “bestial cruelty,” as
well as a “sentimentality” and “self-intoxication,” and holds Rousseau responsible
for being its intellectual inspiration and for setting the Enlightenment on “its
fanatical head.” He sees the Enlightenment as alien to the Revolution, which — if it
had been left to itself — he thinks would have “passed quietly along like a gleam in
the clouds and for long been content to address itself only to the individual” (WS
221). Nietzsche is not opposed to reform or institutional change; it is rather that he
thinks customs and institutions can be changed slowly and diligently. The task, he
says, is to continue the work of the Enlightenment, in each and every individual, but
also “to strangle the Revolution at birth” and ensure it does not happen (WS 221). In
Dawn, Nietzsche argues contra Rousseau that it is our “weak, unmanly” societal
notions of good and evil, and the way these notions dominate over body and soul
today, that are making all bodies and souls weak and shattering the “pillars of a
strong civilization” (D 163). For Nietzsche, strength in civilization can only reside in
unfettered individuals, who are self-reliant and independent (D 163).6
The extent to which Nietzsche is an astute and informed reader of Rousseau is
debatable. Martin explains that Nietzsche’s critical perspectives are more palatable if one sees his use of proper names as signifying psychological states and
ideological positions rather than historical individuals.7 In places in his middle
writings Nietzsche reveals he has a more subtle appreciation of Rousseau than is
usually taken to be the case (see D 427, D 481). Ruth Abbey has shown that while
Nietzsche’s mention of Rousseau as an influence may seem surprising (see AOM
408), as we tend to think of Nietzsche as “reviling” Rousseau, this view is really
the result of scholarship having given Nietzsche’s middle writings a limited role in
shaping our image of “Nietzschean” philosophy.8 What is clear is that Nietzsche
strongly allies himself with progressive forces promoting the development of
strong individuals — but that he also insists that desirable social transformation
ought to be pursued patiently: for him there is no “miraculous” solution to human
ills, and the chief enemy to transformation, as noted, is fanaticism.
With this in mind, we shall move on to consider Nietzsche’s attitude toward
German philosophy at this time. When Nietzsche discusses his favorite authors
and books, it is usually at the expense of German authors and German philosophy. In The Wanderer and His Shadow 214, for example, he mentions some of his
favorite reading, which includes the likes of Montaigne, La Rochefoucauld,
Fontenelle, and Chamfort. The works of these authors “constitute an important
link in the great, still continuing chain of the Renaissance” (WS 214). What
117
118
Nietzsche’s Dawn
Nietzsche admires about them is that they are above the changes and vagaries of
“national taste” and also above the “philosophical colouring” that every modern
book radiates as a matter of rule and does so if it wishes to become famous.
Moreover, these books “contain more real ideas than all the books of German
philosophers put together” (WS 214). German philosophy books are characterized
by “obscurity” and “exaggeration.” Even Schopenhauer, who has affinities in his
style of writing with the French moralists, wanders among images of things rather
than among the things themselves (WS 214). What Nietzsche admires about the
French writers is their “wittiness of expression” and their “clarity and delicate
precision.” Moral philosophy, Nietzsche contends, has taken a wrong turn with
German thought, notably with Kant’s moralism (which, he notes, comes from
Rousseau and the reawakened Stoicism of ancient Rome), and the moralism of
Schiller too (WS 216). Since the beginning of the eighteenth century, a “stream of
moral awakening has flowed through Europe” with “virtue” becoming eloquent
and teaching human beings to discover “unforced gestures of exaltation
[Erhebung] and emotion” (WS 216).
The ultimate source of this development for Nietzsche is Rousseau — but the
mythical Rousseau, that is, the one constructed out of the impression produced by
his writings and confessions. What worries Nietzsche is that this “moral awakening” has resulted in “retrogression for knowledge of moral phenomena,” or genuinely scientific inquiry into the sources and nature of morality. Against this
development of retrogression, he champions the unfashionable (then and now)
likes of Helvetius who sought to treat morality like all the other sciences, “founded
on experiment, as well as natural philosophy”:
What is the whole of German moral philosophy from Kant onwards … ?
A semi-theological assault on Helvetius and a rejection of the open views
or signposts to the right path which, gained by long and wearisome struggle, he at last assembled and gave adequate expression to. Helvetius is in
Germany to the present day the most reviled of all good moralists and good
men (WS 216)
Nietzsche picks up this theme again in Dawn, with section 197 being the most important place in which he develops his views on it (but see also D 190, 193, 207, 481). This
aphorism is entitled “The German’s hostility to the Enlightenment” (D 197). In it,
Nietzsche wishes to take note of the intellectual contribution Germany, including
German philosophers, have made to culture at large. He identifies German philosophy of the first half of the nineteenth century as a retrogressive force: “they retreated
to the first and oldest level of speculation, for, like the thinkers of dreamy ages, they
found satisfaction in concepts rather than in explanations — they resuscitated a
pre-scientific type of philosophy” (D 197).
German Enlightenment, Knowledge, and Passion
Nietzsche sees similar retrogressive forces operating in German history and
German science (D 197). In the former, a general concern was to accord honor
upon primitive sensibilities, especially Christianity, but also folk-lore and folklanguage, oriental asceticism, and the world of India. In the natural sciences,
German scientists struggled against the spirit of Newton and Voltaire and, following Goethe and Schopenhauer, “sought to erect once again the idea of a divine or
a daemonic nature suffused with ethical [ethischen] and symbolic significance”
(D 197). From this, Nietzsche infers that the proclivity of the Germans runs contrary to the Enlightenment and to revolution in society. The German spirit is antiquarian: “piety toward everything then in existence sought to metamorphose into
piety towards everything that once had existed in order that heart and spirit might
once again grow full and no longer have any room for future, innovative goals”
(D 197). German culture has, Nietzsche suggests here, erected a cult of feeling at
the expense of a cult of reason with German composers — Nietzsche surely has in
mind Wagner among others — being artists of the invisible, of raptures, and of the
fairy-tale.
Nietzsche objects to this cultural development, it is important to note, for one
key reason that is directly in keeping with his admiration of Enlightenment spirit
as discussed earlier, that it serves to retard, or even suppress, the development and
acquisition of knowledge. This recalls Kant’s famous words to the second edition
of the Critique of Pure Reason (1787) that he has found it necessary to deny knowledge in order to make room for faith and thus to draw up the limits of knowledge.
Nietzsche makes it clear that he champions the genuine Enlightenment against
all the forces of obscurantism (see also AOM 27):
And strange to say: the very spirits that the Germans had so eloquently
invoked became, in the long run, the most injurious for their invokers —
history, understanding of origin and evolution, sympathy with the past, the
newly aroused passion for feeling and knowledge, after having for a time
appeared to be beneficial companions of the spirit of rapturous obscurantism and reaction, assumed one day by a different nature and now fly on the
widest wings above and beyond their earlier invokers as new and stronger
geniuses of that very Enlightenment against which they had been invoked.
This Enlightenment we must now carry on — unperturbed that there has
a existed a “great Revolution” and then again a “great reaction” against it,
that indeed both still exist: they are, after all, the mere ripple of waves in
comparison to the truly great tide in which we surge and want to surge!
(D 197)
As Mazzino Montinari points out, a note written in the spring of 1881 — that is,
just prior to the publication of Dawn — provides additional clues for deciphering
119
120
Nietzsche’s Dawn
Dawn 197.9 In this note, Nietzsche portrays the nineteenth century as one of reaction in which a conservative and preservative frame of mind predominates. The
note runs as follows:
19th century, Reaction: people sought the basic principles of everything that
had lasted, and sought to prove it was true. Permanence, fruitfulness and
good conscience were seen as indices of truth! This was the conservative
mentality: they called everything that had not yet been shaken; they had
the egoism of the possessors as their strongest objection to the philosophy
of the 18th century: for the non-possessors and malcontents there was still
the church and even the arts (for some highly talented individuals there
was also the worship of genius by way of gratitude if they worked for the
conservative interests). With history [Geschichte] (new!!!) people proved
things, they became enthusiastic for the great fruitful complexes called cultures (nations!!!). A huge part of the zeal for research and of the sense of
worship was thrown at the past: modern philosophy and natural science
forfeited this part! — Now a backlash! History [Historie] ultimately proved
something other than what was wanted: it turned out to be the most certain
means of destroying those principles. Darwin. On the other hand sceptical
historicism as aftereffect, empathy. People became better acquainted with
the motivating forces in history [Geschichte], not our “beautiful” ideas!
Socialism has a historical foundation, similarly national wars for historical
reasons! (KSA 9, 10 [D 88]) 10
What the note shows is that, for Nietzsche, then, it is “history” that serves as the
means of destroying the conservative principle, and this history includes Darwin’s
theory of evolution. What we need to learn and take cognizance of are the real
forces operating in history, and not our beautiful ideas. Everything that comes into
existence — for example, socialism — plants its own foundations in history. As
Nietzsche presents it in Dawn 197, the basic idea is that the “enlightenment” project
that he proposes is to make its claim, “not against but rather beyond a great revolution (socialism) and a great reaction, beyond the conservative frame of mind.”11 It is
thus an error in Nietzsche’s account of the story to conceive of the Enlightenment
as the cause of the Revolution, a misunderstanding that is the “reaction” itself. On
Nietzsche’s account so understood, it would be equally an error to conceive the continuing enlightenment as the cause of socialism. As Montinari points out, the new
great reaction in the form of the conservative mentality consists in this error, and as
he further remarks, from 1878 onwards, Nietzsche considers a new enlightenment
as the noble task for the free spirit of his own times.12
There have been, to date, two great historical periods in which an enlightenment
has sought to flourish but has been halted by a paired revolution and reaction: first,
German Enlightenment, Knowledge, and Passion
the enlightenment of Italian and European humanism, or the Renaissance (exemplified in the work of Petrarch and Erasmus), but followed by the German
Reformation and the Counter-Reformation; second, the enlightenment of France,
exemplified by the work of Voltaire, with the French Revolution and German
romanticism as the corresponding revolution and reaction. Nietzsche proposes a
third enlightenment, conceived by him as a “new” enlightenment that contrasts
itself to both the great revolution and great reaction of modern times, socialism
and conservatism (see HH 26).13 Nietzsche claims in Human, All Too Human 26,
entitled “Reaction as progress,” that in the previous two enlightenments the new
“free spirited” tendencies were not powerful enough to withstand the appearance
of impassioned but backward spirits who conjured up once again a bygone phase
of humanity. This is the case with Luther’s Reformation in which “all stirrings of
the freedom of spirit were still uncertain, delicate, youthful” and “science could
not yet raise its head.” It is the case in the nineteenth century where Schopenhauer’s
metaphysics showed “that even now the scientific spirit is not yet strong enough”:
in spite of the achieved destruction of Christian dogmas in Schopenhauer’s doctrine, the whole medieval Christian world-view once again celebrated its resurrection. Although there is in Schopenhauer “a strong ring of science” this does not
master his thinking; rather, it is the metaphysical need that does. But even in this
reaction there is progress to be had, Nietzsche suggests:
It is surely one of the greatest and inestimable advantages we gain from
Schopenhauer that he sometimes forces our sensations back into older,
powerful ways of viewing the world and people to which no path would
otherwise so easily lead us. The gain for history and justice is very great: I
believe that without Schopenhauer’s assistance, nobody now could easily
manage to do justice to Christianity and its Asiatic relatives: to do so on the
basis of present-day Christianity is impossible. Only after this great success
of justice, only after we have corrected in so essential a point the way of
viewing history that the Age of Enlightenment brought with it, can we
once more bear the flag of the Enlightenment farther (HH 26)
As Martin points out, Nietzsche wants an “enlightenment of the Enlightenment.”14
Nietzsche sees this task as a never-ending critical process; the problem with revolution as it is typically conceived of is that it aims at the achievement of an imagined end, and this longing for finality and resolution is ultimately seen by
Nietzsche as a symptom and defining characteristic of nihilism.15
Given what we have said with regard to Nietzsche’s thinking on the German
Enlightenment and on knowing, we can now ask with regard to Dawn: What is it
according to Nietzsche in this text, to know the world and to know ourselves?
How is such knowledge possible? What is the status of such knowledge? How do
121
122
Nietzsche’s Dawn
we pursue knowledge and who is best equipped to pursue it? Many aphorisms in
Dawn reflect on these (and related) questions, and consider various solutions
given to them in the history of philosophy from the ancients to the moderns, from
Plato to Schopenhauer. One thing is immediately evident: to see the world anew,
we may need to be shocked into thought or forced to think. This is one reason why
Nietzsche begins Dawn with the contention that many things that have become
saturated with reason in the course of history began their existence in unreason
(D 1). Nietzsche’s new enlightenment in his free-spirit writings, including Dawn,
demands a process of thinking against our customary habits of thought, which
are radically ahistorical and nonhistorical and which tend to assume that things
come into existence as if designed for some end or purpose (and as motivated by
divine reason). It also demands a revival of the Mediterranean “freedom of feeling” understood as guarding against “unconditional trust,” and as holding back in
the last recess of the heart “a little bit of skepticism for each and every thing, be it
god, human, or concept,” which he affirms in Dawn 207, as we discussed earlier.
Already in Human, All Too Human Nietzsche had commenced his free-spirited
period of thinking by calling for “historical philosophizing” — and with it the
virtue of modesty, a taste he was not to eschew, and which he affirms once again
in the Preface to Dawn: “our taste is for more modest words,” he writes contra
“morality” (D Preface 4). His basic idea is that if everything has become, which
Nietzsche holds to be the case, then there are no eternal facts or absolute truths
(HH 2). This is a deeply unsettling idea — has not even our faculty of cognition
itself evolved? Is not everything that comes into existence historically conditioned? The fundamental task that Nietzsche outlines for philosophy is that of
undertaking a “history of the genesis of thought” (HH 17–18). The scientific spirit
is to be cultivated and at the expense of our inherited metaphysical need. In the
opening section of Human, All Too Human, Nietzsche raises the question of how
something can originate in its opposite, and sets up a contrast between “metaphysical philosophy” and “historical philosophy.” The former answers Nietzsche’s
question, by appealing to a miraculous source such as the thing in itself to explain
the origin of something held to be of a higher value (this “in itself” denotes something unconditioned that resides outside the conditions of life — change, evolution, becoming, etc.). The latter, by contrast, which Nietzsche insists can no longer
be separated from the natural sciences and which he names as the youngest of all
philosophical methods, seeks to show that there are no opposites — but rather,
that all things arise from and are implicated in a process of sublimation
[Sublimirung]. On this basis, Nietzsche calls for a “chemistry of concepts and sensations” (chemistry being the science of change) (HH 1). He reinforces this by
exploring how notions such as strictly nonegoistic actions or purely disinterested
contemplation are “only sublimations, in which the fundamental element appears
to have almost evaporated and reveals its presence only to the keenest observation”
German Enlightenment, Knowledge, and Passion
(HH 2). The human animal is the product of a pre-historic labor going back
thousands of years. What humanity is now is not what humanity has been destined to be from time immemorial.
An important consequence of this is, as Nietzsche contends, that one sign of a
higher culture is its estimation of the small and unpretentious truths that are
founded by the adoption of rigorous methods over the “blissful and blinding
errors” that arise from metaphysical and artistic ages and peoples (HH 3).
Nietzsche paints this contrast as one between sobriety and intoxication. We are to
“hold onto” knowledge that has been laboriously acquired and that is certain and
endures, and to do so in a way that demonstrates our valor, simplicity, and temperance. For millennia, Nietzsche thinks, the spirit or intellect was under no obligation to think rigorously and its seriousness consisted in “spinning out symbols
and forms,” and it is this worship of “forms,” which in turn provides the measuring stick for the beautiful and the sublime, that will mock the esteem accorded to
unpretentious truths (HH 3). However, this is now all changing. Nietzsche thinks:
the earnestness shown to the symbolic is becoming regarded as a sign of a lower
culture. We now judge differently — the arts are becoming ever more intellectual
and our senses ever more spiritual: “a spirited glance can be worth more than the
most beautiful structure or the most sublime construction” [erhabenste Bauwerk]
(HH 3). In short, what is changing is how we conceive the human in relation to
the cosmos: the human is becoming decentred as Nietzsche makes clear in the
next section on “Astrology and Related Things” (HH 4).
These passages from Human, All Too Human show that, for Nietzsche, it is
through moral, religious, and aesthetic demands, along with their blind inclination, passion, and fear and their reveling in habits of illogical thinking, that the
world has become what it is for us, namely, something colorful, meaningful, and
soulful, and that we have been the colorists. In other words, Nietzsche thinks it is
the intellect that makes appearances appear, and then carries over these intellectual errors into things (e.g. we feel ourselves to be originators of our acting in the
world and so we conceive the world as following an entirely free course, as something that knows what it wants and that executes a plan). This important aspect of
his earlier claims carries directly over into his project in Dawn.
In this text, Nietzsche calls explicit attention to the way we construct and color
the world for ourselves in an effort to wake us up from our dogmatic slumbers. In
an aphorism entitled “Everything has its day,” he notes how the German language
attributes a gender to all nouns, and writes:
When human beings first ascribed a gender to every single thing, they did
so in all seriousness, believing they had gained a profound insight — only
very late, and perhaps to this day not yet fully, have they admitted to themselves the enormous scope of this mistake. — In just the same way humans
123
124
Nietzsche’s Dawn
have conferred on everything that exists a relationship to morality and have
laid upon the world’s shoulders an ethical significance. One day this too
will have just as much, and no more, value as the belief in the masculinity
or femininity of the sun has today (D 3)
Nietzsche’s point, commensurate with his interest in a new enlightenment, is that
it is through knowledge that we may conquer these delusions and rid the world of
the many types of false grandeur that have been bestowed upon it. We can therefore be grateful that, as he notes, the “greatest achievement of humankind” so far
is to have attained a state of awareness where “we need no longer be in constant
fear of wild animals, barbarians, the gods, and our dreams” (D 5). Moreover, we
can appreciate how the modern sciences are teaching us how to learn a different
sense of space (D 7). As Nietzsche eloquently develops this point:
Have real things or imaginary things contributed more to human happiness? It is certain that the breadth of space between highest happiness and
deepest despair has been established only with the aid of imaginary things.
Accordingly, the influence of the sciences is constantly diminishing this
type of spatial sense: just as science has taught, and continues to teach us to
experience the earth as small and the solar system even as a mere dot (D 7)
And as Nietzsche also points out, the astonishment afforded to us by the sciences
should be contrasted to that presented by “the conjurer’s art”: where the conjurer
disguises complex causality with simplicity, the sciences compel us “to relinquish
our belief in simple causalities at the very moment when everything seems so selfexplanatory and we are being the fools of what is before our very eyes” (D 6). The
simplest things, Nietzsche asserts, “are very complicated” — and as he remarks,
“one can’t marvel enough at that!” (D 6).
Dawn continues, then, the critical and deflationary lines of new enlightenment
inquiry established in Human, All Too Human, and advances a conception of plural modes and methods of knowledge. For Nietzsche, knowing is no longer a
question of philosophers estranging themselves from sensory perception and
exalting the mind to abstractions, in which we would then inhabit the palest images
of words and things, playing with invisible, intangible, and inaudible beings and
out of disdain for the physically palpable. In order to know, philosophers can no
longer rely on Platonic admiration for the dialectic as our sole method and as
practiced by the good, desensualized, person. Rather, we need to appeal to a multiplicity of faculties, methods, and procedures, as Nietzsche suggests:
The thinker needs fantasy, the leap upward, abstraction, desensualization, invention, presentiment, induction, dialectics, deduction, critique,
German Enlightenment, Knowledge, and Passion
compilation of material, impersonal mode of thought, contemplativeness
and comprehensiveness, and not least of all, justice and love towards everything present (D 43)
Through adopting a multiplicity of new and refined practices of observation and
self-observation, we as human beings — largely unknown to ourselves at the present time — retain the potential to become our own experiments. In order to do
so, we would become strangers to our ordinary and habitual selves, by viewing
ourselves afresh as experiments of living and feeling as well as of knowing.
Nietzsche points out that the current notion of “human being” is a bloodless fiction, and “society” is a general concept (D 105). What his account in Dawn points
towards is a new way of understanding humans and society, in part through a
revised, broader, understanding of experimentation.
It is important to note that Nietzsche holds scientific knowledge, as well as
other ways of knowing — including self-knowledge — to depend on the revised
conception of experimentation that he explores in Dawn.16 As well as making
positive claims about what the sciences can offer us with respect to knowledge,
Nietzsche points out that there is no one and only scientific method that leads to
knowledge (D 432). Moreover, the sciences are themselves developing: for example, Nietzsche claims, the sciences of “physiology, medicine, sociology, and
solitude” are not yet ready to construct “the laws of life and action anew,” and
therefore, instead of simply turning over our thinking to science without question, we need to “be as far as possible our own reges and found little experimental
states” (D 453). Nietzsche’s view here entails that the need to “proceed experimentally with things” explicitly involves forms of affective as well as conceptual
engagement, in which we become “sometimes angry, sometimes affectionate”
toward things and “allow justice, passion, and coldness toward them to follow one
upon the other” (D 432). As one of us has shown elsewhere, according to Nietzsche
in Dawn, engaging experimentally is a fundamental philosophical strategy of his
new enlightenment: it supports critical engagement with past dogmatic understanding of inquiry, and promotes “critical, reflective, and creative or imaginative
engagements with how we acquire knowledge of the world,” as well as with the
value that we attach to knowledge and the behaviors that are involved with our
pursuit of it.17
An important issue is raised by Nietzsche’s speaking in Dawn of “our” task as
wanting to be experiments, as part of his appeal to a collective need to deploy
diverse methods for knowing (D 432, 453). Who, exactly, are the “we” to whom he
appeals? We suggest that, on this point, Nietzsche is best read as appealing to
future free spirits, the moral — or immoral — innovators who will lead society
into new ways of thinking, feeling, and existing. It is these free spirits that may be
capable of regarding themselves as experiments: but in what sense are such free
125
126
Nietzsche’s Dawn
spirits experiments? The character of Nietzsche’s thinking on this particular point
is complex: it is not immediately clear, for example, whether he is thinking of an
evolutionary condition, and, if so, how to understand this. At one point in the text
he argues against referring to evolution in terms of conceiving goals for humankind — since evolution aims not at happiness but at evolution and nothing
more — and points out that, given this view of evolution, it is a presumption that
the unconscious goal in the evolution of every conscious being is its highest happiness (D 108). This suggests that when Nietzsche claims that “we are experiments” in which our chief task is to want to be such, he is referring to a newly
found existential condition: this is how “we” — understood as developing
creatures — could now historically view ourselves. Put another way, “our” condition is a historical — and historically creative — one rather than some ahistorical
or finite conception of human development.
In keeping with this historically situated, creative, commitment to experimentation, Nietzsche affirms what he calls “the passion of knowledge” in Dawn. Just
what does it mean to pursue knowledge as the object of a passion? To answer this
question let us consider, in connection with Nietzsche’s conception of the passion
of knowledge, Cornelius Castoriadis’ claim that passion is affirmed when an
object of pleasure is transformed into a necessary object, that is, it is present when
the object can no longer be lived without, “when the subject can no longer conceive of its life without possessing the object, without pursuing it, being absorbed
in it.”18 This is certainly at work in Nietzsche’s thinking about the passion of
knowledge, and it becomes especially evident in his remarks on this passion in
The Gay Science. For example, Nietzsche imagines an “all-coveting self” that
wants to “appropriate many individuals as so many additional pairs of eyes and
hands” and “bring back the whole past” in terms of its own unique “possession.”
He writes with great passion about such a free spirit: “‘Oh, my greed is a flame!
Oh, that I might be reborn is a hundred beings!’ — Whoever does not know this
sigh from firsthand experience does not know the passion of the search for knowledge” (GS 249). In The Gay Science 283, Nietzsche once again emphasizes how
“the search for knowledge” reaches out for us and takes hold of us: “it will want
to rule and possess, and you with it!” (GS 283). Indeed, he goes so far as to envisage a “heroism of knowledge,” one that “will wage wars for the sake of ideas and
their consequences” (GS 283; on the nature of “possession” see GS 14).
It’s also in The Gay Science that Nietzsche seeks to clarify for his readers some
of the features of the passion of knowledge. In The Gay Science 123, for example,
he notes that science (Wissenschaft) can well be promoted without this new passion and that, in fact, this is how the modern state, and formerly the church,
understands knowledge, that is, as “a mere condition or ‘ethos’” (GS 123). For
scholars who need to make use of their leisure the scientific impulse is merely
“their boredom,” and in which simple curiosity is felt to be sufficient for the exercise
German Enlightenment, Knowledge, and Passion
or practice of knowledge. In this aphorism, Nietzsche also refers to antiquity — for
example, the Stoic school of philosophy — in which, as he sees it, the “dignity and
recognition of science” were “diminished by the fact that even the most zealous
disciples placed the striving for virtue first,” so knowledge is essentially subordinated to ethical questions about the nature of the good life (see also HH 6–7). For
these different reasons, then, Nietzsche is alerting us to the fact that today, “It is
something new in history that knowledge wants to be more than a mere means”
(GS 123).
Nietzsche’s conception of the passion of knowledge adds important insights to
Castoriadis’ model of this passion and in two respects. First, he thinks that new
courageous human beings — in effect, new free spirits — have to be prepared for
and encouraged to exist as beings who “know how to be silent, lonely, resolute,
and content and constant in invisible activities.” These are human beings who
wish to seek “in all things for what in them must be overcome” (GS 283). This new
seeker after knowledge, then, “lives and must live continually in the thundercloud of the highest problems and the heaviest responsibilities,” and this means
they are no disinterested observer, “outside, indifferent, secure, and objective” (GS
351). Second, Nietzsche holds that, although the commitment of the new seeker
of knowledge is to Wissenschaft, philosophy is needed so as to “beautify” it and in
the process provide humanity with a glimpse of future virtues and ideals, so it is
philosophy in fact that provides knowledge with this elevated type of passion (see
D 427 and 551; see also GS 3).
Of course, it can be acknowledged that there have been examples in the history
of philosophy of exemplary skeptical and experimental thinkers who have construed the motivation for philosophizing as residing in a passion of knowledge
and driven by the curiosity of an intellectual conscience (Hume readily springs to
mind as an example of such a philosopher).19 However, it seems clear that
Nietzsche is demanding something more from the thinker who lives and thinks in
accordance with this passion. As we have seen, he couches this in the language of
sacrifice, and he returns to this discourse of sacrifice in aphorism 351 of The Gay
Science, which is from book five of the text that he added for the second edition
published in 1887. In this aphorism, Nietzsche is contesting our idea of the sage,
which has become prevalent among “the common people”; he insists that the true
philosopher is a very different kind of creature. It is a mistake, he claims, to conceive the philosopher as one who is simply “clever,” who is “bovine” and “pious,”
seeking only peace of mind and the “meekness of country pastors that lies in the
meadow and observes life seriously while ruminating” (GS 351). Nietzsche is keen
to mark a sharp distinction between the philosopher and the sage or “priestly
type,” and he insists here that the true philosopher is driven by a “great passion.”
In alerting his readers to the character of the true philosopher and what motivates
him or her, Nietzsche is also keen to argue, interestingly and revealingly so, that
127
128
Nietzsche’s Dawn
in ancient Greece “it was modesty [Bescheidenheit] that invented the word ‘philosopher’,” so leaving “the magnificent overweening presumption in calling oneself wise to the actors of the spirit” (GS 351). Nietzsche insists upon modesty here,
since he holds that a fundamental part of being a philosopher is that he or she
recognizes that it is insufficient to have the “belief” or “superstition” that one is a
human being of knowledge. The philosopher is not entitled to the “presumption”
of knowledge, but needs to continually go in search of it and to practice knowing
as a “passion” in accordance with various intellectual virtues, such as courage,
magnanimity, and honesty or integrity.20 Much of this processual passionate pursuit of knowledge is first heralded in Nietzsche’s corpus in Dawn.
A further question can be asked: What is at stake in the passion of knowledge?
Castoriadas answers this question by declaring the answer to be obvious: it is
“truth,” in which truth is related to the results of knowing.21 This insight is, in
fact, anticipated by Nietzsche: “for truth … no sacrifice is too great” (D 45).
Castoriadis makes an important point relevant to our appreciation of Nietzsche
when he notes that the researcher of truth needs to avoid intellectual narcissism — of identifying him or herself with the results of their research to the point
where they stop questioning — and an obsession with system-building. Systems
serve to inhibit questioning and tend to enslave the mind. As Castoriadis notes,
the chief dangers to be avoided are dogmatism and fanaticism, and it is a concern
over them that guides Nietzsche’s projects, including the passion of knowledge, in
his middle writings and so evident in Dawn, and indeed it continues well into his
late writings (see BGE Preface and AC 54).
Finally, it is necessary to acknowledge that the ideal of truth to be posited in this
conception of the passion of knowledge is one where we give ourselves over to
questioning without limitations. There is an obvious risk here, one that Nietzsche
stages for his readers in Dawn. Castoriadis writes, “we run the risk of forgetting
that this infinite questioning will leave us as if suspended in mid-air because we
lack any fixed markers.”22 Although this finds an echo in the famous parable of
the madman announcing the death of God in Nietzsche’s The Gay Science, it is
evident in the imagery of seafaring he employs in Dawn, including the final aphorism on “we aeronauts of the spirit,” in which Nietzsche writes:
Where is it tearing us toward, this powerful craving that means more to us
than any other pleasure? Why precisely in this direction, toward precisely
where heretofore all of humanity’s suns have set? Will it perhaps be said of
us one day that we too, steering toward the west, hoped to teach an India —
that it was, however, our lot to shipwreck upon infinity? (D 575)
When Nietzsche writes with such passion about the passion of knowledge, he is
acutely aware of the need not to be fanatical about its pursuit. In the final aphorism
German Enlightenment, Knowledge, and Passion
of book two of The Gay Science, for example, he expresses an “ultimate gratitude
to art.” As a “cult of the untrue” art allows for “the good will to appearance” in
which we discover not only the hero but also the fool in our passion for knowledge.
Nietzsche writes: “we must occasionally find pleasure in our folly, or we cannot
continue to find pleasure in our wisdom” (GS 107). This complex insight is prefigured in Dawn 507 entitled “Against the tyranny of the true.” Nietzsche’s worry is
that residing only in the domain of truth will make human beings “boring, powerless, and tasteless” (D 507). Yet it is only in his subsequent writings, starting with
The Gay Science, that Nietzsche becomes bolder in his conception of the passion
of knowledge, envisaging the waging of spiritual wars for the sake of new ideas
and their consequences, and ultimately leading to his conception of the philosopher as legislator in Beyond Good and Evil (BGE 211; see also BGE 209 on the
passion of knowledge).
In affirming the passion of knowledge in Dawn, Nietzsche speaks in glowing
terms of those great philosophers, such as Plato and Aristotle from the ancients
and Descartes and Spinoza from the early moderns, who found in “knowledge,”
that is, “in the activity of a well-trained, inquisitive, and inventive understanding,” and not in intuition, the highest happiness: as he notes, such thinkers “must
have enjoyed knowledge!” (D 550). Nietzsche appears keen to contest the claims
made by appeals to intuition and intuitive knowledge, especially the kind of
“intellectual intuition” sought by the German idealists (see D 544). What Nietzsche
opposes here is the notion that through such intuition one is genuinely searching
for knowledge, and that examination of intuition is the sum total of the philosopher’s methodology in seeking knowledge: one may be searching, it can be conceded, but is one motivated by a philosophical drive or by a religious one in so
doing? Nietzsche re-emphasizes this point in the Preface he appended to the initial aphorisms of Dawn, when he writes that faith in reason is “as faith, a moral
phenomenon” (D Preface 4).
While we should note the potential unfairness of these comments toward philosophers of intuition outside of the context of Nietzsche’s critical engagement
with morality in Dawn, Nietzsche’s remarks in these aphorisms are nonetheless
important because they clarify his wider philosophical commitments in this text.
As Montinari (a commentator who had a rather intimate acquaintance with
Nietzsche’s corpus) notes, Nietzsche “wanted nothing to do with flashes of inspiration.”23 Montinari cites from a passage to be found in a notebook of the summer
of 1880 in which Nietzsche remarks that bits of knowledge arrived at through
intuitions have as little reality as an hallucination (KSA 9, 4 [321]). Montinari
emphasizes the following from Nietzsche: the “burning hot feeling of the enraptured … is an illness of the intellect, not a path to knowledge” (KSA 9, 4 [152]). As
Montinari goes on to note, it is one of the distinctive qualities of Nietzsche’s style
of philosophizing “that he does not for an instant abandon the knowledge given
129
130
Nietzsche’s Dawn
solid ground by historical and scientific standards and at the same time draws the
limits of this sort of knowledge.”24
In Dawn, Nietzsche explores how an experimental approach to knowing and to
knowledge involves us in adopting different ways of being toward things in the
world, as well as toward ourselves and our experiences, and in using associated
diverse methods of inquiry.25 As he recommends, pursuing knowledge involves
that with regard to things in the world, we become:
sometimes angry, sometimes affectionate towards them and allow justice,
passion, and coldness towards them to follow one upon the other. One person converses with things like a policeman, another as father confessor, a
third as a wanderer and curiosity seeker. Sometimes one wrings something
from them through sympathy, sometimes through violent force; reverence
for their mysteries leads one person forward and eventually to insight,
whereas another employs indiscretion and roguery in the explanation of
secrets (D 432).
Knowing, on this account, is critically dependent upon experience as well as on
conceptual understanding. Nietzsche explicitly prioritizes the importance of
developing new experiences when he counsels us to encourage, and to avoid, both
immoral and moral actions, claiming that he does not:
deny that it is best to avoid and to struggle against many actions that are
considered immoral; likewise that it is best to perform and promote many
that are considered moral — but I maintain: the former should be avoided
and the latter promoted for different reasons than heretofore. We must
learn to think differently — in order finally, perhaps very late, to achieve
even more: to feel differently (D 103).26
Nietzsche’s methodological claims on knowing in Dawn 103 and 432 encourage
us to consider how our diverse affective responses to things and indeed to experiences might play an important role with respect to conducting experimental
research, whether scientific, social, individual, conceptual, or affective in focus.
He characterizes experimental researchers as roguish, piratical characters,
because their morality is distinctive: experimental morality explicitly affirms risk
taking, and is a “daring morality [verwegenen Moralität]” rather than a fearful,
socially reinforced one (D 432).27 In a note from the end of 1880, Nietzsche writes
that without the passions, the world is reduced to being simply “quantity and line
and law and nonsense,” presenting us with “the most repulsive and presumptuous paradox” (KSA 9, 7 [226]). By the time of Dawn, the pursuit of knowledge has
become a passion for him, if not the overriding one.
German Enlightenment, Knowledge, and Passion
For Marco Brusotti Nietzsche’s new emphasis on the passions represents a
far-reaching break with the ideal of moderation and repose of soul that he had
previously espoused in Human, All Too Human; as Brusotti claims, “[t]he concept
of the ‘passion of knowledge’ … marks a clear turn in his interpretation of the free
spirit. Dawn is the book in which this turn takes place.”28 While this might seem
to exaggerate the difference between the texts, according to Paul Franco in a
recent appreciation of the texts of the middle writings — is not the free spirit in
Dawn characterized by detachment, moderation, and mildness? — it is important
to note this point, as it indicates an important change in Nietzsche’s outlook.29
Franco rightly points out that while references to the moderating effect of knowledge are still to be found in Dawn, what catches our attention most is Nietzsche’s
appeal to the passion of knowledge. As he eloquently puts it: “There is nothing
utilitarian or bourgeois about the quest for knowledge for Nietzsche, and this
gives his appropriation of the Enlightenment its peculiar, one might say romantic
quality. He celebrates an Enlightenment that has been deepened by the experience of Tristan and Isolde.”30 Knowledge is not simply an idle activity for
Nietzsche, or a quantity that one acquires, but something to be pursued as a “passion,” which requires a cheerfulness or serenity in the face of its highs and lows,
its ecstasies and disappointments. As Nietzsche will later express the point in The
Gay Science, life itself is to be treated an “an experiment of the seeker for knowledge,”
and not as a duty, a calamity, or a piece of trickery (GS 324). Knowledge for some
can be a diversion or a form of leisure, but for the passionate seeker it offers “a
world of dangers and victories,” one in which “heroic feelings” can find places to
dance and play. With the principle of “life as a means to knowledge” lodged in
one’s heart it is possible to live both boldly and gaily, and to laugh gaily too: “who
knows how to laugh anyway and live well if he does not first know a good deal
about war and victory?” (GS 324).
Nietzsche regards the drive for knowledge as young and raw; when compared to
the older and more richly developed drives, the knowledge drive is ugly and offensive (which all drives have been at some point in their development). However, he
confides that he wishes to treat it as a passion, “as something with which the
individual soul can work side by side, so that it can look back on the world in a
helpful and conciliatory fashion: in the meantime, we need a non-ascetic renunciation of the world again!” (KSA 9, 7 [197]) Nietzsche places the passion of
knowledge in the service of a philosophical project that aims at disabusing
humanity of its consoling fictions — for example, concerning the uniqueness of
its origins and destiny — and encouraging it to pursue new truths and a new kind
of philosophical wisdom. Through observing ourselves and our interactions with
the world with the requisite passion of knowledge, we human beings can become
our own experiments of living, feeling, and knowing. It is important that we retain
the Mediterranean skepticism toward ourselves (D 207) even given the passion of
131
132
Nietzsche’s Dawn
knowledge.31 For Nietzsche, we are problematically caught up in a phantom
understanding of the ego that forms in the heads of others and is communicated
to us; not only the ego but habits and beliefs are “foggy” and only partially formed
(D 105). In contrast to this, Nietzsche imagines a “real” ego that is accessible and
fathomable, and that would counter the effects of the fog of opinion in which we
live (D 105). Foucault puts the point similarly in his reflections on the passion of
knowledge: as he writes, the critical task is to break with accustomed habits of
knowing and perceiving, so that one has the chance to become something different than what one’s history has conditioned one to be, to think and perceive differently. For Foucault, this gives us, in fact, a definition of philosophical activity
today, which consists in the critical work that thought brings to bear on itself.
Instead of legitimating what is already known, the task is to think differently, and
this is an essential part of philosophical activity conceived as an askēsis.32
In 1881, Nietzsche had made an important discovery: he had a precursor. He
was not to feel completely isolated and alone in his task as a teacher of humanity.
This precursor is, of course, Spinoza. Indeed, a Spinozist inspiration hovers over
the first sketch of the eternal recurrence of the same drafted in the summer of
1881, and which, like The Ethics, is a plan for a book in five parts, culminating in
a meditation on beatitude (KSA 9, 11 [141]). In a letter to his friend Franz Overbeck
postmarked July 30, 1881, on the eve of the experience of the eternal recurrence,
Nietzsche enumerates the points of doctrine he shares with Spinoza, such as the
denial of free will, of a moral world order, and of evil, and also mentions the task
of “making knowledge the most powerful affect [die Erkenntniß zum mächtigsten
Affekt zu machen]”; KSB 6: 111).33 In a note Nietzsche also writes on Spinoza and
himself as follows: “Spinoza: We are only determined in our actions by desires
and affects. Knowledge must be an affect in order to be a motive. I say: it must be
a passion to be a motive” (KSA 9, 11 [193]).
Nietzsche first writes of the passion of knowledge (Leidenschaft der Erkenntnis)
in his published writings in Dawn. In Dawn 429, he notes that the drive to knowledge has become so strongly rooted in us that we cannot now want happiness
without knowledge. Knowledge has become a deep-rooted passion that shrinks at
no sacrifice. Indeed, such is now our passion for knowledge that even the prospect
of humanity perishing of this passion does not exert any real influence on us.
However, as Edwin Curley has pointed out, to speak of knowledge as affect (or
passion) is probably inexact from Spinoza’s point of view since it is not clear that
Spinoza would count knowledge as an affect at all. What is important here is the
power Spinoza ascribes to knowledge over the things he would count as affects,
while recognizing that human power over the affects is limited.34 This raises the
question: Why does Nietzsche want knowledge to be practiced as a “passion”? It
seems that this passion is an intrinsic part of what it is for Nietzsche to practice
the new science he outlines for his reader, “the gay science.”
German Enlightenment, Knowledge, and Passion
What is the character of Nietzsche’s investment in the passion of knowledge,
which is clearly a curious passion? What hopes and expectations did he have with
respect to practices of knowledge? One thing can be said for sure: with his attachment to the passion of knowledge Nietzsche wanted to become a different kind of
philosopher to Schopenhauer, one less hemmed in by the fears and frailties of
personality and genuinely open to the world and its enigmas. Unlike Schopenhauer,
Nietzsche will not cling to the need of metaphysics and the need for a metaphysical “system.” Indeed, Nietzsche deliberately cultivates the passion of knowledge
contra Schopenhauer, whom he regards as superficial in psychological matters:
he neither enjoyed himself much nor suffered much; a thinker should
beware of becoming harsh: where would he get his material from then. His
passion for knowledge was not great enough for him to suffer on its behalf:
he barricaded himself in. His pride, too, was greater than his thirst for
knowledge, in revoking, he feared for his reputation (KSA 9, 6, 381])
Franco has rightly argued that although Nietzsche rejects Schopenhauer’s ideal of
pure, will-less knowing, he is defending the life of knowledge and science, including their contemplative aspects. However, for Nietzsche, contemplation “does not
mean passive reception but active, passionate experimentation.”35 This is why
Franco suggests that Nietzsche advises, in his middle writings, the “prudent management of the passions”: such management is necessary if the passions are to be
employed for the sake of knowledge. Again, Franco puts it well: “knowledge does
not involve eliminating the affects or passions — that would be to castrate the
intellect — but it does require that one be able to control the affects or passions so
that one can deploy them in a productive way.”36
Nietzsche’s free-spirit writings, including Dawn, are works of a particular kind
of enlightenment project that works against all expressions of fanaticism, especially religious and moral, and in an effort to temper emotional and mental excess.
As he puts it in Human, All Too Human:
shouldn’t we, the more spiritual human beings of an age that is visibly
catching fire in more and more places, have to grasp all available means for
quenching and cooling, so that we will remain at least as steady, harmless,
and moderate as we are now, and will thus perhaps become useful at some
point in serving this age as mirror and self-regulation? (HH 38)
These texts are notably different to the stance adopted in The Birth of Tragedy with
respect to matters of life and knowledge, as even Nietzsche acknowledges.37 In an
unpublished note of 1877, he confides, in fact, that he has abandoned “the metaphysical-artistic views” of his early writings (KSA 8, 23 [159]). In particular, he
133
134
Nietzsche’s Dawn
wants to overcome what he calls his “deliberate holding on to illusion” as the
foundation of culture (KSA 10, 16 [23]). Nietzsche was seeking to overcome what
he called “Jesuitism,” which he located in his predecessors in German philosophy
and himself. In the words of Mazzino Montinari, this means not allowing the
uncovering of the limits of human knowledge to be conducted in such a way that
the task also gives free rein to metaphysics.38 A different focus emerges with the
publication of Human, all Too Human, one where Nietzsche’s principal concern is
with the search for knowledge and, through it, the attainment of a new serenity
and sobriety.
Robert Hull has argued that Nietzsche’s love of knowledge is part of “an ongoing therapeutic praxis” designed to work against the seductions of philosophical
and epistemological rhetoric, and this resistance may explain “why he also enlists
a fresh vocabulary to express himself, one free of the hazardous emotional baggage of traditional philosophy.”39 As part of this search Nietzsche gives the impression of wishing to reduce all passions, with their “raptures and convulsions”
(AOM 172), to their minimum articulation. Nietzsche speaks of their conquest,
mastery, and overcoming and at this time he adopts Christ as a model. In an imitation of Christ, for example, he admonishes us not to judge but to be just (AOM 33).
In The Wanderer and His Shadow 88 he writes of the “spiritually joyful, luminous
and honest (aufrichtigen) human being” that has overcome its passions, while in
aphorism 37 of the same text he invites his reader to “work honestly [redlich]
together” on the task of “transforming the passions [Leidenschaften] of mankind
one and all into joys” [Freudenschaften; this task is elaborated upon in the discourse “Of Joys and Passions” in Thus Spoke Zarathustra].40 In The Wanderer and
His Shadow 53 Nietzsche makes it clear that he regards the overcoming of the
passions as a means and not an end in itself: the aim is to overcome them so as to
enter into possession of the most fertile ground.
Nietzsche’s primary commitment in Dawn is to experimentation in which the
love of, or passion for, knowledge gives humanity back its right to engage in selfexperimentation. He invites us to replace the dream of immortality with a new
sobriety toward existence, as he makes clear in an important aphorism:
With regard to knowledge [Erkenntnis] the most useful accomplishment is
perhaps: that the belief in the immortality of the soul has been abandoned.
Now humanity is allowed to wait; now it no longer needs to rush headlong
into things and choke down half-examined ideas as formerly it was forced to
do. For in those days the salvation of poor “eternal souls” depended on the
extent of their knowledge acquired during a short lifetime; they had to make
a decision overnight — “knowledge” took on a dreadful importance (D 501)
Nietzsche argues that we are now in a new situation with regard to knowledge and as
a result we can conquer anew our courage for making mistakes, for experimentation,
German Enlightenment, Knowledge, and Passion
and for accepting things provisionally. Without the sanction of the old moralities and
religions, individuals and entire generations “can now fix their eyes on tasks of a vastness that would to earlier ages have seemed madness” (D 501).
The passion of knowledge that Nietzsche envisages is strange and curious, and
operates like an unrequited love; it presents tasks that run ahead of humanity that
then has to prove equal to it, and humanity may perish of it if humanity experiments as Nietzsche hopes will become the case. In a note from 1880, Nietzsche
seems sure that we shall meet our demise with this peculiar passion:
Yes, we shall be destroyed by this passion! But that is not an argument against
it. Otherwise, death would be an argument against the life of an individual.
We must be destroyed, as humans and as humankind! Christianity showed
the only way, through extinction and the denial of all coarse drives. Through
the renunciation of action, of hatred of loving, we get to that point on the
path of passion for knowledge. Contented spectators — until nothing more is
to be seen! Despise us for that reason, you who act! We shall take a look at
your contempt —: go away from us, from humankind, from thing-ness, from
becoming (KSA 9, 7 [171])
Nietzsche seeks a new defense of the vita contemplativa, as he discusses explicitly
in Dawn, in keeping with his interest in a new enlightenment. He raises the question whether the philosopher of the morning is really renouncing things or gaining a new cheerfulness or serenity:
To relinquish the world without knowing it, like a nun — that leads to an
infertile, perhaps melancholic solitude. This has nothing in common with
the solitude of the thinker’s vita contemplativa: when he elects it, he in no
way wishes to renounce; on the contrary, it would amount to renunciation,
melancholy, downfall of his self for him to have to endure the vita practica:
he relinquishes the latter because he knows it, knows himself. Thus he
leaps into his water, thus he attains his serenity. (D 440)
In light of this, it is important to point out that Nietzsche’s emphasis on the passion of knowing leads to a concern about the epistemic status of what we claim to
know. Nietzsche himself questions whether knowledge is really anything more
than a personal drive toward his personal prejudices (D 553). Aphorism 335 of
The Gay Science provides further evidence that the direction of the philosophy of
the morning developed in Dawn is already fixed on purification of our opinions
and evaluations in pursuit of authentic law-giving, and on the creation of our own
new tables of values.41 Keith Ansell-Pearson has previously argued that, for this
reason, aphorism 553 of Dawn is a particularly important example of intellectual
integrity on Nietzsche’s part.42 Nietzsche’s thinking on becoming an authentic
135
136
Nietzsche’s Dawn
law-giver is already clearly developed in the text: writing from a possible future,
Nietzsche considers what it might mean to be able to exercise the law-giver’s
power over oneself and suggests that it critically involves “freeheartedness, greatness and imperturbability” (D 187). Yet even given such a sketch of self-rule,
Nietzsche admits that many people will struggle to achieve the experiences
required for an account of self-rule that takes drive psychology into full
account — or, if they do have such experiences, accomplished philosophers may
ultimately falter in their experimental vigor and seek instead to become institutions (D 539, 542, 547).43
Earlier we noted the affinity Nietzsche experienced with Spinoza. However, as
Yirmiyahu Yovel has pointed out, there are important differences between Spinoza
and Nietzsche in their conceptions of knowledge. For Spinoza, the immediate
affective tone of knowledge is joy (a feeling of the enhanced power of life),
whereas in Nietzsche the painful nature of knowledge is repeatedly stressed
(indeed, Nietzsche measures the worth of a person by how much “truth” they can
bear and endure). For Nietzsche, then, pursuing knowledge — in the sense of
critical enlightenment and disillusionment — is a source of suffering and primarily a temptation to despair, and this means that the gay science, or joyful knowledge, is “a task and goal,” not the “normal outcome” of inquiry.44 The passion of
knowledge is neither a naïve nor a risk-free passion — and it is important that we
affirm this for the sake of the experimentation Nietzsche advocates in Dawn that
will enable us to know. In a revealing note from 1880, Nietzsche writes:
People have warbled on to me about the serene happiness of knowledge — but I have not found it, indeed, I despise it, now I know the bliss of
unhappiness of knowledge. Am I ever bored? Always anxious, heart throbbing with expectation or disappointment! I bless this misery, it enriches the
world thereby! In doing so, I take the slowest of strides and slurp down
these bittersweet delicacies (KSA 9, 7 [165])
For Nietzsche, the pursuit of knowledge in his new enlightenment must have its
hazards and dangers — it cannot be a secure, risk-free, enterprise and still meet its
purpose of assisting us in the countering existing values. This sentiment deeply
informs the project of the gay science that we see prefigured in Dawn, in which life
itself is understood as an experiment for the seeker of knowledge, and which rarely,
if ever, disappoints. Nietzsche expresses this idea in a note from 1881 as follows: “I no
longer want any knowledge without danger: let there always be the treacherous sea
or the merciless high mountains around the seeker of knowledge” (KSA 9, 7 [165]).
He develops this idea in Dawn, claiming that seekers of knowledge should not be
discouraged from their task by the disapproval of others, even and especially if the
passion of knowledge involves a challenge to social or intellectual conventions: “Like
German Enlightenment, Knowledge, and Passion
all conquerors, discoverers, navigators, adventurers, we researchers are of a daring
morality and have to put up with being considered, on the whole, evil” (D 432).45 The
new enlightenment that Nietzsche heralds in Dawn, in which humans affirm their
passion for knowledge and pursue knowledge using multiple, complementary,
methods of inquiry, is hence at root one that involves a substantial moral question. In
order to square his critical inheritance of the German Enlightenment with his call for
affirmation of the passion for knowledge, Nietzsche needed to engage critically with
morality itself. This is why Nietzsche’s fundamental campaign in Dawn makes
morality its prime target, but why he also could not avoid incorporating epistemological inquiry into his campaign.
Notes
1 This chapter develops material that was first published in Ansell-Pearson,
Nietzsche’s Search for Philosophy: On the Middle Writings (London: Bloomsbury
Press, 2018), and Ansell-Pearson, “Nietzsche on Enlightenment and Fanaticism:
on the Middle Writings,” in The Nietzschean Mind, ed. Paul Katsafanas (London:
Routledge, 2018), 11–27.
2 Nicholas Martin 2008. “Aufklärung und Kein Ende: The Place of Enlightenment in
Friedrich Nietzsche’s Thought.” German Life and Letters, 61(1): 79–97.
3 Martin, “The Place of Enlightenment in Friedrich Nietzsche’s Thought,” 80.
4 For a discussion of skepticism in Nietzsche’s wider philosophy, see also Jessica N.
Berry, Nietzsche and the Ancient Skeptical Tradition (Oxford: Oxford University
Press, 2011).
5 See Kant, “An Answer to the Question: ‘What is Enlightenment?’” (1784) in Kant,
Political Writings, ed. Hans Reiss, 54 (Cambridge: Cambridge University Press, 1991).
For Kant it is “religious immaturity” that is “the most pernicious and dishonourable
variety of all” (Kant, Political Writings, 59). “Laziness and c owardice,” Kant writes,
“are the reasons why such a large proportion of men, even when nature has long
emancipated them from alien guidance … nevertheless gladly remain immature for
life.” Compare the opening to Nietzsche’s Schopenhauer as Educator. For an
instructive comparison of Kant and Nietzsche on enlightenment see David Owen.
2003. “The Contest of Enlightenment: An Essay on Critique and Genealogy.”
The Journal of Nietzsche Studies 25(1): 35–57.
6 On free and fettered spirits, see Christa Davis Acampora, “Being Unattached:
Freedom and Nietzsche’s Free Spirits,” in Nietzsche’s Free Spirit Philosophy, ed.
Rebecca Bamford (London: Rowman & Littlefield International, 2015), 189–206;
and Christa Davis Acampora. 2014. “Senses of Freedom of the Free Spirit.” Pli:
Warwick Journal of Philosophy 25: 13–33.
137
138
Nietzsche’s Dawn
7 Martin, “The Place of Enlightenment in Friedrich Nietzsche’s Thought,” 94.
8 Ruth Abbey, Nietzsche’s Middle Period (Oxford: Oxford University Press, 2000), 144.
9 Mazzino Montinari, “Nietzsche’s Philosophy as the ‘Passion for Knowledge’,” in
Montinari, Reading Nietzsche, trans. Greg Whitlock (Urbana, University of
Illinois Press, 2003), 51, 57–69.
10 Montinari, “Nietzsche’s Philosophy as the ‘Passion for Knowledge’,” 57–69. This
note is not translated in Montinari’s essay and was prepared for Keith AnsellPearson by Duncan Large.
11 Montinari, “Nietzsche’s Philosophy as the ‘Passion for Knowledge’,” 52.
12 Montinari, “Nietzsche’s Philosophy as the ‘Passion for Knowledge’.”
13 We adopt this schema of enlightenment in Nietzsche’s thought from Montinari,
“Nietzsche’s Philosophy as the ‘Passion for Knowledge’,” 52. See also Martin,
“The Place of Enlightenment in Friedrich Nietzsche’s Thought,” 89–90.
14 Martin, “The Place of Enlightenment in Friedrich Nietzsche’s Thought,” 89.
15 Martin, “The Place of Enlightenment in Friedrich Nietzsche’s Thought,” 94.
16 As Katrina Mitcheson has argued with regard to GS 110, Nietzsche rejects
inquiry understood as involving only a fixed and single method, or strictly
demarcated areas of inquiry that inhibit certain forms of investigation. See
Mitcheson, “The Experiment of Incorporating Unbounded Truth,” in Nietzsche’s
Free Spirit Philosophy, ed. Rebecca Bamford (London: Rowman & Littlefield,
2015), 139–56.
17 Rebecca Bamford. 2016. “The Ethos of Inquiry: Nietzsche on Experience,
Naturalism, and Experimentalism.” Journal of Nietzsche Studies 47(1): 9–29, 25.
18 Cornelius Castoriadis. 1992. “Passion and Knowledge.” Diogenes 160: 76.
19 For insight into Hume’s conception of a passion of knowledge see James A.
Harris, Hume. An Intellectual Biography (Cambridge: Cambridge University
Press, 2015), 102–03.
20 On Nietzschean intellectual virtues, see Bernard Reginster. 2013. “Honesty and
Curiosity in Nietzsche’s Free Spirits.” Journal of the History of Philosophy 51(3):
441–63; Mark Alfano. 2013. “The Most Agreeable of All Vices: Nietzsche as
Virtue Epistemologist.” British Journal for the History of Philosophy 21(4): 767–90;
Rebecca Bamford. 2019. “Experimentation, Curiosity, and Forgetting.” Journal of
Nietzsche Studies 50(1): 11–32; and Mark Alfano, Nietzsche’s Moral Psychology
(Cambridge: Cambridge University Press, 2019).
21 Castoriadis, “Passion and Knowledge,” 76.
22 Castoriadis, “Passion and Knowledge,” 78.
23 Montinari, “Nietzsche’s Philosophy as the ‘Passion for Knowledge’,” 61.
24 Montinari, “Nietzsche’s Philosophy as the ‘Passion for Knowledge’,” 61. On
knowledge and boundaries of inquiry, particularly the incorporation of truth
and knowledge and the possibility of an unbounded truth in Nietzsche, see also
Keith Ansell-Pearson, ‘The Incorporation of Truth: Towards the Overhuman’, in
German Enlightenment, Knowledge, and Passion
A Companion to Nietzsche, ed. Keith Ansell-Pearson (Malden and Oxford:
Carlton Blackwell Publishing, 2006); Horst Hutter, Shaping the Future:
Nietzsche’s Regime of the Soul and Its Ascetic Practices (Lanham and Oxford:
Lexington Books, 2006); Katrina Mitcheson, Nietzsche, Truth, and
Transformation (Basingstoke: Palgrave Macmillan, 2013); Mitcheson, “The
Experiment of Incorporating Unbounded Truth.”
25 Bamford, “The Ethos of Inquiry,” 15.
26 Bamford, “The Ethos of Inquiry,” 15.
27 Bamford, “The Ethos of Inquiry,” 15.
28 Marco Brusotti. 1997. “Erkenntnis als Passion: Nietzsches Denkweg zwischen
Morgenröthe und der Fröhlichen Wissenschaft.” Nietzsche-Studien 26: 199–225.
For insight into the “passion of knowledge” in Nietzsche see also Montinari,
“Nietzsche’s Philosophy as the ‘Passion for Knowledge’,” 57–69.
29 Paul Franco, Nietzsche’s Enlightenment: The Free-Spirit Trilogy of the Middle
Period (Chicago: University of Chicago Press, 2011), 61.
30 Franco, Nietzsche’s Enlightenment, 91.
31 On Nietzsche and skepticism, see Jessica N. Berry, Nietzsche and the Ancient
Skeptical Tradition (Oxford: Oxford University Press, 2011). While Berry does
give some attention to Dawn as part of her analysis of Nietzsche’s engagement
with ancient skepticism, she does not discuss Nietzsche’s allusion to
Mediterranean skepticism in D 207.
32 Michel Foucault, The Use of Pleasure: The History of Sexuality volume 2, trans.
Robert Hurley (Harmondsworth: Penguin, 1985), 8.
33 Selected Letters of Friedrich Nietzsche, trans. and ed. Christopher Middleton
(Indianapolis: Hackett, 1996), 177.
34 Edwin Curley, Behind the Geometrical Method: A Reading of Spinoza’s Ethics
(Princeton: Princeton University Press, 1988), 128–09.
35 Franco, Nietzsche’s Enlightenment, 97.
36 Franco, Nietzsche’s Enlightenment, 97. In noting Franco’s point on the passions
here, we do not claim that for Nietzsche, it is always possible to control all
subjective drives. For further discussion of drives, see Chapter 6.
37 See Maudemarie Clark, Nietzsche on Truth and Philosophy (New York:
Cambridge University Press, 1990); and Peter Poellner, Nietzsche and Metaphysics
(Oxford: Clarendon Press, 2000).
38 Montinari, “Nietzsche’s Philosophy as the ‘Passion for Knowledge’,” 60.
39 Robert Hull. 1990. “Skepticism, Enigma and Integrity: Horizons of Affirmation
in Nietzsche’s Philosophy.” Man and World 23: 375–91.
40 For further insight see Ansell-Pearson, “Nietzsche on Transforming the Passions
into Joys: On the Middle Writings and Thus Spoke Zarathustra,” Nietzsche, penseur
de l’affirmation. Relecture d’Ainsi parlait Zarathoustra, sous la direction de C. Bertot,
J. Leclercq et P. Wotling (Louvain: Presses Universitaires de Louvain, 2019), 73–90.
139
140
Nietzsche’s Dawn
41 Ansell-Pearson. 2010. “Nietzsche, the Sublime, and the Sublimities of
Philosophy: An Interpretation of Dawn.” Nietzsche-Studien 39(1): 20132. Rebecca
Bamford, “Daybreak,” in A Companion to the Works of Friedrich Nietzsche, ed.
Paul Bishop (Rochester: Boydell & Brewer [Camden House], 2012), 139–58.
42 Ansell-Pearson, “Nietzsche, the Sublime, and the Sublimities of Philosophy.”
43 On Nietzsche’s use of the ad hominem strategy in Dawn, see Abbey, Nietzsche’s
Middle Period, and also Bamford, “Daybreak,” 139–57.
44 Yirmiyahu Yovel, Spinoza and Other Heretics: The Adventures of Immanence
(Princeton: Princeton University Press, 1989), 106.
45 Bamford, “The Ethos of Inquiry,” 15.
141
6
Nietzsche on Subjectivity
Drives, Self, and the Possibility of Autonomy
A full and satisfying explanation of the possibility of knowing, free, and ethical
actions in Dawn requires some attention to Nietzsche’s thinking on subjectivity,
the self, and drives. However, understanding Nietzsche’s thinking on subjectivity
and the self, especially in relation to the drives, involves significant challenges.
Much has been made of Nietzsche’s skeptical remarks with regard to the self,
which seem to call our understanding of subject unity — or even the possibility of
such unity and associated agency — into question, and that may ultimately commit Nietzsche to an incoherent position.1 As previous scholarship has noted,
while Nietzsche makes skeptical remarks about the unity of the self in Dawn, he
also seems to make some more affirmative remarks concerning the possibility of,
and indeed the need for, self-cultivation — yet it is unclear how self-cultivation is
possible if there is no unified subject.2 In order to resolve some of these challenges, we shall take it that the specific textual context of Nietzsche’s remarks on
subjectivity, the self, and drives should be given priority in assessing whether or
not Nietzsche commits himself to either skepticism or incoherence with regard to
subjectivity and the self. Certainly, the mere fact of skeptical remarks should not
lead us to assume that Nietzsche abandons any possibility of a unified subject
altogether; we should weigh these remarks against Nietzsche’s affirmations of
coherent subjectivity in the specific context of each of his texts.3 While we will
connect some of what Nietzsche has to say to his other writings, our focus will be
on the subject(s) of Dawn.
In this chapter, we aim to clarify several of the main aspects of Nietzsche’s work
on subjectivity, self, and drives in Dawn. We show how Nietzsche’s thinking on subjectivity, the self, and drives in Dawn emerges from his affirmation of the
Enlightenment spirit, his hope for a new enlightenment, and his critical engagement with morality. First, we examine the skeptical dimension of Nietzsche’s thinking on subjectivity and the self. We point out how Nietzsche criticizes some of our
Nietzsche’s Dawn: Philosophy, Ethics, and the Passion of Knowledge, First Edition.
Keith Ansell-Pearson and Rebecca Bamford.
© 2021 John Wiley & Sons Ltd. Published 2021 by John Wiley & Sons Ltd.
142
Nietzsche’s Dawn
common presumptions about subjectivity and the self, using the notion of drives to
stimulate the critical engagement he is calling for. Next, we examine how Nietzsche
maintains a commitment to the notion of self-cultivation in Dawn, even despite his
skeptical remarks on subjectivity and the self. In light of this, we consider how
Nietzsche’s undermining of such presumptions leads him to make an important
distinction between the subjectivity of an agent shaped by customary morality, and
that of a free-spirited ethical agent.4 Our account includes attention to some sources
of Nietzsche’s thinking on subjectivity and the self in Dawn, in order to reinforce the
point that Nietzsche’s remarks on subjectivity and the self are made fundamentally
for critical-ethical purposes: Nietzsche’s promotion of the conditions for ongoing
development and self-cultivation of free-spirited ethical agency requires exposure
of the presumptions that support customary moral agency.
One of the key presumptions that Nietzsche claims we need to abandon is belief
in the immortality of the soul (D 501).5 Understanding souls as mortal, he thinks,
provides substantial advantages for the passion of knowledge and hence for our
experimental pursuit of understanding: from a mortal perspective, “everything is
less important” (D 501). Employing mortality as a framework for knowledge means
that we can afford to make mistakes, and to treat what we are doing as provisional,
instead of choking down half-formed ideas as if they were truths, which Nietzsche
suggests is what we currently tend to do (D 501). Thinking of the soul purely in
mortal terms means that humans are no longer playing a zero-sum game in which
they either choose well while alive and enjoy a glorious afterlife, or choose poorly
while alive and endure an eternity of agony and torment. Nietzsche’s claim in
Dawn 501 is prefaced by a detailed story that he provides concerning the effect of
Christian morality on subjectivity and individual subjects, which we discussed in
greater depth in Chapter 3. Briefly to reiterate two key points. First, Nietzsche contends that doctrines of pure spirituality teach us to “despise, ignore, or torment the
body” and to “torment and despise oneself” on account of all our drives (D 39).
Second, he suggests that Christianity powerfully affects subject development: as he
puts it, Christianity has “chiseled out” fine human social figures, and the “powerful
beauty and refinement of the princes of the church” and indeed their “pride in
obedience” operate as marks of, and demonstrations of the truth of, the church to
the people (D 60). The mechanism by which the chiseling out and “complete spiritualization” of subjects occurs operates according to what Nietzsche calls the ebb
and flow of two kinds of happiness: “the feeling of power and the feeling of surrender” (D 60). As Nietzsche points out in a later aphorism, one effect of this on
our understanding of ourselves and of our bodies is ignorance: it means that “we
know so little” of the “whole contingent nature of the machine” (D 86). Another
effect of complete spiritualization is the placing of a tremendous interpretative
burden onto Christians; Nietzsche provides the figure of Pascal as an example: “Oh
what an unfortunate interpreter! How he has to twist and torture his system! How
he has to twist and torture himself so as to stay in the right!” (D 86). A Christian
Nietzsche on Subjectivity
such as Pascal, according to Nietzsche, must perform profoundly awkward intellectual contortions in order to maintain a spiritualized understanding of bodily
functions — by which Nietzsche specifies anything that “stems from the stomach,
entrails, heartbeat, nerves, gall, semen” — as moral and religious phenomena
(D 86). Nietzsche points out that these contortions are inimical to self-understanding,
as well as to our flourishing.
According to Nietzsche, a second fundamental presumption about the self
involves the relationship between drives and intellect. In Dawn 109, Nietzsche
provides an inquiry into the “ultimate motive” of self-mastery and moderation, in
which he identifies and isolates six different methods for combating the intensity
or vehemence of a drive. The six methods are:
i) Avoiding opportunities for the drive’s gratification and causing it to weaken
and even wither away through long periods of abstinence.
ii) Imposing on oneself a tightly regulated regimen of gratification in which the
drive is subsumed under some rule and enclosed within its ebb and flow
within fixed time periods — here one gains intervals during which the drive
no longer intrudes.
iii) One can give oneself over to wild, uncontrolled gratification of the drive so as
to become satiated with it and through this “cultivated disgust” gain control
over it.
iv) Through in intellectual ploy in which one yokes the gratification tightly to an
extremely distressing idea — such as shame, wounded pride, or dire consequences — where, and after some practice, the idea of gratification will come
itself to be experienced as distressing.
v) One can seek to dislocate one’s energy resources by imposing some difficult
and strenuous task on oneself or by deliberately subjecting oneself to new
stimulants and pleasures, thus directing thoughts and energy into other
channels.
vi) Through general debilitation and exhaustion, which is an extreme measure
requiring the debilitation of the one’s whole physical and spiritual
constitution.
Having identified these six methods, Nietzsche points out that when we combat
the vehemence drive in one of these ways, our wanting to do so is not something
within our control, as we often presume:
On the contrary, in this whole process our intellect is manifestly only the
blind tool of another drive that is the rival of the one tormenting us with its
vehemence: be it the drive for quietude, fear of shame and other evil consequences, or love. Whereas “we” believe ourselves to be complaining about
the vehemence of a drive, it is, at bottom, one drive that is complaining about
another (D 109)
143
144
Nietzsche’s Dawn
This claim, and the argument in Dawn 109 overall, commits Nietzsche to the view
in this text that the self is a battleground of different drives, and that the intellect
is not the only important facet of being a subject, as spiritualization has prompted
us to imagine.
A third and related presumption that compounds our misunderstanding of the
subject is language, and the prejudices on which language is based.6 These reinforce the mistaken simple view that the intellect is the seat of the self, and that the
self is unified. Nietzsche draws attention to the problem of language as misleading when he complains that “words get in our way” because “perpetually petrified” words pose impediments to “every act of knowledge” instead of providing us
with the means to developing solutions (D 47). In Dawn 115, Nietzsche expands
on this complaint by noting that words exist only for superlative degrees of processes and drives. As he claims, when words are not available to us, we tend not to
engage any longer in precise observation: “[w]rath, hate, love, compassion, joy,
pain,” and so on are all names for extreme states, while the milder middle degrees,
as well as the lower ones that are constantly in play, “elude us” (D 115). Hence, for
Nietzsche, language reinforces the presumption that subjects are good readers or
interpreters of themselves and that subjects have access to anything remotely
resembling transparent self-knowledge:
We are none of us what we appear to be solely in those states for which we
have consciousness and words — and hence praise and censure; we misconstrue ourselves according to these cruder outbursts, which are the only
ones we register; we draw a conclusion from material in which the exceptions outweigh the rule, we misread ourselves in this seemingly clearest
block print of the Self (D 115)
The particular irony here is that our opinions and valuations of ourselves bring us
through the mistaken route that becomes our so-called “ego” [Ich], and collaborate
“in the formation of our character and destiny [Schicksal]” (D 115).7 Yet we should
not overlook how Nietzsche also points out that, “it is precisely they [words] that
weave the web of our character and our destiny” (D 115). He later reinforces this
same point when he notes that we express our thoughts in those words that “lie
ready to hand,” and suggests further that, “we have at every moment only that very
thought for which we have ready to hand the words that are roughly capable of
expressing it” (D 257).8 As we will see later on, a complex problem is raised by this
concerning Nietzsche’s tackling of presumptions about the effect of language on
our knowledge of the self. We will return to this problem later in this chapter.
A fourth presumption concerns self-knowledge. Nietzsche argues that from earliest times to the present day, the most difficult thing for human beings to comprehend
has been their ignorance of themselves (D 116). The oldest kind of realism, he says,
Nietzsche on Subjectivity
is the kind of moral and metaphysical realism we encounter in Schopenhauer, which
holds that each one of us is a competent and perfectly moral judge that exhibits an
exact knowledge of good and evil. While we think we know how human action
comes about in every case, Nietzsche points out that this is an age-old delusion,
based on the inherited prejudice that “God sees into the heart,” or that the doer can
adequately reflect upon their deeds and thereby know them clearly:
“I know what I want, what I’ve done, I’m free and take responsibility for
it, I hold others responsible, I can call by name all ethical possibilities and
all inner motives that exist in the face of an action; no matter how you
might act — in whatever situation I’ll understand myself and you all!”
That’s how everyone used to think, that’s how everyone more or less still
thinks today. (D 116)
Holding that the proper or correct action needs to follow on from knowledge of
what is appropriate is a deep-seated prejudice of ours. Nietzsche encourages his
readers to consider that the “terrifying truth” is that whatever we can know about
a deed never suffices to guarantee its being carried out, and that there is an enormous chasm separating knowledge from specific actions. According to Nietzsche,
it has taken centuries for humankind to learn that external things are not what
they appear to be, and we still have much to learn with regard to the domain of
“inner things” or the “inner world”: “[m]oral actions are, in truth, ‘something
other’ than moral truths … and all actions are essentially unknown” (D 116)
Physiology is an important factor in Nietzsche’s assessment of the presumptions we have about the self. We already saw that Nietzsche claims that spiritualization obscures the significance of the body by teaching us to “despise, ignore, or
torment” it (D 39). In an aphorism entitled “In prison,” Nietzsche extends this
point, noting how it might seem disappointing to us that human sensation and
perception are constituted by specific and limited horizons, meaning that we are
bound and finite in what we can do and know (D 117). What may seem to be the
prison of the body sets a limit on our perceptual experiences of the world:
It is according to these horizons, within which our senses enclose each of
us as if behind prison walls, that we now measure the world, we call this
thing near and that distant, this thing large and that small, this thing hard
and that soft: this measuring we call perception — and all of it, each and
every bit, are errors through and through! (D 117)
Each of our senses, Nietzsche claims, enclose us “as if behind prison
walls” — hence, we measure the world according to the limits of the senses, and
we call this measuring “perception” (D 117). Added to this, Nietzsche thinks that
145
146
Nietzsche’s Dawn
habituation forms a key part of how the experience of perception reinforces the
presumption that there is a unified “knower” of a set of clearly and directly knowable facts about things in the world as well as ourselves:
The habits of our senses have woven us into perception’s wile and guile: it,
in turn, is the foundation for all our judgements and forms of “knowledge” — there is no escape whatsoever, no underused or underhanded way
into the real world! We hang within our web, we spiders, and no matter
what we capture in it, we can capture nothing whatsoever other than what
allows itself to be captured precisely in our web (D 117)
Nietzsche further considers that the effect of perception on knowing is so significant that while, on the one hand, if we had different eyes, ones more sensitive to
proximity, humans would appear monstrously tall or even immeasurable to us; on
the other hand, organs could be imagined on a scale whereby entire solar systems
would be perceived as contracted and constricted as if a single cell (D 117). Sensory
perception, then, poses a particular kind of constraint on human animals.9
Nietzsche extends this insight on the constraints of perception in Dawn 117
by examining the example of a neighbor (D 118). He asks what we comprehend
of the neighbor other than their boundaries, which, as he points out, the neighbor inscribes themselves and impresses on us. The answer is that, according to
Nietzsche, the only thing we understand about the neighbor is the “alteration
in us of which he is the cause” (D 118). This is because our knowledge of the
neighbor “resembles a formed hollow space … we mold him into a satellite of
our own system” (D 118). What this example shows us is that our knowledge of
the other, like our knowledge of ourselves, is far more limited and uncertain
that we tend to assume. When he suggests that we inhabit a world of phantoms,
“[i]nverted, topsy-turvy, empty world, dreamed full and upright nonetheless,”
what Nietzsche is showing is not that knowledge is impossible but that the passion of knowledge has been curtailed by the belief that knowledge derived
from the body or from perception is problematic because it is transient and
incomplete (D 118).
In Dawn 119, one of the longest aphorisms of Dawn, and one of the sections
best known as an example of Nietzsche’s skepticism about the unified subject,
Nietzsche further explores the drives and notes that no matter how much we
struggle for self-knowledge, nothing is more incomplete to us than the image of
the totality of our drives. We cannot call our cruder drives by name; their number
and strength, their play and counter play, and most of all what Nietzsche calls the
laws of their “alimentation” remain completely unknown to us:
This alimentation thus becomes the work of chance: our daily experiences
toss willy-nilly to this drive or that drive some prey or other which it seizes
greedily, but the whole coming and going of these events exists completely
Nietzsche on Subjectivity
apart from any meaningful connection to the alimentary needs of the sum
drives: so that the result will always be two-fold: the starving and stunting
of some drives and the overstuffing of others (D 119)
Our perceptions and experiences, then, are types of nourishment; the problem is
that there is lack of understanding on our part of this. Nietzsche appeals to the
image of the polyp in providing a detailed analysis of how our self-knowledge is
unproblematically incomplete, owing to our necessarily partial knowledge of the
drives that constitute subjectivity:
With every moment of our lives some of the polyp-arms [Polypenarme] of
our being grow and others dry up, depending on the nourishment that the
moment does or does not supply. As stated earlier, all our experiences are,
in this sense, types of nourishment [der Nahrung] — seeds sown, however,
with a blind hand devoid of any knowledge as to who hungers and who
already has abundance (D 119)
George J. Stack and Brian Domino have both suggested that the work of Julien
Offray De La Mettrie informs Nietzsche’s use of the polyp in this aphorism.10 In
Man–Machine, La Mettrie’s discussion of Tremblay’s auto-regenerative polyp
appears first in a discussion of health, which La Mettrie suggests is required for
unbelief as well as for inquiry that grows out of unbelief. The polyp as an autoregenerating organism is used as an example of how causality, if understood as a
part of nature, need depend neither on chance nor on God, and how natural causality can thus be separated out from these two mistaken factors in our efforts to
explain phenomena.11 The polyp is also used in a broader sense, as an illustration of
how coming to know the “weight of the Universe,” as La Mettrie puts it, “will not
affect” a true atheist negatively, rather than this weight of knowledge “crushing”
the atheist as some might expect.12 The polyp next appears as part of a comment by
La Mettrie on the existence of the soul, in which La Mettrie criticizes the view that
the soul “is generally spread throughout the body” and attributes this view (which,
as he notes, the polyp might seem to support, but in fact does not) to unwise use of
“obscure and meaningless” language.13 Thus Nietzsche’s use of La Mettrian polyp
imagery reinforces the connection we have shown that Nietzsche draws between
presumptions about the self and the possibility of knowledge based on language,
and presumptions that are based on ignorance (willful or not) of biology.
What emerges when we become aware of the workings of these presumptions
and willing to question them is a better sense of the extent to which human animals are contingent:
as a consequence of this contingent alimentation of the parts, the whole,
the fully-grown polyp turns out to be a creature no less contingent
[Zufälliges] than its maturation (D 119)
147
148
Nietzsche’s Dawn
In light of Nietzsche’s consistent emphasis on the importance of transience or
contingency, notice that any “gardener” we might be tempted to read into this
aphorism as the owner of the “hand” Nietzsche mentions is also, like us, “blind”
and “devoid of knowledge” about the needs that organisms have with regard to
their nourishment. Nietzsche notes that this theater of cruelty of chance and
experience that constitutes the self would be more transparent to us if all of the
drives wanted to take matters as seriously as does the drive for hunger (D 119).
In the next part of Dawn 119, Nietzsche develops an insight onto our dreams
and how they serve to compensate the drives for a contingent absence of nourishment during the day. One dream may be full of tenderness and tears, another on
a different day playful and high-spirited, while other ones may be adventurous or
full of melancholy. It is through invention in dreams — make-believe — that we
discharge our drives and facilitate their free play. According to Nietzsche here,
dreams are free and arbitrary interpretations of our nerve impulses during sleep,
as well as of movements of blood and intestines, of the pressure of an arm or of
the bedclothes, of the sounds from a bell tower, and so on. Given that this “text,”
as Nietzsche calls it, remains pretty much the same from evening to evening, he
wonders why it elicits different commentary. His answer is that the “make-
believing faculty” of reason [die dichtende Vernunft] is imagining divergent causes
for the same nerve impulse, in accordance with the fact that different drives seek
to gratify themselves. One day a particular drive is at “high tide,” while on another
day a different drive is resurgent. As Nietzsche points out, in contrast to dreaming,
our waking lives do not enjoy the same “freedom of interpretation,” since it is less
poetic and unbridled. Nevertheless, this should not serve to deceive us: when we
are in a waking state our drives “do nothing but interpret nerve impulses” and
“ascribe ‘causes’ to them” in accordance with the needs of our drives (D 119).
Hence, Nietzsche contends that there is no “essential” difference between waking
and dreaming states; this suggests the possibility that consciousness may be
nothing more than a “fantastical commentary on an unknown, perhaps unknowable,
yet felt text” (D 119).14
Nietzsche concludes this aphorism by suggesting that to experience is to make
believe or invent; however, we should not simply assume that we are the authors
or agents of our own experiences, since we are subject to the play of drives
(D 119). This point is underlined by the witticism contained in the next, short
aphorism:
To reassure the sceptic. — “I have no idea what I’m doing! I have no idea
what I should do!” You are right, but make no mistake about it: you are
being done! moment by every moment! Humanity has, through all ages,
confused the active and the passive, it is its everlasting grammatical
blunder (D 120)
Nietzsche on Subjectivity
Nietzsche questions the deep-seated assumption that we are self-willed agents
and with sufficient causally effective free will to control our own destiny; giving
examples such as saying we want the sun to rise after it has risen, or that we want
a wheel to roll when we cannot stop it from rolling, or that a person thrown down
in a wrestling match claims they want to lie there, he notes that, while we laugh
at such things, we are not acting differently when we use the construction “I want”
(D 124). Hence, he thinks that if we pay proper attention to a phrase such as
“I want,” it shows up another presumption on our part: that there is indeed always
a causal connection between willing and action, as we tend to believe.15
Nietzsche explains that the presumptuous desire to be entirely our own author
has its psychological roots in a basically narcissistic desire to experience oneself as
all-powerful.16 He draws on the myth of Oedipus to make this point:
You wish to take responsibility for everything! Only not for your dreams!
What miserable frailty, what poverty in the courage of your convictions!
Nothing is more your own than your dreams! Nothing more your work!
Content, form, duration, actor, spectator — in these comedies you yourselves are everything! And this is just the place in yourselves you shun and
are ashamed of, and even Oedipus, the wise Oedipus, knew how to derive
consolation from the idea that we cannot do anything about what it is we
dream! I conclude from this: that the vast majority of human beings must
be aware that they have abhorrent dreams. Were it otherwise: how greatly
this nocturnal poeticizing would have been plundered to bolster human
arrogance! — Do I have to add that wise Oedipus was right, that we really
aren’t responsible for our dreams, but no more for our waking hours either,
and that the doctrine of free will has as its mother and father human pride
and the human feeling of power? (D 128)
As Michael Ure has noted, Nietzsche is exposing the tragicomedy of existence that
results from human pride and the need for the feeling of power [Machtgefühl]. In
Dawn 128, Nietzsche conceives the dreamer on the model of the figure of Oedipus
with the dream itself as analogous to a tragicomic work of art. According to Ure,
Nietzsche’s remark is designed to reveal to the comedy of the Oedipal dreamer: in
dreams, we disavow what is most our own, and in the case of Oedipus this is the
dream of becoming his own father and enjoying the body of his mother. Of course,
the twist Nietzsche adds to this story is that one is also not responsible for one’s
waking state. The critical bite of the moral comes from Nietzsche’s attempt to
expose the hubris involved in seeking to attribute to ourselves the power of autogenesis, “conceiving of ourselves as both mother and father to ourselves, so to
speak, we engage in a comic, childish self-inflation designed to satisfy our
Machtgefühl.”17 Here, the self imagines itself to be completely self-sufficient, free
149
150
Nietzsche’s Dawn
of fate, and conducting the dream of self-authorship. The dangers of leading such
an existence are manifold and include what Ure calls a series of “intersubjective
pathologies,” such as melancholia and revenge. We see in this two important features of Nietzsche’s understanding of the self at this time: (i) the psychological
claim that the fantasy of auto-genesis is in fact symptomatic of a desire for narcissistic plenitude; and (ii) the idea that careful self-cultivation is the only therapeutic response that can work against the pathological affects borne of narcissistic
loss.18 Ure rightly notes that for Nietzsche the failure to treat the loss, and to
cultivate one’s drives and affects, is what generates a range of pathological
phenomena and through which the ego or I consoles and compensates for its
losses. Moreover:
How one bears narcissistic loss … has profound implications for the dynamics
and possibilities of social intercourse, and he identifies self-cultivation as
a therapy that tempers these pathological excesses. He sees self-cultivation as a
means of overcoming the pathological forms of intersubjectivity in which
the self engages with others exclusively for the sake of alleviating itself of
painful affects and narcissistic loss.19
Ure is also incisive in suggesting that Nietzsche does not conceive self-cultivation
as some narrowly private and individualistic project but rather as a means of
reworking and modulating the affects that shape the relationship of the self to its
others.20
While Nietzsche unpacks a set of presumptions about subjectivity and the self
in Dawn, he does seem to hold on to the view that humans can cultivate themselves. This raises a fundamental problem for the consistency of Nietzsche’s thinking about the self in this text. If we take Nietzsche’s engagement with presumptions
about the self and about agency seriously, then it is not only unclear how we
might explain how drives and intellect engage with one another in a subjectively
productive way, or how such an interaction could be in any meaningful sense
understood as self-guiding. Moreover, this problem is particularly pressing as it
calls into question how Nietzsche’s arguments concerning a need for change in
epistemological and ethical matters make sense. If he really did accept his critique
of presumptions as the end of the story he wishes to tell us about the self in Dawn,
then, plausibly, his account would make even less sense; a positive account of the
subject is needed to ground Nietzsche’s thinking.
Let us discuss Nietzsche’s thinking on cultivation in Dawn in greater detail, as a
means of developing a response to these concerns. Cultivation has already been
widely recognized as fundamentally important to Nietzsche’s middle writings,
including Dawn. Many of Nietzsche’s letters in the period during which he was
composing the text discuss the value of health-promoting activities such as
Nietzsche on Subjectivity
gardening.21 Nietzsche’s original plan for a title was The Ploughshare: Thoughts on
the Prejudices of Morality, and as Duncan Large has pointed out, even as late as
July–August of 1882 Nietzsche was still considering production of a two-volume
edition of free-spirit writings collected under the title The Ploughshare: A Tool for
Liberating the Spirit.22 Nietzsche’s discussion of cultivation in Dawn makes extensive use of the example of gardens and gardening. He engages in an analysis of
human beings as if they were gardens, and considers better and worse approaches
to the cultivation of these gardens, including self-cultivation.23 We note that four
aphorisms are especially relevant to this dimension of the text.
The first aphorism deals with a “contemporary moral fashion” in which the
principle that “moral actions are actions generated by sympathy for others” is
commonly accepted (D 174).24 Nietzsche’s objection to sympathy-based morality
is about the negative and unhealthy effects of sympathy-based moral behavior: it
tends to “grate off” the rough edges of humanity, to such an extent that “heralds
of sympathetic affects” are, Nietzsche complains, “well on the way to turning
humanity into sand” — “[t]iny, soft, round, endless grains of sand!” (D 174).25
Given this, Nietzsche asks whether a person:
is more useful to another by immediately and constantly leaping to his side
and helping him — which can, in any case, only transpire very superficially, provided the help doesn’t turn into a tyrannical encroachment and
transformation — or by fashioning out of oneself something the other will
behold with pleasure, a lovely, peaceful, self-enclosed garden, for instance,
with high walls to protect against the dangers and dust of the roadway, but
with a hospitable gate as well (D 174)
We know from Nietzsche’s discussion of the neighbor impressing their boundaries on us that we perceive others through their effects on us (D 118). The negative
effect of sympathy-based morality hence involves that a self problematically
excludes or encroaches upon others, even in expressing sympathetic affects such
as compassion to others.26 Nietzsche imagines an alternative ethics that is based
on (aesthetically pleasing) self-fashioning or self-cultivation, in which such
encroachment or exclusion is absent. While the aphorism presents us with a
choice to make between morality based on sympathetic affect on the one hand,
and an ethic of self-cultivation on the other, notice that Nietzsche doesn’t tell us
the answer to his utility question in Dawn 174 directly. He indicates that the
effects of sympathy-based moral behavior — superficial help at best, and tyrannical encroachment at worst — make such behavior questionable, so the peaceful
garden-self alternative sounds attractive by comparison. Yet he leaves us to reflect
on the merits of self-cultivation for ourselves; in so doing, our choosing to help
others is by no means prohibited.
151
152
Nietzsche’s Dawn
Nietzsche next uses the metaphor of a garden to introduce how dissimulation
[Verstellung] has been involved in sympathy-based moral behavior:
Dissimulation as duty. — For the most part, goodness [die Güte] has been
developed by extended dissimulation [lange Verstellung] that sought to
appear as goodness: wherever great power has taken hold one has recognized
the necessity of precisely this type of dissimulation — it exudes certainty and
confidence and increases hundredfold the sum of real physical power
[physischen Macht]. The lie is, if not the mother, then the wet nurse of goodness. Honesty [Ehrlichkeit] too has, for the most part, been reared to maturity
on the requirement that one seem honest and upright: within the hereditary
aristocracies. The long-standing practice of dissimulation turns into, at last,
nature: in the end dissimulation cancels itself out, and organs and instincts
are the hardly anticipated fruits in the garden of hypocrisy (D 248)
In this hypocritical garden, cultivation of social behaviors that increase power is
based on a pretense of honesty. But eventually, the organs and instincts for a “natural”
honesty emerge. As Nietzsche puts it, what begins as dissimulation turns into
“nature [Natur]”: what we initially pretend to be (being honest) is ultimately what
we may become. The garden of Dawn 248 really is that of humans. Organs and
instincts — including those for virtuous behavior — are open to cultivation and
development, like plants.
This leads on to a third aphorism in which Nietzsche also likens humans to
gardens, and which involves a more specific analogy between gardening and
thinking.27 Nietzsche describes how conclusions will spring forth even without
cultivating the “earth” of the thinker:
Gardener and garden. — Out of damp dreary days, solitude, and loveless
words directed at us, conclusions spring up like mushrooms: one morning
they are there, we know not where they came from, and stare at us, peevish
and grey. Woe to the thinker [Denker] who is not the gardener but only the
earth for the plants [Gewächse] that grow in him! (D 382)28
Nietzsche explicitly identifies thinking as a form of plant-like development, and
warns against what happens if a thinker does not engage in cultivation: conclusions sprout regardless of whether the thinker wants them to or not. His fungal
imagery recalls the imagery of the repulsive apostate of the free spirit, who has
given up on free spiritedness and become “a ‘believer’” (D 56). He describes the
apostate as repellent and diseased, because the apostate’s dishonesty represents
something “fungal, edematous, overgrown, festering” (D 56). The conclusions that
mushroom in Dawn 382 result from an overly extreme renunciation of the world,
Nietzsche on Subjectivity
which as Nietzsche warns elsewhere, leads to an “infertile” and “melancholic”
solitude (D 440). Thinking is already a direct part of life and the world and is
connected with the affects; our difficulty, Nietzsche thinks, lies with learning to
appreciate these points.
In the fourth garden aphorism, Dawn 560, Nietzsche connects his remarks on
drives in earlier parts of Dawn (e.g. D 119, 132, 331, 422, 553) with the issue of
freedom. He makes a claim about what we are free to do, which bears heavily
upon how we might understand cultivation:
What we are free to do. — One can handle one’s drives like a gardener [Man
kann wie ein Gärtner mit seinen Trieben schalten] and, though few know
it, cultivate the seeds [die Keime] of one’s anger, pity, musing, vanity as
fruitfully and advantageously as beautiful fruit on espaliers [wie ein
schönes Obst an Spalieren]; one can do so with a gardener’s good or bad
taste and, as it were, in the French or English or Dutch or Chinese style;
one can also let nature have her sway and only attend to a little decoration
and cleaning up here and there; finally, one can, without giving them any
thought whatsoever, let the plants, in keeping with the natural advantages
and disadvantages of their habitat, grow up and fight it out amongst themselves — indeed, one can take pleasure in such wildness, and want to enjoy
just this pleasure, even if one has one’s difficulties with it. We are free to do
all this: but how many actually know they are free to do this? Don’t most
people believe in themselves as completed, fully grown facts? Haven’t great
philosophers, with their doctrine of immutability of character, pressed
their seal of approval on this presumption [Vorurtheil]? (D 560)29
Nietzsche thinks we are free to engage in cultivating drives, and he suggests that
the drives we are to cultivate are our own drives. He is also clear that knowing
about our freedom to cultivate really does matter significantly to our being able to
exercise drive cultivation freedom. The characterization of these drives as different “seeds [Keime]” in this aphorism helps to clarify that Nietzsche is thinking of
subjectivity and freedom as developmental rather than as fixed, abstract concepts.30 Nietzsche’s disabling and eliding of a causally effective “gardener” whose
hand is alluded to in Dawn 119 captures a problem of “self”-cultivation: it seems
initially unlikely that we could talk meaningfully about cultivating ourselves, or
even talk in a weaker sense about cultivation of de-individuated drives, especially
if our self-knowledge is as limited as Nietzsche suggests is the case.
It is important to note that self-cultivation is not incommensurate with the natural world: Nietzsche notes that we can take pleasure in different approaches towards
cultivation of seed-drives — for example, we might pleasurably adopt a particular
style of gardening such as the French or English or Dutch of Chinese style, we
153
154
Nietzsche’s Dawn
might engage in more minimal garden maintenance, or we might simply let the
plants [die Pflanzen] run wild, growing or withering depending on the local conditions that obtain (D 560).31 These cultivation options also fit with the individualism
that Nietzsche suggests we must nurture in order to counter customary morality
and its explicitly de-individualizing effects (D 493). For instance, discussing consumption of one’s own philosophical fruit, Nietzsche says that in the past he had
denigrated the fruit growing on his own tree, but now realizes he would be a fool not
to consider consuming this fruit (D 493). Indeed, an organism meeting the conditions
for minimally sufficient health and strength to undergo the process of becoming a
more autonomous subject might very plausibly start to find their own “most delicious” fruit nourishing and start to benefit from this nourishment (D 493).32
Nietzsche’s call to nurture individualism here does not fit with his remarks on drives
in Dawn 119 or Dawn 109, unless we treat him as envisaging more than one form of
subjectivity (heteronomous and autonomous) in Dawn. Thinking of what Sachs
terms “autonomous” subjectivity as distinctively developmental also helps us to see
one way in which free-spirited ethical agents might continually develop toward the
possibility of a new or “great health” that, as Nietzsche will go on to point out in The
Gay Science, “does not merely have but acquires continually” (GS 382).
Having examined how these four garden aphorisms provide evidence of
Nietzsche’s commitment to the possibility of self-cultivation in Dawn, we can bolster this possibility even further by returning to consider the key aphorisms in
which Nietzsche unpacks of our presumptions about the self. Nietzsche’s remarks
on language, drives, and perception do not exclude a role for a self that is capable
of meaningful intellectual engagement, action, and responsibility. First, because
of the constraints they impose, perceptual experiences still remain utterly fundamental to the subject: while the constraint is experienced as problematic by an
unfree spirit, it may be understood more positively from the perspective of a subject who has begun to become free. Nietzsche explicitly acknowledges that limits
are not merely constraints, but are also conditions of possibility (D 117). This possibility is supported by a claim earlier in the text, where Nietzsche points out that
it is an error to identify the means to knowledge as ends or goals in themselves
(D 43). Instead, he suggests that, while estranging ourselves from sensory
perception and pushing ourselves to abstraction used to be experienced as
“exaltation,” these are today things of which “we can no longer get the full feel”
(D 43). Instead, the exaltation at abstraction might now be replaced by multiple
forces that “must now come together in the thinker” (D 43). Instead of reveling in
“the palest images of words and things” or playing with “invisible, inaudible,
intangible beings felt, from out of the depths of disdain for the physically palpable,
misleading and evil earth” we might now “no longer be misled!” (D 43).
Nietzsche does not suggest that we have a choice about the sensory perceptions
we experience. As he acknowledges, we call something near and another thing
Nietzsche on Subjectivity
distant, or “this thing hard and that thing soft” by virtue of our specific location in
the world and the functioning of our organs in that location (D 117). However, we
do have some choice about how we understand and value sensory perception as a
part of our pursuit of knowing. As Nietzsche points out, with the understanding
that we “need” no longer “be misled” by “abstractions” comes a new feeling:
“with that one leaped, as if upward” (D 43). This is an advance in understanding
and at the same time an advance in the passion of knowledge. Recall that Nietzsche
encourages us to keep the possibility of a “freedom of feeling” in mind as part of
his affirmation of a passion for knowledge (D 207). This opens up a contrast
between two feelings about knowing, only one of which is commensurate with
Nietzsche’s project in Dawn. On the one hand, we may entertain a belief that the
imperative to “[k]now oneself” involves our finally having absolute knowledge of
all things, on the basis that “things are merely the boundaries of the human
being” (D 48). On the other hand, however, Nietzsche explains a fundamental
feeling that we can contrast with knowing oneself in such an absolute sense in the
next aphorism, where he identifies it as a feeling of “permanent transitoriness”
that is valuable because it avoids sentimental understanding of humans as either
descended from the divine (a mistaken view that Darwin has challenged) or as
progressing toward the divine, as if “some little species” living “on some little
planet” could be excepted from their mortal status (D 49).
Given these points, in addition to Nietzsche’s discussion of cultivating the self
through his garden aphorisms, it remains unclear how we are to understand the
coherence of Nietzsche’s account of the self in Dawn. Three previous scholarly
assessments are of particular relevance in determining whether or not a clear and
consistent account of the self is indeed available in this text. In a detailed account of
subjectivity and freedom, Carl B. Sachs has framed the problem of subjectivity as it
appears in this text by asking how a multiplicity of drives and affects could constitute a unified feeling and thinking subject.33 Christa Acampora has also raised the
same issue, focusing on Nietzsche’s free spirit writings in addition to Dawn: she
claims that (i) as drive nourishment is unknowable and the work of chance, therefore (ii) drive-orchestration would be the work of whichever drive happens to be
dominant, not of a unified self.34 Beyond the specific context of Dawn, Paul
Katsafanas has argued that Nietzschean unity of self is “unity between drives and
other parts of the individual,” which parts he identifies as reason and sensibility.35
Katsafanas contends that on his account, Nietzschean unity merely requires that
agents have conscious thoughts, engage in episodes of deliberation and choice, and
possess drives and affects; conscious thoughts and the capacity for choice are pervasively and inescapably influenced by drives, yet are distinct from drives.36
Examining the problem of subjectivity in the specific context of the text of
Dawn, Sachs contends that previous accounts have failed to appreciate that in
indicating drives as the components of selves, we are never merely a bundle of
155
156
Nietzsche’s Dawn
drives and affects: we are interpreted and interpreting drives and affects.37 Here,
note that in the important aphorism Dawn 119, Nietzsche explicitly does appeal to
the concept of interpretation, and that examination of the aphorism in the original German also supports this: Nietzsche claims that we have greater “freedom of
interpretation [Freiheit der Interpretation]” in dreams than in a waking state, and
that when we are in a waking state, our drives “do nothing but interpret nerve
impulses [die Nervenreize interpretiren]” (D 119). Sachs suggests that we can
resolve the apparent inconsistency between talk of drives and talk of a self by differentiating between two forms of subjectivity operating in Dawn. The first of
these is heteronomous subjectivity, where the subject is organized through procedures and techniques external to it such as authority and tradition, and the second
of these is autonomous subjectivity, which refers to a self as a continual work in
progress.38 Sachs suggests that the question of the consistency of Nietzsche’s
account of subjectivity is therefore really a question about how problematically
heteronomous subjects can engage in becoming autonomous; his response is that
developing autonomy would require free spirits, which in Dawn Nietzsche anticipates as an emergent possibility, to engage in overcoming morality and pursuing
an ethics of self-fashioning.39 Hence according to Sachs, appeal to the notion of
self-cultivation in Dawn does not conflict with understanding drives as constituting selves, providing that we see drives and selves as both interpreting and
interpreted.
Acampora is more skeptical than Sachs about self-cultivation as a solution to
the subjectivity problem in Dawn, because she thinks that it is unclear that
Nietzsche provides us with a sufficiently robust account of unification for responsible self-cultivation, and because she doubts that Nietzsche presents a normative
ideal for full personhood with which we can be satisfied.40 Instead, she favors an
account of free spirits as freeing themselves from addictive attachments, including from any overwhelming sense of themselves as detached, to loosen the soul
for attachments that have developmental value.41 As she notes, this process is
experimental and risky for free spirits.42 Acampora is surely right to hold that
experimentation plays an important role in free spirit subjectivity, that Nietzsche’s
talk of the self can seem incoherent, and that free spirits work to free themselves
from addictive attachments. Yet these points do not preclude that Nietzsche can
meaningfully speak of self-cultivation, if we treat free spirits as heteronomous
subjects that have the capacity to develop greater autonomy, and if we treat drives
and selves as already always interpreting and interpreted. As we saw, the notion of
interpretation is explicitly Nietzsche’s own term in Dawn 119. It is not that there
is a self behind the self that we interpret, or a drive behind the drive that we interpret, which would raise the specter of a “two world” metaphysics that would trouble the distinction between heteronomous and autonomous selves that Sachs
develops, but rather that what Nietzsche means by interpretation in this aphorism
Nietzsche on Subjectivity
already involves the deep connection between word and thing, physiology and
experience, that the current dispassionate approach to knowing downplays.
Moreover, in speaking of selves both as drive-based and as self-cultivating,
Nietzsche is speaking from within the wider framework of his campaign against
morality in Dawn. It is not that Nietzsche sets out to make a theory of self, but
rather that his remarks on the self are a necessary component of his wider ethical
project. The apparent conflict between unified self and self as a mere composite of
drives is perhaps most evident within Dawn 560, where Nietzsche emphasizes that
we have freedom to cultivate drives, and specifically our drives.43 These seeddrives, to which Nietzsche attends as a means of cultivation, include emotions
such as anger, pity, and vanity, and they also include musing or thought
[Nachgrübeln] (D 560).44 Notice that Nietzsche makes it explicit that the significant
barrier to our freedom as self-cultivators is “presumption [Vorurtheil].” The subtitle of Dawn reinforces the connection between Nietzsche’s critical engagement
with morality of custom, his re-imagination of the ethical, and his thinking here on
presumption as a barrier to cultivation of drives: “thoughts on the presumptions of
morality [Gedanken über die moralischen Vorurtheile].” He claims that one particularly insidious presumption is the mistaken belief that our characters are complete,
fully grown, and immutable “facts” (D 560). As with Dawn 119, this claim initially
seems to undermine Nietzsche’s claim for self-cultivation. However, Nietzsche further suggests that mistaken belief in character fixity has been further reinforced by
the work of presumptuous, so-called “great,” philosophers, and that the presumption is problematic specifically because it prevents people from coming to know that
they have the freedom to cultivate their drives. If we believe our characters are
fixed, then we remain unaware of certain needs, of problems that may be blighting
our lives, or even, if we do appreciate these things, that there is any real possibility
of pursuing meaningful change and development.
Attending to the reason why Nietzsche thinks not knowing is a problem is helpful in resolving the apparent confusion between Nietzsche’s remarks on the self in
Dawn. Dawn 560 is not the first instance in the text where Nietzsche discusses not
knowing as a problem for the self. In Dawn 83, discussing what seem to be two
competing explanations for humanity (natural and supernatural), he writes:
Poor humanity! — One drop of blood too much or two little in the brain can
make our life unspeakably miserable and hard, such that we suffer more
from this one drop of blood than Prometheus from his vulture. But the most
horrible thing of all is not even knowing that this drop of blood is the cause.
“The devil!” Or “sin!” instead.45
Nietzsche is making two important claims here: (i) physiological diversity provides a natural explanation for diverse responses to experience (in contrast to the
157
158
Nietzsche’s Dawn
supernatural/customary morality explanations Nietzsche argues against in Dawn);
and (ii) our not knowing is not a problem because of our being unaware — it is a
problem because not knowing reinforces supernatural/customary morality explanations that limit human development and flourishing. Again, Nietzsche does
not provide an account of drives and self-knowledge in the absence of an agenda;
his consistent concern is with tackling the negative impact on human flourishing
of presumptions about morality. This needs to be included in explanations of his
remarks on the self with regard to this text. If we now apply this insight to
Nietzsche’s claim on self-cultivation in Dawn 560, notice that instead of treating
subjects as victims of chance or some supernatural entity, we can consider subjects
to be products of natural causality.46 On this basis, we can separate out two components of Nietzsche’s position more clearly: his account of drives as a multiplicity of
which our self-knowledge is always incomplete, as described in his complains
about presumptions concerning the self and self-knowledge in Dawn 119, and selfdriven cultivation of drives, as discussed in Dawn 560. This illustrates a process of
cultivating healthier humans than customary morality typically allows, in contrast
to affirming the existence of a unified, fixed, self that exists independently of
nature and time and that could not thus be a candidate for cultivation.
As mentioned earlier, Nietzsche mentions six specific methods of cultivating
drives: (i) avoiding drive-gratification opportunities; (ii) planting regularity into
the drive; (iii) generating supersatiation and disgust; (iv) using an association of
an agonizing thought; (v) redirecting one’s energy resources to a distracting end;
and (vi) general exhaustion (D 109). These methods may be applied to conscious
thought and to feeling directly, in the manner of the gardener that Nietzsche imagines in Dawn 560. Yet they may also involve only the minimal gardener from
Dawn 119, who cultivates blindly and unknowingly — a minimal gardener we
could call “experiences.” Drives are natural, but may be cultivated in the same way
that, for instance as Nietzsche discusses, apple trees may be cultivated on espaliers. Apple trees grow and produce apples regardless of whether or not there is
anyone tending to them, but if we want to cultivate more fruitful, healthier, apple
trees, then it may help to create what may seem like more challenging conditions
but that actually result in better growth, namely, pruning each tree and tying it to
a frame to control its growth and to promote greater fruit yield (D 560).
The available scholarship has tended to take the view that Nietzsche is presenting us with a hard choice to make between ways of understanding the Nietzschean
self (both in Dawn and in other texts): either as a “self”-less composite of drives or
self as a unity of consciousness that is not reducible entirely to drives and other
components such as affects. Instead of perpetuating the story of an incommensurable choice between multiplicity of subjectivities and unity of self, we think it
may be more fruitful to follow the suggestion we have been developing in this
discussion: namely, to attend to how, in Dawn, both such senses of the self are
Nietzsche on Subjectivity
present.47 This opens up the possibility that, in the case of Dawn, it is necessary, as
well as coherent, for Nietzsche to speak of cultivating drives through nourishment and experience of thought and feeling, while also acknowledging that selves
are worked on — “done” — without each self necessarily always being directly
aware of this, or necessarily needing to be in control of it (D 120).
In these respects our account of Nietzsche’s view of the self in Dawn is commensurate with Paul Katsafanas’s differentiation in Nietzsche’s thinking on mind
between conscious states as states that have “conceptually articulated content” and
unconscious states as states that have “nonconceptually articulated content,” and
with his claim that conscious states falsify by rendering unconscious states only
partially, and thus generating our partial perceptions of and interactions with the
world.48 Moreover, our view fits with Nietzsche’s view of the self in his wider free
spirit writings, such as Human, All Too Human, and The Gay Science. This point is
supported by a recent account developed by Christine Daigle, who argues that in
The Gay Science 354 Nietzsche locates thinking and willing, as well as drives and
affects, in the unconscious; according to Daigle, this entails that we must be careful
not to take the functioning of a Nietzschean self as too neatly divided between the
conscious and the unconscious, or to think of a Nietzschean self as a fixed entity.49
Instead, she suggests that we should think of the Nietzschean self as continually
becoming; just as the phenomenal realm becomes, she argues, so too does the self,
which Nietzsche had already acknowledged in Human, All Too Human: “this
painting — that which we humans call life and experience — has gradually become,
is indeed still fully in course of becoming” (HH 16).50 From what Daigle refers to as
the “twofold bidirectional process of constitution” the Nietzschean subject emerges
as an ambiguous multiplicity that is constantly fluctuating, a composite of its
experiences, which Nietzsche himself makes clear in his example of the “polyparms of our being,” which he sees as nourished positively and negatively through
experiences “with every moment of our lives” (D 119).51 According to Daigle, one
characteristic of a free spirit is understanding that one is such a self.52
In a reading of Dawn, Gianni Vattimo has claimed that Nietzsche’s critique of
morality is not conducted, “in the name of the free and responsible subject, for such a
subject is likewise a product of neurosis, a thing formed in illness.”53 Vattimo contends
that because there is an “inextricable connection” between internal or internalized
conscience, including the “individual in revolt,” and social morality, the appeal to freedom in Nietzsche cannot be made in the name of “the sovereignty of the individual.”54
While he rightly notes that Nietzsche unmasks morality as a set of principles that are
not intended for the utility or the good of the individual on whom they are imposed
but for the preservation of society, even to the detriment of individuals, we suggest he
wrongly infers from this that Nietzsche’s aim is not to defend the individual against
the claims of the group. The reason, he argues, is not because, metaphysically speaking, it is necessary to prefer the claims of determinism over the belief in freedom — a
159
160
Nietzsche’s Dawn
position that we would suggest it is more plausible to claim Nietzsche upholds in
volume one of Human, all too Human than in Dawn — “but simply because there is
no subject of such actions. Not: the subject is not free, but simply: the subject is not.”55
Based on the available evidence in Dawn, as we have discussed here, it is difficult to
make sense of Vattimo’s view. And, while as Lanier Anderson points out, in Dawn
Nietzsche holds the subject or self to be an assemblage of materially and historically
conditioned drives and affects, this does not prevent Nietzsche from outlining an aspiration — a new dawn, in effect — in which those selves with the capacity to do so may
cultivate themselves, and potentially become more self-determining.56
For the purposes of Nietzsche’s project in Dawn, it is not necessary to claim that
an autonomous self exists. It is enough to claim that the psychophysical conditions of will, drives, affects, bodies, and environment, along with Nietzsche’s
questioning of presumptions about self, will, and causality, are sufficient for possible autonomous selves to emerge from out of heteronomous ones.57 Plausibly,
then, the account of the self that Nietzsche presents in Dawn can count as an
emerging product of the conditions of natural or material subjectivity, and explicitly as subjects that are constantly in flux.58 Before Nietzsche commences his free
spirit writings, the subject is conceivable as only heteronomous, or unfree: cultivated by authority and tradition and cultivating themselves as heteronomous
through thoughts and feelings derived from that tradition (though not necessarily
always knowing that they do such work). With the free spirit writings, as
Nietzsche’s remarks in Dawn indicate, it becomes conceivable that free-spirited
subjects may acquire knowledge and use of self-cultivatory power, and may thus
begin to develop as autonomous subjects. Such Nietzschean subjects ground the
campaign against morality and the associated critical engagement with a possible
new enlightenment that Nietzsche develops in Dawn, and make possible the alternative approach to the ethical, and to matters such as our attitude toward dying,
that he explores in this text. The topic of death will be examined in chapter 8. Now
we wish to further illuminate Nietzsche’s campaign against morality in Dawn,
linking it up with the theme of self-care and his concerns about fanaticism.
Notes
1 Recently e.g. Tom Stern has claimed that even though Nietzsche’s remarks on
drives might seem to add up to a view that differentiates between “drive and
instinct as biological, quasi-rational, and perhaps, on Darwinian grounds, inherited
through generations of natural selection; ‘inclinations’ as more general dispositions
or tastes, not necessarily tied to biological needs; and ‘affects’ as brief, forceful inner
stirrings,” this view is impossible for two reasons: (i) drive-based explanations of
nonconscious behavior cannot be used to explain the behavior of conscious beings
fully; and (ii) “the texts do not, as a whole, support the division” between biological
Nietzsche on Subjectivity
drives and instincts, general dispositions that may move beyond biology, and inner
feeling. We agree that claims made about the texts as a collective whole are difficult
to sustain. See Tom Stern. 2015. “Against Nietzsche’s ‘Theory’ of the Drives.”
Journal of the American Philosophical Association 1(01): 121–40, 125–26.
2 In addition to Stern, see e.g. Carl B. Sachs. 2008. “Nietzsche’s Daybreak: Toward a
Naturalized Theory of Autonomy.” Epoché 13/1(Fall): 81–100; Paul Katsafanas 2011.
“The Concept of Unified Agency in Nietzsche, Plato, and Schiller.” Journal of the
History of Philosophy 49(1): 87–113; Keith Ansell-Pearson. 2011. “Beyond
Compassion: On Nietzsche’s Moral Therapy in Dawn.” Continental Philosophy
Review 44(2): 179–204; Paul Franco, Nietzsche’s Enlightenment (Chicago: University
of Chicago Press, 2011); Katrina Mitcheson, Nietzsche, Truth and Transformation
(Basingstoke: Palgrave Macmillan, 2013); Christa Davis Acampora. 2014 “Senses of
Freedom of the Free Spirit.” Pli: Warwick Journal of Philosophy 25: 13–33; Rebecca
Bamford, “Health and Self-cultivation in Dawn,” in Nietzsche’s Free Spirit Philosophy,
ed. Rebecca Bamford (London: Rowman & Littlefield International, 2015), 85–109.
See also Mark Alfano, Nietzsche’s Moral Psychology (Cambridge: Cambridge
University Press, 2017), in which Alfano argues that for Nietzsche, drives “differ
from preferences and desires in being associated primarily with the processes of
agency rather than with teleologically specified states of affairs” (5). Earlier versions
of parts of this chapter appear in portions of Ansell-Pearson, “Beyond Compassion,”
and Bamford, “Health and Self-cultivation in Dawn.”
3 Robert Guay has argued that Nietzsche’s remarks on subjectivity throughout his
writings do not amount to a denial of a unified subject, and that Nietzsche “not
only attributed a fundamental role to subjectivity in the explanation of belief and
action, but even considered all events to be ultimately explicable by reference to
subjectivity.” Guay’s account does refer to Dawn 43 and Dawn 124, but a detailed
analysis of subjectivity in Dawn is beyond the scope of his essay, which attends to
multiple texts by Nietzsche; we see our analysis as building on Guay’s discussion
of these two aphorisms. See Robert Guay. 2006. “The ‘I’s Have It: Nietzsche on
Subjectivity,” Inquiry: An Interdisciplinary Journal of Philosophy 49(3): 218–41.
4 Guay, “The ‘I’s Have It”; Sachs, “Nietzsche’s Daybreak”; Katsafanas, “The Concept
of Unified Agency in Nietzsche, Plato, and Schiller”; Acampora, “Senses of
Freedom of the Free Spirit.”
5 Sachs points this out in “Nietzsche’s Daybreak,” 81–100.
6 In On Truth and Lying in a Non-Moral Sense, Nietzsche discusses the development
of language in the context of the dissimulation of the intellect, which he claims
operates as a means of self-preservation. He makes a similar claim about
dissimulation here, and some of the language of nerve stimuli is also carried over
from On Truth and Lying in a Nonmoral Sense to Dawn. However, and importantly
for how we understand the concept of interpretation in Dawn, the idiom of
“construction” that Nietzsche employs in On Truth and Lying in a Nonmoral Sense
is replaced by the idiom of “cultivation” in Dawn.
161
162
Nietzsche’s Dawn
7 In The Gay Science, Nietzsche will prescribe as a method of becoming the
“purification of our opinions and valuations,” which is to be carried out in terms
of a “new limit” we place on ourselves (GS 335).
8 Katsafanas draws attention to this aphorism as Nietzsche’s initial exploration of
the view that conscious thinking occurs in words, in The Nietzschean Self: Moral
Psychology, Agency, and the Unconscious (Oxford: Oxford University Press,
2016), 25.
9 Here it is worth noting the similarity of Nietzsche’s point in this aphorism to
Spinoza’s thinking on the limitation that perception places on human
understanding of the world. Spinoza discusses this using his well-known
example of the worm in the blood in a letter to Henry Oldenburg, in which
Spinoza is primarily concerned with explaining the coherence of the parts of
Nature and how this coherence may be known. In the letter, Spinoza likens
humans to “a tiny worm living in the blood,” which is “capable of distinguishing
by sight the particles of the blood — lymph, etc. — and of intelligently observing
how each particle, on colliding with another, either rebounds or communicates
some degree of its motion, and so forth.” As Spinoza points out, even while the
worm may make intelligent observations of particle motion — just as humans
may make intelligent observations of the interactions of things in the
world — such a worm “would be living in the blood as we are living in our part
of the universe, and it would regard each individual particle as a whole, not a
part, and it would have no idea as to how all the parts are modified by the overall
nature of the blood and compelled to mutual adaptation as the overall nature of
the blood requires, so as to agree with one another in a definite relation.” See
Baruch Spinoza, Letter to Henry Oldenburg of November 20, 1665, in Modern
Philosophy: An Anthology of Primary Sources, ed. Roger Ariew and Eric Watkins
(Indianapolis: Hackett, 1998), 126–28.
10 Brian Domino, “Polyp Man,” in A Nietzschean Bestiary: Becoming Animal Beyond
Docile and Brutal, ed. Christa Davis Acampora and Ralph R. Acampora
(Lanham: Rowman & Littlefield, 2004), 43. On Friedrich Albert Lange and
Nietzsche, see also George J. Stack, Lange and Nietzsche (Berlin and New York:
de Gruyter, 1983), 138–40. As both Domino and Stack discuss, Lange provided
extensive discussion of La Mettrie’s materialist philosophy — along with
Abraham Tremblay’s famous and influential discovery of the self-regenerating
polyp — in his History of Materialism, which Nietzsche read, upon which he
commented favourably, and which is directly mentioned in D 119. Today,
biologists refer to Tremblay’s “polyp,” discovered in 1741, as a “hydra.”
Tremblay’s experiments were considered important, because they seemed to
provide evidence opposing preformation and supporting epigenesis, the theory
that life acquires form through some active organizing process unique to living
Nietzsche on Subjectivity
things. On the history of the hydra, see Ted Everson, The Gene: A Historical
Perspective (Westport: Greenwood Publishing Group, 2007), 23–24.
11 Julien Offray De La Mettrie, “Machine Man,” in Machine Man and Other
Writings, ed. Ann Thomson (Cambridge: Cambridge University Press, 1996), 24.
12 La Mettrie, “Machine Man,” 24. La Mettrie’s ambiguous image of the (non)
crushing weight of atheism is strongly reminiscent of Nietzsche’s thought
experiment concerning our experience of the “greatest” weight, namely the
thought of eternal recurrence (GS 341).
13 La Mettrie, “Machine Man,” 32.
14 For a contemporary account of dreams that supports some (though not all) of
Nietzsche’s insights concerning dreams, see Colin McGinn, Mindsight: Image,
Dream, Meaning (Cambridge: Harvard University Press, 2004). McGinn claims
that one crucial difference between the dream state and the waking state is that in
the former dreams are “modally exhaustive” or blind: “In waking c onsciousness
I can be perceiving one thing and imagining something else: there is the perceived
world and the imagined world. I ‘live’ in both worlds, the actual and the possible …
But in the dream there is only the dream world and no envisaged alternative to it;
so I feel condemned to that world, since I can picture no other.” McGinn
Mindsight, 80. For a discussion of dreams in D 119, see also Katsafanas, The
Nietzschean Self, 95.
15 See Katsafanas, The Nietzschean Self, 138.
16 Michael Ure, Nietzsche’s Therapy: Self-Cultivation in the Middle Works (Lanham:
Lexington Books, 2008), 46.
17 Ure, Nietzsche’s Therapy, 46.
18 On these points see Ure, Nietzsche’s Therapy, 47.
19 Ure, Nietzsche’s Therapy, 47.
20 Ure advances this interpretation partly as a response to the overly literary model
of the self and self-becoming in Alexander Nehamas’s influential reading in
Nietzsche: Life as Literature (Cambridge: Harvard University Press, 1985).
21 For example, writing to his mother, Franziska Nietzsche on July 21, 1879,
Nietzsche speculates on gardening as a helpful activity as part of his interest in
pursuing a more simple and natural, and hence healthier, way of living. See
Rebecca Bamford, “Daybreak,” in A Companion to the Works of Friedrich
Nietzsche, ed. Paul Bishop (Rochester: Boydell & Brewer [Camden House], 2012),
139–57.
22 Duncan Large, “Nietzsche’s Helmbrecht. 1997. or How to Philosophize with a
Ploughshare.” Journal of Nietzsche Studies 13: 3–22. Reprinted in Studia
Nietzscheana (2014): http://www.nietzschesource.org/SN/d-large-2014.
23 Paul Franco describes Nietzsche’s conception of the self as “aesthetic” and as
“horticultural” and discusses how this aesthetic self is presented in Dawn
163
164
Nietzsche’s Dawn
through the garden metaphor in D 560. See Paul Franco, Nietzsche’s
Enlightenment (Chicago: University of Chicago Press, 2011), 77, 81–82.
24 Ure, Nietzsche’s Therapy, 202–03.
25 Ansell-Pearson elsewhere claims that Nietzsche is promoting an ethic of
self-fashioning in this aphorism, in response to concern about “market-driven
atomization and de-individuation” as well as to the tyranny of a morality of
sympathetic affect, Ansell-Pearson “Beyond Compassion,” 188–90.
26 Abbey shows that Nietzsche’s critical engagement with pity is not absolute but
nuanced, making allowances for differences of individual type and context in
assessing whether or not pity is defensible or appropriate ethical behaviour. See
Abbey, Nietzsche’s Middle Period, 71.
27 Bamford discusses the significance of this analogy in D 382 for Nietzsche’s
overall project in Dawn in greater depth in her essay “Daybreak.”
28 Translation modified.
29 Translation modified from “shoots” to “seeds.” Smith renders “die Keime” as
“shoots” in his translation, which obscures the Stoic imagery here. Bamford thanks
Stefan Heßbrüggen for pointing out this Stoic influence upon Dawn 560 to her.
Graham Parkes has pointed out that seed imagery also occurs in Plato, e.g. in the
Timaeus, and provides a detailed analysis connecting this aspect of Plato’s work to
Nietzsche’s thinking on ethics and psychology in Graham Parkes, Composing the
Soul: Reaches of Nietzsche’s Psychology (London: University of Chicago Press,
1994), 186–93. See also Bamford, “Health and Self-cultivation in Dawn.”
30 In “Health and Self-cultivation in Dawn,” Bamford discusses two Stoic influences
at work in Nietzsche’s use of the seed metaphor; following work by Maryanne
Cline Horowitz, these may be summarized as follows: (i) Diogenes Laertius’
conception of “Nature as a force moving of itself” whereby nature gives rise to
offspring produced and organized through Nature’s own seminal principles
[spermatikoi logoi]; (ii) widespread Stoic use of the metaphor of seeds to account
for knowledge and of virtue as developmental, for example by Seneca in his
Epistles. See Horowitz. 1974. “The Stoic Synthesis of the Idea of Natural Law in
Man: Four Themes.” Journal of the History of Ideas 35(1): 3–16. In an essay that
focuses on BGE 12, Lanier Anderson has made a similar claim that the
Nietzschean self is a task or achievement. See Anderson, “What is a Nietzschean
Self?” in Nietzsche, Naturalism and Normativity, ed. Christopher Janaway and
Simon Robertson (Oxford: Oxford University Press, 2012), 202–35, 208. On the
aesthetic self as a horticultural self, see also Franco, Nietzsche’s Enlightenment,
77, 81–82. And on Nietzsche’s artful naturalism and its relevance to Nietzsche’s
account of the self, see Christa Davis Acampora, Contesting Nietzsche (Chicago,
IL: University of Chicago Press, 2013).
31 In a note from 1881, Nietzsche expresses his admiration of the Chinese for
cultivating trees that bear roses on one side and pears on the other — an exotic
Nietzsche on Subjectivity
fruit that is the result of selective breeding indeed! (KSA 9 11 [276]) This theme
continues in the later notes, such as one from 1887 where Nietzsche demands that
individuals be allowed to freely work on themselves as artist-tyrants. He adds an
important qualification: “Not merely a master-race, whose task would be limited
to governing, but a race or people with its own sphere of life, with an excess of
strength for beauty, bravery, culture (Cultur), manners to the highest peak of the
spirit; an affirming race that may grant itself every great luxury … a hothouse for
strange and exquisite plants” (KSA 12, 9 [153]; WP 898). The concept for this
non-average type of human being is “the superhuman” (KSA 12, 10 [17]; WP 866).
32 On minimal conditions see Mitcheson, Nietzsche, Truth and Transformation, 152.
33 Sachs, “Nietzsche’s Daybreak,” 85.
34 Acampora, “Senses of Freedom of the Free Spirit,” 27–32. See also Acampora,
Contesting Nietzsche.
35 Katsafanas, “The Concept of Unified Agency,” 103. While his account is helpful,
Katsafanas’ paper incorporates more substantial analysis from Nietzsche’s later
writings; a detailed analysis of Dawn is beyond the scope of his project.
36 Katsafanas, “The Concept of Unified Agency,” 113.
37 Sachs, “Nietzsche’s Daybreak,” 85.
38 Sachs, “Nietzsche’s Daybreak,” 94–95.
39 Sachs, “Nietzsche’s Daybreak,” 94–95. Mitcheson also points out that what is
needed is fairly minimal: according to her, only latent health and strength are
required to undertake the move from fettered to free (heteronomous to
autonomous) spirit. See Mitcheson, Nietzsche, Truth and Transformation, 152.
40 Acampora, “Senses of Freedom of the Free Spirit,” 29. See also Peter Poellner,
“Nietzschean Freedom,” in Nietzsche on Freedom and Autonomy, ed. Ken Gemes
and Simon May (Oxford: Oxford University Press, 2009), 154.
41 Acampora, “Senses of Freedom of the Free Spirit,” 27–32.
42 Acampora, “Senses of Freedom of the Free Spirit,” 27–32.
43 On material conditions, see Sachs, “Nietzsche’s Daybreak,” 82. As Parkes
discusses, the cultivation options discussed in D 560 are a form of sublimation of
drives. See Parkes, Composing the Soul, 169. See also Ansell-Pearson, “Beyond
Compassion”, 196.
44 We do not claim here that Nietzsche differentiates between emotion and thought
wholesale.
45 George Stack has pointed out that, while discussing how temperament rests on a
physiological basis that determines human character in Man-Machine, Julien
Offray de La Mettrie observes something very close to this claim concerning the
physiological basis for cognitive diversity: “A mere nothing, a tiny fibre, some
trifling thing that the most subtle anatomy cannot discover, would have made
two idiots out of Erasmus and Fontanelle” (Stack, Lange and Nietzsche, 140);
La Mettrie, “Machine Man”, 10.
165
166
Nietzsche’s Dawn
46 Natural causality is termed “material conditions of subjectivity” by Sachs in
“Nietzsche’s Daybreak,” 93.
47 Contrast e.g. Stern, “Against Nietzsche’s ‘Theory’ of the Drives,” with the
account provided by Guay, “The ‘I’s Have It.”
48 Paul Katsafanas. 2005. “Nietzsche’s Theory of Mind: Consciousness and
Conceptualization.” European Journal of Philosophy 13(1): 1–31, 24.
49 Christine Daigle, “The Ethical Ideal of the Free Spirit in Human, All Too
Human,” in Nietzsche’s Free Spirit Philosophy, ed. Rebecca Bamford (London:
Rowman & Littlefield International, 2015), 33–48. It is important to note that, in
his paper “Nietzsche’s Theory of Mind,” Katsafanas acknowledges this and calls
for more attention to be given to the relationship between conscious and
unconscious states, a call to which Daigle’s essay responds.
50 Daigle, “The Ethical Ideal of the Free Spirit,” 37. On the concept of the
Nietzschean self understood in light of Deleuze as compound becoming, see
Alan D. Schrift, “Rethinking the Subject: or, How One Becomes-Other Than
What One is,” in Nietzsche’s Postmoralism, ed. Richard Schacht (Cambridge:
Cambridge University Press, 2001); and Christa Davis Acampora, “Naturalism
and Nietzsche’s Moral Psychology,” in A Companion to Nietzsche, ed. Keith
Ansell-Pearson (Oxford: Blackwell, 2006), 314–33.
51 Daigle, “The Ethical Ideal of the Free Spirit,” 37–38, 43.
52 Daigle, “The Ethical Ideal of the Free Spirit,” 38, 43.
53 Gianni Vattimo, Dialogue with Nietzsche, trans. William McCuaig (New York:
Columbia University Press, 2006), 164. This work by Vattimo was originally
published in Italian in 1979.
54 Vattimo, Dialogue with Nietzsche, 162–63.
55 Vattimo, Dialogue with Nietzsche, 161.
56 See Lanier Anderson, “What is a Nietzschean Self?” in Nietzsche, Naturalism and
Normativity, ed. Christopher Janaway and Simon Robertson (Oxford: Oxford
University Press, 2012), 202–35.
57 On the distinction between heteronomous and autonomous selves, see Sachs,
“Nietzsche’s Daybreak.”
58 Sachs, “Nietzsche’s Daybreak,” 93. It has been argued that the Nietzschean self
should best be conceived of as a task or achievement in R. Lainer Anderson,
“What is a Nietzschean Self?” in Nietzsche, Naturalism, and Normativity, ed.
Christopher Janaway and Simon Robertson (Oxford: Oxford University Press,
2009), 202–35. Daigle’s account in her essay “The Ethical Ideal of the Free Spirit”
helpfully explains what that achievement might, in the context of the free spirit
writings, consistently involve. On subject multiplicity as a pre-requisite for
change, see Mitcheson, Nietzsche, Truth, and Transformation, 135.
167
7
Nietzsche on Fanaticism, and the Care of the Self1
One of Nietzsche’s key targets in Dawn is what he sees as the fundamental
tendency of modern “commercial society” to attempt a “collectivity-building
project that aims at disciplining bodies and selves and integrating them into a
uniform whole.”2 In this context, Nietzsche’s use of “morality” denotes the means
of adapting individuals to the needs of the whole, making them into useful members of society. This requires that every individual is made to feel, as a primary
emotion, a connectedness or bondedness with the whole, with society and its customs and traditions, in which anything truly individual is regarded as prodigal,
costly, inimical, extravagant, and so on. Nietzsche’s great worry in this regard is
that any concern with self-fashioning will be sacrificed. This informs his second
critical concern with the emphasis on sympathetic affects within modern talk of
morality. For Nietzsche, it is necessary to contest the idea that there is a single
moral-making morality, since every code of ethics that affirms itself in an exclusive manner “destroys too much valuable energy and costs humanity much too
dearly” (D 164).
By contrast, in the future, Nietzsche hopes that the inventive and fructifying
person shall no longer be sacrificed and that “numerous novel experiments shall
be made in ways of life and modes of society” (D 164). When this takes place, we
will find that an enormous load of guilty conscience has been purged from the
world. Guilty conscience is, hence, Nietzsche’s third key target in Dawn.
Humanity has suffered for too long from teachers of morality who wanted too
much all at once and sought to lay down precepts for everyone (D 194). In the
future, care will need to be given to the most personal questions and create time
for them (D 196). Small individual questions and experiments will no longer be
viewed with contempt and impatience (D 547). In place of what he sees as the
ruling ethic of pity, which he thinks can assume the form of a “tyrannical
encroachment,” Nietzsche invites individuals to engage in individual projects of
Nietzsche’s Dawn: Philosophy, Ethics, and the Passion of Knowledge, First Edition.
Keith Ansell-Pearson and Rebecca Bamford.
© 2021 John Wiley & Sons Ltd. Published 2021 by John Wiley & Sons Ltd.
168
Nietzsche’s Dawn
self-fashioning, cultivating selves that others can look at with pleasure — yet that
still gives vent to the expression, albeit in a subtle and delicate manner, of an
altruistic drive:
Moral fashion of a commercial society — Behind the fundamental principle
of the contemporary moral fashion: “moral actions are generated by sympathy [Sympathie] for others”, I see the work of a collective drive toward
timidity masquerading behind an intellectual front: this drive desires …
that life be rid of all the dangers it once held and that each and every person
should help toward this end with all one’s might: therefore only actions
aimed at the common security and at society’s sense of security may be
accorded the rating “good!” — How little pleasure people take in themselves these days, however, when such a tyranny of timidity dictates to
them the uppermost moral law [Sittengesetz], when, without so much as a
protest, they let themselves be commanded to ignore and look beyond
themselves and yet have eagle-eyes for every distress and every suffering
existing elsewhere! Are we not, with this prodigious intent to grate off all
the rough and sharp edges from life, well on the way to turning humanity
into sand? … In the meantime, the question itself remains open as to
whether one is more useful to another by immediately and constantly leaping to his side and helping him — which can, in any case, only transpire
very superficially, provided the help doesn’t turn into a tyrannical encroachment and transformation — or by fashioning out of oneself something the
other will behold with pleasure, a lovely, peaceful, self-enclosed garden, for
instance, with high walls to protect against the dangers and dust of the
roadway, but with a hospitable gate as well (D 174)
Nietzsche appears to have been exposed to the term “commercial society” from his
reading of Taine’s history of English literature.3 As one commentator notes, those
who favored commercial society, such as the French philosophes, including thinkers such as Voltaire and Montesquieu, held that by “establishing bonds among people and making life more comfortable, commerce softens and refines people’s
manners and promotes humaneness and civility.”4 It is clear that, in the aphorism
we have just cited, Nietzsche is expressing an anxiety that other nineteenth-century
social analysts, such as Tocqueville, have, namely, that market-driven atomization
and de-individuation can readily lead to a form of communitarian tyranny.5
Nietzsche’s concern is not simply with the emergence of such tyranny, but with its
effects on humanity as a whole.
Nietzsche’s critical engagement with modern morality’s heavy-handed emphasis
on sympathetic affects, on the effects of commercial society, and guilty conscience,
thus leads him to an additional, fourth, key point of critical engagement: the modern
Nietzsche on Fanaticism, and the Care of the Self
emphasis on security. Unknown to ourselves, Nietzsche claims, we live within the
effect of general opinions about “the human being,” which is a “bloodless abstraction” and “fiction” (D 105). Even the modern glorification of work and talk of its
blessings can be interpreted as a fear of everything individual. The subjection to hard
industriousness from early until late serves as “the best policeman” since it keeps
everyone in bounds and hinders the development of reason, desire, and the craving
for independence. It uses vast amounts of nervous energy that could be given over to
reflection, brooding, dreaming, loving and hating, and working through our experiences: “a society in which there is continuous hard work will have more security
[Sicherheit]: and security is currently worshipped as the supreme divinity” (D 173).
We are today creating a society of “universal security” but the price being paid for it
is, Nietzsche thinks, much too high: “the maddest thing is that what is being effected
is the very opposite of universal security” (D 179).
In our age of great uncertainty, Nietzsche suggests, there are emerging individuals who no longer consider themselves to be bound by existing mores and laws,
and are thus making the first attempts to organize and create for themselves a new
way of being ethical. Hitherto such individuals have lived their lives under the
jurisdiction of a guilty conscience, being decried as criminals, freethinkers, and
immoralists (D 164). Although this development will make the coming century a
precarious one (it may mean, Nietzsche notes, that a rifle hangs on each and every
shoulder), it is one that Nietzsche thinks we should find fitting and good since it
at least ensures the presence of an oppositional power that will admonish that
there is any such thing as a single moral-making morality. Nietzsche’s skepticism
about a drive for security is directly relevant to our present-day reality. In a recent
“critique” of security, Mark Neocleous has claimed that today our entire political
language and culture is saturated by “security”; indeed, everywhere we look we
see being articulated the so-called need for security.6 Moreover, there is a prevailing assumption that such security is a good thing, something fundamentally necessary in spite of all interrogations of it. The common assumption today is that
only security is able to guarantee our freedom and the good society, and the main
issue on the contemporary political agenda is how to improve the power of the
state so that it can secure us better. With this in mind, we need to ask some critical
questions. As Neocleous puts it, what if at the heart of the logic of security there
lays not a vision of emancipation, but rather “a means of modelling the whole of
human society around a particular vision of human order? What if security is little more than a semantic and semiotic black hole allowing authority to inscribe
itself deeply into human experience?”7
The critique of security that is suggested by Neocleous’ analysis would see
security not as a universal or transcendental value, but rather as an exercise in
political technology that shapes and orders individuals, groups, and classes, as
well as capital. It would contest the “necessity” of security that appears obvious
169
170
Nietzsche’s Dawn
and natural, and that aims to close off all opposition, so remaining “unquestioned, unanalysed and undialectically presupposed, rather like the order which
it is expected to secure.”8 Neocleous speaks of resisting the course of a world that
continues to hold a gun to the heads of human beings. Although Nietzsche
responds to the crisis of security as he saw it in his own time by appealing to the
need for everyone to carry their own gun, his point is one largely made in jest.
More seriously, Nietzsche recognizes the fundamental bio-political tendencies of
modernity and the way they will impact on individuals, leading ultimately to a
political technology of control and discipline and expressed in the name of our
welfare and “security.”9
Nietzsche’s campaign against morality refers to certain ways and habits of
thinking, including the morality that is part of our modern self-image of ourselves
(as moral agents). More specifically, we can now see that the initial question about
morality that Nietzsche identifies, concerns how we can respond to the issue that
our ways and habits of thinking about morality lack intellectual conscience and
integrity. Morality as we moderns conceive it gives our attempts at self-mastery a
bad conscience, and infuses our behavior with guilt. For Nietzsche, four main
presumptions about morality guide this way of thinking:
i) It is supposed that morality must have a universally binding character in
which there is a single morality valid for all in all circumstances and for all
occasions. Morality expects a person to be dutiful, obedient, self-sacrificing in
their core and at all times: this demands ascetic self-denial and is a form of
refined cruelty.
ii) Ethicists such as Kant and Schopenhauer suppose that it provides us with
insight into the true, metaphysical character of the world and existence. For
example, in Schopenhauer virtue is “practical mysticism,” which is said to
spring from the same knowledge that constitutes the essence of all mysticism.
For Schopenhauer therefore, metaphysics is virtue translated into action and
proceeds from the immediate and intuitive knowledge of the identity of all
beings.
iii) It is supposed that we already have an adequate understanding of moral
agency, for example, that we have properly identified moral motives and
located the sources of moral agency. The opposite for Nietzsche is, in fact, the
case: we almost entirely lack knowledge in moral matters.
iv) It is supposed we can make a clear separation between good virtues and evil
vices, but for Nietzsche the two are reciprocally conditioning: all good things
have arisen out of dark roots through sublimation and spiritualization, and
they continue to feed off such roots.
It is important we appreciate that Nietzsche is not, in Dawn, advocating the
overcoming of all possible forms of morality: a role for the ethical is retained.10
Nietzsche on Fanaticism, and the Care of the Self
His concern is that “morality” in the forms it has assumed in the greater part of
human history, right up to Kant’s moral law, has opened up an abundance of
sources of displeasure and to the point that one can say that with every “refinement
in morality” [Sittlichkeit] human beings have grown “more and more dissatisfied
with themselves, their neighbour, and their lot” (D 106). The individual in search
of happiness, and who wishes to become their own law-giver, cannot be treated
with prescriptions to the path to happiness simply because individual happiness
springs from one’s own unknown laws — external prescriptions only serve to
obstruct and hinder the pursuit of individual happiness: “The so-called ‘moral’
precepts are, in truth, directed against individuals and are in no way aimed at
promoting their happiness” (D 108). Indeed, Nietzsche himself does not intend to
lay down precepts for everyone. As he writes: “One should seek out limited circles
and seek and promote the morality appropriate to them” (D 194). Similarly, he
points out in another text that where morality centers on “continually exercised
self-mastery and self-overcoming in both large and the smallest of things,” it is to
be championed (WS 45).
Self-care
Nietzsche proposes one substantial, though incomplete, answer to his initial
question of morality: we need to come to a better understanding of how we have
developed a bad conscience toward a morality centered on self-care. We currently
regard self-renunciation as the basis of morality. We are the inheritors of a secular
tradition that sees in external law the basis for morality, and this morality is one of
asceticism or denial of the self. As Nietzsche astutely points out, if we examine
what is often taken to be the summit of the moral in philosophy — the mastery of
the affects — we even find that there is pleasure to be taken in this mastery. For
instance, we can impress ourselves by what we can deny, defer, resist, and so on.
It is through this mastery that we grow and develop. And yet morality, as we moderns have come to understand it, would nonetheless have to give this ethical selfmastery a bad conscience. If we take self-sacrificing resolution and self-denial as
our criterion of the moral, then we would have to say — if being honest — that
such acts are not performed strictly for the sake of others. One’s own fulfillment
and pride are at work in such acts: the other provides the self with an opportunity
to relieve itself through self-denial.
With this in mind, we can begin to see how Nietzsche’s initial question of
morality raises a further, pressing question about how to care for the self.
According to Michel Foucault, among the Greeks practices of self-cultivation
took the form of a precept, “to take care of self.” This precept was a principal rule
for social and personal conduct and for the art of life. This is not what we
171
172
Nietzsche’s Dawn
ordinarily think when we think of the ancient Greeks: we imagine that they were
ruled by the precept, “Know thyself” [gnothi seauton]. Nietzsche’s question of
morality hence raises the question: Why have we moderns forgotten the original
precept of take care of the self and why has it been obscured by the Delphic
injunction? In modern philosophy from Descartes to Husserl, knowledge of the
self, or the thinking subject, takes an on an ever-increasing importance as the
first key step in the theory of knowledge. Foucault thinks we moderns have thus
inverted what was the hierarchy in the two main principles of antiquity: for the
Greeks knowledge was subordinated to ethics (centered on self-care) whereas for
us knowledge is what is primary. But even the Delphic principle was not an
abstract one concerning life; rather, it was technical advice meaning something
like, “do not suppose yourself to be a god,” or “be aware of what you really ask
when you come to consult the oracle.”
Two key points about Foucault’s analysis are worth noting here. First, Foucault
insists that taking care of one’s self does not simply mean being interested in
oneself or having an attachment to or fascination with the self. Rather, “it
describes a sort of work, an activity; it implies attention, knowledge, technique.”11
Second, regarding the taking care aspect, Foucault stresses that the Greek word
epimeleisthai designates not simply a mental attitude, a certain form of attention,
or a way of not forgetting something. He points out that its etymology refers to a
series of words such as meletan and melete, and meletan, for example, means to
practice and train (often coupled with the verb gumnazein). So, the meletai are
exercises, such as gymnastic and military ones. Thus, the Greek “taking care”
refers to a form of vigilant, continuous, and applied activity more than it does to a
mental attitude.
Foucault contends that Greek ethics incorporates a focus on moral conduct, on
relations to oneself and others, rather than a focus on religious problems such as
what our fate after death is, or what the gods are and whether they intervene in
life or not. For the Greeks, Foucault argues, these were not significant problems,
and were not directly related to conduct. Instead, the Greeks were concerned with
constituting an approach to the ethical as an “aesthetics of existence.” Foucault
thinks we may be in a similar situation to the Greek one today “since most of us
no longer believe that ethics is founded in religion.”12 For him the general Greek
problem was not the tekhne of the self but that of life, “tekhne tou biou, or how to
live. It is quite clear from Socrates to Seneca or Pliny, for instance, that they didn’t
worry about the afterlife, what happened after death, or whether God exists or
not. That was not really a great problem for them; the problem was: Which tekhne
do I have to use in order to live well as I ought to live?”13 More and more, he
thinks, over time this tekhne tou biou became one of the self, so whereas a Greek
citizen of say the fifth century would have felt his or her tekhne of life was to take
care of the city and his or her companions, by the time of Seneca the problem is to
Nietzsche on Fanaticism, and the Care of the Self
primarily take care of him or herself. This taking care of the self for its own sake
is something that starts with the Epicureans.
Attending to these remarks by Foucault highlights a remarkable similarity to
the way in which Nietzsche presents the question of self-care and, more broadly,
the question of how to understand the ethical in the free-spirit writings. Nietzsche
suggests we need to cultivate an attitude of indifference with respect to the first
and last things. He explicitly appeals to Epicurus and Epictetus as thinkers who
present a model of ethics that is quite different to what we have inherited through
Christianity and modern secularism. What particularly appeals to Nietzsche
about Epicurus’ philosophy is the teaching on mortality and the general attempt
to liberate the mind from unjustified fears and anxieties. If, as Pierre Hadot has
suggested, philosophical therapeutics is centered on a concern with the healing of
our own lives so as to return us to the joy of existing, then in the texts of his freespirit writings, Nietzsche can be seen to be an heir to this ancient tradition.14
Indeed, if there is one crucial component to Nietzsche’s philosophical therapeutics in these texts that he keeps returning to again and again, it is the need for
spiritual joyfulness and the task of cultivating in ourselves, after centuries of
training by morality and religion, the joy in existing. In the final aphorism of The
Wanderer and his Shadow Nietzsche writes, for example:
Only to the ennobled human being may the freedom of spirit be given; to him
alone does alleviation of life draw nigh and salve his wounds; he is the first
who may say that he lives for the sake of joyfulness [Freudigkeit] and for the
sake of no further goal (WS 350)
In the free spirit writings, then, Epicurus is an attractive figure for Nietzsche because
of the attempt to establish philosophy on the basis of cool, scientific reasoning,
such as the attempt to understand nature free of arbitrary principles, as well as
free of myth and human fantasy. The task is to make human beings modest and
self-sufficient.15 Nietzsche wants free spirits to take pleasure in existence, involving
taking pleasure in themselves and in friendship. He is keen to encourage human
beings to cultivate an attitude toward existence in which they accept their mortality
and attain serenity about their dwelling on the earth, to conquer unjustified fears,
and to reinstitute the role played by chance and chance events in the world and in
human existence. Nietzsche wishes to see restored our insight into the “pure
contingency of events,” and in this way we restore “innocence” to the world and
rid it of notions of punishment (D 13; see also D 33, 36).16
At this point in the trajectory of his wider philosophy, Nietzsche’s engagement
with the question of morality means that he is committed to a philosophical therapeutics in which the chief aim is to temper emotional and mental excess. There is
an Epicurean inspiration informing Nietzsche’s actual philosophical practice at
173
174
Nietzsche’s Dawn
this time. According to one commentator, Epicurean arguments “have a clear
therapeutic intent: by removing false beliefs concerning the universe and the ways
in which the gods might be involved in its workings, they eliminate a major source
of mental trouble and lead us towards a correct and beneficial conception of these
matters.”17 In part, Nietzsche conceived the art of the maxim in therapeutic terms.
Epicurus’s practice of philosophy may have served as one source of inspiration for
Nietzsche, along with his esteem of such geniuses of meditation as Seneca and
Plutarch (two of Montaigne’s favourite ancient authors also). Nietzsche thinks that
the modern age has forgotten the art of reflection, and although it is necessary for us
to confront the “thorniest” stretches of our lives, through practising the art of the
maxim we give ourselves a lift and a tonic, and can even return to life revivified rather
than depressed from our encounter with thorny problems (HH 38). Modern spirits
for Nietzsche can learn a great deal about their relation to life, including how to live
it well and wisely, by learning how to derive pleasure from the art of the maxim,
including both its construction and its tasting. This art of the maxim is for him to be
combined with the scientific spirit so as to give rise to a new sobriety in which a
program of general therapeutic practice of reflection and observation would serve to
aid the cause of tempering a human mind prone to neurosis. Nietzsche sees free
spirits playing an exemplary role here, being “steady and moderate”, and while
around them everything is catching fire they are keen “to grasp all available means
for quenching and cooling…” (HH 38). In directing our attention to natural causes
science liberates the human mind from the realm of fantasy, and the maxim provides
us with the means of reflecting on our lives in a sober and calm manner. The illnesses
and neuroses we encounter in humanity require that “ice-packs” be placed on them
(HH 38). Nietzsche speaks of the “over-excitation” of our “nervous and thinking
powers” reaching a dangerous critical point in our present and notes that “the
cultivated classes of Europe have in fact become thoroughly neurotic” (HH 244).
This concern with a cooling down of the human mind continues in Dawn where
Nietzsche makes even more explicit his concern with the spread of fanaticism in
moral and religious thinking (see D 50). In Dawn, Nietzsche is addressing what he
calls “our current, stressed, power-thirsty society [machtdürstigen Gesellschaft] in
Europe and America” (D 271), and seeks to draw attention to the different ways in
which the “feeling of power” is gratified through both individual and collective
forms of agency (see D 184). At this stage in his thinking, this is what he means by
“grand politics” [grossen Politik], in which the “mightiest tide” driving forward
individuals, masses, and nations is “the need for the feeling of power” [Machtgefühls]
(D 189). Sometimes this assumes the form of the “pathos-ridden language of
virtue,” and although Nietzsche has a concern over the fanatical elements of a
politics of virtue, his main concern at this time is that such behavior gives rise to
the unleashing of “a plethora of squandering, sacrificing, hoping … over-audacious,
fantastical instincts” that are then utilized by ambitious princes to start up wars
Nietzsche on Fanaticism, and the Care of the Self
(D 179). As one commentator points out, Nietzsche first introduces his infamous
notion of power into his writings not as a metaphysical truth or as a normative
principle, but as a hypothesis of psychology that seeks to explain the origins and
development of the various cultural forms that human beings have fashioned in
order to deal with their vulnerability or lack of power.18 For instance, Nietzsche
remarks that the development of human history the feeling of powerlessness has
been extensive and is responsible for the creation of both superstitious rituals as
well as cultural forms such as religion and metaphysics (D 23). The feeling of fear
and powerlessness has been in a state of “perpetual excitation” for so long a time
that the actual feeling of power has developed to incredibly subtle degrees and
levels and has, in fact, become our “strongest inclination” (D 23). We can safely
say, he thinks, that the methods discovered to create this feeling constitute the
history of culture [Cultur].
Today, Nietzsche notes, although the means of the appetite for power have
altered the same volcano still burns: what was formerly done for the sake of
God is now done for the sake of money, “for the sake of that which now imparts
to the highest degree the feeling of power and a good conscience” (D 204).
Nietzsche therefore attacks the upper classes for giving themselves over to
“sanctioned fraud” and that has “the stock exchange and all forms of speculation on its conscience” (D 204). What troubles him about this terrible craving
for and love of accumulated money is that it once again gives rise, albeit in a
new form, to “that fanaticism [Fanatismus] of the appetite for power
[Machtgelüstes] that formerly was ignited by the conviction of being in possession of the truth” (D 204).
Through his psychological probing of the “fantastical instincts” and of the
need for the feeling of power Nietzsche is led to cultivate skepticism about politics in Dawn and to favor instead a program of therapeutic self-cultivation. He
affirms, for example, the cultivation of “personal wisdom” over any allegiances
one might have to party politics (D 183). Moreover, as he says at one point in the
book, we need to be honest with ourselves and know ourselves extremely well if
we are to practice toward others “that philanthropic dissimulation that goes by
the name of love and kindness” (D 335). Nietzsche pursues a project of freeminded social transformation in which small groups of free spirits will practice
experimental lives, sacrifice themselves for the superior health of future generations, endeavor to get beyond their compassion, promote “universal interests,”
and seek to “strengthen and elevate the general feeling of human power” (D 146).
Although it is impossible to avoid generating suffering in the promotion of these
new universal interests through experimental free-minded modes of living, the
means to be practiced for the sublimated attainment of human power are
primarily “ethical,” involving persuasion and temptation and requiring the
setting up of new forms of pedagogy.
175
176
Nietzsche’s Dawn
Fanaticism
It is important to Nietzsche that his words are not treated as those of a “fanatic,”
that there is no “preaching,” and with no “faith” being demanded; rather, he is
keen to write and philosophize less dogmatically, in terms of what he calls a
“delicate slowness” (EH Foreword; see also D Preface 5). In Ecce Homo he prides
himself on his non-fanatical nature: “you will not find a trace of fanaticism in my
being” (EH “Why I am so clever,” 10). And he adds to amplify his point: “There is
not one moment in my life where you will find any evidence of a presumptuous or
histrionic attitude” (EH “Why I am so clever,” 10).
This “non-fanatical” Nietzsche emerges, or comes to the fore, in the free-spirit
texts. We live in fanatical times according to Nietzsche, and fanaticism is to be
understood as not purely political but as something that ranges across religion,
morality, and philosophy.19 Our attachment to “fanatical” ideas includes the idea
that there is a single moral-making morality; the idea that true life is to be found
in self-abandonment; and the idea that there are definitive, final truths. Nietzsche
situates himself as a critic of all three ideas throughout his middle writings, which
in this respect form part of his envisioned enlightenment project, and aims to
work against all expressions of fanaticism, especially religious and moral and
political, and in an effort to temper emotional and mental excess.
That fanaticism is a major concern of Nietzsche’s project in Dawn is made
explicit in the 1886 Preface, where he also writes as a teacher of slow reading and a
friend of lento. In it, Nietzsche exposes the seductions of morality, claiming that
morality knows how to “inspire” or “enthuse” [begeistern] us. As Nietzsche goes on
to point out, with his attempt to render the ground for “majestic moral edifices”
level and suitable for construction, Kant set himself a “rapturous” or “enthusiastic
goal” (schwärmerischen Absicht), one that makes him a true son of his century — a
century that more than any other, Nietzsche stresses, can fairly be called “the century of “rapturous enthusiasm” or, indeed, “fanaticism” [Schwärmerei] (D Preface 3).
Although Kant sought to keep enthusiasm [Enthusiasmus] and fanaticism
[Schwärmerei] separate, Nietzsche is claiming that there is in his moral philosophy
what Alberto Toscano has called a “ruse of transcendence,” or the return of universally binding abstract precepts and authorities that are beyond the domain of
human and natural relations.20 Nietzsche’s critical point is that Kant betrayed the
cause of reason by positing a “moral realm” that cannot be assailed by reason.
Indeed, Nietzsche holds that Kant was bitten by the “tarantula of morality
Rousseau,” and so “he too held in the very depths of his soul the idea of moral
fanaticism [moralischen Fanatismus] whose executor yet another disciple of
Rousseau’s, namely, Robespierre, felt and confessed himself to be” (D Preface 3).
Although he partakes of this “Frenchified fanaticism” (Franzosen-Fanatismus)
Kant remains decidedly German for Nietzsche — he is said to be “thorough” and
Nietzsche on Fanaticism, and the Care of the Self
“profound” — in his positing of a “logical ‘Beyond’,” a “non-demonstrable world,”
so as to create a space for the “moral realm.”21
The morality that humanity has cultivated and dedicated itself to is one of
“enthusiastic devotion” and “self-sacrifice” in which it looks down from sublime
heights upon the sober morality of self-control (which is regarded as egotistical).
Nietzsche suggests that the reason why morality has been developed in this way is
owing to the enjoyment of the state of intoxication that has stemmed from the
thought that the person is at one with the powerful being to whom it consecrates
itself; in this way the feeling of power is enjoyed and is confirmed by a sacrifice of
the self. For Nietzsche, of course, such an overcoming of the human self is impossible: “In truth you only seem to sacrifice yourselves; instead, in your thoughts you
transform yourselves into gods and take pleasure in yourselves as such” (D 215).
Activities of self-sacrifice serve to intensify the feeling of power as one of the key
needs of human life and are not to be taken at face value; this means that the sacrifice of the self is an appearance in which the value of the act resides in the pleasure one derives from it.
In his consideration of intoxication, visions, trance, and so on, Nietzsche is,
then, dealing with the problem of fanaticism that preoccupies him throughout his
middle and late writings (D 57–58, 68, 204, 298; see also AOM 15; BGE 10; GS 347;
AC 11, 54). The original aphorisms of Dawn are also explicitly concerned with this
same problem of fanaticism. As he notes, such “enthusiasts” or fanatics
(Schwärmer) will seek to implant the faith in intoxication as “as being that which
is actually living in life: a dreadful faith!” (D 50). Such is the extent of Nietzsche’s
anxiety that he wonders whether humanity as a whole will one day perish by its
“spiritual fire-waters” and those who keep alive the desire for them. The “strange
madness of moral judgements” is bound up with states of exaltation [Erhebung]
and “the most exalted language” (D 189). Nietzsche is advising us to be on our
guard, to be vigilant as philosophers against, “the half-mad, the fantastic, the
fanatical [fanatischer],” including so-called human beings of genius who claim to
have “visions” and to have seen things others do not see. We are to be cautious, not
credulous, when confronted with the claims of visions, that is to say he adds, “of
a profound mental disturbance” (D 66).
In criticizing fanaticism, Nietzsche largely has in mind the Christian religion
(though we might well suspect that he has Wagner in mind when he critically
addresses genius). Although it does not admit this to itself Christianity has sought
to liberate humanity from “the burden of the demands of morality by pointing out
a shorter way to perfection” (D 59). Now, however, the old habits of Christian
security strike us as “stale,” “exhausted,” and “arbitrarily fanatical” (D 57). Just as
there is no royal road to truth, so there is no easy path to perfection. Nietzsche
holds that in wanting to return to the affects “in their utmost grandeur and
strength” — for example, as love of God, fear of God, fanatical faith in God, and
177
178
Nietzsche’s Dawn
so on — Christianity represents a popular protest against philosophy and he
appeals to the ancient sages against it since they advocated the triumph of reason
over the affects (D 58).
Nietzsche’s stance contra revolution and on moral fanaticism — which he singles out for attack in the 1886 Preface to Dawn — is part of an established tradition in German thought dating back to the 1780s and 1790s.22 Although Nietzsche
especially criticizes Kant in the Preface to the text, he fails to consider in any serious or fair-minded way Kant’s position on morality and revolution, and he has
nothing to say on Kant’s own critical position on the issue of fanaticism. In the
Preface to Dawn Nietzsche accuses Kant of fanaticism and claims that he was bitten by Rousseau, that “tarantula of morality” (D Preface 3).23 However, although
he criticizes the Kantian legacy in moral philosophy he is, in fact, rather close to
Kant on several points. We can note the following: for Kant, (i) the task of the
Enlightenment is to be perpetual24; and (ii) revolution cannot produce a genuine
reform in our modes of thinking but only result in new prejudices.25 Where
Nietzsche thinks Kant is inconsistent is with respect to Kant’s ambition of imposing the demands of a universalist morality upon humanity. For Nietzsche this is
unworkable because we simply lack enough knowledge to morally legislate for
individuals, let alone for humanity as a whole. Nietzsche contends, first, that the
moral precepts directed at individuals are not, in fact, aimed at promoting their
happiness; second, that such precepts are also not, in fact, concerned with the
“happiness and welfare of humanity.” His concern on this point is that we simply
have words to which it is virtually impossible to attach definite concepts, “let
alone to utilize them as a guiding star on the dark ocean of moral aspirations”
(D 108). We cannot even appeal to evolution since, as he puts it, “Evolution does
not desire happiness; it wants evolution and nothing more” (D 108). Mankind
lacks a universally recognized goal, so it is thus both irrational and frivolous to
inflict upon humanity the demands of morality. Nietzsche does not rule out the
possibility of recommending a goal that lies in humanity’s discretion, but this is
something that for him lies in the distant future. There is much critical working
through and enlightenment undermining to be done first.
A simple definition would treat fanaticism as “excessive enthusiasm,” especially in religious matters. Enthusiasm is to be understood as “rapturous intensity of a feeling on behalf of a cause or a person.”26 Attention to such feeling is
part of Nietzsche’s understanding of fanaticism and informs his critique of it. As
such, Nietzsche is perhaps overall closer to the likes of Locke and Hume than he
is to Kant. Where Locke and Hume both offer sustained critiques of enthusiasm,
identifying it with what we would today call fanaticism, Kant is careful in some
of his writings to distinguish between enthusiasm [Enthusiasmus] and fanaticism [Schwärmerei]: where enthusiasm functions as a sign of a moral tendency
in humanity, the pious fanatic has otherworldly intuitions.27 Kant thus locates
Nietzsche on Fanaticism, and the Care of the Self
fanaticism [Schwärmerei] in the “raving of reason” and “the delusion of wanting
to SEE something beyond all bounds of sensibility.”28 Kant is looking for evidence
of a “historical sign,” such as resides in an event (e.g. the French Revolution),
which might indicate that humans have the power of being the cause or author
of their own improvement.29 However, Kant is acutely aware of not being dogmatic here, that is, we cannot have too high an expectation of human beings in
their progressive improvements less our aspirations turn into “the fantasies of an
overheated mind.”30 Of course, this does not save Kant completely from the
charge of “moral fanaticism,”31 but it does serve to indicate something of the
complexity of his position, to which Nietzsche does not properly attend.
Ultimately, Nietzsche and Kant diverge on the issue of fanaticism owing to the
fact that they each have a different conception of what makes for signs of human
“moral maturity.” For Kant this resides not simply in our being “civilized” or
“cultivated” and other semblances of morality but in our “cosmopolitan” achievement and sense of moral purposiveness. For Nietzsche, by contrast, we stand in
need of liberation from the “fanatical” presumptions of morality. Nietzsche perceives a need to recognize our ethical complexity, for example, that it is naïve to
posit a strict separation of egoistic and altruistic drives and actions, and that it is
equally naïve to assume a unitary self that is completely transparent to itself. So,
what, in Nietzsche’s eyes, makes for moral maturity? It is a question and task of
modesty — and for Nietzsche, as he makes clear in the Preface to Dawn, his attack
on “morality” is based on a struggle for “more modest words [bescheidenere
Worte]” (D Preface 4). According to Nietzsche, we lack the knowledge into moral
matters that talk of “morality” typically presumes, and for him this necessitates
bringing experimentalism into the domain of our ethical life. For example, he
thinks it is necessary to contest the idea that there is a single moral-making morality
since this deprives humanity of the capacity to attain ethical maturity in which
changes in customs are appreciated as a sign of a healthy culture, allowing for
diversity in attitudes and ways of living. This concern explains why Nietzsche is so
interested in “the inventive and fructifying person” and favours the implementation
of “novel experiments” with respect to both ways of living and modes of society
(D 164). The aim is to expunge guilty conscience from the lives of individuals.
Contra the fanaticism of “morality,” then, Nietzsche suggests that we ourselves
should instead become experiments, and that we should want to become such: we
are to build anew the laws of life and of behavior by taking from the sciences of
physiology, medicine, sociology, and solitude the foundation-stones for new ideals,
if not our new ideals themselves (D 453).32
We have seen how in the free-spirit writings, Epicurus is one of Nietzsche’s
chief inspirations in his effort to liberate himself from the metaphysical need, to
find serenity within his own existence, and to aid humanity in its need to now
cure its neuroses. Epicureanism, along with science in general, serves to make us
179
180
Nietzsche’s Dawn
“colder and more sceptical,” helping to cool down “the fiery stream of belief in
ultimate definitive truths,” a stream that has grown so turbulent through
Christianity (HH 244). The task, Nietzsche says, is to live in terms of “a constant
spiritual joyfulness [Freudigkeit]” (HH 292) and to prize “the three good things”:
grandeur, repose or peace, and sunlight, in which these things answer to thoughts
that elevate, thoughts that quieten, thoughts that enlighten, and, finally, “to
thoughts that share in all three of these qualities, in which everything earthly
comes to be transfigured: that is the realm where the great trinity of joy rules
[Freude]” (WS 332).
Nietzsche’s search for a non-fanatical [nicht fanatisch] mode of living in
response to the question of morality and its implications also leads him to an
engagement with the Stoic Epictetus. Although this ancient thinker was a slave,
the exemplar he invokes is without class and is possible in every class. He serves
as a counterweight to modern idealists who are greedy for expansion. Epictetus’s
ideal human being, lacking all fear of God and believing rigorously in reason,
“is not a preacher of penitence” (D 546). He has a pride in himself that does not
wish to trouble and encroach on others: “he admits a certain mild rapprochement and does not wish to spoil anyone’s good mood — Yes, he can smile! There
is a great deal of ancient humanity in this ideal!” (D 546). The Epictetean is selfsufficient, “defends himself against the outside world” and “lives in a state of
highest valor” (D 546). Nietzsche offers this portrait of the Epictetean as a point
of contrast to the Christian. The Christian lives in hope (and in the consolation
of “unspeakable glories” to come) and allows themself to be given gifts, expecting the best of life not to come from him or herself and their own resources but
from divine love and grace. By contrast Epictetus “does not hope and does allow
his best to be given him — he possesses it, he holds it valiantly in his hand, and
he would take on the whole world if it tries to rob him of it” (D 546). This portrait of Epictetus contra the Christian provides us with a set of invaluable
insights into how Nietzsche conceives the difference between fanatical and nonfanatical modes of living: one way of life is self-sufficient and finds its pride in
this, renouncing hope and living in the present; the other devotes itself to living
through and for others, its attention is focused on the future (as that which is
promised to come), and it lacks the quiet and calm dignity of self-sufficiency
that is the Epictetean ideal.
Nietzsche also admires Epictetus on account of his dedication to his own ego
and for resisting the glorification of thinking and living for others (D 131). Of
course, this is a partial and selective appropriation of Epictetus on Nietzsche’s
part. Although his chief concerns are with integrity and self-command, Epictetus
is also known for his Stoic cosmopolitanism in which individuals have an obligation to care for their fellow human beings. Nietzsche is silent about this aspect of
Stoic teaching. Nevertheless, it is true that the ethical outlook of Epictetus does
Nietzsche on Fanaticism, and the Care of the Self
invite people “to value their individual selves over everything else.”33 For
Nietzsche, he serves as a useful contrast to Christian thinkers such as Pascal, who
considered the ego to be something hateful:
If, as Pascal and Christianity claim, our ego [Ich] is always hateful, how
might we possibly ever allow or assume that someone else could love it — be
it God or a human being! It would go against all decency to let oneself be
loved knowing full well that one only deserves hate — not to mention other
feelings of repulsion. — “But this is precisely the kingdom of mercy”. — So
is your love-thy-neighbour mercy? Your compassion mercy? Well, if these
things are possible for you, go still one step further: love yourselves out of
mercy — then you won’t need your God any more at all, and the whole
drama of original sin and redemption will play itself out to the end in you
yourselves (D 79)
Nietzsche wishes to replace morality, including the morality of compassion,
with a care of self. We go wrong when we fail to attend to the needs of the “ego”
and flee from it. We can stick to the idea that benevolence and beneficence are
what constitute a good person, but such a person must first be benevolently and
beneficently disposed toward themselves. A “bad” person is one that runs from
themself and hates themself, causing injury to themself. Such a person is rescuing themself from themself in others, and this running from the ego [ego] living
in others, for others “has, heretofore, been called, just as unreflectedly as
assuredly, ‘unegotistical’ and consequently ‘good’!” (D 516). Such passages clearly
indicate that Nietzsche has what we are crediting him with in Dawn, namely, an
intimate concern with the care of self as a key part of experimenting with
what the ethical, freed from the constraints of fanaticism, might mean. As we
have considered in the previous chapter, Nietzsche’s attention to drives as the
foundation of psychological functioning (in e.g. D 119) raise a concern about the
coherence of his advocacy of an ethic of self-care in this text.
It is also important to note that Nietzsche does not advocate (as Foucault also
does not) an ahistorical return to the ancients. In the case of Dawn, Nietzsche
highlights the teaching of Epictetus, for example, as a way of indicating that what
we take to be morality today — where it is taken to be coextensive with the sympathetic affects — is not a paradigm of some universal and metahistorical truth.
If we look at history, we find that there have been different ways of being ethical:
this in itself is sufficient, Nietzsche thinks, to derail the idea that there is a single
moral-making morality. A key component of Nietzsche’s positive project, then, as
a response to the question of morality that he raises in Dawn, is to work against
the construction of moral necessities out of historical contingencies, and against
fanatical belief in such constructed moral necessities.
181
182
Nietzsche’s Dawn
Nietzsche on Love and Friendship
We wish here to return to the theme of self-care in Nietzsche and focus on his
thoughts about love and friendship, which are centered on the issue of how best
to cultivate healthy relations between the self and its others. In his middle writings, including Dawn, Nietzsche develops a powerful set of criticisms of love in its
idealized romantic form, but he is not so skeptical about love as to not want to
provide an alternative conception of our need and desire for love. He is suspicious
about cases of romantic love that assume an obsessional form simply because it
makes fools of us as we become so prone to self-deceit and world-deceit:
Love turns us into inveterate felons against truth and into people who
habitually thieve and habitually receive stolen goods, who permit more to
be true than seems true to us (D 479)
The language of love often and typically speaks of “forgetting oneself in love” and
of our “dissolving” our self in the other person. Here, though, Nietzsche astutely
observes, we are simply “smashing the mirror,” projecting ourselves “imaginatively upon a person whom we admire”; we then come to relish this new image of
our self even though we call it by the name of the other person: “— and this entire
process is supposed not to involve self-deceit, not to involve egoism, you amazing
people!” (AOM 37). He writes further in this aphorism:
I think that those who conceal some of themselves from themselves and
those who conceal themselves completely from themselves are alike in that
they commit a robbery from the treasury of knowledge: from which it follows what crime the saying, “Know thyself!” warns us against (AOM 37)
When he is not being skeptical about the claims made for idealized love,
Nietzsche makes it clear that he favors a mode of love where the two lovers do not
become one but remain two; in these cases, a duality is respected and allowed to
be cultivated and encouraged to flourish:
Love and duality.- What then is love besides understanding and rejoicing in
the fact that someone else lives, acts, and feels in a different and opposite
way than we do? If love is to use joy to bridge over oppositions, it must not
suspend or deny them.- Even love of self assumes an unalloyable duality
(or multiplicity) within a single person as its precondition (AOM 75)
For Nietzsche, sexual love “betrays itself as a lust for possession,” in which the
lover desires “unconditional and sole possession” of the person they long for,
Nietzsche on Fanaticism, and the Care of the Self
including power over the soul and the body of the beloved. In such a condition of
possessive love, in which the lover seeks to become “the dragon guarding his
golden hoard as the most inconsiderate and selfish of all ‘conquerors’ and exploiters,” and to whom the rest of the world appears as something “indifferent, pale,
and worthless,” the self is prepared to make any sacrifice so as to disturb any order
and subordinate all other interests. Recognition of this, Nietzsche thinks, should
make us reflect on whether the “wild avarice and injustice of sexual love” merits
being glorified to the extent that it has been in all ages, with this love furnishing
“the concept of love as the opposite of egoism while it actually may be the most
ingenuous expression of egoism” (GS 14).
Nietzsche thus holds to the view that human beings need to be discouraged
from making important decisions while in a condition of romantic love,
observing how too much of life is so easily squandered with the chanciness of
marriages rendering any great advance of reason and humanity impossible
(D 150). He is suspicious of philosophies of universal love and compassion and
he values friendship over idealized romantic love. He notes that the best
marriage — one that will endure — will be one based on friendship (HH 378).
In Dawn 503, Nietzsche observes that while the ancients were profoundly concerned with friendship, we moderns offer to the world idealized sexual and
romantic love. As he goes on to note, in antiquity the feeling of friendship was
considered the highest feeling, “even higher than the most celebrated pride of
the self-sufficient sage” (GS 61). Although Nietzsche is an enemy of Mitleid,
friendship is one arena where, as Ruth Abbey has noted, there can be genuine
knowledge and sympathy for another and the overcoming of a narrow-centered
egoism. Nietzsche will generalize between higher and lower forms of friendship
in his writings, but, as Abbey again notes, he is sensitive to particularity:
“Nietzsche never adopts a wholly formulaic approach to this relationship, but
recognizes that responsiveness to difference and particularity are among its
central characteristics.”34 Although Nietzsche acknowledges that there can be
poor or inadequate friendships — friendships lacking in trust, confidence, and
genuine concern for the other — he sees it, at its best, as an effort at “fellow
rejoicing” rather than “fellow suffering” (HH 499); it is the ability to “imagine
the joy of others and rejoicing at it,” which he thinks is a very rare human quality
(AOM 62). The ethical work Nietzsche wants each of us to carry out of ourselves
does not have to be work undergone and performed in isolation; instead,
“friendship can be a spur to greatness.”35 It’s not for Nietzsche so much a question of self-knowledge being a precondition for the realization of friendship and
realistic friendships; it is rather that honest friends can become a prerequisite of
self-knowledge:36 it is through the observations of others that a more incisive
view of ourselves can be attained; friends, then, can pierce our ignorance about
the self.37
183
184
Nietzsche’s Dawn
Notes
1 This chapter makes use of material that was first published in Keith AnsellPearson, Nietzsche’s Search for Philosophy: On the Middle Writings (London:
Bloomsbury Press, 2018), and Keith Ansell-Pearson, “Nietzsche on
Enlightenment and Fanaticism: on the Middle Writings,” in The Nietzschean
Mind, ed. Paul Katsafanas (London: Routledge, 2018), 11–27.
2 Michael Ure. 2006. “The Irony of Pity: Nietzsche Contra Schopenhauer and
Rousseau.” Journal of Nietzsche Studies 32: 68–92.
3 Hippolyte Taine, History of English Literature volume IV, trans. H. Van Laun
(London: Chatto & Windus, 1906), 191.
4 Dennis C. Rasmussen, Problems and Promise of Commercial Society: Adam
Smith’s Response to Rousseau (University Park: Penn State University Press,
2008), 18.
5 See Ure, “The Irony of Pity,” 82.
6 Mark Neocleous, Critique of Security (Edinburgh: Edinburgh University Press,
2008), 3.
7 Neocleous, Critique of Security, 4.
8 Neocleous, Critique of Security, 7.
9 By “bio-political” we are referring to Michel Foucault’s insights into modern
political realities. See Michel Foucault, The Birth of Biopolitics: Lectures at the
Collège de France, trans. Graham Burchell (New York: Palgrave Macmillan,
2008).
10 Simon Robertson, “The Scope Problem — Nietzsche, The Moral, Ethical, and
Quasi-Aesthetic,” in Nietzsche, Naturalism, and Normativity, ed. Christopher
Janaway and Simon Robertson (Oxford: Oxford University Press, 2012), 81–110.
11 Michel Foucault, Ethics: The Essential Works 1, ed. Paul Rabinow
(Harmondsworth, Penguin, 1997), 269.
12 Foucault, Ethics, 255.
13 Foucault, Ethics, 260.
14 Pierre Hadot, Philosophy as a Way of Life, trans. Michael Chase (Oxford: Basil
Blackwell, 1995), 87.
15 See Epicurus, ‘Letter to Pythocles’, in The Essential Epicurus, trans. Eugene
O’ Connor (New York: Prometheus Books, 1993), 44–5.
16 See also Hadot, Philosophy as a Way of Life, 87, 223, 252.
17 Voula Tsouna, “Epicurean Therapeutic Strategies,” in The Cambridge Companion
to Epicureanism, ed. James Warren (Cambridge, Cambridge University Press,
2009), 249–66.
18 Michael Ure. 2009. “Nietzsche’s Free Spirit Trilogy and Stoic Therapy.” Journal of
Nietzsche Studies 38: 60–8.
19 In an article on fanaticism and philosophy, John Passmore has written that
“philosophical, as distinct from psychological or historical, works which
Nietzsche on Fanaticism, and the Care of the Self
announce that they are directed against fanaticism are exceedingly rare” (John
Passmore. 2003. “Fanaticism, Toleration, and Philosophy.” Journal of Political
Philosophy 11(2), 211–22). One might reasonably contend that Nietzsche’s Dawn
is one such work.
20 Alberto Toscano, Fanaticism: The Uses of an Idea (London: Verso, 2010), 120–01.
21 Nietzsche does not come to this insight into Kant and fanaticism until the 1886
Preface to Dawn; he also criticises him for making a sacrifice to the “Moloch of
abstraction” in The Anti-Christ (AC 11). In Dawn itself, he actually praises Kant
for standing outside the modern movement of ethics with its emphasis on the
sympathetic affects (D 132). The problem with Kant’s ethics is that it can only
show duty to be always a burden and never how it can become habit and custom,
and in this there is a “remnant of ascetic cruelty” (D 339).
22 For insight see Anthony J. La Vopa, “The Philosopher and the Schwärmer: On
the Career of a German Epithet from Luther to Kant,” in Enthusiasm and
Enlightenment in Europe, 1650–1850, ed. Lawrence E. Klein and Anthony J. La
Vopa (San Marino: Huntington Library, 1998), 85–117.
23 Nietzsche locates in the French Revolution’s “histrionicism,” a “bestial cruelty,”
as well as a “sentimentality” and “self-intoxication,” and holds Rousseau
responsible for being its intellectual inspiration and for setting the
Enlightenment on “its fanatical [fanatische] head” and with “perfidious
enthusiasm [Begeisterung]” (WS 221). However, as one commentator observes,
Rousseau was terrified at the prospect of revolution — see Christopher Brooke,
Philosophic Pride: Stoicism and Political Thought from Lipsius to Rousseau
(Princeton: Princeton University Press, 2012), 207. His intention was not to
foment revolt and he was of the view that in our postlapsarian state insurrections
could only intensify the enslavement they are so keen to remedy — Thomas
Kavanagh, Enlightened Pleasures: Eighteenth-Century France and the New
Epicureanism (New Haven: Yale University Press, 2010), 127.
24 See Immanuel Kant, Political Writings (Cambridge: Cambridge University Press,
1991), 57: “One age cannot enter into an alliance on oath to put the next age in a
position where it would be impossible to extend and correct its knowledge … or
to make any progress whatsoever in enlightenment.”
25 Compare Kant, Political Writings, 55: “A revolution may well put an end to an
autocratic despotism and to rapacious or power-seeking oppression, but it will
never produce a true reform in ways of thinking. Instead new prejudices, like the
ones replaced, will serve as a leash to control the great unthinking mass.”
26 See Passmore, “Fanaticism, Toleration, and Philosophy,” 212.
27 For example, see David Hume, Selected Essays, ed. Stephen Copley and Andrew
Edgar (Oxford: Oxford University Press, 1998), 38–43. For Kant on “genuine
enthusiasm” see the essay, “An Old Question Raised Again: Is the Human Race
constantly progressing?” in Kant, On History, trans. Robert E. Anchor, ed. Lewis
White Beck (Indianapolis: Bobbs-Merrill, 1963), 137–54.
185
186
Nietzsche’s Dawn
28 Kant, Critique of Judgment, trans. W. S. Pluhar (Indianapolis: Hackett, 1989), 135.
As Toscano rightly points out, for Kant fanaticism is immanent to human
rationality: “Vigilance against unreason is no longer simply a matter of proper
political arrangements or social therapies, of establishing secularism or policing
madness: it is intrinsic to reason’s own operations and capacities, requiring
reason’s immanent, legitimate uses to be separated from its transcendent or
illegitimate ones.” Toscano, Fanaticism, 121.
29 Kant, Political Writings, 181.
30 Kant, Political Writings, 188.
31 La Vopa, “The Philosopher and the Schwärmer,” 105–06, 108–09.
32 On experimentalism, see Rebecca Bamford. 2016. “The Ethos of Enquiry:
Nietzsche on Exoerience, Naturalism, and Experimentalism.” Journal of
Nietzsche Studies 47(1): 9–29.
33 A. A. Long, Epictetus: A Socratic and Stoic Guide (Oxford: Clarendon Press,
2002), 3.
34 Ruth Abbey, Nietzsche’s Middle Period (Oxford: Oxford University Press, 2000),
73.
35 Abbey, Nietzsche’s Middle Period, 81. See also Walter Kaufmann, Nietzsche.
Philosopher, Psychologist, Antichrist (Princeton: Princeton University Press, 1974,
fourth edition), 365: “self-perfection is perhaps best sought not in seclusion, nor
through exclusive preoccupation with oneself, but in community with others.
This is exactly what Nietzsche himself proposed.”
36 Abbey, Nietzsche’s Middle Period, 77.
37 It may well be that aspects of Nietzsche’s thinking on friendship were inspired by
Emerson’s essay on the topic. For Emerson the friend affords valuable opportunities
for me to learn about myself and for me to become the one that I am: “A friend
therefore is a sort of paradox in nature. I who alone am, I who see nothing in nature
whose existence I can affirm with equal evidence to my own, behold now the
semblances of my being, in all its height, variety, and curiosity, reiterated in foreign
form; so that a friend may well be reckoned the masterpiece of nature” — Emerson,
Essential Writings (New York: The Modern Library, 2000), 208. Emerson anticipates
Nietzsche in wanting the friend-relation not to one based on complacency, as when
he writes: “Let him be to thee forever a beautiful enemy, untameable, devoutly
revered, and not a trivial conveniency to be soon outgrown and cast aside.”
187
8
Nietzsche on Epicurus and Death
Nietzsche’s interest in Epicurus, which is most prominent in the earlier texts of his
middle writings, is, on the face of it, curious: Why should Nietzsche be concerned
with a philosopher of antiquity who was an egalitarian, offered what Cicero called
a “plebeian” philosophy, and espoused a simple-minded hedonic theory of value?1
All of these positions seem to run counter to what we already know about
Nietzsche’s thinking on the ethical. And yet, Nietzsche is full of praise for the figure of Epicurus in his early middle writings, particularly in the texts from what we
now think of as Human, All Too Human II — Assorted Opinions and Maxims, and
The Wanderer and His Shadow, which immediately precede his writing of Dawn.
We will examine Nietzsche’s remarks on Epicurus in the earlier middle writings in
what follows, in order to provide an interpretative framework through which to
clarify Nietzsche’s thinking on death in Dawn. We will also consider some points
of continuity between Nietzsche’s account of death in Dawn and in his later texts.
Nietzsche was aware that Epicurean doctrine has been greatly maligned and
often misunderstood in the history of thought.2 One commentator on Epicurus’
philosophy speaks of the “slanders and fallacies of a long and unfriendly tradition” and invites us to reflect on Epicurus as at one and the same time the most
revered and most reviled of all founders of philosophy in the Greco-Roman
world.3 Since the time of the negative assessment by Cicero and the early Church
Fathers, “Epicureanism has been used as a smear word—– a rather general label
indicating atheism, selfishness, and debauchery.”4 As Nietzsche observes in The
Wanderer and His Shadow:
Epicurus has been alive in all ages and lives now, unknown to those who
have called and call themselves Epicureans, and enjoying no reputation
among philosophers. He has, moreover, himself forgotten his own name: it
was the heaviest burden he ever cast off (WS 227)
Nietzsche’s Dawn: Philosophy, Ethics, and the Passion of Knowledge, First Edition.
Keith Ansell-Pearson and Rebecca Bamford.
© 2021 John Wiley & Sons Ltd. Published 2021 by John Wiley & Sons Ltd.
188
Nietzsche’s Dawn
Two aphorisms from Assorted Opinions and Maxims further attest to the importance Epicurus holds for Nietzsche at this point. In the first, Nietzsche confesses
to having dwelled like Odysseus in the underworld and says that he will often be
found there again (AOM 408). As a “sacrificer” who sacrifices in order to talk to
the dead, Nietzsche states that there are four pairs of thinkers from whom he will
accept judgment, and Epicurus and Montaigne make up the first pair he mentions
(AOM 408). In the second aphorism, Epicurus, along with the Stoic Epictetus, is
revered as a thinker in whom wisdom assumes bodily form (AOM 224).
Epicurus has been celebrated for his teachings on mortality and the cultivation
of modest pleasures. For Nietzsche in The Wanderer and His Shadow, the particular value of Epicurus’ teaching is that it can show us how to quieten our being and
so help to temper human minds that are prone to neurosis. Nietzsche is also
attracted to the Epicurean emphasis on the possible modesty of human existence.
He admires Epicurus for cultivating a modest existence in two respects: first, in
having “spiritual-emotional joyfulness [Freudigkeit] in place of frequent individual pleasures,” as well as “equilibrium of all movements and pleasure in this harmony in place of excitement and intoxication” (HH II; KSA 8, 41 [48]); and,
second, in withdrawing from social ambition and living publicly in the marketplace by adopting instead the more private way of life found in the garden.5
Nietzsche points out that for Epicurus, a “tiny garden, figs, a bit of cheese, and
three or four friends besides — this was luxuriance” (WS 192).6 In so doing,
Nietzsche is indicating his appreciation for what one commentator has called the
“refined asceticism” found in Epicurus, in which the enjoyment of even small
pleasures and the disposal of a diverse and delicate range of sensations is given
particular importance.7 Even sensations and experiences that seem insignificant
can, Nietzsche recognizes, be importantly transformative over time, for individuals and for humanity more broadly.8
To further clarify Nietzsche’s Epicurean interests here, it is Epicurus the ethicist — that is, the philosopher who teaches humans a new way of life by remaining true to the earth, embracing the fact of human mortality, and denying any
cosmic exceptionalism on the part of the human — and not Epicurus the atomist, upon whom Nietzsche focuses his attention in The Wanderer and His
Shadow.9 There, Nietzsche describes Epicurus as “the soul-soother [SeelenBeschwichtiger] of later antiquity” who had the “wonderful insight” that to quieten our being it is not necessary to have resolved the ultimate and outermost
theoretical questions (WS 7). To those who are tormented by the fear of the gods,
one points out that, if the gods exist, they do not concern themselves with us and
that it is unnecessary to engage in “fruitless disputation” over the ultimate question as to whether they exist or not. Furthermore, in response to the consideration of a hypothesis, half belonging to physics and half to ethics, and that may
Nietzsche on Epicurus and Death
cast gloom over our spirits, it is wise to refrain from refuting the hypothesis and
instead offer a rival hypothesis, even a multiplicity of hypotheses. To someone
who wishes to offer consolation — for example, to the unfortunate, to ill-doers,
to hypochondriacs, and so on — one can call to mind two pacifying formulae of
Epicurus that are capable of being applied to many questions: “firstly, if that is
how things are they do not concern us; secondly, things may be thus but they
may also be otherwise” (WS 7).
Nietzsche champions Epicurus as a figure who has sought to show mankind
how it can conquer its fears of death. As James Warren has pointed out, in identifying the goal of a good life with the removal of mental and physical pain,
Epicureans place “the eradication of the fears of death at the very heart of their
ethical project.”10 As a “therapy of anguish” Epicureanism is a philosophy that
aims to procure peace of mind, and an essential task in so doing is to liberate the
mind from its irrational fear of death. It seeks to do this by showing that the soul
does not survive the body and that death is not and cannot be an event within
life. In The Wanderer and His Shadow, Nietzsche remarks that Epicurus is the
inventor of what he calls “heroic-idyllic philosophizing” (WS 295): it is heroic
because conquering the fear of death is involved and the human being has the
potential to walk on the earth as a god, living a blessed life, and idyllic obviously
because Epicurus philosophized, calmly and serenely, and away from the crowd,
in a garden. In Human, All Too Human, Nietzsche writes of a “refined heroism,”
“which disdains to offer itself to the veneration of the great masses … and goes
silently through the world and out of the world” (HH 291). This is deeply
Epicurean in inspiration: as noted, Epicurus taught that one should die as if one
had never lived.
As one commentator puts it, Epicurus “distilled the major theses of his ethical
teaching into a simple fourfold remedy” known as the tetrapharmakos: (i) God
should not concern us; (ii) death is not to be feared; (iii) what is good is easy to
obtain; and (iv) what is bad is easily avoided.11 We can secure the goal or telos of a
human life by incorporating these four views and altering our view of the world
accordingly. And removing “the fear of death … is an essential step towards the
goal.”12 For Epicureans it is vitally important we think about death correctly, or
adequately, since this is an integral part of what it is to live a good life: “Our conceptions of the value of life and the nature of death are inseparable. In that case,
we learn not to stop focusing on death, but to stop thinking about it in the wrong
way.”13 Implicit in this conception is the idea that one can stop fearing death by
thinking clearly and adequately. For Epicurus, the fear of death emanates from
false opinions and false value judgments, and the therapeutic task of improvement is an intellectualist one. According to Pierre Hadot, overcoming our fear of
death is also a “spiritual exercise.”14
189
190
Nietzsche’s Dawn
For Epicurus the study of nature should make human beings modest and selfsufficient, taking pride in the good that lies in themselves, not in their estate, and
as opposed to the display of learning coveted by the rabble.15 Epicurus is an attractive figure for Nietzsche at this point in his thinking, because of the emphasis on
a modest lifestyle, the attention given to the care of self, and also because he conceives philosophy not as a theoretical discourse but one that, first and foremost, is
a kind of practical activity aimed at the attainment of a healthier, flourishing,
life.16 One flourishes when one has freed the mind from fear and superstition.
Epicurean thinking is a helpful resource for Nietzsche, because Nietzsche wants
free spirits to take pleasure in human existence, and doing so involves them taking
pleasure in themselves, in friendship, and in simple, modest living.17 As Hadot
has pointed out, for an Epicurean sage the world is the product of chance, rather
than of divine intervention; coming to this understanding brings with it pleasure
and peace of mind, freeing the sage from an unreasonable fear of the gods, and
making it possible to consider each moment as an unexpected miracle and to greet
each moment of existence with immense gratitude.18
Such is a key feature of the project that we also find under way in Dawn. In this
text, Nietzsche is keen to encourage human beings to cultivate a fresh attitude
toward existence, as part of his critique of customary morality. His motivation for
this is tied to his analysis of the current, and quite literally dread-filled existence,
of humanity. As he remarks, our current attitude toward existence has been heavily conditioned and reinforced through our being punished for certain behaviors,
to the point where we understand even natural causes and effects in terms of
punishment and where we “experience existence itself as a punishment” (D 13).
The new attitude that Nietzsche hopes to foster as an alternative to such a punitive
view of existence will be characterized by humans accepting their mortality,
attaining a new serenity about their dwelling on the earth, and conquering their
unjustified fears of supernatural punishment (D 33).19
To arrive at this alternative, humans must learn to separate out their understanding of natural causes and effects from imagined supernatural ones (D 33)
and to institute a positive understanding of the role that is played by chance, the
“benevolent inspirer,” in the world and in human existence (D 36).20 Even our
feelings must be treated with suspicion during this revisionary process, according
to Nietzsche; this is because, as he contends, moral feelings are transmitted
through family observation — through our early socialization, in other
words — from parent to child (D 34). People consider it “a matter of decency” to
provide a “justifying foundation” for their inclinations, and thus, he suggests, we
can see a distinction between the history of moral feelings and the history of
moral concepts: the former are powerful prior to an action, the latter are powerful
following an action “in view of the compulsion to pronounce on it” (D 34).
Moreover, Nietzsche claims that moral feelings are not our own original ones, but
already contain judgments and valuations buried within them (D 35). Hence, on
Nietzsche on Epicurus and Death
his account, the common notion of trusting one’s feelings is itself problematic: it
amounts to “obeying your grandfather and your grandmother and their grandparents” rather than expressing our own values — which Nietzsche terms “the gods
in us: our reason and our experience” (D 35).
The inherited dimension of moral feelings and the punitive view of human existence to which Nietzsche draws our attention in aphorisms 33, 34, 35, and 36 of
Dawn is particularly important to understanding why he discusses death at all in
this text. These aphorisms suggest that our understanding of death is developed
from what we might call an outsider’s perspective. We have (as far as we know) not
already died ourselves; while we may have observed the deaths of family members
and friends, or had experiences of serious illness or injury that have brought us
close to death, and while we may have gained substantial understanding of the
bodily and behavioral dimensions of dying from such experiences, we have still not
experienced death itself directly from within our own subject perspectives. Our
outsider’s perspective on death seems to present a particular challenge to our engagement in the project of overcoming our understanding of human existence as a
punishment (D 34). The lack of first-person experience, combined with the framework of punishment, means that for us death as the end of existence may well
seem to be the most fearsome and worst of all possible punishments; only salvation
from death in the form of an afterlife (ideally one in which we are not also punished) appears to present a way to solve this problem. This fear of punishment is
holding us back, and therefore, this particular fear must be tackled.
We contend that Nietzsche uses Epicurean thinking as a strategy to do this work
in Dawn, picking up the Epicurean doctrine on death and putting it to critical
effect. For Nietzsche, our religions and customary moralities do not wed us to the
earth as a site of dwelling and thinking; rather, they prompt us to consider ourselves “too good and too significant for the earth,” as if we were paying it only a
passing visit (D 425). The “proud sufferer” has thus become in the course of
human development the highest type of human being that is revered (D 425).
Nietzsche clearly wishes to see much if not all of this overturned, in order to begin
to counter our punishment-based fear of death.
Several aphorisms in Dawn identify humanity’s dream of an immortal existence
as misguided, and aim to wake us from the dream of immortality. Dawn 211 is an
especially witty aphorism in which Nietzsche considers the impertinence of the
immortality dream. Here, he notes that the actual existence of a single immortal
human being would be enough to drive everyone else on earth into a “universal
rampage of death and suicide out of being sick and tired of him!” (D 211). To this
deflation of the standing of an immortal human, he adds:
And you earth inhabitants with your mini-notions of a few thousand miniminutes of time want to be an eternal nuisance to eternal, universal existence!
Is there anything more impertinent! (D 211)
191
192
Nietzsche’s Dawn
The wiser strategy is for us to take more seriously the creature that lives typically
for seventy years, to give it back the actual time it has hitherto denied itself, and to
value this. In so doing, Nietzsche suggests, we would replace the misguided dream
of immortality with a new, yet healthy, sobriety toward the mortality that characterizes human existence.
The relief and impetus toward a positive new future that mortality can provide
is also made evident in Dawn 501. This aphorism, entitled “Mortal souls,” offers
an important clarification of Nietzsche’s deployment of Epicurean thinking
toward death in Dawn. In the aphorism, Nietzsche suggests that dealing with the
yearning for immortality is a question of relearning both knowledge and the
human, including recharacterizing human time as mortal time:
With regard to knowledge [Erkenntniss] the most useful accomplishment
is perhaps: that the belief in the immortality of the soul has been abandoned. Now humanity is allowed to wait; now it no longer needs to rush
headlong into things and choke down half-examined ideas as formerly it
was forced to do. For in those days the salvation of poor ”eternal souls”
depended on the extent of their knowledge acquired during a short lifetime; they had to make a decision overnight — “knowledge” took on a
dreadful importance” (D 501)
Nietzsche argues that, if we were to abandon the dream of immortality, we would
find ourselves in a new situation with regard to knowledge: as mortal souls, we
could renew our courage for the passion of knowledge by making mistakes, by
experimenting with ourselves, and by accepting things provisionally. Without the
sanction of the old moralities and religions, he claims, individuals and entire generations “can now fix their eyes on tasks of a grandeur that would to earlier ages
have seemed madness” (D 501). The shift away from dreams of immortality and
toward lucid acceptance of mortality here is important, because it prepares the
way for the new enlightenment, characterized by the passion of knowledge, that
Nietzsche envisages. Nietzsche writes of this “passion of knowledge” in Dawn 429,
nothing that, “Knowledge has been transformed into a passion in us that does not
shrink from any sacrifice and, at bottom, fears nothing but its own extinction.”
The remark on sacrifice is important because it connects Nietzsche’s thinking
on knowing to his critical engagement with the presumptions of morality in
Dawn: fear of supernatural retribution and fear of censure by the community for
actions that might be perceived to bring such retribution stifle our thinking.21
Even if humanity were ultimately to be destroyed by this “passion of knowledge
[Leidenschaft der Erkenntniss],”22 Nietzsche continues, this thought would “hold
no sway over us” (D 429). Nietzsche, then, is encouraging us to explore the notion
of giving up on the desire for an immortal existence and to embrace our mortality
Nietzsche on Epicurus and Death
for the sake of the skeptical “freedom of feeling” that is necessary for both his
epistemological and ethical projects in Dawn.
Appealing to remarks in The Wanderer and His Shadow can help to further clarify the two main points on death that Nietzsche develops in these aphorisms in
Dawn. The first point is for the certain prospect of death to introduce into every
life a precious and sweet-smelling drop of levity, as opposed to an ill-tasting drop
of poison that makes all life appear repulsive (WS 322). As Nietzsche suggests in
Dawn, some of our thinking on the possibility of immortality is “shameless,” not
merely impertinent (D 211). If we were to stop to think of ourselves not as potential immortals, but rather as “earth inhabitants” working in terms of “mininotions of a few thousand mini-minutes of time” who are proposing to be eternal
“nuisances,” then we can and should laugh at the rather ridiculous aspect of ourselves that chases after immortality; and having laughed, we could then embrace
our mortality with better humor (D 211). Involving humor in this way also has the
practical effect of lessening our fear of death and dying. The second helpful point
from The Wanderer and His Shadow concerns what Nietzsche calls the “wise regulation and disposal of death,” something that belongs to the morality of the
future, a morality that at present is ungraspable and immoral sounding, but that
can provide humanity with a new dawn — on which, he writes, “it must be an
indescribable joy to gaze” (WS 185). As Nietzsche indicates in Dawn, part of this
morality of the future is “good courage” both to make mistakes and experiment
and to pursue tasks of “grandeur” that would previously, in the context of human
existence understood in fundamentally punitive terms, have seemed “a toying
with heaven and hell” of a terrifying kind because of the threat that such attitude
and actions would pose to “one’s eternal salvation” (D 501).
Nietzsche does, however, appreciate that there will be times when we need to
think about death, including when we need to make preparation for our own
deaths. This aspect of Nietzsche’s thinking continues into his later writings. Our
task is to die proudly where one can no longer live proudly, as Nietzsche provocatively claims later on in Twilight of the Idols (TI IX 36). To understand how Nietzsche
addresses our need to consider death within Dawn, we need first to understand
that Nietzsche treats the goal of a life and the end of a life as being distinct from
one another, in contrast to conceptions of existence that connect the end of life
with the possibility of eternal salvation. In an important aphorism, Nietzsche
works to supply reasons why the goal of a life, and the end of life — namely,
death — are not the same (D 72). This distinction involves appeal to the toxic
effects of Christianity and Christian morality.23 Nietzsche suggests that, by promoting the doctrine of the eternally damned and reinforcing fear, Christianity has discouraged the kind of experimentation that is necessary to advance the project of
campaigning against customary morality (D 72). He contends that Christianity
brought the “belief in subterranean terrors” under its protection, winning over
193
194
Nietzsche’s Dawn
what he calls “the ranks of the timorous” (D 72). It did so by first contrasting the
prospect of “final, irrevocable death” with the prospect of immortality, and by then
contrasting immortality for those who are redeemed with immortality in hell for
sinners and the unredeemed (D 72). “The doctrine of the eternally damned” is
therefore what, according to Nietzsche, became more powerful than the thought of
final and irrevocable death among those humans for whom the “drive for life” was
weaker (D 72). Nietzsche therefore suggests that science has had to recapture the
thought of final and irrevocable death for us by “conjointly rejecting any other
representation of death and any life beyond” (D 72).24 If the “after-death” no longer
concerns us, Nietzsche remarks here, then this is “an unspeakable blessing,” which
is “yet still too recent to be experienced far and wide” (D 72).
Nietzsche’s mention of science in Dawn 72 also opens up the claim that acceptance of our mortality also brings with it a relief from a pressing problem concerning the pursuit of knowledge. Nietzsche expands further on this point when he
claims that, in the past, “the salvation of poor ‘eternal souls’ depended on the
extent of their knowledge during a short lifetime” (D 501). This meant, as
Nietzsche points out, that “knowledge” not only took on a “dreadful importance”
but often involved choking down knowledge that amounted to no more than halftruths at best (D 501). Hence the “unspeakable blessing” of no longer being so
concerned with death and what follows it has epistemic as well as ethical and
existential advantages.
A key part of Nietzsche’s approach to death and dying in Dawn is to acknowledge the significance of power and power-relationships within social contexts to
our understanding of death. While, as we have suggested, Nietzsche uses
Epicureanism as a strategy in his thinking about death and dying in Dawn, this
attention to power-relationships marks out his own innovation from the influence
of Epicurean philosophy. Nietzsche writes that we should distinguish clearly
between a person who wants to gain power, who “resorts to any means and
eschews nothing that will nourish it,” and a person who already has power, and
who has grown “very particular and refined in his taste: rarely does something
satisfy him” (D 348). Nietzsche had claimed earlier in Dawn that the human feeling of power has already become the strongest human inclination (D 23). He links
power to the concept of self-possession, which he describes as the privilege to
punish, pardon, or be compassionate toward oneself as an integral part of attaining mastery over oneself (D 437). Following directly on from his drawing of a
distinction between the behaviors that characterize crude power gain and those
that characterize refined power expression (D 348), Nietzsche makes an important claim about death and morality, by which latter term he means customary
morality (D 349).25 The effect that customary morality, influenced by Christian
thinking, continues to have on us with regard to our attitude toward death is significant, according to Nietzsche:
Nietzsche on Epicurus and Death
Not all that important. — When one witnesses a death, a thought regularly
arises, which one, out of a false sense of decency, immediately represses in
oneself: that the act of dying is not as significant as the universal awe of it
would have us believe, and that the dying person has probably lost more
important things in life that he is now about to lose. Here is the end,
certainly not the goal (D 349)
Attending to two particular features of this aphorism is worthwhile, in order to
understand Nietzsche’s thinking on death in Dawn.26 First, Nietzsche is pointing
out a false sense of decency, which, he claims, is informing his (and our) ways of
approaching death. Second, Nietzsche is hinting at an explanation for this “falseness” in the final remark, which distinguishes between the end of a life (the person’s
death) and the goal of a life (the “spirit and virtue” of the life).27 If we separate out
these two concepts, and stop viewing the end of life and the goal of life as being
equally tied to eternal salvation, then space is created for a new appreciation and
affirmation of human existence — as something to be celebrated, and as something
in which joy is to be found, rather than as the highest form of punishment.
As Rebecca Bamford has pointed out in previous work, there is a noteworthy
continuation of, and elaboration on, this point by Nietzsche in Thus Spoke
Zarathustra, which lends greater support to our reading of this aspect of Dawn.28
In his work on Nietzsche’s understanding of suicide and its ethical implications in
Thus Spoke Zarathustra, which incorporates detailed attention to Thus Spoke
Zarathustra 1:21, entitled “On Free Death,” Paul S. Loeb has shown that Nietzsche
does not accept that we need to think it is necessarily problematic or tragic for a
person to die, or morally wrong for a person to seek to end their own life, if they
do so according to the terms and values of the life that they have lived.29 At the
end of Thus Spoke Zarathustra (1:21), Nietzsche makes a similar claim to the distinction that he had developed between the end of life and the goal of life in Dawn
349; he writes, “Verily, Zarathustra had a goal, he threw his ball: now you friends
and heirs of my goal, to you I throw the golden ball.” Nietzsche is very careful here
to establish that re-working our characterization of death, and rethinking what
virtue might mean as part of critical engagement with the presumptions of morality, needs to incorporate respect for humans as connected to the earth, as well as
their being embodied:
Free for death and free in death, a sacred Nay-sayer when it is no longer
time for Yea: thus is his understanding of death and life.
That your dying be no blasphemy against humans and earth, my friends:
that is what I ask from the honey of your souls.
195
196
Nietzsche’s Dawn
In your dying shall your spirit and your virtue still glow, like a sunset
around the earth: or else your dying will have turned out badly.
Thus I would myself die, that you friends might love the earth more for my
sake; and into earth will I turn again, that I might rest in her who bore me.
(TSZ 1:21)
As Loeb has shown in discussion of these remarks, understanding death as a consummation of life would, as Nietzsche suggests here, encourage us to liberate ourselves and to pursue our own virtues as an important constituent part of affirming
our lives, and to sustain us in so doing.30 Zarathustra’s analysis of our liberation
through adoption of this new account of death toward the end of this section of
Thus Spoke Zarathustra appeals to the history and long-term effect of Christian
values and to the possibility of our overcoming these, very similarly to Nietzsche’s
earlier claims in Dawn.31 Moreover, as Gary Shapiro has pointed out, Nietzsche
urges us to take seriously our connection to the earth as part of understanding
death when he expresses horror at the tattooing of the earth through Christianity’s
attitude to death. As Shapiro discusses, according to Nietzsche, Christianity has
made a wretched place “of the earth, merely by erecting the crucifix everywhere,
thereby branding the earth as the place ‘where the righteous are tortured to
death’!” (D 77).32 The Christian religion, Nietzsche claims, has put its torments to
use to an unprecedented and shocking degree. Christianity has succeeded in making of the earth a wretched place, merely by erecting the crucifix everywhere,
thereby branding the earth as the place “where the righteous are tortured to
death!” (D 78). It is Christianity that has turned the deathbed into a bed of torment. Against this, Nietzsche had already espoused the virtue of the rational or
free death as early as The Wanderer and His Shadow: “Natural death,” he writes,
“is the suicide of nature, that is to say the annihilation of the rational being by the
irrational to which it is tied” (WS 185).
Nietzsche does not leave this point on the celebration of mortality behind in his
later writings; he later elaborates on it in Twilight of the Idols, where he remarks that
it is for “love of life” that one should want death to be “different, free, conscious, no
accident, no ambush” (TI IX 36). Here one elects to die “brightly and joyfully,” and,
moreover, “among children and witnesses: so that a true leave-taking is still possible, when the one who is taking his leave is still there” (TI IX 36). Here there can take
place a true assessment of life’s achievements and aspirations, offering “a summation of life.” All this can take place, Nietzsche holds, “in contrast to the pitiful and
ghastly comedy which Christianity has made of the hour of death” (TI IX 36).
Nietzsche notes that while today we have a new sensibility with respect to torments
of the body — for instance, we cry with indignation and rage whenever something
inflicts torment on another’s body, be the other a person or an animal — we have
not yet extended such a sensibility to torments of the soul.
Nietzsche on Epicurus and Death
Nietzsche’s fundamental aim in writing about death, within the wider context
of his project in Dawn, is to counter our socially conditioned yearning for immortality. He writes that we are in the process of renouncing our concern with the
“after-death” (D 72), and that therefore the most useful accomplishment not only
with regard to the advancement of knowledge but also with regard to human
development resides in the giving up of the belief in the immortality of the soul
(D 501). He does not present his case against immortality solely in terms of philosophical argument. As with almost all the topics he addresses, he confronts us
with “opinions” on things (where opinion might best be understood in the sense
of “mixed opinions and maxims”), and he uses wit, along with a range of affectgenerating language, to support those viewpoints and opinions and also to encourage us to consider some ways in which they may be beneficial to us, or at least to
make more apparent some of the ways in which they might affect us.
Here we might raise one concern with Nietzsche’s thinking on death as part of
his campaign against customary morality in Dawn: understanding and affirming
the logical reasoning behind Epicurus’ well-known claim from his letter to
Menoeceus that “death is nothing to us” might overcome the problem of our
excessively negative and fearful attitude toward death, far more simply and
straightforwardly than Nietzsche seems to consider. Epicurus famously asserts
that death is nothing to us:
most awful of evils, is nothing to us, seeing that, when we are, death is not
come, and, when death is come, we are not. It is nothing, then, either to the
living or to the dead, for with the living it is not and the dead exist no
longer.33
We might consider, then, why Nietzsche does not simply present logical reasoning
about death — especially given that, as we have discussed, he sees Epicurus as a
strategic resource for his work in Dawn.
Nietzsche understood that logical understanding alone is ultimately insufficient
to address the problem of our negative and fearful attitude toward death. First,
logic alone cannot entirely overturn the effect of inherited feelings that incorporate
hidden value judgments (D 35). More broadly, it cannot easily overcome the fearinducing effects of customary and Christian morality. We might see logically that
death is nothing to us, but this does not mean we can immediately and easily feel
that death is nothing to us. This is especially the case given that, as Epicurus’ own
discussion indicates, we cannot experience death from the position of our current
lived subject perspective — we can’t easily counteract the feeling of fear with
another experience of the concern at hand, because the relevant counteractive
experience is not available to us. Hence, Nietzsche cannot try to reason us out of
our fear using logic alone, and expect to succeed. Rather, he must address the
197
198
Nietzsche’s Dawn
problem by illustrating a possible way in which, by challenging our fear as inherited from our family and society, and by challenging any associated value judgments, we might ourselves come to shift our own feelings about, and understanding
of, death — from the paradigm of punishment to a new, non-punitive, paradigm.
In doing so, we would then be in a position to adopt a new, more affirmative, attitude toward human existence, which would, Nietzsche thinks, be healthier for us.
Notice that a careful reading of Epicurus also supports Nietzsche’s approach
and further attests to the significance of Epicureanism as a strategy informing
Nietzsche’s thinking on death in Dawn. A little earlier in the same section of his
letter to Menoeceus, Epicurus remarks:
Accustom yourself to believe that death is nothing to us, for good and evil
imply awareness, and death is the privation of all awareness; therefore a
right understanding that death is nothing to us makes the mortality of life
enjoyable, not by adding to life an unlimited time, but by taking away the
yearning after immortality. For life has no terror; for those who thoroughly
apprehend that there are no terrors for them in ceasing to live. Foolish,
therefore, is the person who says that he fears death, not because it will
pain when it comes, but because it pains in the prospect.34
Epicurus here is concerned with a change in feelings — specifically with the
quashing of fear — because such fear is unnecessary and unfounded, and because
such fear “pains in the prospect” or causes us unnecessary psychophysical disquiet. In aiming to mitigate against such worry on our part, Epicurus is not proposing that we simply forget about death, but rather describing how we might
pursue peace of mind as a part of pursuing a healthier and more flourishing life.35
To elaborate on this latter point: in the letter to Menoeceus, Epicurus seeks to
identify what the study of philosophy can do for the health of the soul, working
from the premise that, “pleasure is the starting-point and goal of living blessedly.”36 Epicurus stresses that he does not mean the pleasures of the profligate or
of consumption; rather, the task is to become accustomed to simple, non-extravagant
ways of living. The key goal for Epicurus is to liberate the body from pain and
remove disturbances from the soul. Central to his counsel is the thought that we
need to accustom ourselves to removing our longing for immortality because
“there is nothing fearful in life for one who has grasped that there is nothing fearful in the absence of life.”37 What appears to be the most frightening of bad things
should be nothing to us, “since when we exist, death is not yet present, and when
death is present, then we do not exist.”38 The wise human being “neither rejects
life nor fears death. For living does not offend him, nor does he believe not living
to be something bad.”39 If, as Epicurus supposes, everything good and bad consists
in sense-experience, then death is simply the absence of sense-experience. The goal
Nietzsche on Epicurus and Death
of philosophical training from an Epicurean standpoint, then, is that freedom
from disturbance and anxiety in which we reach a state of ataraxia.
According to Martha Nussbaum, Epicurus’ teaching amounts to an inversion of
Plato, on the basis that for Epicurus truth is in the body; this view is in stark contrast to that of Plato, for whom the body is the main source of delusion and
bewitchment and for whom our task is to purify ourselves of our bodily attachments through proper mathematical and dialectical training.40 This contrast was
well understood and appreciated by Nietzsche, which is why, in Dawn, Nietzsche
is careful to highlight the dangers of teaching pure spirituality. This is evident, for
example, where Nietzsche criticizes the doctrine of pure spirituality for producing
“melancholy, anxious, oppressed souls” who blame all of their misery on the body
(D 39). It is also demonstrated in his criticism of the Christian interpretation of
the body, through which the “whole contingent nature of the machine” is turned,
unnecessarily, into a moral and religious phenomenon (D 86).
At this point a critical concern must be raised: Is Epicureanism indeed a philosophy of life-affirmation, or does it simply depict a universe of atoms and the void
that is indifferent to life and in which freedom consists in little more than attaining
a contemplative tranquility with respect to this fact? If the latter, then, Nietzsche’s
appeal to and use of Epicurus would seem misguided and his efforts with regard to
re-conceptualizing death in Dawn would thus seem less effective. D. H. Lawrence
observes in an Epicurean moment that the universe has no why or wherefore but
at all times simply is: indeed, we cannot even say what it is as it is “unto itself.”41
And James Porter raises the question that, if life has no intrinsic value for Epicurus,
then does this mean that life is a matter of indifference for him?42
Porter suggests that, when viewed from a third-person point of view, that is, the
cosmological one (of atoms and the void), life has no claim on us; rather, it discloses to us that “we are nothing more than physical entities, mere fortuitous
combinations of matter which reduce to their elements upon disbanding.”43 From
the viewpoint of nature, then, life is indifferent. The matter changes, Porter
argues, when we view things from a first-person perspective on life, that is, the
world of sensations, desires, and needs, or of nature in its human aspect. Here we
find that life by definition is not indifferent but a meaningful source of value. As
Porter puts it, the issue facing the Epicurean philosopher “is to decide just what
this value is and where it lies.”44 The argument is that life is a source of human
pleasure and thus of moral happiness, involving a strong attachment. Porter
argues that once we connect pleasure to life it is possible to show that Epicurus
has a philosophy of life, in addition to a philosophy of death, and that, in fact, it is
this emphasis on life — and not death — that dominates his writings.
Porter goes on to note that the “apparent pessimism” of the doctrine “clashes with
the joy and even fascination with life” that are found in the Epicurean perception of
the world.45 The task is to account for this disparity and the urgent question to focus
199
200
Nietzsche’s Dawn
on is that of what makes creatures cling to life and remain attached to it. We can rule
out, he thinks, the fear of death since such a fear produces phantasms of life (such
as ideas of the afterlife) and does not prolong or propagate life itself. He thinks that
love of life, in the form of an attachment to life, precedes the fear of death, operating
at a primitive level of psychic attachment, “and may even precede” what he takes to
be the most primitive root fear present in the fear of death, that of the fear of the
blank void or horror vacui. Furthermore, it cannot be supposed that what makes us
cling to life is constant novelty since this seems to be a consequence of the love of
life and not its cause. The Epicurean affirmation of life, the practice of its love, consists in attending to and enjoying the present feelings or sensations of life, that is,
living in the here and now without desire and expectation and in a condition of
gratitude. As Porter puts it, “To love life is to be in an unqualified state of affirmation
about what lies most immediately to hand: it is the pleasure, the unalloyed passion,
and even thrill, of living itself.”46 For Epicurus, then, a correct understanding of our
mortality is one that should lead to the enjoyment of this mortal life. The Epicurean
love of life “is a love of mortal life and not a love of life abstracted from death, much
less of immortal life.”47 Moreover, this Epicurean love of life is not a longing for life,
but “rather an immediate expression of what is dear about life, what is most life
worthy in life,” and which makes it something fragile and easily ruptured.48
There are gaps, potentially significant ones, in Nietzsche’s appreciation of the
Epicurean teaching with regard to death. For example, Nietzsche never subjects
the effectiveness of Epicurus’ arguments to direct critical analysis, but simply
assumes that the rediscovery of the certainty of death within modern science,
along with the demise of the significance of the Christian conception of the afterlife, will prove sufficient to eliminate our knowledge of our inevitable deaths as a
source of anguish to us. Moreover, the triumph of the Epicurean view that we are
mortal and need not live in fear of an afterlife is not necessarily a triumph for the
Epicurean view that we should not fear death: one can eliminate fear of the afterlife by exposing it as a myth, but this does not liberate us immediately or absolutely from the fear of extinction, or indeed from specific fears concerning modes
of extinction. It is clear from much recent debate on physician assisted dying, for
example, that many people have non-trivial fears about death and the process of
dying that cannot easily be set aside. Our point here, however, is that an Epicurean
approach to death and dying provides a helpful resource that Nietzsche was able
to deploy in order to advance his critical project in Dawn.
There are places in Dawn where Nietzsche clearly does appear to be offering
new, post-religious consolations, such as the consolation we can gain from the
recognition that as experimental free spirits, the sacrifices we make of our lives to
knowledge may lead to a more enlightened humanity in the future: others may
prosper where we have not been able to. The possibility of a new source of hope
Nietzsche on Epicurus and Death
for the future of humanity is non-trivial. Nietzsche acknowledges this when he
suggests a field maxim to soldiers of knowledge, who are grappling with the difficulty of pursuing the passion of knowledge through sacrifice: “‘We must take
things more joyfully than they deserve; especially because for a long time we have
taken them more seriously than they deserve (D 567). And, in light of Porter’s
analysis, Nietzsche can plausibly be said to find in Epicurus, and to appeal successfully to, a victory over pessimism in which death becomes the last celebration
of a life that is constantly embellished. This last of the Greek philosophers teaches
the joy of living in the midst of a world in decay and where all moral doctrines
preach suffering. As Richard Roos has claimed, Epicurus provides Nietzsche with
the example that “a life filled with pain and renunciation prepares one to savour
the little joys of the everyday better” and that upon relinquishing “Dionysian
intoxication,” Nietzsche became “a student of this master of moderate pleasures
and careful dosages.”49 In Epicurus, Nietzsche discovers what Roos calls an “irresistible power” and a rare strength of spirit, regarding which he quotes one of
Nietzsche’s remarks from 1880: “I found strength in the very places one does not
look for it, in simple, gentle and helpful men … powerful natures dominate, that is
a necessity, even if those men do not move one finger. And they bury themselves,
in their lifetime, in a pavilion in their garden” (KSA 9, 6 [206]).50 The garden is not
a removal from the world, but rather a space in which human strength can be
expressed in proper relation to the earth.51
Defending a dialectical reading in which he differentiates between Nietzsche
qua author and Nietzsche qua free spirit, Matthew Meyer has recently pointed out
that since Nietzsche “rejects post-Socratic philosophy as superficial for its eudaimonistic tendencies” in The Birth of Tragedy 15, and that he opposes his own
“Dionysian pessimism” to Epicurus in The Gay Science 370, there is a case for
skepticism toward Nietzsche’s commitment to Epicurus.52 To be clear: in our earlier discussion, we have not claimed that Nietzsche is fully an Epicurean in Dawn.
Neither have we claimed that the way in which Nietzsche strategically deploys
Epicurean philosophy in his analysis of death in Dawn always holds true to the
same degree throughout his published and unpublished works, including the
free-spirit writings taken together as a group. What we have claimed is that, for
Nietzsche, Epicurus’ philosophy constitutes a resource that is of particular utility
to furthering Nietzsche’s campaign against customary morality in Dawn. If
humans could move past their socially conditioned fear of death as a form of punishment, understood as a fundamental expression of customary morality and its
harmful effects on us, then, for Nietzsche, there is a greater likelihood of humans
being able to loosen the grip that such fear has upon their minds, and to begin to
free themselves from the customary moral thinking that inhibits them in
unhealthy ways, and to become stronger and healthier.
201
202
Nietzsche’s Dawn
Notes
1 Keith Ansell-Pearson. 2014. “Heroic-Idyllic Philosophizing: Nietzsche and the
Epicurean Tradition.” Royal Institute of Philosophy Supplements 74: 237–263.
2 Ansell-Pearson, “Heroic-Idyllic Philosophizing,” 238.
3 Norman Wentworth DeWitt, Epicurus and His Philosophy (Minneapolis:
University of Minnesota Press, 1954), 3.
4 Neven Leddy and Avi S. Lifschitz (eds.), Epicurus in the Enlightenment (Oxford:
Voltaire Foundation, 2009), 4.
5 The reference to HH II here is to a note from July 1879. See Friedrich Nietzsche,
Human, All Too Human II and Unpublished Fragments, trans. Gary Handwerk
(Stanford; Stanford University Press, 2012), 400. On Nietzsche’s admiration for
Epicurus here, see Julian Young, Friedrich Nietzsche. A Philosophical Biography
(Cambridge: Cambridge University Press, 2010), 279. See also Keith AnsellPearson, Nietzsche’s Search for Philosophy: On the Middle Writings (London:
Bloomsbury, 2018), 41.
6 Young describes the asceticism advocated by Epicurus as a “eudaemonic
asceticism,” which is clearly different to ascetic practices of world denial and
self-denial in Young, Friedrich Nietzsche, 279. See also Ansell-Pearson, “HeroicIdyllic Philosophizing,” 239.
7 Richard Roos, “Nietzsche et Épicure: l’idylle héroique,” in Lectures de Nietzsche,
ed. Jean-François Balaudé and Patrick Wotling (Paris: Librairie Générale
Française, 2000), 283–350.
8 On transformative experience in Nietzsche, see Rebecca Bamford. 2016. “The
Ethos of Inquiry: Nietzsche on Experience, Naturalism, and Experimentalism.”
Journal of Nietzsche Studies 47(1): 9–29.
9 Ansell-Pearson, Nietzsche’s Search for Philosophy, 41–42.
10 James Warren, Facing Death: Epicurus and His Critics (Oxford: Oxford University
Press, 2004), 6.
11 Warren, Facing Death, 7.
12 Warren, Facing Death, 7.
13 Warren, Facing Death, 7.
14 Pierre Hadot, Philosophy as a Way of Life, trans. Michael Chase (Oxford: Basil
Blackwell, 1995), 93–101.
15 Epicurus, “Vatican Sayings,” no. 45 in The Essential Epicurus, trans. Eugene
O’Connor (New York: Prometheus Books, 1993), 81.
16 For further insight see Julian Young, Nietzsche. A Philosophical Biography
(Cambridge: Cambridge University Press, 2010), 279–81. For insight into
Nietzsche on happiness and in relation to both Aristotelian and Epicurean
conceptions see Richard Bett. 2005. “Nietzsche, the Greeks, and Happiness (with
special reference to Aristotle and Epicurus).” Philosophical Topics. 33(2): 45–70.
Nietzsche on Epicurus and Death
17 See Martine Prange, Nietzsche, Wagner, Europe (Berlin and Boston: Walter de
Gruyter, 2013), 231. For Prange, one has to adopt an “Epicurean” lifestyle to
become truly free.
18 Hadot, Philosophy as a Way of Life, 252.
19 On Epicurus on fear and chance see Hadot, Philosophy as a Way of Life, 87, 223, 252.
20 Jessica N. Berry points out that knowledge of the natural world as a means to
assuage the fear of death was a central theme in the work of Epicurus and other
Greek atomists. See Jessica Berry, Nietzsche and the Ancient Skeptical Tradition
(Oxford: Oxford University Press, 2011), 40.
21 Rebecca Bamford. 2014. “Mood and Aphorism in Nietzsche’s Campaign Against
Morality.” Pli: The Warwick Journal of Philosophy 25: 55–76.
22 Translation modified: Smith renders this phrase as “passion for knowledge.”
23 See Ruth Abbey. 2015. “Swanton and Nietzsche on Self-Love.” Journal of Value
Inquiry 49(3): 387–403.
24 As Morgan Rempel points out, Christianity delayed the victory of Epicureanism
over beliefs concerning eternal punishment until the reinvigoration of science in
modernity. See Morgan Rempel. 2012. “Daybreak 72: Nietzsche, Epicurus, and
the after Death.” Journal of Nietzsche Studies 43(2): 342–354.
25 This argument is developed from earlier work on Nietzsche’s broader thinking
on free death and assisted dying in Rebecca Bamford. 2015. “‘Moralic-Acid-Free’
Virtue: The Case of Free Death.” Journal of Value Inquiry 49(3): 437–51. See also
Bamford, “Mood and Aphorism,” 55–76.
26 See Bamford, “‘Moralic-Acid-Free’ Virtue.”
27 Bamford, “‘Moralic-Acid-Free’ Virtue,” 446.
28 Bamford, “‘Moralic-Acid-Free’ Virtue,” 440–43.
29 Paul S. Loeb, “Suicide, Meaning, and Redemption,” in Nietzsche on Time and
History, ed. Manuel Dries (Berlin and New York: de Gruyter, 2008), 163–90; and
Paul S. Loeb, The Death of Nietzsche’s Zarathustra (Cambridge: Cambridge
University Press, 2010). See also Bamford, “‘Moralic-Acid-Free’ Virtue,” 437–51.
30 Loeb, “Suicide, Meaning, and Redemption,” 163–90. See also Loeb, The Death of
Nietzsche’s Zarathustra.
31 Loeb, “Suicide, Meaning, and Redemption”; Loeb, The Death of Nietzsche’s
Zarathustra; Bamford, “‘Moralic-Acid-Free’ Virtue.”
32 Gary Shapiro, Nietzsche’s Earth: Great Events, Great Politics (Chicago: University
of Chicago Press, 2016), 140.
33 Epicurus, Letter to Menoeceus, trans. Robert Drew Hicks, in The Epicurus Reader,
ed. Brad Inwood and L. P. Gerson (Indianapolis: Hackett, 1994), 28–31. Internet
Classics Archive. Retrieved from <http://classics.mit.edu/Epicurus/menoec.html>
34 Epicurus, Letter to Menoeceus.
35 On Epicurus and ataraxia, see also Robert C. Solomon, The Joy of Philosophy:
Thinking Thin versus the Passionate Life (Oxford: Oxford University Press, 1999),
203
204
Nietzsche’s Dawn
161–63. On descriptive accounts of tranquility in Greek theories of happiness vs.
recipes for happiness, and the relevance of the former rather than the latter to
Nietzsche’s philosophy, see also Berry, Nietzsche and the Ancient Skeptical
Tradition, 155.
36 Epicurus, Letter to Menoeceus, 128.
37 Epicurus, Letter to Menoeceus, 125.
38 Epicurus, Letter to Menoeceus, 125.
39 Epicurus, Letter to Menoeceus, 126.
40 Ansell-Pearson. “Heroic-Idyllic Philosophizing,” 251.
41 D. H. Lawrence, “The Reality of Peace,” in Reflections on the Death of a Porcupine
and Other Essays, ed. Michael Herbert (Cambridge: Cambridge University Press,
1988), 27. See also Keith Ansell-Pearson. 2013. “Attachment to Life,
Understanding Death: Nietzsche and D. H. Lawrence.” Parrhesia 18: 22–35.
42 James L. Porter. 2003. “Epicurean Attachments: Life, Pleasure, Beauty,
Friendship and Piety.” Cronache Ercolanesi 33: 205–27; Ansell-Pearson,
“Attachment to Life, Understanding Death.”
43 Porter, “Epicurean Attachments,” 207; Ansell-Pearson, “Attachment to Life,
Understanding Death.”
44 Porter, “Epicurean Attachments,” 207.
45 Porter, “Epicurean Attachments,” 211; Ansell-Pearson, “Attachment to Life,
Understanding Death.”
46 Porter, “Epicurean Attachments,” 212.
47 Porter, “Epicurean Attachments,” 212.
48 Porter, “Epicurean Attachments,” 212.
49 Roos “Nietzsche et Épicure,” 283–350. See also Ansell-Pearson, “Attachment to
Life, Understanding Death”; and Ansell-Pearson, Nietzsche’s Search for
Philosophy.
50 Roos, “Nietzsche et Épicure, 283–350; Ansell-Pearson, Nietzsche’s Search for
Philosophy, 43.
51 Shapiro, Nietzsche’s Earth; Ansell-Pearson, Nietzsche’s Search for Philosophy.
Prange, Nietzsche, Wagner, Europe.
52 Meyer, Nietzsche’s Free Spirit Works: A Dialectical Reading (Cambridge:
Cambridge University Press, 2019), 46–7.
205
9
Dawn and the Political
Nietzsche’s wider political thinking has been widely recognized as therapeutic in
orientation, as part of its connection to the history of psychology.1 Because this
political aspect of Nietzsche’s therapeutic philosophy has on balance received less
attention than its ethical aspect, Michael Ure has proposed that (i) Nietzsche develops a neo-Stoic political therapy in his middle writings, which opens up the possibility of individual freedom from emotional turmoil to all, and which (ii) changes
to a “bio-political” approach that seeks only to heal higher types, informed by
Nietzsche’s incorporation of evolutionary theory into his thought.2 As we have
argued in previous chapters, Nietzsche places a strong emphasis on moving away
from customary morality and toward development of a new horizon for the ethical
in this text. In this chapter, we turn to a hitherto neglected topic: Nietzsche’s
concern with the political in Dawn.
We agree with Ure that, as with other texts of the middle writings, there is a
politics in Dawn that is commensurate with Nietzsche’s broader therapeutic concerns in this text. However, where our approach differs from that of Ure is that it
places more emphasis on Nietzsche’s attention to human species’ freedom as well
as upon his attention to individual freedom. For this reason, in what follows, we
shall examine Nietzsche’s engagement with the political in Dawn, and will
consider how it raises some questions for the coherence of Nietzsche’s wider
project of challenging morality in this text. We begin by explaining why Nietzsche
is concerned with the effects of capital and industrial development upon
Europeans. Next, we examine his remarks on migration as a therapeutic measure
for the workers of Europe. Having done so, we consider some of the problematic
claims involved in Nietzsche’s appeal to migration as a key part of his therapeutic
approach, and discuss whether or not Nietzsche’s therapeutic politics in Dawn
can be defended.
Nietzsche’s Dawn: Philosophy, Ethics, and the Passion of Knowledge, First Edition.
Keith Ansell-Pearson and Rebecca Bamford.
© 2021 John Wiley & Sons Ltd. Published 2021 by John Wiley & Sons Ltd.
206
Nietzsche’s Dawn
As we have already seen, Nietzsche’s campaign against morality in Dawn is
directly connected to his therapeutic interest in human health. In a letter to his
friend Heinrich Köselitz, written on July 18, 1880, Nietzsche describes his aphoristic exploration of connections between character, virtue, moral emotions, and
health in Dawn as akin to digging in a moral mine, and assesses his progress in
writing the book by drawing an analogy to the feeling of having found the main
gallery of the mine.3 Nietzsche’s proposals concerning health-promoting interventions involve the physical as well as the psychological. For example, he claims that
physical interventions such as changing the diet, or engaging in hard physical
labor, can count as effective treatment for afflictions of the soul (D 269). He also
suggests that we have a therapeutic task in calming “the invalid’s fantasy to the
extent that he at least does not suffer more, as heretofore, from thinking about his
disease than from the disease itself” (D 54). The therapeutic process that Nietzsche
envisages primarily aims to help us imagine new possible virtues — a new
ethics — for the future (D 551). Nietzsche is clear that each individual is expected
to take responsibility for their own health; as he suggests, acting as our own physicians is likely to lead to improved health outcomes, as we are less likely to disregard our own prescriptions than those of some other individual (D 322). One of his
key concerns in the text is that, as yet, we lack the physicians who can undertake
that part of “the art and science of healing” that we currently call “practical morality”
(D 202). This practical morality involves, as we will see, some political work.
One of these consequences concerns the role of capital in society. In a set of
aphorisms engaging directly with the health of society, and hence with the health
of the individuals within it, Nietzsche points out the general and surprising
absence of engagement with the connection between morality and health. He
notes that cultivators of health are absent from churches, and that instruction in
bodily health is absent from curriculums (D 202). Moreover, he claims, nobody
has yet had the courage “to measure the health of a society and of the individual
according to how many parasites they can support,” and no leader of a state has
yet cultivated the land in an appropriately generous and mild spirit (D 202).
Nietzsche elaborates on these points in the next aphorism through the example of
bad diet, scorning the diet of “much too much” and “ever such variety” that governs the dining choices of scholars and bankers alike (D 203). Excess, he claims,
leads to “pepper or contradiction and world-weariness” (D 203). His distaste at
excess and its negative health effects is used to develop a political point; the purpose of such dinners, he remarks, is to represent capital:
— They represent! What, in heaven’s name? Class? — No, money: one no
longer belongs to a class! One is an “individual”! But money is power, fame,
dignity, preeminence, influence; money, depending on how much of it one
has, determines these days the extent of one’s moral presumption! No one
wants to hide it under a bushel and no one would want to place it on the
Dawn and the Political
table; accordingly, money must have a representative that one can place on
the table: see our dinners. (D 203)
Nietzsche’s point in this aphorism is not simply that the individual and social
effects of excessive eating, such as “dissoluteness” and “overexcitability” are
themselves negative; rather, he is claiming that social attitudes toward, and social
norms concerned with, capital are symptomatic of deeper problems.
One of these problems is the increasingly strong social drive toward the rapid
accumulation of wealth in the form of money; as Nigel Dodd has shown, this drive
is coupled with unhealthy forms of mental agitation such as impatience.4 Work, in
as far as it is tied to human psychological health, can be counted as another problem that stems from money, as Jeffrey T. Nealon has pointed out.5 In an assessment
of “eulogizers” of work, Nietzsche contends that the “glorification” of work
involves the same “ulterior motive” as “praise of impersonal actions that serve the
public good” — namely, “the fear of everything individual” (D 173). Work, or
“hard industriousness from dawn to dusk,” he argues, is the “best policeman,”
because it keeps “everyone within bounds” and hence hinders “the development of
reason, desire, and the craving for independence” (D 173). In so doing, he claims,
work uses up “an extraordinary amount of nervous energy” that would otherwise
be expended on reflection and on different forms of feeling, and thereby creates
even greater security for society (D 173). Nietzsche further develops this point by
noting that, “security is currently worshipped as the supreme divinity” (D 173).
People fear that the “worker” has “turned dangerous” and that society is “teeming
with ‘dangerous individuals’,” behind whom lurk “the danger of dangers — the
individual” (D 173). A state that is focused on consistently increasing its security
seeks control of any factor that might undermine its security.
What is really so fearful about “the individual” is their potential for commanding, and thereby for undermining the security of the state, instead of merely following the social norms or customs that structure the “morality of customs
[Sittlichkeit der Sitte]” (D 9). Nietzsche’s broader campaign against morality
grounds a more specific, political, concern about severe and unhealthy constraint
of individuals and of independent thought by means of obedience to customary
morality. “Every individual action,” he notes, “every individual way of thinking
provokes horror” — not simply because it is deviant, but because its deviance can
only be perceived as a threat (D 9). From the perspective of customary morality,
“any form of originality has acquired an evil conscience” (D 9). Nietzsche further
develops this point connecting customary moral society with its political expression as follows:
Moral fashion of a commercial society. — Behind the fundamental principle
of the contemporary moral fashion: “moral actions are actions generated
by sympathy for others,” I see the work of a collective drive toward timidity
207
208
Nietzsche’s Dawn
masquerading behind an intellectual front: this drive desires utmost,
uppermost, and foremost that life be rid of all the dangers it once held and
that each and every person should help towards this end with all one’s
might: therefore only actions aimed at the common security and at society’s sense of security may be accorded the rating “good”! (D 174)
Nietzsche’s identification of the “tyranny of timidity” operant within society carries some concerning political consequences. First, it means that people allow
themselves to be commanded and told what the “uppermost moral law” is, instead
of determining this for themselves through the exercise of independent judgment
(D 174). And second, with all of the “rough and sharp edges” of life grated off
through the constant push towards ever greater security for the state, it means
that humans living within this state are in a process of becoming as deindividualized and as dehumanized as mere “grains of sand” (D 174).
The source of the problem that Nietzsche has with money is therefore, according to Nealon, that capital “continues and completes that special kind of violence
that characterizes the triumph of the weak” — in short, according to him,
Nietzsche treats the capitalist as a new ascetic priest.6 For Nealon, money is a
mode of power, in the same way that God for the ascetic priest is a mode of power.7
Nietzsche contends that money substitutes for truth, and that the same fanaticism
that previously drove truth-seeking now drives people to the increasing, and
increasingly rapid, acquisition of wealth (D 204). In both cases, what is at work is
a function of power:
if three-quarters of the upper class gives itself over to sanctioned fraud and
has the stock exchange and all forms of speculation on its conscience: what
is driving them? Not actual want, they are not doing any too poorly, perhaps they even eat and drink without worrying — but they are pressed and
pressured day and night by a terrible and fearful impatience at the sluggish
rate at which money is accumulating and by an equally terrible and fearful
craving for, and love of, accumulated money. In this impatience and this
love, however, there appears once again that fanaticism of the appetite for
power that formerly was ignited by the conviction of being in possession of
the truth and that went by so many beautiful names that, as a result, one
could, with a good conscience, dare to be inhuman (to burn Jews, heretics,
and good books and to eradicate highly developed cultures like those of
Peru and Mexico). (D 204)
Nietzsche argues, in light of this point on power, that while the means of power
might have changed, what careful observation of capitalism shows is that “the
same volcano still burns” — in short, that the psychological need for “that which
Dawn and the Political
now imparts to the highest degree the feeling of power and a good conscience”
must be met (D 204). In the past, this need was met through gods, or truth. Today,
it is met through money.
We should also note that Nietzsche does not back away from presenting a
corollary of his position on money and its psychological effects, which further
supports the critique that he makes of capital in Dawn. Nietzsche points out
that an aristocratic type of person has an advantage over other types, because
“noble descent,” he claims, “allows one to bear poverty better” (D 200). This
claim is problematic when considered from the perspective of customary
morality; someone might well point out that the poor have little choice about
the conditions in which they live, and little power through which to effect
change, and that therefore it is unfair to simply affirm the advantage of the
aristocrat. Before dismissing Nietzsche’s remark as classist, we should ask why
Nietzsche might craft this aphorism, and what purpose it might serve in the
wider critical development of his challenge to morality in this text. He is not
claiming that poverty is intrinsically good, or that we should prefer aristocrats
for their own sake. His point is rather to illustrate that particular psychological
types — those who are more prepared to legislate and self-legislate — are better
placed to flourish than those who are less prepared to do so. As he had already
pointed out, the impulse toward compassion, or toward praise of serving the
public good (D 173), actually hinders the goal of developing humans who are
better prepared to command rather than to obey. Nietzsche’s campaign against
customary morality takes it that the capacity to command and legislate new
values is key to a possible ethics that takes humanity beyond customs and
mores. And as he will later remark in Beyond Good and Evil, the kind of “leveller” thinking that values “compassion for all suffering” and “the democratic
taste and its ‘modern ideas’” for their own sake, is the thinking of a “narrow,
trapped, enchained sort of spirit,” and that we might do better to affirm the
precarious conditions required for struggle (BGE 44).8
Nietzsche’s concern with the inhibition of individuality and specifically, individual thoughts and feelings, extends to the condition of factory workers in the
nineteenth century. He is clear that increasing mechanization and corporatization
of production are of a part with his wider concerns about money and power. As he
points out:
— Poor, cheerful, and independent! — These things can exist side by side;
poor, cheerful, and a slave! — these things can also exist — and I can think
of no better news for the workers in today’s factory servitude: provided they
don’t feel that it’s altogether a disgrace to be used and used up, in the way
this happens, as a wheel in the machine and, as it were, a stopgap to plug
the hole in human inventiveness! Phooey! (D 206)
209
210
Nietzsche’s Dawn
According to Nietzsche, these workers are being disempowered and dehumanized
by industrial labor, because their role within the systems that order such labor turns
the workers into mere human resources. It does not provide the factory workers
with the chance to behave as individual human beings — and nor does it allow
them to accumulate wealth quickly, as he had already claimed is the case for the
upper class (D 204). Nietzsche proposes that the workers should leave, in order to
free themselves and Europe from their “impersonal enslavement” through “factory
servitude” (D 206). He suggests that the workers of Europe “ought in future to
declare themselves as a class a human impossibility” and that they should travel to
other lands in order to remedy their disempowerment and dehumanization. To this
end, he claims that “everyone ought to think to oneself”:
Better to emigrate, to seek in wild and fresh parts of the world to become
master, and above all master of myself; to keep moving from place to place
as long as any sign of slavery whatsoever still beckons to me (D 206)
According to Nietzsche, the emigrant who seeks to become such a master should
be prepared to engage in “adventure and war” — and should also be prepared to
die, “if worst should come to worst” (D 206).
As Rebecca Bamford has pointed out in a previous essay, one set of Nietzsche’s
remarks in this part of Dawn 206 advocate emigration in pursuit of liberation, but
do not directly claim that the workers should engage in colonial oppression in
order to secure their own liberation; however, his remarks in the next part of the
aphorism do entail a commitment to colonialism.9 In this second set of remarks,
Nietzsche writes that within the “European beehive” ought to be precipitated “an
age of grand swarming-out such has never been seen before” (D 206). Through
what he calls “freedom of domicile in the grand style,” Nietzsche suggests, people
will protest:
against the machine, against capital, and against the choice currently
threatening them of having to become either slave of the state or slave of a
party of insurrection. May Europe be relieved of a quarter of its inhabitants! This will bring relief to it and to them! (D 206)
The question of how relief will be brought is answered for Nietzsche by “faraway
lands” in which “through the ventures of swarming migrations of colonists” we will
come “to recognize just how much common sense and fairness” — along with just
how much “healthy distrust” — “mother Europe has incorporated into her sons”
(D 206). With her sons close to her, mother Europe, for Nietzsche, is a “stupefied old
crone” and her sons are at risk of becoming as “grumpy, irritable, and addicted to
pleasure” as she is (D 206). Away from mother Europe, however, Nietzsche claims
Dawn and the Political
that “Europe’s virtues will be journeying along with these workers,” with the
health-promoting effect that “dangerous ill humor and criminal tendencies” close
to the homeland will, when the sons of Europe move further afield, “take on a
wild beautiful naturalness and will be called heroism” (D 206).
In this aphorism, Nietzsche uses the disparaging image of the worker bee to
underscore his criticisms of the mindlessness of factory work and of the harmful effect that it has upon workers, and also to establish a contrasting image to
that of the worker bee. He deploys a Romantic image of the migrant as free
and healthy: the migrant, compared with the worker bee, is free to explore
wild and beautiful new lands, and to become healthy as a result of their freedom. Taken together with Nietzsche’s earlier claim on mastery, the contrasting images of worker bee and free migrant suggest encouragement on
Nietzsche’s part for the workers to become colonial masters in “wild and fresh”
parts of the world.
Thus far, we have shown that, in his remarks on capital and on industrialization, Nietzsche is providing an analysis of how power functions in a state that is
grounded in customary morality. As we have seen, in this state, money drives the
state to promote control through creating fear and restlessness and generating a
perceived need for ever greater security, including through the perceived security
of work. The mastery to which workers who become migrants could aspire is
“above all” mastery of themselves (and hence to the self-legislative capacity to
which we referred earlier). And as the workers are far more disadvantaged than
the upper class, it might seem logical to treat worker migration as a reasonable
way of responding to the problematic effects of money as a replacement unit of
value for truth in the customary moral state.
Yet there are some concerns to note in Nietzsche’s remarks. His appeal to migration as a therapeutic measure does incorporate some racist views, along with his
commitment to foreign territory acquisition, which displays a form of colonizing
logic. As his complaints about wealth acquisition are directly tied to his concerns
with customary morality and its negative health effects, this poses a potential
problem of coherence for his account. His call for migration leaves the wild and
fresh lands of which he speaks vulnerable to the effects of the capitalism that he
is critiquing (and any inhabitants of these lands vulnerable to becoming human
resources, just like the deindividualized and dehumanized European workers).
Moreover, what we have thus far discussed of Nietzsche’s thinking on the political
in Dawn has not fully explained how capitalism and its negative effects can be
resisted in the context of the upper class, who, as we saw, are driven to satisfy a
“terrible and fearful craving” through wealth acquisition (D 204). We will consider each of these concerns in turn in what follows.
Let us first consider Nietzsche’s remarks on race. In a discussion of belief in
intoxication, Nietzsche perpetuates the “firewater myth”: namely, the stereotype
211
212
Nietzsche’s Dawn
of the Native American who is more prone than Europeans to dependence on
alcohol (D 50). Specifically, Nietzsche says that “[j]ust as the natives these days
are quickly corrupted and destroyed by ‘firewater,’ so too has humanity as a whole
been corrupted by the spiritual firewaters of intoxicating feelings and by those
who keep alive the craving for such feelings” (D 50). We should note that Nietzsche
uses the firewater myth uncritically in advancing his point in this aphorism, and
that in so doing he perpetuates a racist stereotype about Native American people.10 Moreover, Nietzsche’s position in this aphorism incorporates an unchallenged opposition between the European and the “native” or indigenous person,
in which the European is awarded a position of greater power than the indigenous
person purely by virtue of being European (D 50).
Nietzsche’s main concern in Dawn 50 is to direct our critical attention to psychological issues such as lack of control of nervous energy and hatred of the environment, the age, and the entire world, by people who live for “sublime and
enraptured” moments in the belief that these moments are their “true self.” And
he also aims to better promote the health of such individuals, as part of his wider
concern with the negative political effects of customary morality. Not unlike Marx
in the Theses on Feuerbach, Nietzsche worries that intoxication, whether moral,
religious, or spiritual, is harmful to health on individual and social levels (D 50).
He contends that such intoxication is not health promoting, on the basis that it
encourages intoxicated people to remain bound to a narrow and misguided view
of the world and to their place within it, which makes it exceptionally difficult for
them to pursue any other, more health-promoting, version of human species
development. Yet in perpetuating the racist stereotype of the Native American as
unusually vulnerable to “firewater” in Dawn 50, Nietzsche fails to properly
include all facets of humanity, and thus unnecessarily limits the transformative
scope of his argument against customary morality in Dawn.
A similar problem of racism is also present in Dawn 206. Discussing the introduction of “Chinese” values into Europe, Nietzsche remarks that the Chinese
“would bring along the ways of thinking and living that are suitable for diligent
ants” and that “they could in general assist in transfusing into the blood of a restless and worn out Europe a little Asian calm and contemplation — and what is
surely needed most — Asian perseverance” (D 206). As with Dawn 50, this claim
also perpetuates a racist stereotype. Specifically, Nietzsche fallaciously uses a particular trait or set of traits to characterize a particular nationality or a racial/ethnic
identity. Moreover, Nietzsche presents the Chinese as a people, and “Asian characteristics” as a set of resources to be used for the benefit of Europe.
Again, this presents a problem for the coherence of Nietzsche’s wider concerns
with challenging morality in Dawn. His claim about Chinese people in Dawn 206
does not fit well with his earlier point that the process of mechanization problematically deindividualizes the workers of Europe, by turning them into nothing more
Dawn and the Political
than a set of human resources. As Nietzsche had remarked, mechanization is a
problem for European people, because it means that each European worker is
treated as nothing more than a “wheel in the machine” and is not treated as a
person.11 Yet in Dawn 206, Nietzsche makes the same move himself, by racially
stereotyping the workers and emphasizing their value as deindividualized, racially
stereotyped, resources, rather than recognizing them as individuals and as members
of a species that has development potential. If one of the key problems with customary morality is that it functions by constraining human individuality and species
development potential, then this kind of limiting commitment to racial stereotyping
mars Nietzsche’s wider project in Dawn, and undermines its internal coherence.
Another example of Nietzsche’s racism occurs in Dawn 272. In this aphorism,
Nietzsche discusses racial purity and argues in defense of racial purification. He
claims that while there is “in all likelihood no such thing as pure races” today,
there are “races that have become pure and this only with extreme rarity” (D 272).
More common, he suggests, are mixed races in which, “one inevitably finds, along
with disharmony in physical forms (when, for example, eyes and mouth do not go
together) disharmony in customs and value judgements. (Livingstone heard
someone remark: ‘God created white and black people, the devil, however, created half-breeds.’)” (D 272).
He continues the line of argument in this aphorism by claiming that mixed
races are problematic because they are simultaneously always mixed cultures and
mixed moralities, and are usually “more evil, cruel and restless” (D 272). In contrast, Nietzsche claims that a purer race is marked by how its strength is restricted
to “particular selected functions” instead of having to deal with too many things
that contradict one another. Nietzsche claims of pure races that:
races that have become purified have always grown stronger and more
beautiful as well. — The Greeks provide us with the model of a race and a
culture that has become pure: and it is to be hoped one day Europe will also
succeed in becoming a pure race and culture. (D 272)
And he points out that if purification is successful, as he thinks it was on the
Greek model, then the advantage it affords is that the strength previously expended
on battling disharmonious qualities “is now at the disposal of the entire organism” (D 272).
Sustained scholarly analysis of Nietzsche’s thinking on race has been developed
in recent years, which we think it is important to attend to here.12 In her analysis of
Nietzsche’s remarks on the Jews across many of his texts, Jacqueline Scott argues that
while Nietzsche did not present a comprehensive theory of race, his remarks on
race nonetheless help us to understand his thinking on cultures, including cultural
evolution, cultural health, and treatments for unhealthy cultures.13 We follow Scott
213
214
Nietzsche’s Dawn
in the specific case of Dawn, and treat Nietzsche’s remarks as directly relevant to
understanding his therapeutic engagement with the political as well as with the
ethical. But this approach also raises a question: If Nietzsche does not have a comprehensive theory of race, as Scott points out, then treating Nietzsche’s remarks here
as racist might meet with some resistance. For example, if Nietzsche’s remarks on race
are best understood as referring to race in a historical or spiritual sense, rather than to
race as biologically essentialist, then it might appear difficult to sustain the claim
that Nietzsche’s commitments are racist.14 In response to this potential worry,
Robert Bernasconi has recently pointed out that racism — understood as prejudice
against a group of people on the basis of a set of characteristics attributed to
them — is possible when race is treated as grounded in the historical or the spiritual,
just as it is possible when race is treated as grounded in the biological.15 Nietzsche’s
remarks in aphorisms 50, 206, and 272 of Dawn do involve such prejudice, as we have
already discussed.
It is also possible that someone might object that if Nietzsche’s remarks on race,
however unfortunate and unjust, do not substantially detract from his wider philosophical project in Dawn, then pointing out that his remarks are racist may appear
to add little to our understanding of Dawn — beyond, that is, the point that
Nietzsche was a child of a racially unjust time, namely the late nineteenth century,
and that this unfortunate fact emerges in his writing. However, the potential objection that acknowledging race adds little to our assessment of the text of Dawn
would overlook an important point that is identified in Scott’s analysis, as we mentioned earlier: namely, that Nietzsche’s remarks on race can illuminate his thinking on cultures. In the specific case of Dawn, note that Nietzsche’s remarks form
part of his approach to developing human beings who might again, as the Greeks
did, self-legislate and create values. The problem for Nietzsche’s position in Dawn
is that it is unnecessary to exclude particular types of human from therapeutic
measures aimed at renewing human capacities, on the ground of racial prejudice.
Now admittedly, Nietzsche does not claim that every individual or every group
can benefit equally from such therapy. But the point is that the process of racial
purification he discusses in Dawn 272 doesn’t require exclusion of particular races
per se, whether we treat race as grounded in biology, in history, or in spirituality.
In such a process, organisms could plausibly come to organize themselves in a
more efficient way through compromising on and streamlining how they expend
energy, including through assessing the values according to which they operate,
without needing to exclude particular groups on racial grounds. And again, in
light of Scott’s point that Nietzsche’s remarks on race are indicative of his thinking on culture but are not reducible to any one specific definition of race, it is
unclear that Nietzsche can plausibly equate race with culture as he seems to do in
Dawn 272.16 Nietzsche is concerned with racial breeding and with human development, but these two need not be treated as identical.
Dawn and the Political
With these remarks on race in mind, let us turn back to Nietzsche’s exhortation
of the workers to engage in colonial mastery, and his assumption that the “wild
and fresh” lands to where he directs European workers in their new guise as
migrants are all empty (D 206). The remarks in this aphorism strike an especially
odd note given that in Dawn 204, Nietzsche had, as already mentioned, treated the
eradication of “highly developed cultures like those of Peru and Mexico” as a problem, while developing his critical engagement with capital. The question is whether
Nietzsche really does endorse and advocate colonialism, and if so, whether this
advocacy would be compatible with his wider therapeutic concerns.
There has certainly been some resistance to characterizing Nietzsche’s remarks
on migration in Dawn as colonialist.17 Adrian Del Caro has pointed out that we
might see Nietzsche’s concerns here in terms of his broader view that if our immediate environment is not conducive to our health, we should try to free ourselves
from it.18 Robert C. Holub acknowledges the colonizing logic present in Dawn
206, yet claims that, since Nietzsche’s main concern in this aphorism is with “the
health of Europe,” the aphorism may be treated as fundamentally health promoting, rather than as essentially colonialist.19
In The Gay Science, Nietzsche lauds Napoleon’s reclamation of Renaissance
ideas, and specifically the fact that, in the wake of Napoleon, “the man has again
become master over the businessman and the philistine — and perhaps even over
‘woman’ who has been pampered by Christianity and the enthusiastic spirit of the
eighteenth century, and even more by ‘modern ideas’” (GS 362). Holub draws on
this aphorism to further distinguish between Nietzsche’s affinity to colonialism
pre- and post-1884. As he claims, Nietzsche hoped that Napoleon’s Renaissance
“granite” would master the national movement in Germany, and in so doing, render the possibility of a unified Europe accessible; hence, for him, only Nietzsche’s
post-1884 writings, and in particular Nietzsche’s concept of the “Good European,”
are tied to the logic of colonization and European domination.20 He treats the
later Nietzsche, rather than the Nietzsche of the middle writings, including Dawn,
as a colonialist; like Del Caro, Holub suggests that Nietzsche’s core concern in the
middle writings, including in Dawn and in aphorism 206 in particular, is on health
rather than colonization.21 Yet it is unclear that this is the right approach, even
given Nietzsche’s concern for wrongful destruction of the higher cultures of Peru
and Mexico (D 204); there is evidence of colonialist thinking in Dawn 206.22
Nietzsche’s thinking on colonialism has been acknowledged by several scholars.
For example, Joseph Pugliese has drawn attention to the utility of Nietzsche’s philosophy for identifying and articulating the logic of colonial practices; he argues that
Nietzsche’s comment on the way in which reason effaces its unreasonable origins
in Dawn can be used to reveal that what the colonizer calls bringing “reason” to
the colonized counts as violence.23 Robert Bernasconi argues that, in general,
Nietzsche did defend colonialism, and points out that, in an 1887 notebook entry,
215
216
Nietzsche’s Dawn
Nietzsche specifically defended the use of cruelty to maintain European mastery
over colonized Africans.24 Ofelia Schutte has examined Nietzsche’s relevance to projects of liberation, including liberation from colonialism and its continuing legacy
worldwide, and liberation from androcentrism.25 Schutte claims that “Nietzsche
can be very helpful, but Nietzsche alone is clearly insufficient to take us where we
want to go politically,” yet also admits that given her own “experiences with Latin
American and feminist liberation movements” she “would not want to take the
journey without Nietzsche,” because of the risk that a liberation movement may
become a “self-righteous moral and political force,” to counter which she recommends “a strong dose of Nietzschean undermining of absolutes.”26
The specific political consequences of Schutte’s reading of Nietzschean psychology include that, even when a person or a specific group is threatened by others,
there is no obligation to think in binary oppositional hierarchical terms (where
one part of the binary is treated as superior and the other part treated as inferior,
as happens, for example, in the case of “Christians vs. infidels”).27 Schutte thinks
that by rejecting binary oppositional thinking in the political context, as Nietzsche
does, we can respond to danger pragmatically, without involving an ideology of
danger as inextricably linked to evil, and of liberation from danger as linked to
good.28 The advantages include supporting resistance to manipulation of the
masses through rhetoric (as religious and political leaders often use binary oppositions such as “good vs. evil” to consolidate power and manipulate the masses),
and also continuing refusal to allow our thinking in political matters to become
automatic or unreflective.
How, then, can we reconcile Nietzsche’s colonialist call for migration in Dawn
206, and his criticism of the elimination of the cultures of Mexico and Peru in
Dawn 204? Schutte refers us to a distinction between monumental and critical
history that Nietzsche draws in On the Uses and Disadvantages of History for Life,
which is helpful in this regard. She explains the distinction as follows: the monumental historian identifies high moments or deeds in history that it is worth emulating in order to provide energy for future-oriented action, while the critical
historian “annihilates” aspects of the past by examining them and condemning
them, in order to overturn the past and make continuing life possible.29 She argues
that colonialism is an excellent example of a case where monumental history cannot guide our political reasoning, because even though extension of a superpower’s
dominion over other cultures and peoples may count as monumental, it cannot
count as ethically justified.30 On the other hand, Nietzsche’s concept of critical
history is helpful in guiding our reasoning: the critical historian has the necessary
theoretical framework to enable adoption of a stance that authorizes the dissolution of the legacy of colonial oppression, and hence such critical history may
provide the ethical justification that is missing from the monumental account.31
The dissonance between monumental and critical history may be resolved,
Dawn and the Political
Schutte thinks, by appeal to Nietzsche’s perspectival epistemology, which as
Rebecca Bamford has pointed out, is commensurate with Schutte’s acknowledgment
of Nietzsche’s pragmatism — even while Schutte herself does not spell out this
dimension of her reading of Nietzsche.32
Rather than asking whether or not Nietzsche affirms colonialism, then, the
question at hand should therefore really be more aptly phrased as follows: Why
does Nietzsche use colonizing logic in any particular aphoristic context, and does
such use undermine his wider project in Dawn? This might allow us to identify
that Nietzsche does affirm colonialism in Dawn 206 yet does not affirm it or its
effects in Dawn 204, without treating these two positions as problematically
inconsistent for his wider project in Dawn, and while still acknowledging that his
colonialist remarks in Dawn 206 are indefensible. Following Schutte’s view that
binary thinking runs counter to Nietzsche’s philosophical-therapeutic aims, the
point is that we need not apply a value hierarchy and a denial of Nietzsche’s position in each aphorism or text on a binary basis (e.g. “Nietzsche’s remark is colonialist and colonialism is bad; Nietzsche’s remark is anti-colonialist and
anti-colonialism is good”). Instead, we can pay close critical attention to the reasons behind each claim in context. At the same time, this means that we do not
ignore the substantive problems with any affirmation of colonialism on Nietzsche’s
part, and the etiology of such claims is clearly accounted for. Worker migration —
abandonment of the unhealthy factory environment in favor of a healthier and
more natural environment — responds to the immediate problem of worker
dehumanization, yet the colonizing logic producing the advocacy for workers to
move to wild and fresh lands is not itself defensible.33
With this in mind, let us return to Nietzsche’s final remark on the Chinese in
Dawn 206. It is not entirely clear to whom the “we” in this remark of his refers: it
could refer to the workers, to the decadent denizens of old Europe, or to the progenitors of a revitalized version of Europe. Earlier in the aphorism, Nietzsche had
explicitly criticized “socialist pied pipers” who, he claims, want to “inflame” the
workers with “mad hopes” to be “prepared and nothing more” (D 206). This preceding remark suggests that the most plausible explanation for the ambiguous “we” at
the end of the aphorism is that it refers to the progenitors of a new and healthy
Europe. Such progenitors, Nietzsche contends elsewhere, will be characterized by
their independent exercise of the power of the lawgiver (D 187). Yet Nietzsche also
admits that many people will struggle to achieve genuine self-rule; some people — even and especially including philosophers — may ultimately falter in their
efforts to achieve self-rule, and may seek instead to become institutions (D 542).34
As he writes, we risk becoming the “fools of piety and the damagers of knowledge”
if we do not draw out the “physiological phenomenon behind moral judgments and
moral presumptions,” which are of course core targets of Nietzsche’s campaign
against customary morality in Dawn (D 542). The physiological phenomenon
217
218
Nietzsche’s Dawn
behind the illusion of an old man undergoing “great moral regeneration and rebirth”
is, Nietzsche contends, not wisdom but “fatigue,” indicated by the development
of a fervent belief in “one’s own genius” and in their having “an exceptional
position and exceptional rights,” including the right to “decree more than to
prove” — beliefs to which the “great” and the “semigreat” become most susceptible on “life’s borderline” (D 542).
Nietzsche’s concern with critical engagement being turned into an institution
that may not itself be critiqued through physiological phenomena reflects some
concerns that Schutte raises with dualistic, binary, frameworks for critical assessment resulting in our thinking being placed on automatic pilot.35 As Rebecca
Bamford points out in previous work, self-rule in the case of institutionalization of
thinkers is not a matter of establishing a rule and then abandoning the effort of
thinking through problems in favor of following this rule dogmatically.36 Rather,
self-rule is the act of continuously questioning and reflecting as part of making
decisions. If this process of questioning and reflecting were to cease, as Nietzsche
points out, the thinker would set up a boundary marker in their own thinking (D
542). If the workers of Europe did engage in the great “swarming-out” that
Nietzsche advocates in Dawn 206, then no matter the extent to which Nietzsche
might romanticize the image of the heroic colonist, each worker would still have
some independent thinking to do — and, importantly, would not be absolved from
all responsibility for colonial occupation, particularly if the “wild and fresh”
lands to which Nietzsche encourages them to migrate did turn out to be occupied.
This is not to set aside concerns about Nietzsche’s racialized thinking. Note in
this regard that Nietzsche’s claim concerning “Asian perseverance” in the aphorism treats perseverance as a virtue (D 206). Nietzsche develops a specific way of
thinking about virtue that is based on a distinction between the ethical — which
for Nietzsche is tied to health — and the customarily moral. Of this distinction, he
would later write in The Anti-Christ:
What is good? — All that heightens the feeling of power, power itself in man.
What is bad? — All that proceeds from weakness.
What is happiness? — The feeling that power increases — that a resistance
is overcome.
Not contentment, but more power; not peace at all, but war; not virtue, but
proficiency (virtue in the Renaissance style, virtù, virtue free of moralic acid).
The weak and ill-constituted shall perish: first principle of our philanthropy. And one shall help them to do so.
What is more harmful than any vice? Active sympathy for the ill-constituted
and weak — Christianity (AC 2)
Dawn and the Political
Virtue, in this passage from The Anti-Christ, is free from “moralic acid,” and is
directly tied to the promotion of health. It is this same type of virtue — virtù — that
Nietzsche is pointing us toward in his remark on the potential value of perseverance to Europe in Dawn 206.37 As he claims, behaviors that detract from the
increasing collectivization and determination of the workers through capitalizing
forces in old Europe are virtues in the “wild and fresh” lands — and these virtues
are free from what he calls “moralic acid” in The Anti-Christ 2. Calm, contemplation, and perseverance are virtues likely to be involved in therapeutic self-analysis
and self-cultivation. Acknowledging this point does not ignore the discriminatory
dimension of this appeal to “Asian” virtue.38
As Bamford discusses in her earlier essay on Dawn 206, the focus on virtue
recalls Nietzsche’s claim that his proposal to the workers has the capacity to invigorate Europe by returning a “pure air” to it.39 This might be read as a suggestion
that those remaining in Europe will enter into some form of solidarity with the
workers. However, this reading would involve a problematic misunderstanding of
Nietzsche’s discussion in the text. Nietzsche rejects socialism as a solution to the
problem of capital because he thinks socialism still involves a loss of inner
value — or indeed of the possibility of such value being nurtured in and for the
future — at the expense of outwardly valuable things such as money and prestige.
He writes to the European workers that, if they accepted socialism, they would
always have the “fife of the socialist pied pipers” ringing in their ears, because the
socialists want to inflame them with “mad hopes” and to enjoin them “to be prepared and nothing more”:
prepared at any moment such that you are waiting and waiting for something external, but otherwise you continue to live in every way the same as
you had otherwise lived before — until this waiting turns to hunger and
thirst and fever and madness, and finally the day of the bestia triumphans
rises in all its glory (D 206)
Nietzsche’s key point here is that socialism cannot provide the therapy that the
sickening European workers require, because socialism is, in the end, just one
more way in which the deindividualization and dehumanization of humanity —
the turning of humanity into a set of resources — is being expressed in contemporary culture. For Nietzsche, socialism is not an exception to the ongoing
prioritization of capital at the expense of inner, personal, value. As such, it cannot
meaningfully provide the therapy that the workers require.
The centrality of health and therapy to Nietzsche’s account suggests another
reason as to why the workers of Europe, if conceived of as a class, would be justified in declaring their situation or condition to be impossible, even if their migration did end up involving a problematic colonial enterprise. Notice that the
219
220
Nietzsche’s Dawn
workers are tacitly encouraged, through the process of industrialization and associated relevant language use, to think of themselves as cogs in a corporate
machine. Nietzsche writes to the workers that this is a disgrace, on the basis that
it involves a set of false needs as well as false consciousness on their part:
To let oneself be talked into believing that through a heightening of this
impersonality within the mechanical workings of a new society the disgrace of slavery could be turned into a virtue! Phooey! To set a price for
oneself whereby one becomes no longer a person but merely a cog! Are you
co-conspirators in the current folly sweeping over nations, which, above all
else, want to produce as much as possible and to be as rich as possible?
Your concern ought to hold out to them a counter-reckoning: what vast
sums of genuine inner value are being squandered on such a superficial
external goal! (D 206)
As we have seen, this process of deindividualization runs directly counter to
Nietzsche’s promotion of an ethics of self-analysis and self-cultivation in pursuit of health, because it fails to sustain free or independent thinking. Given
this concern, it seems more reasonable to accept that the purity in question in
Dawn 206 concerns the capacity for what, in light of evidence from The AntiChrist 2 as discussed by Marinus Schoeman, we may call virtuous and
healthy — moralic-acid-free — self-rule.40 Nietzsche makes it explicit that for
Europeans, in the absence of the workers who heed his call to emigrate, his
proposal will necessarily engage them in unlearning some of the needs that
they have developed as an effect of the process of industrialization. This
involves self-rule on the part of the Europeans left behind: once our workerdependent needs are no longer so easy to satisfy we will be prompted to pursue
critical self-reflection and self-cultivation. In the subsequent aphorism,
Nietzsche makes some remarks that help to further support this reading, when
he claims that if a German “is forced to stand on his own and throw off his
torpor, if it is no longer possible for him to disappear like a numeral within a
sum … then he will discover his powers:”
then he will turn dangerous, evil, profound, daring, and he brings to the
light of day the hoard of sleeping energy he carries inside himself in which
no one else (not even he himself) believed (D 207)
Later in the same aphorism, Nietzsche reinforces his point by claiming that, if a
German is placed in a position that facilitates him to achieve great things, he can
and will achieve them — but for the moment, Germans remain in “the embryonic
state of something higher” (D 207).41
Dawn and the Political
Nietzsche proposes that European workers engage in an act of colonization in
order to accrue psychological health benefits for themselves. Their colonizing act
would also benefit the rest of Europe. There is a tension between the needs of (possible) indigenous peoples and the workers-as-colonizers in the aphorism. If we
accept this tension then another one arises, this time between the ethical and political aspects of the aphorism, and within the wider context of the therapeutic dimension of Nietzsche’s philosophy. On this reading, Nietzsche’s work in Dawn 206 has
liberatory value — but only to Europeans. Their liberation is at the expense of an act
of colonial imagination, and at the expense of (possible) indigenous peoples dwelling
in the lands that he proposes that European workers should colonize. However, if we
were to move beyond the specific context of this aphorism, then it remains possible
that the therapeutic dimension of Nietzsche’s philosophy might have liberatory value
beyond the European context, depending on how effectively the concept of resistance may draw upon — and inform — Nietzsche’s concept of pessimistic strength,
and whether Nietzsche’s discussions of pessimistic strength can go beyond monumental history to critical history.42
If we prioritize the therapeutic context of Nietzsche’s remarks, then we can add
a further point: neither his remarks on the upper class in Dawn 204 nor his remarks
on the workers in Dawn 206 require a wider commitment to any particular political
ideology. Nietzsche’s prescriptions must address the craving of the upper class that
is currently satisfied by rapid wealth acquisition, and the systematic controlling,
deindividualizing, and dehumanizing effects of capitalism on a lower class. It is
possible that Nietzsche’s slow cure — the gradual turn toward a possible new ethics seeking healthier humanity — might also carry some beneficial political therapy for the customary moral state and capitalism’s role within it; however, it is not
clear that this benefit will be felt soon, or indeed at all. The future under capital
seems bleak, unless the campaign against morality in Dawn succeeds.
To be consistent with his therapeutic aims, Nietzsche need only commit himself
to advocacy of an ethics and politics of self-analysis and self-cultivation that he
thinks may result in improved health. Having said that, Nietzsche’s ethical and
political commitments may of course result in a range of consequences, some of
which are not desirable or defensible. Nietzsche himself does not need to advocate
any specific political action or ideology in order to make a therapy based on individual self-analysis available. Moreover, any of the resulting political consequences remain subject to the same pragmatic-therapeutic evaluation as prior
decisions, whether in the case of upper class wealth acquisition or migration of
the lower class. Nietzsche does not need to be worried about the issue of workers’
rights, because pursuit of this issue would take it for granted that workers do
indeed exist as a deindividuated class comprising numerous individuals engaged
to complete work tasks of a specific type. Pursuit of workers’ rights does nothing
in particular to address the health of each individual or of the species as a whole,
221
222
Nietzsche’s Dawn
and does nothing to promote each individual’s, or humanity’s, therapeutic engagement in self-analysis and self-cultivation. Accordingly, instead of defending
socialism, or encouraging some other form of collective action within the industrial context, Nietzsche suggests a form of political therapy that fits with his
broader, and pressing, challenge to morality in Dawn.
Notes
1 See e.g. Robert Holub, “The Birth of Psychoanalysis from the Spirit of Enmity:
Nietzsche, Rée, and Psychology in the Nineteenth Century,” in Nietzsche and
Depth Psychology, ed. Jacob Golomb, Weaver Santaniello, and Ronald Lehrer
(Albany: State University of New York Press, 1999), 14970; and Michael Ure,
Nietzsche’s Therapy: Self-Cultivation in the Middle Works (Lanham: Lexington
Books, 2008).
2 Ure, “Nietzsche’s Political Therapy,” in Nietzsche and Political Thought, ed. Keith
Ansell-Pearson (London: Bloomsbury, 2013), 161–78.
3 KSB 6, 28–30. See Rebecca Bamford, “Daybreak,” in A Companion to the Works of
Friedrich Nietzsche, ed. Paul C. Bishop (Rochester: Boydell & Brewer [Camden
House], 2012), 140.
4 Nigel Dodd. 2012. “Nietzsche’s Money.” Journal of Classical Sociology. 13(1):
47–68.
5 Jeffrey T. Nealon. 2000. “Nietzsche’s Money!” JACOnline: A Journal of Rhetoric,
Culture, & Politics 20(4): 825–37.
6 Nealon, “Nietzsche’s Money!” 828.
7 Nealon, “Nietzsche’s Money!” 828.
8 For a more developed discussion of this point on precarity and struggle, see
Rebecca Bamford, “Nietzschean Perspectives on Multiculturalism,” in
Philosophies of Multiculturalism, ed. Luís Cordeiro Rodrigues and Marko
Simendic (London: Routledge, 2017), 43–61.
9 Rebecca Bamford, “The Liberatory Limits of Nietzsche’s Colonial Imagination in
Dawn §206,” in Nietzsche as Political Philosopher, ed. Barry Stocker and Manuel
Knoll (Berlin and New York: de Gruyter, 2014), 59–76.
10 Today, the firewater myth is commonly recognized as a racist stereotype. See
Bamford, “The Liberatory Limits of Nietzsche’s Colonial Imagination.”
11 As Holub argues, if we substitute the word “Germany” for the word “Europe” in
this part of the aphorism, the sentiments that Nietzsche is expressing mirror
almost perfectly some of the sentiments expressed by his brother-in-law,
Bernhard Förster, in his writings on his proposed colony — Nueva Germania —
in Paraguay, and on nineteenth-century German colonial ambitions more
generally. Holub, “The Birth of Psychoanalysis,” 42.
Dawn and the Political
12 For essays on an important range of issues concerning the broad topic of
Nietzsche and race, see Jacqueline Scott and A. Todd Franklin, Critical Affinities:
Nietzsche and African American Thought (Albany: State University of New York
Press, 2006).
13 Jacqueline Scott, “On the Use and Abuse of Race in Philosophy,” in Race and
Racism in Continental Philosophy, ed. Robert Bernasconi (Bloomington: Indiana
University Press, 2003), 60–61.
14 For instance, C. Heike Schotten has argued that while there are biological
essentialist passages about race in Nietzsche’s wider writings, such as BGE 264
and GM I 5, Nietzsche tends more consistently to “define politico-cultural
groupings in terms of shared social and historical experiences” including the
“shared experience of the imposition of power,” and that as such, for him, a Volk
is neither inscribed in nature nor in bodies, but is rather developed over time. See
C. Heike Schotten, Nietzsche’s Revolution: Décadence, Politics, and Sexuality (New
York: Palgrave Macmillan, 2009), 53. See also Robert Bernasconi, “Nietzsche as a
Philosopher of Racialized Breeding,” in The Oxford Handbook of Philosophy and
Race, ed. Naomi Zack (Oxford: Oxford University Press, 2017), 54–64.
15 Bernasconi, “Nietzsche as a Philosopher of Racialized Breeding,” 55.
16 Scott, “On the Use and Abuse of Race in Philosophy.” See also Bernasconi,
“Nietzsche as a Philosopher of Racialized Breeding”; and Bamford, “Nietzschean
Perspectives on Multiculturalism.”
17 Bamford discussed these concerns in “The Liberatory Limits of Nietzsche’s
Colonial Imagination.”
18 Del Caro, Grounding the Nietzsche Rhetoric on Earth (Berlin and New York: de
Gruyter, 2004), 112.
19 Robert C. Holub, “Nietzsche’s Colonialist Imagination: Nueva Germania, Good
Europeanism, and Great Politics,” in The Imperialist Imagination: German
Colonialism and its Legacy, ed. Sara Friedrichsmeyer, Sara Lennox, and Susanne
Zantop (Ann Arbor: The University of Michigan Press, 1998), 42. Holub also
points out that Dawn was — excepting its 1886 Preface — composed in Genoa
between November 1880 and May 1881, prior to the beginning of the German
colonial empire in 1884. He also claims that Nietzsche’s writings after 1884
suggest that his thoughts were focused less on health promotion and more on
“European subjugation of the world” (Holub, “Nietzsche’s Colonialist
Imagination,” 42). For information on the order of Dawn’s composition, see also
William H. Schaberg, The Nietzsche Canon: A Publication History and
Bibliography (Chicago and London: University of Chicago Press, 1995), 77.
20 Holub, “Nietzsche’s Colonialist Imagination,” 44.
21 Holub directs our attention to Nietzsche’s consistent affirmation for his brotherin-law Bernhard Förster’s colonial ambitions in the available correspondence.
Holub, “Nietzsche’s Colonialist Imagination,” 38, 49.
223
224
Nietzsche’s Dawn
22 Bamford, “Nietzschean Perspectives on Multiculturalism.”
23 See e.g. Joseph Pugliese. 1996. “Rationalized Violence and Legal Colonialism:
Nietzsche ‘contra’ Nietzsche.” Cardozo Studies in Law and Literature 8(2):
277–93.
24 Bernasconi, “Nietzsche as a Philosopher of Racialized Breeding,” 60.
25 Schutte’s work has been described as a project of intellectual translation of Latin
American philosophy into the Northern philosophical context. See Linda Martín
Alcoff. 2004. “Schutte’s Nietzschean Postcolonial Politics.” Hypatia 19(3): 144–56.
26 Ofelia Schutte. 2004. “Response to Alcoff, Ferguson, and Bergoffen.” Hypatia
19(3): 182–202.
27 Schutte, “Response,” 185.
28 Schutte, “Response,” 185.
29 Ofelia Schutte. 2000. “Continental Philosophy and Postcolonial Subjects.”
Philosophy Today 44(SPEP Supplement): 8–17.
30 Schutte, “Continental Philosophy and Postcolonial Subjects,” 12f.
31 Schutte, “Continental Philosophy and Postcolonial Subjects,” 13; Bamford, “The
Liberatory Limits of Nietzsche’s Colonial Imagination.”
32 Schutte, “Response”; Bamford, “The Liberatory Limits of Nietzsche’s Colonial
Imagination.”
33 Schutte, “Continental Philosophy and Postcolonial Subjects,” 13.
34 Keith Ansell-Pearson has drawn attention to this feature of the text in order to
defend Nietzsche’s intellectual integrity. Keith Ansell-Pearson. 2009. “On the
Sublime in Dawn.” The Agonist 2/1(March): 5–30.
35 Schutte, “Response,” 184.
36 Bamford, “The Liberatory Limits of Nietzsche’s Colonial Imagination,” 69–70.
37 Marinus Schoeman. 2007. “Generosity as a Central Virtue in Nietzsche’s Ethics.”
South African Journal of Philosophy 26(1): 17–30, draws attention to Nietzsche’s
frequent use of the concept of virtù, which is referred to as “moraline-free” as it
is to be distinguished from the type of virtue promoted by herd mentality.
38 Walter Kaufmann reads this claim concerning the addition of Chinese blood into
Europe as proposing an advantage. See Walter Kaufmann, Nietzsche: Philosopher,
Psychologist, Antichrist. 4th edition (Princeton: Princeton University Press, 1974),
293. See Bamford, “The Liberatory Limits of Nietzsche’s Colonial Imagination.”
39 Bamford, “The Liberatory Limits of Nietzsche’s Colonial Imagination,” 71.
40 Schoeman, “Generosity as a Central Virtue in Nietzsche’s Ethics.”
41 Bamford, “The Liberatory Limits of Nietzsche’s Colonial Imagination,” 72.
42 See Bamford, “The Liberatory Limits of Nietzsche’s Colonial Imagination.”
225
10
Aeronauts of the Spirit
Dawn and Beyond
As we have discussed in previous chapters, Nietzsche’s main project in Dawn is to
mount a campaign against customary morality and its consequences. By means of
abandoning customary morality and the climate of fear that it fosters among us,
and by means of slow, open-ended, experimentation, Nietzsche encourages
humanity to explore themselves and the world. In so doing, he hopes that humanity will develop a free and creative form of ethical imagination that is capable of
developing fresh virtues (moral and epistemic), and that humanity can thereby
pursue self-cultivation, both at individual and at species levels. Yet we have not
yet given much consideration to the future orientation of humanity that
Nietzsche’s discussion in this text opens up, nor to Nietzsche’s stance in relation
to any possible philosophy addressing the future in Dawn. Neither have we yet
examined how Nietzsche’s thinking on futurity in Dawn might carry through into
his later writings. These are substantive omissions. As Matthew Meyer has pointed
out, there is deep ongoing scholarly debate concerning whether or not Nietzsche
considers himself to be a philosopher of the future, in Dawn or in other texts, and
what such a philosophy might involve.1 And, as Paul S. Loeb has suggested,
Nietzsche is exceptional among philosophers in his concern with the future; for
instance, Loeb suggests that Nietzsche invented the character of Zarathustra
because he was “preoccupied with the future” since “he wants to influence it.”2
We therefore aim to address our neglect of these issues in this final chapter.
Nietzsche, as we know, divided the main task of his works between 1878 and 1888
into two main parts: first, an “affirmative” or “Yes-saying part,” and second, a
“No-saying” part (EH “Books” BGE).3 We suggest here that key aspects of Nietzsche’s
thinking about one possible kind of philosophy of the future are discernible in
Dawn.4 First, we discuss how the final aphorism, 575, of Dawn, presents a positive
vision of humanity as future-oriented and self-cultivating — a vision that might
become possible, if humanity were to develop the capacity to free itself from the
Nietzsche’s Dawn: Philosophy, Ethics, and the Passion of Knowledge, First Edition.
Keith Ansell-Pearson and Rebecca Bamford.
© 2021 John Wiley & Sons Ltd. Published 2021 by John Wiley & Sons Ltd.
226
Nietzsche’s Dawn
constraints of customary morality. Nietzsche’s vision in this important aphorism,
and the means by which he thinks this vision can be pursued is supported, we suggest, by preceding aphorisms in book five of the text. Second, we explore how
Nietzsche’s vision of humanity as future-oriented and self-creating is taken up once
again by him in his later, No-saying, writings.
The fifth and final book of Dawn opens with an aphorism that carries the epigraph, “In the great silence” (D 423). This epigraph situates humanity within the
natural world: as Nietzsche goes on to suggest, Nature, in contrast to the noise of
the city, is silent.5 In the remainder of the aphorism, Nietzsche unpacks the complexity of humanity’s situation as conscious, yet embodied, and embedded within
the natural world. In order to do so, Nietzsche develops a quasi-Cartesian meditation, the details of which we will unfold shortly, which prompts us to grapple with
the problem that even while humanity is part of the natural world, our dependence
on language and on reason — and on the differing perspectives that language and
reason enable — makes our situation difficult for us to grasp fully. This difficulty,
in turn, affects our comprehension of the future and of our relationship to it.
The aphorism begins with the narrator of the aphorism leaving a city, and going
down to the sea. We learn that by the sea “we can forget the city,” because here “all
is silent!” According to the narrator, neither the sea, the sky, nor the “crags and
ribbons of rock descending into the sea” can speak; faced with their collective
silence, a “prodigious muteness” that is “beautiful and terrifying” suddenly overcomes us and “swells the heart.” Of their heart, which as a part of the body is
hence more obviously and immediately a part of the natural world, the narrator
tells us, “it’s growing stiller yet and my heart swells again: it is startled by a new
truth; it too cannot speak.” The narrator contrasts the silence of Nature with the
clamor of humanity, which is represented by the faint tolling of the Angelus bell
in the city “at the crossroads of day and night” at which the meditation takes
place. Similarly, the narrator juxtaposes the “mute beauty” and “bound tongue” of
Nature with the speech and thought of humans.
Initially, the narrator projects hypocrisy and malice onto Nature’s silence, which
seems to them to “ridicule” humanity. But as they are drawn further into Nature’s
silence during the course of this meditation, the narrator acknowledges that, “I
am not ashamed to be the ridicule of such powers.” In acknowledging this, the
narrator begins to reintegrate their individuality into the perspective of silent
Nature. Their heart (rather than their reason) gradually adopts the perspective of
Nature’s silence; as the narrator remarks, “it joins in the ridicule whenever a
mouth cries out into this beauty” and “begins to enjoy its own sweet malice of
silence.” Yet even so, the wisdom of Nature remains less accessible to the narrator’s consciousness, as they explain: “I come to hate speech, even thought: don’t I
hear behind every word the laughter of error, wishful thinking, delusion? Mustn’t
I ridicule my own compassion? Ridicule my ridicule?”
Aeronauts of the Spirit: Dawn and Beyond
The meditation in Dawn 423 concludes in two ways. First, the narrator’s rational
self complains at Nature — the sea and the evening — for being “terrible mentors”
and for teaching “the human being to cease being human!” Second, the narrator
poses a series of questions about what it is that Nature is trying to teach humanity,
speaking of humanity’s relationship to Nature. As the narrator puts it, “Ought he
to sacrifice himself to you? Ought he to become as you are now, pale, shimmering,
mute, prodigious, reposing above oneself? Sublimely above oneself?” These questions are not answered, but are left for readers to engage with for themselves.
Throughout the meditation in Dawn 423, Nietzsche contrasts the perspectives
of the natural with those of reason and of embodied rationality, and he also plays
with the tensions between them by means of language. Similarly, Nietzsche plays
with perspectives: while we might tend to assume on an initial reading of the
aphorism that it is Nietzsche who is speaking to us, it is not at all clear that this
assumption is a safe one. If we consider the perspectives that Nietzsche identifies
in Dawn 423, we notice that they include the perspectives of reason, the heart, and
Nature (here comprised of sea, sky, and rocks) — in other words, both sub-self
and extra-self-perspectives — as well as including the perspectives of an “I,” a
“he,” and a “we.” The “I” is not necessarily being used to refer to Nietzsche himself, and neither is the “he.” And, when Nietzsche refers to “we” in the aphorism,
there is a question about to whom he is referring, or from what perspective the
first-person perspective in the aphorism is speaking: initially we might assume it
refers to some specific group of humans here, now, but it also potentially refers to
a possible future version of humanity. When a series of “Or?” questions are
directed to silent Nature at the end of the aphorism, the first-person perspective
incorporated within the aphorism emerges as clearly distinct from the narrator
who commences the aphorism: the questions are whether “he” should sacrifice
himself to Nature, and whether “he” should become as “you,” Nature, are now. It
is important to notice that the questions in this part of the aphorism are not
whether “I” should do so — such a distinct “I” having identified itself as willing
to be an object of ridicule for Nature earlier in the aphorism. What seem to be
obvious distinctions, or set of dualisms, at the start of the aphorism — city/beach,
civilization/nature, reason/heart, self/other, land/sea, earth/sky, past/future —
are slowly undermined by the shifting perspectives that the reader moves
through during their engagement with the text of the aphorism, and through
this engagement, a possible future subject position is opened up. The reader finds
their sense of subject positions to be already in a state of flux. This of course
mirrors the drive psychological account of the subject that Nietzsche develops in
Dawn, and which we discussed in greater depth in Chapter 6.
The use of a meditation format in this aphorism is, we suggest, deliberate on
Nietzsche’s part, and significant to the project of understanding the means by
which Nietzsche’s vision of a future-oriented humanity might become possible.
227
228
Nietzsche’s Dawn
To understand this point, a comparison between Nietzsche’s approach to writing
this meditation and that of Descartes is instructive. As Isabelle Wienand has
pointed out, there is precedent for drawing attention to a similar pattern between
Nietzsche’s writing and that of Descartes, particularly with respect to subjectivity,
and particularly to subject positions or perspectives.6 According to Wienand, a
sense of the self remains important to Nietzsche for the purpose of writing philosophy from the first-person perspective: as she puts it, the ich may involve “different and even contradicting identities” yet it nonetheless “exists as a constitutive
instance” for Nietzsche.7 In comparing Nietzsche’s use of the first-person perspective in the 1886 Prefaces to Dawn and The Gay Science with that of Descartes in his
Discourse on the Method, Wienand contends that, like Descartes, Nietzsche does
not simply present autobiographical details; instead, he adapts an account of his
solitary life to the emergence of his writing in these texts, as he discusses his own
psychological process of tunneling into “the foundations” (D Preface 2).8 By
repackaging some of his life events according to the key thematic concerns of
texts such as Dawn in his Preface to the text, Wienand suggests, Nietzsche is drawing our attention to one way in which the act of engaging in philosophy can be
transformative of human existence.9
While Wienand’s concern is with the Preface to Dawn rather than with Dawn
423, we think that her analysis of how Nietzsche uses the constitutive ich or self
in his writing to facilitate transformative experience through philosophical
engagement can be applied to Dawn 423, and that doing so illuminates how this
aphorism is constructed to function as a transformative meditation. The aphorism
is transformative in two senses. In the first sense of transformation, the switching
of subject positions from one constituted subject position to another in the aphorism encourages the reader to adopt distinct subject positions, first a present subject position, and second, a future possible subject position. In the second sense of
transformation, this readerly activity of subject position shifting has a real effect
on readers as a group, not merely as individuals: through the act of shifting readerly perspectives from present to future, the conceptual possibility of an alternative future subject position is translated into actual being, which we incorporate
into ourselves and thereby transform ourselves.10
Here, a concern might be raised that transformative experience cannot depend
on something so small and seemingly impactless as the experience of reading an
aphorism. We might tend to envisage transformative experiences as profound and
significant and indeed many transformative experiences are so, such as a bereavement or a serious, life-changing injury. In recent work, L. A. Paul has defined a
transformative experience as an experience that teaches you something new that
you could not have known before having the experience, and that changes your
“subjective value for what it is like to be you, and changes your core preference
about what matters.”11 Reading an aphorism seems unlikely to result in similar
Aeronauts of the Spirit: Dawn and Beyond
transformation. People are very unlikely to read philosophical writing that they do
not understand or follow fully, and the dizzying shifts in perspective in Dawn 423
may simply bewilder many readers. Moreover, even if the aphorism is followed
carefully and is grasped by its readers, it is not clear how this would result in any
meaningful transformation, either of an individual or of a large group or species.
However, we think it is important to notice that, in Dawn, Nietzsche allows that
“small doses” of experience, including those that may seem almost insignificant
to us, may ultimately prove to be importantly transformative over time (D 534).12
As Nietzsche puts it, “If you want to effect the most profound transformation
possible, then administer the means in the smallest doses, but unremittingly and
over long periods of time!” He warns against exchanging our values “head over
heels” and instead supports a slower, more careful, and patient approach to transformation (D 534). He elaborates on the same theme in his discussion of learning
in which he contrasts Michelangelo’s view of himself as naturally talented
compared with Raphael, from Michelangelo’s perspective, as a mere learner;
Nietzsche cautions us against the “envy and pride” that characterizes the “pedant”
Michelangelo here, and points out that talent is a name for “an older piece of
learning, experience, practice, appropriation, absorption” and that the person
who learns “imparts talent to himself” (D 540). And in an earlier aphorism, he had
prescribed “[s]low cures” for chronic diseases of the soul that arise not through
“onetime gross offenses,” but “through countless unnoticed little acts of negligence”
(D 462). As he suggests, the cure for such chronic diseases “cannot come about by
any means other than to resolve, once again, on countless little offsetting exercises
and to cultivate unwittingly different habits” (D 462).
All these cures are slow and persnickety; also, anyone who wants to heal his
soul should reflect on changing the smallest of his habits. Many a person
has a cold, malicious word to say for his environment ten times a day and
doesn’t think anything of it, especially because, after a few years, he has
created for himself a law of habit that from now on compels him ten times
every day to sour his environment. But he can also accustom himself to
doing it a kindness ten times! (D 462)
Hence, for Nietzsche, transformation is explicitly a slow process that is dependent
on small actions rather than on gross ones.
In constructing Dawn 423 as a meditation, Nietzsche creates an important space
for his readers, in which diverse possible futures for humanity literally open up and
are brought, potentially at least, into accessible being in and through us. Reading the
meditation, readers have an opportunity to decide on our responses for ourselves. For
instance, readers are presented with the opportunity to grapple with whether or not
they would be willing to sacrifice themselves to Nature, with how they might respond
229
230
Nietzsche’s Dawn
to Nature’s silence, and with the question of whether they find the city or the sea
more engaging and attractive. Nietzsche leaves it to readers to determine whether or
not they should become as the sea and the evening — which the narrator describes
as those “terrible mentors” — are now: “sublimely above oneself?” (D 423). The
questions with which the aphorism concludes enable readers to decide whether or
not they should inquire toward a possible future in which the “human being” has
been taught by the sea and the evening “to cease being human!” (D 423). What would
it mean, we might wonder, to cease being human? What would we then become?
Independent readerly engagement with such philosophical questions can be — and
critically, whether we like it or not or intend it or not — transformative.
According to Nietzsche, transformative experiences based on small cures and
slow doses are ones that lay down in us “a new nature” (D 534).13 Nietzschean
transformative experiences need not be sudden or enormous: they are doses to
which we can more easily become accustomed (D 534). As Ruth Abbey has
pointed out, drawing on Nietzsche’s thinking in Dawn 553, quotidian minutiae —
small daily acts of self-care — are undervalued, despite their importance to caring
effectively for the self.14 In the aphorism upon which Abbey draws to develop this
claim, Nietzsche questions whether his philosophy is anything more than a translation of a “constant concentrated drive” for particular things — specifically,
“mild sunshine, cleaner and fresher air, southerly vegetation, sea air, quick repasts
of meat, eggs, and fruit, hot water to drink, daylong silent wanderings, little
speaking, infrequent and careful reading, solitary living, pure, simple, and almost
soldierly habits” — into “reason” (D 553). While Abbey’s analysis rightly directs
our attention to Nietzsche’s emphasis on quotidian minutiae and the transformative significance of these, we think it is helpful to add to her reading by
emphasizing that Nietzsche is also focusing attention on the relationship between
body, environment, and philosophy more generally in his analysis of transformation, beyond the case of a single individual. It is not only the single reader who can
be transformed but also, eventually, humanity. Nietzsche points out in this
aphorism that “loftier sublimities” of other philosophies may too be nothing more
than “intellectual detours for these kinds of personal drives,” and grounds the
aphorism in the question of where “this philosophy” is heading (D 553). His
example of a butterfly’s “secret and solitary swarming” on the “rocky seashore,”
like the beach of Dawn 423, is instructive with respect to the case of humanity as
a whole. While we stand watching it, the butterfly is flying about, unaware that it
“only has one day yet to live” and that “the night will be too cold for its winged
fragility” (D 553). While we could imagine a philosophy for the butterfly, Nietzsche
suggests, it will not be “mine” — and why not? Because the butterfly can already
fly, unlike ourselves. To be like the butterfly and capable of a philosophy we could
imagine for it, humanity would have to learn to fly — to adopt subject position(s)
that go beyond its current position.
Aeronauts of the Spirit: Dawn and Beyond
With this point on the meditation format and the transformative potential of D
423 in mind, the set of questions directed toward Nature in the aphorism can
therefore be drawn together by a single thread: futurity. To address humanity’s
potential for becoming future-oriented, Nietzsche also employs the metaphor of
flight — of soaring above humanity — in an earlier aphorism from book five of
Dawn. Discussing how the increasing comprehensibility of the world makes it
less solemn, Nietzsche considers how a change in perspective on humanity and its
future might make a hint of future virtues accessible to us:
Perhaps we view ourselves and the world more slightly because we started
thinking more courageously about it and ourselves? Perhaps there will be a
future in which this courage of thought has swelled so large that, as the
absolute height of arrogance, it feels itself to be above people and things—
in which the wise person, as the most courageous of persons, views himself
and existence as the farthest beneath him? This species of courage, which
is not far from being an excessive magnanimity, has been heretofore lacking in humanity. (D 551)
One important point in this discussion is that courage, understood as a virtue tied to
the future, allows us to soar above our current perspective on ourselves and human
existence. Wisdom among a group that had passed beyond the constraints of customary morality involves forms of virtue that are not customarily moral, but that have
ethical significance through how they orient us toward a possible new future. The
challenge for us is to become capable of experiencing the relevant moral emotions,
and thus becoming capable of practicing an ethic based upon such virtues. Nietzsche
uses the example of poets to illustrate how this mode of self-creation would work,
remarking that, “if only the poets longed to become what they once were supposed
to have been: — seers, who recounted to us something of the possible! … If only they
wanted to let us experience in advance something of the future virtues!” (D 551). He
suggests that we might take control of access to future virtues “out of their hands”
and create it for ourselves, by means of courage that would allow us to soar above
ourselves, as the butterfly swarms (D 551, 553). Nietzsche’s position here responds to
a problem of pseudo-egotism that he had identified in an earlier aphorism, in which
a phantom ego and abstract misunderstanding of the human being are perpetuated
among us all by a “fog of opinions and habituations” that is only altered by “individuals with power (like princes and philosophers)” (D 105). No individual member of
the majority affected by this fog, Nietzsche claims, has access to “any self-established,
genuine ego” that they could juxtapose with the “common, pallid fiction” of humanity “and thereby destroy” that fiction (D 105). Through virtues such as courage, and
through taking on the transformative role played by the poet–seer for ourselves, such
a self may become possible for us in the future (D 553).
231
232
Nietzsche’s Dawn
The final aphorism of book five, and of the text of Dawn as a whole, 575, returns
us to book five’s opening meditation on the future relationship between humanity
and nature (D 423). As with earlier aphorisms that first imagine our flying, and
then suggest a mechanism by which we can fly, Nietzsche’s use of the symbolism
of flight is significant. This final aphorism is entitled “We aeronauts of the spirit”
(Wir Luft-Schifffahrer des Geistes). As Duncan Large has pointed out, the aeronauts in the aphorism are flying an “air-ship,” and their flying out over the sea
indicates “how close is their kinship to their more earthbound, or at least
sea-bound mariner-cousins.”15 The aphorism begins by noting that, even while all
the brave birds that fly out into the farthest distance are unable to go on at a
certain point, we cannot infer that an immense open space was not laid out before
them (D 575). All that can be inferred is that these brave birds had flown as far as
they could have flown.
The same point on flying as far as one is able applies, Nietzsche holds in two
earlier aphorisms, to all our great teachers and predecessors, who eventually
come to a stop, and often with weariness. For example, Nietzsche uses the image
of a horse and its rider to illustrate the shame associated with the weariness of an
“exhausted thinker before his own philosophy” (D 487). While philosophy, the
“beautiful steed,” is animated and paws the ground, because it “yearns for a ride
and loves the one who rides it,” its rider — the philosopher — is too tired even to
swing themselves into the saddle (D 487). It is not that there is no more space
available to great teachers and philosophers in which they might pursue further
inquiry, but rather that they have already traveled as far as was possible for them:
philosophy, the beautiful steed champing at the bit, can be ridden further — but
by someone else. And, as Nietzsche also points out in a detailed discussion of
philosophy and old age, it becomes possible to tell when a thinker is “very tired,
very near his sunset” when he “wants to turn himself into a binding institution for
the future of humankind” (D 542). At such a point, the thinker “altogether cannot
endure the terrible isolation in which every forward and forward-flying spirit
lives” (D 542). Instead, the thinker seeks community; as we know from our earlier
analysis of Nietzsche’s critique of customary morality, the community in question
is a limiting one, because the thinker seeks now to “enjoin” humanity to “limit
independent thinking” since “it tortures him not to be able to be the last” thinker
(D 542). As he summarizes the situation of the thinker at the sunset of their philosophical life:
By canonizing himself, he has also posted above him his own death certificate:
from now on his spirit may not develop any further, its time is up, the clock hand
falls (D 542). In his analysis of these aphorisms, particularly Dawn 542, Paul
Franco has contrasted contemplation and action, and has suggested that, for
Nietzsche, what is under discussion in these parts of Dawn are “threats to the
contemplative life of the thinker and knower.”16 As Franco goes on to point out,
Aeronauts of the Spirit: Dawn and Beyond
this analysis is complicated by Nietzsche’s discussion of the practical, which
identifies the dependence of practical people upon the thinker who determines or
even sometimes decrees the “savoriness” of things. The influence of thinkers, as
Nietzsche claims, is such that practical people “would scorn their practical life
should we scorn it” (D 505).17 While Franco is certainly right to emphasize
Nietzsche’s understanding of the power that philosophy has in the practical realm,
we disagree with Franco’s suggestion that Nietzsche identifies a threat to the contemplative life. Rather, in light of Nietzsche’s thinking on transformation, we suggest that Nietzsche accepts that there are limits to the capacities of individual
philosophers to pursue any particular philosophical inquiries (including ones
commensurate with Nietzsche’s own project in Dawn) and that these individual
limits need not necessarily inhibit the future of philosophy itself. As soon as the
thinker can no longer tolerate any kind of transformation, their capacity for philosophizing is at an end. However, this does not mean that philosophy itself — or
indeed humanity — ends with such a thinker.
The connection between transformational capacity and humanity’s future is
further clarified by Nietzsche in Dawn 575. It is perhaps a law of life, Nietzsche
claims in this aphorism, that the tiredness and old age of the thinker will also
come to be the case with us, “with you and me” (D 575). However, Nietzsche also
contends that we can derive sustenance, and even consolation, from the fact that
other birds and other spirits could, and in some cases will, fly further than we
shall be able to fly ourselves. As he puts it:
This our insight and assurance [Gläubigkeit] vies with them in flying up
and away; it rises straightaway above our head and beyond its own inadequacy into the heights and looks out from there into the distance, sees the
flocks of birds much more powerful than we are, who are striving to get to
where we were striving toward and where everything is still sea, sea,
sea! — And where, then, do we want to go? Do we want to go across the
sea? Where is it tearing us toward, this powerful craving that means more
to us than any other pleasure? Why precisely in this direction, toward precisely where heretofore all of humanity’s suns have set? Will it perhaps be
said of us one day that we too, steering toward the west, hoped to reach an
India — that it was, however, our lot [Loos] to shipwreck upon infinity? Or,
my brothers? Or? [Oder, meine Brüder? Oder?] (D 575)18
The point that Nietzsche is making with respect to the future here is not that we
must reach a particular location, but that we may hope to fly. Like courage, hope
emerges here as a future virtue that can help us adopt a different perspective with
respect to ourselves and to humanity as a whole: with courage, we can fly above
ourselves, and with hope, we may aim to fly as far as we are able to fly. Other birds
233
234
Nietzsche’s Dawn
may indeed be more powerful than us, and may fly further than we can: their
flight does not mean that our own flight is not worthwhile. Were we to fly, then we
might glimpse more of the possible futures that, though hope and courage, may
yet become accessible to humanity. It is important to note that Nietzsche does not
consider humanity’s future-orientedness to be singular: in an aphorism that imagines a possible future in which humans submit only to laws that they themselves
have laid down and according to which they judge and sentence themselves,
Nietzsche joyfully exclaims at there being “so many futures still to dawn” (D 187).
Human future-orientedness is plural, and its possibilities multiple.
The meaning of the “Or?” questions that Nietzsche poses at the end of this
aphorism requires clarification, particularly with respect to Nietzsche’s thinking
on futurity.19 As Matthew Meyer notes, the “Or” with which Dawn 575 ends is
inconclusive.20 However, given what we have already seen of the hope and courage with which Nietzsche characterizes humanity’s potential future-directedness
in book five of Dawn, this lack of conclusivity is both interesting and necessary to
Nietzsche’s project in this text. Nietzsche’s own discussion in Ecce Homo points
out that Dawn is the only book of his that concludes in this way: “This book
ends with an ‘Or?’ — It is the only book that ends with an ‘Or?’” (EH “Books”
Daybreak 1).21 The “transvaluation of all values,” where the author seeks “the new
dawn,” is grounded in the “Or?” that is posed to us at the end of this text
(EH “Books” Daybreak 1).22 In other words, inconclusivity is itself the conclusion
that Nietzsche develops through Dawn: the future of humanity is not fixed, but is
rather open to us. On this issue, Ernst Bertram has pointed out that:
The moment of this extreme, unsettled inner “Or?” finds its classical
expression perhaps in the last sentences of Dawn, which are also, simultaneously, a classic example of his mastery of the end…no matter from which
direction we approach him, even Nietzsche’s mighty torso always rounds
out his intellectual silhouette with a final “Or?” just as all of his works from
the Birth to Ecce finish in the doubling of such an Or. Hardly any of them,
however, do so with such calm pride, such regal surrender, such masterly
confidence in the face of all “Beyonds” as Dawn.23
Bertram’s suggestion here is that the “Or?” questions at the end of Dawn 575 are
necessary; this is partly because these questions are genuine ones for Nietzsche’s
readers, and partly because his readers’ search for a response to these questions
can admit of no resolution, at least not until humanity reaches a point of completed knowledge with all “suns” discovered and thoroughly explored. This possibility involves an infinitely long durée; and it is from this immense expanse of
time that Nietzsche derives his confidence in humans’ capacity to reach ever
toward a future that is comprised of what Bertram calls “Beyonds.”24 As in the
Aeronauts of the Spirit: Dawn and Beyond
case of the meditation in Dawn 423, Nietzsche’s orientation toward humanity’s
future in Dawn 575 is positive, since the possible future that opens up there is
filled with possibilities, and as such may be faced with hope and accessed
through courage.
Karl Löwith has also drawn attention to the enigmatic character of the reference
to “India” at the end of Dawn 575.25 Löwith explores some of the interpretative
questions that this reference raises: Is Buddhism not for Nietzsche, along with
Christianity, a nihilistic religion? How do we square with Nietzsche’s claim in Ecce
Homo that Dawn is a great Yes-saying work, which contains no negative words
(EH “Books” D 1)? Moreover, why is the epigraph to the book — “there are so
many dawns that have not yet broken” — referred to as Indian? The interpretation
Löwith gives in response to these questions is highly speculative, and focuses on
Nietzsche’s insistence on the need for the No as well as the Yes. In a reversal of the
Christian meaning of the expression “By this sign (cross) you will conquer,” which
heads Dawn 96, Nietzsche is suggesting that the conquest will take place under the
sign that the redemptive God is dead. Buddha is a significant teacher, because his
religion is one of self-redemption, and self-redemption is a valuable step along the
way of ultimate redemption from reliance upon religion and from God. As Löwith
points out, in his notebooks of the mid to late 1880s, Nietzsche takes Christianity
to task for having devalued the value of nihilism as a great purifying movement in
which nothing could be “more useful or more to be encouraged than a thoroughgoing
practical nihilism [Nihilismus der That]” (NL 1888 14 [9]).26 The lie of the immortal
private person and the hope of resurrection serve to deter the actual deed of
nihilism, namely, suicide. This explains why in his “Lenzer Heide” notebook on
European nihilism Nietzsche is keen to construe eternal recurrence as “the most
extreme form of nihilism” and why he holds that “a European Buddhism might
perhaps be indispensable.”27 The No-doing precedes the Yes-saying as its purifying
precondition. Humanity must become more Greek again, “for what is Greek was
the first great union … of everything Oriental and on just that account the
inception of the European soul, the discovery of our ‘new world’.”28 As Löwith
claims, “the continuation of the revived discovery of the old world is ‘the work of
the new Columbus’.”29 Thus, at the end of Dawn, Nietzsche heads “west,” to where
the sun sets, in order to reach an “India” in the east where the sun arises anew as
eternal Being and life.
The hopeful search with which the text of Dawn concludes in aphorism 575 was
soon reopened by Nietzsche in The Gay Science. As Keith Ansell-Pearson has
pointed out, the first three books of The Gay Science were initially envisaged by
Nietzsche to be a direct continuation of his work in Dawn.30 These three books are
particularly concerned with the incorporation of truth and knowledge; one prime
example of this is Nietzsche’s posing of the following key question: “To what extent
can truth stand to be incorporated? — that is the question; that is the experiment”
235
236
Nietzsche’s Dawn
(GS 110).31 Nietzsche returns to a vision of the future characterized in terms of
infinite possibility, which he had initially developed in Dawn, as part of his engagement with the problem of incorporation of truth. In so doing, he uses the sea as a
metaphor for a new infinite, offering readers both encouragement and warnings
about the range of possibilities that it incorporates. For example, in discussing a
new horizon of the infinite, Nietzsche writes:
We have left the land and have embarked. We have burned our bridges
behind us — indeed, we have gone farther and destroyed the land behind
us. Now, little ship, look out! Beside you is the ocean — to be sure, it does
not always roar, and at times it lies spread out like silk and gold and reveries
of graciousness. But hours will come when you will realize that it is infinite
and that there is nothing more awesome than infinity. (GS 124)
In addition to his use of the sea as a metaphor for both the infinity of the future and
humanity’s orientation toward this future, Nietzsche also draws upon the metaphor of flight to elaborate on this continuation of human development. He had
deployed this metaphor in Dawn to similar effect using the example of flying by
birds (D 575) and by a butterfly (D 553), as we discussed earlier. As Nietzsche continues, “Oh, the poor bird that felt free and now strikes the walls of this cage! Woe,
when you feel homesick for the land as if it had offered more freedom — and there
is no longer any ‘land’” (GS 124). The infinity that the bird encounters when freed
from factors such as land that constrain the limits of flight is not easy to imagine —
the point of this example is to highlight our imaginative constraints and, like the
poet who is a seer, prompt our imaginative engagement with such possibility.
Nietzsche’s interest in an infinite future continues in the fourth book of The Gay
Science. For example, the connection between his conception of the future as infinite, and as open to humanity, is evident in his fable of the madman who announces
the death of God (GS 125). He makes similar use of sea exploration as a metaphor
for the infinity of the future, and for humanity’s self-orientation toward it, in a
discussion of preparatory human beings who are capable of self-legislation: there,
Nietzsche calls on humanity to “live dangerously” by sending their ships “into
uncharted seas” (GS 283). And Nietzsche calls for new philosophy, for philosophy
that is for the “unhappy,” the “evil,” and also for the “exceptional human being”; he
urges philosophers to “embark” in order to discover other worlds (GS 289). The
fifth book of The Gay Science also attends to the future using a sea metaphor to
capture the sense of the future as infinite, and of humanity as orienting itself
toward this future. According to Nietzsche, “we philosophers and ‘free spirits’ feel
as if a new dawn shone upon us” upon hearing the news that the old god is dead;
the “horizon appears free to us again” and “at long last, our ships may venture our
again.” (GS 343). As Nietzsche suggests, for the philosophers and free spirits, the
death of God means that “all the daring of the lover of knowledge is permitted
Aeronauts of the Spirit: Dawn and Beyond
again; the sea, our sea, lies open again; perhaps there has never yet been such an
‘open sea’” (GS 343). The “new ‘infinite’” that unfolds and is unfolded by humanity
following the death of God, according to him, incorporates an infinite plurality of
interpretations of an open “perspective character of existence” (GS 374).
Dawn is also known to have influenced Nietzsche’s thinking with respect to his
production of Thus Spoke Zarathustra. Referring to a letter from Nietzsche to
Franz Overbeck of April 7, 1884, Loeb has pointed out that Nietzsche privileges
Thus Spoke Zarathustra over the works that precede it, including Dawn.32 In this
letter to Overbeck, in referring to Dawn and to The Gay Science, Nietzsche remarks,
“I have found that there is hardly a line in them that cannot serve as introduction,
preparation and commentary to the above-mentioned Thus Spoke Zarathustra.
It is a fact, that I have composed the commentary before the text.”33
In Thus Spoke Zarathustra, Nietzsche continues to use the sea as a metaphor for
the new infinite that is opened up to us by increasing orientation toward an
infinite future. In an important example from book two, Zarathustra declares:
Behold, what fullness is about us! And from out of such overflow it is beautiful to look out upon distant seas.
Once one said “God” when one looked upon distant seas; but now I have
taught you to say: Superhuman.
God is a supposition: but I would that your supposing might not reach farther than your creative will.
Could you create a God? — Then do not speak to me of any Gods! But you
could surely create the Superhuman.
Perhaps not you yourselves, my brothers! But into fathers and forefathers
of the Superhuman you could re-create yourselves: and may this be your
finest creating! (TSZ II “Upon the Isles of the Blest”)34
Here, as in the case of The Gay Science, Nietzsche uses the sea metaphor to indicate an infinite future, and, in his notion of humanity looking out onto distant
seas, suggests that we can orient ourselves toward that future and creatively will
toward it, from our current state of humanity and toward the Superhuman. Here,
however, Zarathustra’s declaration clarifies that the “we” mentioned in The Gay
Science 343, namely “philosophers and free spirits,” is not the “we” of a distant
future. By positing humanity as “fathers and forefathers of the Superhuman,”
Nietzsche points to a developmental trajectory for humanity, in which humanity’s
travel toward an infinite future in which it will have overcome itself will be
gradual and, by virtue of its intergenerational nature, slow.35 This is commensurate with Nietzsche’s thinking on transformation in Dawn, again as discussed
earlier in this chapter.
237
238
Nietzsche’s Dawn
This same slow orientation of humanity toward an infinite future, along with a
trajectory of development along which humanity might move, is also addressed
by Nietzsche in Beyond Good and Evil.36 There, Nietzsche is clear that humanity
can move beyond free spirits. He distinguishes between free spirits and very free
spirits or philosophers of the future (BGE 44). According to him, philosophers of
the future “will not be free spirits merely, but something more, higher, greater,
and fundamentally different, something that would not go unrecognized or misidentified” (BGE 44). As Amy Mullin has shown, Nietzsche’s philosophers of the
future may be distinguished from free spirits by means of several key characteristics.37 According to Mullin, the philosophers of the future will have developed a
taste for what is good for them, and this taste is what separates them out from free
spirits; in addition, the philosophers of the future have the capacity to command
and to legislate values, and to organize themselves and wider society (BGE 211).
In the activity of knowing, Nietzsche suggests, the future philosophers are creative: “their ‘knowing’ is creating, their creating is law-giving, their will to truth
is — will to power” (BGE 211).38 As Matthew Meyer has observed, the philosophers of the future are also described in Beyond Good and Evil 42 as “attempters,”
notably similarly to Nietzsche’s description of future inquirers who have the courage to make attempts and to make mistakes (D 501).39
As Mullin also points out, the same distinction between free spirits and philosophers of the future is held to by Nietzsche in On the Genealogy of Morals, where he
suggests that philosophers of the future use “a variety of perspectives and affective interpretations in the service of knowledge” (GM III 12).40 Nietzsche’s claim
that philosophers of the future develop commanding and law-giving capacity,
which as we have seen is a consistent claim of his in Dawn, is also a core part of
his analysis in On the Genealogy of Morals. In On the Genealogy of Morals II.2, the
sole aphorism in which the figure of the sovereign individual appears, Nietzsche
explicitly returns his readers’ attention to the view that he had developed in Dawn,
namely that humans have made themselves uniform via customary morality. As
he writes, the task of breeding a responsible animal — an animal with the
prerogative to make promises — involves, “first making man to a certain degree
necessary, uniform, a peer among peers, orderly and consequently predictable”
(GM II 2). This has been accomplished, Nietzsche claims, by making use of
customary morality:
The immense amount of labour involved in what I have called the “morality of custom”, the actual labour of man on himself during the longest
epoch of the human race, his whole prehistoric labour, is explained and
justified on a grand scale, in spite of the hardness, tyranny, stupidity and
idiocy it also contained, by this fact: with the help of the morality of custom
and the social straitjacket, man was made truly predictable. (GM II 2)
Aeronauts of the Spirit: Dawn and Beyond
According to Nietzsche, society and customary morality are not an end in themselves:
they are merely a means to cultivating the “sovereign individual,” a figure that
Nietzsche describes in On the Genealogy of Morals as an end to a process: the “ripest
fruit on the tree” of the “actual labour of man on himself” during his “whole prehistoric labour” (GM II 2).
In Dawn, Nietzsche describes humanity as being still engaged in the process of
cultivating such individuals. For instance, he gives the example of substitute conscience, writing that, “One person is another person’s conscience: and this is particularly important if the other has none otherwise” (D 338). Similarly, Nietzsche
points out that we do not often encounter “pangs of conscience” in prisons and
penitentiaries, but rather “homesickness for the old, wicked, beloved, crime” (D
366). He sounds a warning note with respect to the feeling of gratitude, remarking
that we suffer from one grain too much “of grateful sentiment and piety” like “a
vice” and through it, fall prey to “an evil conscience” (D 293). And Nietzsche illustrates a tension between passion for knowledge on the one hand, and an evil conscience that “pricks and prods and incites you” against it on the other, which can
lead to a state in which we choose enthusiasm over reason, saying to ourselves,
“now I have conquered my good conscience” (D 543).41 Over time, this tension
produces a dominant instinct. By virtue of being able to be responsible, this
instinct dominates the sovereign individual as the culmination of humanity’s process of cultivation, as Nietzsche contends:
The proud knowledge of the extraordinary privilege of responsibility, the
consciousness of this rare freedom and power over himself and his destiny,
has penetrated him to his lowest depths and become an instinct, his dominant instinct: — what will he call his dominant instinct, assuming that he
needs a word for it? No doubt about the answer: this sovereign human
being calls it his conscience (GM II.2)
Humanity’s self-cultivation produces a sovereign individual that is ruled by a conscience; Nietzsche adds to his description of this figure by claiming it is “like only
to itself,” that it has “freed itself from the morality of custom,” and that it is “an
autonomous, supra-ethical [übersittliche] individual (because ‘autonomous’ and
‘ethical’ [sittlich] are mutually exclusive)” (GM II 2). In his remarks on On the
Genealogy of Morals in Ecce Homo, Nietzsche points out that conscience as discussed in the second essay of On the Genealogy of Morals is not “the voice of God
in man,” but that it is rather “the instinct of cruelty turned backwards after it can
no longer discharge itself outwards,” and thus he claims it as “one of the oldest
substrata of culture” (EH “Books” GM).
The meaning and function of Nietzsche’s figure of the sovereign individual
remains a point of contention in the available scholarly literature; however, we
239
240
Nietzsche’s Dawn
suggest it is worthwhile to consider this figure against the background of
Nietzsche’s discussion of subjectivity and futurity in Dawn. First, a brief overview
of the scholarly debate on the figure of the sovereign individual is warranted.
Recently, Paul Katsafanas has argued that the sovereign individual is free from
customary morality [Sittlichkeit der Sitte] under which, as Nietzsche had pointed
out in Dawn, all human communities have lived up until the present (D 14).42
Katsafanas claims that, for Nietzsche, where unfree individuals need external
commands to help them regulate their behavior, free individuals such as the sovereign individual from On the Genealogy of Morals II 2 can self-regulate without
dependence on conventional morality, thus “employing [their] own standards in
determining what’s worth doing.”43 In contrast, Brian Leiter has argued that in On
the Genealogy of Morals II 2 Nietzsche is essentially making a joke by giving the
sovereign individual a particularly pompous name — given that its sole skill lies
in promise-making and that the figure is parodic.44 Moreover, according to Leiter,
even if the sovereign individual feels responsible, they are not responsible for epiphenomenalist reasons, since, according to him, consciousness takes no part in
the production of action.45 Katsafanas challenges Leiter’s epiphenomenalist
account of Nietzsche, and suggests that Leiter’s reading of the figure of the sovereign individual as parodic is under-supported by the textual evidence available in
On the Genealogy of Morals II 2.46
An earlier line of critical engagement with the view that the sovereign individual is the culmination of Nietzsche’s approach to ethical agency is provided in
work by Lawrence J. Hatab and by Christa Acampora. Hatab contends that the
sovereign individual’s characteristic of autonomy is the legacy of moralization (or
customary morality), not freedom from it.47 As part of this, Hatab observes that
the sovereign individual’s conscience, in seeking to take responsibility for keeping
promises, runs counter to one important end of the second essay of On the
Genealogy of Morals: seeking to replace an ideal that prevents one from loving
one’s fate. Acampora agrees with Hatab, and she also suggests some additional
concerns, of which two are particularly significant for our purposes here. First,
one does not find such an emphasis on promise-keeping anywhere else in
Nietzsche’s work as we find to be presented in On the Genealogy of Morals II 2 — a
single aphorism. Acampora suggests that therefore treating the sovereign individual’s radical autonomy as Nietzsche’s culminating thought on ethical agency is
under-supported by the available textual evidence. Second, Acampora points out
that Nietzsche anticipates a future for humanity in On the Genealogy of Morals
and Thus Spoke Zarathustra in which the overcoming of “the human” is anticipated, and that Nietzsche therefore does not call on us all to become sovereign
individuals, as that is a human “fruit already borne.”48
Katsafanas treats Acampora’s view as being similar to Leiter’s view.49 However,
this does not capture what Acampora is actually claiming — Acampora does not
Aeronauts of the Spirit: Dawn and Beyond
share Leiter’s epiphenomenalist commitment, as is indicated by her mention of
the self as composite in the passage from her essay quoted by Katsafanas. As
Acampora puts it, the “real problem of sovereignty draws us toward more deeply
exploring how we might reconcile Nietzsche’s appeals to creative wilful activity
with his critiques of subjectivity and the key ideas about identity and causality
that are crucial for the conception of sovereign individuality.”50 Her view thus
seems much more in line with Katsafanas’ own framing of the will and the self
than Katsafanas himself allows. Acampora’s account also gets at something that
Katsafanas also emphasizes — the idea of human selves as aspirational for
Nietzsche.51 This is, as we discussed in earlier chapters, a position that is evident
in Dawn. And, as we have shown in our discussion of futurity in book five of
Dawn, evidence in the text of Dawn and in subsequent works turns out to support
Acampora’s position with respect to the sovereign individual of On the Genealogy
of Morals II 2.
Nietzsche’s remarks on a “possible future lawgiving” in Dawn 187 is of particular relevance here. In this aphorism, Nietzsche contrasts the present, in which
criminals cannot self-legislate and must be punished by laws established and reinforced socially, with “the criminal of a possible future” (D 187). Of this future
criminal, who is able to turn themselves in and set their own sentence for their
wrong-doing, Nietzsche writes:
he is exercising power, the power of the lawgiver; he may have transgressed at some point but through his voluntary punishment he elevates
himself above his transgression; through candor, greatness, and calmness
he not only wipes out his transgression: he performs a public service as
well (D 187)
The future criminals, Nietzsche claims here, submit only to a law that they have
made themselves. While we are not these future criminals, we may aspire to
become the self-legislators that they are. Relatedly, Nietzsche’s Zarathustra also
finds much to praise about self-legislators, as Loeb has pointed out, for instance,
in the case of Thus Spoke Zarathustra I “On The Three Transformations” and
Thus Spoke Zarathustra II “On Self-Overcoming.52 In the first, Nietzsche lauds the
spirit-child who becomes a self-propelled wheel and is able to “will its own will,”
whereby “the one who had lost the world attains its own world.” In the second,
Nietzsche discusses the burden of command, identifies commanding in positive
terms as “[a]n experiment and a risk,” and describes how the living puts itself at
risk in order to become “judge and avenger and sacrificial victim” for the sake of
its own law.
To further substantiate our claim on self-legislators as initially grounded in
Nietzsche’s campaign against customary morality in Dawn, recall Dawn 560, in which
241
242
Nietzsche’s Dawn
Nietzsche emphasizes that we have freedom to cultivate drives, explicitly our own,
and human drives more generally.53 Notice that Nietzsche attends to humanity as a
species in this aphorism, not only to humans as individual selves. Nietzsche’s concerns about how humans are affected by customary morality, and with improving
humanity, is also an explicit concern of his in the second essay of On the Genealogy of
Morals. While in On the Genealogy of Morals II 2 Nietzsche grounds his discussion of
the bad conscience in work on customarily morality from Dawn, in On the Genealogy
of Morals II 19, he discusses bad conscience as an illness like pregnancy, claiming that
it is an illness from which humans suffer, but there must at some point be an end to it:
according to him, bad conscience is not a condition that can be permanent. Moreover,
Nietzsche considers in On the Genealogy of Morals II 24 how a redemptive type of
human that would perhaps be liberated from bad conscience might still be made possible. According to him, this type or spirit would be strong, and would be further
strengthened by hardship, displaying a more robust, “great” health than current types
of humans. As Acampora suggests, Nietzsche anticipates developmental points for
humanity and for human selves that reach beyond the sovereign individual of On the
Genealogy of Morals II 2; she points out that we might therefore productively reimagine the sovereign individual, even at its stage of development, as “realizing or manifesting its sovereignty as an on-going process.”54 An understanding of humanity as
open to future development and self-overcoming is already evident in Dawn, as we
have seen, both in Nietzsche’s account of the individual self and in his approach to
humanity’s slow orientation toward an infinite future, and its own self-overcoming.
Therefore, when set against the background of Nietzsche’s specific concerns in
Dawn and with the development of those concerns across his later works, the preponderance of the textual evidence supports the side of the debate on how best to
interpret the sovereign individual developed by Hatab and by Acampora.
Nietzsche’s specific interest in the infinite future and humanity’s orientation
toward such a future, the developmental trajectory that he envisages for free spirits
who become very free philosophers of the future, and whose development is ongoing and intergenerational, is expanded on in Thus Spoke Zarathustra into a development toward the possibility of the Superhuman. As Hatab and Acampora have
shown, the sovereign individual is thus best understood as a culmination of customary morality’s effects on humanity, not as the end point of agency for Nietzsche.
The sovereign individual is free and self-determining, to be sure, but it is not the
self-legislator that Nietzsche’s Zarathustra praises.55 As Loeb points out, in light of
Acampora’s account and his own reading of Thus Spoke Zarathustra, the sovereign
individual is insufficiently responsible and autonomous compared with
Zarathustra, or with “the Superhuman” in which humanity has overcome itself.56
In Dawn, as we have seen, Nietzsche consistently encourages us to engage
imaginatively with customary morality, and to explore the consequences of doing
so for ourselves and for humanity as a whole. This project entails engagement
Aeronauts of the Spirit: Dawn and Beyond
with a broad range of questions: what might human life involve, if it were to
become free from the prejudices and fears that stem from customary morality?
And what kinds of creatures could humanity become, if the campaign against
morality were to succeed? As part of his campaign against morality in Dawn,
Nietzsche prompts us to reach beyond the present to possible futures, and to
engage in shaping possible futures in and through ourselves. In developing this
project, Nietzsche encourages us to engage in transformation of ourselves, and
through this, transformation of humanity as a whole. Nietzsche does not claim
that this transformation should be sudden or violent; he clearly suggests that such
transformation will be based upon small, though consistent, changes over a long
period of time. He prods us to engage critically and creatively with the future, and
to raise fresh questions about our future directedness.
In discussing the philosophy of the future in Beyond Good and Evil, Loeb has
pointed out that Nietzsche means to refer to both (i) the prospect of a philosophy
about the future, and (ii) a new kind of philosophy that will arrive in the future.57
Another key part of this project, as Loeb acknowledges, involves Nietzsche in
encouraging us to “expand our conception of what philosophy can be and should
be.”58 Given the connections that we have traced out between Beyond Good and
Evil and Dawn, another of the questions prompted by Nietzsche’s project in Dawn
must involve what approach to philosophy is best to get humanity from where we
are now to what humanity might become. While the pursuit of such radically new
philosophy might be considered problematic and transgressive from the perspective of a discipline still affected by customary morality, from the perspective of the
possible futures that Nietzsche seeks to open up, it is possible to concur with
Loeb’s assessment that Nietzsche’s “futuristic visions” constitute his “most distinctive” contributions to philosophy and to metaphilosophy.59 As we have suggested, while Nietzsche continues to explore these questions — and to spark our
engagement with them — in later texts, we suggest that it is important to appreciate that he proceeds with this work within the clearing created by the campaign
against morality that he first sets into motion in Dawn.
Notes
1 Matthew Meyer, Nietzsche’s Free Spirit Works: A Dialectical Reading (Cambridge:
Cambridge University Press, 2019), 241.
2 Paul S. Loeb. 2018. “Nietzsche’s Futurism.” Journal of Nietzsche Studies 49(2):
253–59.
3 Keith Ansell-Pearson, “Friedrich Nietzsche: An Introduction to his Thought, Life,
and Work,” in A Companion to Nietzsche, ed. Keith Ansell-Pearson (Oxford:
Wiley-Blackwell, 2006), 15.
243
244
Nietzsche’s Dawn
4 Ansell-Pearson, “Friedrich Nietzsche.” In his recent book, reading
Nietzsche’s free spirit works as a dialectical Bildungsroman, Matthew Meyer
has made three distinct claims: (i) that the free spirit works form a unified
whole; (ii) that significant connections can be drawn between the free spirit
writings and Nietzsche’s later writings; and (iii) that Beyond Good and Evil
foreshadows a philosophy of the future that may be found in the “Dionysian
comedy” of Nietzsche’s 1888 works. See Meyer, Nietzsche’s Free Spirit Works,
29, 241.
5 See also Keith Ansell-Pearson, Nietzsche’s Search for Philosophy: On the Middle
Writings (London: Bloomsbury, 2018), 81.
6 Isabelle Wienand, “Writing from a First-Person Perspective: Nietzsche’s Use of
the Cartesian Model,” in Nietzsche and the Problem of Subjectivity, ed. João
Constâncio, Maria João Mayer Branco, and Bartholomew Ryan (Berlin and
Boston: Walter de Gruyter, 2015), 49–64.
7 Wienand, “Writing from a First-Person Perspective,” 61–62.
8 Wienand, “Writing from a First-Person Perspective,” 58.
9 Wienand, “Writing from a First-Person Perspective,” 58.
10 On Nietzsche as a philosopher of transformation, and particularly on incorporation of truth and on self-knowledge as core parts of Nietzschean transformation,
see Katrina Mitcheson, Nietzsche, Truth, and Transformation (London: Palgrave
Macmillan, 2013), 24, 72, 167.
11 L. A. Paul, Transformative Experience (Oxford: Oxford University Press, 2014), 17.
12 Rebecca Bamford. 2016. “The Ethos of Inquiry: Nietzsche on Experience,
Naturalism, and Experimentalism.” Journal of Nietzsche Studies 47(1): 9–29.
13 Bamford, “The Ethos of Inquiry,” 25.
14 Ruth Abbey, Nietzsche’s Middle Period (Oxford: Oxford University Press), 102.
15 Duncan Large. 1995. “Nietzsche and the Figure of Columbus.” Nietzsche-Studien
24: 171.
16 Paul Franco, Nietzsche’s Enlightenment: The Free-Spirit Trilogy of the Middle
Period (Chicago: University of Chicago Press, 2011), 98–99.
17 Franco, Nietzsche’s Enlightenment, 98–99.
18 Translation modified. Cf. KSA 3, 331.
19 Franco rightly points these Or? questions out as significant, but does not explain
the nature of their significance. Franco, Nietzsche’s Enlightenment, 98–99.
20 Meyer, Nietzsche’s Free Spirit Works, 154.
21 Translation modified.
22 Translation modified.
23 For further development of these points see Large, “Nietzsche and the Figure of
Columbus,” and also Ernst Bertram, Nietzsche. Attempt at a Mythology, trans.
Robert E. Norton (Urbana, University of Illinois Press, 2009), 237.
24 Bertram, Nietzsche. Attempt at a Mythology, 237.
Aeronauts of the Spirit: Dawn and Beyond
25 Karl Löwith, Nietzsche’s Philosophy of the Eternal Recurrence of the Same, trans.
J. Harvey Lomax (Berkeley, University of California Press, 1997), 113.
26 KSA 13 221; WP 247.
27 NL 1885, 35[9]; KSA 11 512; WP 132. See also NL 1885, 35[82]; KSA 11 547; WP
1055: “A pessimistic teaching and way of thinking, an ecstatic nihilism, can
under certain conditions be indispensable precisely to the philosopher — as a
mighty pressure and hammer with which he breaks and removes degenerate and
decaying races to make way for a new order of life, or to implant into that which
is degenerate and desires to die a longing for the end.”
28 NL 1885, 41[7]; KSA 11 682; WP 1051.
29 Karl Löwith, Nietzsche’s Philosophy of the Eternal Recurrence of the Same, trans.
J. Harvey Lomax (Berkeley and Los Angeles: The University of California Press,
1997), 115.
30 Ansell-Pearson, Nietzsche’s Search for Philosophy, 83. See also Franco, Nietzsche’s
Enlightenment, 100.
31 Ansell-Pearson, Nietzsche’s Search for Philosophy, 83.
32 Paul S. Loeb, The Death of Nietzsche’s Zarathustra (Cambridge: Cambridge
University Press, 2010), 207.
33 KSB 6, 496; Loeb, The Death of Nietzsche’s Zarathustra, 207.
34 Translation modified.
35 Translation modified. On the overcoming of humanity see Loeb, The Death of
Nietzsche’s Zarathustra, 219.
36 See also Rebecca Bamford. 2019. “Experimentation, Curiosity, and Forgetting.”
Journal of Nietzsche Studies 50(1): 11–32.
37 Amy Mullin 2000. “Nietzsche’s Free Spirit.” Journal of the History of Philosophy
38(3): 383–405.
38 Meyer, Nietzsche’s Free Spirit Works, 245.
39 Bamford, “Experimentation, Curiosity, and Forgetting,” 23.
40 Amy Mullin, “Nietzsche’s Free Spirit,” 401–03.
41 Translation modified. On the passion for knowledge as a distinctive feature of
Dawn, see Franco, Nietzsche’s Enlightenment, 91.
42 Paul Katsafanas, The Nietzschean Self: Moral Psychology, Agency, and the
Unconscious (Oxford: Oxford University Press, 2016), 171.
43 Katsafanas, The Nietzschean Self, 226–8, 230.
44 Brian Leiter, “Who Is Nietzsche’s ‘Sovereign Individual’?,” in Nietzsche’s On The
Genealogy Of Morality: A Critical Guide, ed. Simon May (Cambridge: Cambridge
University Press, 2011).
45 Leiter, “Who Is Nietzsche’s ‘Sovereign Individual’?”
46 Katsafanas, The Nietzschean Self, 222–24.
47 Lawrence J. Hatab, A Nietzschean Defense of Democracy: An Experiment in
Postmodern Politics (Chicago: Open Court, 1995).
245
246
Nietzsche’s Dawn
48 Christa Acampora, “On Sovereignty and Overhumanity: Why It Matters How We
Read Nietzsche’s Genealogy II:2,” in Critical Essays on the Classics: Nietzsche’s On
the Genealogy of Morals, ed. Christa Acampora (Lanham: Rowman & Littlefield
Publishers, 2006), 151–56.
49 Katsafanas, The Nietzschean Self, 223.
50 Acampora, “On Sovereignty and Overhumanity.”
51 Katsafanas, The Nietzschean Self, 200.
52 Loeb, The Death of Nietzsche’s Zarathustra, 219, 225.
53 Rebecca Bamford. “Health and Self-cultivation in Dawn,” in Nietzsche’s Free
Spirit Philosophy, ed. Rebecca Bamford (London: Rowman & Littlefield
International, 2015), 85–109.
54 Acampora, “On Sovereignty and Overhumanity,” 155.
55 Loeb, The Death of Nietzsche’s Zarathustra, 219, 225. On the sovereign individual,
see also Mark Alfano, Nietzsche’s Moral Psychology (Cambridge: Cambridge
University Press, 2017), 265.
56 Loeb, The Death of Nietzsche’s Zarathustra, 219, 225.
57 Loeb, “Nietzsche’s Futurism,” 257.
58 Loeb, “Nietzsche’s Futurism,” 259.
59 Loeb, “Nietzsche’s Futurism,” 259.
247
Appendix
Nietzsche’s Letters of 1881 — Concerning Dawn
Translated by Carol Diethe; edited by Keith Ansell-Pearson and
Rebecca Bamford
Nietzsche’s letters of 1881 afford a valuable glimpse into how he conceived the
text Dawn, including the significance it had for him. We learn that he keeps
changing his mind about the precise title of the work; that he is not flattered
by becoming known at the time as the “German Montaigne, Pascal, and
Diderot”; and that he advises his sister Elisabeth to read the book in a particular
and personal way. The title Nietzsche settled on for the book is significant for
several reasons and is clear in the meaning of the word “dawn,” notably the
expectation of a new beginning; the first light of day or daybreak; the incipient
appearance of something; a new reality that is beginning to become evident
and understood, and so on. The German title of the work, Morgenröthe, specifies
the precise but fleeting moment at which the sky is aflame with color and
before the red yields to the customary blue or gray. It suggests a time of possibility,
invention, inspiration, and renewal, in which the freshness of the new day
augurs a new way of life.
February 9 to Gast
Oh, what a surprise that was! To see the beauty and manly grace of this manuscript of yours — it is like feeling the way one does after a Roman–Turkish bath,
not just washed thoroughly, but rejuvenated and improved. I read and went walking for a few hours, full of fond thoughts about you and nature. I find it a book
rich in content: but it is difficult. In the early hours of this glorious February day,
I made one more addition to avoid ambiguity — I think you will be happy with it.
May I send this addition on? — I want to alter the title, too; you yourself put the
idea into my head by taking as motto the verse from the hymn to Varuna you had
written down by chance: shouldn’t the book be entitled: “A Dawn. Thoughts on
Nietzsche’s Dawn: Philosophy, Ethics, and the Passion of Knowledge, First Edition.
Keith Ansell-Pearson and Rebecca Bamford.
© 2021 John Wiley & Sons Ltd. Published 2021 by John Wiley & Sons Ltd.
248
Nietzsche’s Dawn
Moral Prejudices etc.” There are so many bright and indeed red colors in it! Weigh
it up! (I also recommend the title page to you, with simple, effective decoration, as
being to your taste and way of thinking!)
The most grateful, happy one.
February to Gast
Dear friend, is it true that you have confidence in the whole thing? Or did you just
want to encourage me a bit? I am so wracked by continual pain that I can no longer
give an opinion, I am wondering if I might finally be allowed to throw off the
whole burden; my father died at the age I am now. — I should and would have
replied at once to your last card but one — but I could not! It was imbued with a
refined and friendly spirit, Madame de Sévigné would have complimented you on
it. — Title! The second “A Dawn” is slightly too gushing, oriental and of less good
taste: but that is compensated for by the advantage that people assume there to be
a more cheerful tone in the book than with the other title, they read it in a different
state of mind; it stands the book in good stead, which would be much too gloomy
without that glimpse of the morning! — The other title also sounds presumptuous, oh dear, what does it matter! A little more presumption, a little less in such a
book! — The orthography and grammatical correctness are once again your province, dead friend, I have no orthography apart from that of Köselitz. Occasionally
I make mistakes, e.g. in constructing the subjunctive: correct me on every occasion, without further ado!
Behind this book I hear the sound of the music of Manfred — imagine
that! — What is friend Widemann up to? I have the most distressing news from
Paul Rée, his father has died from the after-effects of an operation, his mother is
gravely ill. Will you really still be in Venice this summer? Frau von Wöhrmann is
staying, I hear. — And Herr Racowitz? [Translator’s note: should read
“Rascowicz”] — Please thank my old comrade Gersdorff cordially for his greeting, we are still on the same footing. (If only he could free himself! But he is so
stubborn, especially in regard to others, e.g. his relatives! Imagine, Gersdorff’s
father shot himself, I learned this from a reliable source and it must not be
repeated.)
Now, my dear and one and only reader and scribe, we must bring what we have
undertaken to a good finish, Herr Schmeitzner and Oschatz must also be prodded.
In the meantime, there is nobody I think of with a more heartfelt and grateful
frame of mind than yourself!
Sincerely yours,
F.N.
Appendix: Nietzsche’s Letters of 1881 — Concerning Dawn
March 13 to Schmeitzner
Honorable Sir,
Here is the manuscript — at the cost of a bitter decision to let it go out of my
possession. —
It will have 16—18 sheets.
After the title page there is a page entitled Book One. — There are 5 books. —
I take the format of “Human, All Too Human as the norm” for spacing. Do not
make the print too squashed together! It is already a failing of the book that the
most important reflections follow one another too closely!
But hurry now. Hurry, hurry! I want to leave Genoa as soon as I have finished
the book and will be on pins up till then. Please help! Prod Herr Oschatz! Couldn’t
he make a written promise that the book would be here in my hands at the end of
April at the latest — finished and complete?
At the same time send a proof copy to Herr Köselitz in Venice and myself in
Genoa (poste restante).
The pages of the manuscript, large and small, are numbered in red. The page
overleaf is used on four or five occasions.
My dear Herr Schmeitzner, we all want this to be done as well as possible this
time. The content of my book is so important! It is a question of honor not to let it
fall short in any way, so that it enters the world worthy and immaculate. —
I beseech you to leave out any advertisement, for the sake of my name. Many
other things will be clarified once you yourself have read the book.
With warmest wishes (but heart a-flutter),
Yours most truly,
Dr. F.N.
March 18 to Overbeck
Dear, dear friend, just a word today! There is something you must be absolutely
the first to know — work is in progress in Chemnitz on a new manuscript by
me. This is the book that will probably be clamped to my name. — What a
burden I have had on my shoulders! And what a burden I have just taken up!
Now, forwards, looking neither backwards nor sideways! I am very moved and
would like to grasp your loyal hand. My few real friends will from now on have
still more to bear through life, I shall cause trouble for them and you, but there’s
nothing for it!
Your friend from the heart.
249
250
Nietzsche’s Dawn
March 20 to Gast
But, dear friend, the severity of your friendship will not be able to prevent me
from paying a debt: I am thinking of the countless disbursements on postage for
letters, proofs, parcels, and paper et hoc genus omne, and I shall seek to defray
these today. The moment seems to be auspicious, for this missive provides me
with the satisfaction of a little mischievousness, considering that I answer your
last letter in this way. So, it pleases me to think that you will now stay a few weeks
longer in Venice.
Today I am in good spirits, since the headache that lasted from Sunday afternoon until last night has gone again.
Please thank Gersdorff for the prospect he proposes. I like fixed dates: is it possible to regard 15 September as one such? —
We shall give up the affair of the title page! It has its funny side! In fact:
I only wanted to satisfy you, since you expressed yourself so angrily on the
subject of Herr Schmeitzner’s and Herr Oschatz’s deplorable taste last
time — I myself was not so dissatisfied at all and quietly mused: “My friend
Köselitz understands this better than I do”. I now think we should restrict
ourselves to letting Herr Oschatz make up a few draft titles — and you can
select the most bearable! — Furthermore: we do not want to load Herr
Schmeitzner down with any more expenses, he will end up being ruined by my
unsaleable books. I would love to know just what reception the book will have;
I have a dreadful suspicion, if I, for example, make further assumptions after
Rohde’s letter and think of the most unwilling reader — which in regard to the
new book, everyone will be!
On the other hand, of course, the publisher of Bismarck’s Era has dubbed me
“the German Montaigne, Pascal and Diderot.” All at the same time! How little
refinement there is in such praise, meaning: how little praise! —
The book will at least not have a damaging effect — except that I myself will
have to do penance for it! For I give not just the highly moral but also all those
decent and plucky people an opportunity to enjoy their morality and pluck at my
expense. I want to see how I get away with it; after all, I know better than everyone
else can that everything is still to be done, and that I myself only have for days or
hours the character necessary to think of yet another “deed” at all.
Oh friend, I am not making sense because I am too immersed in these necessities of myself and feel overawed by just one word.
Tell me that we are on good terms in spite of the mischief today — but do not
write it down on a sheet of paper but on a postcard so it takes up as little time as
possible.
Cordially, faithfully yours, F.N.
Appendix: Nietzsche’s Letters of 1881 — Concerning Dawn
March 30 to Gast
But, dearest friend, that was a poisoning! Probably they gave you contaminated
wine to drink; try to remember where you might have ingested it! — I have just
been reading “Carnevale von Venedig” in your notebook, for the first time, indeed!
Strange! My preconception that there was much of my thinking in it set me against
it hitherto. Now I am taken by surprise in the most pleasant way: it is purus
Köselitzius, nothing but pure, unadulterated wine from your vineyard! All this
does me so much good; and I think there are very useful arguments expressed in
this notebook, which will not just seem useful and beneficial to me! E.g. all those
comments on A(dalbert) Stifter’s Nachsommer [Indian Summer]! That could be
handy for many a writer, many a reader, and many a person who is as yet neither
of these! I do wish you would break off from your work for a “holiday” to re-write
this notebook in peace and quiet, and with no consideration of what is “mine”
and what is “yours” between us both — which of course, according to Pythagorean
ethics, does not exist between friends! And that is how it should be! Speaking in
confidence and secrecy: for whom did I write the last book? For us: We must
gather a treasure out of things that are our own, for our old age! Because memory
is no good e.g. I have almost forgotten the content of my earlier writings, and find
that very pleasant, at any rate much better than having all you have previously
said present in your mind and having to grapple with it. If I do grapple with these
things within myself, well, it goes on in the “unconscious”, like the digestive system in a healthy person! Enough: when I see my own works, I feel as though I am
listening to old adventure tales I had forgotten. We must make sure we monumentalize our whole lives in this way for ourselves – I do not care at all and it is an
empty echo in my ear if such a wish is dubbed “vanity.” Let us be vain for ourselves
and as much as possible!
The bad condition of my eyes is pronounced, now. For example, after this winter’s
work I have to let pass many days, without reading or writing a word; and I can
hardly grasp how I managed to finish this manuscript. Full of desire to learn something and knowing perfectly well where the precise thing I wanted to learn was
lodged, I have to let my life drift — as demanded by my miserable organs, head and
eyes! And there is no question of a recovery! Everything becomes more wretched,
and the darkness grows!
So, dear friend, write your Souvenir of Venice, publish it anonymously (or under
a new name) and think how much a book with this content would have encouraged us if it had reached as far as to us, youths hidden away in our German corner,
when we were twenty years old!
Now another word on our miseries! Mr Otto Busse is causing his relatives and
friends the greatest concern (— full of delusions of grandeur (with regard to himself
251
252
Nietzsche’s Dawn
and me!)) and they are now tuning to me! — believing that I had put something into
his head! They want me to get rid of that! He sees himself as a reformer of the
Germans and myself as “the authority on authorities” — in short, Mohammed and
Allah! He claims that scholarly works by him are in my hands! For which the
Germans are not yet ready! Etc. All this is divulged to you under seven seals!
Then: Herr Schmeitzner is not nice in his dealings with me. 5 weeks ago he
wrote a card to me (with the all-too-Saxon expression “Hey, naturally I shall publish your book!”) Since then, deep silence in spite of my sending 2 letters and two
postcards! The fact that it is an honor for him to be allowed to publish this
book — that does not enter his head.
I now want to travel a bit to divert my brain and to go for a lot of walks. This is
highly necessary so I am not consumed by my scruples! (Damned melancholy!)
But proof pages! I almost feel like taking this whole printing affair out of Herr
Schmeitzner’s hands: I am just waiting for him to give me a pretense. Perhaps I
would do him a great service with that: for which publisher would willingly represent such a book!
Frau von Wöhrmann has sent for her sons – so things must be bad! — —
Charron — excellent idea! It is the old French nobility’s manual on education! — Long live our Stendhal! Yes, no intellectual order of rank exists
yet! — P(rosper) Mérimée is now the most maligned Frenchman among the
French of all parties! Their first great storywriter of this century!
Let’s just proceed on our path! We shall encounter all sorts of good things in
doing so!
Hearty greetings, Your F.N.
April 10 to Gast
When I read your letter yesterday, “my heart leaped,” as the hymn goes, – impossible to impart two more pleasant things to me! (Today, I shall probably receive the
book for which I have conceived no small an appetite!) So: all well and good! We
two meet again on this promising ledge of life, looking forwards and backward
together, while offering a hand to each other to show we have many, many good
things in common, more than we can say in words. You can scarcely credit how
refreshing the thought of this fellowship is to me — for somebody who is alone
with his thoughts is viewed as a fool, often enough even by himself: in contrast,
“wisdom,” trust, confidence and intellectual health begins with a twosome. — — —
So, Recoaro! I am only renting my room till the end of the month, and planned
at any rate to travel on the first of May: now, if it suits you, I shall travel to Vicenza
on that day (from there, it is four hours’ journey — on the next day). See to it that
Appendix: Nietzsche’s Letters of 1881 — Concerning Dawn
you get details of room prices etc.; I have learned that knowledge as to prices is
halfway to thrift itself. (Here I have needed, in all, 80 lire a month — — — one can
only live as cheaply as that in large cities by the sea!)
In reading your Venetian notebooks further, the desire I already expressed to
you became increasingly strong. Really, the content of this notebook is not in my
new book — but it is like a good neighbor to it. Two things occurred to me: one,
you have had so many experiences, and secondly you, more than anyone else I
know, have for years practiced expressing yourself clearly, well and precisely the
words stream toward you now, the right words. You can place a little trust in me
here — I have a good nose for such things and some knowledge myself. And just
so you won’t think I want to praise you here, I shall immediately add: as a writer
you have no truck with slurs and malice — and it is rather good to know that.
There are people whose character always peaks at exactly the same time as their
intellect does: it seems to me that you are one of these. There are also one or two
minor limitations in this which, to repeat, one must know so as not to demand
anything false of oneself.
Yesterday, under the supervision of my landlady, I cooked a Genoese dish, the
main ingredients of which were artichokes and eggs.
I am so at home here that everyone I approach with regard to the necessities of
my life has a friendly face and greeting for me. Yes, there are instances of a more
than courteous, “unselfish” conduct toward me.
By contrast, Herr Sch(meitzner) remains silent, which is neither friendly nor
courteous: 7 weeks ago he promised a letter on his postcard — but the letter never
came. 4 weeks ago I asked him to send me a few books — but the books never
came. He now forces me to be silent as well.
The title page looked ghastly! — I made a significant change — Dawn and not
“A D[awn]”. A title must be quotable, above all — up to that point, it was not. In
addition: there was something precious about that “A” as well.
Farewell! Thank you so much!
Your Friend,
F.N.
April 10 to Elisabeth
My dear, dear Lisbeth, I must make a good reply to so good a letter. So: my great
new book! For the last two months I have had nothing more to do with the manuscript, publication will take up a good part of the summer and necessitate a meeting with Herr Köselitz (but not in Venice!) This is a decisive book, I cannot think
about it without being greatly moved. — And now something cheerful: yesterday
253
254
Nietzsche’s Dawn
I cooked a Genoese dish on my machine under the supervision of my landlady, and
behold, it was excellent! Main ingredients are artichokes and eggs. (An artichoke
costs 7–8 Pfennigs.)
Farewell and think of me fondly! Weather and health molto variabile.
F.N.
June 23 to Gast
My good friend, here we have news — good news of Dr. Rée.
The day before yesterday, my sister wrote to me in connection with Herr
Rascovicz about how cleverly and delicately she had sharpened Frau von
W(öhrmann)’s memory on this point. [Editors’ note: Gersdorff had a studio in
Venice and let the painter Rascovicz work there, he also put commissions his way.
Frau von W was probably going to commission a painting from R but had to be
reminded. She died in November 1881.] Neither she [Elisabeth] nor I have wasted
a moment with regard to this affair — and yet it appears to have been too late.
When you receive the copy of Dawn, please do me the honor: take it with you to
the lido one day, read it as a whole and try to make it into a whole for yourself — in
other words, a passionate state. If you don’t do that, nobody will. —
Those hundred francs, my dear old forgetful one, have long ago been paid off in
the form of countless expenditures on postage, paper and everything else necessary for my writings to come into being. Pardon me for reminding you! —
It is still the Engadine — for of the many places tried in Switzerland (20–30), the
Engadine is the only passably successful one. It is difficult for my nature to find
the right thing in the heights and depths, basically one gropes, there are attendant
factors that resist being firmly grasped (e.g. the electricity of the passing clouds
and the effects of the winds: I am convinced that 80 times out of 100 I can blame
my torments on these influences). Where is the land with plenty of shade, permanently clear sky, sea winds of constant strength from morning till night, without a
change in the weather? “Hither, hither — I want — to travel!” [Editors’ note: this
is a refrain from Mignon’s song in Goethe’s Wilhelm Meister’s Apprenticeship,
1784.] Even if it were to be outside Europe!
Recoaro is, in terms of landscape, one of my most pleasant experiences, I simply
ran after its beauty and put a good deal of effort and enthusiasm into it. Like any
other beauty, that of nature is jealous and wants a person to serve only her.
But now and then your music intervened, like the best dream I have dreamed in
ages.
Faithfully your friend,
F.N.
Appendix: Nietzsche’s Letters of 1881 — Concerning Dawn
July 19 to Laban
Your singing, honored Sir, touches me so closely and does me such good that
I lose all right to praise it. Especially as I presume that you do the same as those
older musicians who begin their cheerful symphony, sparkling with life, with a
serious melancholy phrase, as with the dawn: — what rogues they were. And
perhaps you just wanted to give us a prelude that would lead us a little astray?
For in the end, dear Sir, we are probably both of the same opinion on this one
point: that even now the bow of life should be strung so tight that the string of
desire sings and whistles? That even now we can live so proudly, rising above
things, like that magnificent Roman emperor whom we are of one mind in
esteeming (please read my recently published “Dawn” — unfortunately I am
not able to send it to you).
Gratefully yours,
F.N.
Mid-July to Elisabeth
My dear sister,
You are so right about me in so many ways that I wish from the heart that you
could always be right about yourself, and about deciding what is best for you.
I think you must be beyond the error made by so many girls who think they can
satisfy their trait for retreat and independence by the marriage route; the result is
often quite contrary to expectation the opposite, apart from the rarest exceptions.
I am very pleased at your life in Pforta. Just take a good look round you, where
place, people and things to do (not to forget climate) all seem to be made just for
you. For my part, I think like this too, even if I were to leave Europe over it. For
everything we suffer bears down not only on us but the rest of humanity –let us
therefore see to it that we suffer as little as possible.
I will hardly be able to stop you reading my “Dawn”; therefore I have thought
up a means to find the best outcome for you and me. So read the book, if you
will pardon my saying so, from an angle I would counsel other readers against,
from an entirely personal point of view (sisters also have privileges, after all).
Seek out everything that you guess is what might be most useful for your
brother and what he might need most, what he wants and does not want. In
particular you should read the fifth book, where much is written between the
lines. Where all my efforts lead cannot be said in a word — and if I had that
word, I would not utter it. It is a question of favorable but quite arbitrary
circumstances. My good friends (and Everyman) actually know nothing about
255
256
Nietzsche’s Dawn
me and have probably not thought about it; I myself have been very reticent
about my main projects without appearing to be so.
My dear Lama, please supply me with some quality notebooks and establish a
workshop for this — I need at least 4 per year; the finest, thickest paper (white),
about 100 leaves in every book. If you hear of anybody who would like to do me a
favor – ask them to make notebooks. The conditions under which I live in this
respect are disgraceful. Format enclosed. And no bigger!
With fondest love, and with best wishes to our mother. The sausage is really
good.
Your brother.
257
Index
a
Abbey, Ruth 1, 97, 117, 183, 230
Acampora, Christa Davis 1, 87,
155–156, 240–242
aesthetics of existence 172
afterlife 8, 30, 142, 172, 191, 200
Alexander the Great 6
Alfano, Mark 6, 43 n. 7, 111 n. 41,161
n. 2, 246 n. 55
alienation 39–41
alimentation 147; laws of 64, 146
Allah 252
America/American 174; Latin
American 216, 224 n. 25; Native
American 212
ancient Greece 128
ancient Rome 118
ancients, the 27, 122, 129, 181, 183
ancient world, the 75
Anderson, Lanier, R. 160, 164 n. 30,
166 n. 58
androcentrism 216
angels 80
Angelus bell, the 226
anger 153, 157
Ansell‐Pearson, Keith 1, 97–98, 135,
164 n. 25, 224 n. 34, 235
antiquity 32–3, 75, 80, 127, 172,
183, 187–188; Greek 81; the virtue
of 116
Aphrodite 79
apostate, the 152
Aristotle 27–28, 129
art 17–18, 20, 23, 27, 29, 41, 107, 120,
123, 129, 149, 177; of the aphorism
21; conjurer’s, the 124; of falling for
your own forgeries 35; of healing,
64, 206; of interpretation 81; of life
4, 171; of the maxim 22, 174;
mimetic 107; of psychological
observation 24; of reading badly 81.
asceticism 19, 171, 188, 202 n. 6;
Oriental 119
Asiatic 28, 72, 121
askēsis 132
ataraxia 199
atheism 163 n. 12, 187
atheist, the 36, 63, 84, 147
Augustine 33
auto‐genesis 149–150
Nietzsche’s Dawn: Philosophy, Ethics, and the Passion of Knowledge, First Edition.
Keith Ansell-Pearson and Rebecca Bamford.
© 2021 John Wiley & Sons Ltd. Published 2021 by John Wiley & Sons Ltd.
258
Index
autonomy 70 n. 39, 115, 156, 240;
and heteronomy 70 n. 39, 156
avarice 183
b
Badiou, Alain 87
Bamford, Rebecca 13 n. 21, 42 n. 1,
43 n. 19, 66 n. 1, 69 n. 36, 106–107,
110 n. 14, 112 n. 54, 113 n. 77, 164 n.
27, 195, 210, 217–219, 223 n. 17
barbarism 18, 88
beatitude 132
beauty 33, 83, 142, 165, 226, 247, 254
becoming 16, 18, 37, 60, 81, 86, 90 n.
4, 122, 135, 159, 166 n. 50
Benatar, Solomon 104
benevolence 24, 181
Berkowitz, P. 47
Bernasconi, Robert 214–215
Berry, Jessica. N. 32, 139 n. 31,
203 n. 20
Bertram, Ernst 234
Bible, the 84–6
biology 147, 161 n. 1, 214
bliss 82, 136
Brahmans, the 84
Brazil 32
Brobjer, Thomas 28
brotherhood of men, the 79
Brusotti, M. 42, 131
Buddha 84, 235
Buddhism 235
Burke, Edmund 105–106, 108
Busse, O. 251
Byron, Lord 6, 16
c
Caesar, Julius 6
capitalism 208, 211, 221
Carnivale von Venedig 251
Cartesianism 226
Cartwright, David 94, 96, 109 n. 5,
110 n. 24
Castoriadis, Cornelius 126–128
casuistry 16
categorical imperative, the 31, 116
causality 147, 160, 241; complex 124;
natural 76, 158, 166 n. 46
Chamfort 117
cheerfulness 47, 131, 135
Chemnitz 249
Chinese, the 153, 164 n. 31, 212,
217, 224
Christ 76, 82, 85–9, 134
Christian church, the 79–80, 83, 88,
120, 126, 142
Christianity 4, 7, 16, 26, 28, 33, 71–2,
74–85, 88–90, 119, 121, 135, 142,
173, 177–178, 180–181, 193, 196, 203
n. 24, 215, 218, 235
Church Fathers, the 187
Cicero 187
Clark, Maudemarie 1, 12 n. 7, 45,
67 n. 10
Cohen, Jonathan R. 1
colonialism 210, 215–217
colonization 215, 221, 223 n. 19
Colossians, the 86
Columbus 235
commercial society 167–168, 207
compassion 2, 7–8, 30, 32, 57, 66, 68
n. 29, 89, 93–96, 98–103, 107, 111,
144, 151, 175, 181, 183, 194, 209,
226; divine 28, 72; see also empathy;
see also Mitleid; see also pity
conscience 5, 33–37, 47, 49–50, 53,
63, 75, 78–80, 88, 97, 120, 127, 159,
167–171, 175, 179, 208–209,
239–240, 242; evil 57, 207
conservatism 120–1; Burke’s social 108
Index
consolations 3, 17, 200
contemplation 4, 22, 122, 133,
212, 232
contempt 6, 25, 39, 73, 79, 94,
135, 167
contingency 148
Conway, Daniel 1, 69 n. 37
Cooper, David E. 111 n. 51
Corngold, Stanley 100
cosmic exceptionalism 188
cosmopolitanism 179–180
cosmos, the 18, 123
courage 18, 20, 53, 116, 127–128, 134,
149, 192, 206, 231, 233–235
cruelty 12 n. 10, 78, 94–95, 117, 148,
170, 185 n. 21, 185 n. 23, 216, 239
culture 7–8, 16–18, 21, 23, 26, 29, 34,
84, 88, 98, 115–116, 118–119, 123,
132, 165 n. 31, 169, 175, 208, 213–216,
219, 239
Curley, Edwin 132
cynicism 34
d
Daigle, Christine 67 n. 13, 159, 166 n.
49, n. 50, n. 58
damnation 78
Danto, Arthur C. 37
Darwin, Charles 120, 155
Darwinism 160 n. 1
Day of Judgment 75
death 4, 8–9, 30, 39, 76, 80–81, 86,
105, 135, 172, 187–204, 232
debauchery 187
decadence 47
Declaration of Helsinki, the 104
Del Caro, Adrian 215
Deleuze, Gilles 21, 45, 166
Delphic injunction, the 172
depression 107; see also melancholy
Descartes, René 20, 27, 129, 172, 228
destiny 17, 131, 144, 149, 239
deviance 63, 207
Devil, the 157, 213
dialectic, the 83, 124, 199
Diderot, Denis 34, 36, 247, 250
Diethe, Carol 10, 110
Diogenes Laertius 164 n. 30
Dionysian 244; intoxication 201
discipline 23, 170, 243; of spirit 88; of
truth 35
disgust 6, 143, 158
dissimulation 61, 152, 161 n. 6, 175
Dodd, N. 207
dogmatism 128; philosophical 32;
religious 115
domination 64, 70 n. 39, 73, 91 n. 12;
European 215; lust for 86–7; of
striving for 101
dominion 60–1, 216
Domino, Brian 147, 162–163 n. 10
dreams 26, 75, 116, 124, 148–149,
156, 163; of immortality 192; the
thinker’s 2
drives 2, 38, 56, 59, 64, 77, 79, 93, 98,
100, 111 n. 39, 131, 139 n. 36,
141–142,144, 146–148, 150, 153,
155–158, 160–161 n. 1, 181, 242; and
affects 155–156, 159; coarse 135;
crude 146; cultivation of 157–159,
242; de‐individuated 153; egoistic
and altruistic 179; function of 101;
historically conditioned 160; and the
intellect 143, 150; knowledge of 147;
personal 230; play of, the 148; role
of 93; seed‐ 153, 157; and self‐
understanding 38; subjective 139;
sublimation of 165 n. 43; sum, the
147; uncontrolled gratification of
143; unegoistic 98
259
260
Index
Dudrick, David 1
duty 131, 185 n. 21
e
ecstasy 77–78
egoism 120, 182–183
egoist, the 73
ego, the 72, 98, 122, 132, 144, 150,
177, 179–181; genuine 231;
phantom 231
egotism 108; pseudo 231
emancipation 78, 137 n. 5, 169, 177
Emerson, Ralph Waldo 186 n. 37
emotions, the 10, 41, 68 n. 33, 157;
moral 95, 206, 231
empathy 32, 54, 67 n. 20, 101,
106–107, 120
emulation 6
Engadine 254
enlightenment 8, 25, 31, 33, 116–117,
120–125, 133, 135–137, 138 n. 13,
141, 160, 176, 178, 185 n. 24, 192; of
the self 87
Enlightenment, the 34, 71, 80–85,
115–121, 131, 141, 178, 185 n. 23;
French 19, 36; German 8, 137; Kant
and 35
envy 79–80, 229
Epictetus 22–23, 33, 173,
180–181, 188
Epicureanism 8, 21, 173–174, 179,
187–192, 194, 198–201, 203 n. 17,
203 n. 24
Epicurus 22, 32, 90 n. 2, 111 n. 28,
115, 173, 179, 187–190, 197–201, 202
n. 6, 203 n. 19
epistemology 217
Erasmus 115, 121, 165 n. 45
Eris 80
Eros 79–80
eroticism 37, 95
eternal recurrence 2, 132, 163, 235
ethical agents 7, 59, 103, 154
ethics 3–4, 7, 24, 29–30, 33, 45, 47,
58, 63, 94–95, 97, 100, 104–105, 109,
151, 156, 164 n. 29, 167, 172–173,
179, 185 n. 21, 188, 206, 209,
220–221; Greek 172; Pythagorean
251; see also morality
Europe/European 21, 23, 26, 34, 50,
83–84, 89, 105, 118, 121, 174, 205,
210–213, 215–224, 235, 254–255
evil 5, 17, 26, 52, 55, 57, 61, 65, 74,
79–80, 117, 132, 137, 143, 145, 154,
170, 197–198, 207, 213, 216, 220,
236, 239
evolution 16–18, 119–120, 126, 178,
205; cultural 213
exaltation 154; gestures of 118; states
of 177
experimentalism 32–33, 43 n. 19,
108, 113 n. 81, 179, 186 n. 32
f
fairy‐tale, the 119
fanaticism 33–35, 42, 85, 115, 117,
128, 133, 174–179, 181, 184–185 n.
19, 185 n. 21, n. 23, 186 n. 28, 208;
fatherland 50; moral 8, 34, 48, 176,
178–179
fantasy 17–18, 29, 39, 85, 124,
150, 206
fate 16, 76, 86, 150, 172, 240
father confessor 35, 61, 130
feminism 50
Ferney 28
Fichte, G. 20
folk‐language 119
Index
folk‐lore 119
Fontenelle 117
Förster, Bernhard 222 n. 11, 223 n.
21
Förster‐Nietzsche, Elisabeth 10, 247,
253–255
fortitude 97
Foucault, Michel 45, 132, 171–173,
181, 184 n. 9
Franco, Paul 1, 10, 12 n. 7, 58, 66 n.
10, 131, 139 n. 36, 163 n. 23, 232, 244
n. 19
freedom 9, 28, 38, 41, 76, 78, 87–89,
121–122, 148, 153, 155–157, 159–
160, 169, 173, 193, 199, 205, 210,
236, 239–240, 242; of feeling 89, 122,
155, 193
free spirit 1, 16, 18, 21, 23
freethinkers 61, 169
French moralistes 19, 21, 24–5
French revolution: see revolution
Fuchs, C. 47
futurity 9–10, 225, 231, 234, 240–241
g
gardens and gardening 77, 151–153,
163 n. 21
Gast, Peter 10, 60, 68 n. 31, 247–248,
250–2, 254
Genoa 223 n. 19, 249
Germany 118, 215, 222
Gersdorff Carl von 248, 250, 254
Gibbon, Edward 34
God 30, 35, 50, 58, 72–3, 76, 78, 82,
84–88, 101, 116, 122, 128, 145, 147,
172, 175, 178, 180–181, 189, 208, 213,
235–237, 239; death of 128, 236–237;
kingdom of 87; of mercy 82;
pitying 101
gods, the 53, 76, 80, 84, 124, 172, 174,
177, 188, 190–191, 209
Goethe, J. W. 15, 90 n. 2, 119, 254
good and evil 26, 52, 55, 65, 74, 79,
117, 145, 170, 198; good vs. evil 216
Gooding‐Williams, Robert 1
grace 28, 33, 72–73, 82, 91 n. 10, 180,
247; kindness of 60
gratification 143, 158
gratitude 40–41, 77, 120, 129, 190,
200, 239
Greco‐Roman world, the 187
Greeks, the 79–80, 171–172, 213–214;
Greek religion 81; Greek tragedy 81
Guay, Robert 161 n. 3
guilt 72, 79–81, 86–88, 97,
167–170, 179
h
Hadot, Pierre 173, 189–190
happiness 2, 24, 27, 64, 103, 124, 126,
129, 132, 136, 142, 171, 178, 199, 218
Hatab, Lawrence 1, 240, 242
health 9–10, 17, 26, 39–41, 53, 55,
64, 75, 77, 106, 147, 150–151, 154,
158, 163 n. 21, 165 n. 39, 175, 190,
192, 198, 201, 206–207, 211–213,
215, 217–221, 223 n. 19, 242,
251–252, 254
heathenism 79
Heaven 28, 72, 79, 193; Heavenly
Father 85
Hegel, G. W. F. 20, 67 n. 13
Hell 39, 79, 193–194
Helsinki 104
Helvétius, Claude 118
heretics 208
heroism 211; of knowledge 126;
refined 189; of the truthful 106
261
262
Index
Hesiod 80
Higgins, Kathleen M. 1
holiness 74, 85
Holub, Robert C. 215,
222 n. 11
Holy spirit, the 85
homo natura 106
homo pamphagus 64
Horowitz, M. C. 164 n. 30
hubris 149
Hull, Robert C. 134
humanism 121
Hume, D. 34, 127, 138 n.
19, 178
humor 6, 193, 211
Husserl, Edmund 172
Hydra 162–3 n. 10
hypocrisy 226; garden of 152
i
idealism 50
ideal selfishness 63, 70 n. 39
idolization 83
immoralism 93
immortality 88, 134, 142, 191–194,
197–8
India 27, 72, 76, 84, 119, 128,
233, 235
industrialization 211, 220
innocence 79, 81, 90 n. 4, 173
intoxication 85, 123, 177, 188,
211–212
intuition 129; distrust of 27;
intellectual 27, 129; otherworldly
178; philosophers of 129
isolation 183, 232
Israel 82
j
James, William 113 n. 77
Janaway, Christopher 1, 58, 69 n. 36,
90 n. 7, 95, 98–99, 112 n. 54, 164 n.
30, 166 n. 58
Jehovah 80
Jesuitism 16, 134
Jews, the 80, 82, 85–86, 209, 213
Johnson, Mark 104
joy 58, 64, 83, 88, 101, 134, 136, 144,
173, 180, 182–185, 188, 193, 195–196,
201; of living 43, 75, 199, 201; trinity
of 180
justice 4 17, 36, 50, 64, 71, 81, 88,
121, 125, 130, 183
k
Kant, I. 15, 29–31, 35, 48–49, 66, 93,
98, 115–116, 118–119, 137 n. 5,
170–171, 176, 178–179, 185 n. 21, n.
24, n. 25, n. 27, n. 28; Kant’s
Copernican revolution 30, 35
Katsafanas, Paul 155, 159, 162 n. 8,
165 n. 35, 166 n. 49, 240–241
Kaufmann, Walter 224 n. 38
Kierkegaard, S. 33
Klein, Wayne 113 n. 79
knowledge; passion of 4, 8, 16,
28–29, 32, 42, 119, 126–129, 131–
133, 135–137, 142, 146, 155, 192,
201, 239; love of 134, 236; moral
104; pursuit of 8, 130, 136, 194;
quest for 3; tree of 16
know thyself 172, 182
Köselitz, Heinrich 9, 206,
248–251, 253
Kundera, Milan 6
l
Laban 255
La Mettrie, J. O. 147, 162 n. 10, 163
n. 12, 165 n. 45
Index
Lampert, Laurence 1
Lane, Melissa 61, 69 n. 35
Langer, Monika M. 1
Large, Duncan 151, 232
La Rochefoucauld 20, 23, 33, 117
Leiter, Brian 12 n. 7, 67 n. 10, 109 n.
5, 110 n. 24, 240–241
lento 20, 24, 50, 176
Lenzer Heide notebook 235
Lessing, G. E. 115
libido 95
Lichtenberg, Georg 73
Livingstone, David 213
Locke, J. 178
Loeb, Paul S. 1, 4–5, 195–196, 225,
237, 241–243
love 23, 36, 57, 60–61, 73, 87, 105,
125, 143–144, 175, 181–183, 196,
200, 208, 232, 256; divine 180; of
God 78, 178; of impropriety 19; of
knowledge 134, 236; of life 196,
200; of money 175, 208; of nature
77; of pleasure 50; of power 74;
story 80; thy neighbor 50, 181; of
wisdom 105; universal 98, 183;
unrequited 135
Löwith, Karl 235
Ludermann, H. 90 n. 9
lust 43 n. 17; for domination 86–87;
for possession 182; for power 84
Luther, Martin 33, 115, 121
m
madman, the 128, 236
magnanimity 18, 128, 231
malice 48, 53, 226, 253
Manfred 248
marriage 183, 255
Martin, Clancy 68 n. 33
Martin, Nicholas 115, 117, 121
martyrdom 37
Marx, Karl 212
masochism 95
maxim 22–24, 31, 174, 197, 201; art
of 22, 174; psychological 23
McGinn, Colin 163 n. 14
mechanization 209, 212–13
medicine 4, 88, 125, 179
melancholy 16, 77, 82, 135, 148, 150,
199, 252, 255
Menoeceus 197–198
mercy 181; God of 82; kingdom
of 181
Mérimée, Prosper 10, 252
messianism 86
metaphysical need 16, 27, 29–30, 72,
121–122, 179
metaphysics 29–30, 88, 112, 133–134,
156, 170, 175
Mexico 208, 215–216
Meyer, Matthew 1, 201, 225, 234,
238, 244 n. 4
Meysenbug, Malwida von 9, 28
Michelangelo 229
migration 9, 205, 210–211,
215–217, 221
misery 79–80, 82, 136, 199
Mitcheson, Katrina 67 n. 13, 138 n.
16, 165 n. 39, 244 n. 10
Mitleid 2, 28, 72, 93–104, 106–109,
109 n. 5, 110 n. 24, 111 n. 39, 112 n.
63, 183; see also compassion;
see also pity
moderns, the 27, 30, 35, 77–78, 80,
122, 129, 170, 172, 177, 183
modesty 36, 128, 179; of human
existence 188; virtue of 21, 122
Mohammed 6, 252
Moira 76; see also fate
money 175, 206–209, 211, 219
263
264
Index
Montaigne, Michel de 32–4, 43 n. 17,
90 n. 2, 117, 174, 188, 247, 250
Montesquieu 168
Montinari, Mazzino 119–120,
129, 134
mood 41, 57–58, 61, 63, 68 n. 25, 33,
70 n. 39, 94, 98–100, 102–104, 180;
alienated 40; customary 61; of
cynicism 34; of experience 38; of
fear 57–58, 60–61, 63, 67 n. 20,
99–100, 102, 107; the individual’s 69
n. 36; of serenity 23; of social groups
69 n. 36
moral interregnum 4
morality 2–12, 27, 35, 42, 45–68,
73–74, 82–84, 86–9, 90 n. 7, 93,
97–100, 102–105, 107–109, 110 n.
24, 112 n. 51, 116, 118, 122, 124,
129,137, 141–142, 151, 156–160, 164
n. 25, 167–173, 176–181, 192–194,
197, 205–207, 209, 212, 221–222,
240, 243, 250; customary 2–10,
11–12 n. 7, 12 n. 10, 45–47, 51–61,
63–67 n. 10, 67 n. 19, 67 n. 20,
97–100, 102–105, 107–109, 111–112
n. 51, 112 n. 63, 142, 154, 158, 190,
193–194, 197, 201, 205, 207, 209,
211–212, 217, 221, 225–226, 232,
238–243; daring 130, 137; petty
bourgeois 2, 103; seduction of 49,
58, 176; self‐sublation of 47–8, 50,
67 n. 13; sympathy‐based 151; see
also ethics
morality of custom: see morality,
customary
mortality 142, 173, 188, 190,
192–194, 196, 198, 200
Mullin, Amy 238
Murdoch, Iris 6
music 18, 26, 40–41, 107, 248, 254–255
mysticism 170; metaphysical 32, 106;
practical 170
myth 200; firewater 211–212, 222 n.
10; of Oedipus 149;
mythology 72
n
Napoleon 6, 215–216
narcissism 128, 149–150
naturalism 164 n. 30; evolutionary
16, 18
nature 22, 29–30, 35, 40, 75–77, 80,
87, 90 n. 3, 105–107, 137 n. 5, 147,
152–153, 158, 162 n. 9, 164 n. 30,
174, 186 n. 37, 190, 196, 199, 223 n.
14, 226–227, 229, 231–232, 247, 254;
silence of 226, 230
Nealon, Jeffrey T. 207–208
Neocleous, Mark 169–170
neurosis 22, 25, 28, 159, 179 188
New Testament, the 82
Newton, Isaac 119
Nietzsche, Franziska 163 n. 21
nihilism 121, 235, 245 n. 27
Nueva Germania 222 n. 11
Nussbaum, Martha 94, 98, 199
o
obscurantism 31, 35, 119;
metaphysical 31–32
Odysseus 188
Oedipus 149
Oldenburg, H. 162 n. 9
Old Testament, the 82
optimism 27, 117
Oschatz, Richard 248–250
Overbeck, Franz 10, 46, 132, 237, 249
Owen, David 1, 137 n. 5
Index
p
pain 10, 38–41, 47, 57, 65, 79, 89, 97,
100–101, 136, 144, 150, 189, 198,
201, 248
Paraguay 222 n. 11
Parkes, Graham 59, 68 n. 31, 110 n.
19, 164 n. 29, 165 n. 43
Pascal, Blaise 15, 23, 78, 90, 142–143,
181, 247, 250
passion of knowledge, the: see
knowledge
passions, the 15, 17, 26, 79,
130–131, 133–134, 139 n. 36;
religious 71
Passmore, John 184–185 n. 19
pathos 7, 15, 42, 174
Paul, L. A. 228
pedagogy 175
penance 10, 250
personhood 40, 156
Peru 208, 215–216
pessimism 27, 39, 41, 49, 199, 201;
about life 41; Dionysian 201
Petrarch 115, 121
Pforta 255
philology 20, 81, 88
philosophy: Epicurean 194, 201;
German 16, 19–20, 116–118, 134;
historical 122; Kantian 29; Latin
American 224 n. 25; materialist 162
n. 10; meta‐ 243; metaphysical 21,
26; modern 120, 172; moral 65, 105,
118, 176, 178; natural 118; plebeian
187; post‐Socratic 201; scientific 27,
72; sublimities of 230; therapeutic
205; Western 93
physics 24, 188
physiology 4, 10, 125, 145, 157, 179;
psycho‐ 97–98
pity 32, 65, 94–96, 101, 153, 157, 164,
167; see also compassion; see also
Mitleid
Plato 27, 35, 90, 122, 129,
164 n. 29, 199
Platonism 16, 124
pleasure 4, 12, 12 n. 10, 17–18,
22–23, 32, 37, 50, 73, 75, 77–80, 95,
101, 126, 128–129, 143, 151, 153,
168, 171, 173–174, 177, 188, 190,
198–201, 210, 233; capricious 39;
eroticism of 95; of learning and
knowledge 4; love of 50; object of
126; of the profligate 188
Pliny 172
Plutarch 23, 174
poetry 19
poets, the 26, 231
politics 9, 89, 105, 174–175,
205, 221
polyp, the 147, 159, 162 n. 10
Pope, Alexander 69 n. 34
Porter, James I. 199–201
power 7, 12 n. 10, 54–55, 58, 76, 79,
84, 88, 95, 99, 101, 103, 105–107, 111
n. 51, 129, 132, 136, 142, 149, 152,
160, 169, 174–175, 179, 183, 185, 190,
194, 201, 206, 208–212, 216–18, 220,
223, 226, 231, 233, 239, 241; appetite
for 175, 208; feeling of 3, 12 n. 10,
64–5, 71, 73, 89, 142, 149, 174–175,
177, 209, 218; of freedom 38;
hereditary 27, 72; intellectual 26; of
life 136; love of 74; lust for 84;
passion for 73; ‐ relationship 101, 112
n. 57, 194; seductive 100; source of
17; supernatural 75; thirst for 87; see
also will to power
pre‐Platonic philosophers 16
265
266
Index
pride 6, 15, 39–40, 74, 78, 83, 86, 106,
133, 142–143, 149, 171, 180, 183,
190, 229, 234
Prometheus 157
providence 35
psychology 10, 20, 27–28, 72–4, 85,
87, 95, 164 n. 29, 175; drive‐ 8, 68 n.
23, 98, 103, 111 n. 39, 136; history
of 205; of love 73; moral 93;
religious 78
Pugliese, Joseph 215
Pyrrho 31, 33
r
rapture 36, 119, 134; cry of 28, 72
rationality 56, 58, 78, 102; embodied
227; human 104, 186; imaginative
104; retroactive 52
reason 6, 35, 46, 49, 56, 58, 82, 105,
119, 122, 129, 148, 155, 169, 176,
178, 180, 183, 186 n. 28, 191, 197,
207, 215, 226–227, 230, 239; divine
35, 122; Enlightenment 85; errant
paths of 72; human 31;
philosophical 80; practical 35; raving
of 179
Recoaro 252, 254
redemption 29, 87, 94, 181, 235;
Paul’s 85; self‐ 75, 84, 235
Redlichkeit 33, 36–7, 55, 60–61, 68 n.
22, 69 n. 35
Rée, Paul 19, 28, 98, 248, 254
Reformation and Counter‐
Reformation
121; Luther’s 121
relativism 30
religion 7, 16–18, 26–29, 36, 42, 71–2,
75–84, 87–88, 135, 172–173, 175–
177, 191–192, 196, 235
religious Phoenicianism 78
Rempel, Matthew 203 n. 24
Renaissance, the 117, 121, 215, 218;
Italian 26; Napoleon’s 215; new 26
repentance 33
resurrection 29, 116, 235
retribution 54, 192; supernatural 192
revenge 52–53, 87, 94, 100, 150
revolution 115–117, 119, 120–121,
178, 185 n. 23, 25; Copernican 30,
35; French 105–106, 115, 117,
120–121, 179, 185 n. 23; post‐ 21
Robertson, Simon 11 n. 7, 46, 66 n. 8,
90 n. 7, 164 n. 30, 166 n. 58
Robespierre 176
Rohde, Erwin 250
romanticism 50, 71, 121
Roos, Richard 201
Rousseau, J.J. 15, 22, 48, 77, 90 n. 2,
93, 95, 116–118, 176, 178, 185 n. 23
Rowlands, Mark 62, 69 n. 37,
112 n. 54
s
Sachs, Carl B. 68 n. 23, 70 n. 39,
154–156, 161 n. 5, 166 n. 58
sacrifice 2–3, 47, 52–53, 73, 76, 78,
84, 89, 99, 102–103, 106, 127–128,
132, 167, 175, 177, 179, 183, 185 n.
21, 188, 192, 200–201, 227;
self‐ 73, 229
sadomasochism 95
Safranski, Rüdiger 37–38
sage, the 127, 178, 183, 190;
Epicurean 190
Saint Paul 71, 84–89, 90 n. 9
Saint Peter 88
saint, the 74–76, 80
Salomé, Lou Andreas 5, 67 n. 14
Index
salvation 48, 73, 78, 134; from death
8, 191; eternal 192–193; need for 72,
75; Paul’s 86; of poor eternal souls,
192, 194; psychology of 28, 72; of the
soul 35, 74
sanctification 33
sanctity 53; of the custom 99;
of life 79
Savulescu, Julian 104
Schacht, Richard 3, 45
Schelling, F. W. J. 20, 27
Schiller, F. 118
Schmeitzner, E. 10, 248–250, 252
Schmidt, Jochen 1
Schoeman, Marinus 220,
224 n. 37
scholar, the 4, 18, 23, 29, 52, 65,
81–82, 126, 206, 215
scholasticism 29
Schopenhauer, Arthur 2, 7, 15–16,
20, 23, 26–32, 34, 43 n. 17, 66, 88, 90
n. 2, 90 n. 3, 93–98, 106–107, 109 n.
5, 110 n. 24, 118–119, 121–2, 133,
137, 145, 170
Schotten, C. H. 223 n. 14
Schrift, Alan D. 96, 166 n. 50
Schutte, Ofelia 216–218, 224 n. 25
science 2, 4, 7, 15–18, 22, 24–27,
29–30, 42, 49, 64, 71, 76, 88–89, 104,
118–122, 124–127, 132–3, 174, 179,
194, 200, 203 n. 24, 206
Scott, Jacqueline 213–214
secularism 173, 186 n. 28
security 168–170, 207–208, 211;
Christian 177
seer, the 231, 236
self‐analysis 219–222
self‐command 94, 180
self‐creation 226, 231
self‐cultivation 9, 34, 141–142,
150–151, 153–158, 160, 171, 175,
219–222, 225, 239
self‐denial 74, 170–171, 206 n. 6
self‐experimentation 134
self‐fashioning 97–98, 100, 103, 151,
156, 164 n. 25, 167–168
self‐intoxication 117, 185 n. 23
selfishness 187; ideal 63, 70 n. 39
self‐knowledge 8, 62, 75, 125, 144,
146–147, 153, 158, 183, 244 n. 10
self‐legislation 236, 241–242
self‐mastery 74, 143, 170–171
self‐overcoming 3, 47–48, 52, 67 n.
13, 99, 171, 241–242
self‐redemption 73, 235
self‐renunciation 74, 171
self‐rule 136, 217–218, 220
self‐sacrifice 73–74, 170, 177
self, the 19, 36, 38–40, 55, 73, 124,
135, 141, 144–145, 147, 149–50,
154–160, 163 n. 20, 23, 172, 182–183,
227–228, 230–1, 241–2; care of 173,
181–182, 190, 230; extra‐ and sub‐
227; love of 182; Nietzschean
158–159, 164 n. 30, 166 n. 50, 58;
rational 227; ‐ sufficiency 180, 190;
tekhne of 172; true 212; as unified
155, 157–158, 179
Seneca 23, 33, 93, 164 n. 30,
172, 174
Sensus allegoricus 72
serenity 23, 64, 131, 134–135, 173,
179, 190
Sermon on the Mount, the 73
Shakespeare 79
Shapiro, Gary 196
sin 33, 72, 74–76, 82, 85–88, 91 n. 10,
157, 194; original 181
267
268
Index
skepticism 7, 24, 30–36, 89, 90 n. 3,
106, 116, 122, 131, 139 n. 31, 141,
146, 169, 175, 201; Mediterranean
89, 116, 131, 139
slavery 210, 220
Smith, Brittain 11–12 n. 7, 56, 91 n.
12, 164 n. 29, 203 n. 22
socialism 120–121, 219, 222
sociology 4, 125, 179
Socrates 29, 37, 60 172
solitude 4, 38, 53, 97–98, 111 n. 41,
125, 135, 152–153, 179
Solomon, Robert C. 12 n. 8, 67 n. 19,
68 n. 33, 109, 113 n. 77
Sommer, Andreas Urs 112 n. 63
Sorrento 28
soul, the 15, 32, 35, 39, 62–63, 73, 75,
80, 83, 85–86, 88, 90, 100–101, 117,
131, 142, 147, 156, 176, 183, 189,
192, 195–196, 198–199, 229;
afflictions of 206; ‐ anxiety 33; and
ascetics 64; diseases of 3, 229;
eternal 134, 192, 194; European 235;
existence of 147; health of 198;
history of 15; human, the 24;
immortality of 134, 142, 197;
loftiness of 88; mortal 192;
physicians of 3; polymorphic 28;
repose of the 4, 42, 131; salvation of
74; torments of 80; tranquillity of
61, 74
sovereign Individual, the 238–242
Spinoza, B. 15, 26–27, 30, 90 n. 2, 93,
129, 132, 136, 162 n. 9
spirituality 214; pure 77, 142, 199
spiritualization 47, 142, 144, 170
Stack, George J. 147, 162 n. 10, 165 n.
45
Staten, Henry 95, 101, 112 n. 57
Stendhal 252
Stern, Tom 160–161 n. 1
Stifter, Adalbert 251
stock exchange, the 175, 208
stoicism 95, 97, 118
Stoics, the 93–94
Strauss, D. F. 34
Strong, Tracy B. 5
subjectivity 4, 8, 59, 68 n. 25, 68 n.
29, 70 n. 39, 141–142, 147, 150,
153–156, 161 n. 3, 228, 240;
autonomous 156; heteronomous
156; material conditions of 160, 166
n. 46; sadomasochistic 95
sublimation 122, 170; of drives
165 n. 43
sublime, the 35, 60, 77; moral
sublimeness 85
suffering 3–4, 38–41, 75, 95–96,
100–103, 136, 168, 175, 183,
201, 209
superhuman, the 2, 72, 75–76, 83,
165 n. 31, 237, 242 See also:
Übermensch
supreme divinity, the 169, 207
Svendsen, Lars 68 n. 25
Switzerland 254
symbolism 88, 232
sympathy 41, 77, 119, 130, 151, 183,
207, 218; ethic of 97; see also
morality, sympathy‐based
t
Taine, Hyppolite 168
tekhne of life 172; see also self
terror 64, 198; subterranean 193
tetrapharmakos, the 189
Tevenar, Gudrun von 96
theology 83, 118; tricks of 72
Index
therapy 89, 150, 214, 219, 221; of
anguish 189; moral 94, 97, 100, 109;
political 9, 205, 222
Tocqueville, Alexis de 168
Torah, the 88
Toscano, Alberto 176, 186 n. 28
tragedy 64–65, 101; Greek 81
tranquillity 23, 61; contemplative 199;
domestic 61; of the soul 61, 74,
204 n. 35
Tremblay, Abraham 147, 162 n. 10
Tristan and Isolde 131
Trophonius 48
truth 7, 15–19, 21, 24–27, 29–30,
35–36, 38, 50–51, 55, 59, 71, 73,
82–84, 88, 106, 120, 122–123,
128–129, 131, 136, 138 n. 24, 142,
145, 171, 175–177, 180, 182, 194,
199, 208–209, 211, 226, 235–236, 244
n. 10; love of 105
tyranny 97, 164 n. 25, 168, 238;
communitarian 168; of customary
morality 97; of timidity 168, 208; of
the true 129
vice 37, 116, 170–171, 218, 239
Vicenza 252
violence 17, 208, 215
virtue 4, 6, 9, 12 n. 8, 12 n. 10, 22, 33,
37, 50, 54, 60–61, 78–79, 82–83, 89,
107, 118, 127, 155, 164 n. 30, 170,
195–196, 206, 218–220, 224 n. 37,
225, 231, 237, 239; Asian 219; of
antiquity 116; of cautious reserve 32;
Christian 37, 60; of compassion 66,
93; European 211–212; future 231,
233; German 89, 116; of honesty 33;
of ignorance 79; impossible 82;
intellectual 36, 128; language of 174;
of modesty 21, 122; Nietzschean 68
n. 33, 138 n. 20; paragons of 33;
politics of 174; of the rational or free
death 81, 196
vita contemplativa 23, 135
vita practica 135
void 199–200
Volk 223 n. 14
Voltaire 28, 34, 115–117, 119,
121, 168
u
w
Übermensch 2 see also superhuman
underworld, the 188
universalism 86
Universe, the 147, 162, 174, 199
utility 25, 151, 201; of humanity 22;
of the individual 159; of Nietzsche’s
philosophy 215
v
vanity 30, 61, 73–4, 84, 106, 153, 157,
251
Vattimo, Gianni 159–160, 166 n. 53
Venice 248–251, 253–254
Wagner, Richard 119, 177
war 74, 88–89, 120, 126, 129, 131,
174, 210, 218
Warren, James 189
welfare 170; of humanity 22, 25,
174, 178
White, Richard 13 n. 24
Widemann 248
Wienand, Isabelle 228
Williams, Bernard 45
will to life 2, 30, 106
will to power 2, 95, 106, 238; see also
power
269
270
Index
will to system 19
will to truth 238
wisdom 6, 22, 29, 33, 45, 71, 75,
88–89, 129, 188, 218, 231, 252;
love of 105; of nature 226;
philosophical 131
Wöhrmann F. von 248, 252
world order 132, 183;
moral 35
y
Young, Julian 202 n. 6
Yovel, Yirmiahu 136
z
Zarathustra 43 n. 21, 195–196, 225,
237, 241–242
Zetetics 32
Zweig, Stefan 32