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Ray Brassier/Texts/Books/Editor/alain-badiou-theoretical-writings.pdf
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Theoretical Writings
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Also available from Continuum:
Being and Event, Alain Badiou
Infinite Thought: Truth and the Return of Philosophy, Alain Badiou
Think Again: Alain Badiou and the Future of Philosophy,
edited by Peter Hallward
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Theoretical
Writings
Alain Badiou
Edited and translated by Ray Brassier and AlbertoToscano
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Continuum
The Tower Building
11 York Road
London SE1 7NX
15 East 26th Street
New York
NY 10010
# Ray Brassier and Alberto Toscano 2004
Reprinted 2005
All rights reserved. No part of this publication may be reproduced or transmitted in any
form or by any means, electronic or mechanical, including photocopying, recording or any
information storage or retrieval system, without prior permission in writing from the
publishers.
British Library Cataloguing-in-Publication Data
A catalogue record for this book is available from the British Library.
ISBN:
HB: 0-8264-6145-X
PB: 0-8264-6146-8
Typeset by Acorn Bookwork Ltd, Salisbury, Wiltshire
Printed and bound in Great Britain by MPG Books Ltd, Bodmin, Cornwall
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For Sam Gillespie (1970–2003), whose pioneering work and tenacious, passionate intellect remain an abiding inspiration to both of us.
R.B and A.T.
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Contents
List of Sources
Editors’ Note
Author’s Preface
viii
ix
xiii
Section I. Ontology is Mathematics
1. Mathematics and Philosophy: The Grand Style and the Little Style
2. Philosophy and Mathematics: Infinity and the End of Romanticism
3. The Question of Being Today
4. Platonism and Mathematical Ontology
5. The Being of Number
6. One, Multiple, Multiplicities
7. Spinoza’s Closed Ontology
3
21
39
49
59
67
81
Section II. The Subtraction of Truth
8. The Event as Trans-Being
9. On Subtraction
10. Truth: Forcing and the Unnameable
11. Kant’s Subtractive Ontology
12. Eight Theses on the Universal
13. Politics as Truth Procedure
97
103
119
135
143
153
Section III. Logics of Appearance
14. Being and Appearance
15. Notes Toward a Thinking of Appearance
16. The Transcendental
17. Hegel and the Whole
18. Language, Thought, Poetry
163
177
189
221
233
Notes
Postface
Index of Concepts
Index of Names
243
253
279
281
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Listof Sources
‘Mathematics and Philosophy: The Grand Style and the Little Style’ is
translated from an unpublished manuscript; ‘Philosophy and Mathematics:
Infinity and the End of Romanticism’ originally appeared as ‘Philosophie et
mathématique’ in Conditions (Paris: Seuil, 1992), pp. 157–78; ‘The Question
of Being Today’ originally appeared as ‘La question de l’être aujourd’hui’ in
Court traite´ d’ontologie transitoire (Paris: Seuil, 1998), pp. 25–38; ‘Platonism
and Mathematical Ontology’ originally appeared in Court traite´ d’ontologie
transitoire, pp. 95–119; ‘The Being of Number’ originally appeared in Court
traite´ d’ontologie transitoire, pp. 141–51; ‘One, Multiple, Multiplicities’ originally appeared as ‘Un, multiple, multiplicité(s), in multitudes 1 (2000), pp.
195–211; ‘Spinoza’s Closed Ontology’ originally appeared as ‘L’ontologie
fermée de Spinoza’ in Court traite´ d’ontologie transitoire, pp. 73–93; ‘The
Event as Trans-Being’ is a revised and expanded version of ‘L’événement
comme trans-être’ in Court traiteˆ d’ontologie transitoire, pp. 55–9; ‘On Subtraction’ originally appeared as ‘Conférence sur la soustraction’ in Conditions,
pp. 179–95; ‘Truth: Forcing and the Unnameable’ originally appeared as
‘Vérité: forçage et innomable’ in Conditions, pp. 196–212; ‘Kant’s Subtractive
Ontology’ originally appeared as ‘L’ontologie soustractive de Kant’ in Court
traite´ d’ontologie transitoire, pp. 153–64; ‘Eight Theses on the Universal’ originally appeared as ‘Huit thèses sur l’universel’ in Universel, singulier, sujet,
ed. Jelica Sumic (Paris: Kimé, 2000), pp. 11–20; ‘Politics as a Truth Procedure’ originally appeared in Abre´ge´ de me´tapolitique (Paris: Seuil, 1998), pp.
155–67; ‘Being and Appearance’ originally appeared as ‘L’être et l’apparaı̂tre’
in Court traits d’ontologie transitoire, pp. 179–200; ‘Notes Toward a Thinking
of Appearance’ is translated from an unpublished manuscript; ‘The Transcendental’ and ‘Hegel and the Whole’ are translated from a draft manuscript
of Logiques des mondes (Paris: Seuil, forthcoming); ‘Language, Thought,
Poetry’ is translated from the author’s manuscript, a Portuguese language
version has been published in Para uma Nova Teoria do Sujeito: Confereˆncias
Brasileiras (Rio de Janeiro: Relume-Dumará, 1994), pp. 75–86.
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Editors’Note
The purpose of this volume is to distil the essential lineaments of Alain
Badiou’s philosophical doctrine. In spite of the plural ‘writings’ in our title,
this is not a reader, an overview or a representative selection. Anyone already
acquainted with Badiou’s ‘English’ works, but not familiar with his entire
output, could be forgiven for mistaking him for a polemical essayist – gifted,
insightful, provocative, but by no means a thinker capable of recasting the
existing parameters of philosophical discourse. Those who have reacted sceptically to zealous claims made on his behalf may feel legitimately entitled to
their scepticism on the basis of the evidence presented by Badiou’s extant
and forthcoming English publications (these being, in chronological order:
Manifesto for Philosophy; Deleuze; Ethics; Infinite Thought; Saint Paul; On
Beckett; Handbook of Inaesthetics; On Metapolitics). Notwithstanding the
undeniable interest and often striking originality of these works, without an
adequate grasp of Badiou’s systematic doctrine, they can easily be (and indeed
have been) treated as works of polemical intervention, pedagogy, popularisation, commentary . . . in short, as works that might elicit enthusiastic assent
or virulent rejection, but which fail to command the patient, disciplined
engagement solicited by an unprecedented philosophical project. What do we
mean by an unprecedented philosophical project? Quite simply, the one laid
out in Badiou’s Being and Event (1988) – a book which may yet turn out to
have effected the most profound and far-reaching renewal of the possibilities
of philosophy since Heidegger’s Being and Time, regardless of one’s eventual
evaluation of the desirability or ultimate worth of such a renewal. Just as one
does not have to be a Heideggerean to acknowledge the epochal importance
of Being and Time, one does not have to accept Badiou’s startling claims in
order to acknowledge the astonishing depth and scope of the project initiated
in Being and Event, which is being extended and partially recast in the forthcoming The Logics of Worlds (2005).
Theoretical Writings provides a concentrate of this project. Admittedly, it is
a book assembled from a wide variety of texts, some published, some unpublished: essays, book chapters, lectures, conference papers, as well as two
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x
Theoretical Writings
extracts previewing The Logics of Worlds. In spite of the heterogeneity of the
sources, and the constraints these inevitably imposed, we have deliberately
assembled the material in such a way as to articulate and exhibit the fundamental structure of Badiou’s system. Accordingly, Theoretical Writings is
divided into three distinct sections, each section anchored in the preceding
one. Thus the book is explicitly designed to be read in sequential order. Each
section unfolds the content and ramifications of a core component of Badiou’s
doctrine. Section I, Ontology is Mathematics, introduces the reader to the
grounding gesture behind Badiou’s philosophical project, the identification of
ontology with mathematics. Section II, The Subtraction of Truth, puts
forward the link between the fundamental concepts of event, truth and
subject as they are articulated onto the ontological doctrine outlined in
Section I. Section III, Logics of Appearance, outlines the recent development
in Badiou of a theory of appearance that seeks to localize the truth-event
within the specific consistency, or transcendental logic, of what he calls a
world. In conformity with the architectonic just outlined, each section begins
with direct treatments of the relevant feature of Badiou’s system (ontology
and the axiom; subjectivity, subtraction and the event; appearance, logic,
world), before going on to elaborate on these features through (1) targeted
engagements with key philosophical interlocutors and/or rivals (Deleuze on
the status of the multiple; Spinoza on axiomatic ontology; Kant on subtraction and subjectivity; Hegel on totality and appearance), and (2) brief exemplifications of philosophy’s engagement with its extra-philosophical
conditions (emancipation and universality; the numerical schematization of
politics; the relation between language and poetry).
Since we consider Badiou’s original material and our arrangement thereof
to render any further prefatory remarks a hindrance to the reader’s engagement with the work itself, we have chosen to confine our own remarks to a
postface, which will try to gauge the consequences and explicate the stakes of
Badiou’s project vis-à-vis the wider philosophical landscape. Were the reader
to encounter intractable difficulties in navigating Badiou’s conceptual apparatus, we strongly recommend that he or she refers to what will undoubtedly
remain the ‘canonical’ commentary on Badiou’s thought, Peter Hallward’s
Badiou: A Subject to Truth (Minneapolis: Minnesota University Press, 2003),
complementing it if needs be with writings from the burgeoning secondary
literature.
We have tried to keep editorial interventions to a strict minimum, providing bibliographical references or clarifications wherever we deemed it necessary. All notes in square brackets are ours.
The editors would like to thank Tristan Palmer, who first commissioned
this project, Hywel Evans, Veronica Miller and Sarah Douglas at Con-
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Editors’ Note
xi
tinuum, and Keith Ansell Pearson for providing us with the initial contact.
We would also like to express our gratitude to those friends who have contributed, in one way or another, to the conception and production of this
volume, whether through ongoing debate or editorial interventions: Jason
Barker, Lorenzo Chiesa, John Collins, Oliver Feltham, Peter Hallward, Nina
Power and Damian Veal. Most of all, our thanks go to Alain Badiou, whose
unstinting generosity and continuous support for this venture over the past
three years have proved vital.
R.B., A.T.
London, November 2003
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Author’s Preface
Philosophical works come in a peculiar variety of forms. Ultimately, however,
they all seem to fall somewhere between two fundamental but opposing tendencies. At one extreme, we find the complete absence of writing and the
espousal of oral transmission and critical debate. This is the path chosen by
Socrates, the venerable inceptor. At the other extreme, we find the single
‘great work’, perpetually reworked in solitude. This is basically the case with
Schopenhauer and his endlessly revised The World as Will and Representation.
Between these two extremes, we find the classical alternation between precisely focused essays and vast synoptic treatises. This is the case with Kant,
Descartes and many others. But we also encounter the aphoristic approach,
much used by Nietzsche, or the carefully orchestrated succession of works
dealing with problems in a clearly discernible sequence, as in Bergson. Alternatively, we have an amassing of brief but very dense texts, without any
attempt at systematic overview, as is the case with Leibniz; or a disparate
series of long, quasi-novelistic works (sometimes involving pseudonyms), like
those produced by Kierkegaard and also to a certain extent by Jacques
Derrida. We should also note the significant number of works that have
acquired a mythical status precisely because they were announced but never
finished: for example, Plato’s dialogue, The Philosopher; Pascal’s Pense´es, the
third volume of Marx’s Capital, part two of Heidegger’s Sein und Zeit, or Sartre’s book on morality. It is also important to note how many ‘books’ of philosophy are in fact lecture notes, either kept by the lecturer himself and
subsequently published (this is the case for a major portion of Heidegger’s
work, but also for figures like Jules Lagneau, Merleau-Ponty and others), or
taken by students (this is the case for almost all the works by Aristotle that
have been handed down to us, but also for important parts of Hegel’s work,
such as his aesthetics and his history of philosophy). Let’s round off this brief
sketch by remarking that the philosophical corpus seems to encompass every
conceivable style of presentation: dramatic dialogue (Plato, Malebranche,
Schelling . . .); novelistic narrative (Rousseau, Hölderlin, Nietzsche . . .); mathematical treatises in the Euclidean manner (Descartes, Spinoza . . .); auto-
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xiv
Theoretical Writings
biography (St. Augustine, Kierkegaard . . .); expansive treatises for the purposes of which the author has forged a new conceptual vocabulary (Kant,
Fichte, Hegel . . .); poems (Parmenides, Lucretius . . .); as well as many others –
basically, anything whatsoever that can be classified as ‘writing’.
In other words, it is impossible to provide a clear-cut criterion for what
counts as a book of philosophy. Consider then the case of these Theoretical
Writings: in what sense can this present book really be said to be one of my
books? Specifically, one of my books of philosophy? Is it not rather a book by
my friends Ray Brassier and Alberto Toscano? After all, they gathered and
selected the texts from several different books, which for the most part were
not strictly speaking ‘works’ but rather collections of essays. They decided
that these texts merited the adjective ‘theoretical’. And they translated them
into English, so that the end result can be said not to have existed anywhere
prior to this publication.
Basically, I would like above all to thank these two friends, as well as
Tristan Palmer from Continuum, who agreed to publish all this work. I
would like to thank them because they have provided me, along with other
readers, with the opportunity of reading a new, previously unpublished book,
apparently authored by someone called ‘Alain Badiou’ – who is reputed to be
none other than myself.
What is the principal interest of this new book? It is, I think, that it provides a new formulation of what can be considered to be the fundamental
core of my philosophical doctrine – or ‘theory’, to adopt the term used in the
title of this book. Rather than linger over examples, details, tangential
hypotheses, the editors have co-ordinated the sequence of fundamental concepts in such a way as to construct a framework for their articulation. They
try to show how, starting from an ontology whose paradigm is mathematical,
I am able to propose a new vision of what a truth is, along with a new vision
of what it is to be the subject of such a truth.
This pairing of subject and truth goes back a long way. It is one of the oldest
pairings in the entire history of philosophy. Moreover, the idea that the root of
this pairing lies in a thinking of pure being, or being qua being, is not exactly
new either. But this is the whole point: Ray Brassier and Alberto Toscano are
convinced that the way in which I propose to link the three terms being, truth,
and subject, is novel and persuasive; perhaps because there are rigorously
exacting conditions for this linking. In order for being to be thinkable, it has to
be considered on the basis of the mathematical theory of multiplicities. In
order for a truth to come forth, a hazardous supplementing of being is
required, a situated but incalculable event. Lastly, in order for a subject to be
constituted, what must be deployed in the situation of this subject is a multiplicity that is anonymous and egalitarian, which is to say, generic.
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Author’s Preface
xv
What these essays, which my two friends have gathered and basically reinvented here, show – at least in my eyes – is that in order for the theoretical
triad of being, truth, and subject to hold, it is necessary to think the triad
that follows from it – which is to say the triad of the multiple (along with the
void), the event (along with its site) and the generic (along with the new
forms of knowledge which it allows us to force).
In other words, what we have here is the theoretical core of my philosophy, because this book exhibits, non-deductively, new technical concepts that
allow us to transcribe the classical problematic (being, truth, subject) into a
conceptual assemblage that is not only modern, but perhaps even ‘morethan-modern’ (given that the adjective ‘postmodern’ has been evacuated of all
content). These concepts are: mathematical multiplicity, the plurality of infinities, the void as proper name of being, the event as trans-being, fidelity, the
subject of enquiries, the generic and forcing. These concepts provide us with
the radically new terms required for a reformulation of Heidegger’s fundamental question: ‘What is it to think?’
But one of the aims of my translator friends is also to explain why my conception of philosophy – and hence my answer to the question about thinking
– requires that philosophy remain under the combined guard of the mathematical condition as well as the poetic condition. Generally, the contemporary philosophies that place themselves under the auspices of the poem
(e.g. in the wake of Heidegger) differ essentially from those that place themselves under the auspices of the matheme (e.g. the various branches of analytical philosophy). One of the peculiar characteristics of my own project is that
it requires both the reference to poetry and a basis in mathematics. It does
so, moreover, through a combined critique of the way in which Heidegger
uses poetry and the way analytical philosophers use mathematical logic. I
believe that this double requirement follows from the fact that at the core of
my thinking lies a rational denial of finitude, and the conviction that thinking, our thinking, is essentially tied to the infinite. But the infinite as form of
being is mathematical, while the infinite as resource for the power of language is poetic.
For a long time, Ray Brassier and Alberto Toscano hoped the title of this
book would be The Stellar Matheme. Perhaps this is too esoteric an expression. But it encapsulates what is essential to my thinking. Thought is a
‘matheme’ insofar as the pure multiple is only thinkable through mathematical inscription. But thought is a ‘stellar matheme’ in so far as, like the
symbol of the star in the poetry of Mallarmé, it constitutes, beyond its own
empirical limits, a reserve of eternity.
A.B
Paris, Spring 2003
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SECTION I
Ontology is Mathematics
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CHAPTER 1
Mathematics and Philosophy
The Grand Style and the Little Style
In order to address the relation between mathematics and philosophy, we
must first distinguish between the grand style and the little style.
The little style painstakingly constructs mathematics as an object for philosophical scrutiny. I call it ‘the little style’ because it assigns mathematics a
subservient role, as something whose only function seems to consist in
helping to perpetuate a well-defined area of philosophical specialization. This
area of specialization goes by the name ‘philosophy of mathematics’, where
the genitive ‘of’ is objective. The philosophy of mathematics can in turn be
inscribed within an area of specialization that goes by the name ‘epistemology
and history of science’; an area possessing its own specialized bureaucracy in
those academic committees and bodies whose role it is to manage a personnel
comprising teachers and researchers.
But in philosophy, specialization invariably gives rise to the little style. In
Lacanian terms, we could say that it collapses the discourse of the Master –
which is rooted in the master-signifier, the S1 that gives rise to a signifying
chain – onto the discourse of the University, that perpetual commentary
which is well represented by the second moment of all speech, the S2 which
exists by making the Master disappear through the usurpation of commentary.
The little style, which is characteristic of the philosophy and epistemology
of mathematics, strives to dissolve the ontological sovereignty of mathematics, its aristocratic self-sufficiency, its unrivalled mastery, by confining its
dramatic, almost baffling existence to a stale compartment of academic
specialization.
The most telling feature of the little style is the manner in which it exerts
its grip upon its object through historicization and classification. We could
characterize this object as a neutered mathematics, one which is the exclusive
preserve of the little style precisely because it has been created by it.
When the goal is to eliminate a frightening master-signifier, classification
and historicization are the hallmarks of a very little style.
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Let me straightaway provide a genuinely worthy instance of the little style;
in other words, a great example of the little style. I refer to the ‘philosophical
remarks’ that conclude a truly remarkable work entitled Foundations of SetTheory, whose second edition, from which I am quoting here, dates from
1973. I call it great because, among other things, it was written by three firstrate logicians and mathematicians: Abraham Fraenkel, Yehoshua Bar-Hillel
and Azriel Levy. This book’s concluding philosophical paragraph baldly
states that:
Our first problem regards the ontological status of sets – not of this or the
other set, but sets in general. Since sets, as ordinarily understood, are what
philosophers call universals, our present problem is part of the well-known
and amply discussed problem of the ontological status of universals.1
Let us immediately note three features of this brief paragraph, with which
any adept of the little style would unhesitatingly concur.
Firstly, what is at stake is not what mathematics might entail for ontology,
but rather the specific ontology of mathematics. In other words, mathematics
here simply represents a particular instance of a ready-made philosophical
question, rather than something capable of challenging or undermining that
question, and still less something capable of providing a paradoxical or
dramatic solution for it.
Secondly, what is this ready-made philosophical question? It is actually a
question concerning logic, or the capacities of language. In short, the
question of universals. Only by way of a preliminary reduction of mathematical problems to logical and linguistic problems does one become able to
shoehorn mathematics into the realm of philosophical questioning and transform it into a specialized objective region subsumed by philosophy. This
particular move is a fundamental hallmark of the little style.
Thirdly, the philosophical problem is in no sense sparked or provoked by
the mathematical problem; it has an independent history and, as the authors
remind us, featured prominently in ‘the scholastic debates of the middle
ages’. It is a classical problem, with regard to which mathematics represents
an opportunity for an updated, regional adjustment.
This becomes apparent when we consider the classificatory zeal exhibited
by the authors when they come to outline the possible responses to the
problem:
The three main traditional answers to the problem of universals, stemming
from medieval discussions, are known as realism, nominalism, and conceptualism. We shall not deal here with these lines of thought in their traditional
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Mathematics and Philosophy
5
version but only with their modern counterparts known as Platonism, neonominalism, and neo-conceptualism (though we shall mostly omit the prefix
‘neo-’ since we shall have no opportunity to deal with the older versions).
In addition, we shall deal with a fourth attitude which regards the whole
problem of the ontological status of universals in general and of sets in
particular as a metaphysical pseudo-problem.2
Clearly, the philosophical incorporation of mathematics carried out by the
little style amounts to a neo-classical operation pure and simple. It assumes
that mathematics can be treated as a particular area of philosophical concern;
that this treatment necessarily proceeds through a consideration of logic and
language; that it is entirely compatible with ready-made philosophical categories; and that it leads to a classification of doctrines in terms of proper
names.
There is an old technical term in philosophy for this kind of neo-classicist
approach: scholasticism.
Where mathematics is concerned, the little style amounts to a regional
scholasticism.
We find a perfect example of this regional scholasticism in an intervention
by Pascal Engel, Professor at the Sorbonne, in a book called Mathematical
Objectivity.3 In the course of a grammatical excursus concerning the status of
statements, Engel manages to use no less than twenty-five classificatory
syntagms. These are, in their order of appearance in this little jewel of scholasticism: Platonism, ontological realism, nominalism, phenomenalism,
reductionism, fictionalism, instrumentalism, ontological antirealism, semantic
realism, semantic antirealism, intuitionism, idealism, verificationism, formalism, constructivism, agnosticism, ontological reductionism, ontological
inflationism, semantic atomism, holism, logicism, ontological neutralism,
conceptualism, empirical realism and conceptual Platonism. Moreover,
remarkable though it is, Engel’s compulsive labelling in no way exhausts the
possible categorial permutations. These are probably infinite, which is why
scholasticism is assured of a busy future, even if, in conformity with the
scholastic injunction to intellectual ‘seriousness’, its work is invariably
carried out in teams.
Nevertheless, it is possible to sketch a brief survey of modern scholasticism
in the company of Fraenkel, Bar-Hillel and Levy. First, they propose definitions for each of the fundamental approaches. Then they cautiously point out
that, as we have already seen with Engel, there are all sorts of intermediary
positions. Finally, they designate the purest standard-bearers for each of the
four positions.
Let’s take a closer look.
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Theoretical Writings
First, the definitions. In the following passage, the word ‘set’ is to be
understood as designating any mathematical configuration that can be
defined in rigorous language:
A Platonist is convinced that corresponding to each well-defined (monadic)
condition there exists, in general, a set, or class, which comprises all and
only those entities that fulfil this condition and which is an entity in its
own right of an ontological status similar to that of its members.
A neo-nominalist declares himself unable to understand what other people
mean when they are talking about sets unless he is able to interpret their
talk as a façon de parler. The only language he professes himself to
understand is a calculus of individuals, constructed as a first-order
theory.
There are authors who are attracted neither by the luscious jungle flora
of Platonism nor by the ascetic desert landscape of neo-nominalism.
They prefer to live in the well-designed and perspicuous orchards of neoconceptualism. They claim to understand what sets are, though the
metaphor they prefer is that of constructing (or inventing) rather than that
of singling out (or discovering), which is the one cherished by the Platonists . . . [T]hey are not ready to accept axioms or theorems that would
force them to admit the existence of sets which are not constructively
characterizable.4
Thus the Platonist admits the existence of entities that are indifferent to
the limits of language and transcend human constructive capacities; the
nominalist only admits the existence of verifiable individuals fulfilling a
transparent syntactic form; and the conceptualist demands that all existence
be subordinated to an effective construction, which is itself dependent upon
the existence of entities that are either already evident or constructed.
Church or Gödel can be invoked as uncompromising Platonists; Hilbert or
Brouwer as unequivocal conceptualists; and Goodman as a rabid nominalist.
We have yet to mention the approach which remains radically agnostic, the
one that always comes in fourth place. Following thesis 1 (‘Sets have a real
existence as ideal entities independent of the mind’), thesis 2 (‘Sets exist only
as individual entities validating linguistic expressions’), and thesis 3 (‘Sets
exist as mental constructions’), comes thesis 4, the supernumerary thesis:
‘The question about the way in which sets exist has no meaning outside a
given theoretical context’:
The prevalent opinions [i.e. Platonism, nominalism and conceptualism] are
caused by a fusion of, and confusion between, two different questions: the
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Mathematics and Philosophy
7
one whether certain existential sentences can be proved, or disproved, or
shown to be undecidable, within a given theory, the other whether this
theory as a whole should be accepted.5
Carnap, the theoretician most representative of this clarificatory approach,
suggests that the first problem, which depends on the resources of the theory
in question, is a purely technical one, and that the second problem boils
down to a practical issue that can only be decided according to various
criteria, which Fraenkel et al. summarize as:
[L]ikelihood of being consistent, ease of maneuverability, effectiveness in
deriving classical analysis, teachability, perhaps possession of standard
models, etc.6
It is by failing to distinguish between these two questions that one ends up
formulating meaningless metaphysical problems such as: ‘Are there nondenumerable infinite sets?’ – a question that can only lead to irresolvable and
ultimately sterile controversies because it mistakenly invokes existence in an
absolute rather than merely theory-relative sense.
Clearly then, the little style encompasses all four of these options, and
holds sway whether one adopts a realist, linguistic, constructivist or purely
relativist stance vis-à-vis the existence of mathematical entities.
But this is because one has already presupposed that philosophy relates to
mathematics through a critical examination of its objects, that it is the mode
of existence of these objects that has to be interrogated, and that there are
ultimately four ways of conceiving of that existence: as intrinsic; as nothing
but the correlate of a name; as a mental construction; or as a variable pragmatic correlate.
The grand style is entirely different. It stipulates that mathematics
provides a direct illumination of philosophy, rather than the opposite, and
that this illumination is carried out through a forced or even violent intervention at the core of these issues.
I will now run through five majestic examples of the grand style:
Descartes, Spinoza, Kant, Hegel and Lautréamont.
First example: Descartes, Regulae ad directionem ingenii, ‘Rules for the
Direction of the Mind’, Rule II:
This furnishes us with an evident explanation of the great superiority in
certitude of Arithmetic and Geometry to other sciences. The former alone
deal with an object so pure and uncomplicated, that they need make no
assumptions at all which experience renders uncertain, but wholly consist
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in the rational deduction of consequences. They are on that account much
the easiest and clearest of all, and possess an object such as we require, for
in them it is scarce humanly possible for anyone to err except by inadvertence. . . .
But one conclusion now emerges out of these considerations, viz, not
indeed, that Arithmetic and Geometry are the sole sciences to be studied,
but only that in our search for the direct road towards truth we should
busy ourselves with no object about which we cannot attain a certitude
equal to that of the demonstrations of Arithmetic and Geometry.7
For Descartes, mathematics clearly provides the paradigm for philosophy,
a paradigm of certainty. But it is important not to confuse the latter with a
logical paradigm. It is not proof that lies behind the paradigmatic value of
mathematics for the philosopher. Rather, it is the absolute simplicity and
clarity of the mathematical object.
Second example: Spinoza, appendix to Book One of the Ethics, a text dear
to Louis Althusser:
So they maintained it as certain that the judgments of the gods far surpass
man’s grasp. This alone, of course, would have caused the truth to be
hidden from the human race to eternity, if mathematics, which is
concerned not with ends, but only with the essences and properties of
figures, had not shown men another standard of truth. . . .
That is why we have such sayings as: ‘So many heads, so many attitudes’,
‘everyone finds his own judgment more than enough’, and ‘there are as
many differences of brains as of palates’. These proverbs show sufficiently
that men judge things according to the disposition of their brain, and
imagine, rather than understand them. For if men had understood them,
the things would at least convince them all, even if they did not attract
them all, as the example of mathematics shows.8
It would be no exaggeration to say that, for Spinoza, mathematics governs
the historial destiny of knowledge, and hence the economy of freedom, or
beatitude. Without mathematics, humanity languishes in the night of superstition, which can be summarized by the maxim: there is something we
cannot think. To which it is necessary to add that mathematics also teaches
us something essential: that whatever is thought truly is immediately shared.
Mathematics shows that whatever is understood is radically undivided. To
know is to be absolutely and universally convinced.
Third example: Kant, Critique of Pure Reason, Preface to the second
edition:
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In the earliest times to which the history of human reason extends, mathematics, among that wonderful people, the Greeks, had already entered
upon the sure path of science. But it must not be supposed that it was as
easy for mathematics as it was for logic – in which reason has to deal with
itself alone – to light upon, or rather construct for itself, that royal road.
On the contrary, I believe that it long remained, especially among the
Egyptians, in the groping stage, and that the transformation must have
been due to a revolution brought about by the happy thought of a single
man, the experiments which he devised marking out the path upon which
the science must enter, and by following which, secure progress
throughout all time and in endless expansion is infallibly secured . . .
A new light flashed upon the mind of the first man (be he Thales or some
other) who demonstrated the properties of the isosceles triangle. The true
method, so he found, was not to inspect what he discerned either in the
figure, or in the bare concept of it, and from this, as it were, to read off its
properties; but to bring out what was necessarily implied in the concepts
that he has himself formed a priori and had put into the figure in the
construction by which he presented it to himself.9
Thus Kant thinks, firstly, that mathematics secured for itself from its very
origin the sure path of a science. Secondly, that the creation of mathematics
is tantamount to an absolute historical singularity, a ‘revolution’ – so much
so that its emergence deserves to be singularized: it was due to the felicitous
thought of a single man. Nothing could be further from a historicist or
culturalist explanation. Thirdly, Kant thinks that, once opened up, the path
is infinite, in time as well as in space. This universalism is a concrete universalism because it is the universalism of a trajectory of thought that can always
be retraced, irrespective of the time or the place. And fourthly, Kant sees in
mathematics something that marks the perpetual rediscovery of its paradigmatic function, the inaugural conception of a type of knowledge that is
neither empirical (it is not what can be discerned in the figure), nor formal (it
does not consist in the pure, static, identifiable properties of the concept).
Thus mathematics paves the way for the critical representation of thinking,
which consists in seeing knowledge as an instance of non-empirical production or construction, a sensible construction that is adequate to the constituting a priori. In other words, ‘Thales’ is the putative name for a revolution
that extends to the entirety of philosophy – which is to say that Kant’s
critical project amounts to an examination of the conditions of possibility
that underlie Thales’ construction.
Fourth example: Hegel, Science of Logic, the lengthy Remark that follows
the explication of the infinity of the quantum:
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[I]n a philosophical respect the mathematical infinite is important because
underlying it, in fact, is the notion of the genuine infinite and it is far
superior to the ordinary so-called metaphysical infinite on which are based
the objections to the mathematical infinite. . . .
It is worthwhile considering more closely the mathematical concept of the
infinite together with the most noteworthy of the attempts aimed at justifying its use and eliminating the difficulty with which the method feels
itself burdened. The consideration of these justifications and characteristics
of the mathematical infinite which I shall undertake at some length in this
Remark will at the same time throw the best light on the nature of the true
Notion itself and show how this latter was vaguely present as a basis for
those procedures.10
The decisive point here is that, for Hegel, mathematics and philosophical
speculation share a fundamental concept: the concept of the infinite. More
particularly, the destitution of the metaphysical concept of infinity – in other
words, the destitution of classical theology – is initially undertaken through
the determination of the mathematical concept of the infinite. Hegel
obviously has in mind the creation of the differential and integral calculus
during the seventeenth and eighteenth centuries. He wants to show how the
true (i.e. dialectical) conception of the infinite makes its historical appearance
under the auspices of mathematics. His method is remarkable: it consists in
examining the contradictory labour of the Notion in so far as the latter can
be seen to be at work within the mathematical text itself. The Notion is both
active and manifest, it ruins the transcendent theological concept of the
infinite, but it is not yet the conscious knowledge of its own activity. Unlike
the metaphysical infinite, the mathematical infinite is the same as the good
infinite of the dialectic. But it is the same only according to the difference
whereby it does not yet know itself as the same. In this instance, as in Plato
or in my own work, philosophy’s role consists in informing mathematics of
its own speculative grandeur. In Hegel, this takes the form of a detailed
examination of what he refers to as the ‘justifications and characteristics’ of
the mathematical concept of the infinite; an examination which, for him,
consists in carrying out a meticulous analysis of the ideas of Euler and
Lagrange. Through this analysis, one sees how the mathematical conception
of the infinite, which for Hegel is still hampered by ‘the difficulty with which
the method feels itself burdened’, harbours within itself the affirmative
resource of a genuinely absolute conception of quantity.
It seems fitting that we should conclude this survey of the grand style with
a figure who straddles the margin between philosophy and the poem: Isidore
Ducasse, aka the Comte de Lautréamont. Like Rimbaud and Nietzsche,
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Lautréamont, using the post-Romantic name ‘Maldoror’, wants to bring
about a denaturing of man, a transmigration of his essence, a positive
becoming-monster. In other words, he wants to carry out an ontological
deregulation of all the categories of humanism. Mathematics plays a crucial
auxiliary role in this task. Here is a passage from Book II of Maldoror:
O rigorous mathematics, I have not forgotten you since your wise lessons,
sweeter than honey, filtered into my heart like a refreshing wave. Instinctively, from the cradle, I had longed to drink from your source, older than
the sun, and I continue to tread the sacred sanctuary of your solemn
temple, I, the most faithful of your devotees. There was a vagueness in my
mind, something thick as smoke; but I managed to mount the steps which
lead to your altar, and you drove away this dark veil, as the wind blows the
draught-board. You replaced it with excessive coldness, consummate
prudence and implacable logic. . . . Arithmetic! Algebra! Geometry! Aweinspiring trinity! Luminous triangle! He who has not known you is a fool!
He would deserve the ordeals of the greatest tortures; for there is blind
disdain in his ignorant indifference . . . But you, concise mathematics, by
the rigorous sequence of your unshakeable propositions and the constancy
of your iron rules, give to the dazzled eyes a powerful reflection of that
supreme truth whose imprint can be seen in the order of the universe. . . .
Your modest pyramids will last longer than the pyramids of Egypt, those
anthills raised by stupidity and slavery. And at the end of all the centuries
you will stand on the ruins of time, with your cabbalistic ciphers, your
laconic equations and your sculpted lines, on the avenging right of the
Almighty, whereas the stars will plunge despairingly, like whirlwinds in
the eternity of horrible and universal night, and grimacing mankind will
think of settling its accounts at the Last Judgment. Thank you for the
countless services you have done me. Thank you for the alien qualities
with which you enriched my intellect. Without you in my struggle against
man I would perhaps have been defeated.11
This is an arresting text. It develops around mathematics a kind of icy
consecration, fairly reminiscent of the dialectical significance of the great
Mallarméan symbols: the star, ‘cold from forgetfulness and obsolescence’;12
the mirror, ‘frozen in [its] frame’;13 the tomb, ‘the solid sepulchre wherein all
things harmful lie’;14 and the ‘hard lake haunted beneath the ice by the transparent glaciers of flights never flown’.15 All of which seems to evoke a glacial
anti-humanism. But in Lautréamont, the ‘excessive coldness’ of mathematics
is coupled with a monumental aspect, a sort of Masonic symbolism of
eternity: the ‘luminous triangle’, the ‘constancy of iron rules’, the pyramid . . .
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Just as Nietzsche wished to surpass Christ and announce the advent of
Dionysus by having Zarathustra speak in the language of the Gospels (‘in
truth’, ‘I say unto you’, etc.), Lautréamont, by coupling Masonic esotericism
with Old Testament language, wants to delineate the monstrous becoming to
which an exhausted, defiled mankind is destined. In this regard, mathematics, which is divided into algebra, arithmetic and geometry – i.e. ‘laconic
equations’, ‘cabbalistic ciphers’ and ‘sculpted lines’ – renders an indispensable service: it imposes on us a kind of implacable eternity which directly
challenges the humanist conception of man. Mathematics is, in effect, ‘older
than the sun’ and will remain intact ‘on the ruins of time’. Mathematics is
the discipline and the severity, the immutability and the image of ‘that
supreme truth’. This is only a short step away from saying that mathematics
inscribes being as such; a step which, as you know, I have taken. But for
Lautréamont, mathematics is something even better: it is what furnishes the
intellect with ‘alien qualities’. This is an essential point: there is no intrinsic
harmony between mathematics and the human intellect. The exercise of
mathematics, the lessons – ‘sweeter than honey’ – that it teaches, is the
exercise of an alteration, an estrangement of intelligence. And it is first and
foremost through this resource of strangeness that mathematical eternity
subverts ordinary thinking. Here we have the profound reason why, without
mathematics, without the infection of conventional thinking by mathematics,
Maldoror would not have prevailed in his fundamental struggle against
humanist man, in his struggle to bring forth the free monster beyond
humanity of which man is capable.
On all these points, from glacial anti-humanism to the trans-human advent
of truths, I think I may well be Isidore Ducasse’s one and only genuine
disciple. Why then do I call myself a Platonist rather than a Ducassean or a
son of Maldoror?
Because Plato says exactly the same thing.
Like Isidore Ducasse, Plato claims that mathematics undoes doxa and
defeats the sophist. Without mathematics there could never arise, beyond
existing humanity, those philosopher-kings who represent the overman’s allegorical name in the conceptual city erected by Plato. If there is to be any
chance of seeing these philosopher-kings appear, the young must be taught
arithmetic, plane geometry, solid geometry and astronomy for at least ten
years. For Plato, what is admirable about mathematics is not just that, as is
well known, it sets its sights on pure essences, on the idea as such, but also
that its utility can be explicated in terms of the only pragmatics of any worth
for a man who has risen beyond man, which is to say, in terms of war.
Consider for example this passage from The Republic, Book 7, 525c (which I
have taken the liberty to retranslate):
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Socrates: So our overman must be both philosopher and soldier?
Glaucon: Of course.
Socrates: Then a law must be passed – immediately.
Glaucon: A law? Why a law, in God’s name? What law?
Socrates: A law stipulating the teaching of higher arithmetic, you dullard.
But we’ll have trouble.
Glaucon: Trouble? Why?
Socrates: Take a young fellow who wants to become admiral of the fleet, or
minister, or president, or something of that ilk. A young hotshot straight
out of the LSE or Yale. Do you imagine he’ll be rushing to enrol at the
institute of higher arithmetic? We’ll have some serious convincing to do,
let me tell you.
Glaucon: I can’t imagine what we’re going to tell him.
Socrates: The truth. Something harsh. For example: ‘My dear fellow, if you
want to become minister or admiral, first you have to stop being such an
agreeable young man, a common yuppie. Take numbers, for instance, do
you know what numbers are? I’m not talking about what you need to know
to carry out your petty little business transactions, or count whatever it is
you’re flogging on the market! I’m talking about number in so far as you
contemplate it in its eternal essence through the sheer power of your yuppie
intellect, which I promise to de-yuppify! Number such as it exists in war, in
the terrible reckoning of weapons and corpses. But above all, number as
what brings about a complete upheaval in thinking, as what erases approximation and becoming to make way for being as such, as well as its truth.’
Glaucon: After hearing your little speech, I think our yuppie friend will
run like hell, scared out of his wits.
This is what I mean by the grand style: arithmetic as an instance of stellar
and warlike inhumanity!
It should come as no surprise, then, that today we see mathematics being
attacked systematically from all sides. Just as politics is being systematically
attacked in the name of economic and state management; or art systematically
attacked in the name of cultural relativity; or love systematically attacked in
the name of a pragmatics of sex. The little style of epistemological specialization is merely an unwitting pawn in this attack. So we have no choice: if we
are to defend ourselves – ‘we’ who speak on behalf of philosophy itself and of
the supplementary step it can and must take – we have to find the new terms
required for the grand style.
But let us first recapitulate the teaching of our admirable predecessors.
It is obvious that for each of them, the confrontation with mathematics is
an absolutely indispensable condition for philosophy as such; a condition that
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is at once descriptively external and prescriptively immanent for philosophy.
This holds even where there are enormous divergences as to what constitutes
the fundamental project of philosophy. For Plato, it consists in creating a
new conception of politics. For Descartes, in enlarging the scope of absolute
certainty to encompass the essential questions of life. For Spinoza, in
attaining the intellectual love of God. For Kant, in knowing exactly where to
draw the line between faith and knowledge. For Hegel, in showing the
becoming-subject of the absolute. For Lautréamont, in disfiguring and overcoming humanist man. But in each case, it is a question of giving thanks to
‘rigorous mathematics’. It doesn’t matter whether philosophy is conceived of
as a rationalism tied to transcendence, as it is from Descartes to Lacan; as a
vitalist immanentism, as it is from Spinoza to Deleuze; as pious criticism, as
it is from Kant to Ricoeur; as a dialectic of the absolute, as it is from Hegel
to Mao Zedong; or an aestheticist creationism, as it is from Lautréamont to
Nietzsche. For the founders of each of these lineages, it still remains the case
that the cold radicality of mathematics is the necessary exercise through
which is forged a thinking subject adequate to the transformations he will be
forced to undergo.
Exactly the same holds in my case. I have assigned philosophy the task of
constructing thought’s embrace of its own time, of refracting newborn truths
through the unique prism of concepts. Philosophy must intensify and gather
together, under the aegis of systematic thinking, not just what its time
imagines itself to be, but what its time is – albeit unknowingly – capable of.
And in order to do this, I too had to laboriously set down my own lengthy
‘thank you’ to rigorous mathematics.
Let me put it as bluntly as possible: if there is no grand style in the way
philosophy relates to mathematics, then there is no grand style in philosophy
full stop.
In 1973, Lacan, using a ‘we’ that, for all its imperiousness, included both
psychoanalysts and psychoanalysis, declared: ‘Mathematical formalization is
our goal, our ideal.’16 Using the same rhetoric, and a ‘we’ that now includes
both philosophers and philosophy, I say: ‘Mathematics is our obligation, our
alteration.’
***
None of the partisans of the grand style ever believed that the philosophical
identification of mathematics had to proceed by way of a logicizing or
linguistic reduction. Suffice it to say that for Descartes, it is the intuitive
clarity of ideas that founds the mathematical paradigm, not the automatic
character of the deductive process, which is merely the uninteresting, scho-
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lastic aspect of mathematics. Similarly, for Kant, the historial destiny of
mathematics as construction of the concept in intuition constitutes a revolution that is entirely independent of the destiny of logic, which is already
complete and has simply been treading water since the time of its founder,
Aristotle. Hegel examines the foundation of a concept, that of the infinite,
and disregards the apparel of proof. And although Lautréamont certainly
appreciates the iron necessity of the deductive process and the coherence of
figures, what is most important for him in mathematics is its icy discipline
and power of eternal survival. As for Spinoza, he sees salvation as residing in
the ontology that underlies mathematics, which is to say, in a conception of
being shorn of every appeal to meaning or purpose, and prizing only the
cohesiveness of consequences.
There is not a single mention of language in all this.
Let us be blunt and remark in passing that, in this regard, Wittgenstein,
despite the cunning of his sterilized loquacity and despite the undeniable
formal beauty of the Tractatus – without doubt one of the masterpieces of
anti-philosophy – must be counted among the architects of the little style,
whose principle he sets out with his customary brutality. Thus, in proposition 6.21 of the Tractatus, he declares: ‘A proposition of mathematics does
not express a thought.’17 Or worse still, in his Remarks on the Foundations of
Mathematics, we find this sort of trite pragmatism, which is very fashionable
nowadays:
I should like to ask something like: ‘Does every calculation lead you to
something useful? In that case, you have avoided contradiction. And if it
does not lead you to anything useful then what difference does it make if
you run into a contradiction?’18
We can forgive Wittgenstein. But not those who shelter behind his
aesthetic cunning (whose entire impetus is ethical, i.e. religious) the better to
adopt the little style once and for all and (vainly) try to throw to the modern
lions of indifference those determined to remain faithful to the grand style.
In any case, our maxim is: philosophy must enter into logic via mathematics,
not into mathematics via logic.
In my work this translates into: mathematics is the science of being qua
being. Logic pertains to the coherence of appearance. And if the study of
appearance also mobilizes certain areas of mathematics, this is simply
because, following an insight formalized by Hegel but which actually goes
back to Plato, it is of the essence of being to appear. This is what maintains
the form of all appearing within a mathematizable transcendental order. But
here, once again, transcendental logic, which is a part of mathematics tied to
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contemporary sheaf theory, holds sway over formal or linguistic logic, which
is ultimately no more than a superficial translation of the former.
Reiterating the ‘we’ I used earlier, I will say: Mathematics teaches us about
what must be said concerning what is; not about what it is permissible to say
concerning what we think there is.
***
Mathematics provides philosophy with a weapon, a fearsome machine of
thought, a catapult aimed at the bastions of ignorance, superstition and
mental servitude. It is not a docile grammatical region. For Plato, mathematics is what allows us to break free from the sophistical dictatorship of
linguistic immediacy. For Lautréamont, it is what releases us from the
moribund figure of the human. For Spinoza, it is what breaks with superstition. But you have read their texts. Some today would have us believe that
mathematics itself is relative, prejudiced and inconsistent, needlessly aristocratic, or alternately, subservient to technology. You should be aware that
this propaganda is trying to undermine what has always been most implacably opposed to spiritualist approximation and gaudy scepticism, the sickly
allies of flamboyant nihilism. For the truth is that mathematics does not
understand the meaning of the claim ‘I cannot know’. The mathematical
realm does not acknowledge the existence of spiritualist categories such as
those of the unthinkable and the unthought, supposedly exceeding the
meagre resources of human reason; or of those sceptical categories which
claim we cannot ever provide a definitive solution to a problem or a definitive
answer to a serious question.
The other sciences are not so reliable in this regard. Quentin Meillassoux
has convincingly argued that physics provides no bulwark against spiritualist
(which is to say obscurantist) speculation, and biology – that wild empiricism
disguised as science – even less so. Only in mathematics can one unequivocally maintain that if thought can formulate a problem, it can and will solve
it, regardless of how long it takes. For it is also in mathematics that the
maxim ‘Keep going!’, the only maxim required in ethics, has the greatest
weight. How else are we to explain the fact that the solution to a problem
formulated by Fermat more than three centuries ago can be discovered
today? Or that today’s mathematicians are still actively engaged in proving or
disproving conjectures first proposed by the Greeks more than two thousand
years ago? There can be no doubt that mathematics conceived in the grand
style is warlike, polemical, fearsome. And it is by donning the contemporary
matheme like a coat of armour that I have undertaken, alone at first, to undo
the disastrous consequences of philosophy’s ‘linguistic turn’; to demarcate
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philosophy from phenomenological religiosity; to re-found the metaphysical
triad of being, event and subject; to take a stand against poetic prophesying;
to identify generic multiplicities as the ontological form of the true; to assign
a place to Lacanian formalism; and, more recently, to articulate the logic of
appearing.
Let’s say that, as far as we’re concerned, mathematics is always more or
less equivalent to the bulldozer with which we remove the rubble that
prevents us from constructing new edifices in the open air.
The principal difficulty probably resides in the assumption that mathematical competence requires years of initiation. Whence the temptation, for the
philosophical demagogue, either to ignore mathematics altogether or act as if
the most primitive rudiments are enough in order to understand what is
going on there. In this regard, Kant set a very bad example by encouraging
generations of philosophers to believe that they could grasp the essence of
mathematical judgement through a single example like 7 + 5 = 12. This is a
bit like someone saying that one can grasp the relation between philosophy
and poetry by reciting:
Humpty Dumpty sat on the wall,
Humpty Dumpty had a great fall.
All the king’s horses and all the king’s men
Couldn’t put Humpty together again!
After all, this is just a bunch of verses, just as 7 + 5 = 12 is just a bunch of
numbers.
It is striking that, whether one considers a philosophical text written in the
little style or one written in the grand style, no justification whatsoever seems
to be required for quoting poetry, but no-one would ever dream of quoting a
piece of mathematical reasoning. No-one seems to consider it acceptable to
dispense with Hölderlin or Rimbaud or Pessoa in favour of Humpty
Dumpty, or to ditch Wagner for Julio Iglesias. But as soon as it is a question
of mathematics, the reader either simply loses interest or immediately associates it with the little style, which is to say, with epistemology, the history of
science, specialization.
This was not Plato’s point of view, nor that of any of the great philosophers. Plato very often quotes poetry, but he also quotes theorems, ones
which are probably deemed relatively easy by today’s standards, but were
certainly demanding when Plato was writing: thus, in the Meno for instance,
the construction of the square whose surface is double that of a given square.
I claim the right to quote instances of mathematical reasoning, provided
they are appropriate to the philosophical theses in the context of which they
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are being inscribed, and the knowledge required for understanding them has
already been made available to the reader. Give us an example, I hear you
say. But I’m not going to give you an example of an example, because I’ve
already provided hundreds of real examples, integrated into the movement of
thought. So I will mention two of these movements instead: the presentation
of Dedekind’s doctrine of number in Chapter 4 of Number and Numbers,19
and the consideration of the point of excess in Meditation 7 of Being and
Event.20 Consult them, read them, using the reminders, cross-references and
the glossary I have provided in each book. And anyone who still claims not
to understand should write to me telling me exactly what it is they don’t
understand – otherwise, I fear, we’re simply dealing with excuses for the
reader’s laziness. Philosophers are able to understand a fragment by Anaximander, an elegy by Rilke, a seminar on the real by Lacan, but not the
2,500-year-old proof that there are an infinity of prime numbers. This is an
unacceptable, anti-philosophical state of affairs; one which only serves the
interests of the partisans of the little style.
I have spoken of bulldozers and rubble. Which contemporary ruins do I
have in mind? I think Hegel saw it before anyone else: ultimately, mathematics proposes a new concept of the infinite. And on the basis of this
concept, it allows for an immanentization of the infinite, separating it from
the One of theology. Hegel also saw that the algebraists of his time, like
Euler and Lagrange, had not quite grasped this: it is only with Baron Cauchy
that the thorny issue of the limit of a series is finally settled, and not until
Cantor that light is finally thrown on the august question of the actual
infinite. Hegel thought this confusion was due to the fact that the ‘true’
concept of the infinite belonged to speculation, so that mathematics was
merely its unconscious bearer, its unwitting midwife. The truth is that the
mathematical revolution – the rendering explicit of what had always been
implicit within mathematics since the time of the Greeks, which is to say, the
thorough-going rationalization of the infinite – was yet to come, and in a
sense will always be yet to come, since we still do not know how to effect a
reasonable ‘forcing’ of the kind of infinity proper to the continuum. Nevertheless, we do know why mathematics radically subverts both empiricist
moderation and elegant scepticism: mathematics teaches us that there is no
reason whatsoever to confine thinking within the ambit of finitude. With
mathematics we know that, as Hegel would have said, the infinite is nearby.
Yet someone might object: ‘Well then, since we already know the result,
why not just be satisfied with it and leave it at that? Why continue with the
arid labour of familiarizing ourselves with new axioms, unprecedented
proofs, difficult concepts and inconceivably abstract theories?’ Because the
infinite, such as mathematics renders it amenable to the philosophical will, is
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not a fixed and irreversible acquisition. The historicity of mathematics is
nothing but the labour of the infinite, its ongoing and unpredictable
re-exposition. A revolution, whether French or Bolshevik, cannot exhaust the
formal concept of emancipation, even though it presents its real; similarly,
the mathematical avatars of the thought of the infinite do not exhaust the
speculative concept of infinite thought. The confrontation with mathematics
must constantly be reconstituted because the idea of the infinite only manifests itself through the moving surface of its mathematical reconfigurations.
This is all the more essential given that our ideas of the finite, and hence of
the philosophical virtualities latent in finitude, become retroactively displaced
and reinvigorated through those crises, revolutions and changes of heart that
affect the mathematical schema of the infinite. The latter is a moving front, a
struggle as silent as it is relentless, where nothing – no more there than elsewhere – announces the advent of perpetual peace.
What do the following notions have in common as regards their subtlest
consequences for thinking: the infinity of prime numbers as conceived by the
Greeks, the fact that a function tends toward infinity, the infinitely small in
non-standard analysis, regular or singular infinite cardinals, the existence of a
number-object in a topos, the way in which an operator grasps and projects
an untotalizable collection of algebraic structures onto a family of sets – not
to mention hundreds of other theoretical formulations, concepts, models and
determinations? Probably something that has to do with the fact that the
infinite is the intimate law of thought, its naturally anti-natural medium. But
in another regard, they have nothing at all in common. Nothing that would
allow one merely to reiterate and maintain a simplified, allusive relation with
mathematics. This is because, in the words of my late friend Gilles Chatelet,
the mathematical elaboration of thought is not of the order of a mere linear
unfolding or straightforward logical consequence. It comprises decisive but
previously unknown gestures.21 One must begin again, because mathematics
is always beginning again and transforming its abstract panoply of concepts.
One has to begin studying, writing and understanding again that which is in
fact the hardest thing in the world to understand and whose abstraction is
the most insolent, because the philosophical struggle against the alliance of
finitude and obscurantism will only be rekindled through this recommencement.
This is why Mallarmé was wrong on at least one point. Like every great
poet, Mallarmé was engaged in a tacit rivalry with mathematics. He was
trying to show that a densely imagistic poetic line, when articulated within
the bare cadences of thinking, comprises as much if not more truth than the
extra-linguistic inscription of the matheme. This is why he could write, in a
sketch for Igitur:
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Infinity is born of chance, which you have denied. You, expired mathematicians – I, absolute projection. Should end in Infinity.22
The idea is clear: Mallarmé accuses mathematicians of denying chance and
thereby of fixing the infinite in the hereditary rigidity of calculation. In
Igitur, that rigidity is symbolized by the family. Whence the poetic, antimathematical operation which, Mallarmé believes, binds infinity to chance
and is symbolized by the dice-throw. Once the dice have been cast, and
regardless of the results, ‘infinity escapes the family’.23 This is why the mathematicians expire, and the abstract conception of the infinite along with
them, in favour of that impersonal absolute now represented by the hero.
But what Mallarmé has failed to see is how the operations through which
mathematics has reconfigured the conception of the infinite are constantly
affirming chance through the contingency of their recommencement. It is up
to philosophy to gather together or conjoin the poetic affirmation of infinity
drawn metaphorically from chance, and the mathematical construction of the
infinite, drawn formally from an axiomatic intuition. As a result, the injunction to mathematical beauty intersects with the injunction to poetic truth.
And vice versa.
There is a very brief poem by Álvaro De Campos, one of the heteronyms
used by Fernando Pessoa. De Campos is a scientist and engineer and his
poem succinctly summarizes everything I have been saying. You should be
able to memorize it right away. Here it is:
Newton’s binomial is as beautiful as the Venus de Milo.
The truth is few people notice it.24
Style – grand style – simply consists in noticing it.
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CHAPTER 2
Philosophy and Mathematics
Inf|nity and the End of Romanticism
What does the title ‘philosophy and mathematics’ imply about the relation
between these two disciplines? Does it indicate a difference? An influence? A
boundary? Or perhaps an indifference? For me it implies none of these. I
understand it as implying an identification of the modalities according to
which mathematics, ever since its Greek inception, has been a condition for
philosophy; an identification of the figures that have historically entangled
mathematics in the determination of the space proper to philosophy.
From a purely descriptive perspective, three of these modalities or figures
can be distinguished:
– Operating from the perspective of philosophy, the first modality sees in
mathematics an approximation, or preliminary pedagogy, for questions
that are otherwise the province of philosophy. One acknowledges in
mathematics a certain aptitude for thinking ‘first principles’, or for
knowledge of being and truth; an aptitude that becomes fully realized in
philosophy. We will call this the ontological modality of the relation
between philosophy and mathematics.
– The second modality is the one that treats mathematics as a regional
discipline, an area of cognition in general. Philosophy then sets out to
examine what grounds this regional character of mathematics. It will
both classify mathematics within a table of forms of knowledge, and
reflect on the guarantees (of truth or correctness) for the discipline that
has been so classified. We will call this the epistemological modality.
– Finally, the third modality posits that mathematics is entirely disconnected from the questions, or questioning, proper to philosophy.
According to this vision of things, mathematics is a register of language
games, a formal type, or a singular grammar. In any case, mathematics
does not think anything. In its most radical form, this orientation
subsumes mathematics within a generalized technics that carries out an
unthinking manipulation of being, a levelling of being as pure standing-
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reserve. We will call this modality the critical modality, because it
accomplishes a critical disjunction between the realm proper to mathematics on the one hand, and that of thinking as what is at stake in philosophy on the other.
The question I would like to ask is the following: how do things stand
today as far as the articulation of these three modalities is concerned? How
are we to situate philosophy’s mathematical condition from the perspective of
philosophy? And the thesis I wish to uphold takes the form of a gesture
whereby mathematics is to be re-entangled into philosophy’s innermost structure; a structure from which it has, in actuality, been excluded.1 What is
required today is a new conditioning of philosophy by mathematics, a conditioning which we are doubly late in putting into place: both late with respect
to what mathematics itself indicates, and late with respect to the minimal
requirements necessary for the continuation of philosophy. What is ultimately at stake here can be formulated in terms of the following question,
which weighs upon us and threatens to exhaust us: can we be delivered,
finally delivered, from our subjection to Romanticism?
1. THE DISJUNCTION OF MATHEMATICS AS
PHILOSOPHICALLY CONSTITUTIVE OF
ROMANTICISM
Up to and including Kant, mathematics and philosophy were reciprocally
entangled, to the extent that Kant himself (following Descartes, Leibniz,
Spinoza, and many others) still sees in the mythic name of Thales a common
origin for mathematics and knowledge in general. For all these philosophers,
it is absolutely clear that mathematics alone allowed the inaugural break
with superstition and ignorance. Mathematics is for them that singular
form of thinking which has interrupted the sovereignty of myth. We owe
to it the first form of self-sufficient thinking, independent of any sacred
posture of enunciation; in other words, the first form of entirely secularized
thinking.
But the philosophy of Romanticism – and Hegel is decisive in this regard –
carried out an almost complete disentanglement of philosophy and mathematics. It shaped the conviction that philosophy can and must deploy a
thinking that does not at any moment internalize mathematics as condition
for that deployment. I maintain that this disentanglement can be identified as
the Romantic speculative gesture par excellence; to the point that it retroactively determined the Classical age of philosophy as one in which the
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philosophical text continued to be intrinsically conditioned by mathematics
in various ways.
The positivist and empiricist approaches, which have been highly influential during the last two centuries, merely invert the Romantic speculative
gesture. The claim that science constitutes the one and only paradigm for
the positivity of knowledge can be made only from within the completed
disentanglement of philosophy and the sciences. The anti-philosophical
verdict returned by the various forms of positivism overturns the antiscientific verdict returned by the various forms of Romantic philosophy, but
fails to interrogate its initial premise. It is striking that Heidegger and
Carnap disagree about everything, except the idea that it is incumbent upon
us to inhabit and activate the end of metaphysics. This is because for both
Heidegger and Carnap, the name ‘metaphysics’ designates the Classical era
of philosophy, the era in which mathematics and philosophy were still reciprocally entangled in a general representation of the operations of thought.
Carnap wants to purify the scientific operation, while Heidegger wishes to
oppose to science – in which he perceives the nihilist manifestation of
metaphysics – a path of thinking modelled on poetry. In this sense, both
remain heirs to the Romantic gesture of disentanglement, albeit in different
registers.
This perspective sheds light on the way in which various forms of positivism and empiricism – as well as that refined form of sophistry represented
by Wittgenstein – remain incapable of identifying mathematics as a type of
thinking, even at a time when any attempt to characterize it as something
else (as a game, a grammar, etc.) constitutes an affront to the available
evidence as well as to the sensibility of every mathematician. Essentially,
both logical positivism and Anglo-American linguistic sophistry claim – but
without the Romantic force that would accompany a lucid awareness of
their claim – that science is a technique for which mathematics provides
the grammar, or that mathematics is a game and the only important thing
is to identify its rule. Whatever the case may be, mathematics does not
think. The only major difference between the Romantic founders of what I
would call the second modern era (the first being the Classical one) and the
positivists or modern sophists, is that the former preserve the ideal of
thinking (in art, or philosophy), while the latter only admit forms of knowledge.
A significant aspect of the issue is that, for a great sophist like Wittgenstein, it is pointless to enter into mathematics. Wittgenstein, more casual in
this respect than Hegel, proposes merely to ‘brush up against’ mathematics,
to cast an eye upon it from afar, the way an artist might gaze upon some
chess players:
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The philosopher must twist and turn about so as to pass by the mathematical problems, and not run up against one – which would have to be
solved before he could go further.
His labour in philosophy is as it were an idleness in mathematics.
It is not that a new building has to be erected, or that a new bridge has to
be built, but that the geography as it now is, has to be described.2
But the trouble is that mathematics, which is an exemplary discipline of
thought, does not lend itself to any kind of description and is not representable in terms of the cartographic metaphor of a country to which one could
pay a quick visit. And in any case, it is impossible to be lazy in mathematics.
It is possibly the only kind of thinking in which the slightest lapse in concentration entails the disappearance, pure and simple, of what is being thought
about. Whence the fact that Wittgenstein is continuously speaking of something other than mathematics. He speaks of the impression he has of it from
afar and, more profoundly, of its symptomatic role in his own itinerary. But
this descriptive and symptomatological treatment takes it for granted that
philosophy can keep mathematics at a distance. This is exactly the standard
effect that the Romantic gesture of disentanglement seeks to achieve.
What is the crucial presupposition for the gesture whereby Hegel and his
successors managed to effect this long-lasting disjunction between mathematics on the one hand and philosophical discourse on the other? In my
opinion, this presupposition is that of historicism, which is to say, the temporalization of the concept. It was the newfound certainty that infinite or true
being could only be apprehended through its own temporality that led the
Romantics to depose mathematics from its localization as a condition for
philosophy. Thus the ideal and atemporal character of mathematical thinking
figured as the central argument in this deposition. Romantic speculation
opposes time and life as temporal ecstasis to the abstract and empty eternity
of mathematics. If time is the ‘existence of the concept’, then mathematics is
unworthy of that concept.
It could also be said that German Romantic philosophy, which produced
the philosophical means and the techniques of thought required for historicism, established the idea that the genuine infinite only manifests itself as a
horizonal structure for the historicity of the finitude of existence. But both the
representation of the limit as a horizon and the theme of finitude are entirely
foreign to mathematics, whose own concept of the limit is that of a presentpoint and whose thinking requires the presupposition of the infinity of its
site. For historicism, of which Romanticism is the philosopheme, mathematics, which links the infinite to the bounded power of the letter and whose
very acts repeal any invocation of time, could no longer be accorded a para-
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digmatic status, whether it be with regard to certainty or with regard to
truth.
We will here call ‘Romantic’ any disposition of thinking which determines
the infinite within the Open, or as horizonal correlate for a historicity of
finitude. Today in particular, what essentially subsists of Romanticism is the
theme of finitude. To re-intricate mathematics and philosophy is also, and
perhaps above all, to have done with finitude, which is the principal contemporary residue of the Romantic speculative gesture.
2. ROMANTICISM CONTINUES TO BE THE SITE FOR
OUR THINKING TODAY, AND THIS CONTINUATION
RENDERS THE THEME OF THE DEATH OF GOD
INEFFECTUAL
The question of mathematics, and of its localization by philosophy, has the
singular merit of providing us with a profound insight into the nature of our
own time. Beyond the claims – not so much heroic as empty – about an ‘irreducible modernity’, a ‘novelty still needing to be thought’, the persistence of
the disjunction between mathematics and philosophy seems to indicate that
Romanticism’s historicist core continues to function as the fundamental
horizon for our thinking. The Romantic gesture still holds sway over us
insofar as the infinite continues to function as a horizonal correlative and
opening for the historicity of finitude. Our modernity is Romantic to the
extent that it remains caught up in the temporal identification of the concept.
As a result, mathematics is here represented as a condition for philosophy
only from the standpoint of a radical disjunctive gesture, which persists in
opposing the historical life of thought and the concept to the empty and
formal eternity of mathematics.
Basically, if one considers the status ascribed to poetry and mathematics by
Plato, one sees how, ever since Romanticism, they have swapped places as
conditions. Plato wanted to banish poets and only allow geometers access to
philosophy. Today, it is the poem that lies at the heart of the philosophical
disposition and the matheme that is excluded from it. In our time, it is
mathematics which, although acknowledged in its scientific (i.e. technical)
aspect, is left to languish in a condition of exile and neglect by philosophers.
Mathematics has been reduced to a grammatical shell wherein sophists can
pursue their linguistic exercises, or to a morose area of specialization for
cobwebbed epistemologists. Meanwhile, the aura of the poem – seemingly
since Nietzsche, but actually since Hegel – glows ever brighter. Nothing
illuminates contemporary philosophy’s fundamental anti-Platonism more
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vividly than its patent reversal of the Platonic system of conditions for philosophy.
But if this is the case, then the question that concerns us here has nothing
to do with postmodernism. For the modern epoch comprises two periods, the
Classical and the Romantic, and our question regards post-romanticism. How
can we get out of Romanticism without lapsing into a neoclassical reaction?
This is the real problem, one whose genuine pertinence becomes apparent
once we start to see how, behind the theme of ‘the end of the avant-gardes’,
the postmodern merely dissimulates a classical–romantic eclecticism. If we
wish for a more precise formulation of this particular problem, an examination of the link between philosophy and mathematics is the only valid path I
know of. It is the only standpoint from which one has a chance of cutting
straight to the heart of the matter, which is nothing other than the critique of
finitude.
That this critique is urgently required is confirmed by the spectacle – also
very Romantic – of the increasing collusion between philosophy (or what
passes for philosophy) and religions of all kinds, since the collapse of Marxist
politics. Can we really be surprised at so-and-so’s rabbinical Judaism, or soand-so’s conversion to Islam, or another’s thinly veiled Christian devotion,
given that everything we hear boils down to this: that we are ‘consigned to
finitude’ and are ‘essentially mortal’? When it comes to crushing the infamy
of superstition, it has always been necessary to invoke the solid secular
eternity of the sciences. But how can this be done within philosophy if the
disentanglement of mathematics and philosophy leaves behind Presence and
the Sacred as the only things that make our being-mortal bearable?
The truth is that this disentanglement defuses the Nietzschean proclamation of the death of God. We do not possess the wherewithal to be atheists so
long as the theme of finitude governs our thinking.
In the deployment of the Romantic figure, the infinite, which becomes the
Open as site for the temporalization of finitude, remains beholden to the One
because it remains beholden to history. As long as finitude remains the
ultimate determination of existence, God abides. He abides as that whose
disappearance continues to hold sway over us, in the form of the abandonment, the dereliction, or the leaving-behind of Being.
There is a very tenacious and profound link between the disentanglement
of mathematics and philosophy and the preservation, in the inverted or
diverted form of finitude, of a non-appropriable or unnameable horizon of
immortal divinity. ‘Only a God can save us’, Heidegger courageously
proclaims, but once mathematics has been deposed, even those without his
courage continue to maintain a tacit God through the lack of being engendered by our co-extensiveness with time.
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Descartes was more of an atheist than we are, because eternity was not
something he lacked. Little by little, a generalized historicism is smothering
us beneath a disgusting veneer of sanctification.
When it comes to the effectiveness, if not the proclamation of the death of
God, the contemporary quandary in which we find outselves is a function of
the fact that philosophy’s neglect of mathematical thinking delivers the
infinite, through the medium of history, over to a new avatar of the One.
Only by relating the infinite back to a neutral banality, by inscribing
eternity in the matheme alone, by simultaneously abandoning historicism and
finitude, does it become possible to think within a radically deconsecrated
realm. Henceforth, the finite, which continues to be in thrall to an ethical
aura and to be grasped in the pathos of mortal-being, must only be conceived
of as a truth’s differential incision within the banal fabric of infinity.
The contemporary prerequisite for a desecration of thought – which, it is
all too apparent, remains to be accomplished – resides in a complete dismantling of the historicist schema. The infinite must be submitted to the
matheme’s simple and transparent deductive chains, subtracted from all
jurisdiction by the One, stripped of its horizonal function as the correlate of
finitude and released from the metaphor of the Open.
And it is at this point, in which thought is subjected to extreme tension, that
mathematics summons us. Our imperative consists in forging a new modality
for the entanglement of mathematics and philosophy, a modality through
which the Romantic gesture that continues to govern us will be terminated.
Mathematics has shown that it has the resources to deploy a perfectly
precise conception of the infinite as indifferent multiplicity. This ‘indifferentiation’ of the infinite, its post-Cantorian treatment as mere number, the
pluralization of its concept (there are an infinity of different infinities) – all
this has rendered the infinite banal; it has terminated the pregnant latency of
finitude and allowed us to realize that every situation (ourselves included) is
infinite. And it is this evental capacity proper to mathematical thought that
finally enjoins us to link it to the philosophical proposition.
It is in this sense that I have invoked a ‘Platonism of the multiple’ as a
programme for philosophy today.
The use of the term ‘Platonism’ is a provocation, or banner, through which
to proclaim the closure of the Romantic gesture and the necessity of declaring
once more: ‘May no-one who is not a geometer enter here’ – once it has been
acknowledged that the non-geometer remains in thrall to the tenets of
Romantic disjunction and the pathos of finitude.
The use of the term ‘multiple’ indicates that the infinite must be understood as indifferent multiplicity, as the pure material of being.
The conjunction of these two terms proclaims that the death of God can be
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rendered operative without privation, that the infinite can be untethered from
the One, that historicism is terminated, and that eternity can be regained
within time without the need for consecration.
In order to inaugurate such a programme, we will have to look back toward
the history of the question. I shall punctuate this history at the two extremities of its arch: at one extreme stands Plato, who exiles the poem and
promotes the matheme; while at the other stands Hegel, who invents the
Romantic gesture in philosophy and is the thinker of the abasement of
mathematics.
3. PLATO CARRIES OUT A PHILOSOPHICAL
DEPLOYMENT OF MATHEMATICS AT THE FRONTIER
BETWEEN THOUGHT AND THE FREEDOM OF
THOUGHT
Plato is obviously the one who deployed a fundamental entanglement of
mathematics and philosophy in all its ramifications. He produced a matrix
for conditioning in which the three modalities of the mathematics/philosophy
relation with which I began are already implicitly contained.
We will use Book 6 of The Republic as our point of reference. This text is
canonical for our question because it contains an account of the relations
between mathematics and the dialectic.
Let us examine the following passage from it. Socrates asks Glaucon, his
interlocutor, if he has understood him correctly. In order to check, he invites
him to provide a synopsis of the preceding discussion. Having reiterated, as
is customary, that this is all very difficult, that he is not sure whether he has
properly understood, and so on, Glaucon carries on and his synopsis meets
with Socrates’ approval:
The theorizing concerning being and the intelligible which is sustained by
the science [e´piste´me`] of the dialectic is clearer than that sustained by what
are known as the sciences [techne´]. It is certainly the case that those who
theorize according to these sciences, which have hypotheses as their principles, are obliged to proceed discursively rather than empirically. But
because their intuiting remains dependent on these hypotheses and has no
means of accessing the principle, they do not seem to you to possess the
intellection of what they theorize, which nevertheless, in so far as it is illuminated by the principle, concerns the intelligibility of the entity. It seems
to me you characterize the procedure of geometers and their ilk as discur-
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sive [dianoia], which is not how you characterize intellection. This discursiveness lies midway between [metaxu] opinion [doxa] and intellect [nous].3
In examining what is of significance for us in this text – i.e. the relation of
conjunction/disjunction between mathematics and philosophy – I will
proceed by delineating the four fundamental characteristics that structure the
matrix for every conceivable relation between these two dispositions of
thought.
1. For Plato, mathematics is a condition for thinking or theorizing in general
because it constitutes a break with doxa or opinion. This much is familiar.
But what needs to be emphasized is that mathematics is the only point of
rupture with doxa that is given as existing, or constituted. The existence of
mathematics is ultimately what constitutes its absolute singularity. Everything else that exists remains prisoner to opinion, but not mathematics.
So the effective, historical, independent existence of mathematics
provides a paradigm for the possibility of breaking with opinion.
Of course, there is dialectical conversion, which for Plato is a superior
form of breaking with doxa. But no one can say whether dialectical
conversion, which is the essence of the philosophical disposition, exists. It
is held up as a proposal or project, rather than as something actually
existing. Dialectics is a programme, or initiation, while mathematics is an
existing, available procedure. Dialectical conversion is the (eventual)
point at which the Platonic text touches the real. But the only point of
external support for the break with doxa – in the form of something that
already exists – is constituted by mathematics and mathematics alone.
Having said this, the singularity of mathematics constantly and unfailingly provokes opinion, which is the reign of the doxa. Whence the
constant broadsides against the ‘abstract’ or ‘inhuman’ nature of mathematics. Whenever one seeks a real, existing basis for a thinking that
breaks with every form of opinion, one can always resort to mathematics.
Ultimately, this singularity proper to mathematics is consensual, because
everyone recognizes there isn’t – and cannot be – such a thing as mathematical opinion (which is not to rule out the existence of opinions, generally unfavourable, about mathematics – quite the contrary). Mathematics
exhibits – and therein lies its ‘aristocratic’ aspect – an irremediable
discontinuity with regard to every sort of immediacy proper to doxa.
Conversely, it may legitimately be assumed that every negative opinion
about mathematics constitutes, whether explicitly or implicitly, a defence
of the rights of opinion, a plea for the immediate sovereignty of doxa.
Romanticism, I believe, is guilty of this sin. As historicism, it has no
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choice but to turn the opinions of an era into the truth of that era.
Temporalization submerges the concept in the immediacy of historicized
representations. The Romantic project implies the ousting of mathematics, because one of its effects is to render philosophy homogeneous with
the historical power of opinion. Philosophy as the conceptual capture of
‘the spirit of the times’ cannot encompass an atemporal break with the
regime of established discourses.
Yet it is precisely this ability to effect a real break with the circulating
immediacy of doxa that Plato prizes in the mathematical capacity.
2. Having noted what Plato admires about mathematics, it is necessary to
address the twists in his argument. What Plato sets out to explain to us is
that, however radical it may seem, the mathematical break with opinion is
limited because it represents a forced break. Those who practise the mathematical sciences are ‘forced’ to proceed according to the intelligible,
rather than according to the sensible or to doxa. They are forced – this
implies that their break with opinion is, to some extent, involuntary,
unapparent to itself, and above all devoid of freedom.
That mathematics is hypothetical, that it makes use of axioms it cannot
legitimate, is an outward sign of what could be called its forced commandeering of the intelligible. The mathematical rupture is carried out under
the constraint of deductive chains that are themselves dependent upon a
fixed point which is stipulated in authoritarian fashion.
There is something implicitly violent about Plato’s conception of
mathematics, something which opposes it to the contemplative serenity of
the dialectic. Mathematics does not ground thinking itself in the sovereign
freedom of its proper disposition. Plato believes, or experiments with the
possibility, as do I, that every break with opinion, every founding discontinuity of thought can and probably must resort to mathematics, but also
that there is something obscure and violent in that recourse.
The philosophical localization of mathematics conjoins (a) the permanent paradigmatic availability of a discontinuity, (b) a grounding of
thought outside opinion, and (c) a forced obscurity that cannot be appropriated or illuminated from within mathematics itself.
3. Since the mathematical break, which has the advantage of being
supported by a historical real (‘mathematicians and mathematical statements exist’), also has the disadvantage of being obscure and forced, the
elucidation of this break with opinion requires a second break. For Plato,
this second break, which traverses the ineluctable opacity of the first, is
constituted by the access to a principle, whose name is ‘dialectics’. In the
philosophical apparatus proper to Plato, this gives rise to an opposition
between the hypothesis (that which is presupposed or assumed in an
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authoritarian gesture) and the principle (that which is at once originary, a
beginning, and illuminatingly authoritative, a command).
Ultimately, dialectics or philosophy is the light shed by a second break
on the obscurity of the first, whose point of contact with the real is mathematics. If we can succeed in illuminating the hypothesis by the principle,
then even in mathematics we shall enjoy thought’s freedom or mobility
with regard to its own break with opinion.
Although mathematics genuinely encapsulates the discontinuity with
doxa, only philosophy can allow thought to establish itself in such a way
as to assert the principle of this discontinuity. Philosophy suspends the
violence of the mathematical break. It establishes a peace of the discontinuous.
4. Consequently, mathematics is metaxu: its topology, the site of its thinking,
situates it in an intermediary position. This theme will prove hugely influential throughout Classical philosophy (which maintains the Platonic
entanglement of philosophy and mathematics). Mathematics will always be
simultaneously eminent (on account of its readily available capacity for
breaking with the immediacy of opinions) and insufficient (on account of
the constrictive character which its own obscure violence imposes upon it).
Thus, mathematics will be a truth that fails to achieve the form of wisdom.
It seems at first glance – and this is usually as far as the analysis goes –
that mathematics is metaxu because it breaks with opinion without
attaining the serenity of the principle. In this sense, mathematics is
located between opinion and intellection, or between the immediacy of
doxa and the unconditioned principle sought by the dialectic. More
fundamentally perhaps, we will say that mathematics amounts to an inbetween in thinking as such; that it intimates a gap which lies even
beyond the break with opinion. This gap is the one between the general
requirement of discontinuity and the illumination of this requirement.
But every elucidation of discontinuity serves to establish the idea of a
continuity. If mathematics is animated by an obscure violence, it is
because the only thing that makes it superior to opinion is its discontinuity. Dialectics, which grasps the intelligible as a whole, rather than just
the discontinuous edge that separates the intelligible from the sensible,
integrates mathematics into a higher continuity. The position of mathematics as metaxu represents, in a certain sense, the in-between for the
thinking of the discontinuous and the continuous. Mathematics emerges
at the point where what demands to be thought is, on the one hand, the
relation between that which is violently discontinuous within thought as
such, and on the other, the sovereign freedom that illuminates and incorporates this very violence.
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Mathematics is the in-between of truth and the freedom of truth. It is the
truth that is still bound by unfreedom, yet which is required by the
violent gesture through which the immediate is repudiated. Mathematics
belongs to truth, but to a constrained form of it. Above and beyond this
constrained figure of truth stands its free figure which elucidates discontinuity: philosophy.
For centuries, this positioning of mathematics at the precise point
where truth and the freedom of truth enter into relation proved to be of
determining historical importance as far the entanglement of mathematics
and philosophy is concerned.
Mathematics is paradigmatic, because it cannot be subordinated to the
regime of opinion. But the fact that this insubordination entails an impossibility also means that mathematics is incapable of shedding light on its
own paradigmatic status. That philosophy is obliged to ground mathematics always signifies it must name and think the ‘paradigmatic’ nature
of the paradigm, establish the illumination of the continuous at the
moment of discontinuity, at the point where all mathematics has to offer
is its blind, stubborn inability to propose anything other than the intelligible, and the break.
From this moment on, Classical philosophy will continually oscillate
between the acknowledgement of the salutary function of mathematics
with respect to the destiny of truth (this is the ontological mode of conditioning), and the obligation to ground the essence of that function elsewhere, which is to say, in philosophy (this is the epistemological mode).
The centre of gravity for this oscillation can be captured in the following
terms: mathematics is too violently true to be free, or it is too violently
free (i.e. discontinuous) to be absolutely true.
4. HEGEL DEPOSES MATHEMATICS BECAUSE HE
INITIATES A RIVALRY BETWEEN IT AND
PHILOSOPHY WITH REGARD TO THE SAME
CONCEPT, THAT OF THE INFINITE
Hegel discusses the relation between philosophy and mathematics in a
detailed and technically informed manner in the massive Remark that follows
the account of the infinity of the quantum in The Science of Logic. Although
Hegel’s conceptual methodology is far removed from Plato’s, we only have to
look at a few extracts to see that the movement of oscillation initiated by the
Greeks (mathematics produces a break, but does not illuminate it) continues
to govern Hegel’s text:
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But in a philosophical perspective the mathematical infinite is important
because underlying it, in fact, is the notion of the genuine infinite and it is
far superior to the ordinary so-called metaphysical infinite on which are
based the objections to the mathematical infinite . . .
It is worthwhile considering more closely the mathematical concept of the
infinite together with the most noteworthy of the attempts aimed at justifying its use and eliminating the difficulty with which the method feels
itself burdened. The consideration of these justifications and characteristics
of the mathematical infinite which I shall undertake at some length in this
Remark will at the same time throw the best light on the nature of the true
Notion itself and show how this latter was vaguely present as a basis for
those procedures.4
The four characteristics we highlighted in Plato’s text are all basically
present in Hegel’s analytical programme.
1. The mathematical concept of the infinite was historically decisive in the
break with the ordinary metaphysical concept of the infinite. Since in his
doctrine every break is a sublation or overcoming (Aufhebung), Hegel
means to tell us that the mathematical concept of the infinite effectively
sublates the metaphysical concept of the infinite, which is to say, the
concept of the infinite in dogmatic theology.
It is in any case entirely legitimate to consider ‘metaphysics’ as indicating a zone of opinion or doxa within philosophy itself, one which
Hegel declares to be untrue (since it does not possess the true concept of
the infinite). As in Plato, mathematics constitutes a positive break with
the untrue concept of dogmatic opinion. Mathematics has the efficacy
proper to a sublating-break with regard to the question of the infinite.
2. Nevertheless, this break is blind; it is not illuminated by its own operation. At the very beginning of his Remark Hegel says this:
The mathematical infinite has a twofold interest. On the one hand its
introduction into mathematics has led to an expansion of the science
and to important results; but on the other hand it is remarkable that
mathematics has not yet succeeded in justifying its use of this infinite
by the Notion . . ..5
It is fair to say that we re-encounter here the Platonic theme: we recognize in this success, in these ‘important results’, the force of existence
proper to mathematics, the fully deployed availability of a break. But this
success is immediately balanced by the absence of justification, and hence
by an essential obscurity.
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A little later, Hegel will state that ‘Success does not justify by itself the
style of procedure.’6 The existence of a mathematics of the infinite has all
the real force of a genuine success. Nevertheless, one criterion stands
higher than success: that of ‘the style of procedure’ used to accomplish it.
Only philosophy can elucidate this style. But was not ‘dialectics’ in
Plato’s sense already a question of style? Of the style of thinking?
3. Thus just as for Plato the access to principle, which calls for the dialectical procedure, must sublate the violent use of hypotheses, similarly for
Hegel a concept of the genuine infinite must sublate and ground the
mathematical concept, which is endowed only with its own success.
4. Lastly, as far as the concept of the infinite is concerned, mathematics finds
itself in an intermediary or mediating position: it is metaxu.
– On the one hand, mathematics is paradigmatic for this particular
concept because it ‘throws the best light on the nature of the true
Notion itself’.
– But on the other, it is still necessary to ‘justify its use and eliminate
difficulties’ – something that mathematics is incapable of doing. The
philosopher assumes his traditional role as a kind of mechanic for
mathematics: mathematics works, but since it doesn’t know why it
works, it needs to be taken apart and checked. It’s almost certain the
engine will need replacing. This is because mathematics lies between
the metaphysical or dogmatic concept of the infinite, which modernity
characterizes as a mere concept of opinion, and its true concept, which
dialectics alone (in Hegel’s sense) is capable of conceiving.
But if the four characteristics that singularized the mathematics/philosophy pair in Plato turn up again in Hegel, what has changed? Why does
the Hegelian text, which provides the ‘technical’ foundation for the
Romantic gesture of disentanglement, effect a philosophical abasement of
mathematics, when the Platonic text, on the contrary, guaranteed its paradigmatic value for centuries? Why does this major Remark, which is
informed, attentive and still learned (a learnedness that Nietzsche and
Heidegger would later dispense with) function as an abandoning of mathematics, rather than as a new positive form of its entanglement with philosophy? Why do we feel, or know, that after Hegel’s assiduousness, our era’s
Romantic dive into the temporalization of the concept will abandon mathematics to the specialists?
Well, what has changed is that, for Hegel, the centre of gravity of mathematics, and the reason why it is deserving of philosophical examination, must
be represented as a concept, the concept of the infinite, rather than as a
domain of objects.
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Mathematics for Plato means geometry and arithmetic, the objects of
which are figures and numbers. That is why he is able to designate these
types of thinking, or ‘sciences’, with the word techne`, understood as an
activity of thought whose object is determined in advance. The break with
opinion is localizable; the domain in which it is exercised singular.
Hegel does not understand mathematics as the singular thought that
pertains to a specific domain of objects, but rather as the determination of a
concept, and even, one could say, as the determination of that which is the
Romantic concept above all others: the infinite.
The consequences of this seemingly innocuous displacement are incalculable. For Plato, the fact that mathematics restricted itself to a realm of
objects, that it dealt in figures and numbers rather than constituting a generic
concept devoid of objects, determined mathematics as a figure of thought that
was always singular, as a particular realm or procedure which did not need to
rival the overarching ambition of philosophy.
But because Hegel posits that the paradigmatic essence of mathematics is
tied to one of the central concepts of philosophy itself (i.e. the concept of
the infinite), he has no choice but to transform the invariably singular
relation of entanglement between philosophy and mathematics into a relation
of rivalry before the tribunal of Truth. Moreover, since the true concept of
the infinite is the philosophical one, and this concept contains and grounds
whatever is acceptable in its mathematical counterpart, philosophy ultimately
proclaims the uselessness of the mathematical concept as far as thinking is
concerned.
It is certainly the case that the thinkers of the Classical era already considered mathematics as a partially useless activity, since it merely dealt with
objects that did not have much ‘worth’, such as figures. But this depreciation,
which operated indirectly through an evaluation of the singular objects of
mathematics, did not call into question the extent of the mathematical break
with opinion. It merely indicated its local character. The uselessness attributed to mathematics remained relative, since once thinking was established
within the narrow realm of the objects in question, it remained absolutely
true that the break with doxa enjoyed paradigmatic worth.
Hegel turns this judgement of the extrinsic uselessness of mathematics into
a judgement of its intrinsic uselessness. Once instructed by philosophy as to
the true concept of the infinite, we see that its mathematical concept is no
more than a crude, dispensable stage on the way to the former. This is the
price to be paid for the temporalization of the concept: everything which has
been sieved and sublated is henceforth dead for thought. For Plato, by way
of contrast, mathematics and dialectics are two relations that can be juxtaposed, albeit hierarchically, in an eternal configuration of being.
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If Romantic philosophy after Hegel was able to carry out a radical disentanglement of mathematics from philosophy, this is because it proclaimed
that philosophy dealt with the same thing as mathematics. The Romantic
gesture is based on an identification, not a differentiation. In the realm of the
concept of the infinite, Hegelian philosophy claims to constitute a superior
mathematics, which is to say, a mathematics that has sublated, overtaken, or
left behind its own restricted mathematicity and produced the ultimate philosopheme of its concept.
5. THE RE-ENTANGLEMENT OF MATHEMATICS AND
PHILOSOPHY AIMS AT A DISSOLUTION OF THE
ROMANTIC CONCEPT OF FINITUDE AND AT THE
ESTABLISHMENT OF AN EVENTAL PHILOSOPHY
OF TRUTH
In the final analysis, we can say that what is at stake in the complete disjunction of philosophy and mathematics carried out by the Romantic gesture is
the localization of the infinite.
Romantic philosophy localizes the infinite in the temporalization of the
concept as a historial envelopment of finitude.
At the same time, in what is henceforth its own parallel but separate and
isolated development, mathematics localizes a plurality of infinites in the
indifference of the pure multiple. It has processed the actual infinite via the
banality of cardinal number. It has neutralized and completely deconsecrated
the infinite, subtracting it from the metaphorical register of the tendency, the
horizon, becoming. It has torn it from the realm of the One in order to disseminate it – whether as infinitely small or infinitely large – in the aura-free
typology of multiplicities. By initiating a thinking in which the infinite is
irrevocably separated from every instance of the One, mathematics has, in its
own domain, successfully consummated the death of God.
Mathematics now treats the finite as a special case whose concept is derived
from that of the infinite. The infinite is no longer that sacred exception coordinating an excess over the finite, or a negation, a sublation of finitude. For
contemporary mathematics, it is the infinite that admits of a simple, positive
definition, since it represents the ordinary form of multiplicities, while it is
the finite that is deduced from the infinite by means of negation or limitation.
If one places philosophy under the condition of such a mathematics, it
becomes impossible to maintain the discourse of the pathos of finitude. ‘We’
are infinite, like every multiple-situation, and the finite is a lacunal abstraction. Death itself merely inscribes us within the natural form of infinite
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being-multiple, that of the limit ordinal, which punctuates the recapitulation
of our infinity in a pure, external ‘dying’.
This is where we find ourselves. On one hand, the ethical pathos of
finitude, which operates under the banner of death, presupposes the infinite
through temporalization, and cannot dispense with all those sacred, precarious and defensive representations concerning the promise of a God who
would come to cauterize the indifferent wound which the world inflicts on
the Romantic trembling of the Open. On the other, an ontology of indifferent
multiplicity that can withstand the disjunction and abasement brought about
by Hegel; one that secularizes and disperses the infinite, grasps us humans in
terms of this dispersion, and advances the prospect of a world evacuated of
every tutelary figure of the One.
The gap between these two options configures the site of our initial
question, which concerned the possibility of an exit from Romanticism, a
genuine post-romanticism, the decomposition of the theme of finitude, and
the bracing acceptance of the infinity of every situation. The re-entanglement
of mathematics and philosophy is the operation that must be carried out by
whoever wants to terminate the power of myths, whatever they may be. This
includes the myth of errancy and the Law, the myth of the immemorial, and
even – for, as Hegel would say, it is the style of procedure that counts – the
myth of the painful absence of myth.
In order for thought to carry out the decisive rupture with Romanticism
(and the question is also political, because there have been historicist, and
hence Romantic, elements in revolutionary politics), we cannot do without
the recourse – which will perhaps once again be blind, possibly stamped with
a certain constraint or violence – to the injunctions of mathematics. We
philosophers, whose duty consists in thinking this time of ours beyond that
which has led to its devastation, must subject ourselves to the condition of
mathematics.
It is clear that the statement in terms of which I propose to re-entangle
mathematics and philosophy cannot be characterized by the caution proper
to the epistemological modality. It is imperative to cut straight to the ontological destiny of mathematics. Thus the statement will initially declare:
there is nothing but infinite multiplicity, which in turn presents infinite
multiplicity, and the one and only halting point in this presentation presents
nothing. Ultimately, this halting point is the void, not the One. God is dead
at the heart of presentation.
But since mathematics patently has a century’s head start in the secularization of the infinite, and since the only available conception of multiplicity as
infinitely weaving the void of its own inconsistency is what mathematics
since Cantor claims to be its own site, we shall also make the provocative and
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therapeutic claim that mathematics is ontology in the strict sense, which is to
say, the infinite development of what can be said of being qua being.
Finally, if the traversal and suspension of historicism, including Heidegger’s historial framework, is carried out by siding with Cantor and Dedekind
against Hegel as regards the dialectic of finite and infinite, and if the statement ‘mathematics is ontology’ today succeeds in putting philosophy under
condition, the question that concerns us becomes the following: what
happens to truth?
Will it consist in a dialectic, as it did for Plato and Hegel? Will there be
(but this can no longer be a matter of ontology) a higher, foundational, illuminating mode of intellection, one that will be appropriate to the brutality of
such a break? Is there something that supplements the multiple indifference of
being? These questions belong to another order of enquiry, one that will fuel
the continuation of philosophy by going beyond the morose topic of its ‘end’,
in which it has been ensnared by the exhausted Romanticism of finitude. The
core of such a philosophical proposition, conditioned by modern mathematics, is to render truths dependent on evental localizations and subtract
them from the sophistical tyranny of language.
Whatever the case, it is incumbent on us to put an end to historicism and
dismantle all those myths nourished by the temporalization of the concept.
In doing so, resorting to mathematics in its courageous, solitary existence
will prove necessary, for in banishing every instance of the sacred and the
void of every God, mathematics is nothing but the human history of eternity.
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CHAPTER 3
The Question of BeingToday
There is no doubt we are indebted to Heidegger for having yoked philosophy
once more to the question of being. We are also indebted to him for giving a
name to the era of the forgetting of this question, a forgetting whose history,
beginning with Plato, is the history of philosophy as such.
But what, in the final analysis, is the defining characteristic of metaphysics,
which Heidegger conceives as the history of the withdrawal of being? We
know that the Platonic gesture subordinates aletheia to the idea: the delineation of the Idea as the singular presence of the thinkable establishes the
predominance of the entity over the initial or inaugural movement of the
disclosure of being. Unveiling and unconcealment are thereby assigned the
function of fixing a presence; but what is probably most important is that
this fixation exposes the being of the entity to the power of a count, a
counting-as-one. That through which ‘what is’ is what it is, is also that
through which it is one. The paradigm of the thinkable is the unification of a
singular entity through the power of the one; it is this paradigm, this normative power of the one, which erases being’s coming to itself or withdrawal
into itself as phusis. The theme of quiddity – the determination of the being
of the entity through the unity of its quid – is what seals being’s entry into a
properly metaphysical normative register. In other words, it is what destines
being to the predominance of the entity.
Heidegger sums up this movement in a series of notes entitled ‘Sketches
for a History of Being as Metaphysics’:
The predominance of quiddity brings forth the predominance of the entity
itself each time in what it is. The predominance of the entity fixes being as
koino´n (the common) on the basis of the hen (the one). The distinctive
feature of metaphysics is decided. The one as unifying unity takes on a
normative function for the subsequent determination of being.1
Thus it is because of the normative function of the one in deciding being
that being is reduced to the common, to empty generality, and is forced to
endure the metaphysical predominance of the entity.
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We can therefore define metaphysics as the commandeering of being by the
one. The most appropriate synthetic maxim for metaphysics is Leibniz’s,
which establishes the reciprocity between being and the one: ‘That which is
not one being is not a being.’
Consequently, the starting point for my speculative claim could be formulated as follows: can one undo this bond between being and the one, break
with the one’s metaphysical domination of being, without thereby ensnaring
oneself in Heidegger’s destinal apparatus, without handing thinking over to
the unfounded promise of a saving reversal? For in Heidegger himself the
characterization of metaphysics as history of being is inseparable from a
proclamation whose ultimate expression, it has to be admitted, is that ‘only a
God can save us’.
Can thinking attain this deliverance – or has thinking in reality always
saved itself, by which I mean: delivered itself from the normative power of
the one – without it being necessary to resort to prophesying the return of
the gods?
In his Introduction to Metaphysics, Heidegger declares that ‘a darkening of
the world comes about on Earth’.2 He goes on to list the essential components of this darkening: ‘the flight of the gods, the destruction of the Earth,
the vulgarization of man, the preponderance of the mediocre’.3 All these
themes are coherent with the identification of metaphysics as the exacerbation of the normative power of the one.
Yet although it is philosophical thinking that deploys the normative power
of the one, philosophy is also that which, through an originary sundering of
its disposition, has always concurrently mobilized the resistance to this
power, the subtraction from it. Accordingly, and countering Heidegger, we
should declare: the illumination of the world has always accompanied its
immemorial darkening. Thus the flight of the gods is also the beneficial event
of men’s taking-leave of them; the destruction of the Earth is also the conversion that renders it amenable to active thinking; the vulgarization of man is
also the egalitarian irruption of the masses onto the stage of history; and the
preponderance of the mediocre is also the dense lustre of what Mallarmé
called ‘restrained action’.
Thus my problem can be formulated as follows: what name can thinking
give to its own immemorial attempt to subtract being from the grip of the
one? Can we learn to recognize that, although there was Parmenides, there
was also Democritus, in whom, through dissemination and recourse to the
void, the one is set aside? Can we learn to mobilize those figures who so
obviously exempt themselves from Heidegger’s destinal apparatus? Figures
such as the magnificent Lucretius, in whom the power of the poem, far from
maintaining the recourse to the Open in the midst of epochal distress, tries
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instead to subtract thinking from every return of the gods and firmly establish it within the certitude of the multiple? Lucretius is he who confronts
thinking directly with that subtraction from the one constituted by inconsistent infinity, which nothing can envelop:
Therefore the nature of space and the extent of the deep is so great that
neither bright lightnings can traverse it in their course, though they glide
onwards through endless tracts of time; nor can they by all their traveling
make their journey any the less to go: so widely spreads the great store of
space in the universe all around without limit in every direction.4
To invent a contemporary fidelity to that which has never been subject to
the historial constraint of onto-theology or the commanding power of the one
– such has been and remains, my aim.
The initial decision then consists in holding that what is thinkable of being
takes the form of radical multiplicity, a multiplicity that is not subordinated
to the power of the one, and which, in Being and Event, I called the multiplewithout-oneness.
But in order to maintain this principle, it is necessary to abide by some
very complex requirements.
– First of all, pure multiplicity – the multiplicity deploying the limitless
resources of being in so far as it is subtracted from the power of the one –
cannot consist in and of itself. Like Lucretius, we must effectively assume
that the deployment of the multiple is not constrained by the immanence
of a limit. For it is only too obvious that such a constraint would confirm
the power of the one as the foundation for the multiple itself.
– Therefore, it is necessary to assume that multiplicity, envisaged as the
exposure of being to the thinkable, is not available in the form of a
consistent delimitation. Or again: that ontology, if it exists, must be the
theory of inconsistent multiplicities as such. This also entails that what
is thought within ontology is the multiple shorn of every predicate
other than its multiplicity.
– More radically still, a genuinely subtractive science of being qua being
must corroborate the powerlessness of the one from within itself. A
merely external refutation is insufficient evidence for the multiple’s
without-oneness. It is the inconsistent composition of the multiple itself
which points to the undoing of the one.
In the Parmenides, Plato grasped this point in all its patent difficulty by
examining the consequences of the following hypothesis: the one is not. This
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hypothesis is especially interesting as far as Heidegger’s determination of the
distinctive character of metaphysics is concerned. What does Plato say? First,
that if the one is not, it follows that the multiple’s immanent alterity gives
rise to a process of limitless self-differentiation. This is expressed in the
striking formula: tà alla etera estı´n, which could be translated as: the others
are Others, with a small ‘o’ for the first other, and a capital ‘O’, which I
would call Lacanian, for the second. Since the one is not, it follows that the
other is Other as absolutely pure multiplicity, intrinsic self-dissemination.
This is the hallmark of inconsistent multiplicity.
Next, Plato shows that this inconsistency dissolves any supposed power of
the one at its root, including even the power of its withdrawal or nonexistence: every apparent exposition of the one immediately reduces it to an
infinite multiplicity. I quote:
For he who considers the matter closely and with acuity, then lacking
oneness, since the one is not, each one appears as limitless multiplicity.5
What can this mean, if not that, subtracted from the one’s metaphysical
grip, the multiple cannot be exposed to the thinkable as a multiple composed
of ones? It is necessary to posit that the multiple is only ever composed of
multiples. Every multiple is a multiple of multiples.
And even if a multiple (an entity) is not a multiple of multiples, it will
nevertheless be necessary to push subtraction all the way. We shall refuse to
concede that such a multiple is the one, or even composed of ones. It will
then, unavoidably, be a multiple of nothing.
For subtraction also consists in this: rather than conceding that if there is
no multiple there is the one, we affirm that if there is no multiple, there is
nothing. In so doing, we obviously re-encounter Lucretius. Lucretius effectively excludes the possibility that between the void and the multiple compositions of atoms, the one might be attributed to some kind of third
principle:
Therefore besides void and bodies, no third nature can be left self-existing
in the sum of things – neither one that can ever at any time come within
our senses, nor one that any man can grasp by the reasoning of the mind.6
This is what governs Lucretius’ critique of those cosmologies subordinated
to a unitary principle, such as Heraclitus’ Fire. Lucretius clearly sees that to
subtract oneself from the fear of the gods requires that beneath the multiple,
there be nothing. And that beyond the multiple, there be only the multiple
once again.
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– Finally, a third consequence of the subtractive commitment consists in
excluding the possibility of there being a definition of the multiple.
Heideggerean analysis comes to our aid on this point: the genuinely
Socratic method of delineating the Idea consists in grasping a definition.
The method of definition is opposed to the imperative of the poem
precisely to the extent that it establishes the normative power of the one
within language itself. The entity will be thought in its being in so far as
it is delineated or isolated through the dialectical resource of definition.
Definition is the linguistic way of establishing the predominance of the
entity.
Yet by claiming to access the multiple-exposition of being from the
perspective of a definition, or dialectically, by means of successive delimitations, one is in fact already operating in the ambit of the metaphysical power
of the one.
The thinking of the multiple-without-oneness, or of inconsistent multiplicity, cannot therefore proceed by means of definition.
Ontology faces the difficult dilemma of having to set out the thinkable
character of the pure multiple without being able to state under what conditions a multiple can be recognized as such. Even this negative requirement
cannot be explicitly stated. One cannot, for example, say that thinking is
devoted to the multiple and to nothing but the intrinsic multiplicity of the
multiple. For this thought itself, because of its recourse to a delimiting norm,
would already enter into what Heidegger called the process of the limitation
of being. And the one would thereby be reinstated.
Consequently, it is neither possible to define the multiple nor to explain
this absence of definition. The truth is that the thinking of the pure multiple
must be such as to never mention the word ‘multiple’ anywhere, whether it
be in order to state what it designates, in accordance with the one; or to state,
again in accordance the one, what it is powerless to designate.
But what kind of thinking never defines what it thinks and never expounds
it as an object? What do you call a thinking which, even in the writing that
binds it to the thinkable, refuses to ascribe any kind of name to the thinkable?
The answer is obviously axiomatic thinking. Axiomatic thinking grasps the
disposition of undefined terms. It never encounters either a definition of its
terms or a serviceable explanation of what they are not. The primordial statements of such an approach expound the thinkable without thematizing it. No
doubt the primitive term or terms are inscribed. But if they are, it is not in
the sense of a naming whose referent would need to be represented, but
rather in the sense of being laid out in a series wherein the term subsists only
through the ordered play of its founding connections.
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The most crucial requirement for a subtractive ontology is that its explicit
presentation take the form of the axiom, which prescribes without naming,
rather than that of the dialectical definition.
It is on the basis of this requirement that it becomes necessary to reinterpret the famous passage in the Republic where Plato opposes mathematics to
the dialectic.
Let us reread how Glaucon, one of Socrates’ interlocutors, summarizes his
master’s thinking on this point:
The theorizing concerning being and the intelligible which is sustained by
the science [e´piste´me`] of the dialectic is clearer than that sustained by what
are known as the sciences [techne´]. It is certainly the case that those who
theorize according to these sciences, which have hypotheses as their principles, are obliged to proceed discursively rather than empirically. But
because their intuiting remains dependent on these hypotheses and has no
means of accessing the principle, they do not seem to you to possess the
intellection of what they theorize, which nevertheless, in so far as it is illuminated by the principle, concerns the intelligibility of the entity. It seems
to me you characterize the procedure of geometers and their ilk as discursive [dianoia], while you do not characterize intellection thus, in so far as
that discursiveness is established between [metaxu] opinion [doxa] and
intellect [nous].7
It is perfectly apparent that for Plato the axiom is precisely what is wrong
with mathematics. Why? Because the axiom remains external to the thinkable. Geometers are obliged to proceed discursively precisely because they do
not have access to the normative power of the one, whose name is principle.
What’s more, this constraint confirms their exteriority relative to the
principal norm of the thinkable. For Plato, once again, the axiom is the
bearer of an obscure violence, resulting from the fact that it does not
conform to the dialectical and definitional norm of the one. Although
thought is certainly present in mathematics and in the axiom, it is not yet as
the freedom of thought, which the axiom subordinates to the paradigm or
norm of the one.
On this point, my conclusion is obviously the opposite of Plato’s. The
value of the axiom consists precisely in the fact that it remains subtracted
from the normative power of the one. And unlike Plato, I do not regard the
axiomatic constraint as a sign that a unifying, grounding illumination is
lacking. Rather, I see in it the necessity of the subtractive gesture as such,
that is, of the movement whereby thought – albeit at the price of the inexplicit or of the impotence of nominations – tears itself from everything that
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still ties it to the commonplace, to generality, which is the root of its own
metaphysical temptation. And it is in this tearing away that I perceive
thought’s freedom with regard to its destinal constraint, what could be called
its metaphysical tendency.
We could say that once ontology embraces the axiomatic approach or institutes a thinking of pure inconsistent multiplicity, it has to abandon every
appeal to principles. And conversely, that every attempt to establish a principle prevents the multiple from being exhibited exclusively in accordance
with the immanence of its multiplicity.
Thus we now possess five conditions for any ontology of pure multiplicity
as discontinuation of the power of the one; or for any ontology faithful to
what, in philosophy itself, has always struggled against its own metaphysical
tendency.
1. Ontology is the thinking of inconsistent multiplicity, of multiplicity characterized – without immanent unification – solely in terms of the predicate
of its multiplicity.
2. The multiple is radically without-oneness, in that it itself comprises
multiples alone. What there is exposes itself to the thinkable in terms of
multiples of multiples, in accordance with the strict requirement of the
‘there is’. In other words, there are only multiples of multiples.
3. Since there is no immanent limit anchored in the one that could determine multiplicity as such, there is no originary principle of finitude. The
multiple can therefore be thought as in-finite. Or even: infinity is another
name for multiplicity as such. And since it is also the case that no
principle binds the infinite to the one, it is necessary to maintain that
there are an infinity of infinites, an infinite dissemination of infinite multiplicities.
4. Even in the exceptional case where it is possible to think a multiple as not
being a multiple of multiples, we will not concede the necessity of reintroducing the one. We will say it is a multiple of nothing. And just as with every
other multiple, this nothing will remain entirely devoid of consistency.
5. Every effective ontological presentation is necessarily axiomatic.
At this point, enlightened by Cantor’s refounding of mathematics, it
becomes possible to state: ontology is nothing other than mathematics as
such. What’s more, this has been the case ever since its Greek origin; even if,
from the moment of its inception up until now, as it struggled internally
against the metaphysical temptation, mathematics only managed with difficulty, through painful efforts and transformations, to secure for itself the free
play of its own conditions.
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With Cantor we move from a restricted ontology, in which the multiple is
still tied to the metaphysical theme of the representation of objects, numbers
and figures, to a general ontology, in which the cornerstone and goal of all
mathematics becomes thought’s free apprehension of multiplicity as such,
and the thinkable is definitively untethered from the restricted dimension of
the object.
We can now briefly elucidate how post-Cantorian mathematics becomes in
a certain sense equal to its conditions.
1. A set, in Cantor’s sense of the word, has no essence besides that of being a
multiplicity; it is without external determination because there is nothing to
restrict its apprehension with reference to something else; and it is without
internal determination because what it gathers as multiple is indifferent.
2. In the version of set-theory established by Zermelo and Fraenkel, there is
no other undefined primitive term or possible value for the variables
besides that of sets. Thus every element of a set is itself a set. This is the
realization of the idea that every multiple is a multiple of multiples,
without reference to unities of any kind.
3. Cantor fully acknowledges not only the existence of infinite sets, but the
existence of an infinity of such sets. This is an absolutely open infinity,
sealed only by the point of impossibility and hence by the real that
renders it inconsistent, which amounts to the fact that there cannot be a
set of all sets. This is something that was already acknowledged in Lucretius’ a-cosmism.
4. There does in fact exist a set of nothing, or a set possessing no multiple as
an element. This is the empty set, which is a pure mark and out of which
it can be demonstrated that all multiples of multiples are woven. Thus the
equivalence of being and the letter is achieved once we have subtracted
ourselves from the normative power of the one. Recall Lucretius’
powerful anticipation of this point in Book I, verses 910 and following:
A small transposition is sufficient for atoms to create igneous or
ligneous bodies. Likewise, in the case of words, a slight alteration in the
letters allows us to distinguish ligneous from igneous.8
It is in this agency of the letter, to take up Lacan’s expression (an agency
here constituted by the mark of the void), that the thought of what lets
itself be mathematically exhibited as the immemorial figure of being
unfolds without-oneness, which is to say, without-metaphysics.
5. What lies at the heart of the presentation of set-theory is simply its body
of axioms. The word ‘set’ plays no part in the theory. Nor does the defini-
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tion of such a word. This demonstrates how, in its essence, the thought of
the pure multiple requires no dialectical principle, and how in this regard
the freedom of that thinking which accords with being resides in axiomatic decision, not in the intuition of a norm.
Moreover, since it was subsequently established that Cantor’s achievement
lay not so much in elaborating a particular theory as in providing the very
site for what is mathematically thinkable (the famous ‘paradise’ evoked by
Hilbert), it becomes possible to state by way of retroactive generalization
that, ever since the Greek origin of ontology, being has been persistently
inscribed through the deployment of pure mathematics. Consequently,
thinking has been subtracting itself from the normative power of the one ever
since philosophy began. From Plato to Husserl and Wittgenstein, the striking
incision which mathematics carries out within philosophy should be interpreted as a singular condition: the condition whereby philosophy experiences
a process which is not that of being’s subjugation at the hands of the one.
Thus under its mathematical condition, philosophy has always been the site
of a disparate or divided project. It is true that philosophy exposes the
category of truth to the unifying, metaphysical power of the one. But it is
also true that philosophy in turn also exposes this power to the subtractive
defection of mathematics. Thus every singular philosophy is less an effectuation of metaphysical destiny than an attempt to subtract itself from the latter
under the condition of mathematics. The philosophical category of truth
results both from a normativity inherited from the Platonic gesture and from
grasping the mathematical condition that undoes this norm. This is true even
in the case of Plato himself: the gradual multiplication or mixing of the
supreme Ideas in the Sophist or Philebus, like the reductio ad absurdum of the
theme of the one in the Parmenides, indicate the extent to which the choice
between definition and axiom, principle and decision, unification and dissemination, remains fluid and indecisive.
More generally, if ontology or what is sayable of being qua being is coextensive with mathematics, what are the tasks of philosophy?
The first one probably consists in philosophy humbling itself, against its
own latent wishes, before mathematics by acknowledging that mathematics is
in effect the thinking of pure being, of being qua being.
I say against its own latent wishes, for in its actual development philosophy
has manifested a stubborn tendency to yield to the sophistical injunction and
to claim that although an analysis of mathematics might be necessary to the
existence of philosophy, the former cannot lay claim to the rank of genuine
thinking. Philosophy is partly responsible for the reduction of mathematics
to the status of mere calculation or technique. This is a ruinous image, to
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which mathematics is reduced by current opinion with the aristocratic
complicity of mathematicians themselves, who are all too willing to accept
that, in any case, the rabble will never be able to understand their science.
It is therefore incumbent upon philosophy to maintain – as it has very
often attempted to, even as it obliterated that very attempt – that
mathematics thinks.
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CHAPTER 4
Platonism and Mathematical Ontology
In the introduction to The Philosophy of Mathematics, a collection of texts
edited by Benacerraf and Putnam, we find the following claim:
In general, the platonists will be those who consider mathematics as the
discovery of truths about structures which exist independently of the
activity or thought of mathematicians.1
This criterion of the exteriority (or transcendence) of mathematical structures (or objects) results in a diagnosis of ‘Platonism’ for almost all works
belonging to the ‘philosophy of science’. But this diagnosis is undoubtedly
wrong. It is wrong because it presupposes that the ‘Platonist’ espouses a
distinction between internal and external, knowing subject and known
‘object’; a distinction which is utterly foreign to the genuine Platonic framework. However firmly established this distinction may be in contemporary
epistemology, however fundamental the theme of the objectivity of the
object and the subjectivity of the subject may be for it, one cannot but
entirely fail to grasp the thought-process at work in Plato on the basis of such
presuppositions.
First of all, it should be noted that the ‘independent existence’ of mathematical structures is entirely relative for Plato. What the metaphor of
anamnesis designates is precisely that thought is never confronted with
‘objectivities’ from which it is supposedly separated. The Idea is always
already there and would remain unthinkable were one not able to ‘activate’ it
in thought. Furthermore, where mathematical ideas in particular are
concerned, the whole aim of the concrete demonstration provided in the
Meno is to establish their presence even in the least educated, most anonymous instance of thought – that of the slave.
Plato’s fundamental concern is to declare the immanent identity, the
co-belonging, of the knowing mind and the known, their essential ontological
commensurability. If there is a sense in which he remains heir to Parmenides,
who declared ‘it is the same to think and to be’, it is to be found in this
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declaration. In so far as it touches on being, mathematics intrinsically thinks.
By the same token, if mathematics thinks, it accesses being intrinsically. The
theme of a knowing subject who has to ‘aim’ at an external object – a theme
whose origins lie in empiricism, even when the putative object is ideal – is
entirely ill-suited to the philosophical use to which Plato puts the existence
of mathematics.
Moreover, Plato is even less concerned with mathematical structures
existing ‘in themselves’. There are two reasons for this:
1. ‘Ideality’ is the general name given to what is thinkable, and is in no way
the exclusive province of mathematics. As the old Parmenides points out
to the young Socrates, in so far as we think mud or hair, we must
acknowledge the idea of mud and the idea of hair. In fact, ‘Idea’ is the
name given to what is thought, in so far as it is thought. The Platonic
theme consists precisely in rendering immanence and transcendence
indiscernible, in taking up a position in a site of thinking wherein this
distinction is inoperative. A mathematical idea is neither subjective (‘the
activity of the mathematician’), nor objective (‘independently existing
structures’). In one and the same gesture, it breaks with the sensible and
posits the intelligible. In other words, it is an instance of thinking.
2. It is not the status of so-called mathematical ‘objects’ that Plato is interested in, but the movement of thought, because in the final analysis
mathematics is invoked only in order to be contrasted with dialectics. But
in the realm of the thinkable, everything is an Idea. Thus it is pointless to
look to ‘objectivity’ to provide a basis for some sort of difference between
kinds of thinking. Only the singularity of their respective movements
(that of proceeding from hypotheses or of seeking out a principle) allows
one to delimit mathematical dianoia from dialectical (or philosophical)
intellection. The separation of ‘objects’ is secondary and always obscure.
It is an auxiliary categorization ‘in being’ elaborated on the basis of clues
provided by thought.
Finally, only one thing is certain: mathematics thinks (meaning, in the
language of Plato, that it constitutes a break with perceptual immediacy),
dialectics also thinks, and considered in their protocols, these two thoughts
differ.
On this basis, we can attempt to define Plato’s inscription of the mathematical condition for ‘philosophizing’ as follows:
We call Platonic the recognition of mathematics as a form of thinking that is
intransitive to perceptual and linguistic experience, and which depends on a
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decision that makes room for the undecidable and assumes that everything
which is consistent exists.
In order to gauge the polemical charge of this ‘definition’ of Platonism,
let us contrast it to the one proposed by Fraenkel and Bar-Hillel in The
Foundations of Set-Theory:
A Platonist is convinced that corresponding to each well-defined (monadic)
condition [which is to say, the attribution of a predicate to a variable, in
the form P(x)] there exists, in general, a set, or class, which comprises all
and only those entities that fulfil this condition and which is an entity in its
own right of an ontological status similar to that of its members.2
I do not believe a Platonist can be convinced of anything of the sort.
Plato himself continuously takes pains to show that the correlate of a welldefined concept or proposition can be empty or inconsistent; or that its
corresponding ‘entity’ may necessitate ascribing an exorbitant ontological
status to everything invoked in the initial expression. Thus the correlate of
the Good, however limpid the definition of its notion, however obvious its
practical instantiation, requires an exemption from the status of Idea (the
Good is ‘beyond’ the Idea). The explicit goal of the Parmenides is to
demonstrate how, in the case of perfectly clear statements such as ‘the one
is’ and ‘the one is not’, no matter what assumption we make about the
correlate of the one and those things that are ‘other than one’, we come up
against a contradiction. Which, after all, is the first example, albeit in a
purely philosophical register, of an argument proceeding in terms of
absolute undecidability.
Contrary to what Fraenkel and Bar-Hillel declare, I maintain that the
undecidable constitutes a crucial category for Platonism, and that we can
never know in advance whether there will always exist a thinkable entity
corresponding to a well-defined expression. The undecidable testifies to the
fact that a Platonist has no confidence whatsoever in the clarity of language
when it comes to deciding about existence. In this regard, Zermelo’s axiom is
Platonist because it refuses to allow the existence and collection of the
‘entities’ validating a given expression unless they are already given by an
existing set. Thought requires a constant and immanent guarantee of being.
The undecidable is the reason behind the aporetic style of the dialogues:
the aim is to reach the point of the undecidable precisely in order to show
that thought must take a decision with regard to an event of being, that
thought is not primarily a description or a construction but a break (with
opinion, with experience), and hence a decision.
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In this regard, it seems to me that Gödel, whom the ‘philosophy of mathematics’ continues to class as a ‘Platonist’, displays a superior acumen.
Consider this passage from the famous text ‘What is Cantor’s Continuum
Problem?’:
However, the question of the objective existence of the objects of mathematical intuition (which, incidentally, is an exact replica of the question of
the objective existence of the outer world) is not decisive for the problem
under discussion here. The mere psychological fact of the existence of an
intuition which is sufficiently clear to produce the axioms of set-theory and
an open series of extensions of them suffices to give meaning to the
question of the truth or falsity of propositions like Cantor’s continuum
hypothesis. What, however, perhaps more than anything else, justifies the
acceptance of this criterion of truth in set-theory is the fact that continued
appeals to mathematical intuition are necessary not only for obtaining
unambiguous answers to the questions of transfinite set-theory, but also
for the solution of the problems of finitary number theory (of the type of
Goldbach’s conjecture), where the meaningfulness and unambiguity of the
concepts entering into them can hardly be doubted. This follows from the
fact that for every axiomatic system there are infinitely many undecidable
propositions of this type.3
What are the most important features of this ‘Platonist’ text?
– The word ‘intuition’ here simply refers to a decision of inventive
thought with regard to the intelligibility of the axioms. According to
Gödel’s own formulation, it refers to the capacity to ‘produce the
axioms of set-theory’, and the existence of such a capacity is purely a
‘fact’. Note that the intuitive function does not consist in grasping
‘external’ entities, but instead involves clearly deciding as to a primary
or irreducible proposition. The comprehensive invention of axioms
confirms that the mathematical proposition is an instance of thinking,
and is consequently what exposes the proposition to truth.
– The question about the ‘objective’ existence of these supposed objects
is explicitly declared to be secondary (it is ‘not decisive for the
problem under discussion here’). Furthermore, it is in no way peculiar
to mathematics, since the existence in question is of the same sort as
that of the external world. To see in mathematical existence nothing
more, and nothing less, than in existence plain and simple is actually
very Platonic: in each and every case, the thinkable (whether it be
mud, hair, a triangle, or complex numbers) can be interrogated as to
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its existence, which is something other than its being. For as far as
being is concerned, it is corroborated only through its envelopment in
an instance of thought.
– The crucial problem is that of truth. As soon as there is inventive
thinking (as attested to by the intelligibility of the axioms), one can
‘give meaning to the question of the truth or falsity of propositions’
that this thinking legitimates. This meaningfulness derives precisely
from the fact that the thinkable, as Idea, necessarily comes into contact
with being, as well as from the fact that ‘truth’ is only ever the name of
that through which thinking and being correspond to one another in a
single process.
– The infinite and the finite do not indicate a distinction of any momentous importance for thinking. Gödel insists that ‘acceptance of [the]
criterion of truth’ results from the fact that intuition (i.e. the axiomatizing decision) is continually required both in order to decide
problems in finitary number theory and to make decisions about
problems concerning transfinite sets. Hence the movement of thought,
which is the only thing that matters, does not differ essentially whether
it deals with the infinite or the finite.
– The undecidable is intrinsically tied to mathematics. Moreover, it does
not so much constitute a ‘limit’ – as is sometimes maintained – as a
perpetual incitement to the exercise of inventive intuition. Since every
apparatus of mathematical thought, as summarized in a collection of
foundational axioms, comprises an element of undecidability, intuition
is never useless: mathematics must periodically be redecided.
Finally, I will characterize what is legitimate to call a Platonic philosophical orientation vis-à-vis the modern mathematical condition – and a
fortiori, ontology – in terms of three points.
1. MATHEMATICS THINKS
I have already developed this assertion at some length, but its importance is
such that I would at least like to reiterate it here. Let us recall, by way of
example, that Wittgenstein, who is not an ignoramus in these matters,
declares that ‘A proposition of mathematics does not express a thought.’
(Tractatus, 6.21).4 Here, with customary radicality, Wittgenstein merely
restates a thesis that is central to every variety of empiricism, as well as to all
sophistry. It is one which we will never have done refuting.
That mathematics thinks means in particular that it regards the distinction
between a knowing subject and a known object as devoid of pertinence.
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There is a co-ordinated movement of thought, co-extensive with being,
which mathematics envelops – a co-extensiveness that Plato called ‘Idea’. In
this movement, discovery and invention are strictly indiscernible – just like
the idea and its ideatum.
2. EVERY INSTANCE OF THOUGHT – AND A FORTIORI
MATHEMATICS – REQUIRES DECISIONS (INTUITIONS)
TAKEN FROM THE POINT OF THE UNDECIDABLE (THE NONDEDUCIBLE)
The result of this feature is a maximal expansion of the principle of choice as
far as the thinkable is concerned: since decision is primary and continuously
required, it is pointless to try to reduce it to protocols of construction or
externally regulated procedures. On the contrary, the constraints of construction (often and confusingly referred to as ‘intuitionist’ constraints, which is
inappropriate given that the genuine advocate of intuition is the Platonist)
should be subordinated to the freedoms of thinking decision. Which is why,
as long as the effects engendered in thought are maximal, the Platonist sees
no reason to refrain from freely wielding the principle of excluded middle,
and consequently resorting to proofs by reductio ad absurdum.
3. THE SOLE CRITERION FOR MATHEMATICAL QUESTIONS
OF EXISTENCE IS THE INTELLIGIBLE CONSISTENCY OF
WHAT IS THOUGHT
Existence here must be considered an intrinsic determination of effective
thought in so far as this thought envelops being. Those cases where it does
not envelop being invariably register an inconsistency, which it is important
not to confuse with an undecidability. In mathematics, being, thought and
consistency are one and the same thing.
Several important consequences follow from these features, in terms of
which it is possible to recognize the modern Platonist, who is a Platonist of
multiple-being.
– First of all, as Gödel points out, when it comes to the so-called ‘paradoxes’ of the actual infinite, the Platonist’s attitude is one of indifference. Since the realm of intelligibility instituted by the infinite seems
to pose no specific problem – whether with regard to axiomatic intuition or with regard to demonstrative protocols – the reasons adduced
for worrying about intelligibility are always extrinsic, psychological, or
empiricist, and deny mathematicians their self-sufficiency vis-a-vis to
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the regime of the thinkable determined by those very same intuitions
and protocols.
– Next, the Platonist’s desire is for maximal extension in what can be
granted existence: the more existences, the better. The Platonist
espouses audacity in thought. He disdains restrictions and prohibitions
foisted upon him from outside (particularly those originating from
timorous philosophemes). So long as the being enveloped by thought
prevents thought from lapsing into inconsistency, one can and should
proceed boldly in asserting existences. This is how thought pursues a
line of intensification.
– Lastly, the Platonist acknowledges a criterion whenever it becomes
apparent that a choice is necessary as to the direction in which mathematics will develop. This criterion is precisely that of maximal extension in what can be consistently thought. Thus the Platonist will admit
the axiom of choice rather than its negation, because a universe
endowed with the axiom of choice is larger and denser in terms of
intelligible relations than a universe that refuses to admit it. Conversely, the Platonist will have reservations about admitting the continuum hypothesis, and even more so the hypothesis of constructibility.
For universes regulated in accordance with these hypotheses seem
narrow and constrained. The constructible universe is particularly
penurious: Rowbottom has shown that if one admits a particular type
of large cardinals (Ramsey cardinals), the constructible real numbers
become denumerable. For the Platonist, a denumerable continuum
seems far too constrictive an intuition. The Platonist’s conviction finds
reassurance in Rowbottom’s theorem, which privileges decided consistencies over controlled constructions.
It then becomes apparent that a ‘set-theoretical’ decision with regard to
mathematics, i.e. an ontological reworking of Cantor’s ideas (which, as I have
shown, helps elucidate the thinking of being as pure multiplicity), imposes a
Platonic orientation of the kind just described. Moreover, this is confirmed
by the philosophical choices espoused by Gödel, who is (with Cohen) the
greatest of Cantor’s heirs.
Set-theory is indeed the prototypical instance of a theory in which (axiomatic) decision prevails over (definitional) construction. Empiricists, along
with the twentieth-century partisans of the ‘linguistic turn’, have not been
slow in objecting that the theory cannot even define or elucidate its central
concept; that of the set. To this accusation a Platonist like Gödel will always
retort that what counts is axiomatic intuitions, which constitute a space of
truth, not the logical definition of primitive relations.
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Contrary to the Aristotelian orientation (potentiality as a primary singularization of substance) and the Leibnizian orientation (logical possibility as a
‘claim to being’), set-theory knows only actual multiplicity. The idea that
actuality is the effective form of being, and that possibility or potentiality are
fictions, is a profoundly Platonic motif. Nothing is more significant in this
regard than the set-theoretical treatment of the concept of function. What
seems to be a dynamic operator, often manifested in terms of spatial – i.e.
R
physical – schemata (if y= (x), one will say that y ‘varies’ as a function of
the variations of x, etc.), is, in the set-theoretical framework, treated strictly
as an actual multiple: the multiple-being of the function is the graph, which
is to say a set whose elements are ordered pairs of the (x, y) type, and any
allusion to dynamics or ‘variation’ is eliminated.
Similarly, the concept of limit, imbued as it is with the experience of
becoming, of tending-toward, of asymptotic movement, is reduced to the
immanent characterization of a type of multiplicity. Thus in order to be identified, a limit ordinal does not need to be represented as that toward which
the succession of ordinals of which it is the limit ‘tends’, simply because it is
that succession as such (the elements of that succession are what define it as a
set). The transfinite ordinal Q0, which comes ‘after’ the natural whole
numbers, is nothing other than the set of all natural whole numbers.
In each and every case, set-theory demonstrates its indisputable derivation
from Platonic genius by thinking virtuality as actuality: there is only one
kind of being, the Idea (or in this instance, the set). Thus there is no actualization, because every actualization presupposes the existence of more than
one register of existence (at least two: potentiality and act).
Furthermore, set-theory conforms to the principle of existential maximality. Ever since Cantor, its aim has been to go beyond all previous limitations, all criteria for ‘reasonable’ existence (criteria which are in its eyes
extrinsic). The admission of increasingly huge cardinals (inaccessible, Mahlo,
measurable, compact, supercompact, enormous, etc.) is intrinsic to its natural
genius. But so too is the admission of infinitesimals of all sorts, in accordance
with the theory of surreal numbers. Furthermore, this approach deploys
more and more complex and saturated ‘levels’ of being; an ontological hierarchy (the cumulative hierarchy) that, in conformity with an intuition which
this time is of Neo-platonic inspiration, is such that its (inconsistent)
‘totality’ is always consistently reflected in one of its levels, in the following
sense: if a statement is valid ‘for the universe as a whole’ (in other words, if
the quantifiers are taken in an unlimited sense, so that ‘for every x’ really
does mean ‘for any set whatsoever in the universe as a whole’), then there
exists a set in which that statement is valid (the quantifiers this time being
taken as ‘relativized’ to the set in question). Which means that this set,
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considered as a ‘restricted universe’, reflects the universal value of the statement, localizes it.
This theorem of reflection tells us that what can be said with regard to
‘limitless’ being can also always be said in a determinate site. Or that every
statement prescribes the possibility of a localization. One will recognize here
the Platonic theme of the intelligible localization of all rational pronouncements – which is the very thing Heidegger criticizes as the Idea’s ‘segmentation’ of being’s ‘unconcealment’ or natural presencing.
More fundamentally, set-theory’s Platonic vocation entails consequences
for three of the constitutive categories in any philosophical ontology: difference, the primitive name of being, and the undecidable.
For Plato, difference is governed by the Idea of the Other. But according
to the way this idea is presented in the Sophist, it necessarily implies an intelligible localization of difference. It is to the extent that an idea ‘participates’
in the Other, that it can be said to be different from another. Thus there is a
localizable evaluation of difference: that of the proper modality according to
which an idea, even though it is ‘the same as itself’, participates in the Other
as other idea. In set-theory, this point is taken up through the axiom of
extensionality: if a set differs from another, it is because there exists at least
one element which belongs to one but not the other. This ‘at least one’ localizes the difference and prohibits purely global differences. There is always
one point of difference (just as for Plato an idea is not other than another ‘in
itself’, but only in so far as it participates in the Other). This is a crucial
trait, particularly because it undermines the appeal (whether Aristotelian or
Deleuzean) to the qualitative and to global, natural difference. In the
Platonic style favoured by the set-theoretical approach, alterity can always be
reduced to punctual differences, and difference can always be specified in a
uniform, elementary fashion.
In set-theory, the void, the empty set, is the primitive name of being. The
entire hierarchy is rooted in it. There is a certain sense in which it alone ‘is’.
And the logic of difference implies that the void is unique. For it cannot
differ from another, since it contains no element (no local point) through
which this difference could be verified. This combination of primitive
naming through the absolutely simple (or the in-different, which is the status
of the One in the Parmenides) and founding uniqueness is indubitably
Platonic: the existence of what this primitive name designates must be axiomatically decided, just as – and this is the upshot of the aporias in the Parmenides – it is pointless to try to deduce the existence (or non-existence) of the
One: it is necessary to decide, and then assume the consequences.
Finally, as we have known ever since Cohen’s theorem, the continuum
hypothesis is intrinsically undecidable. Many believe this signals the veritable
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ruin of the project of set-theory, or points to the ‘fragmentation’ of what was
intended as a unified construction. I have said enough by now to make it
clear that my own point of view is diametrically opposed to this verdict: the
undecidability of the continuum hypothesis marks the effective completion of
set-theory as a Platonic orientation. It indicates the point of flight, the aporia,
the immanent errancy, wherein thought is experienced as a groundless
confrontation with the undecidable, or – to use Gödel’s vocabulary – as a
continuous recourse to intuition, which is to say, to decision.
Antiqualitative localization of difference, uniqueness of existence through a
primitive naming, intrinsic experience of the undecidable: these are the
features through which set-theory can be grasped by philosophy from the
perspective of a theory of truth, over and above a mere logic of forms.
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CHAPTER 5
The Being of Number
Euclid’s definitions show how in the Greek conception of number, the being
of number is entirely dependent upon the metaphysical aporias of the one.
Number, according to Definition 2 of Book 7 of Euclid, is ‘a multiplicity
composed of units’. And a unit, according to Definition 1 of the same book,
is ‘that on the basis of which each of the things that exist is called one’. Ultimately, the being of number is the multiple reduced to the pure combinatorial legislation of the one.
The exhaustion and eventual collapse of this conception of the being of
number in terms of the procession of the one ushers the thinking of being
into the modern era. This collapse is due to a combination of three factors:
the appearance of the Arab zero, the infinitesimal calculus, and the crisis of
the metaphysical ideality of the one. The first factor, zero, introduces
neutrality and emptiness at the heart of the conception of number. The
second, the infinite, either goes beyond the combinatorial and heads toward
topology, or appends the numerical position of a limit onto mere succession.
The third, the obsolescence of the one, necessitates an attempt to think
number directly as pure multiplicity or multiple-without-oneness.
What initially ensues from all this is a kind of anarchic dissemination of the
concept of number. The disciplinary syntagm known as ‘number theory’
bears witness to this: ultimately, it comprises vast amounts of pure algebra,
as well as particularly sophisticated aspects of complex analysis. Equally
symptomatic is the heterogeneity in the introductory procedures used for the
different kinds of classical number: axiomatic for natural whole numbers,
structural for the ordinals, algebraic for negative as well as rational numbers,
topological for real numbers, and largely geometrical for complex numbers.
Lastly, this dissemination can also be seen in the non-categorial character of
the formal systems used to capture number. Because they admit non-classical
models, these systems open up the fertile path of non-standard analysis,
thereby rendering infinite (or infinitesimal) numbers respectable once again.
The difficulty for philosophy, whose aim is to reveal how the conception of
number harbours an active thinking of being, is that today, unlike in the
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Greek era, there no longer seems to be a unified definition of number. What
concept could simultaneously encompass the discrete nature of the wholes,
the density of the rationals, the swarming of the infinitesimals, not to
mention the transfinite numbering of Cantor’s ordinals? In what sense is it
possible for the philosopher to relate all these back to a single concept, all the
while maintaining and intensifying the concept’s cognitive power as well as
its singular inventiveness? Let’s try to clarify this confusion by starting from
the ordinary uses of the word number.
What do we mean by ‘number’? What is entailed by our uses of the term
and the representations associated with those uses?
First of all, by ‘number’ we understand an instance of measure. At the
most elementary level, number serves to distinguish between the less and the
more, the large and the small. It provides a discrete distribution of data.
Thus one of the principal requirements for any species of number is that it
provide a structure of order.
Secondly, a number is a figure of calculation. We count with numbers. To
count means to add, subtract, multiply, divide. Thus we will require of a
species of number that these operations be practicable or well-defined within
it. Technically, this means that a species of number must be capable of being
identified algebraically. The completed summary of this identification is the
algebraic field structure, wherein all operations are possible.
Thirdly, number must be a figure of consistency. This means that its two
characteristics, order and calculation, must obey rules of compatibility. For
example, we expect the addition of two clearly positive numbers to be bigger
than each of these numbers, or the division of a positive number by a
number greater than one to yield a result smaller than the number with
which we started. These are the ‘linguistic’ requirements for the idea of
number, in so far as it expresses the reciprocity of order and calculation.
Technically, this will be expressed as follows: the adequate figure in which a
species of number is inscribed is that of the ordered field.
If, in light of all this, we want a definition of number to subsume all its
species, this means it must determine what I will call the ‘ordered macrofield’ wherein all the species of number may be situated.
This is precisely the result of the definition put forward by the great mathematician Conway, under the paradoxical name of ‘surreal numbers’.
In the general framework of set-theory, this definition specifies a configuration in which a total order is defined, and in which addition, subtraction, multiplication and division are universally possible. Note that this
configuration or macro-field of numbers includes the ordinals, the whole
naturals, the ring of positive and negative wholes, the field of rationals and
the field of reals, along with all their known structural determinations. But
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also note that it includes an infinity of as yet unnamed species of numbers,
particularly infinitesimals, or numbers located between two adjacent and
disconnected classes of reals, as well as all sorts of infinite numbers, besides
cardinals and ordinals. I speak of a macro-field because it is not a set. That
is why I called it a configuration. It is a class in its own right. This is
obvious, because it contains all the ordinals, which already do not constitute
a set. Invoking once more an intrinsic characteristic of multiple-being, we
will say that the concept of number designates an inconsistent multiplicity –
but add that the species of numbers carve out consistent numerical situations within this inconsistency, which constitutes their being. Thus the
field of real numbers consists; it is a set. But its identification as field of
numbers comes down to its being an internal consistency in the inconsistency of the site of number; in other words, a sub-field of the numerical
macro-field.
We could therefore say that the apparent anarchy or concept-less multiplicity of the species of numbers resulted from the fact that, up until now, they
were effectuated in their operations but not located in their being. The
macro-field provides us with the inconsistent generic site wherein numerical
consistencies co-exist. Henceforth, it becomes legitimate to conceive of these
multiplicities as pertaining to a single concept, that of Number.
The being of Number as such, which is that aspect of number which
thinks being, is ultimately given in the definition of the macro-field as inconsistent site of being for the consistency of numbers.
Thus, we will use the term ‘Number’ (capitalized) to refer to every entity
that belongs to the macro-body. And we will use the term ‘numbers’ (lower
case) to designate the diversity of species, or the immanent consistencies
whose site is fixed by the inconsistency of Number.
What then is the definition of a Number?
This definition is admirably simple: a Number is a set with two members,
an ordered pair, comprising an ordinal and a part of that ordinal, in that
order. Accordingly, we will denote a Number as (a, X), where X is a part of
the ordinal a, or Xa.
It might be objected that this definition is circular, since it makes use of
ordinals, which we have declared to be numbers, and which therefore already
figure in the macro-field.
But in reality it is possible to provide an initial definition of ordinals in a
purely structural fashion, without resorting to any numerical category whatsoever, not even (despite their name) to the idea of order. Von Neumann
defines an ordinal as a transitive set all of whose members are also transitive.
But transitivity is an ontological property: it simply means that all the
elements of a set are also parts of that set, or that given a2b, you also have
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ab. This maximal correlation between belonging (or element) and inclusion
(or part) endows transitive sets with a specific sort of ontological stability;
one which I regard as peculiar to natural being.1 It is this natural stability of
ordinals, this immanent homogeneity, which makes of them the primordial
material of Number.
What is striking about the definition of Number – the ordered pairing of
an ordinal and a part of that ordinal – is the instance of the pair. In order to
define Number, it is necessary to install oneself in the realm of the two.
Number is not a simple mark. There is an essential duplicity to Number.
Why this duplicity?
Because Number is an ontological gesture – to use the vocabulary of Gilles
Châtelet2 – and the double marking is a trace of this gesture. On the one
hand, you have a stable, homogeneous mark: the ordinal. On the other, a
mark that, in a certain sense, has been torn from the former; an indeterminate part that, on the whole, does not conserve any immanent stability and
can be discontinuous, dismembered, and devoid of any concept – because
there is nothing more errant than the notion of the ‘part’ of a set.
Thus the numerical movement is, in a certain sense, the forced, unbalanced, inventive sampling of an incalculable part of that which, by itself,
possesses all the attributes of order and internal solidity.
This is why, as a philosopher, I have renamed the two components of
Number. I have called the ordinal the material of Number, in order to evoke
that donation of stability and of a powerful but almost indifferent internal
architecture. And I have called the part of the ordinal the form of the
Number, not to evoke a harmony or essence but rather to designate that
which, as in certain effects achieved by contemporary art, is inventively
extracted from a still legible backdrop of matter. Or that which, by extracting
a sample of unforeseeable, almost lightning-like discontinuity from matter,
allows an unalterable material density to be glimpsed as though through the
gaps left by that extraction.
Thus a Number is entirely determined by the coupling of an ordinal
material and a form carved out from that material. It is the duplicity constituted by a dense figure of multiple-being and a lawless gesture of carving out
that traverses that density.
What is remarkable is that this simple starting point allows one to establish
all the properties of order and calculation required from that which is
supposed to provide the ontological correlate for the word ‘Number’.
This is done by proving – here lies the technical aspect of the matter – that
the universe of Numbers is completely ordered, and that one can define a
field-structure within it, which means adding, multiplying, subtracting and
dividing. One thereby accomplishes the construction of an ordered macro-
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field, the site for the ontological identification of everything that falls under
the concept of number.
One can then go on to show that all the familiar species of number are in
fact consistencies carved out from this site: natural whole numbers, relative
numbers, rational numbers and real numbers are all sub-species of the
macro-field or numbers that can be identified within the ontological site of
Number.
But aside from these historical examples, there are many other strange and
as yet unidentified or unnameable entities swarming under the concept of
Number.
Here are two examples:
1. We are accustomed to considering finite negative numbers. But the idea of
a negative of the infinite is certainly more unusual. Nevertheless, within
the macro-field of Numbers, there is no difficulty in defining the negative
of an ordinal, whether finite or infinite.
2. It can demonstrated that, within the macro-field which identifies the site
of Number, the real numbers include all the Numbers whose matter is
the first infinite ordinal, i.e. w0, and whose form is infinite. What can we
say about those Numbers whose material is an infinite ordinal greater
than w0? Well, we can say that, generally speaking, these are Numbers
that we have yet to study and that remain as yet unnamed. They make up
an infinitely infinite reservoir of Numbers belonging to an open future in
which the ontological forms of numericality will be investigated. This
testifies to the fact that those numbers with which we are familiar merely
make up a tiny fraction of what being harbours under the concept of
Number. In other words, the ontological prescription latent in the
concept of Number infinitely exceeds the actual historical determination
of known and named numerical consistencies. The word ‘Number’
harbours a greater share of being than anything mathematics has hitherto
been able to circumscribe or capture through the toils of its consistent
constructions.
In fact, in each of its segments, even in those that seem miniscule from the
point of view of our intellect, the macro-field of Numbers is populated by an
infinite infinity of Numbers. In this respect it probably provides the best
possible image for the universe as described by Leibniz in paragraph 67 of
the Monadology: ‘Each portion of matter may be conceived as a garden full of
plants, and as a pond full of fish. But every branch of each plant, every
member of each animal, and every drop of their liquid parts is itself likewise
a similar garden or pond.’3 Each miniscule section in the macro-field of
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Numbers may be conceived as the site for an infinity of species of Numbers,
and each species in turn – as well as every miniscule section of that species –
as a similar site or infinity.
What can we conclude from all this?
That Number is neither a trait of the concept (Frege), nor an operational
fiction (Peano), nor an empirico-linguistic datum (the vulgar conception), nor
a constitutive or transcendental category (Kronecker, or even Kant), nor a
grammar or language game (Wittgenstein), nor even an abstraction from our
idea of order. Number is a form of multiple-being. More precisely, the
numbers we manipulate represent a miniscule sample of being’s infinite
abundance when it comes to species of Number.
Basically, a Number is a form torn from a stable, homogeneous multiplematerial, a material whose concept is that of the ordinal, in the intrinsic sense
ascribed to the latter by von Neumann.
Number is neither an object, nor an objectivity. It is a gesture in being.
Before all objectivity, before all bound presentation, in the unbound eternity
of its being, Number makes itself available to thought as a form carved-out
within the maximal stability of the multiple. It is ciphered through the correspondence between this stability and the often un-predicable result of the
gesture. The name of Number is the duplicitous trace of the components of
the numerical gesture.
Number is the site of being qua being for the manipulable numericality of
the species of number. Number, capital ‘N’, ‘ek-sists’ in numbers, lower-case
and plural, as the latency of their being.
What’s remarkable is that we have any access at all to this latency, to
Number as such, even if this access points to an excess: the excess of being
over knowledge. This excess becomes apparent in the innumerable expanse
of Numbers relative to our knowledge of how to structure these into presentations of the species of numbers. That mathematics allows us to at least
gesture toward this excess, to access it, confirms the potency of the discipline’s
ontological vocation.
In the case of the concept of Number as in the case of every other concept,
the history of mathematics is precisely the necessarily interminable history of
the relation between the inconsistency of multiple-being and the consistency
which our finite thought is able to carve out from this inconsistency.
As far as Number and numbers are concerned, the task can only consist in
pursuing and ramifying the deployment of their concept. Number (capitalized) pertains exclusively to mathematics as soon as it’s a question of
thinking its various species and situating these within the macro-field which
is their ontological site. Philosophy declares that Number belongs exclusively
to mathematics and points to those instances where it manifests itself as a
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resource of being within the confines of a particular situation: the ontological
or mathematical situation.
Where the thinking of Number is concerned, we must abandon not only
Frege’s approach but also the respective approaches of Peano, Russell and
Wittgenstein. The project started by Dedekind and Cantor must be radicalized, exceeded, pushed to the point of its dissolution.
There is no deduction of Number, but no induction of it either. Language
and perceptual experience prove to be inoperative guides where Number is
concerned. It is simply a question of being faithful to whatever portion of the
inconsistent excess of being, to which our thought occasionally binds itself,
comes to be inscribed as a consistent historical trace in the simultaneously
interminable and eternal movement of mathematical transformation.
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CHAPTER 6
One,Multiple,Multiplicities1
1. I thought that my Deleuze had made its point perfectly clearly. But since it
seems I was mistaken and I am being asked to restate my argument, allow me
to reiterate why I consider the work of Gilles Deleuze to be of exceptional
importance. Deleuze conceded nothing to the hegemonic theme of the end of
philosophy, whether in its pathetic version, which ties it to the destiny of
Being, or its bland one, which binds it to the logic of judgement. Thus,
Deleuze was neither hermeneutic nor analytic – this is already a lot. He courageously set out to construct a modern metaphysics, for which he devised an
altogether original genealogy, a genealogy in which philosophy and the
history of philosophy are indiscernible.
Deleuze frequented the more incontestable cognitive productions of our
time, and of some others besides, treating them as so many inaugural ‘cases’
for his speculative will. In so doing, he displayed a degree of discernment
and acumen unparalleled among his contemporaries, especially where prose,
cinema, certain aspects of science and political experimentation are
concerned. For Deleuze really was a progressive, a reserved rebel, an ironic
supporter of the most radical movements. That is why he also opposed the
nouveaux philosophes and remained faithful to his vision of Marxism, making
no concessions to the flaccid restoration of morality and ‘democratic debate’.
These are rare virtues indeed.
Moreover, Deleuze was the first to properly grasp that a contemporary
metaphysics must consist in a theory of multiplicities and an embrace of
singularities. He linked this requirement to the necessity of critiquing the
thornier forms of transcendence. He saw that only by positing the univocity
of being can we have done with the perennially religious nature of the interpretation of meaning. He clearly articulated the conviction that the truth of
univocal being can only be grasped by thinking its evental advent.
This bold programme is one which I also espouse. Obviously, I do not
think Deleuze successfully accomplished it; or rather, I believe he gave it an
inflection which led it in a direction opposite to the one I think it should take.
Otherwise, I would have rallied to his concepts and orientations of thought.
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Our quarrel can be formulated in a number of ways. We could approach it
by way of some novel questions such as, for example: how is it that, for
Deleuze, politics is not an autonomous form of thought, a singular section of
chaos, one that differs from art, science and philosophy? This point alone
bears witness to our divergence, and there is a sense in which everything can
be said to follow from it. But the simplest thing is to start from what separates us, at the point of greatest proximity: the requirements for a metaphysics
of the multiple. For it is on this issue that my critics were most vocal in their
protests. Or rather, not so much vocal as muffled, given the way they choked
on the quasi-mystical thesis of the One. It seems these critics read my fundamental claims (about the One, asceticism or univocity), but failed to examine
either their composition or the specifics of my argument.
But are these critics really preoccupied with the Eternal Return, or
Relation, or the Virtual, or the Fold? I am not so sure. For it seems that they
believe, unlike their Master, that all this can be debated in haughty ignorance
of their opponent’s doctrine. Thus we see them resort to the setting up of
elaborate trials for misrepresentation. But such trials can only be superficial
or incorrect, given that they invoke what academics have written about
Deleuze’s works on Spinoza or Nietzsche. Even if my critics intended to
show – as they should, in conformity with the doctrine of free indirect
discourse that they’ve inherited – that my claims about Deleuze conformed to
the theses of my book Being and Event, it would still be necessary, as Deleuze
himself at least attempted, to encapsulate the singularity of that work. We
would then have something a little broader and a little better than a defence
and illustration of textual orthodoxy. We would be getting nearer to the
inherent philosophical tension that characterizes our turn of the century.
Nothing could be more pointless than to argue, for example, that the opposition between the One and the Multiple is ‘static’ and then, as though
unveiling the latest theoretical innovation, to try to counter this with a third
concept – such as that of ‘multiplicities’, for instance – which is supposed to
nourish the unimaginable ‘wealth’ of the movement of thought, the experience of immanence, the quality of the virtual, or the infinite speed of intuition. I consider this vitalist terrorism – whose hallowed version was provided
by Nietzsche, and whose polite bourgeois version, as Guy Lardreau rightly
notes, derives from Bergson – to be puerile.
First of all, because it presupposes the consensual nature of the very norm
that needs to be examined and established, to wit, that movement is superior
to immobility, life superior to the concept, time to space, affirmation to
negation, difference to identity, and so on. In these latent ‘certainties’, which
command the peremptory metaphorical style of Deleuze’s vitalist and anticategorical exegeses, there is a kind of speculative demagogy whose entire
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strength lies in addressing itself to each and everyone’s animal disquiet, to
our confused desires, to everything that makes us scurry about blindly on the
desolate surface of the earth.
Second, and most importantly, my appraisal is based on the fact that no
‘interesting’ philosophy (to use Deleuze’s own normative vocabulary), no
matter how abruptly conceptual and anti-empiricist, has ever been content
simply to adopt inherited categorical oppositions, and that in this respect
vitalist philosophies cannot lay claim to any kind of singularity. Plato institutes simultaneous proceedings against multiple-becoming (in the Theaetetus)
and the immobile-One (in the Parmenides); proceedings whose radicality has
yet to be outdone. The notion that thought should always establish itself
beyond categorical oppositions, thereby delineating an unprecedented
diagonal, is constitutive of philosophy itself. The whole question consists in
knowing what value to ascribe to the operators of this diagonal trajectory,
and in identifying the unknown resource to which they summon thought.
In this regard, to state of a philosophical framework – as I did in detail –
that the conceptual diagonal it invents beyond the categorical opposition of
the One and the Multiple is subordinated to a renewed intuition of the power
of the One (as is manifestly the case for the Stoics, for Spinoza, for
Nietzsche, for Bergson and for Deleuze) is by no means a ‘critique’ which
one should hasten to ‘refute’ in order to maintain some sort of orthodoxy
concerning the diagonal invention itself. All these philosophies, through
operations of great complexity to which it is important to do justice case by
case, maintain that the effective intuition of the One (which may take the
name of ‘All’ or ‘Whole’, ‘Substance’, ‘Life’, ‘the Body without Organs’ or
‘Chaos’) is that of its immanent creative power, or of the eternal return of its
differentiating power as such. Thus, in conformity with Spinoza’s maxim,
the stakes of philosophy consist in adequately thinking the greatest possible
number of particular things (this is the ‘empiricist’ aspect in Deleuze – the
disjunctive syntheses or the ‘small circuit’), in order to adequately think
Substance, or the One (which is the ‘transcendental’ aspect – Relation or the
‘great circuit’). It is to the precise degree that such stakes are present that
these apparatuses of thought are philosophies. Otherwise, they would be no
more than more or less lively phenomenologies, vainly and indefinitely
recommenced. Which is what, as far as I can see, the majority of their disciples intend to reduce them to.
Since we are dealing with philosophy (and I believe I was among the first,
if not the first, to have treated Deleuze as a philosopher), only those who
remain trapped by the subjective constraint of allegiance or academicism
believe that in order to say something about it repetition is required. Truly to
speak about a philosophy means evaluating, within a set-up that is itself
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inventive, or consigned to its own power, the diagonal operators that a metaphysical apparatus proposes to us. Consequently, it is not a question of
knowing whether ‘multiplicities’ is a term that endures beyond the categorical opposition between the One (as transcendence) and the Multiple (as
empirical givenness). This is trivially obvious in the context of Deleuze’s
metaphysical project. What needs to be evaluated with regard to the promise
harboured by the concept of multiplicity – which is oriented towards a vital
intuition of the One and a thinking fidelity to ‘powerful inorganic life’ or the
impersonal – is the intrinsic density of this concept, and whether a thinking
whose own movement comes from elsewhere is capable of sustaining the
philosophical announcement borne by the concept of multiplicity.
Now, in my view the construction of this concept is marked (and this indicates its overtly Bergsonian lineage) by a preliminary deconstruction of the
concept of set. Deleuze’s didactic of multiplicities is from beginning to end a
polemic against sets, just as the qualitative content of the intuition of
duration in Bergson is only identifiable on the basis of the discredit that must
attach to the purely spatial quantitative value of chronological time (on this
crucial issue I cannot register any kind of caesura between Difference and
Repetition and the more detailed philosophical texts to be found in the two
volumes on cinema).
On this basis, I’d like to sketch the demonstration of three theses:
a. What Deleuze calls ‘set’ – in contradistinction to which he identifies
multiplicities – does nothing but repeat the traditional determinations of
external, or analytical, multiplicity, effectively ignoring the extraordinary
immanent dialectic which this concept has undergone at the hands of
mathematics ever since the end of the nineteenth century. From this
point of view, the experiential construction of multiplicities is anachronistic, because it is pre-Cantorian.
b. As for the density of the concept of multiplicities, it remains inferior –
even in its qualitative determinations – to the concept of Multiple that
can be extracted from the contemporary history of sets.
c. This lag (one of whose symptoms is an ‘impoverished’ interpretation of
Riemann), makes it impossible to subtract multiplicities from their equivocal absorption into the One, or to achieve the univocal determination of
a multiple-without-oneness, such as I have developed in my own
doctrine.
2. The specific mode whereby ‘multiplicity’ lies beyond the categorical opposition of the One and the Multiple is of an intervallic type. By this I mean
that, for Deleuze, only the play in becoming of at least two disjunctive figures
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allows us to think a multiplicity. By taking things experientially ‘in the
middle’, every figure of transcendence is rejected. Nevertheless, it is easy to
see that this ‘middle’ is really the element of the categorical opposition itself.
For a multiplicity is really that which, in so far as it is grasped by the numerical one, will be called a set, and in so far as it remains ‘open’ to its own
power – or grasped by the vital One – will be called an effective multiplicity.
Once it is conceptually reconstructed, multiplicity appears as suspended
between two forms of the One: on the one hand, the form that relates to
counting, number, the set; on the other, the form that relates to life, creation,
differentiation. The norm for this tension, the real conceptual operator at
work within it, is borrowed from Bergson: multiplicity will be called ‘closed’
when grasped by the numerical one, and ‘open’ when grasped by the vital
One. Every multiplicity is the joint effectuation of the closed and the open,
but its ‘veritable’ multiple-being lies on the side of the open, just as for
Bergson the authentic being of time lies on the side of qualitative duration,
or the essence of the dice-throw is to be sought in the single primordial
Throw, and not in the numerical result displayed by the immobile dice.
Now, assigning the set to the closed, i.e. to numerical unity, reveals a
limited conception of set. This is what lies behind the supposed ‘sublation’
of the set by the differentiating opening of life. But after Cantor, the set –
which is intuited as a multiple of multiples whose only halting point is the
void, within which infinite and finite are equivalent, and which guarantees
that every multiplicity is immanent and homogeneous – cannot be assigned
either to number or to the closed.
I have devoted an entire book (Number and numbers)2 to showing how, far
from the set being reducible to number, it is rather number – i.e. an innumerable infinity of kinds of number (for the most part yet to be studied) –
which presupposes the prior availability of the ontology of sets for the apprehension of its concept. Number is but a small and particular section of beingmultiple such as it is given to thought in the set-theoretical axiomatic, which
is really rational ontology itself. Only the unwillingness to accept this point,
and the obstinate wish to maintain at all costs and in the face of all evidence,
that every set is a number, can explain the very strange text which Deleuze
devoted to my book Being and Event in What is Philosophy?3 No clearer
demonstration could be given of the manner in which the insistence on using
the normative logic of the closed and the open as an interpretive filter vis-àvis a philosophy that takes Cantor as one of its conditions only succeeds in
generating confusion.
For the set is the exemplary instance of something that is thinkable only if
one dispenses entirely with the opposition between the closed and the open –
for the important reason that it is only on the basis of the undetermined
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concept of set that this opposition can be granted a satisfactory meaning. We
could even say that the set is that neutral-multiple which is originarily
subtracted from both openness and closure, but which is also capable of
sustaining their opposition.
We know in fact that if we take any set, it is possible for us to define
numerous topologies relative to it. Now, what is a topology? It is precisely
the fixation of a concept of the open (or of the closed). But rather than
putting its trust in dynamic intuition, as the vitalist orientation does, with all
the paradoxical consequences that I registered in my Deleuze, topology
operates – as every approach faithful to a principle of immanence must – by
determining the relational effects of this opening (or closure). A concept of
the open is substantially established once we possess a multiple such that we
dwell within it by taking the intersection of two elements, or the union of as
many elements as we wish (even an infinity of elements). In other words, the
intersection of two opens is an open, and any union whatsoever of opens
remains open. As for the closed, it is never anything but the dual of the
open, its complement or reverse. Its relational properties are symmetric to
those of the open: the union of two closed sets is closed, and the intersection
of any number whatsoever of closed sets remains closed. The closed also
dwells, according to immanent paths that differ from those of the open.
It is from the point of view of this ‘dwelling’ alone, of this persistence of
the ‘there’ of a multiple being-there in operationally maintaining its own
immanence, that we can elucidate one of the main properties of open sets,
which Deleuze (wrongly) identifies with their ‘absence of parts’, and therefore with their qualitative, or intensive, singularity. This property is that the
‘points’ of an open are partially inseparate, or not assignable, because the
open is the neighbourhood of each of its points. It is in this way that an open set
topologically provokes a sort of coalescence of that which constitutes it.
That the open points back to a ‘dwelling’ is not at all paradoxical (there are
strong intuitions in Heidegger about this question). If opening, in its very
construction, effectuates a localization without an outside (which reiterates
the idea that the open qua neighbourhood ‘localizes’ all of its points), it is
because ‘open’ is an intrinsic determination of the multiple – in other words,
because we are indeed dealing with an immanent construction. This not the
case with Deleuze, since in his thinking the open is always open to something
other than its own effectiveness, namely to the inorganic power of which it is
a mobile actualization. For Deleuze, to reduce the open to its internal power
of localization would be to turn it into a closed set. Moreover, it is because it
must be open to its own being that the vitalist notion of the open is ultimately only thinkable as virtuality. By way of contrast, the set-theoretical or
ontological open is entirely contained in the actuality of its own determina-
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tion, which exhausts it univocally. Ultimately, the topological construction of
opens on the basis of a set-theoretical ontology demonstrates that the set,
taken as such, is in no way an image of the closed, since it is indifferent to
the duality of closed and open. Moreover, it also indicates that when
conceived in this manner, the thought of the open manages to remain faithful
to a principle of immanence and univocity from which the vitalist notion of
multiplicity inevitably deviates – for, regardless of how closed it is, the
vitalist multiplicity is obliged to signal equivocally toward the opening of
which it is a mode.
3. Someone might object that only the dialectic of the open and the closed –
such as provides the basis for the concept of multiplicity (or multiplicities) –
can do justice to becoming, to singularities, to creations, to the inexhaustible
diversity of sensation and life; that it is truly outrageous to see in it some sort
of phenomenological monotony; that the post-Cantorian theory of the pure
multiple is incapable of equalling this descriptive capacity; and that the latter
in fact harbours identity’s categorical revenge on difference.
I believe the opposite to be the case, for at least three reasons:
A. Mathematics has this peculiar trait: it is always richer in surprising determinations than any empirical donation whatsoever. The recurrent theme
of the ‘abstract poverty’ of mathematics when compared to the
burgeoning richness of the ‘concrete’ is an expression of pure doxa (and
one which, incidentally, was entirely foreign to Deleuze himself). In
actual fact, mathematics shows itself perfectly capable both of providing
schemas adequate to experience, and of frustrating this experience by way
of conceptual inventions that no intuition could ever accept.
Take a simple example: the empirical notion of ‘grazing’ – i.e. the
notion of a superficial touch, of a contact which is almost identical with a
non-contact, or even of a timid caress – is certainly conceived through the
notion of tangency, of the infinitesimal approach toward a point, a notion
which, ever since the Greeks, requires an ascetic effort of thinking and is
oriented toward the concept of the derivative of a function. Very roughly,
one can say that, given the curve that represents a function, if this
function can be derived for a value of its argument, there will be a
tangent to the curve at the point represented by this value. One can therefore argue that the joint notions of curvature and contact at a single point
of this curvature intuitively circulate between the concepts of continuous
function (curve) and derivative at a point (tangent). I have chosen this
example because it is quite Deleuzean, as well as being one with which
Deleuze himself was perfectly familiar. Curvatures, contacts, bifurcations,
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lines of flight (a tangent touches the curve and flees), differentiation, limit
– all these are constants of Deleuze’s descriptions. Now consider the
discovery, in the nineteenth century, that there exist continuous functions
that cannot be derived at any point. Try to imagine a continuous curve
such that it is impossible for a straight line to ‘touch’ it at any point . . .
Even better: We can demonstrate that these functions, which are
subtracted from every empirical intuition, and are therefore strictly
speaking unrepresentable, are ‘more numerous’ than those that have
hitherto governed mathematical thinking. This is just a particular case of
a general law: everywhere where mathematics is close to experience but
follows its own movement, it discovers a ‘pathological’ case that absolutely challenges the initial intuition. Mathematics then establishes that
this pathology is the rule, and that what can be intuited is only an exception. We thereby discover that as the thinking of being qua being, mathematics never ceases to distance itself from its starting point, which is to be
found in an available local being or a contingent efficacy.
This means in particular that, in the case of the ‘rhizomatic’ multiplicities that serve as Deleuze’s cases (packs, swarms, roots, interlacings, etc.),
the variegated configurations proper to set-theory provide an incomparably richer and more complex resource: they always allow one to go
further than could be imagined. For instance, the construction of a generic
subset in a partially ordered set not only surpasses in violence, as a case for
thought, any empirical rhizomatic schema whatsoever, but, by establishing
the conditions for ‘neutrality’ in a multiple that is both dispersive and coordinated, it actually subsumes the ontology of these schemata. This is
why, in elaborating an ontology of the multiple, the first rule is follow the
conceptual mathematical constructions – which we know can overflow in
all directions, no matter what the empirical case, once it is a question of
the resources proper to the multiple. This rule, of course, is Platonist: may
no one enter here who is not a geometer. To use another example: what
zone of experience could offer a ramification of the concept of experience
as dense as the one provided by the concept that thinks all the kinds of
cardinals: i.e. inaccessible, compact, ineffable, measurable, enormous,
Mahlo cardinals, Ramsey cardinals, Rowbottom cardinals, etc? So when
we hear someone speak in such an impoverished manner about a trajectory
of thought ‘at infinite speed’, we have to ask: what infinite are you referring to? What is this supposed unity of the infinite, now that we have
learned not only that there exist an infinity of different infinites, but that
there is an infinitely ramified and complex hierarchy of types of infinity?
I recognize the fact that Deleuze is in no way contemptuous of mathematics, and that the differential calculus and Riemannian spaces provided
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resources for his philosophical thinking. Indeed, I have even praised him
for this. But short of allowing these examples simply to be reprocessed by
the crypto-dialectic of the closed and the open, they must be allowed to
enter into conflict with the vitalist doctrine of multiplicities.
On this point, the case of Riemann is of considerable significance.
Riemann fascinates Deleuze because he brilliantly complexifies the
elementary intuition of space, providing Deleuze with a war machine
against the unilaterally extensive (or extended) conception proper to the
Cartesian or even Kantian notions of space. In effect, Riemann speaks of
‘multiply extended’ spaces, of varieties of space, thereby anticipating the
modern notion of functional space. He validates Deleuze’s arguments
about the layered character of the plane of immanence and the nonpartitive conception of localizations. It is also true that Riemann generalizes the concept of space beyond any empirical intuition in at least three
respects: he invites the consideration of n-dimensional spaces, rather than
just spaces with a maximum of three dimensions; he tries to think relations of position, form, and neighbouring independently of any metrics,
and therefore ‘qualitatively’, without resorting to number; and he
imagines we can have not only elements or points but functions as components of spaces – such that space would be ‘populated’ by variations
rather than entities. In doing so, Riemann opens up an immense domain
for ‘geometric’ method, one which is still being continually explored to
this very day. Deleuze’s vitalist thought concurs with this multidimensional geometrization, this doctrine of local variations, this qualitative localization of territories.
Yet it is perfectly clear that, in order to achieve the programme they
had set out, Riemann’s awe-inspiring anticipations demanded a speculative framework entirely subtracted from the constraints of empirical intuition. Furthermore, what the ‘geometry’ in question had to grasp was not
empirically attestable configurations (whether bifurcating or folded) but
rather neutral multiples, detached in their being from every spatial or
temporal connotation – neither closed nor open, but beyond figure, freed
from any immediate opposition between the quantitative and the qualitative. That is why these anticipations could only constitute the body of
modern mathematics as such once Dedekind and Cantor had succeeded in
mathematizing the pure multiple under the auspices of the notion of ‘set’,
thereby wrenching the multiple free from every preliminary figure of the
One, subtracting it from those residues of experience still provided by the
putative ‘objects’ of mathematics (numbers and figures), and ultimately
allowing it to become the basis in terms of which one could define and
study the most paradoxical multi-dimensional configurations – including
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all those harboured under the name of ‘spaces’. By reducing Riemann’s
thought to the notion of qualitative multiplicities and turning it into the
emblem for an anti-Cartesian paradigm, Deleuze overlooks the ontology
that underlies Riemann’s invention, an ontology which, in a staggering
display of inconsistency, Deleuze undermines, submitting it to the undecidable, albeit normative, alternative between the closed and the open.
Riemann in no way represents a passage from the Multiple (as opposed
to the One) to multiplicities. Rather, he heralds the passage from what
subsists of the empirical power of the One (in the modality of an experience of mathematical ‘objects’) to the multiple-without-one, which in
effect can indifferently welcome numbers, points, functions, figures, or
places, since it does not prescribe that of which it is composed. The
power of Riemann’s thought resides entirely in its neutralization of difference. Deleuze’s interpretation, which sees in it a mobile complexification
of the idea of plane, is not incorrect, but it fails to grasp the true metaphysical determinations proper to the Riemannian paradigm.
B. Deleuze routinely argues that multiplicities, unlike sets, have ‘no parts’.
This is indeed what, in my view, explains the fact that the opposition
between sets and multiplicities takes place under the aegis of the One. Of
course, I can see that it is a question of saving qualitative singularity and
the vital power that accompanies it, but I do not believe Deleuze’s means
are adequate for such an aim. As a matter of fact, the opposite is the case:
the immanent excess that ‘animates’ a set, and which makes it such that the
multiple is internally marked by the undecidable, results directly from the
fact that it possesses not only elements, but also parts.
The failure to distinguish between elements (what the multiple
presents, or composes) and parts (that which is, for the multiple, represented by a sub-multiple) constitutes a great weakness in any theory of
multiplicities. The statement according to which multiplicities have no
parts already indifferentiates the two types of immanence, the two fundamental forms of being-in which set-theory separates when it distinguishes
between (elementary) belonging and partitive (inclusion). Now, the
relation between these two forms is the key to every thinking of the
multiple, and to ignore it is inevitably to withdraw philosophy from one
of its most exacting contemporary conditions.
At the end of the nineteenth century, Cantor effectively demonstrated
that the power of the set comprising the parts of a given set (i.e. that
which sustains the inclusive type of immanence) was necessarily superior
to the power of the set itself (i.e. that which sustains the elementary type
of immanence). This means that there is an ontological excess of representation over presentation. Thirty years ago, Cohen demonstrated that
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this excess is unassignable. Inother words, no measure could be prescribed
for this excess, since it is something like an errant excess of the set with
respect to itself. that is to say, there is no need to look to the All, the
great cosmic animal, or to chaos for the principle of the pure multiple’s
excess-over-itself: this excess is deducible from an internal non-cohesion
between the two types of immanence. Furthermore, there is no need to
look to the virtual for the principle of indeterminacy or undecidability
that affects every actualisation. Every multiple is indeed actually haunted
by an excess of power that nothing can give shape to, except for an always
aleatory decision which is only given through its effects.
It is certainly the case that experience must, each and every time, redetermine this immanent excess. For example, deciding what to do about
the excess of the power of the State (in its political sense) over simple
presentation (people’s thought) is an essential component of every
singular politics: if you decide that the excess is very weak, you prepare
an insurrection; if you think that it is very large, you settle on the idea of
a ‘long march’, etc. But these singular determinations are by no means
within the reach of philosophical description, since they are internal to
the effectuations of truths (political, artistic, etc.). What is philosophical
is rather setting aside every kind of speculative empiricism, and assigning
the form of these determinations to their generic foundation: the theory
of the pure multiple. From this standpoint, the ‘concrete’ operators of the
vitalist type, which finally refer the positivity of the Open to an immanent
creationism whose foundation is to be found in the chaotic prodigality of
the One, are obstacles, not supports. The concrete is more abstract than
the abstract.
C. The wealth of the empirical is correctly treated by Deleuze as a wealth in
problems. That the relation of the virtual to the actual has as its paradigm
the relation between the problem and its solution (rather than between
the possible and its realization) in my view represents one of the strengths
of the Deleuzean method. But what should follow from this is the falsity
of a maxim that Deleuze nevertheless practises and teaches: that we can
begin from any concrete case whatsoever, rather than from the ‘important’
cases, or from the history of the problem. If we consider the notion of
problem in its original context, mathematics, it becomes immediately
apparent that the consideration of a case taken at random precludes any
access to those problems that have power, that is to say, to those
problems whose solution matters to the dual becoming of thought and
what it thinks. Galois once said that the problem was constituted by
reading ‘the unknown’ into the texts of one’s predecessors: it is there that
the deposits of problems were to be found.
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By not following this logic of the unknown, which functions like a strict
selection principle for productive forms of thought, empirical prodigality
becomes something like an arbitrary and sterile burden. The problem
ends up being replaced by verification pure and simple. Philosophically
speaking, verification is always possible. In my youth, I too belonged to
this school: after Sartre, and following the example of the café waiter, the
skier, the lesbian, and the black man, I could irrefutably transform any
‘concrete’ datum whatsoever into a philosopheme. Multiplicities,
suspended between the open and the closed, or between the virtual and
the actual, can serve this end, just as I was in the habit of using the internalized face-to-face of the in-itself and the for-itself for the same purpose.
By way of contrast, set-theoretical multiples can never be subordinated to
this end, since their being bound to a delicate axiomatic entails that their
rule can never be descriptive. In this regard, we could say that the theory
of the multiple becomes all the richer in problems to the extent that,
incapable of validating any description, it can only serve as a regulative
ideal for prescriptions.
4. What difference is there exactly between saying that a pack of wolves and
the subterranean network of a tuber plant are cases of rhizome, and saying
that they both partake in the Idea of the rhizome? In what sense are we to
take the fact that both Spinoza and Bartleby the scrivener can be compared
to Christ? If Foucault’s work testifies to the Fold between the visible and the
sayable, is this in the same way as the films of Straub or Marguerite Duras,
whose singularity is defined in similar terms? Does the term ‘layered’ designate the same property in Riemann spaces (which belong to a scientific plane
of reference) and in a philosophical plane of immanence? If in my book I
spoke of a certain monotony in Deleuze’s work (which, in my mind, was a
kind of Bergsonian tribute: there is, all things considered, a single motivating
intuition), it was also in order to avoid directly asking such blunt questions.
This is because our interpretive field for the innumerable analogies that
populate Deleuze’s case studies allows us to relate them back to univocity as
a donation of sense that is uniformly deployed on the surface of actualizations
– and driven, in a manner identical to the power of Spinozist substance, by
the ontological determination of the One-Life. When challenged by those
who, on the contrary, do not wish for an ontological postulation of this type
and who regard as ironic the question ‘Could Deleuze’s aim have been that
of intuiting the One?’ (but what else exactly could a self-proclaimed disciple
of Spinoza be concerned with?), my response is to ask them what status they
would give to these analogies, especially in light of the fact that the Master
expressly declared that analogy ought to be prohibited.
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I share with Deleuze the conviction (which I think is political) that every
genuine thinking is a thinking of singularities. But since for Deleuze actual
multiplicities are always purely formal modalities,4 and since only the Virtual
univocally dispenses sense, I have argued that Deleuze has no way of
thinking singularity other than by classifying the different ways in which
singularity is not ontologically singular; in other words, by classifying the
different modes of actualization. After all, this was already the cross borne by
Spinozism, whose theory of ‘singular things’ oscillates between a schematism
of causality (a thing is a set of modes producing a single effect) and a schematism of expression (a thing bears witness to the infinite power of substance).
Similarly, for Deleuze, singularity oscillates between a classificatory phenomenology of modes of actualization (and virtualization), on the one hand, and
an ontology of the virtual, on the other.
I maintain that the ‘link’ between these two approaches is not compatible
with either univocity or immanence. It is this incompatibility that furnishes
the clue as to why Deleuze’s texts swarm with analogies, which are required
in order to determine the descriptive Ideas for which singularities provide
the cases.
That these Ideas (Fold, Rhizome, Dice-throw, etc.) aim at configurations
in becoming, at differentiations, counter-movements, interlacings, etc.,
changes nothing. I have always maintained that Deleuzian singularities
belong to a regime of actualization or virtualization, and not to one of ideal
identity. But the fact that only concrete becomings provide the descriptive
models for a schema in no way precludes the latter from being an Idea to
which the models are isomorphic. Plato’s mythical Parmenides already
‘objected’ to Socrates that there must indeed be an idea of hair, or of mud. It
remains the case that in order to argue that the thinking of singularity
requires the intuition of the virtual – which, I am convinced, plays the role
of transcendence (or takes the place of descriptive Ideas) – one is obliged to
deploy, with ever-renewed virtuosity, an analogical and classificatory vision
of this singularity. This is why it is so important to hold steadfastly to the
multiple as such – the inconsistent composition of multiples-without-oneness
– which identifies the singularity from within, in its strict actuality, stretching
thought towards the point at which there is no difference between difference
and identity. A point where there is singularity because both difference and
identity are indifferent to it.
Let me sum up: the attempt to subvert the ‘vertical’ transcendence of the
One through the play of the closed and the open, which deploys multiplicity
in the mobile interval between a set (inertia) and an effective multiplicity
(line of flight), produces a ‘horizontal’ or virtual transcendence which,
instead of grasping singularity, ignores the intrinsic resource of the multiple,
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presupposes the chaotic power of the One, and analogizes the modes of
actualization. When all is said and done, we are left with what could be
defined as a natural mysticism. In order to have done with transcendence, it
is necessary to follow the thread of the multiple-without-oneness – impervious to any play of the closed and the open, cancelling any abyss between
the finite and the infinite, purely actual, haunted by the internal excess of its
parts – whose univocal singularity is ontologically nameable only by a form
of writing subtracted from the poetics of natural language. The only power
that can be attuned to the power of being is the power of the letter. Only
thus can we hope to resolve the problem that defines contemporary thought:
what exactly is a universal singularity?
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CHAPTER 7
Spinoza’s Closed Ontology
When a proposition in thought presents itself, outside mathematics, as
originally philosophical, it bears on the generality of the ‘there is’. It then
necessarily invokes three primordial operations.
First, it is necessary to construct and legitimate the name or names for the
‘there is’, which I do with the term ‘pure multiple’ and Deleuze does with
the term ‘life’. Such names are always grasped according to a more or less
explicit choice bearing on the kind of hinge, or disconnection, that obtains
between the one and the multiple.
Second, it is necessary to deploy the relation or relations on the basis of
which one proposes to evaluate the consistency of the ‘there is’.
Lastly – and this makes up the complex body of every philosophy of being
to the extent that it may be considered as an implicit mathematics – it is
necessary to guarantee that the formally intelligible relations ‘grasp’ or seize
whatever is presupposed, or founded, in the names for the ‘there is’.
Let me offer two typical yet contrasting examples: the first is
poetico-philosophical, the second purely mathematical.
– In Lucretius’ enterprise, the ‘there is’ is presupposed under two names:
‘void’ and ‘atoms’. The only relations are those of collision and connection. What guarantees that the relations grasp the nominal constituents
of the ‘there is’ is an unassignable event: the clinamen, or swerve, through
which the indifferent trajectories of the atoms enter into relations
against the backdrop of the void, in such a way as to compose a world.
– In the mathematical theory of sets, which we have already said marks
the fulfilment of mathematics as the thinking of multiple-being, the
‘there is’ is presupposed under the name of the void alone, in the
empty set. The only relation is that of belonging. Relation’s grasp of
the ‘there is’ is guaranteed by its forms of efficacy, which are encoded
in axioms, specifically in the operational axioms of the theory. This
grasp engenders a universe, the cumulative, transfinite hierarchy of
sets, on the basis of the void alone.
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It may well be that there are only two models of such a grasp, and hence of
the operation of thought through which the names of being are co-ordinated
by the relation that makes them consist: the evental model, which is that of
Lucretius, and the axiomatic model.
Spinoza, who excludes every event by precluding excess, chance and the
subject, opts unequivocally for the axiomatic model. From this point of view,
the more geometrico is crucial. It is not just a form of thought; it is the written
trace of an original decision of thinking.
A purely technical examination of the Ethics can serve to highlight its
powerful simplicity. The ‘there is’ is indexed to a single name: absolutely
infinite Substance, or God. The only relation admitted is that of causality.
Relation’s grasp of the name is of the order of an immanent effectuation of
the ‘there is’ as such, since, as we know from Book I, Proposition 34: ‘God’s
power is his essence itself.’1 Which means not only that, in the words of
Book I, Proposition 18, ‘God is the immanent, not the transitive, cause of all
things’,2 but also that this constitutes his identity, as conceived through the
causal relation’s grasp of substance.
Thus it would seem that we are confronted here with a wholly affirmative,
immanent and intrinsic proposition about being. Moreover, it would seem
that difference in particular, which is constitutive of the ontology of Lucretius (there is the void and atoms), is here absolutely subordinated, that is,
nominal. In other words, it is a matter of expression, and in no way compromises the determination of the ‘there is’ under the aegis of the one. Although
we could cite countless other passages, let us, by way of evidence, quote the
Scholium to Book II, Proposition 7: ‘a mode of extension and the idea of that
mode are one and the same thing, but expressed in two ways [duobus modis
expressa]’.3
But obviously this simplicity is merely apparent. In fact, I will show:
– First, that the operations that allow for the naming of the ‘there is’ are
interconnected in a multiple, complex fashion, and that in this interconnection the proof of difference is constantly required.
– Second, that causality is not the unique foundational relation; there are
at least three, the other two being what I shall call ‘coupling’ and
‘inclusion’.
– Third, that beneath the unity of the ‘there is’, Spinoza delineates the
negative outline of a type of singularity which is in every way exceptional, whose formal characteristics are those of a subject, and whose
Spinozist name is intellectus. Following Bernard Pautrat’s persuasive
arguments, I shall translate intellectus as ‘intellect’. One has grasped
the core of Spinozist ontology when one has understood how this intel-
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lect necessitates propositions about being that are in fact heterogeneous
to the explicit propositions.
In the Ethics, as we pointed out above, the ‘there is’ is named ‘God’. But
the construction of this name – what Spinoza calls its definition – is extremely complex.
God is ‘ens absolute infinite’, a ‘being absolutely infinite’.4 Let us, at the
outset, note the requirement of the indeterminate term ens, ‘being’, as the
name for a virtual ‘there is’ whose pre-comprehension relates back to an
ontological layer that is, if not deeper, then at least more extensive than the
term ‘God’. ‘Infinite’ is obviously the crucial term here, because it functions
to determine the indeterminate; it practically functions as the ‘there is’ for
the ‘there is’. ‘Infinite’ is defined as follows (Book I, Definition 6): ‘a
substance consisting of an infinity of attributes, of which each one expresses
an eternal and infinite essence’.5 The important thing here is that the absoluteness of divine infinity is not qualitative, or itself indeterminate. It refers
back to an effectively plural, and hence quantitative, infinity. The index of
quantity, or of the fact that the adjective infinitum presupposes a denumerable infinitas, is that this infinitas lets itself be thought according to the
‘eachness’, the unumquodque, of its attributes. It is thus indubitably
composed of non-decomposable unities, i.e. the attributes. But then of course
the concept of the infinite is covered by the law of difference. Because it is
composed of ‘eachnesses’, the infinity of attributes can be apprehended only
through a primordial difference. This entails that every attribute must, in a
certain sense, differ absolutely from every other. In other words: the infinity
of God, which is what singularizes him as substance and entails that he is the
name for the ‘there is’, is only thinkable under the aegis of the multiple. It is
the expressive difference of the attributes that renders this notion of the
multiple intelligible.
But what is an attribute? Here is Definition 4, Book I: ‘By attribute, I
understand what the intellect perceives of a substance, as constituting its
essence.’6 The attribute is the essential identification of a substance by the
intellect, intellectus. This implies that the existential singularization of God
ultimately depends upon the elucidation of (or the basic evidence for) what is
meant by intellectus.
In the letter of March 1663 to Simon de Vries, Spinoza takes pains to
declare that the word ‘attribute’ does not by itself constitute a naming of the
‘there is’ in any way essentially distinct from the naming of the latter by
substance. Having reiterated the definition of substance he adds: ‘I understand the same by attribute, except that it is called attribute in relation to
(respectu) the intellect, which attributes such and such a definite nature to
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substance.’7 Thus the attribute, as well as the multiplicity of attributes
through which divine infinity is identified, is a function of the intellect. In
the general arrangement of the ‘there is’, there exists – under the name ‘God’
– a singular localization, that of the intellect, upon whose point of view or
operations depends thought’s capacity for rational access to divine infinity,
and hence to the ‘there is’ as such.
It is thus necessary to recognize that the intellect occupies the position of a
fold – to take up the central concept in Deleuze’s philosophy. Or, using my
own terminology, that the intellect is an operator of torsion. It is localizable
as an immanent production of God, but is also required to uphold the
naming of the ‘there is’ as God. For only the singular operations of the intellect give meaning to God’s existential singularization as infinite substance.
I believe this concept of torsion is at once the enigma and the key to the
Spinozist approach to being, just as the clinamen is the enigma of Lucretius,
or the continuum hypothesis the enigma of set-theory.
To think this torsion means asking the following question: how does the
Spinozist determination of the ‘there is’ point back to its internal fold, the
intellect? Or, more simply: how is it possible to think the being of intellect,
the ‘there is intellect’, if rational access to the thought of being or the ‘there
is’ itself depends upon the operations of the intellect? Or again: the intellect
is operative, but what is the ontological status of its operation?
We will refer to everything required in order to think the being of intellect
– the collection of operations responsible for the closure of Spinoza’s
thinking of being – as Spinoza’s implicit ontology. This ontology is that
which the thinking of a being of thought presupposes as heterogeneous to the
thinking of being.
The guiding thread for the investigation of this implicit ontology is Spinoza’s construction and variation of the internal fold, and hence of the concept
of intellectus.
The initial starting point is thought (cogitatio) as an attribute of God. This
is what Spinoza calls ‘absolute thought’, and which he distinguishes from
intellect. Thus, in the Demonstration for Book I, Proposition 31 he writes:
‘By intellect (as is known through itself) we understand not absolute thought,
but only a certain mode of thinking, which mode differs from the others,
such as desire, love, and the like.’8 Although it is that on the basis of which
the attributive identifications of substance exist, the intellect itself is clearly a
mode of the attribute ‘thought’. We will say that as attribute, thought is an
absolute exposition of being, and that the intellect is the internal fold of this
exposition, the fold from whence exposition in general originates.
In its initial figure, the intellect is obviously infinite. It is necessarily
infinite because it provides the basis for the identification of the infinity of
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the attributes of substance. It is the exemplary instance – and even the only
one – of an immediately infinite mode of the attribute thought. The
immediate infinite modes are described, without any example of their existence being given, in Book I, Proposition 21: ‘All things which follow from
the absolute nature of any of God’s attributes have always had to exist and be
infinite.’9 In July 1675, a certain Schuller asks Spinoza on behalf of Tschirnhaus to provide examples of ‘things which are immediately produced by
God’. Spinoza responds by saying that ‘in thought’, the example is ‘absolutely infinite intellect’.10
The very concept of infinite mode occupies a paradoxical position in the
economy of Spinoza’s ontology. It is in fact impossible to decide as to the
existence of any of these modes, since they are neither deducible a priori, nor
given in finite experience. We could say that the concept of an infinite mode
is coherent but existentially undecidable. But the existence of an undecidable
can only ever be decided through an act of axiomatic positing. This is clearly
what one sees in the case of the infinite intellect when, in the letter to Oldenburg from November 1665, for example, Spinoza writes: ‘I maintain (statuo)
that there is also in Nature an infinite power of thinking.’11 Thus the infinite
intellect has, if not a verifiable or provable existence, at least a status, the
status conferred upon it by a ‘statuo’.
As statutorily posited, the infinite intellect provides the basis for a series of
intimately interconnected operations.
First of all, it is what provides a measure for the power of God. For what
God can (and therefore must) produce as immanent power is precisely everything that the infinite intellect can conceive. Hence Proposition 16 in Book I:
‘From the necessity of the divine nature there must follow infinitely many
things in infinitely many modes, (i.e., everything which can fall under an
infinite intellect).’12 The infinite intellect provides the modal norm for the
extent of modal possibility. All the things that it can intellect – ‘omnia quae
sub intellectum infinitum cadere possunt’– are held to exist.
Clearly, no other infinite mode imaginable by us possesses such a capacity
for measuring God’s power. This holds in particular for the other example of
an immediate infinite mode given by Spinoza, movement and rest, which is
supposed to be the correlate of infinite intellect on the side of extension. For
it is obvious that no general prescription about God’s power follows from the
pure concept of movement and rest.
The reason for this dissymmetry is clear. It derives from the fact that,
besides its intrinsic determination as infinite mode of the attribute of
thought, infinite intellect presupposes an entirely different determination,
one which is extrinsic. For the intellect, whose components are ideas, is
equally well determined by what it intellects, or by what the idea is an idea
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of. It is thus that the attributes of God, as well as the affections of those attributes, compose (without any restriction whatsoever) what the infinite intellect grasps, understands or comprehends (comprehendit). Certainly, God is
that in which the intellect, as infinite mode, is situated. That follows from
the ontological relation of causality. The intellect is an immanent effect of
God. But the intellect is also such that it comprehends God and his attributes; they are the correlates of the ideas that constitute it. For every idea is
an ‘idea of’, it is correlated with an ideatum; in other words, the idea has an
object. And in this sense the attributes of God and the modes of these attributes are objects of the infinite intellect.
The notion of there being an object for an idea is all the stronger in that
Spinoza explicitly states that the object partly singularizes or identifies the
idea, particularly with regard to what he calls its ‘reality’. Thus in the
Scholium to Book II, Proposition 13 he writes: ‘We cannot deny that ideas
differ among themselves, as the objects themselves do, and that one is more
excellent than the other, and contains more reality, just as the object of the
one is more excellent than the object of the other and contains more
reality.’13
Clearly, this presupposes a second fundamental relation besides causality, a
relation that only has meaning for the intellect and which absolutely singularizes it. For we know that for Spinoza, who never resorts to empiricism,
the relation between the idea and its ideatum, or the idea and the object of
the idea, is entirely distinct from the relation of causal action. This is implicit
in Book III, Proposition 2: ‘The body cannot determine the mind to
thinking, and the mind cannot determine the body to motion, to rest, or to
anything else (if there is anything else).’14 No causal relation between the
idea and its object is conceivable because the relation of causality is only
applicable from within an attributive identification, whereas – and here lies
the entire problem – the object of an idea of the intellect may perfectly well
be a mode of an attribute other than thought.
A particular kind of relation is required to straddle the disjunction between
attributes in this way, one which cannot be causality. I will call this relation
coupling. An idea of the intellect is always coupled to an object, which means
that a mode of thought is always coupled to another mode, which may belong
either to extension, to thought, or to a different attribute entirely.
The power of this relation is attested to by the fact that Spinoza does not
hesitate to refer to it as a ‘union’. Thus, in the Demonstration for Book II,
Proposition 21, he writes: ‘We have shown that the mind is united to the
body from the fact that the body is the object of the mind (see P12 and 13);
and so by the same reasoning the idea of mind must be united with its own
object, that is, with the mind itself, in the same way as the mind is united
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with the body.’15 This shows that, generally speaking, there is a union
between the idea and its object, including instances of union that straddle the
disjunction between attributes. It is this union, the radical singularity proper
to the operations of the intellect, which I call coupling.
It is obviously necessary to add the proviso that coupling has a norm. An
idea can be more or less ‘well coupled’ to its object. A complete coupling is
called truth. This is stated as early as Book I, Axiom 6: ‘A true idea must
agree with its object [ideatum].’16 Agreement is the norm for coupling and
what makes of it a truth. Just like the relation of coupling, this norm of
agreement is extrinsic and not, like causality, strictly immanent to attributive
determination. In the Explanation of Book II, Definition 4, Spinoza carefully
distinguishes agreement as intrinsic norm of truth, which ultimately refers
back to causality, from ‘what is extrinsic, namely, the agreement between the
idea and its object [ideatum]’.17 In the latter instance, agreement refers back
to coupling, rather than to causality. What’s more, it is clear that, apart from
the infinite mode of intellect, in no other instance besides the idea is it necessary for the terms composing an infinite mode to support a relation of
coupling. It is certainly not necessary for the other infinite modes, whatever
they may be, to comply with the norm of coupling, agreement, whose result
is truth.
Like the relation of causality, the relation of coupling implies the existence
of an infinite regress. Thus every mode has a cause, which itself has a cause,
and so on. Similarly, every idea coupled to its object must be the object of an
idea that is coupled to it. This is the famous theme of the idea of the idea,
which in the Scholium to Book II, Proposition 21 is examined in terms of
the mind as idea of the body and the idea of the mind as idea of the idea.
The text subtly weaves together ontological identity and the relation of
coupling: ‘[T]he mind and the body are one and the same individual, which
is conceived now under the attribute of thought, now under the attribute of
extension. So the idea of the mind and the mind itself are one and the same
thing, which is conceived under one and the same attribute, namely, thought.
. . . For the idea of the mind, that is, the idea of the idea, is nothing but the
form of the idea in so far as this is considered as a mode of thinking without
relation to the object.’18 The ‘one and the same thing’ seems to obliterate
every difference underlying the relation of coupling. Nevertheless, that is not
how things stand. For all that identifies the individual is the couple, as
grasped by the intellect. As a result, in so far as the idea of the body is
coupled to the body by straddling the attributive disjunction, it remains
necessarily distinct from the idea of that idea, which is coupled to the latter
in a manner immanent to the attribute of thought. In other words, an effect
of identity always underlies every relation. It is the same individual that is
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alternately intellected as body and as mind, and then it is the same mind that
is intellected twice. But this identity-effect is only intelligible according to
the categories of the intellect, and these are precisely the ones that originate
in coupling.
Ultimately, the active structure of infinite intellect is radically singular in a
way that proves to be exorbitant relative to the general principles of ontological naming.
– It depends upon the undecidability associated with the infinite modes.
– It measures the total power of God.
– It imposes another relation beside causality: coupling, which undermines the domains of identity.
– At each of its points or ideas, not only does the infinite intellect perpetuate an infinite recurrence in accordance with causality, but also a
second one, in accordance with coupling.
As a matter of fact, infinite intellect by itself constitutes an exception to the
famous Proposition 7 of Book II: ‘The order and connection of ideas is the
same as the order and connection of things.’19 For it is impossible to
conceive of (or for the intellect to represent) a structure isomorphic with that
of the intellect itself in any attribute other than thought. Consequently, the
attribute of thought is not isomorphic with any of the other attributes, not
even in terms of the relation of causality alone.
Turning now to the human or finite intellect, things become even more
complicated.
The major difficulty is the following: is it possible to conceive of the finite
intellect as a modification or affection of the infinite intellect? This is the
conception of the finite intellect apparently implied by the relation of causality as a constitutive relation for the immanent determination of the ‘there
is’. Unfortunately, that cannot be correct. For Book I, Proposition 22 establishes that, ‘Whatever follows from some attribute of God in so far as it is
modified by a modification which, through the same attribute, exists necessarily and is infinite, must also exist necessarily and be infinite.’20 To put it
concisely, everything that follows from an immediate infinite mode such as
the infinite intellect is in turn infinite. Hence the finite intellect cannot be an
effect of the infinite intellect. Why then do they have the same name?
In order to resolve this problem, Spinoza proposes – not without some
hesitation – a third fundamental relation, following those of causality and
coupling, which we will call ‘inclusion’. Granted, the finite intellect is not an
effect of infinite intellect; nevertheless, says Spinoza, it is a part of it. This is
what the Corollary to Book II, Proposition 11 maintains, albeit without
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offering either a proof or an elucidation for the concept in question: ‘the
human mind is a part of the infinite intellect of God’.21 In actual fact, this
hitherto unmentioned relation of inclusion has to do with what, in my
opinion, constitutes the greatest impediment for Spinozist ontology: the
relation between the infinite and the finite.
That we really are dealing with an instance of inclusion, with a conception
in terms of sets, is confirmed by the converse thesis: just as the finite intellect
is a part of the infinite intellect, similarly, the infinite intellect is the gathering together, the collection, of finite intellects. Thus, in the Scholium to
Book V, Proposition 40 Spinoza writes: ‘[O]ur mind, in so far as it understands, is an eternal mode of thinking, which is determined by another
eternal mode of thinking, and this again by another, and so on, to infinity; so
that together, they all constitute God’s eternal and infinite intellect.’22 As the
infinite sum of an infinite chain of finite modes, the infinite intellect can be
designated as the limit point of the finitudes it totalizes. Conversely, the finite
intellect constitutes a point of composition for its infinite sum. In this
instance, causality is merely an apparent order since it is incapable of leading
us out of the finite. For, as is established by Book I, Proposition 28, a finite
mode only ever has another finite mode as its cause. Genuine relation is
inclusive.
Elsewhere, Spinoza has no qualms when it comes to severely criticizing the
undisciplined use of the part/whole relation. But when it comes to the intellect, and in order to justify the use of the same word to designate both
human operations and the operations of the internal fold of the attribute of
thought, he is left with no other option. Only inclusion can provide a global
account for the being of the finite intellect.
If we now try to uncover what the operations of this intellect consist in, we
immediately re-encounter the relation of coupling. The essential motif
consists in identifying the human mind through its coupling with the body.
One thereby avoids directly invoking the third relation, the relation of inclusion, by remaining at the local level, as it were. The human mind is an idea,
hence a finite component of that whose higher modality is the infinite intellect. It is the idea of the body.
The great advantage of this purely local treatment is that it accounts for
everything that remains obscure in finite thought. We should recall that there
exists a norm for the relation of coupling: agreement. We should also note
that if the idea does not agree with the object with which it is coupled, it is
obscure, or untrue. Everything obscure in thought will be generated and
measured in terms of the norm of agreement. The key to this lies in Book II,
Proposition 24: ‘The human mind does not involve adequate knowledge of
the parts composing the human body.’23 The same thing is put even more
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bluntly in the Demonstration for Proposition 19 of the same Book: ‘The
human mind does not know the human body.’24
Note the complexity of this approach: ontologically the mind is an idea, the
idea of the body. But this does not mean that it knows its object. For the
relation of coupling between the idea and its object admits of degrees; it can
be more or less subject to the norm of agreement. All the more so if it is a
complex idea, related to the body’s multiple composition.
Ultimately, it is by appealing to the third relation, the relation of inclusion,
that the ontology of the finite intellect is able to account for all the themes
broached in Book V: since we are a part of the infinite intellect, we experience ourselves as eternal. Moreover, it is by appealing to the second relation
of coupling that the theory of the operations of this finite intellect is able to
illuminate the themes of Books III and IV: we do not immediately have an
adequate idea of what our own intellect actually is.
The relation between these two relations is certainly not straightforward.
In fact, the difficulty can be formulated as follows: if the finite intellect is
defined as an ideal coupling with the body, yet one which is without knowledge of its object, how do we account for the possibility of true ideas?
Although the relation of inclusion explains it, the latter is no more than
global metaphor. What is the local operation of truths?
The problem is not that of knowing how we can have true ideas in the
extrinsic sense governed by the norm of agreement, for we experience the
fact that we do. The true idea is its own verification, even in those instances
where it is validated through coupling, agreement. This famous theme is laid
out in the Scholium to Book II, Proposition 43: ‘[H]ow can a man know that
he has an idea that agrees with its object [ideatum]? I have just shown, more
than sufficiently, that this arises solely from his having an idea which does
agree with its object [ideatum] – or that truth is its own standard.’25 At this
juncture, Spinoza wishes to unify the operational approach that uses
coupling with the properly ontological approach that uses inclusion. This
much is clear from the continuation of the argument: ‘Add to this that our
mind, in so far as it perceives things truly, is part of the infinite intellect of
God.’26 Thus, the existence of true ideas is guaranteed at the global level by
the finite intellect’s inclusion in the infinite intellect, and at the local level, by
the self-evident exposition of the agreement of a coupling.
The real problem is: How? How does the finite intellect come to have true
ideas, given that it does not even have knowledge of the body-object, of
which it is the idea?
The solution to this problem, which is strictly operational since it is not
existential, is set out in Propositions 38 to 40 of Book II. These Propositions
establish that every idea referring back to a property common to all bodies,
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or to all ideas, or even to everything that is in so far as it is, is true; and that
the ideas that follow from true ideas are also true.
In other words: there is no true knowledge of that singular body of which
our mind is the idea. But the finite intellect necessarily has a true idea of
what is common to all bodies, and consequently of what is not singular, as
soon as it is able to couple with it.
We have true ideas because the finite intellect possesses ideas that are
coupled to non-singular objects, in other words, to common objects.
Ultimately, veridical reason is woven out of common notions.
We are familiar with Spinoza’s incessant polemics against universals and
homonyms devoid of being. There is a sense in which his doctrine only admits
the existence of singularities as immanent effects of the divine ‘there is’. On
the other hand, the only admissible proof for the local operation of true ideas
rests entirely on common notions, on the generic properties of singularities.
The true is generic, even when being is the power of singularities.
Spinoza does not hesitate to insist that ‘those notions which are called
common . . . are the foundations of our deductive capacity’.27 More decisively
still, in the Demonstration for Book II, Proposition 44, Corollary 2, he
writes: ‘[T]he foundations of reason [ fondamenta rationis] are notions (by
P38) which explain those things which are common to all, and which
(by P37) do not explain the essence of any singular thing. On that account,
they must be conceived without any relation to time, but under a certain
species of eternity.’28
The objection according to which the third kind of knowledge would have
to be essentially distinct from reason, providing us with a ‘lateral’ (or purely
intuitive) access to singularities themselves, does not stand up. The debate is
too old and too complex to be broached here. We will confine ourselves to
noting that the Preface to Book V identifies, in an entirely general fashion,
the ‘power of mind’ with ‘reason’: ‘de sola mentis, seu rationis potentia agam’,
‘I shall treat only of the power of the mind, or of reason.’29 And also that if
the third kind of knowledge is truly an ‘intuitive science [scientia intuitiva]’,30
just as ‘the eyes of the mind . . . are the demonstrations themselves’,31 then an
‘intuition’ carried out through these eyes must consist of an ‘immediate’
grasp of the proofs, an instantaneous verification of the deductive link
between common notions. But this does not release us from the pure universality wherein the true ideas of the infinite intellect reside.
Thus we find ourselves back at the pure axiomatic of eternity from whence
we initially set out. For if the realm of the thinkable is gauged – for a finite
intellect – through ‘that which is common to all’, then the latter actually
refers to the arrangement of the ‘there is’, which is to say, to the attributive
identification of divine infinity.
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This circular closure of Spinozist ontology – a closure mediated by the
structures of the intellect – is enacted through a complex schema, which
needs to be recapitulated.
1. The path to the identification of the ‘there is’ under the name ‘God’ can
be accessed only through a pre-comprehension of difference, which in
turn provides the basis for the purely extensive conception of divine
infinity.
2. The possibility of the extensive conception of divine infinity presupposes
– both for the attributes and for the measurement of divine infinity – an
internal fold, an irreducible singularity, which is the infinite intellect.
3. The infinite intellect has all the characteristics, if not of a subject, then at
least of the subjective modality or the predicative power associated with
its effect. As immediate infinite mode, it cannot be accessed through the
usual ways of establishing existence. Thus it remains existentially undecidable. The structure of the infinite intellect requires a relation other
than causality, which was the only kind of relation proposed at the outset.
This second kind of relation is that of coupling. It has a norm – agreement – which is the gauge of truth. Let us say that as an operation of
truth, the operation of the intellect is atypical. Ultimately, coupling ‘infinitizes’ every point of the intellect, just as causality ‘infinitizes’ every
point of the ‘there is’. We could say that the intellect is intrinsically a
doubling of the immanent productive power.
Undecidable in terms of its existence; atypical in terms of its operation;
eliciting a doubling effect – these are the traits which, in my eyes, identify
the intellect as a modality of the subject-effect.
4. In order to be localized, the human or finite intellect (mind) requires in
turn a third relation, that of inclusion. Just as the relation of coupling
allows for a straddling of the disjunction between different attributes,
similarly, the relation of inclusion allows for a straddling of the disjunction between finite and infinite. The intellect is then ontologically determined as the local point of the infinite intellect, which is the recollection
of all these finite points. If one is willing to grant that the infinite intellect
is the intrinsic modality of the subject-effect, it then becomes possible to
say that the human intellect is a localized effect of the subject. Or a
subjective differential. Or quite simply: a subject.
5. It is also possible to define the human intellect in terms of coupling. An
immediate consequence of this is that the only points of truth are axiomatic and general. The singular is subtracted from every local subjective
differential. In other words: the only capacity for truth that a subject,
hence the human mind, possesses is that of a mathematics of being, or of
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being as mathematically conceived. All truth is generic. Alternately: what
is thinkable of being is mathematical.
My conclusion is that the more geometrico is true thought itself as thinking
of being, or of the ‘there is’. Being can only be thought more geometrico.
Conversely, all mathematical thinking is a thinking of being within a finite
localization. That is why, in effect, ‘the eyes of the mind are the demonstrations themselves’. Without mathematics, we are blind.
This conclusion is, in my opinion, indubitable. God has to be understood
as mathematicity itself. The name of the ‘there is’ is: matheme.
Yet even within Spinoza’s text, the ways in which this result is established
necessitate opening up a space of thought that is not regulated according to
the naming of the ‘there is’ (this is what I call the operations of closure). The
terms constituting this space are: indeterminacy, difference, subject, undecidability, atypicality, coupling, doubling, inclusion, genericity of the true. And
a few others as well.
What is lacking is a founding category capable of accounting for this
converse or reverse of the mathematical, one that would constitute an exception to, or supplement for, the ‘there is’. It is precisely at this juncture that
we need to introduce what, in the wake of others, I have called ‘the event’.
The event is also what grounds time, or rather – event by event – times. But
Spinoza, who according to his own expression wished to think ‘without any
relation to time’,32 and who conceived freedom in terms of ‘a constant and
eternal love of God’,33 wanted no part of it. We could say he wished to think
according to the pure elevation of the matheme. In other words, according to
the love of the ‘there is’: an ‘intellectual’ love which is only ever the intuitive
shorthand for a proof, a glance from the eyes of the mind.
Yet other thoughts unfold within the very doubling of this exclusive
thinking. These thoughts will accept the mathematics of multiple-being. In
this regard, they will be explicitly Spinozist. But they will draw their genuine
impetus from the implicit, paradoxical Spinozism outlined above, from the
evental torsion wherein, under the name ‘intellect’, the paradox of the
subject surges forth.
These thoughts will practise the elevation of the matheme, but, taking
stock of what exceeds or outstrips it, they will no longer consent to giving it
divine names.
That is why they will enjoy access to the infinite without being encumbered by finitude. On this point, they will rediscover an inspiration that is
more Platonist than Spinozist.
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SECTIONII
The Subtraction of Truth
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CHAPTER 8
The Event asTrans-Being
If we assume that mathematics is the thinking of being qua being, and if we
add that this thinking only comes into effect when, at crucial junctures in the
history of mathematics, decisions about the existence of the infinite are at
stake, we will then ask: what is the field proper to philosophy?
Of course, we know it is up to philosophy to identify the ontological
vocation of mathematics. Save for those rare moments of ‘crisis’ that we have
already mentioned, when the mathematician is struck by fear as he confronts
that for which he is responsible (infinite multiples), mathematics thinks
being, but is not the thinking of the thought that it is. We could even say
that in order to unfold historically as the thinking of being, and due to the
difficult separation from the metaphysical power of the One this entails,
mathematics had to identify itself as something entirely different from
ontology. It is therefore up to philosophy to enunciate and validate this
equation: mathematics = ontology. In so doing, philosophy unburdens itself
of what appears to be its highest responsibility: it asserts that it is not up to it
to think being qua being.
This movement whereby philosophy, by identifying its conditions, purges
itself of what is not its responsibility, is one that spans the entire history of
philosophy. Philosophy freed, or discharged, itself from physics, from
cosmology, from politics, and from many other things. Today, it is important
that it frees itself from ontology stricto sensu. Yet this is a complex task, since
it implies a reflective and non-epistemological traversal of real mathematics.
In Being and Event, for example, I simultaneously:
– studied the ontological efficacy of the axioms of set theory, via the categories of difference, void, excess, infinite, nature, decision, truth and
subject;
– showed how and why ontological thought can effectuate itself without
needing to identify itself;
– examined, according to my non-unified vision of the destiny of philosophy, the philosophical connections between axiomatic interpretations:
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Plato’s Parmenides on difference and the One, Aristotle on the void,
Hegel on the infinite, Pascal on the decision, Rousseau on the being of
truths, etc.
In my view, this kind of work still remains very largely open. The work of
Albert Lautman in the 1930s had already demonstrated that every significant
and innovative fragment of real mathematics can and must, in so far as it
constitutes a living condition, elicit its own ontological identification. I have
undertaken this task more recently both with respect to the renewed conception of number proposed by Conway and with regard to the theory of Categories and Topoi.
On the other hand, there is the vast question of that which subtracts itself
from ontological determination, the question of that which is not being qua
being. For the law of subtraction is implacable: if real ontology is set out as
mathematics by eluding the norm of the One, it is also necessary, lest one
allow this norm to re-establish itself at a global level, that there be a point at
which the ontological (i.e. mathematical) field is detotalized or caught in an
impasse. I have called this point the event. Accordingly, we could also say
that, beyond the identification of real ontology, which must be ceaselessly
taken up again, philosophy is also, first and foremost, the general theory of
the event. That is, the theory of that which subtracts itself from ontological
subtraction. Or the theory of the impossible proper to mathematics. We
could also say that, in so far as mathematical thinking takes charge of being
as such, the theory of the event aims at the determination of a trans-being.
What are the characteristic traits of the event, at least within the register of
the thinking of being? What subtracts the sheer ‘what happens’ from the
general determinations of ‘what is’?
First of all, it is necessary to point out that as far as its material is
concerned, the event is not a miracle. What I mean is that what composes an
event is always extracted from a situation, always related back to a singular
multiplicity, to its state, to the language connected to it, etc. In fact, if we
want to avoid lapsing into an obscurantist theory of creation ex nihilo, we
must accept that an event is nothing but a part of a given situation, nothing
but a fragment of being.
I have called this fragment the evental site. There is an event only in so far
as there exists a site for it within an effectively deployed situation (a
multiple).
Needless to say, a site is not just any fragment of an effective multiplicity.
One could say that there is a sort of ‘fragility’ peculiar to the site, which
disposes it to be in some sense ‘wrested’ from the situation. This fragility can
be formulated mathematically: the elements of an evental site are such that
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none of their own elements belong to the site. It is in fact clear that there are
many cases where the elements of the elements of a multiple also belong to
the given multiple. The liver cells of a cat, for example, also belong to the
vitality of the cat. Cells are alive. This is why the liver is a solid, integrated
and organic part of the totality that is the cat. The liver is not an evental site.
Inversely, a cell can be considered as a site, because the molecules that
compose it are not ‘organic’ in the same sense as the liver may be said to be
organic. A chemically determined molecule is no longer ‘alive’ in the sense
that the cat can be said to be alive. Even if it is ‘objectively’ a part of the cat,
a simple aggregate of molecules is not a vital component in the same sense as
the liver. We could say that with this aggregate we have reached the material
edge of the cat’s vitality. This is why such an aggregate will be said to be ‘on
the edge of the void’; that is, on the edge of what separates the cat, as a
singular multiple-situation, from its pure indistinct being, which is the void
proper to life (and the void proper to life, as death shows, is matter).
Therefore, the abstract definition of a site is that it is a part of a situation
all of whose elements are on the edge of the void.
The ontological material, the underlying multiplicity, of an event is a site
thus defined.
Having said this, we encounter a singular problem, which I believe establishes the dividing line between Deleuze’s doctrine and my own. The
question is effectively the following: if we grant that the event is what guarantees that everything is not mathematizable, must we or must we not
conclude that the multiple is intrinsically heterogeneous? To think that the
event is a point of rupture with respect to being does not exonerate us from
thinking the being of the event itself, of what I precisely call ‘trans-being’,
and of which I’ve just said that it is in every instance a site. Beyond the
acknowledgement that the material of the event is a site, does trans-being
require a theory of the multiple heterogeneous to the one that accounts for
being qua being? In my view, Deleuze’s position amounts to answering ‘yes’.
In order to think the evental fold, an originarily duplicitous theory of multiplicities is required, a theory that is heir to Bergson. Extensive and numerical
multiplicities must be distinguished from intensive or qualitative multiplicities. An event is always the gap between two heterogeneous multiplicities.
What happens produces a fold between extensive segmentation and the intensive continuum.
I, on the contrary, argue that multiplicity is axiomatically homogeneous.
Therefore I must account for the being of the event both as a rupture of the
law of segmented multiplicities and as homogeneous to this law. My
argument must pass through a defection of the following axiom: an event is
nothing other than a set, or a multiple, whose form is that of a site. But the
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arising of the event, as a supplementation, subtracts one of the axioms of the
multiple, namely the axiom of foundation.
What does the axiom of foundation say? That in every multiple, there is at
least one element that ‘founds’ this multiple, in the following sense: there is
an element that has no element in common with the initial multiple. On this
point, we can recall the example of the cat. One will say that a cell ‘founds’
the cat as a living totality, in the precise sense that the cat, conceived in this
manner, is composed only of cells. It follows that no element of the cell (no
chemical molecule as such) is an element of the cat, since every element of
the living multiplicity ‘cat’ is a cell.
The ontological import of this axiom is clear: the decomposition of a multiplicity always includes a halting point. At a given moment, you will come
upon an element of the multiplicity whose own composition no longer
belongs to this multiplicity. In other words: there is no infinite descent into
the constituents of a multiplicity. A multiplicity can certainly be (and generally is) infinite in extension (it possesses an infinity of elements), but it is not
infinite ‘genealogically’, or in depth. The existence of such a halting point
stabilizes every multiplicity upon itself, and guarantees that in one point at
least it encounters something that is no longer itself.
A crucial consequence of the axiom of foundation is that no multiple can be
an element of itself. Indeed, it seems clear that no cat is an element of the cat
which it is, nor are any of the cat’s cells an element of the cell which they
are, whilst on the contrary a cell can obviously be an element of the cat.
That this point derives from the axiom of foundation can be readily
demonstrated. Let’s suppose that a multiple is in fact an element of itself
(such that we have M2M, or multiple M ‘belongs’ to multiple M). Let’s now
consider the set that has M as its only element (this set is called the
‘singleton’ of M and is written {M}). I can affirm that this set (this singleton)
is not founded. In actual fact, its only element is M, and since M is an
element of M (our initial hypothesis), it follows that all the elements of its
elements are still elements.
Thus if we accept the axiom of foundation, we must exclude the possibility
that a multiple may be a multiple of itself.
It is on this point that the event departs from the laws of being. In effect,
an event is composed of the elements of a site, but also by the event itself,
which belongs to itself.
There is nothing strange about this definition. It is obvious, for example,
that a reflection upon the French Revolution is an element of the revolution
itself, or that the circumstances of an amorous encounter (of a love ‘at first
sight’) are part of this encounter – as is shown, from within an instance of
love, by the infinite gloss of which they are the object.
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Ultimately, an event is the advent of a situated multiple (there is a site of
the event) and is in a position to be its own element. The exact meaning of
this formulation is that an event is an unfounded multiple. It is this defection
of the foundation that turns it into a pure chance supplement of the multiplesituation for which it is an event, and from which it ‘wrests’ a site from its
founded inclusion.
What happens – and, inasmuch as it happens, goes beyond its multiplebeing – is precisely this: a fragment of multiplicity wrested from all inclusion.
In a flash, this fragment (a certain modulation in a symphony by Haydn, a
particular command in the Paris Commune, a specific anxiety preceding a
declaration of love, a unique intuition by Gauss or Galois) affirms its unfoundedness, its pure advent, which is intransitive to the place in which ‘it’
comes. The fragment thereby also affirms its belonging to itself, since this
coming can originate from nowhere else.
Consequently, it cannot be said that the event is One. Like everything that
is, the event is a multiplicity (its elements are those of the site, plus itself).
Nevertheless, this multiplicity surges up as such beyond every count, it
fulminates the situation from which it has been wrested as a fragment. This
is what has pushed me to say that an evental multiplicity, qua trans-being,
can be declared to be an ‘ultra-One’.
We are faced here with an extreme tension, balanced precariously between
the multiple on the one hand, and the metaphysical power of the One on the
other. It should be clear why the general question that is the object of my
dispute with Deleuze, which concerns the status of the event vis-à-vis an
ontology of the multiple, and how to avoid reintroducing the power of the
One at that point wherein the law of the multiple begins to falter, is the
guiding question of all contemporary philosophy. This question is anticipated in Heidegger’s shift from Sein to Ereignis, or – switching registers – in
Lacan, where it is entirely invested in the thinking of the analytical act as the
eclipse of truth between a supposed and a transmissible knowledge, between
interpretation and the matheme. Lacan will find himself obliged to say that
though the One is not, the act nevertheless installs the One. But it is also a
decisive problem for Nietzsche: if it is a question of breaking the history of
the world in two, what, in the affirmative absolute of life, is the thinkable
principle that would command such a break? And it’s also the central
problem for Wittgenstein: how does the act open up our access to the
‘mystical element’ – i.e., to the ethical and the aesthetic – if meaning is
always captive to a proposition, or always the prisoner of grammar?
In all these cases, the latent matrix of the problem is the following: if by
‘philosophy’ we must understand both the jurisdiction of the One and the
conditioned subtraction from this jurisdiction, how can philosophy grasp
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what happens; what happens in thought? Philosophy will always be divided
between, on the one hand, the recognition of the event as a supernumerary
advent of the One, and on the other, the thought of the being of the event as
a simple extension of the multiple. Is truth what comes to being or what
unfolds being? We remain divided. The whole point is to maintain, as far as
possible, and under the most innovative conditions of thought, that, in any
case, truth itself is nothing but a multiplicity. In the twofold sense that both
its coming (a truth elicits the advent of a typical multiple, a generic singularity) and its being (there is no Truth, there are only truths, disparate and
untotalizable) are multiplicities.
This requires a radical inaugural gesture, which is the hallmark of modern
philosophy: to subtract the examination of truths from the mere form of
judgement. This always means the following: to decide upon an ontology of
multiplicities. Consequently, to remain faithful to Lucretius, telling ourselves
that every instant is the one in which:
From all sides there opens up an infinite space
When the atoms, innumerable and limitless,
Turn in every direction in an eternal movement.1
Hopefully this clarifies why Deleuze, despite his Stoic inflections, is, like
myself, a faithful follower of Lucretius.
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CHAPTER 9
On Subtraction1
Since I have been invited before you, for whom silence and speech are the
principal concerns, to honour that which subtracts itself from their alternation, it is to Mallarmé I turn to mitigate my solitude.
Thus, by way of an epigraph for my address, I have chosen this fragment
from the fourth scholium of Igitur:
I alone – I alone – am going to know the void. You, you return to your
amalgam.
I proffer speech, the better to re-immerse it in its own inanity. . . .
This, no doubt, constitutes an act – it is my duty to proclaim it: this
madness exists. You were right to manifest it: do not think I am going to
re-immerse you in the void.2
As far as the compactness of your amalgam is concerned, I come here
duty-bound to declare that the madness of subtraction constitutes an act.
Better, that it constitutes the paragon of the act, the act of a truth, the one
through which I come to know the only thing one may ever know in the
element of the real: the void of being as such.
If speech is reimmersed in its inanity by the act of truth, don’t think you
too will thereby be reimmersed; you who retain the reason of the manifest.
Rather, we will concur – I through the duty of speech, you through that of
rendering my speech manifest – that the folly of an act of truth exists.
Nothing can be granted existence – by which I mean the existence that a
truth presupposes at its origin – without undergoing the trial of its subtraction.
It is not easy to subtract. Sub-traction, that which draws under, is too
often mixed with ex-traction, that which draws from out of, that which
mines and yields the coal of knowledge.
Subtraction is plural. The allegation of lack, of its effect, of its causality,
masks operations all of which are irreducible to one another.
These operations are four in number: the undecidable, the indiscernible,
the generic, and the unnameable. Four figures delineating the cross of being
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when it surges forth in the trajectory as well as in the obstacle of a truth. A
truth about which it would still be too much to say that it is half-said, since,
as we shall see, it is rarely-said, or even almost-not-said, traversed as it is by
the incommensurable unbinding between its own infinity and the finitude of
the knowledge it pierces.
Let us begin with pure formalism.
Consider a norm for the evaluation of statements, in any given situation of
a language. The most common of these norms is the distinction between the
veridical statement and the erroneous statement. If the language in question
is rigorously partitioned, another norm might be the distinction between
provable and falsifiable statements. But for our purposes, it is enough that
there be such a norm. The undecidable statement will be the one that
subtracts itself from that norm. Consider a statement such that it cannot be
inscribed in any of the classes within which the norm of evaluation is
supposed to distribute all possible utterances.
The undecidable is thus that which subtracts itself from a supposedly
exhaustive classification of statements, realized according to the values
ascribed to them by a norm. I am unable to decide any assignable value for
this statement, in spite of the fact that the norm of assignation exists only on
the assumption of its complete efficacy. The undecidable statement is strictly
valueless, and this is what constitutes its price, through which it contravenes
the laws of classical economy.
Gödel’s theorem establishes that in the language situation known as firstorder formalized arithmetic, wherein the norm of evaluation is that of the
provable, there exists at least one statement that is undecidable in a precise
sense: neither it nor its negation can be proved. Thus, formalized arithmetic
does not fall under the aegis of a classical economy of statements.
It has long been customary to relate the undecidability of Gödel’s statement to the fact that it takes the form of the liar paradox, of a statement
declaring its own indemonstrability – a statement subtracted from the norm
simply because it states that it is negatively affected by it. We now know that
this link between undecidability and paradox is contingent. In 1977, Jeff
Paris and Leo Harrington proved the undecidability of a statement they
themselves described not as a paradox, but, I quote, as ‘a reasonably natural
theorem of a finite combinatorial’.3 In this instance, subtraction is an
intrinsic operation; it is not a consequence of the statement’s paradoxical
structure vis-à-vis the norm from which it subtracts itself.
Consider now a language situation wherein, as before, there exists a norm
of evaluation for statements. Take any two given terms whatsoever, let’s say
a1 and a2. Consider now expressions of that language with places for two
terms, such as ‘x is bigger than y’; e.g. expressions of the kind F(x, y). We
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will say that such an expression discerns the terms a1 and a2 when the value of
the statement F(a1, a2) differs from the value of the statement F(a2, a1).
If, for example, a1 is effectively bigger than a2, the expression ‘x is bigger
than y’ discerns a1 and a2 since the statement ‘a1 is bigger than a2’ takes the
value ‘true’ whereas the statement ‘a2 is bigger than a1’ takes the value ‘false’.
You can see then that an expression discerns two terms if putting one in
place of the other and vice versa, i.e., permuting the terms in the expression,
changes the value of the statement.
Consequently, two terms are indiscernible if, in the language situation in
question, there exists no expression to discern them. Thus in a hypothetical
language reduced to the single expression ‘x is bigger than y’, if the two
terms a1 and a2 are equal then they are indiscernible. For, in effect, the
expression ‘a1 is bigger than a2’ bears the value ‘false’, but so does the
expression ‘a2 is bigger than a1’.
Thus two given terms are said to be indiscernible with respect to a
language situation if there is no two-place expression of that language
marking their difference through the fact that permuting the terms changes
the value of the resulting statement by inscribing them in the places
prescribed by the expression.
The indiscernible is what subtracts itself from the marking of difference as
effected by evaluating the effects of a permutation. Two terms are indiscernible when you permute them in vain. These two terms are two in number
only in the pure presentation of their being. There is nothing in language to
endow their duality with a differentiating value. They are two, granted, but
not so that you could re-mark that they are. Thus the indiscernible subtracts
difference as such from all remarking. The indiscernible subtracts the two
from duality.
Algebra encountered the question of the indiscernible very early on, beginning with the work of Lagrange.
Let us adopt the mathematical language of polynomial equations with
several variables and rational co-efficients. We will then fix the norm of
evaluation as follows: if, when we substitute determinate real numbers for
the variables, the polynomial cancels itself out, we will say that the value is
V1. If the polynomial does not cancel itself out, we will say that the value is
V2.
Under these conditions, a discerning expression is obviously a polynomial
with two variables: P(x, y). But it can easily be proved, for example, that the
two real numbers +2 and –2 are indiscernible. For every polynomial P(x, y),
the value of P(+2, –2) is the same as the value of the polynomial P(–2, +2):
if the first (when x takes the value +2 and y – 2) cancels itself out, the
second (when x takes the value –2 and y +2) also cancels itself out. In other
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words, the principle of differential evaluation fails for every permutation of
the two numbers +2 and –2.
Consequently, we should not be surprised that it was under the impetus of
the study of permutation groups that Galois came to configure the theoretical
space wherein the problem of resolving equations by means of radicals first
became intelligible. Galois effectively invented a calculus of the indiscernible.
This point harbours considerable conceptual consequences which will be set
out in the near future by the contemporary mathematician and thinker René
Guitart in a forthcoming book which, it should be noted, makes use of a
number of Lacanian categories.4
From the foregoing discussion we can retain the following result: whereas
the undecidable is subtraction from a norm, the indiscernible is subtraction
from a mark.
Consider a language situation where there always exists a norm of evaluation. And consider now a fixed set of terms or objects, let’s say the set U. We
will call U a universe for the language situation. Now let’s take one of U’s
objects, for instance a1. And let’s take a single-place expression of that
language, for instance F(x). If in the place marked by x you put the object a1
you obtain a statement F(a1) to which the norm will ascribe a certain value,
either true, false, or any other value determined by a principle of evaluation.
For example, let a2 be a fixed object in the universe U. Now, suppose our
language situation allows for the expression ‘x is bigger than a2’. If a1 is
actually bigger than a2, we obtain the value ‘true’ for the statement ‘a1 is bigger
than a2’ – the statement in which a1 has come to occupy the place marked by x.
Now let’s imagine that we take all the terms in U which are bigger than a2.
We thereby obtain a subset of U. It is the subset made up of all those objects
a which, when substituted for x, give the value ‘true’ to the statement ‘a is
bigger than a2’. We will say that this subset is constructed in the universe U
through the expression ‘x is bigger than a2’.
Generally, we shall say that a subset of the universe U is constructed by an
expression F(x) if that subset is made up exclusively of all those terms a
belonging to U such that, when put in the place marked by x, they accord
the statement F(a) a value fixed in advance – in other words, all those terms
such that the expression F(a) is evaluated in the same way.
We will say that a subset of the universe U is constructible if there exists in
the language an expression F(x) that constructs it.
Thus a generic subset of U is one that is not constructible. No expression
F(x) in the language is evaluated in the same way by the terms that make
up a generic subset. It is clear that a generic subset is subtracted from every
identification effected by means of a predicate of the language. No single
predicative trait gathers together the terms that make up the generic subset.
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Crucially, this means that for every expression F(x) there exist terms in the
generic set which, when substituted for x, yield a statement with a certain
value, and that there are other terms in the same set which, when substituted
for x, yield a statement with a different value. The generic subset is such
precisely because, given any expression F(x), it is subtracted from every
selection and construction authorized by that expression in the universe U.
The generic subset, we might say, contains a little bit of everything, so that
no predicate ever collects together all its terms. The generic subset is
subtracted from predication by excess. The kaleidoscopic character and predicative superabundance of the generic subset are such that nothing dependent
upon the power of a statement and the identity of its evaluation is capable of
circumscribing it. Language is incapable of constructing its contour or the
character of its collection. The generic subset is a pure multiple of the
universe, one that is evasive and cannot be grasped through any variety of
linguistic construction. It indicates that the power of being proper to the
multiple exceeds the aspect of that power that such constructions are capable
of fixing according to the unity of an evaluation. More precisely, the generic
is that instance of multiple-being which subtracts itself from the power of the
One in so far as the latter operates through language.
It is easy to show that for every language endowed with a relation of
equality and equipped with disjunction – in other words, for almost every
language situation – a generic subset is necessarily infinite.
For let us suppose the opposite, that a generic subset is finite.
Its terms will then make up a finite list, let’s say a1, a2, and so on up
until an.
Consider now the expression ‘x = a1 or x = a2, etc., up to x = an’. This is
an expression of the type F(x) since the terms a1, a2, etc., are fixed terms,
which consequently do not indicate any ‘empty’ place. Moreover, it is
obvious that the set made up of a1, a2 . . . an is constructed by this expression,
since only these terms can validate an equality of the type ‘x3 = aj’ when j
goes from 1 to n. Accordingly, because it is constructible, this finite set
cannot be generic.
Thus the generic is that subtraction from the predicative constructions of
language that the universe allows through its own infinity. The generic is
ultimately the superabundance of being such as it is withdrawn from the
grasp of language, once an excess of determinations engenders an effect of
indeterminacy.
In 1963, Paul Cohen furnished proof that even in very robust language
situations, such as that of set theory, there exist universes in which generic
multiplicities present themselves.5 Since, as Lacan repeatedly asserted,
mathematics is the science of the real, we can be assured that this singular
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subtraction from the mark of oneness that language stamps upon the pure
multiple is genuinely real.
I have already said the undecidable is a subtraction from a norm of evaluation and the indiscernible a subtraction from the remarking of a difference.
We can add that the generic is infinite subtraction from the subsumption of
the multiple beneath the One of the concept.
Finally, consider a language situation and its principles of evaluation. Once
again, consider single place expressions of the kind F(x). Among the admissible values for statements in this language situation – for instance the true,
the false, the possible, or any other – let’s establish one value once and for
all, which we shall call the nominating value. We shall then say that an
expression F(x) names a term a1 belonging to that universe if that term is the
only one which, when substituted for x, gives to the statement F(a1) the
nominating value.
For example, take two terms – a1 and a2 – as our universe. Our language
allows the expression ‘x is bigger than a2’. We will suppose that the nominating value is the true value. If a1 is actually bigger than a2, then the expression ‘x is bigger than a2’ names the term a1. And ‘a1 is bigger than a2’, which
is the nominating value, is effectively true, while ‘a2 is bigger than a1’, which
is not the nominating value, is false. But the universe comprises only a1 and
a2. Therefore, a1 is the only term in the universe which, when substituted for
x, yields a statement with the nominating value.
The fact that an expression names a term means that it is provides a
schema for its proper name. As always, the ‘proper’ presupposes the unique.
The named term is unique because it gives to the expression that names it
the fixed nominating value.
Accordingly, a term in the universe is ‘unnameable’ if it is the only one in
that universe that is not named by any expression.
One should be attentive here to the doubling of the unique. A term is
named only in so far as it is the unique term that confers upon an expression
the nominating value. A term is unnameable only in so far as it is the unique
term that subtracts itself from that uniqueness.
The unnameable is that which subtracts itself from the proper name and is
alone in doing so. Thus the unnameable is the proper of the proper – so
singular that it cannot even tolerate having a proper name; so singular in its
singularity as to be the only one not to have a proper name.
We find ourselves here on the verge of paradox. For if the uniqueness of the
unnameable consists in not having a proper name, then it seems the unnameable falls under the name of anonymity, which is proper to it alone. Isn’t ‘the
one who has no name’ the name of the unnameable? The answer would seem
to be yes, since the unnameable is the only one to operate this subtraction.
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The fact that uniqueness is doubled seems to imply that one form of
uniqueness is the ruin of the other. It becomes impossible to subtract oneself
from the proper name if this subtraction’s uniqueness provides the basis for
the propriety of a name.
As a result, there would seem to be no proper of the proper, which is to
say, no singularity of that which subtracts itself from all self-doubling
through the name of its singularity.
But this is only the case so long as the expression ‘having no proper
name’ is possible in the language situation in which one is operating. Alternatively, this is only the case so long as the expression ‘there is no expression F(x) for which the unnameable term alone provides a nominating value’
can itself be an expression in the language. For only this expression about
expressions can serve to name the unnameable, thereby engendering the
paradox.
Yet it is generally not the case that an expression can refer to all possible
expressions in a language. In this instance, the not-all prevents the deployment of the putative paradox. For if you state ‘there is no expression F(x)
such that this or that’ you are in fact presupposing, albeit negatively, that all
of the language can be inscribed in the unity of an expression. This in turn
would require the language situation to be capable of a high degree of metalinguistic reflexivity, which could be sustained only at the price of a paradox
even more damaging than the one under consideration.
Moreover, in 1968 the mathematician Furkhen proved that it is possible to
suppose the existence of the unnameable without contradiction. Furkhen
presents a fairly simple language situation – something like a fragment of the
theory of the arithmetical successor, supplemented with a small part of set
theory – such that it allows for a model in which one term and one term only
remains nameless. Consequently, this is a model in which the unnameable –
i.e., the subtractive reduplication of uniqueness, or the proper of the proper
– well and truly exists.
Let us recapitulate. We have the undecidable as subtraction from the
norms of evaluation, or subtraction from the Law; the indiscernible as
subtraction from the marking of difference, or subtraction from sex; the
generic as infinite and excessive subtraction from the concept, as pure
multiple or subtraction from the One; and, finally, the unnameable as
subtraction from the proper name, or as a singularity subtracted from singularisation. These are the analytical figures of being through which the latter
is invoked whenever language loses its grip.
What we must now do is move from the analytic of subtraction to its
dialectic, and establish the latter’s topological linkage. The frame for this
linkage is set out in the ‘gamma’ diagram below.
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A
I should point out that only now do we enter fully into the realm of philosophy, since everything discussed so far is shared between philosophy and
mathematics, and hence between philosophy and ontology.
Speaking of ontology, let it be said in passing that Lacan had no qualms
about calling it a disgrace – a disgrace of sense, or of the senses. A culinary
disgrace, I would add, a family disgrace for philosophy, not a form of good
housekeeping but a disgrace for the philosophical household. But for me
‘ontology’ is just another name for mathematics – or, to be more precise,
‘mathematics’ is the name of ontology as a language situation. I thereby
evade the place where disgrace dwells. What we have here is a subtraction of
ontology as a whole from philosophy, which is now simply the language
situation in which truths – in the plurality of their procedures – become
pronounceable as Truth – in the singularity of its inscription.
But let’s return to the gamma diagram.
It represents the trajectory of a truth, regardless of its type. I maintain that
there are four types of truth: scientific, artistic, political, and amorous. My
diagram is philosophical in that it renders the four types of truth compossible
through a formal concept of Truth.
Notice how the four figures of subtraction are distributed according to the
register of pure multiplicity. This also designates the latent being of these
acts.
The undecidable and the unnameable are coupled by their common
presupposition of the one: a single statement in the case of the undecidable;
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the uniqueness of what evades the proper name in the case of the unnameable. Yet the position of the one within the subtractive effect differs in each
case.
Because it is subtracted from the effect of the norm of evaluation, the
undecidable statement falls outside the compass of what can be inscribed,
since what defines the possibilities of inscription is precisely to be governed
by the norm. Thus Gödel’s statement is absent from the domain of the
provable because neither it nor its negation can be admitted into it. Consequently, we could say that the undecidable statement supplements the
language situation governed by the norm. I indicate this in the diagram by
the plus sign appended to the one.
The unnameable, on the contrary, is embedded in the intimate depths of
presentation. It bears witness to the flesh of singularity and thus provides the
point-like ground for the entire order in which terms are presented. This
radical underside of naming, this folding of the proper back upon itself,
designates that in being which undermines the principle of the one, such as it
has been established by language in the naming of the proper. This weakening of the one of language by the point-like ground of being is indicated in
the diagram by appending the minus sign to the one.
As for the indiscernible and the generic, they are coupled by their common
presupposition of the multiple. Indiscernibility is said of at least two terms,
since it is a difference without a concept. And the generic, as we have seen,
requires an infinite dissemination of the terms in the universe, since it
provides the schema for a subset that is subtracted from all predicative unity.
But here, once again, the type of multiple differs in each case. The
criterion for the kind of multiple implied in the indiscernible is constituted
by the places marked out in a discerning expression. Since every effective
expression in a language situation is finite, the multiple of the indiscernible is
necessarily finite. The generic, on the contrary, requires the infinite.
Thus the gamma diagram superimposes the logical figures of subtraction
onto an ontological distribution. There is a quadripartite distribution of the
one-more, the one-less, the finite, and the infinite. A truth circulates within
this exhaustive quadripartite structure, which accounts for the ways in which
being is given. Similarly, the trajectory of a truth is traced by the complete
logic of subtraction.
Let us now follow this trajectory.
In order for the process of a truth to begin, something must happen. As
Mallarmé would put it, it is necessary that we be not in a predicament where
nothing takes place but the place. For the place as such (or structure) gives
us only repetition, along with the knowledge which is known or unknown
within it, a knowledge that always remains in the finitude of its being. I call
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the advent, the pure supplement, the unforeseeable and disconcerting
addition: ‘event’. It is, to quote the poet once more, that which is ‘sprung
from the croup and the flight’.6 A truth arises in its novelty – and every truth
is a novelty – because a hazardous supplement interrupts repetition. Indistinct, a truth begins by surging forth.
But from the outset, this surging forth provides the basis for the undecidable. For the norm of evaluation that governs the situation, or structure,
cannot be applied to the statement ‘this event belongs to the situation’. Were
such a statement to be decidable, then clearly the event would already be
subject to the norms of repetition, and consequently would not be evental.
Every statement implying the naming of the event harbours an intrinsic
undecidability. And no assessment, no exhibition, can compensate for the
insufficiency of the norm. For hardly has the event surged forth than it has
already disappeared. It is nothing but the flash of a supplementation. Its
empirical character is that of an eclipse. That is why it will always be necessary to say that it took place, that it was given in the situation, and this
unverifiable statement, subtracted from the norm of evaluation, constitutes a
supplementation vis-à-vis the realm of what language decides: it is well and
truly in this one-more that undecidability is played out.
A truth’s first step is to wager on this supplement. One decides to hold to
the statement ‘the event has taken place’, which comes down to deciding the
undecidable. But of course, since the undecidable is subtracted from the
norm of evaluation, this decision is an axiom. It has no basis other than the
presupposed vanishing of the event. Thus every truth passes through the
pure wager on what has being only in disappearing. The axiom of truth –
which always takes the form ‘this took place, which I can neither calculate
nor demonstrate’ – is simply the affirmative obverse of the subtraction of the
undecidable.
It is in the wake of this subtraction that the infinite procedure of verifying
the true begins. It consists in examining within the situation the consequences of the axiom. But this examination itself is not guided by any established law. Nothing governs its trajectory, because the axiom that supports it
has decided independently of any appeal to the norms of evaluation. Thus it
is a hazardous trajectory, one without a concept. The successive choices that
make up the verification are devoid of any aim that would be representable in
the object or supported by a principle of objectivity.
But what is a pure choice, a choice without a concept? Obviously, it is a
choice faced with two indiscernible terms. If there is no expression to discern
two terms in a situation, one may be certain that the choice whereby the verification proceeds through one term rather than the other has no basis in any
objective difference between them. It is then a question of an absolutely pure
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choice, free from any presupposition other than that of having to choose, in
the absence of any distinguishing mark in the presented terms, the one
through which the verification of the consequences of the axiom will first
proceed.
This situation has frequently been registered in philosophy, under the
name ‘freedom of indifference’. This is a freedom that is not governed by
any noticeable difference, a freedom that faces up to the indiscernible. If
there is no value by which to discriminate what you have to choose, it is your
freedom as such which provides the norm, to the point where it effectively
becomes indistinguishable from chance. The indiscernible is the subtraction
that establishes a point of coincidence between chance and freedom.
Descartes will make of this coincidence God’s prerogative. He even goes so
far as to claim that, given the axiom of divine freedom, the choice of 4 rather
than 5 as the answer to the sum 2 + 2 is the choice between two indiscernibles. In this instance, the norm of addition is that from which God is axiomatically subtracted. It is his pure choice that will retroactively constitute
the norm, which is to say actively verify it or turn it into truth.
Putting God aside, I will maintain that it is the indiscernible that coordinates the subject as pure punctum in the process of verification. A subject
is that which disappears between two indiscernibles, or that which is eclipsed
through the subtraction of a difference without concept. This subject is that
throw of the dice which does not abolish chance but effectuates it as verification of the axiom that grounds it. What was decided at the point of the undecidable event will proceed through this term, in which the local act of a truth
is represented – without reason or marked difference, and indiscernible from
its other. The subject, fragment of chance, crosses the distance-less gap that
the subtraction of the indiscernible inscribes between two terms. In this
regard the subject of a truth is in effect genuinely in-different: the indifferent
lover.7
Clearly, the act of the subject is essentially finite, as is the presentation of
indiscernibles in its being. Nevertheless, the verifying trajectory goes on,
investing the situation through successive indifferences. Little by little, what
takes shape behind these acts begins to delineate the contour of a subset of
the situation – or of the universe wherein the evental axiom verifies its
effects. This subset is clearly infinite and remains beyond the reach of
completion. Nevertheless, it is possible to state that if it is completed, it will
ineluctably be a generic subset.
For how could a series of pure choices engender a subset that could be
unified by means of a predicate? This could only be the case if the trajectory
of a truth was secretly governed by a concept or if the indiscernibles wherein
the subject is dissipated in its act were actually discerned by a superior intel-
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lect. This is what Leibniz thought, for whom the impossibility of indiscernibles was a consequence of God’s computational intellect. But if there is no
God to compute the situation, if the indiscernibles are genuinely indiscernible, the trajectory of truth cannot coincide in the infinite with any concept
whatsoever. And as a result, the verified terms compose – or rather, if one
supposes their infinite totalization, will have composed – a generic subset of
the universe. Indiscernible in its act or as subject, a truth is generic in its
result or being. It is subtracted from every recollection of the multiple in the
one of a designation.
Thus there are two reasons, and not just one, for maintaining that a truth
is scarcely-said.
The first is that, since it is infinite in its being, a truth can be represented
only in the future perfect. It will have taken place as generic infinity. Its
taking-place, which is also its localized relapse into knowledge, is given in the
finite act of a subject. There is an incommensurability between the finitude of
its act and the infinity of its being. This incommensurability is also what
relates the verifying exposition of the evental axiom to the infinite hypothesis
of its completion; or what relates the indiscernible subtraction, which founds
the subject, to the generic subtraction, wherein is anticipated the truth that
the subject is a subject of. This is the relation between the almost nothing,
the finite, and the almost everything, the infinite. Whence the fact that every
truth is scarcely-said, since what is said about it is always tied to the local
order of verification.
The second reason is intrinsic. Since a truth is a generic subset of the
universe, it does not let itself be summarized by any predicate, it is not
constructed by any expression. This is the nub of the matter: there is no
expression for truth. Whence the fact that it is scarcely-said, since ultimately
the impossibility of constructing truth by means of an expression comes
down to the fact that what we know of truth is only knowledge – that which,
always finite, is arranged in the background of pure choices.
The fact that a truth is scarcely-said articulates the relation between the
indiscernible and the generic, which is governed by an undecidable axiom.
Nevertheless, the generic or subtractive power of a truth can be anticipated
as such. The generic being of a truth is never presented, but we can know,
formally, that a truth will always have taken place as a generic infinity.
Whence the possibility of a fictive disposition of the effects of its havingtaken-place. From the vantage point of the subject, it is always possible to
hypothesize a universe wherein the truth through which the subject is constituted will have completed its generic totalization. What would the consequences of such a hypothesis be for the universe in which truth proceeds
infinitely? Thus the axiom, which decides the undecidable on the basis of the
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event, is followed by the hypothesis, which fictively maintains a Universe
supplemented by this generic subset whose finite, local delineations are
supported by the subject through the trial of the indiscernible.
What is it that obstructs such a hypothesis? What limits the generic power
of a truth projected through the fiction of its completion, and hence of its
being wholly-said? I maintain that this obstacle is none other than the
unnameable.
The anticipating hypothesis as to the generic being of a truth is obviously a
forcing of the scarcely-said. This forcing enacts the fiction of an all-saying from
the vantage of an infinite and generic truth. But then there is a great temptation
to exert this forcing on the most intimate, most subtracted point of the situation, and to try to force that which testifies to the situation’s singularity, that
which does not even have a proper name, the proper of the proper, which is
anonymous but for which ‘anonymous’ is not even the adequate name.
Let us say that forcing, which represents the infinitely generic character of
truth in the future perfect, encounters its radical limit in the possibility that
its power of all-saying in truth will result in a truth ultimately giving its own
name to the unnameable.
The constraint that the infinite, or the subtractive excess of the generic,
exerts on the weakness of the one at the point of the unnameable, may give
rise to the desire to name the unnameable, to appropriate the proper of the
proper through naming.
But it is in this very desire, which every truth puts on the agenda, that I
perceive the figure of evil as such. To force a naming of the unnameable is to
deny singularity as such; it is the moment in which, in the name of a truth’s
infinitely generic character, the resistance of what is absolutely singular in
singularity, of that share of being of the proper which is subtracted from
naming, appears as an obstacle to the deployment of a truth seeking to ensure
its dominion over the situation. The imperialism of a truth – its worst desire
– consists in invoking generic subtraction in order to force the subtraction of
the unnameable, so that it may vanish in the light of naming.
We will call this a disaster. Evil is the disaster of a truth when the desire to
force the naming of the unnameable is unleashed in fiction.
It is commonly held that evil is the negation of what is present and the
denial of what is affirmed, that it is murder and death, that it is opposed to
life. I would say instead that it is the denial of a subtraction. It is not selfaffirmation that evil affects, but rather always that which is withdrawn and
anonymous in the weakness of the one. Evil is not disrespect for the name of
the other, but rather the will to name at any price.
Moreover, it is also commonly held that evil is mendacity, ignorance,
murderous stupidity. But, alas, evil has the process of a truth as its radical
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condition. There is evil only in so far as there is an axiom of truth at the
point of the undecidable, a trajectory of truth at the point of the indiscernible, an anticipation of the being of truth at the point of the generic, and the
forcing in truth of a naming at the point of the unnameable.
If the forcing of the unnameable subtraction is a disaster, it is because it
affects the situation as a whole by pursuing within it singularity as such, for
which the unnameable is the emblem. In this sense, the desire in fiction to
suppress the fourth subtractive operation unleashes a capacity for destruction
latent in every truth, in the precise sense in which Mallarmé could write that
‘Destruction was my Beatrice’.8
Accordingly, the ethics of a truth consists entirely in exercising a sort of
restraint with regard to its powers. It is important that the combined effect
of the undecidable, the indiscernible, and the generic – or of the event, the
subject, and truth – should acknowledge as the fundamental limit for its
trajectory that unnameable which Samuel Beckett chose as the title for one of
his books.
Samuel Beckett was certainly not unaware of the hidden ravages inflicted
on the subtraction of the proper by the desire for truth. He even saw in it the
ineluctable violence of thought, when he has his Unnamable say this: ‘I only
think . . . once a certain degree of terror has been exceeded.’9 But he also
knew that the ultimate guarantee for the possibility of a peace among truths
is rooted in the reserve of non-saying; in the limit of the voice vis-à-vis that
which shows itself; in that which is subtracted from the absolute imperative
to speak the truth. This is also what he intended when in Molloy he
reminded us that ‘[t]o restore silence is the role of objects’10 and when in
How It Is he congratulates himself on the fact that ‘the voice being so
ordered I quote that of our total life it states only three quarters’.11
Subtracting lies at the source of every truth. But subtraction is also what,
in the guise of the unnameable, governs and sets a limit to the subtractive
trajectory. There is only one maxim in the ethics of a truth: do not subtract
the last subtraction.
Which is something that Mallarmé, with whom I wish to conclude, says
with customary precision in his ‘Prose (for des Esseintes)’.
There is always the danger that a truth – however errant and incomplete it
may be – takes itself, in the words of the poet, for an ‘age of authority’. It
then wants everything to be triumphantly named in the Summer of revelation. But the heart of what is, the ‘southland’ (midi) of our unconsciousness
of being, does not and must not have a name. The site of the true, which is
subtractively constructed – or, as the poet puts it elsewhere, the flower that a
contour of absence has separated from every garden – itself remains, in its
intimate depth, subtracted from the proper name. The sky and the map
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testify that this land did not exist. But it does exist, and this is what wears
thin the authoritarian truth, for which only what has been named through
the power of the generic exists. This erosion must be sustained by safeguarding the proper and the nameless. Let us conclude then by reading
Mallarmé’s poem, wherein everything I have said is dazzlingly rendered:
L’e`re d’autorite´ se trouble
Lorsque, sans nul motif, on dit
De ce midi que notre double
Inconscience approfondit
Que, sol de cent iris, son site
Ils savent s’il a bien e´te´
Ne porte pas de nom que cite
L’or de la trompette d’e´te´.
The age of authority wears thin
When, without reason, it is stated
Of this southland which our twin
Unconsciousness has penetrated
That, soil of a hundred irises, its site,
They know if it was really born:
It bears no name that one could cite,
Sounded by summer’s golden horn.12
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CHAPTER10
Truth: Forcing and the Unnameable1
When a philosopher makes a claim about truth, is it not natural – ‘natural’ in
a sense which etymology upholds through thoroughgoing artifice – for him to
do so from the bias of his love? Doubtless, the Platonic gesture – registered,
acclaimed, then reviled through the centuries – persists in discerning a
connotation of superior intensity in the wise friendship of philosophia; especially when it is in the shelter of wisdom that we discover truth’s enigma
and, as a result, at the heart of serene friendship that we encounter the
tempest of love. As Lacan demonstrated in his strange appropriation of a real
Symposium, it is through this transference (in every sense of the word) that
philosophy is able to proclaim itself ‘love of truth’.
Thus when Lacan insists that the position of the psychoanalyst surely does
not consist in loving truth, there can be no doubt that he is maintaining the
stance he ended up describing as that of an ‘anti-philosophy’.
Yet in doing so, Lacan clearly appoints himself educator for every philosophy to come. In my view, only those who have had the courage to work
through Lacan’s anti-philosophy without faltering deserve to be called
‘contemporary philosophers’. There are not many of them. But it is as a
contemporary philosopher that I will here endeavour to elucidate what I
declare to be a return of truth. Let’s say that I’m speaking here as a
philosopher-subject supposed to know anti-philosophy2 – and hence as a lover
of truth supposed to know what little faith can be afforded to the protestations
made in the name of such a love.
Lacan delineates his concept of the love of truth in the seminar entitled
The Reverse of Psychoanalysis, which has recently been published in an
edition I shall simply take as it is, without entering into the controversies
that invariably attend the inscription of the living word into the dead letter.3
In this seminar, Lacan makes the radical claim that since truth is primordially a kind of powerlessness or weakness; if there is such a thing as
the love of truth, it can only be the love of this powerlessness, the love of
this weakness. It’s worth noting that in this claim Lacan for once echoes
Nietzsche, for whom truth is in a certain regard the impotent form of
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power, or the name that the powerless give to power in order to disguise
it.
But Lacan immediately distances himself from the Dionysian preacher.
For Lacan, the weakness wherein truth dwells is not rooted in revenge or
resentment. That which affects truth with an insurmountable restriction is,
obviously enough, castration. Truth is the veil thrown over the impossibility
of saying it all, of saying all of truth. It is both what can only be half-said
and what disguises this acute powerlessness that restricts the access to saying
– in an act of pretence, whereby it transforms itself into a total image of
itself. Truth is the mask of its own weakness. In which regard Lacan now
echoes Heidegger, for whom truth is the very veiling of being in its withdrawal. Except that Lacan distances himself completely from the pathos with
which Heidegger characterizes the becoming-distress of the veil and the
forgetting. For castration is structural, it is structure itself, so that for Lacan
there can be no place for the primordially uncastrated, which is what the preSocratic thinkers and poets ultimately are for Heidegger.
What then, for Lacan, is the love of truth, given this authoritative status of
structure? We must not shy away from the consequences: it is purely and
simply the love of castration.
We are so accustomed to thinking of castration in terms of horror that we
are astonished to hear Lacan discussing it in terms of love. Nevertheless,
Lacan does not hesitate. In the seminar dated 14 January 1970 we read:
The love of truth is the love of that weakness whose veil we have lifted;
it is the love of that which is hidden by truth, and which is called castration.4
Thus, under the guise of the love we bear toward it, truth affects castration
with a veiling. Castration thereby manifests itself stripped of the horror that
it inspires as a pure structural effect.
The philosopher will reformulate the matter as follows: truth is bearable
for thought, which is to say, philosophically lovable, only in so far as one
attempts to grasp it in what drives its subtractive dimension, as opposed to
seeking its plenitude or complete saying.
So let us try to weigh truth in the scales of its power and its powerlessness,
its process and its limit, its affirmative infinity and its essential subtraction –
even if this weighing, and the concomitant desire to attain a precise measure
of truth’s indispensable mathematical connection (not to mention the
demands of brevity), entails approximation.
I shall construct the scales for this weighing of truth by means of a quadruple disjunction:
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1. The disjunction between transcendence and immanence. Truth is not of
the order of something which stands above the givenness of experience; it
proceeds or insists within experience as a singular figure of immanence.
2. The disjunction between the predicable and the non-predicable. There
exists no single predicative trait capable of subsuming and totalizing the
components of a truth. This is why we will say that a truth is nondescript
or generic.
3. The disjunction between the infinite and the finite. Conceived in its
being, as something that cannot be completed, a truth is an infinite multiplicity.
4. The disjunction between the nameable and the unnameable. A truth’s
capacity for disseminating itself into judgements within the field of
knowledge is blocked by an unnameable point, whose name is forced only
at the cost of disaster.
Thus a truth finds itself quadruply subtracted from the exposition of its
being. It is neither a supremum, visible in the glare of its self-sufficiency, nor
that which is circumscribed by a predicate of knowledge, nor that which
subsists in the familiarity of its finitude, nor that whose erudite fecundity is
blessed with boundless power.
To love truth is not only to love castration, but to love the figures in which
its horror is drawn and quartered: immanence, the generic, the infinite, and
the unnameable.
Let us consider them one by one.
That truth, or at least our truth, is purely immanent was one of Freud’s
simplest yet most fundamental insights. Freud was uncompromising in his
defence of this principle, especially against Jung. It would be no exaggeration
to say that one of Lacan’s primary motivations was to mobilize this Freudian
insight against the scientistic and moralistic objectivism of the Chicago
school.
I will use the word ‘situation’ – the most anodyne word imaginable – to
designate the multiple made up of circumstances, language, and objects,
wherein some truth can be said to operate. We will say that this operation is
in the situation, and is neither its end, nor its norm, nor its destiny. Similarly, the experience of the analyst clearly shows that a truth works through
the subject – especially through his suffering – in the situation of analysis
itself. Truth comes into being within this situation through the successive
operations that make up the analysis. Moreover, it is a mistake to think that
the existence of this truth constitutes a pre-given norm for what is observed
in the analysis, or that it is a matter of discovering or revealing the truth, as
though it were some secret entity buried, so to speak, in the deep exteriority
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of the situation. The whole point is that there is no depth, and depth is just
another name – treasured by the hermeneuts – for transcendence.
Where does a truth come from then, if its process is strictly immanent and
if it is not given as the secret depth or intimate essence of the situation? How
can it advance within the situation if it has not always already been given
within it? Lacan’s genius lay in seeing that, as with Columbus’s egg, the
answer is already contained in the question. If a truth cannot originate from
its being given, it must be because it has its origin in a disappearance. I call
‘event’ this originary disappearance supplementing the situation for the
duration of a lightning flash; situated within it only in so far as nothing of it
subsists; and insisting in truth precisely in so far as it cannot be repeated as
presence. Obviously, the event is the philosophical analogue of (for example)
what Freud called the primal scene. But since the latter is endowed with the
force of truth only through its abolition, and has no place other than the
disappearance of the having-taken-place, it would be futile to ask, using the
realist categories proper to the situation, whether it is accurate or merely
represents a fiction. This question remains genuinely undecidable, in the
logical sense. Except that the effect of truth consists in retroactively validating the fact that at the point of this undecidable there was the disappearance – acutely real and henceforth immanent to the situation – not only of
the undecidable, but of the very question of the undecidable.
Such is the first subtractive dimension of truth, whose immanence depends
upon the undecidability of what that immanence retraces.
What then is a truth the truth of? There can be truth only of the situation
wherein truth insists, because nothing transcendent to the situation is given
to us. Truth is not a guarantor for the apprehension of something transcendent to the situation. Since a situation, grasped in its pure being, is only ever
a particular multiple, this means that a truth is only ever a sub-multiple of
that multiple, a subset of the set named ‘situation’. Such is the rigour of the
ontological requirement of immanence. Because a truth proceeds within a
situation, what it bears witness to does not in any way exceed the situation.
We could say a truth is included in that which it is the truth of.
Let me open a cautionary parenthesis at this stage. Cautionary because I
have to admit that I am not, nor have ever been, nor will probably ever be
either an analyst or an analysand, or even a psychoanalytic patient. I am the
unanalysed. Can the unanalysed say something about analysis? You will have
be the judge of that. It seems to me from what I have said so far that, if
truth is at stake in analysis, it is not so much a truth of the subject as a truth
of the analytical situation as such; a truth which, no doubt, the analysand
will henceforth have to cope with, but which it would be one-sided to
describe as belonging to him or her alone. Analysis seems to me a situation
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wherein the analysand is provided with the painful opportunity for encountering a truth, for crossing a truth along his path. He emerges from this
encounter either armed or disarmed. Perhaps this approach sheds some light
on the mysteries of what Lacan, no doubt thinking of the real as impasse,
called ‘the pass’.
But we now find ourselves precisely in the domain of the impasse. I said
that a truth comes into being at the end of its process only as a subset of the
situation-set. Yet the situation registers any number of subsets. Indeed, this
provides the broadest possible definition of knowledge: to name subsets of
the situation. The function of the language of the situation consists in gathering together the elements of the situation according to one or other predicative trait, thereby constituting the extensional correlate for a concept. A
subset – such as those of cats or dogs in a perceptual situation, or of hysterical or obsessive traits and symptoms in an analytical situation – is captured
through concepts of the language on the basis of indices of recognition attributable to all the terms or elements that fall under this concept. I call this
conceptual and nominal swarming of forms of knowledge, the encyclopedia
of the situation. The encyclopedia is what classifies subsets. But it is also the
polymorphous interweaving of forms of knowledge that language continually
elicits.
Yet if a truth is merely a subset of the situation, how does it distinguish
itself from a rubric of knowledge? This question is philosophically crucial. It
is a matter of knowing whether the price of immanence may not be purely
and simply the reduction of truth to knowledge; in other words, a decisive
concession to all the variants of positivism. More profoundly, the question is
whether immanence may not entail some sort of neoclassical regression that
would forsake the impetus given by Kant, and later retrieved by Heidegger,
to the crucial distinction between truth and knowledge, which is also the
distinction between thought and cognition. Simplifying somewhat, this
neoclassical version of immanence would basically end up claiming that once
you have diagnosed an analysand’s case, which is to say, recognized him as
hysterical or obsessive or phobic; once you have established the predicative
trait inscribing him in the encyclopedia of the analytical situation, the real
work has been done. It is then only a matter of drawing consequences.
Because of the way in which he envisaged his fidelity to Freud, Lacan categorically rejected this nosological vision of the analytical situation. To that
end, he took up the modern notion of a non-conceptual gap between truth
and forms of knowledge and projected it onto the field of psychoanalysis. Not
only did he distinguish between truth and knowledge, he also showed that a
truth is essentially unknown; that it quite literally constitutes a hole in forms
of knowledge.
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In doing so – and this is in my opinion a point whose consequences have
yet to be fully grasped – Lacan declared that psychoanalysis was not a form
of knowledge but a way of thinking.
Yet despite the claims of those who would like to effect a theological
recuperation of psychoanalysis – and they are indefatigable, rather like
someone who has figured out how to turn pig-feed into a communion wafer –
and who like to indulge in delectable speculations about the transcendence of
the Big Other, Lacan himself, on the whole, refused any compromise about
the immanence of truth.
He thereby had to force our impasse and establish that, although
reducible to a depthless subset of the situation, a truth of the situation is
nonetheless heterogeneous to all those subsets registered by forms of knowledge.
This is the fundamental meaning of the maxim concerning ‘half-saying’.
That a truth cannot be entirely said means that its all, the subset that it
constitutes within the situation, cannot be captured by means of a predicative
trait that would turn it into a subsection of the encyclopedia. The truth at
stake in the analysis of such and such a woman cannot be assimilated to the
fact that she is, as they say, a hysteric. There is no doubt that many of the
components of the truth operating in this situation possess the distinctive
traits of what, in the register of knowledge, is called hysteria. But to say so is
not to do anything in truth. For the truth in question necessarily organizes
other components, whose traits are not pertinent as far as the encyclopedic
concept of hysteria is concerned, and it is only in so far as these components
subtract the set from the predicate of hysteria that a truth, rather than a form
of knowledge, proceeds in its singularity. Thus however confident the diagnosis of hysteria and the consequences drawn from it may be, not only do
they not constitute a saying of truth, they do not even constitute its halfsaying, since the fact that they are ascribable to knowledge entails that they
completely miss the dimension of truth.
A truth is a subset of the situation but one whose components cannot be
totalized by means of a predicate of the language, however sophisticated that
predicate. Thus a truth is an indistinct subset; so nondescript in the way it
gathers together its components that no trait shared by the latter would allow
the subset to be identified by knowledge.
Obviously, it is because it is included within the situation in the form of a
singular indeterminacy of its concept, and because it is subtracted from the
classificatory grasp of the language of the encyclopedia, that such a subset is
a truth of the situation as such, an immanent production of its pure multiple
being, a truth of its being qua being – as opposed to a knowledge of this or
that regional particularity of the situation.
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As is so often the case, mathematics bolsters Lacan’s insight. At the beginning of the 1960s, the mathematician Paul Cohen showed how, for a given
set, it was possible to identify subsets of it possessing all the characteristics
outlined above. Cohen calls a subset that has been subtracted from every
determination in terms of a fixed expression of the language a generic subset.
Moreover, he uses a demonstrative procedure to prove that the hypothesis
that generic subsets exist is consistent.
Twenty years earlier, Gödel had provided a rigorous definition for the idea
of a subset named in knowledge. These are subsets whose elements validate a
fixed expression of the language. Gödel had called these constructible subsets.
But Cohen’s generic subsets are non-constructible. They are too indeterminate to correspond to, or be totalized by, a single predicative expression.
There can be no doubt that the opposition between constructible sets and
generic sets provides a purely immanent ontological basis for the opposition
between knowledge and truth. In this regard, Cohen’s demonstration that
the existence of generic subsets is consistent amounts to a genuinely modern
proof that truths can exist and that they are irreducible to any encyclopedic
datum whatsoever. Cohen’s theorem mobilizes the ontological radicality of
the matheme to consummate the modernity inaugurated by the Kantian
distinction between thought and knowledge.
That a truth is generic rather than constructible, as Lacan brilliantly
intuited in his maxim about truth’s half-saying, also implies that a truth is
infinite – our third disjunction.
This point seems to rebut every philosophy of finitude, in spite of the way
Lacan inscribed finitude at the heart of desire through the thesis of the objet
petit a. The being that sustains desire resides entirely in this object, which is
also its cause. And since the defining characteristic of the objet petit a is that
it is always a partial object, its finitude is constitutive.
But the dialectic of the finite and the infinite is extremely tortuous in
Lacan, and I dare say the philosopher’s eye here glimpses the limit, and
hence the real, of what psychoanalysis is capable when conceived as a form of
thinking, which is indeed how Lacan envisaged it.
That a truth is infinite constitutes an objection to the philosophical rumination on finitude only if that truth remains immanent, and hence only in so
far as it touches on the real. If truth is transcendent, or supra-real, it can
very well, under the name ‘God’ or some other name – such as ‘the Other’ –
consign the entire destiny of the subject to finitude.
I said that Lacan sided with the immanence of truth. But I added: ‘on the
whole’. For, strictly speaking, he observes the constraint of immanence only
within what could be called the primordial motivation of his thought. Elsewhere, we encounter significant oscillations, arising from Lacan’s tendency to
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equivocate when it comes to severing every link with the hermeneutics of
finitude to which, alas, the majority of contemporary philosophizing is ultimately reducible. Today, this hermeneutics of finitude seems to be in the
process of reinstalling a pious discourse, a religiosity whose little God would
seem to constitute the minimum of transcendence compatible with that
democratic conviviality to which we are told there is no longer any conceivable alternative.
There is no doubt that we owe to Lacan, and specifically to his implacable
insistence on the distinction between the logic of sense and the logic of truth,
the conceptual apparatus required to expose the abjection of pious discourse.
As for democratic conviviality, we know it was not Lacan’s forte. Moreover,
that it is not even a satisfactory ideal becomes more apparent every day when
we consider those who lay claim to his legacy.
Nevertheless, the equivocation on Lacan’s part persists. It is this equivocation that leads him to say in Or Worse . . .5 – to choose just one example
among many – that Cantor’s non-denumerable transfinite cardinals represent
‘an object which I would have to characterize as mythic’. I would counter
that it is not possible to proceed very far in drawing the consequences of the
infinity of the true without insisting that non-denumerable cardinals are real,
not mythic.
To advance beyond Lacan perhaps we must above all put our trust in the
matheme on this particular point – which is, of course, another way of
remaining faithful to the master. This entails first and foremost that we hold
fast to the affirmation, by way of mathematical proof, that every truth is
infinite.
Let us suppose that a truth were finite. As a finite subset of the situation, it
is made up of the terms a1, a2, and so on up to an, where n fixes the intrinsic
dimension of this truth. In other words, it is a truth comprising n components. It immediately follows that there exists a predicate appropriate to this
subset, which, since it is inscribed in the encyclopedia, falls under the
purview of knowledge. This is to say that a finite subset could not be generic.
It is necessarily constructible. Consider the predicate ‘identical with a1, or
identical with a2, . . . or identical with an’, which is always available in the
language of a situation. The set made up of the terms in question – i.e. the
terms a1, a2, and so on up to an – is exactly circumscribed by this predicate.
In other words, this predicate constructs this subset; it identifies it in the
language, thereby excluding the possibility of its being generic. Consequently, it is not a truth. QED.
The infinity of a truth immediately implies that it cannot be completed.
For the subset that it constitutes, and which is delineated on the basis of the
evental disappearance, is composed through a succession that inaugurates a
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time – e.g. the highly particular time proper to analysis. Whatever the
intrinsic norm governing its extension, such a time remains irremediably
finite. And so the truth that unfolds within it does not attain the complete
composition of its infinite being. Freud’s genius was to grasp this point in
the guise of the infinite dimension of analysis, which always leaves open, like
a gaping chasm, the truth that slips into the time inaugurated by analysis.
We now seem to find ourselves driven back to castration, as to that which
truth veils, thereby granting us permission to love it.
For if a truth remains open onto the infinity of its being, how are we to
gauge its power? To say that truth is half-said is to say too little. The
relation between the finitude proper to the time of its composition – a time
founded by the event of a disappearance – and the infinity of its being is a
relation without measure. It is better to say instead that a truth is little-said,
or even that a truth is almost not spoken. Is it then legitimate to speak of a
power of the true, a power required in order to found the concept of its
eventual powerlessness? In the seminar I quoted at the outset, Lacan plainly
states that ‘it seems to be among the analysts, and among them in particular,
that, invoking certain taboo words with which their discourse is festooned,
one never notices what truth – which is to say, powerlessness – is’.6 I concur.
But in order to be neither like those festooned analysts, nor simply jealous of
the festooned, we shall have to think the powerlessness of a truth, which
presupposes that we first be able to conceive its power.
I conceive of this power – perhaps already recognized by Freud in the
category of ‘working through’ – in terms of the concept of forcing, which I
take directly from Cohen’s mathematical work. Forcing is the point at which
a truth, although incomplete, authorizes anticipations of knowledge
concerning not what is but what will have been if truth attains completion.
This anticipatory dimension requires that truth judgements be formulated
in the future perfect. Thus while almost nothing can be said about what a
truth is, when it comes to what happens on condition that that truth will have
been, there exists a forcing whereby almost everything can be stated.
As a result, a truth operates through the retroaction of an almost nothing
and the anticipation of an almost everything.
The crucial point, which Paul Cohen settled in the realm of ontology, i.e. of
mathematics, is the following: you certainly cannot straightforwardly name the
elements of a generic subset, since the latter is at once incomplete in its infinite
composition and subtracted from every predicate which would directly
identify it in the language. But you can maintain that if such and such an
element will have been in the supposedly complete generic subset, then such
and such a statement, rationally connectable to the element in question, is, or
rather will have been, correct. Cohen describes this method – a method
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constraining the correctness of statements according to an anticipatory condition
bearing on the composition of an infinite generic subset– as that of forcing.
I say ‘correct’ or ‘correctness’ because Lacan superimposes the opposition
between the correct and the true onto the opposition between knowledge and
truth. But it is necessary to see why the statement caught up in forcing
cannot, without serious confusion, be called true. For its value is determined
only according to a condition of existence which pertains to a generic subset,
and hence according to a condition of truth.
I use the term veridical to describe the value of a ‘forced’ statement. It
simultaneously indicates the gap as well as the connection with truth. Thus,
extrapolating from Cohen’s matheme to what it prescribes for the philosopher, we will say that a truth proceeds in situation, devoid of the power
either to say or to complete itself. In this sense truth is absolutely castrated,
almost not being what it is. Nevertheless, with regard to any given statement,
truth has the power to anticipate the following conditional judgement: if this
or that component will have figured in a supposedly complete truth, then the
statement in question will have been either veridical or erroneous. The
power of a truth, deployed in the dimension of the future perfect, consists in
legislating about what is veridically sayable, in anticipation of its own existence. Obviously, what is veridically sayable is a matter of knowledge, and
the category of the veridical is a category of knowledge. Consequently, we
will say that although a truth is castrated with regard to its own immediate
power, it is all-powerful with regard to possible forms of knowledge. The bar
of castration does not fall between truth and knowledge. It separates truth
from itself, thereby releasing truth’s power of hypothetical anticipation
within the encyclopedic field of knowledge. This power is that of forcing.
I maintain that the analytical experience is built on such a basis. That
which, little by little, comes to be articulated in the course of analysis is not
only that which weaves the interminable infinity of the true into a finite,
metered time, but also – and especially with regard to the rare interventions
of the analyst – the anticipatory marking of what it will have been possible to
say veridically, in so far as this or that sign, act, or signifier will have been
supposed as a component of the truth. We know that this anticipatory
marking depends upon the future perfect tense of the empirical completion
of analysis, beyond which any supposition as to truth’s completion becomes
impossible, since the situation has been terminated and with it the forcing of
a possible veridicality proper to the judgements about that situation. This
testifies as to how an enunciated veridicality can be called knowledge, but
knowledge in truth. As to what this knowledge truly is, this knowledge
‘forced’ by the treatment, the analysand is our sole witness, operating
through a retroaction that balances the anticipation of forcing.
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Once again, as the unanalysed, I need to sound a note of caution here and
remark that I am not sure if it is appropriate to call the act of the analyst an
interpretation. I would prefer to call it a forcing – despite the word’s scandalously authoritarian ring. For it is always a matter of intervening according to
the suspended hypothesis of a truth taking its course in the analytical situation.
I do not think it too forceful to register a hint of doubt as to the value of
interpretation in many of the dead master’s texts. This should not be too
surprising when one recalls that all sorts of hermeneuts, stepping into the
breach opened up by the faithful Paul Ricoeur, have tried to make the term
‘interpretation’ bear the burden of the putative link between psychoanalysis
and the revamped forms of pious discourse. Let me be blunt: I do not
believe analysis consists in interpretation. It is ruled by truth, not meaning.
But it certainly does not consist in discovering truth, since, truth being
generic, we know it is vain to hope that it could be uncovered. The sole
remaining hope is that analysis would consist in forcing a knowledge into
truth through the risky game of anticipation, by means of which a generic
truth in the process of coming into being delivers in fragmentary fashion a
constructible knowledge.
Having gauged the power of truth, must we say it extends to all those
statements that circulate in the situation in which it operates, without exception – even if only on condition of the wager about its coming into being as a
multiple? Does truth, in spite (and because) of its generic nature, possess the
power of naming all imaginable veridicalities?
To respond affirmatively would be to disregard the return of castration,
and of the love that binds us to it through truth, in the terminal form of an
absolute obstacle – a term which, although given in the situation, is radically
subtracted from the grip of veridical evaluation. There is a point that is
unforceable, so to speak. I call this point the unnameable, while in the realm
of psychoanalysis Lacan called it enjoyment.
Let us consider a situation in which a truth proceeds as the trace of a
vanished event; a situation immanently supplemented by the becoming of its
own truth. For a generic truth is the paradox of a purely internal anonymous
supplement, an immanent addition. What is the real for such a configuration?
Let us rigorously distinguish between being and the real. This distinction
is already operative in Lacan’s very first seminar, since on 30 June 1954 he
claims that the three fundamental passions – love, hate and ignorance – can
be inscribed ‘only in the realm of being, and not in that of the real’.7 Thus, if
the love of truth is a passion, this love is certainly directed toward the being
of truth, but it falters upon encountering its real.
As far as the being of truth is concerned, we have already acquired its
concept: it is that of a generic multiplicity subtracted from the constructions
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of knowledge. To love truth is to love the generic as such and this is why, as
in all love, we have here something that goes astray, something that evades
the order of language, something that is maintained in the errancy of an
excess through the power of the forcings it permits.
Nevertheless, there remains the question of the real upon which this very
errancy and the power that it founds come to falter.
In this regard, I would say that in the realm determined by a situation and
the generic becoming of its truth, what testifies to a real is a single term or
point – one and only one – where the power of truth is cut short. When it
comes to this term, no anticipatory hypothesis about the generic subset can
allow judgement to be forced. It is a genuinely unforceable term. No matter
how advanced the process of truth, this term may never be prescribed in
such a way that it would be conditioned by this truth. No matter how great
the transformative resources proper to the immanent tracing of the true, no
naming is appropriate for this term of the situation. That is why I call it
unnameable. Unnameable should be understood not in terms of the available
resources of knowledge and the encyclopedia, but in the precise sense in
which it remains out of reach for the veridical anticipations founded on
truth. It is not unnameable ‘in itself’, which would be meaningless, but
unnameable with regard to the singular process of a truth. The unnameable
emerges only in the domain of truth.
This sheds some light on why, in the situation of the psychoanalytic treatment, which is precisely one of the sites wherein one supposes a truth to be
at work, enjoyment is at once what that truth deploys in terms of the real and
what remains forever subtracted from the veridical expanse of the sayable.
This is because, from the perspective of psychoanalytical truth, or the truth
of the situation of treatment, enjoyment is precisely the point of the unnameable that constitutes a stumbling block for the forcings permitted by this
truth.
It is imperative to insist that this term is unique. There cannot be two or
more unnameables for a singular truth. The Lacanian maxim, ‘there is
oneness’, is here fastened to the irreducible real, to what could be called the
‘grain of the real’ jamming the machinery of truth, whose power consists in
being the machinery of forcings and hence the machinery for producing
finite veridicalities from the vantage point of a truth that cannot be accomplished. Here, the jamming effected by the One-real is opposed to the path
opened up by veridicality.
This effect of oneness in the real, elicited by the power of truth, constitutes
truth’s powerless obverse. This is signalled straight away by the peculiar
difficulty that arises when it comes to thinking this effect. How can we
think that which subtracts itself from every veridical naming? How can we
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think in truth that which is excluded from the powers of truth? Is to
think it not also thereby to name it? And how could we ever name the
unnameable?
Lacan’s response to this paradoxical appeal is never explicitly spelled out.
When it comes to trans-phallic or secondary jouissance, one sees Lacan
resorting to the triangle of the feminine, the infinite and the unsayable, about
which the least that can be said is that it seems to hark back to a preFreudian era. That feminine enjoyment ties the infinite to the unsayable, and
that mystical ecstasy provides evidence for this, is a theme I would characterize as cultural. One feels that, even in Lacan, it has not yet been submitted
to a radical test by the ideal of the matheme.
Perhaps one of the sources of Lacan’s difficulties resides in the paradox of
the unnameable, a paradox which I will formulate as follows: if the unnameable is unique within the domain of a truth, is it not then nameable precisely
on account of this property? For if what is not named is unique, not being
named functions as its proper name. Ultimately, wouldn’t ‘the unnameable’
be the proper name for the real of a situation traversed by its truth?
Wouldn’t unsayable enjoyment be the name for the real of the subject, once
he or she comes to grips with his or her truth, or with a truth within the
therapeutic situation?
But then the unnameable is named in truth; it is forced, and truth
possesses a genuinely boundless reservoir of power.
Here once again, mathematics comes to our aid. In 1968, the logician
Furkhen proved that the uniqueness of the unnameable is no objection to its
existence. Furkhen created a mathematical situation in which the resources of
the language, along with its capacities for naming, are clearly defined, and in
which there exists one term, and one term only, which cannot receive a
name, which means that it cannot be identified by means of an expression of
the language.
Consequently, in the register of the matheme, it is perfectly consistent to
maintain that one term and one term only in a given situation remains
unforceable for a generic truth. It is thus that, in the situation supplemented
by its truth, the real of that supplementation is attested to. No matter how
powerful a truth is, no matter how capable of veridicality it proves to be, this
power comes to falter upon a single term, which at a stroke effects the swing
from all-powerfulness to powerlessness and displaces our love of truth from
its appearance, the love of the generic, to its essence, the love of the unnameable.
Not that the love of the generic is nothing. By itself, it is radically distinct
from the love of opinions, which is the passion of ignorance; or from the
disastrous desire for complete constructibility. But the love of the unname-
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able lies beyond even the generic, and it alone allows the love of truth to be
maintained without disaster or dissolution coming to affect the veridical in its
entirety. For where truth is concerned, only by undergoing the ordeal of its
powerlessness do we discover the ethic required for assuming its power.
The circumstances in which we find ourselves in this autumn of 1991
enjoin me to conclude, in an apparently incongruous manner, with Vladimir
Ilyich Ulyanov, also known as Lenin, whose statues it is fashionable
nowadays to tear down.
Let us note in passing that, were a Lacanian tempted to join in the zeal of
those now toppling statues, he or she would do well to reflect on the
following paragraph from the seminar dated 20 March 1973, which begins
thus:
Marx and Lenin, Freud and Lacan are not coupled in being. It is via the
letter they found in the Other that, as beings of knowledge, they proceed
two by two, in a supposed Other.8
Thus the would-be Lacanian toppler of Lenin’s statues has to explain why
Lacan identified himself as Freud’s Lenin.
Let’s add that, at a time when many analysts are worried about their
relation to the state, even if only in the monumental guise of the Inland
Revenue and the European Union, they would surely do better to consider
Lenin’s writings than those of the statue-topplers – supposing such writings
exist.
Lenin felt obliged to write: ‘Theory is all-powerful because it is true.’ This
is not incorrect, since forcing subordinates to itself in anticipatory fashion the
expanse of the situation through a potentially infinite network of veridical
judgements. But, once again, this is only to say the half of it. It is necessary
to add: ‘Theory is powerless, because it is true.’ This second half of the statement’s correctness is supported by the fact that forcing finds itself in the
impasse of the unnameable. But on its own, this second half of correctness is
no more capable of staving off disaster than the first.
Thus Lenin seems to have adopted a relation of love vis-à-vis castration
that veils the latter in that half of power which it founds. By way of contrast,
it is only too apparent that the statue-topplers seem to have adopted the
direct love of powerlessness which does nothing but pave the way for situations devoid of truth.
Is this oscillation inevitable? I don’t think so. Under the stern guarantee of
the matheme, we can advance into that open expanse wherein the love of
truth is related to castration from the twofold perspective of power and
powerlessness, of forcing and the unnameable. All that is required of us is to
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hold both to the veridical and to what cannot be completed; to analysis
terminable and interminable. Or, as Samuel Beckett puts it in the final words
of a book which is not called The Unnamable for nothing: ‘you must go on, I
can’t go on, I will go on.’9
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CHAPTER11
Kant’s Subtractive Ontology
If at first sight it appears that Kant has no ontology, since he seems to declare
the very idea inconsistent, this is because he is above all the philosopher of
relation, of the linkages between phenomena, and this constitutive primacy of
relation forbids all access to the being of the thing as such. Are not Kant’s
famous categories of experience a veritable conceptual catalogue of every
conceivable kind of relation (inherence, causality, community, limitation,
totality, etc.)? Is it not for Kant a question of showing that the ultimate basis
for the bound character of representations cannot be sought in the being of
the represented and must be superimposed upon it through the constituting
synthetic power of the transcendental subject? It might seem as if the
Kantian solution to the problem of structured representation amounted to
identifying the pure inconsistent multiple (or being qua being, in my conception of ontology) with the phenomenality of the phenomenon, and the
counting-as-one (in my vocabulary, being qua given or being ‘in situation’)
with relation, which is itself set out on the basis of the structuring activity of
the subject. The experience of the phenomenal manifold would be rendered
consistent through the power of counting-as-one (i.e. the universal linkages)
that the subject imposes upon experience.
But that is not the case. For in one of his most radical insights, Kant firmly
distinguishes between binding (Verbindung), which is synthesis of the
manifold of phenomena, and unity (Einheit), which provides the originary
basis for binding as such: ‘Binding is representation of the synthetic unity of
the manifold. The representation of this unity cannot therefore arise out of
the binding. On the contrary, it is what, by adding itself to the representation
of the manifold, first makes possible the concept of the binding.’1
Here then it seems that, far from being resolved through the categories of
relation, the problem of how the inconsistent manifold comes to be countedas-one must have been decided in advance in order for relational synthesis to
be possible. Kant sees very clearly that the consistency of multiple-presentation is originary, and that the relations whereby phenomena arise out of that
multiple-presentation are merely derivative realities of experience. The
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question of the qualitative unity of experience puts relation in its place,
which is secondary. It is first necessary to ground the fact that experience
presents unified multiplicities; only then is it possible to think the origin of
phenomenal relations.
In other words, it is necessary to understand that the source of the order in
experience (the synthetic unity of the manifold) cannot be the same as that of
the one. The place of the former is in the transcendental system of categories.
The latter is necessarily a special function, one which Kant certainly ascribes
to the understanding, but which is already presupposed in categorial ‘functioning’. Kant calls this supreme function of the understanding – the guarantor of the general unity of experience, and hence of ‘the law of the one’ –
‘originary apperception’. If we set aside the subjective connotation in the
notion of originary apperception, which is conceived of by Kant as the ‘transcendental unity of self-consciousness’,2 and focus strictly on its functioning,
we should have no difficulty recognizing in it what I call the counting-asone, which Kant applies to representation in general, conceived as a universal
abstract situation. Originary apperception is the name for the fact that
nothing can enter into presentation without having been submitted a priori
to the determination of its unity: ‘Synthetic unity of the manifold of intuitions, as generated a priori, is thus the ground of the identity of apperception
itself, which precedes a priori all my determinate thought.’3 What makes
boundedness possible is not the bind as such, which, from this point of view,
in-exists, but the pure faculty of binding, which is not reducible to effective
relations since only the one can account for it; it is the originary law for the
consistency of the multiple, the capacity for ‘bringing the manifold of given
representations under the unity of apperception’.4
Thus Kant clearly conceives of the distinction between the counting-asone as guarantor of consistency and originary structure for all presentation,
and binding, which characterizes all representable structures, in terms of the
gap between pure originary apperception (the function of unity) and the
system of categories (the function of synthetic binding) within the transcendental activity of the understanding.
But Kant introduces originary apperception only as a precondition for a
complete solution to the problem of relation. It is the attempt to elucidate
order, which is for him the correlate of knowledge, that enjoins him to think
the one. What I mean is this (which has been compellingly indicated by
Heidegger): what is always problematic in Kant is not so much the critical
radicality of his conclusions, in which regard he excels in audacity, but rather
the singular narrowness of the means of access to this radicality. In truth, his
problematic does not have its origin in the question of the possibility of
presentation in general. The primary question for him is that of knowing
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how a priori synthetic judgements are possible, by which he means those
universally acknowledged bindings which he believes to be operative in
Euclidian mathematics or Newtonian physics. Although it has its point of
departure in what is probably an erroneous analysis of the form of scientific
statements, the rigour of his procedure leads him to radical conditions and
conclusions – such as those of unity and binding. But the limiting effect of
the point of departure extends into the consequences, which do not always
clearly deliver the full extent of their significance.
To approach the ‘there is oneness’ in terms of the ‘there is binding’ entails
certain consequences for the doctrine of the one. There is in Kant a distinct
trace of the fact that the supreme function of the counting-as-one is invoked
only because an originary consistency is ultimately required in order to
support the binding activity of the categories. As a result, this ‘one’ will be
conceived only for the needs of binding, the concept of consistency will be
limited to what is required by the intrinsically relational nature of the
phenomenal manifold, and the fundamental structure of presentation will be
subordinated to the illusory structure of representation. This trace, which
reduces the originary presentation of the multiple-as-one to the status of
necessary condition for the conception of representable bindings, resides in
the fact that, in Kant, the one-multiple is limited to the form of the object.
Ultimately, if Kant is only able to think the one-multiple in terms of the
narrow representability of the object, it is because the movement of his
discourse subordinates the question of presentative consistency to the resolution of the critical problem, which is conceived of as an epistemological
problem. Kantian ontology, which Heidegger characterizes so aptly, labours
beneath the shade of its inception in the pure logic of cognition.
But the category of the object is not pertinent when it comes to designating
what exists in so far as the latter manifests itself in situation as the countedone of the pure multiple. Only from the perspective of binding does the
object designate the one. The object is the aspect of the existent that is representable according to the illusion of the bind. The word ‘object’ is no more
than an equivocal compromise between two entirely separate problematics:
that of the counting-as-one of the inconsistent multiple (the appearance of
being), and that of the connected, empirical character of existents. The
notion of object is an equivocation, one that corresponds to that other typically Kantian equivocation, which ascribes both the supreme function of
unity – originary apperception – and the categorial function of binding to the
single term ‘understanding’.
When Kant writes that ‘the transcendental unity of apperception is that
unity through which all the manifold given in an intuition is united in the
concept of an object’,5 he reduces the one-multiple to the object in such a
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way as to allow the same term to also designate what is bound in representation by these bindings. Correlated with originary apperception as the unity
available to it in the manifold of presentations, the object will also be correlated with the categories conceived as ‘concepts of an object in general, by
means of which the intuition of an object is regarded as determined in respect
of one of the logical functions of judgment’.6 That what exists in experience is
also an object within it is evidence of the ‘double register’ in which Kant’s
argument operates: at once ontological, in accordance with the one (which is
not) of being (which is multiple); and epistemological, in accordance with the
logical form of judgement. But aside from the fact that it is supposed to
provide a basis for the bind or relation – which Hume was finally right to
consider a pure fiction, devoid of being – the trouble with this equivocation
concerning the object is that it weakens the radical distinction, boldly
proposed by Kant, between the origin of the one and the origin of relation.
For Kant holds to his conviction that the a priori conditions for the
binding of phenomena must include, under the name of object, the supreme
condition of the one as that which provides stability for what is manifested in
the field of representations. What other meaning can we give to the famous
formulation: ‘the conditions of the possibility of experience in general are
likewise conditions of the possibility of the objects of experience’,7 given that
the word ‘object’ here explicitly serves as a pivot between the condition for
the consistency of presentation (referring back to the multiple as such, or the
originary structure), and the derivative condition of the link between representable ‘objects’ (referring back to empirical multiplicity, or illusory situations)?
Granted, Kant is well aware that what is left undetermined by the object is
‘the being of the object’, its objectivity, the pure ‘something in general = x’
that provides a basis for the being of binding without that x itself ever being
presented or bound. And we also know that x is the pure or inconsistent
multiple, and hence that the object, in so far as it is the correlate of the
apparent binding, is devoid of being. Kant has an acute sense of the subtractive nature of ontology, of the void through which the presentative situation
is conjoined to its being. By the same token, the existent-correlate of
originary apperception conceived as non-existent operation of the countingas-one is not, strictly speaking, the object, but rather the form of the object
in general – which is to say, that absolutely indeterminate being from which
the very fact that there is an object originates. At the most intense point in
his ontological meditation, Kant comes to conceive of the operation of the
count as the correlation of two voids.
Kant splits both terms in the subject/object pairing. The empirical subject,
which exists ‘according to the determinations of our state in inner sense’ and
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which is changeable, without fixity or permanence, has as its correlate represented phenomena, which ‘as representations, [have] their object, and can
themselves in turn become objects of other representations’.8 The transcendental subject, as given in originary apperception – the supreme guarantor of
objective unity (and hence of the unity of the representation of objects),
relative to which ‘representations of objects is alone possible’,9 ‘pure,
originary, unchangeable consciousness’10 – has as its correlate an object
‘which cannot itself be intuited by us’11 because it is the form of objectivity
in general, the ‘transcendental object = x’,12 which is distinct from empirical
objects. This object is not one among ‘several’ objects because it is the
general concept of consistency for all possible bound objectivity, the principle
that provides that oneness on the basis of which there are objects available
for binding. The transcendental object is ‘throughout all our knowledge one
and the same = x’.13
So on the one hand we have the subject of experience (immediate
self-consciousness) with its multiple correlates, the objects bound in representation; and on the other we have originary apperception (pure, singular
consciousness) with its correlate, the object of objectivity, the postulated x
from which bound objects derive their unitary form.
But the feature common both to originary apperception as transcendental
proto-subject and this x as transcendental proto-object is that, as the primitive, invariant forms required for the possibility of representation, this
subject and this object remain absolutely un-presented: they are referred to,
over and above all possible experience, only as the void withdrawn from
being, for which all we have are names.
The subject of originary apperception is merely a necessary ‘numerical
unity’, an immutable power of oneness, and is unknowable as such. Kant’s
entire critique of the Cartesian cogito is based on the impossibility of maintaining the transcendental subject’s absolute power of oneness as an instance
of knowledge, as the determination of a point of the real. Originary apperception is an exclusively logical form, an empty necessity: ‘beyond this logical
meaning of the ‘‘I’’, we have no knowledge of the subject in itself, which as
substratum underlies this ‘‘I’’, as it does all thoughts’.14
As for the transcendental object = x, Kant explicitly declares that it ‘is
nothing to us – being as it is something that has to be distinct from all our
representations’.15
The subtractive radicality of Kantian ontology culminates in grounding
representation in the relation between an empty logical subject and an object
that is nothing.
Moreover, I cannot accept Heidegger’s account of the differences between
the first and second editions of the Critique of Pure Reason. For Heidegger,
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Kant retreated ‘from the doctrine of the transcendental imagination’.
According to Heidegger’s exegesis, the ‘spontaneous impetus’ of the first
version posited the imagination as that ‘third faculty’ (beside those of sensibility and understanding) providing a basis for the regime of the one and
thereby guaranteeing the possibility of ontological knowledge. Heidegger
reproaches Kant for failing to go further in exploring this ‘unknown root’ of
the essence of man and for reducing the imagination to a mere operation of
the understanding. Kant, he says, ‘perceived the unknown and was forced to
retreat. It was not just that the transcendental power of imagination frightened him, but rather that in between [the two editions] pure reason as
reason drew him increasingly under its spell’.16
In my opinion, Kant’s decision not to resort to the positivity of a third
faculty (the imagination), his reduction of the problem of the one to that of a
mere operation of the understanding, testify to his critical intransigence and
his refusal to concede anything to the aesthetic prestige of the ontologies of
presence. The ‘prestige of pure reason’ may well be another name for this
intransigence when faced with the great temptation. For Kant, this is also
where the genuine danger lies: that of having to acknowledge, from the
perspective of the transcendental subject as well as from that of the object =
x, the crucial significance of the void, thereby illuminating – for the first time
independently of all negative theology – the paths of a subtractive ontology.
Is this to say that Kant’s enterprise is entirely successful? No, because it
continues to bear the trace of the fact that the origin of the deduction lies in
the theory of binding. Kant effectively ascribes the foundational function to
the relation between two voids. He does so, in the final analysis, because he is
attempting to ground the ‘there is’ of objects, the objectivity of the object,
which is the sole support for the deployment of the categorial binding of the
manifold of representations. For Kant, the object remains the sole name for
the one in representation. The synthetic unity of consciousness is required
not only for knowledge of the object, but because it ‘is a condition under
which every intuition must stand in order to become an object for me. For
otherwise, in the absence of this synthesis, the manifold would not be united
in one consciousness’.17 The subordination of theory to the knowledge of
universal relations (its epistemological intent) forces the power of the
counting-as-one to admit representable objects as its consequence and splits
the void in conformity with the general idea of the subject/object relation,
which remains the unquestioned framework for ontology as such.
Kantian Critique hesitates on the threshold of the ultimate step, which
consists in positing that relation is not, and that this non-being of relation
differs in kind from the non-being of the one, so that it is impossible to
arrange an identitarian symmetry between the void of the counting-as-one
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(the transcendental subject) and the void as name of being (the object = x).
Naturally, this gesture would also posit that the object is not the category
through which thought gains access to the being of representations. It would
also accept the dissolution of both object and relation in pure multiple
presentation, without thereby relapsing into Humean scepticism.
Nevertheless, Kant is an extremely scrupulous and rigorous philosopher.
There is no doubt he saw how, in wanting to ground the universality of
relations, he was in fact opening up an unthinkable abyss between the withdrawal of the transcendental object and the absolute unity of originary apperception; between the ontological site of binding and the function of the one.
The hesitations and retractions attested to by the major differences between
the two editions of the Critique of Pure Reason, which have a particular
bearing on the status of the transcendental subject, do not, in my opinion,
stem from hesitations over the role of imagination. They are the price to be
paid for the problematic relation between the narrowness of the premises
(examination of the form of judgments) and the extent of the consequences
(the void as point of being). It is clear that the root of this difficulty lies in
the notion of object – a topic to which Heidegger devotes a decisive exegesis.
Kant burdens himself with a notion that, pertinent though it may be for a
critical doctrine of binding, should be dissolved by the operations of
ontology.
By the same token, faced with the abyss opened up in being by the double
naming of the void (according to the subject and according to the object),
Kant will take up the problem again but from another angle, by asking
himself where and how these two voids can in turn be counted as one. To
answer these questions, an entirely different framework will be necessary,
which is to say, a situation other than the epistemological one. What is essentially at stake in the Critique of Pure Reason is the demonstration that both
the void of the subject and the void of the object belong to a single realm of
being, which Kant will call the supra-sensible. From this point of view, far
from being the instance of ‘metaphysical’ regression it is sometimes regarded
as, the second Critique constitutes a necessary dialectical reworking of the
ontological impasses of the first. Its aim, in a different situation (that of
voluntary action), is to count as one that which, in the cognitive situation,
remained the enigmatic correlate of two absences.
Nevertheless, in the register of knowledge, Kant’s powerful ontological
intuitions remain tethered to a starting point restricted to the form of judgement (which, it must be said, is the lowest degree of thinking), while in the
order of localization, they remain tied to a conception of the subject which
makes of the latter a protocol of constitution, whereas it can, at best, only be
a result.
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In spite of this, we can hold on to the notion that the question of the
subject is that of identity, and hence of the one, with the proviso that the
subject be understood, not as the empty centre of a transcendental realm but
rather as the operational unity of a multiplicity of effectuations of identity.
Or as the multiple ways of being self-identical.
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CHAPTER12
Eight Theses on the Universal
1. THOUGHT IS THE PROPER MEDIUM OF THE
UNIVERSAL
By ‘thought’, I mean the subject in so far as it is constituted through a
process that is transversal relative to the totality of available forms of knowledge. Or, as Lacan puts it, the subject in so far as it constitutes a hole in
knowledge.
REMARKS:
a. That thought is the proper medium of the universal means that nothing
exists as universal if it takes the form of the object or of objective legality.
The universal is essentially ‘anobjective’. It can be experienced only
through the production (or reproduction) of a trajectory of thought, and
this trajectory constitutes (or reconstitutes) a subjective disposition.
Here are two typical examples: the universality of a mathematical
proposition can only be experienced by inventing or effectively reproducing its proof; the situated universality of a political statement can only be
experienced through the militant practice that effectuates it.
b. That thought, as subject-thought, is constituted through a process means
that the universal is in no way the result of a transcendental constitution,
which would presuppose a constituting subject. On the contrary, the
opening up of the possibility of a universal is the precondition for there
being a subject-thought at the local level. The subject is invariably
summoned as thought at a specific point of that procedure through which
the universal is constituted. The universal is at once what determines its
own points as subject-thoughts and the virtual recollection of those
points. Thus the central dialectic at work in the universal is that of the
local, as subject, and the global, as infinite procedure. This dialectic is
constitutive of thought as such.
Consequently, the universality of the proposition ‘the series of prime
numbers goes on forever’ resides both in the way it summons us to repeat
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(or rediscover) in thought a unique proof for it, but also in the global
procedure that, from the Greeks to the present day, mobilizes number
theory along with its underlying axiomatic. To put it another way, the
universality of the practical statement ‘a country’s illegal immigrant
workers must have their rights recognized by that country’ resides in all
sorts of militant effectuations through which political subjectivity is
actively constituted, but also in the global process of a politics, in terms of
what it prescribes concerning the State and its decisions, rules and laws.
c. That the process of the universal or truth – they are one and the same – is
transversal relative to all available instances of knowledge means that the
universal is always an incalculable emergence, rather than a describable
structure. By the same token, I will say that a truth is intransitive to
knowledge, and even that it is essentially unknown. This is another way
of explaining what I mean when I characterize truth as unconscious.
I will call particular whatever can be discerned in knowledge by means
of descriptive predicates. But I will call singular that which, although
identifiable as a procedure at work in a situation, is nevertheless
subtracted from every predicative description. Thus the cultural traits of
this or that population are particular. But that which, traversing these
traits and deactivating every registered description, universally summons
a thought-subject, is singular. Whence thesis 2:
2. EVERY UNIVERSAL IS SINGULAR, OR IS A
SINGULARITY
REMARKS:
There is no possible universal sublation of particularity as such. It is
commonly claimed nowadays that the only genuinely universal prescription
consists in respecting particularities. In my opinion, this thesis is inconsistent. This is demonstrated by the fact that any attempt to put it into practice
invariably runs up against particularities which the advocates of formal
universality find intolerable. The truth is that in order to maintain that
respect for particularity is a universal value, it is necessary to have first
distinguished between good particularities and bad ones. In other words, it is
necessary to have established a hierarchy in the list of descriptive predicates.
It will be claimed, for example, that a cultural or religious particularity is
bad if it does not include within itself respect for other particularities. But
this is obviously to stipulate that the formal universal already be included in
the particularity. Ultimately, the universality of respect for particularities is
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only the universality of universality. This definition is fatally tautological. It
is the necessary counterpart of a protocol – usually a violent one – that wants
to eradicate genuinely particular particularities (i.e. immanent particularities)
because it freezes the predicates of the latter into self-sufficient identitarian
combinations.
Thus it is necessary to maintain that every universal presents itself not as a
regularization of the particular or of differences, but as a singularity that is
subtracted from identitarian predicates; although obviously it proceeds via
those predicates. The subtraction of particularities must be opposed to their
supposition. But if a singularity can lay claim to the universal by subtraction,
it is because the play of identitarian predicates, or the logic of those forms of
knowledge that describe particularity, precludes any possibility of foreseeing
or conceiving it.
Consequently, a universal singularity is not of the order of being, but of
the order of a sudden emergence. Whence thesis 3:
3. EVERY UNIVERSAL ORIGINATES IN AN EVENT,
AND THE EVENT IS INTRANSITIVE TO THE
PARTICULARITY OF THE SITUATION
The correlation between universal and event is fundamental. Basically, it is
clear that the question of political universalism depends entirely on the
regime of fidelity or infidelity maintained, not to this or that doctrine, but to
the French Revolution, or the Paris commune, or October 1917, or the struggles for national liberation, or May 1968. A contrario, the negation of political
universalism, the negation of the very theme of emancipation, requires more
than mere reactionary propaganda. It requires what could be called an
evental revisionism. Thus, for example, Furet’s attempt to show that the
French Revolution was entirely futile; or the innumerable attempts to reduce
May 1968 to a student stampede toward sexual liberation. Evental revisionism targets the connection between universality and singularity. Nothing
took place but the place, predicative descriptions are sufficient, and whatever
is universally valuable is strictly objective. In fine, this amounts to the claim
that whatever is universally valuable resides in the mechanisms and power of
capital, along with its statist guarantees.
In that case, the fate of the human animal is sealed by the relation between
predicative particularities and legislative generalities.
For an event to initiate a singular procedure of universalization, and to
constitute its subject through that procedure, is contrary to the positivist
coupling of particularity and generality.
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In this regard, the case of sexual difference is significant. The predicative
particularities identifying the positions ‘man’ and ‘woman’ within a given
society can be conceived in an abstract fashion. A general principle can be
posited whereby the rights, status, characteristics and hierarchies associated
with these positions should be subject to egalitarian regulation by the law.
This is all well and good, but it does not provide a ground for any sort of
universality as far as the predicative distribution of gender roles is concerned.
For this to be the case, there has to be the suddenly emerging singularity of
an encounter or declaration; one that crystallizes a subject whose manifestation is precisely its subtractive experience of sexual difference. Such a subject
comes about through an amorous encounter in which there occurs a disjunctive synthesis of sexuated positions. Thus the amorous scene is the only
genuine scene in which a universal singularity pertaining to the Two of the
sexes – and ultimately pertaining to difference as such – is proclaimed. This
is where an undivided subjective experience of absolute difference takes
place. We all know that, where the interplay between the sexes is concerned,
people are invariably fascinated by love stories; and this fascination is
directly proportional to the various specific obstacles through which social
formations try to thwart love. In this instance, it is perfectly clear that the
attraction exerted by the universal lies precisely in the fact that it subtracts
itself (or tries to subtract itself) as an asocial singularity from the predicates
of knowledge.
Thus it is necessary to maintain that the universal emerges as a singularity
and that all we have to begin with is a precarious supplement whose sole
strength resides in there being no available predicate capable of subjecting it
to knowledge
The question then is: what material instance, what unclassifiable effect of
presence, provides the basis for the subjectivating procedure whose global
motif is a universal?
4. A UNIVERSAL INITIALLY PRESENTS ITSELF AS A
DECISION ABOUT AN UNDECIDABLE
This point requires careful elucidation.
I call ‘encyclopedia’ the general system of predicative knowledge internal
to a situation: i.e. what everyone knows about politics, sexual difference,
culture, art, technology, etc. There are certain things, statements, configurations or discursive fragments whose valence is not decidable in terms of the
encyclopedia. Their valence is uncertain, floating, anonymous: they exist at
the margins of the encyclopedia. They comprise everything whose status
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remains constitutively uncertain; everything that elicits a ‘maybe, maybe not’;
everything whose status can be endlessly debated according to the rule of
non-decision, which is itself encyclopedic; everything about which knowledge
enjoins us not to decide. Nowadays, for instance, knowledge enjoins us not to
decide about God: it is quite acceptable to maintain that perhaps ‘something’
exists, or perhaps it does not. We live in a society in which no valence can be
ascribed to God’s existence; a society that lays claim to a vague spirituality.
Similarly, knowledge enjoins us not to decide about the possible existence of
‘another politics’: it is talked about, but nothing comes of it. Another
example: are those workers who do not have proper papers but who are
working here, in France (or the United Kingdom, or the United States . . .)
part of this country? Do they belong here? Yes, probably, since they live and
work here. No, since they don’t have the necessary papers to show that they
are French (or British, or American . . .), or living here legally. The expression ‘illegal immigrant’ designates the uncertainty of valence, or the nonvalence of valence: it designates people who are living here, but don’t really
belong here, and hence people who can be thrown out of the country, people
who can be exposed to the non-valence of the valence of their presence here
as workers.
Basically, an event is what decides about a zone of encyclopedic indiscernibility. More precisely, there is an implicative form of the type: E ? d(e),
which reads as: every real subjectivation brought about by an event, which
disappears in its appearance, implies that e, which is undecidable within the
situation, has been decided. This was the case, for example, when illegal
immigrant workers occupied the church of St. Bernard in Paris: they
publicly declared the existence and valence of what had been without
valence, thereby deciding that those who are here belong here and enjoining
people to drop the expression ‘illegal immigrant’.
I will call e the evental statement. By virtue of the logical rule of detachment, we see that the abolition of the event, whose entire being consists in
disappearing, leaves behind the evental statement e, which is implied by the
event, as something that is at once:
– a real of the situation (since it was already there);
– but something whose valence undergoes radical change, since it was
undecidable but has been decided. It is something that had no valence
but now does.
Consequently, I will say that the inaugural materiality for any universal
singularity is the evental statement. It fixes the present for the subjectthought out of which the universal is woven.
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Such is the case in an amorous encounter, whose subjective present is fixed
in one form or another by the statement ‘I love you’, even as the circumstance of the encounter is erased. Thus an undecidable disjunctive synthesis
is decided and the inauguration of its subject is tied to the consequences of
the evental statement.
Note that every evental statement has a declarative structure, regardless of
whether the statement takes the form of a proposition, a work, a configuration or an axiom. The evental statement is implied by the event’s appearing–
disappearing and declares that an undecidable has been decided or that what
was without valence now has a valence. The constituted subject follows in
the wake of this declaration, which opens up a possible space for the
universal.
Accordingly, all that is required in order for the universal to unfold is to
draw all the consequences, within the situation, of the evental statement.
5. THE UNIVERSAL HAS AN IMPLICATIVE
STRUCTURE
One common objection to the idea of universality is that everything that
exists or is represented relates back to particular conditions and interpretations governed by disparate forces or interests. Thus, for instance, some
maintain it is impossible to attain a universal grasp of difference because of
the abyss between the way the latter is grasped, depending on whether one
occupies the position of ‘man’ or the position of ‘woman’. Still others insist
that there is no common denominator underlying what various cultural
groups choose to call ‘artistic activity’; or that not even a mathematical
proposition is intrinsically universal, since its validity is entirely dependent
upon the axioms that support it.
What this hermeneutic perspectivalism overlooks is that every universal
singularity is presented as the network of consequences entailed by an
evental decision. What is universal always takes the form e ? p, where e is
the evental statement and p is a consequence, or a fidelity. It goes without
saying that if someone refuses the decision about e, or insists, in reactive
fashion, on reducing e to its undecidable status, or maintains that what has
taken on a valence should remain without valence, then the implicative form
in no way enjoins them to accept the validity of the consequence, pp. Nevertheless, even they will have to admit the universality of the form of implication as such. In other words, even they will have to admit that if the event is
subjectivated on the basis of its statement, whatever consequences come to
be invented as a result will be necessary.
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On this point, Plato’s apologia in the Meno remains irrefutable. If a slave
knows nothing about the evental foundation of geometry, he remains incapable of validating the construction of the square of the surface that doubles a
given square. But if one provides him with the basic data and he agrees to
subjectivate it he will also subjectivate the construction under consideration.
Thus the implication that inscribes this construction in the present inaugurated by geometry’s Greek emergence is universally valid.
Someone might object: ‘You’re making things too easy for yourself by
invoking the authority of mathematical inference.’ But they would be wrong.
Every universalizing procedure is implicative. It verifies the consequences
that follow from the evental statement to which the vanished event is
indexed. If the protocol of subjectivation is initiated under the aegis of this
statement, it becomes capable of inventing and establishing a set of universally recognizable consequences.
The reactive denial that the event took place, as expressed in the maxim
‘nothing took place but the place’, is probably the only way of undermining a
universal singularity. It refuses to recognize its consequences and cancels
whatever present is proper to the evental procedure.
Yet even this refusal cannot cancel the universality of implication as such.
Take the French Revolution: if, from 1792 on, this constitutes a radical
event, as indicated by the immanent declaration which states that revolution
as such is now a political category, then it is true that the citizen can only be
constituted in accordance with the dialectic of Virtue and Terror. This implication is both undeniable and universally transmissible – in the writings of
Saint-Just, for instance. But obviously, if one thinks there was no Revolution, then Virtue as a subjective disposition does not exist either and all that
remains is the Terror as an outburst of insanity inviting moral condemnation.
Yet even if politics disappears, the universality of the implication that puts it
into effect remains.
There is no need to invoke a conflict of interpretations here. This is the
nub of my sixth thesis:
6. THE UNIVERSAL IS UNIVOCAL
In so far as subjectivation occurs through the consequences of the event,
there is a univocal logic proper to the fidelity that constitutes a universal
singularity.
Here we have to go back to the evental statement. Recall that the statement
circulates within a situation as something undecidable. There is agreement
both about its existence and its undecidability. From an ontological point of
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view, it is one of the multiplicities of which the situation is composed. From
a logical point of view, its valence is intermediary or undecided. What occurs
through the event does not have to do with the being that is at stake in the
event, nor with the meaning of the evental statement. It pertains exclusively
to the fact that, whereas previously the evental statement had been undecidable, henceforth it will have been decided, or decided as true. Whereas
previously the evental statement had been devoid of significance, it now
possesses an exceptional valence. This is what happened with the illegal
immigrant workers, who demonstrated their existence at the St. Bernard
church.
In other words, what affects the statement, in so far as the latter is bound
up in an implicative manner with the evental disappearance, is of the order of
the act, rather than of being or meaning. It is precisely the register of the act
that is univocal. It just so happened that the statement was decided, and this
decision remains subtracted from all interpretation. It relates to the yes or
the no, not to the equivocal plurality of meaning.
What we are talking about here is a logical act, or even, as one might say
echoing Rimbaud, a logical revolt. The event decides in favour of the truth
or eminent valence of that which the previous logic had confined to the realm
of the undecidable or of non-valence. But for this to be possible, the univocal
act that modifies the valence of one of the components of the situation must
gradually begin to transform the logic of the situation in its entirety.
Although the being-multiple of the situation remains unaltered, the logic of
its appearance – the system that evaluates and connects all the multiplicities
belonging to the situation – can undergo a profound transformation. It is the
trajectory of this mutation that composes the encyclopedia’s universalizing
diagonal.
The thesis of the equivocity of the universal refers the universal singularity
back to those generalities whose law holds sway over particularities. It fails to
grasp the logical act that universally and univocally inaugurates a transformation in the entire structure of appearance.
For every universal singularity can be defined as follows: it is the act to
which a subject-thought becomes bound in such a way as to render that act
capable of initiating a procedure which effects a radical modification of the
logic of the situation, and hence of what appears in so far as it appears.
Obviously, this modification can never be fully accomplished. For the
initial univocal act, which is always localized, inaugurates a fidelity, i.e. an
invention of consequences, that will prove to be as infinite as the situation
itself. Whence thesis 7:
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7. EVERY UNIVERSAL SINGULARITY REMAINS
INCOMPLETABLE OR OPEN
All this thesis requires by way of commentary concerns the manner in which
the subject, the localization of a universal singularity, is bound up with the
infinite, the ontological law of being-multiple. On this particular issue, it is
possible to show that there is an essential complicity between the philosophies of finitude, on the one hand, and relativism, or the negation of the
universal and the discrediting of the notion of truth, on the other. Let me
put it in terms of a single maxim: The latent violence, the presumptuous
arrogance inherent in the currently prevalent conception of human rights
derives from the fact that these are actually the rights of finitude and ultimately – as the insistent theme of democratic euthanasia indicates – the
rights of death. By way of contrast, the evental conception of universal singularities, as Jean-François Lyotard remarked in The Differend, requires that
human rights be thought of as the rights of the infinite.
8. UNIVERSALITY IS NOTHING OTHER THAN THE
FAITHFUL CONSTRUCTION OF AN INFINITE
GENERIC MULTIPLE
What do I mean by generic multiplicity? Quite simply, a subset of the situation that is not determined by any of the predicates of encyclopedic knowledge; that is to say, a multiple such that to belong to it, to be one of its
elements, cannot be the result of having an identity, of possessing any particular property. If the universal is for everyone, this is in the precise sense
that to be inscribed within it is not a matter of possessing any particular
determination. This is the case with political gatherings, whose universality
follows from their indifference to social, national, sexual or generational
origin; with the amorous couple, which is universal because it produces an
undivided truth about the difference between sexuated positions; with scientific theory, which is universal to the extent that it removes every trace of its
provenance in its elaboration; or with artistic configurations whose subjects
are works, and in which, as Mallarmé remarked, the particularity of the
author has been abolished, so much so that in exemplary inaugural configurations, such as the Iliad and the Odyssey, the proper name that underlies them
– Homer – ultimately refers back to nothing but the void of any and every
subject.
Thus the universal arises according to the chance of an aleatory supplement. It leaves behind it a simple detached statement as a trace of the dis-
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appearance of the event that founds it. It initiates its procedure in the
univocal act through which the valence of what was devoid of valence comes
to be decided. It binds to this act a subject-thought that will invent consequences for it. It faithfully constructs an infinite generic multiplicity, which,
by its very opening, is what Thucydides declared his written history of the
Peloponnesian war – unlike the latter’s historical particularity – would be:
Katima es aei, ‘something for all time’.
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Politics as aTruth Procedure
When, and under what conditions, can an event be said to be political? What
is the ‘what happens’ in so far as it happens politically?
We will maintain that an event is political, and that the procedure it
engages exhibits a political truth, only under certain conditions. These conditions pertain to the material of the event, to the infinite, to its relation to the
state of the situation, and to the numericality of the procedure.
1. An event is political if its material is collective, or if the event can only be
attributed to a collective multiplicity. ‘Collective’ is not a numerical
concept here. We say that the event is ontologically collective to the extent
that it provides the vehicle for a virtual summoning of all. ‘Collective’
means immediately universalizing. The effectiveness of politics relates to
the affirmation according to which ‘for every x, there is thought’.
By ‘thought’, I mean any truth procedure considered subjectively.
‘Thought’ is the name of the subject of a truth procedure. The use of the
term ‘collective’ is an acknowledgement that if this thought is political, it
belongs to all. It is not simply a question of address, as it is in the case of
other types of truth. Of course, every truth is addressed to all. But in the
case of politics, the universality is intrinsic, and not simply a function of
the address. In politics, the possibility of the thought that identifies a
subject is at every moment available to all. Those that are constituted as
subject of a politics are called the militants of the procedure. But
‘militant’ is a category without borders, a subjective determination
without identity, or without concept. That the political event is collective
prescribes that all are the virtual militants of the thought that proceeds on
the basis of the event. In this sense, politics is the single truth procedure
that is not only generic in its result, but also in the local composition of
its subject.
Only politics is intrinsically required to declare that the thought that it
is is the thought of all. This declaration is its constitutive prerequisite. All
that the mathematician requires, for instance, is at least one other mathe-
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matician to recognize the validity of his proof. In order to assure itself of
the thought that it is, love need only assume the two. The artist ultimately
needs no one. Science, art and love are aristocratic truth procedures. Of
course, they are addressed to all and universalize their own singularity.
But their regime is not that of the collective. Politics is impossible
without the statement that people, taken indistinctly, are capable of the
thought that constitutes the post-evental political subject. This statement
claims that a political thought is topologically collective, meaning that it
cannot exist otherwise than as the thought of all.
That the central activity of politics is the gathering is a local metonymy
of its intrinsically collective, and therefore principally universal, being.
2. The effect of the collective character of the political event is that politics
presents as such the infinite character of situations. Politics summons or
exhibits the infinity of the situation. Every politics of emancipation rejects
finitude, rejects ‘being towards death’. Since a politics includes in the
situation the thought of all, it is engaged in rendering explicit the subjective infinity of situations.
Of course, every situation is ontologically infinite. But only politics
summons this infinity immediately, as subjective universality.
Science, for example, is the capture of the void and the infinite by the
letter. It has no concern for the subjective infinity of situations. Art
presents the sensible in the finitude of a work, and the infinite only intervenes in it to the extent that the artist destines the infinite to the finite.
But politics treats the infinite as such according to the principle of the
same, the egalitarian principle. This is its starting-point: the situation is
open, never closed, and the possible affects its immanent subjective
infinity. We will say that the numericality of the political procedure has
the infinite as its first term; whereas for love this first term is the one; for
science the void; and for art a finite number. The infinite comes into play
in every truth procedure, but only in politics does it take the first place.
This is because only in politics is the deliberation about the possible (and
hence about the infinity of the situation) constitutive of the process itself.
3. Lastly, what is the relation between politics and the state of the situation,
and more particularly between politics and the State, in both the ontological and historical senses of the term?
The state of the situation is the operation which, within the situation,
codifies its parts or sub-sets. The state is a sort of metastructure that exercises the power of the count over all the sub-sets of the situation. Every
situation has a state. Every situation is the presentation of itself, of what
composes it, of what belongs to it. But it is also given as state of the situation, that is, as the internal configuration of its parts or sub-sets, and
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therefore as re-presentation. More specifically, the state of the situation
re-presents collective situations, whilst in the collective situations themselves, singularities are not re-presented but presented. On this point, I
refer the reader to my Being and Event, Meditation 8.1
A fundamental datum of ontology is that the state of the situation
always exceeds the situation itself. There are always more parts than
elements; i.e. the representative multiplicity is always of a higher power
than the presentative multiplicity. This question is really that of power.
The power of the State is always superior to that of the situation. The
State, and hence also the economy, which is today the norm of the State,
are characterised by a structural effect of separation and superpower with
regard to what is simply presented in the situation.
It has been mathematically demonstrated that this excess is not measurable. There is no answer to the question about how much the power of the
State exceeds the individual, or how much the power of representation
exceeds that of simple presentation. The excess is errant. The simplest
experience of the relation to the State shows that one relates to it without
ever being able to assign a measure to its power. The representation of
the State by power, say public power, points on the one hand to its
excess, and on the other to the indeterminacy or errancy of this excess.
We know that when politics exists, it immediately gives rise to a show
of power by the State. This is obviously due to the fact that politics is
collective, and hence universally concerns the parts of the situation,
thereby encroaching upon the domain from which the state of the situation draws its existence. Politics summons the power of the State.
Moreover, it is the only truth procedure to do so directly. The usual
symptom of this summoning is the fact that politics invariably encounters
repression. But repression, which is the empirical form of the errant
superpower of the State, is not the essential point.
The real characteristic of the political event and the truth procedure
that it sets off is that a political event fixes the errancy and assigns a
measure to the superpower of the State. It fixes the power of the State.
Consequently, the political event interrupts the subjective errancy of the
power of the State. It configures the state of the situation. It gives it a
figure; it configures its power; it measures it.
Empirically, this means that whenever there is a genuinely political
event, the State reveals itself. It reveals its excess of power, its repressive
dimension. But it also reveals a measure for this usually invisible excess.
For it is essential to the normal functioning of the State that its power
remain measureless, errant, unassignable. The political event puts an end
to all this by assigning a visible measure to the excessive power of the State.
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Politics puts the State at a distance, in the distance of its measure. The
resignation that characterizes a time without politics feeds on the fact that
the State is not at a distance, because the measure of its power is errant.
People are held hostage by its unassignable errancy. Politics is the interruption of this errancy. It exhibits a measure for state power. This is the
sense in which politics is ‘freedom’. The State is in fact the measureless
enslavement of the parts of the situation, an enslavement whose secret is
precisely the errancy of superpower, its measurelessness. Freedom here
consists in putting the State at a distance through the collective establishment of a measure for its excess. And if the excess measured, it is because
the collective can measure up to it.
We will call political prescription the post-evental establishment of a
fixed measure for the power of the State.
We can now proceed to elaborate the numericality of the political procedure.
Why does every truth procedure possess a numericality? Because there is a
determination of each truth’s relation to the different types of multiple that
singularize it: the situation, the state of the situation, the event, and the
subjective operation. This relation is expressed by a number (including
Cantorian or infinite numbers). Thus the procedure has an abstract schema,
fixed in some typical numbers which encode the ‘traversal’ of the multiples
that are ontologically constitutive of this procedure.
Let us give Lacan his due: he was the first to make a systematic use of
numericality, whether it be a question of assigning the subject to zero as the
gap between 1 and 2 (the subject is what falls between the primordial signifiers S1 and S2), of the synthetic bearing of 3 (the Borromean knotting of the
real, the symbolic and the imaginary), or of the function of the infinite in
feminine jouissance.
In the case of politics, we said that its first term, which is linked to the
collective character of the political event, is the infinite of the situation. It is
the simple infinite, the infinite of presentation. This infinite is determined;
the value of its power is fixed.
We also said that politics necessarily summons the state of the situation,
and therefore a second infinite. This second infinite is in excess of the first,
its power is superior, but in general we cannot know by how much. The
excess is measureless. We can therefore say that the second term of political
numericality is a second infinite, the one of State power, and that all we can
know about this infinite is that it is superior to the first, and that this difference remains undetermined. If we call s the fixed infinite cardinality of the
situation, and e the cardinality that measures the power of the State, then
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apart from politics, we have no means of knowing anything other than: e is
superior to s. This indeterminate superiority masks the alienating and
repressive nature of the state of the situation.
The political event prescribes a measure for the measurelessness of the
State through the suddenly emergent materiality of a universalizable collective. It substitutes a fixed measure for the errant e; one that almost invariably
remains superior to the power s of simple presentation, of course, but which
is no longer endowed with the alienating and repressive powers of indeterminacy. We will use the expression p(e) to symbolize the result of the political
prescription directed at the State.
The mark p designates the political function. It is exercised in several
spaces (though we shall not go into the details here) correlated with the
places of a singular politics (‘places’ in the sense defined by Sylvain
Lazarus).2 This function is the trace left in the situation by the vanished political event. What concerns us here is its principal efficacy, which consists in
interrupting the indeterminacy of state power.
The first three terms of the numericality of the political procedure, all of
which are infinite, are ultimately the following:
1. The infinity of the situation, which is summoned as such through the
collective dimension of the political event, which is to say, through the
supposition of thought’s ‘for all’. We will refer to it as s.
2. The infinity of the state of the situation, which is summoned for the
purposes of repression and alienation because it supposedly controls all the
collectives or sub-sets of the situation. It is an infinite cardinal number that
remains indeterminate, though it is always superior to the infinite power of
the situation of which it is the state. We will therefore write: e > s.
3. The fixing by political prescription, under an evental and collective condition, of a measure for state power. Through this prescription, the errancy
of state power is interrupted and it becomes possible to use militant
watchwords to practise and calculate the free distance of political thinking
from the State. We write this as p(e), designating a determinate infinite
cardinal number.
Let us try to clarify the fundamental operation of prescription by giving
some examples. The Bolshevik insurrection of 1917 reveals a weak State,
undermined by war, whereas tsarism was a paradigmatic instance of the
quasi-sacred indeterminacy of the State’s superpower. Generally speaking,
insurrectionary forms of political thought are tied to a post-evental determination of the power of the State as being very weak or even inferior to the
power of simple collective representation.
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By way of contrast, the Maoist choice of prolonged war and the encirclement
of the cities by the countryside prescribes to the State what is still an elevated
measure of its power and carefully calculates the free distance from this
power. This is the real reason why Mao’s question remains the following:
how can red power exist in China? Or, how can the weakest prevail over the
strongest in the long run? Which is to say that, for Mao, p(e) – the prescription concerning the power of State – remains largely superior to s the infinity
of the situation such as it is summoned by the political procedure.
This is to say that the first three components of numericality – the three
infinites s, e, p(e) – are affected by each singular political sequence and do
not have any sort of fixed determination, save for that of their mutual relations. More specifically, every politics proceeds to its own post-evental
prescription vis-à-vis the power of the State, so that it essentially consists in
creating the political function p in the wake of the evental upsurge.
When the political procedure exists, such that it manages a prescription
vis-à-vis the State, then and only then can the logic of the same, that is, the
egalitarian maxim proper to every politics of emancipation, be set out.
For the egalitarian maxim is effectively incompatible with the errancy of
state excess. The matrix of inequality consists precisely in the impossibility
of measuring the superpower of the state. Today, for example, it is in the
name of the necessity of the liberal economy – a necessity without measure or
concept – that all egalitarian politics are deemed to be impossible and
denounced as absurd. But what characterizes this blind power of unfettered
Capital is precisely the fact that it cannot be either measured or fixed at any
point. All we know is that it prevails absolutely over the subjective fate of
collectives, whatever they may be. Thus in order for a politics to be able to
practise an egalitarian maxim in the sequence opened by an event, it is absolutely necessary that the state of the situation be put at a distance through a
strict determination of its power.
Non-egalitarian consciousness is a mute consciousness, the captive of an
errancy, of a power which it cannot measure. This is what explains the
arrogant and peremptory character of non-egalitarian statements, even when
they are obviously inconsistent and abject. For the statements of contemporary reaction are shored up entirely by the errancy of state excess, i.e. by
the untrammelled violence of capitalist anarchy. This is why liberal statements combine certainty about power with total indecision about its consequences for people’s lives and the universal affirmation of collectives.
Egalitarian logic can only begin when the State is configured, put at a
distance, measured. It is the errancy of the excess that impedes egalitarian
logic, not the excess itself. It is not the simple power of the state of the situation that prohibits egalitarian politics. It is the obscurity and measurelessness
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in which this power is enveloped. If the political event allows for a clarification, a fixation, an exhibition of this power, then the egalitarian maxim is at
least locally practicable.
But what is the figure for this equality, the figure for the prescription
whereby each and every singularity is to be treated collectively and identically in political thought? This figure is obviously the 1. To finally count as
one what is not even counted is what is at stake in every genuinely political
thought, every prescription that summons the collective as such. The 1 is the
numericality of the same, and to produce the same is that which an emancipatory political procedure is capable of. The 1 disfigures every non-egalitarian claim.
To produce the same, to count each one universally as one, it is necessary
to work locally, in the gap opened between politics and the State, a gap
whose principle resides in the measure p(e). This is how a Maoist politics
was able to experiment with an agrarian revolution in the liberated zones
(those beyond the reach of the reactionary armies), or a Bolshevik politics
was able to effect a partial transfer of certain state operations into the hands
of the soviets, at least in those instances where the latter were capable of
assuming them. What is at work in such situations is once again the political
function p, applied under the conditions of the prescriptive distance it has
itself created, but this time with the aim of producing the same, or producing
the real in accordance with an egalitarian maxim. One will therefore write:
p(p(e)) ) 1 in order to designate this doubling of the political function which
works to produce equality under the conditions of freedom of thought/
practice opened up by the fixation of state power.
We can now complete the numericality of the political procedure. It is
composed of three infinites: that of the situation; that of the state of the situation, which is indeterminate; and that of the prescription, which interrupts
the indeterminacy and allows for a distance to be taken vis-à-vis the State.
This numericality is completed by the 1, which is partially engendered by
the political function under the conditions of the distance from the State,
which themselves derive from this function. Here, the 1 is the figure of
equality and sameness.
The numericality is written as follows: s, e, p(e), p(p(e)) ) 1.
What singularizes the political procedure is the fact that it proceeds from
the infinite to the 1. It makes the 1 of equality arise as the universal truth of
the collective by carrying out a prescriptive operation upon the infinity of the
State; an operation whereby it constructs its own autonomy, or distance, and
is able to effectuate its maxim within that distance.
Conversely, let us note in passing that, as I established in Conditions,3 the
amorous procedure, which deploys the truth of difference or sexuation
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(rather than of the collective), proceeds from the 1 to the infinite through the
mediation of the two. In this sense – and I leave the reader to meditate upon
this – politics is love’s numerical inverse. In other words, love begins where
politics ends.
And since the term ‘democracy’ is today decisive, let me conclude by
providing my own definition of it, one in which its identity with politics will
be rendered legible.
Democracy consists in the always singular adjustment of freedom and
equality. But what is the moment of freedom in politics? It is the one
wherein the State is put at a distance, and hence the one wherein the political
function p operates as the assignation of a measure to the errant superpower
of the state of the situation. And what is equality, if not the operation
whereby, in the distance thus created, the political function is applied once
again, this time so as to produce the 1? Thus, for a determinate political
procedure, the political adjustment of freedom and equality is nothing but
the adjustment of the last two terms of its numericality. It is written: [p(e)—
p(p(e)) ) 1]. It should go without saying that what we have here is the
notation of democracy. Our two examples show that this notation has had
singular names: ‘soviets’ during the Bolshevik revolution, ‘liberated zones’
during the Maoist process. But democracy has had many other names in the
past. It has some in the present (for example: ‘gathering of the Political Organization and of the collective of illegal immigrant workers from the hostels’4);
and it will have others in the future.
Despite its rarity, politics – and hence democracy – has existed, exists, and
will exist. And alongside it, under its demanding condition, metapolitics,
which is what a philosophy declares, with its own effects in mind, to be
worthy of the name ‘politics’. Or alternately, what a thought declares to be a
thought, and under whose condition it thinks what a thought is.
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SECTIONIII
Logics of Appearance
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CHAPTER14
Being and Appearance
Let’s consider the following remark, in its almost matchless banality: today
logic is a mathematical discipline, which in less than a century has attained a
degree of complexity equal to that of any other living region of this science.
There are logical theorems, especially in the theory of models, whose
arduous demonstration synthesizes methods drawn from apparently distant
domains of the discipline (from topology or transcendental algebra) and
whose power and novelty are astonishing.
But the most astonishing thing for philosophy is the lack of astonishment
elicited by this state of affairs. As recently as Hegel, it was perfectly natural
to call Logic what is obviously a vast philosophical treatise. The first category
of this treatise is being, being qua being. Moreover, this treatise includes a
long discussion that seeks to establish that, as far as the concept of the
infinite is concerned, mathematics represents only the immediate stage of its
presentation and must be sublated by the movement of speculative dialectics.
As recently as Hegel, only this dialectics fully deserved the name of ‘logic’.
That mathematization finally won the dispute over the identity of logic is a
veritable gauntlet thrown down at the feet of philosophy, the discipline that
historically established the concept of logic and set out its forms.
The question is therefore the following: what is the status of logic, and
what is the status of mathematics, such that the destiny of the one is to be
inscribed in the other? But this inscription itself determines a sort of torsion
that puts the very question we’ve just posed into question. For if there is a
discipline that requires the conduct of its discourse to be strictly logical, this
discipline is indeed mathematics. Logic seems to be one of the a priori conditions for mathematics. How is it possible then that this condition finds itself
as though injected into what it conditions, to the point that it no longer
constitutes anything but a regional disposition?
There can be little doubt that the mediation between logic as a philosophical prescription and logic as a mathematical discipline has its basis in
what it has become customary to call the formal character of logic. We know
that, in the preface to the second edition of the Critique of Pure Reason, Kant
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attributes to this character the fact that logic, ‘from the earliest times’,1 has
entered the secure path of a science. It is because logic gives an ‘exhaustive
exposition and strict proof of the formal rules of all thought’2 that, as Kant
argues, it has not needed to take either one step forward or backwards ever
since the time of Aristotle. Its success is entirely bound up with the fact that
it abstracts from every object, and consequently ignores the great partition
between the transcendental and the empirical.
One can therefore state the following, which I think is the most widespread
conviction today: since formal logic is not tied to any figure of the empirical
givenness of objects, it follows that its destiny is mathematical, for the
precise reason that mathematics is itself a formal theoretical activity – in the
sense that Carnap, for example, distinguishes the formal sciences (i.e. logic
and mathematics) from the empirical sciences, the paradigm of which is
physics.
Nevertheless, it will be noted immediately that this solution could not
belong to Kant, who is consistently faithful to the ontological intuitions that
I’ve already outlined in ‘Kant’s Subtractive Ontology’. For Kant, mathematics, which requires the form of temporal intuition in the genesis of arithmetical objects and the form of spatial intuition in the genesis of geometrical
objects, can in no way be regarded as a formal discipline. This is why all
mathematical judgements, even the simplest, are synthetic – unlike logical
judgements, which remain analytic. It will also be noted that the attribution
of immutability, supposedly characteristic of logic since its Aristotelian
inception, and which, is linked by Kant to its formal character, is doubly
erroneous, both in terms of history and foresight. It is historically inaccurate,
because Kant takes no account of the complexity of the history of logic,
which from the Greeks onward precludes any assumption of the unity and
fixity Kant attributes to logic. Specifically, Kant entirely effaces the fundamental difference in orientation between the predicative logic of Aristotle
and the propositional logic of the Stoics, a difference from which Claude
Imbert has very recently drawn important consequences.3 And it amounts to
a failure of foresight, because it is clear that, ever since its successful mathematization, logic has never ceased to take giant steps forward – which is why
it is one of the great cognitive endeavours of the twentieth century.
It is altogether peculiar, nonetheless, that Kant’s thesis, which was
intended to emphasize both the merits of logic and its restriction to the
general forms of thinking, is exactly the same as Heidegger’s, the aim of
which is entirely different, i.e. to indicate the forgetting of being, one of
whose principal effects is the formal autonomy of logic. We know that for
Heidegger logic – the product of a scission between phusis and logos – is the
potentially nihilistic sovereignty of a logos from which being has withdrawn.
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But in order to reach this historial determination of logic, what does
Heidegger tell us about its obvious characteristics? Very simply, that logic is
‘the science of thinking, the doctrine of the rules of thinking and the forms of
what is thought’,4 from which he infers, exactly like Kant, that ‘it has taught
the same thing since antiquity’.5 Formalism and immutability seem to be
linked to one another and to confirm a vision of logic that confines it either to
what lies on this side of the partition between the empirical and the transcendental (Kant), or to the technical process of a nihilistic enframing of the
totality of beings (Heidegger).
When all’s said and done, it is difficult to accept as indisputable the claim
that the mathematization of logic is a consequence of its formal character.
Either this thesis comes up against the fact that mathematization has given a
formidable impetus to logic, which contradicts the immutability supposedly
imposed on it by its formal character; or it assumes that mathematics itself is
purely formal, which in turn demands that we ask what distinguishes it from
logic. Now, in the course of the 20th century, this ‘logicist’ project, which
effectively sought to reduce mathematics to logic, ran aground, beset by the
paradoxes and impasses that had dogged it ever since Frege’s fundamental
work. Thus, although entirely mathematized, logic itself seems to prescribe
that mathematics as a whole cannot be reduced to it.
We are thus led back to our question as a question. What does it mean, for
thinking, that logic can be identified today as mathematical logic? We should
be astonished by this established syntagm. We must ask: what is logic, and
what is mathematics, such that it is possible and even necessary to speak of a
mathematical logic? My abiding conviction is that it is impossible to respond to
this question without first passing through a third term, one which is present
from the outset, but whose absence is signalled by the very syntagm ‘mathematical logic’. This third term is ‘ontology’, the science of being qua being.
In any case, it is this third term that allows Aristotle – the founder of what
Kant and Heidegger understand by the word ‘logic’ – to interrogate the formal
necessity of the first principles of every discourse that lays claim to consistency. That thinking being, being qua being, demands the determination of
the axioms of thinking in general is Aristotle’s thesis in book G of the Metaphysics. As he states: ‘to him who studies being qua being belongs the inquiry
into [the axioms] as well’.6 This is why the initial declaration according to
which there exists a science of the entity qua entity finds itself as though
traversed, rather than realized, by a long process legitimating first the principle of non-contradiction (‘we have now posited that it is impossible for
anything at the same time to be and not to be’7); and then the principle of the
excluded middle (‘of one subject we must either affirm or deny one predicate’8). There can be no doubt that these principles today have the status of
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logical laws, to the extent that the acceptance or rejection of the second (the
excluded middle) distinguishes two fundamental orientations in contemporary
logic: the classical one, which validates reasoning by reductio ad absurdum, and
the intuitionist one, which only admits constructive proofs. Thus it is indisputable that, for us, Aristotle establishes logic as that through which ontology
must be mediated. Anyone who declares the existence of a science of being
qua being will be required to ground the formal axioms for all transmissible
discourse. So let us agree that, for Aristotle, ontology prescribes logic.
But why is this the case? In order to understand this point, it is necessary to
investigate the second of Aristotle’s key statements – after the recognition of
the existence of ontology – the one that sums up the difficulty he discerns in
the science of the entity qua entity. This is the statement that the entity is
said to be in many senses, but also pros en, in the direction of (or toward) the
one, or in the possible grasp of the one. Aristotle’s thesis is that ontology is
not in a position to constitute itself through an immediate and univocal grasp
of its putative object. The entity as such is only exposed to thought in the
form of the one, but it remains caught up in the equivocity of sense. It is
therefore necessary to conceive ontology not as the science of an object given
or experienced in its apparent unity, but as a construction of unity for which
we have only the direction – pros en, toward the one. This direction is in turn
all the more uncertain in that it starts out from an irreducible equivocity. It
follows that to hold to this direction, to engage oneself in the construction of a
unified aim for the science of being, presumes the determination of the
minimal conditions for the univocity of the discourse, rather than of the
object. What universal and univocal principles does a consistent discourse
rest upon? Consensus regarding this point is necessary, if only in order to take
up the direction of the one, and to try to reduce the initial equivocity of being.
Logic deploys itself precisely in the interval between the equivocity of being
and the constructible univocity toward which this equivocity signals. This is
what the formal character of logic must be reduced to. Let’s say, metaphorically, that logic stands in the void that, for thought, separates the equivocal
from the univocal, in so far as it is a question of the entity qua entity. This
void is connected by Aristotle to the preposition pros, which indicates, for
ontological discourse, the direction in which this discourse might constructively breach the void between the equivocal and the univocal.
In the end, it is to the precise extent that ontology assumes the equivocity
of sense as its starting-point that it in turn prescribes logic as the exhibition,
or making explicit, of the formal laws of consistent discourse, or as the examination of the axioms of thinking in general.
We should immediately note that, for Aristotle, the choice of the equivocal
as the immediate determination of the entity grasped in its being precludes
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any ontological pretension on the part of mathematics. This is because
mathematics possesses two traits, both of which were fully recognized by
Aristotle, in particular in books B and M of the Metaphysics. On the one
hand, it is devoted to the univocal, meaning that for Aristotle mathematical
things (the maqhmatika) are eternal, incorruptible, immobile. But this univocity comes at the price of the admission that the being of mathematical things
is, as I have shown elsewhere,9 only a pseudo-being, a fiction. Mathematics is
not capable of offering any access whatsoever to the determination of the
entity qua entity. Mathematics is linked to pure logic in that it is a fictional
construction of eternity; one whose destiny is ultimately, like that of every
fiction, not ontological but aesthetic. Therefore, it immediately follows from
the notion that ontology is rooted in equivocity that logic is prescribed as the
formal science of the principles of consistent discourse, and that mathematical univocity is merely a rigorous aesthetics. This is the Aristotelian knot
that ties together ontology, logic and mathematics.
There are several ways of untying this knot, but they are all Platonic in one
way or another. For since they stipulate that it must be possible to say being
in one sense alone, they all re-establish mathematical univocity as the (at
least provisional) paradigm for ontology. More specifically, they all restore to
mathematics the pertinence of the category of truth, which is necessarily the
mediating instance between the act of thought and the act of being. This
restoration of the theme of mathematical truth stands opposed to Aristotle’s
relativistic and aesthetic stance, in which the de-ontologization of mathematics puts the beautiful in place of the true.
We could say that whoever thinks that mathematics is of the order of
rigorous fiction – a linguistic fiction, for example – transforms it into an
aesthetic of pure thought, which is essentially Aristotelian. And this is indeed
why the opposition Plato/Aristotle has been one of the great motifs in my
recent work.
Note that the place of logic differs essentially in each of the two options
that we’re faced with. What, for an Aristotelian, accounts for the force of
logic, including its force with regard to mathematics? It’s the fact that logic –
which is purely formal and absolutely universal, does not presuppose any
ontological determination, and is linked to the consistency of discourse in
general – is the compulsory norm for the passage from the equivocity of being
to the unity that this equivocity signals toward. But for a Platonist these characteristics are tantamount to weaknesses. This is because for a Platonist
mathematics thinks idealities whose ontological status is undeniable, whereas
pure logic remains empty. To sublate logic, it would be necessary for it to
reach a level of mathematization that would allow it to share with mathematics the ontological dignity that the Platonist accords to the maqhmatika.
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Whereas, for the Aristotelian, it is precisely the purely formal aspect of logic
that keeps it from falling prey to the aesthetic mirage of the maqhmatika,
those non-existent quasi-objects. It is the principled, linguistic and nonobjective character of logic that accounts for the discursive interest it holds
for ontology.
We could say that the Platonic configuration is an ontological promotion of
mathematics that deposes logic, whilst the Aristotelian configuration is an
ontological prescription of logic that deposes mathematics.
In this sense, the position I am about to argue for is – to speak like Robespierre berating the factions – simultaneously ultra-Platonist and citra-Platonist.10
It is ultra-Platonist in so far as, by pushing the recognition of the ontological dignity of mathematics to its extreme, I reaffirm that ontology is
nothing other than mathematics itself. What can rationally be said of being
qua being, of being devoid of any quality or predicate other than the sole fact
of being exposed to thought as entity, is said – or rather written – as pure
mathematics. What’s more, the actual history of ontology coincides exactly
with the history of mathematics.
But our position will also be citra-Platonist, in so far as we will not presuppose the deposition of logic. Indeed, we shall see that by asserting the radical
identity of ontology and mathematics we can identify logic otherwise than as
a formal discipline regulating the use of consistent discourse. We can wrest
logic away from its grammatical status, separate it from what is currently
referred to as the ‘linguistic turn’ in contemporary philosophy.
It is undeniable that this turn is essentially anti-Platonist. For the Socrates
of the Cratylus, the maxim is that we philosophers begin from things, not
from words. This could also be stated as follows: we begin from mathematics,
and not from formal logic: Let no one enter here who is not a geometer. To
reverse the linguistic turn, which ultimately serves only to secure the tyranny
of the Anglo-American philosophy of ordinary language, is tantamount to
accepting that, in mathematical thought or in mathematics as a thought, it is
the real, and not mere words, which is at stake.
For a long time, I was convinced that this sublation of Platonism implied
the deposition of formal logic, understood as the privileged point of entry
into rational languages. In doing so, I shared the characteristically French
suspicion with which Poincaré and Brunschvicg regarded what they called
logistics. It was only at the cost of a long, arduous study of the most recent
formulations of logic, and by grasping their mathematical correlations – a
study which I have only recently completed, and of which I present here
only the outline or programme – that I came to understand the following: by
allowing the insight that mathematics is the science of being qua being to
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illuminate logic, so that logic becomes deployed as an immanent characteristic of possible universes rather than as a syntactical norm, logic is finally
placed once more under an ontological, rather than linguistic, prescription.
And although this prescription involves taking up the Aristotelian gesture
again, it does so in terms of an entirely different orientation.
Thus it is possible to do justice – a justice meted out by being itself, so to
speak – to the enigmatic syntagm ‘mathematical logic’. Once fully unpacked,
this syntagm will now mean the following: the plurality of logics instituted
by an ontological decision.
That ontology realizes itself historically as mathematics is the opening thesis
of my book Being and Event, and I have neither the intention nor the possibility of reiterating the arguments behind this claim here, since I have already
established its principal points in the first part of this volume.11
What is relevant for us here with regard to the question of logic is a thesis
derived from the one mentioned above, or rather, a theorem that can be
deduced from the fundamental axioms of set-theory, and therefore from the
principles of the ontology of the multiple. This theorem ordinarily takes the
following form: there is no set of all sets. This non-existence means that
thought is not capable of sustaining, without collapsing, the hypothesis that a
multiple (i.e. a being) comprises all thinkable beings. Once it is related to the
category of totality, this fundamental theorem indicates the non-existence of
being as a whole. In certain regards, and in accordance with a transposition
of the physical into the metaphysical, it decides Kant’s first Antinomy of
pure reason in favour of the Antithesis: ‘The world has no beginning, and no
limits in space; it is infinite as regards both time and space.’12 Of course, it is
not a matter here either of time or space, nor even of the infinite, which, as
we’ve said again and again, is nothing but a simple actual determination of
being in general, and is not as such problematic. Instead, let us posit the
following: it is impossible for thought to grasp as a being a multiple that
would supposedly comprise all beings. Thought falters at the very point of
what Heidegger calls ‘being in its totality’. The fact that this claim is a
theorem once we have assumed that ontology is mathematics, and hence that
the properties of being qua being can be demonstrated, means that it must be
understood in the strong sense: it is an essential property of being qua being
that there cannot exist a whole of beings, once beings are thought solely on the
basis of their beingness.
A crucial consequence of this property is that every ontological investigation is irredeemably local. In effect, there can exist no demonstration or
intuition bearing upon being qua totality of beings, or even qua general place
wherein beings are set out. This incapacity is not only a de facto inaccessi-
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bility, or a limit that would transcend the capacities of reason. On the
contrary, it is reason itself which determines that the impossibility of the
whole is an intrinsic property of the being-multiple of the entity.
To put it succinctly: a determination in thought of what can be rationally
said about the entity qua entity, and therefore about the pure multiple,
always assumes as the place for this determination, not the whole of being,
but a particular being, even though the scale of this being may be that of an
infinity of infinites.
Being is exposed to thought only as a local site of its own untotalizable
deployment.
But this localization of the site of an ontological cognition, which in Being
and Event I call a situation, affects being, since qua pure multiple being does
not contain in its being something that could ground the limits of the site in
which it exposes itself. The entity, qua entity, is multiple, pure multiple,
multiple without-one, or multiple of multiples. It shares this determination
with all other entities. But what is designated by ‘all other entities’ doesn’t
exist; it has no being. Consequently, in so far as the aforementioned determination is given, it is given in a site, or in a situation, which in turn, thought
in its being qua being, is a multiple-being. This situation is not that of the
ontological generality of being, which would be the non-existent whole of
entities that share the determination of their being as pure multiplicity. A
being can only assert its beingness in a site whose local character cannot be
inferred from this beingness as such.
We will call that aspect of a being which is linked to the constraint of a
local or situated exposition of its being-multiple, the ‘appearance’ of this
being. Clearly, it is intrinsic to the being of entities to appear, in so far as
being as a whole does not exist. All being is being-there: this is the essence of
appearance. Appearance is the site, the ‘there’ of being-multiple when the
latter is thought in its being. Within this framework, appearance in no way
presupposes depend on space, time, or, more generally, any transcendental
field. Appearance does not depend on the presupposition of a constituting
subject. Being-multiple does not appear for a subject. Rather, it is of the
essence of being to appear, once it is admitted that, since a being cannot be
situated according to the whole, it must assert its being-multiple with regard
to a non-whole, that is, with regard to another particular being, which determines the being of the ‘there’ in being-there.
Appearance is an intrinsic determination of being. But it is immediately
evident that since the localization of being, which constitutes its appearance,
implies another particular being – its site or situation – appearance as such is
what binds or re-binds a being to its site. The essence of appearance is
relation.
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Now, being qua being is, for its part, absolutely unbound. This is a fundamental characteristic of the pure multiple, such as it is thought within the
framework of a theory of sets. There are only multiplicities, nothing else.
None of them, taken on its own, is linked to any other. In a theory of sets,
even functions must be thought of as pure multiplicities, which means that
they are equated with their graph. The beingness of beings presupposes
nothing save for its immanent composition, that is, its status as a multiple of
multiples. This excludes that there may be, strictly speaking, a being of
relation. Being, thought as such, in a purely generic manner, is subtracted
from any bond.
However, to the extent that it is intrinsic to being to appear, and thus to be
a singular entity, it can only do so by affecting itself with a primordial bond
relating it to the entity that situates it. It is appearance, and not being as
such, that superimposes the world of relation upon ontological unbinding.
This clarifies something that seems empirically obvious and that gives rise
to a kind of reversal of Platonism tout court in the wake of the combination of
ultra-Platonism and citra-Platonism. Platonism seems to say that appearance
is equivocal, mobile, fleeting, unthinkable, and that it is ideality, including
mathematical ideality, that is stable, univocal, and exposed to thought. But
we moderns can maintain the opposite. It is the immediate world, the world
of appearances, that is always given as solid, linked, consistent. This is a
world of relation and cohesion, one in which we have our habits and reference points; a world in which being is ultimately held prisoner by beingthere. And it is being in itself, conceived as mathematicity of the pure
multiple, or even as the physics of quanta, which is anarchic, neutral, inconsistent, unbound, indifferent to signification, having no ties with anything
other than itself.
Of course, Kant already adopted as his starting-point the notion that the
phenomenal world is always related and consistent. For him, the question
that this world poses to us is indeed already the reversal of Plato. For it is
not the inconsistency of representation that constitutes a problem, but rather
its cohesion. What needs to be explained is the fact that appearance
composes a world that is always bound and re-bound. There can be no doubt
that the Critique of Pure Reason is preoccupied with interrogating the logic of
appearance.
But Kant infers from the conditions of this logic of appearance that being
in itself remains unknowable for us, and consequently postulates the impossibility of any rational ontology. For Kant – and this conceptual link is neither
Aristotelian nor Platonist – the logic of appearance deposes ontology.
For me, on the contrary, ontology exists as a science, and being in itself
attains to the transparency of the thinkable in mathematics. Except that this
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transparency only accords to being the senseless rationality of the pure
multiple. Being qua being is caught up in the infinite task of its knowledge,
which constitutes the historicity of mathematics. Consequently, it becomes
possible to say that it is appearance as such that requires that there be a
logic, because it is logic that establishes the ‘there’ of being-there as relation.
The ontological base is nothing but the tendency toward inconsistency that
characterizes pure multiplicity such as it is thought in mathematics.
This sheds light on our initial problem. Let’s say that logic is what makes
appearance as an intrinsic dimension of being into the object of a science.
Whereas mathematics is the science of being qua being. In so far as appearance, i.e. relation, is a constraint that affects being, the science of appearance
must itself be a component of the science of being, and therefore of mathematics. It is required that logic be mathematical logic. But in so far as
mathematics apprehends being qua being on this side of its appearance and
hence in its fundamental unbinding, it is also necessary that mathematics not
be confused with logic in any way.
Consequently, we will posit that within mathematics logic is the movement
of thought whereby the being of appearance – that is, what affects being in so
far as it is being-there – is grounded.
Appearance is nothing but the logic of a situation, which is always, in its
being, this situation. Logic as a science restores the logic of appearance as the
theory of situational cohesion in general. This is why logic is not the formal
science of discourse, but the science of possible universes, thought according
to the cohesion of appearance, which is itself the intrinsic determination of
the unbinding of beings qua beings.
On this point, we are very close to Leibniz. Logic is that which is valid for
every possible universe; it is the principle of coherence, which can be
demanded for every existent once it has appeared. But we’re also far from
Leibniz. For what, when thought in its being, is not governed by any
harmony or principle of reason, but on the contrary is disseminated into an
inconsistent, groundless multiple.
We must then ask ourselves how and where, from within the domain of
mathematics, we can illuminate the mathematical status of logic as the mathematical theory of possible universes, or the general theory of the cohesion of
being-there, or the theory of the relational consistency of appearance.
In this regard, we cannot remain content with the formalization of logic
such as has been realized from Boole and Frege, all the way up to the sophisticated developments of Gödel, Tarski or Kleene. Admirable as it may be,
this formalization remains a simple aftereffect of the initial constructions of
both Aristotle, originator of the predicate calculus and the theory of proof,
and the Stoics, precursors of propositional calculus and modal logic. This
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logical formalism assumes, as did the Greeks, that logic consists in
constructing formal languages; it consolidates the idea that logic is nothing
but the hard core of a generalized rational grammar. In this sense, this
version of formalism is inscribed in philosophy’s linguistic turn. It believes it
can do without ontological prescription and overlooks the intrinsic identity of
logic and appearance, or being-there. Its mathematical appearance is derivative and extrinsic, since it is nothing but a calculating literalization, an accidental univocity. All told, in this figure of logic, mathematization is nothing
but formalization. Now the essence of mathematics is in no way formalization. Mathematics is a thought, a thought of being qua being. Its formal
transparency is a direct consequence of the absolutely univocal character of
being. Mathematical writing is the transcription or inscription of this univocity.
In order that logic may call itself mathematical in the full sense of the
term, two conditions must be satisfied, which the theory of formal languages
is very far from bringing together.
First condition: Logic must emerge from within the movement of mathematics itself, and not as the will to establish an extrinsic linguistic framework
for mathematical activity. In giving birth to the ontological theory of sets,
Cantor was not preoccupied with general and extrinsic aims, but with
problems that were intrinsic to the topology and classification of real
numbers. The mathematical character of logic will only be elucidated if the
gesture that establishes and demarcates it effectively reproduces the fundamental theme that concerns us here: that appearance is an intrinsic dimension
of being, and therefore that logic, which is the science of appearance, is itself
called, summoned, from within the science of being, which is to say from
within mathematics.
Second condition: Logic must not be pegged to grammatical and linguistic
analysis; its primary question must not be that of propositions, judgements
or predicates. Logic must primarily provide a mathematical conception of the
being of a universe of relations; or tell us what a possible situation of being is,
when it is thought in its relational cohesion; or again, what being-there is, as
the bound essence of the ineluctable localization of being.
Consequently, a contemporary theory of logic, whose singularity we’ve
already caught more than a glimpse of, must obey these two conditions and
break with the linguistic, formalistic, and axiomatic protocol to which all of
modern logic seems to have been confined. This theory, we repeat, is the
theory of categories, whose product is the theory of topoi – an appropriate
name, since it is in effect the place of being that is at stake.
This theory was outlined by Eilenberg and MacLane in the 1940s,13 on the
basis of the immanent requirements of modern algebraic geometry. Our first
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condition is thereby satisfied. This theory sets out, under the concept of
topos, a conception of what constitutes an acceptable, or possible, universe
such that a given mathematical situation may be localized within it. The
logical dimension of this presentation of a universe is entirely immanent to
the given universe. It presents itself as a mathematically assignable characteristic of the universe, and not as a formal and linguistic exteriority. Our
second condition is thereby satisfied.
This is certainly not the place to enter into the technical details of what is
currently called the categorial presentation of logic, or theory of elementary
topoi. I will only retain three traits of this theory here, traits that are appropriate to the philosophical questions that concern us.
1. The theory of topoi is descriptive and not really axiomatic. The classical
axioms of set-theory fix the untotalizable universe of the thinking of the
pure multiple. We could say that set-theory constitutes an ontological
decision. The theory of topoi defines, on the basis of an absolutely
minimal concept of relation, the conditions under which it is acceptable
to speak of a universe for thinking, and consequently to speak of the localization of a situation of being. To borrow a Leibnizian metaphor: settheory is the fulminating presentation of a singular universe, in which
what there is is thought, according to its pure ‘there is’. The theory of
topoi describes possible universes and their rules of possibility. It is akin
to the inspection of the possible universes which for Leibniz are contained
in God’s understanding. This is why it is not a mathematics of being, but
a mathematical logic.
2. In a topos, the purely logical operators are not presented as linguistic
forms. They are constituents of the universe, and in no way formally
distinct from the other constituents. A category, i.e. a topos, is defined on
the basis of an altogether general and elementary notion: a relation
oriented from an object a toward an object b, a relation which is called an
arrow, or morphism. In a topos, negation, conjunction, disjunction, implication, quantifiers (universal and existential), are nothing but arrows,
whose definitions can be provided. Truth is nothing but an arrow of the
topos, the truth-arrow. And logic is nothing but a particular power of
localization immanent to such and such a possible universe.
3. The theory of topoi provides a foundation for the plurality of possible
logics. This point is of crucial importance. If, in effect, the local appearance of being is intransitive to its being, there is no reason why logic –
which is the thinking of appearance – should be one. The relational form
of appearance, which is the manifestation of the ‘there’ of being-there, is
itself multiple. The theory of topoi permits us to fully comprehend, on
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the basis of the mathematicity of possible universes, where and how
logical variability – which is also the contingent variability of appearance
– is marked with respect to the strict and necessary univocity of multiplebeing. For example, there can be classical topoi which intrinsically
validate the law of the excluded middle, or the equivalence between
double negation and affirmation; but there can also be non-classical ones,
which do not validate these two principles.
For these reasons, as well as for many others which can only be illuminated
by the laborious mathematical construction of the concept of topos, we can
assert that this theory really is mathematical logic as such. Which is to say
that within ontology the theory of topoi is the science of appearance; the
science of what it means for every truth of being to be irremediably local.
For all that, the theory of topoi culminates in magnificent theorems on the
local and the global. It develops a sort of geometry of truth, giving a fully
rational sense to the concept of local truth. In it we can read – in the transparency of the theorem, so to speak – that the science of appearance is also
the science of being qua being, in this inflection inflicted by the place that
destines a truth to being.
Aristotle’s desire, that logic be prescribed by ontology, is thereby fulfilled.
Not, however, on the basis of the equivocity of being, but, on the contrary,
on the basis of its univocity. This is what leads philosophy, conditioned by
mathematics, to rethink being according to what I regard as its contemporary
programme: to understand how it is possible for a situation of being to be at
once a pure multiplicity on the edge of inconsistency, and the solid and
intrinsic binding of its appearance.
It is only then that we know why, when a truth shows itself, when being
seems to displace its configuration under our very eyes, it is always despite
appearance, in a local collapse of the consistency of appearance, and therefore
in a temporary cancellation of all logic. For what comes to the surface at that
point, displacing or revoking the logic of the place, is being itself, in its
redoubtable and creative inconsistency, that is, in its void, which is the placelessness of every place.
This is what I call an event. For thought, the event is to be located at the
internal joint that binds mathematics and mathematical logic. The event
arises when the logic of appearance is no longer capable of localizing the
multiple-being it harbours within itself. We are then, as Mallarmé would say,
in the environs of the vagueness wherein all reality comes to be dissolved.
But we also find ourselves where there’s a chance that – as far as possible
from the fusion of a place with the beyond, that is, from the advent of
another logical place – a constellation, cold and brilliant, will arise.
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CHAPTER15
NotesToward aThinking of Appearance
I. The philosophical starting point we’ve chosen involves showing the logical
inconsistency of any concept of an absolute totality or reference, perhaps in
the sense that Heidegger spoke of ‘being in its totality’. The demonstrable
thesis is that this concept is inconsistent, that is to say, it gives rise to a
formal contradiction. I wish to argue that this concept of totality cannot be
appropriated by thought.
It could be objected that the inconsistent character of a concept does not
preclude its existence. This is an identifiable philosophical thesis, the
‘chaotic’ thesis. Here we shall try to engage thought in a different path.
Clearly, this implies an element of decision.
When one makes this choice – a ‘rationalist’ choice in the broadest sense of
the term – one assumes the philosophical axiom according to which the
‘there is’ is intrinsically thinkable. One thereby assumes a variant of the
dictum from Plato’s Parmenides: ‘It is the same to think and to be’. It is
impossible to ascribe to being traits of inconsistency which would render a
thinking of being untenable. One implicitly maintains a co-belonging of
being and thought.
Ultimately, that there is no Whole is a consequence of the idea that everything is intrinsically thinkable. Now the absolute totality cannot be thought.
This is the Platonist orientation in its absolute generality. The exposure to
the thinkable is what Plato calls an Idea. The statement ‘For everything that
is, there is an idea’ could serve as the axiom for our enterprise. This does not
mean that the idea is actual.
Let me open a historical parenthesis: for Plato, is there an idea of all that
there is? This question is broached in the preliminary discussion of the
Parmenides, when it is argued that besides the idea of the good or the beautiful there is the idea of hair or mud. This is why Plato will declare himself a
Parmenidean, whence the ‘parricide’ of the Sophist. As he declares in Book
VI of the Republic: ‘What is absolutely, is absolutely knowable.’ This is a
decision of thought beyond which it is difficult to ascend. Chaos is set aside,
not as an objective composition, in the sense in which all meaning is denied
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to the universe, but rather in the sense that one would acknowledge that it is
possible for something to be, whilst remaining totally inappropriate to
thought.
This could be expressed in the following terms: if the universe is conceived
as the totality of beings, there is no universe. One can also understand by
universe a situation considered as a local referent, since there is no total
referent. It seems this is what Lucretius believed. This position follows from
the intuition that there is no whole.
When one possesses a thinking of the multiple and the void of the sort that
we find in atomism, one assumes that there is no totality. This is what separates the Epicureans from the Stoics, for whom the totality as such essentially
exists. On this basis, I maintain that the history of philosophy has no unity,
being originally split into two orientations. Consequently, the usage of the
notion of metaphysics is inconsistent.
II. The mainspring of the logical demonstration of the inconsistency of the
absolute totality is Russell’s paradox. It is necessary to recall the logical
context of this paradox. Our starting-point is to be located in the conceptual
confidence of Frege, for whom once a concept is given it makes sense to
speak of all the objects that fall under this concept. This is what is referred
to as the extension of the concept. Extension is not an empirical given.
Frege demands that the consideration of totality be a consistent intellectual
operation. Here we must distinguish between the consistent and the representable. The totality of blue objects is consistent in the register of pure
thought, but it is not representable. In a certain sense, there is something
Platonic in all this. The concept becomes the correlate of the totality of the
objects it covers. This is what Plato calls ‘participation’ (in the idea).
This position constitutes an extensional Platonism. Extension takes place in
the medium of total recollection. Contradiction is introduced via the empty
set. It is this extensional Platonism that is undermined by Russell’s paradox,
which constructs a concept that does not have extension in the aforementioned sense. A certain kind of confidence in the concept is thereby undermined. This development is related to the Kantian tradition of critique,
which introduces a limit in the use of the concept. One cannot put one’s trust
in the concept when it comes to the existence of its extension. This issue is
intimately connected to the relationship between language and reality. In
Frege, who distinguishes sense from reference, every concept has a reference.
This means that language refers either to reality per se or to a particular
reality. One can then legitimately speak of the reality designated by language.
What we have then is a referential concept of language. Russell’s paradox
tells us that it is not true that one can argue that language always refers to a
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reality. In other words, it is not true that language prescribes an existence for
thought. This last point is crucial.
At this point we find ourselves subject to two requirements: (a) there is no
totality; (b) there is no extensional Platonism.
A parenthesis: we are confronted here by the notorious problem of what it
means to speak of fictitious entities. By and large, for the empiricist it comes
down to the empty set, while for the rest it is not necessary for the unicorn to
exist in order for us to be able to speak of it. In Anglo-American philosophy
this question has given rise to numerous speculative subtleties. In our view,
one cannot maintain that every well-defined concept has a consistent extension. It is possible to maintain that a well-defined predicate can ‘inconsist’
for thought.
III. How were all of these matters actually dealt with? What direction was
followed? We can identify three paths:
1. The first argues that Russell’s paradox proves one must pay attention to
existence. This position is shared by the ensemble of constructivist and
intuitionist orientations. It precludes demonstrations of existence by
reductio ad absurdum. One must always be able to exhibit at least one case.
This is a drastic orientation, since, among other things, it refuses the
principle of the excluded middle. Its great representative is Brouwer,
working at the beginning of the 20th century. It can also be encountered
in the development of computer science. Arguably, it draws the ultimate
consequences of the various critiques of the ontological argument for the
existence of God. Incidentally, it should be noted that God has proved an
extraordinary field for the exercise of rational thought, much like speculations concerning angels. In effect, both God and angels are existences
that cannot be experiences – outside of mysticism. The essence of rational
theology is the same as that of mathematics, which works with idealities.
In logic, this translates into the problem of the relation that a concept
bears to its reference. In other words, theology prepares the ground for
logic.
2. The hierarchical path, whose great representative is Russell. This is the
path that Russell adopts in the Principia Mathematica. The underlying
principle is that whenever one attributes a property to a given object, the
property must always be considered as pertaining to a different level than
that of the object to which it is applied. Predication is only possible from
top to bottom; this is what is referred to as the ‘theory of types’. One
thereby eschews any circularity. This is also a Platonic universe, but one
that has been rendered completely hierarchical. Within it, every concept
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is originarily associated with a number. The result is extraordinarily difficult to manipulate. Consequently, it will be necessary to introduce simplifying axioms (axioms of reducibility). This theory has recently reemerged, on account of its appropriateness to the theory of categories.
3. The most operational orientation: to limit every exercise of predication to
a presupposed existence. Here one begins by availing oneself of some
existent. One will speak of all the x’s having property P, provided they
are already placed within a set. A separation has been effected. The great
name that graces this operation is that of Zermelo. This is an extensional
Platonism, but a situated one. All the same, it means that existence always
precedes the separating activity of the concept. One will have to avail
oneself of an existence, since it no longer suffices merely to avail oneself
of a concept. Thus there will be initial declarations of existence, and
hence existential axioms. The difficulty will concern these axioms. Zermelo’s path pulls the question of existence onto the side of decision. It
will be necessary to declare at least one existence, for example that of the
empty set, or that of the infinite set. This is a complex point, since one
moves from ‘affirming the whole’ to ‘affirming something’. Characteristically, this entails ‘affirming the nothing’. Existence will therefore be
‘punctuated’, as the object of a local division rather than as a placement
within the Whole. Once this is done, predicative separation enters the
frame.
In order to argue that everything which exists possesses an idea, it is necessary to maintain that something exists. This existence is not empirical, it is a
decision of thought. Therefore, an initial non-empirical existence is required.
This requirement is more Cartesian than Platonist. For Descartes there is an
absolutely initial point of existence. In my view, Zermelo’s axiom is a Cartesian rectification of Platonism. The cogito is a pure point of existence, the
first figure of an existence without qualities. For Descartes, ‘I am’ each time
I think in or about this point. This point of existence is beset by a constitutive instability; it is a vanishing ‘I am’. We encounter here the staging of
modern rationality, for which the point of existence bears the name of
‘subject’.
The conclusion to be drawn is that the only being we shall admit is a
situated one. Every assertion of existence must be referred to a situation – x
belongs to S. No existence is allowed which does not presuppose another,
except for the one decided axiomatically. This is the consequence of the fact
that there is no Whole.
There will be two ways of saying x: (1) in itself, as a pure, mathematically
assignable multiplicity, and (2) in so far as it exists, in terms of its belonging
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to a situation. Ontologically, x is said as a pure multiplicity that leaves the
question of its existence undecided. When x is said mathematically, the
possible and the real become indiscernible. It is from this standpoint that
mathematics is an ontology. But otherwise, in so far as it exists, x is
situated, it exists in a situation (or in several). This status is not prescribed
by x itself. This is why the belonging of x to the situation is called its
appearance.
Appearance is what is thinkable about x in so far as it belongs to S. The
appearance of x is distinct from its being: x is also thinkable as a pure
multiple. Appearance is x situated in S; x in situation; x in the place where it
happens to be.
This is a distinctly non-Aristotelian thesis. For Aristotle, every physical
being has a natural place. There are situations which are particularly
adequate for a being x to belong to. For example, the place of heavy things
will be down below. This means that the place is involved in the being of x.
There is an affinity between being and the situation; this is the problem of
‘elective affinities’. We will posit that there is no natural place. Consequently,
the site of a being is not inferred from its constitutive properties, even if
every being is situated.
Appearance is really distinct from being. Being in situation is not transitive
to its multiple composition. We bid farewell to the idea of nature: appearance
is not natural. For Aristotle, what is not natural is violent. Consider, for
instance, the difference he outlines between the falling stone and the thrown
stone. In our view, on the contrary, there is something violent about appearance.
We are thereby introduced to an elementary set-up for thought:
1. There are only multiples.
2. Every element is a being.
3. Every being is situated.
4. Appearance is distinct from being.
How does the difference between being and appearance offer itself to
thought? What is it to think a being in its appearance? Let us say we have x
in situation, and we propose to interrogate ourselves about the difference
between x and y. This question forces itself upon us because there needs to
be a principle of differentiation within the situation. Thinking in situation
must therefore be a thinking of relation in the broadest sense of the term. We
know the ontological difference between the two, because x and y are multiples which are the same if and only if they possess the same elements (axiom
of extensionality). This does not in any way bring the situation into play. It
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is an ontological criterion of differentiation, which is independent of the
question of knowing how x and y appear. It says nothing about differentiation within a situation, i.e. about appearance. If we consider appearance to be
thinkable (because everything is thinkable, as the Parmenides instructs us),
we are obliged to suppose that there exists a different relation which is thinkable within appearance.
We need a theory of difference according to appearance, over and above
the fact that this difference may be phenomenologically obvious. This is
what we will call the transcendental: the entire apparatus which must be
presupposed in order to be able to think difference within appearance.
Obviously, these differences within appearance will differ from the differences within being. What is at stake in the transcendental is the difference
between the differences in being and the differences in appearance. As in
Kant, there will also be a connection between the two, except that for us the
thing in itself is perfectly thinkable. There are indeed a noumenon and a
phenomenon, but the noumenon is knowable.
Our concern will be the exposition of the transcendental. This exposition
will be carried out by moving back and forth between the condition and the
conditioned. At first, we will proceed in an abstract fashion. The fact that
appearance differs from being does not mean that there is no being of appearance. What thought thinks in appearance is obviously the being of appearance, and includes the difference between being and appearance. This
difficulty can also be encountered in Kant’s exposition of the transcendental.
The thinking of the being of appearance will therefore need to be distinguished from the thinking of a particular apparent. The aim is to enable a
thinking of difference, and more generally of relation. This thinking will
obviously be a thinking in situation.
Let’s formally suppose that we are in a situation S. The question before us
is that of the difference between x and y in so far as they appear in this situation. What do we require in order to ask this question?
As a general rule, there is no reason to suppose that the same laws of
differentiation apply both to being and appearance. Our working hypothesis
is that these laws are not the same, since we wish to give the greatest scope to
the notion of situation.
In being there are no degrees of identity (again, according to the axiom of
extensionality): it is either the same or not the same; thus, the difference is
classical and conforms to the law of excluded middle. Appearance is not
obliged to respect this law. Phenomenologically speaking, we know that it is
not. What can be predicated about appearance? Degrees, surely. If there is
no Whole, being in situation is a singular allocation. The situation introduces
difference within difference. The ontological regulation is bivalent. This is
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not the case in appearance. The identity/difference logic can vary from one
situation to another. Different transcendental configurations, i.e. effectively
different regimes of difference, will be permitted. All this cannot be reduced
to the One.
This multiplicity of transcendentals presupposes a multiplicity of
measures. An operator of plus or minus will be necessary. The formal
concept will be that of a structure of order. This concept gives rise to the idea
of the plus or the minus, of an availability of the plus or minus for formalization. Basically, the transcendental of a situation S will be an ordered set, a
figure of order.
The essence of alterity is anti-symmetry, which indicates that the two
places of the relation are not equivalent. The axiom of anti-symmetry is a
placement of differences. The places are not interchangeable. The relation of
order organizes conditions of non-exchangeability. Saying that the transcendental is a relation of order means that it is a multiple endowed with a structure of order. Order is not a structure of the situation. Within the situation,
there is an ordered set; the situation is not itself ordered.
The situation is not the transcendental. The situation does not appear in
the situation, since no set is an element of itself (the axiom of foundation).
The situation is not given, it does not appear, but the transcendental is an
element of the situation and it appears. The inapparent structuring of S
would entail that S is ordered. If the transcendental appears, it is because it
falls under the law of the transcendental; the identity and difference of the
transcendental are themselves regulated by the transcendental. In other
words, the transcendental regulates itself. This is the classical objection to
any appearance of the transcendental: how can something both appear and
legislate over itself? The transcendental can appear, ‘more or less’. There is
an experience of the transcendental itself. The transcendental is not the
situation itself, it is an element of the situation, and it appears. The structure of order is an operator of plus or minus. There is also a principle of
minimality that comes down to not appearing. Something that is can not
appear. Thus there is the existence of a minimum, which corresponds to
non-appearance. This determines what two beings have in common from the
standpoint of appearance (we encounter here the operator of conjunction of
appearance).
We also need an operator of synthesis, which can respond to the question:
what is a global appearance? This is what we will call the envelope.
To undertake the exposition of the transcendental is to forward the
hypothesis that every situation of appearance obeys a structure which in turn
obeys this imperative.
Everything we are about to say can be placed under the heading ‘exposition
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of the transcendental’, that is, under the aegis of what reveals the legislative
character of appearance.
In the Kantian tradition, this involves the exposition of a number of categories.1 In our own case these categories will be logico-ontological. In the
Kantian tradition, transcendental is understood in terms of the subjective
constitution of experience. We will instead expose the laws of appearance,
respecting the principle that it is beings as such that appear (against the
Kantian distinction between noumena and phenomena). In this regard, our
conception is more Hegelian than Kantian. For Hegel, it is of the essence of
being to manifest itself. This comes down to saying that it is of the being of
appearance to manifest itself, that appearance is a dimension of being itself,
a consequence of its localization, of the fact that there is no Whole. We
must distinguish being-in-itself from being-there. Thinking the transcendental means thinking being as being-there, together with the operations
that make it possible. The most important general objective is that of trying
to think what happens to beings as such once they have had to appear.
Beings are marked by appearance. In saying this, we still remain within an
ontological discourse. It is indeed being which is at stake, including what
happens to it in so far as it has to appear. This can also be formulated as
follows: What happens to beings when there is no All? This is the question
of the femininity of being in Lacan’s sense, the question of the being that is
not-all. Where in beings is their own appearance registered? If we abstract
from totality, this is a Hegelian question. What happens to being is indeed
something like a synthesis; it is true to say that some kind of unification is at
work.
Consequently, this is a logical project in the strong sense of the term.
There is an essential connection between appearance and logic: logic is the
principle of order of appearance, its legislation (linguistic legality is only one
of its aspects). In any case, this goes back to Kant.
In the Critique of Pure Reason, Kant calls the exposition of the transcendental the ‘transcendental logic’. This is actually the title of the entirety of
the second part, the first consisting in an ‘aesthetic’. The second part of the
Critique covers the analytic and the dialectic. Duality is here more important
than triplicity. This means that the exposition of the categories and antinomies is carried out under the ‘umbrella’ of transcendental logic. The latter
is already introduced by Kant in the Introduction to the second part. The
essential point is that Kant introduces transcendental logic by opposing it to
general logic. He speaks of the ‘idea of a transcendental logic’.2
What does the opposition between general logic and transcendental logic
mean? General logic is indifferent to the question of the origin – whether
empirical or a priori – of knowledge. It comprises the principle of identity,
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the principle of non-contradiction and formal syllogism. But it does not
register the trajectory of knowing. It relates to the formal result, independently of the process.
Transcendental logic interrogates the source of knowledge. It is concerned
with the possibility of instances of a priori knowledge, of that knowledge
which is capable of relating to any object whatsoever. It is a question of
concepts the origin of which are neither empirical nor aesthetic (and therefore not a question of space and time). It is really a question of the thinking
of objects, or, as Kant puts it, of the ‘science of the pure understanding and
of the rational knowledge of a priori objects’.3 Only the laws of reason and
the understanding are at stake.
We must retain two things from Kant’s procedure. First, transcendental
logic does indeed deal with the ‘there is’ as such, and is effectively concerned
with the relation to objects. It is not a pure linguistic syntax; it is preoccupied with the relation that reason and the understanding have to objects.
Second, there is no cognitive origin of any sort here, nor any empirical
origin. This is why the object becomes any object whatsoever. Transcendental logic is a theory of concepts that relate a priori to any objects whatsoever; therefore, it is not indifferent to the source of knowledge, but to the
particularity of the object. This is precisely the object = x. What is sought is
the objectivity of the object.
For us, the transcendental is indeed what concerns the ‘there is’ in general.
We will treat the object as a pure mark of objectivity. We too are dealing
with the object = x. We will provide a protocol of identification for the
object, but there will be no identity of the object, since this would belong to
the register of effective or empirical givenness. The fundamental difference
with regard to the Kantian orientation is that we do not accept the distinction
between general and transcendental logic. It is the logic of objectivity as such
that authorizes any logic whatsoever. For me, every logic is a logic of appearance; there is no other logic. Since every logic is real, there is no logic besides
that of the appearance of beings as such, the logic of the real. This logic does
not differ in any respect from a formal logic. We will fuse together what
Kant holds apart. First, the distinction between phenomenon and noumenon
(the in-itself, i.e. mathematics itself, is easier to know than appearance).
Then the distinction between general and transcendental logic (as in
Husserl’s title: Formal and transcendental logic). Formal logic is a diagrammatic approach to transcendental logic: a particular section of transcendental
logic.
Kant’s guiding clue is the following: at the beginning of the ‘transcendental analytic’, in the first section, we find the ‘analytic of concepts’. In the
first chapter we encounter the argument under the heading ‘On the clue to
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the discovery of all the pure concepts of the understanding.’4 This is where
we find the exposition of the transcendental.
A parenthesis: Kant’s fundamental conviction is that this exposition of the
transcendental can be completed. The transcendental can be exhaustively
expounded as a list comprising the pure concepts of the understanding. This
conviction is sometimes stated as follows: the new metaphysics – the nondogmatic, critical metaphysics – can be successfully realized. Kant is the
Aristotle of the transcendental. He begins and ends, like Aristotle, with
general logic. It is a closed project.
We can therefore ask ourselves what the leading clue may be. It is almost
immediately apparent that this leading clue is general logic. The truth is that
it is the completion of the Aristotelian project that allows for the completion
of the Kantian one (the table of judgements inherited from general logic).
The leading clue which allows for the completion of the new critical metaphysics is Aristotle’s logic. For Kant, the latter has not accomplished any
progress ever since its creation.
We cannot endorse such an approach. First of all, general logic is subsumed
by transcendental logic. Consequently, it cannot be used as a guide in the
examination of the latter. Furthermore, even if this could be done, we would
not be able to accept Kant’s thesis about the static nature of logic, since for us
logic has its own historicity. This means that our leading clue will not be
provided by a theory of judgement. We must find another path.
A second remark is in order. We no longer possess the certainty regarding
the closed or complete character of this exposition, which in Kant is linked to
the idea that logic is complete. We are obliged to admit that our exposition is
necessarily incomplete, but without being able to define this incompleteness.
This proposition belongs to the exposition of the transcendental. It relates
back to the essential incompleteness of mathematics. We cannot exclude
possible mathematical reversals or transformations. Kant traces his exposition
of the transcendental from a logic which he believes to be complete, and can
therefore hope to complete his own endeavour. This is not the case for us,
because we labour within the framework of an open mathematics.
What then will be our leading clue? We will agree to call it ‘phenomenological’. It will consist of a minimal phenomenology of appearance, an abstract
phenomenology of localization. Since there is no logical source, there is a
phenomenological one. This means that we will need to introduce some
descriptive principles valid for every situation.
1. The existence of a formalism of the plus and the minus.
2. A principle of minimality (this gives meaning to the not-all, and consequently to negation itself).
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3. A principle of elementary connection (how it can be said that two things
are there at the same time).
4. A synthetic principle (how a ‘bundle’ of appearance, a being-togetherthere, can be thought globally).
This is a minimal phenomenological matrix from which we will draw all of
the possible variants of logic. Ontology (mathematics) will be our indispensable resource. In other words, we will propose an ‘ontologization’ of the
phenomenological. The exposition of the transcendental means a thinking of
the transcendental in the ambit of the ontologization of phenomenological
access. These are the guidelines in accordance with which we will realize the
general programme of a thinking of appearance.
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CHAPTER16
TheTranscendental
A. THE INEXISTENCE OF THE WHOLE
If one posits the existence of a being of the Whole, it follows, from the fact
that any being thought in its being is pure multiplicity, that the Whole is a
multiple. A multiple of what? A multiple of all that there is. Or since ‘what
there is’ is as such multiple, a multiple of all multiples.
If this multiple of all multiples does not count itself in its composition, it is
not the Whole. For one would then possess the ‘true’ Whole only by adding
to the given multiple-composition this identifiable supplementary multiple
which is the recollection of all the ‘other’ multiples.
The Whole therefore enters into its own multiple composition. Or: the
Whole presents itself, as one of the elements that constitute it as multiple.
We will agree to call reflexive a multiple (a being) which has the property
of presenting itself in its own multiple composition. Engaging in an altogether classical consideration, we have just said that if the being of the
Whole is presupposed, it must be presupposed as reflexive. Or that the
concept of Universe entails, with regard to its being, the predicate of reflexivity.
If there is a being of the Whole, or if (it amounts to the same) the concept
of Universe is consistent, one must admit that it is consistent to attribute to
certain beings the property of reflexivity, since at least one of them possesses
it, namely the Whole (which is). Moreover, we know that it is consistent not
to attribute it to certain beings. Thus, since the set of the five pears in the
fruit-bowl before me is not itself a pear, it cannot count itself in its composition. Thus there certainly are non-reflexive multiples.
If we now return to the Whole (to the multiple of all multiples), we see
that it is logically possible, once we suppose that it is (or that the concept of
Universe consists), to divide it into two parts: on the one hand, all the
reflexive beings (there is at least one amongst them – the Whole itself –
which, as we have seen, enters into the composition of the Whole), and on
the other, all the non-reflexive beings (of which there are undoubtedly a
great number). It is therefore consistent to take into consideration the
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multiple defined by the phrase ‘all the non-reflexive multiples’. Or the
phrase: ‘all the beings that are absent from their own multiple-composition’.
It is clear that this multiple is not itself in doubt, since it is a part of the
Whole, whose being has already been presupposed. Therefore it is presented
by the Whole, which is the multiple of all beings.
Thus we know that within the Whole there is the multiple of all the nonreflexive multiples. Let us name this multiple the Chimera. Is the Chimera
reflexive or non-reflexive? The question is pertinent, since ‘reflexive’ or ‘nonreflexive’ is, as we have already said, a partition of the Whole into two. This
is a partition without remainder. Given a being, either it presents itself (it
figures within its own multiple-composition), or it does not.
Now, if the Chimera is reflexive, it is because it presents itself. It is within
its own multiple composition. But what is the Chimera? It is the multiple of
all non-reflexive beings. If the Chimera is amongst these multiples, it is
because it is not reflexive. But we have just presumed that it is: inconsistency.
Therefore, the Chimera is not reflexive. However, it is by definition the
multiple of all non-reflexive multiples. If it is not reflexive, it is within this
‘all’, this whole, and therefore, it presents itself. It is reflexive. Inconsistency,
once again.
Since the Chimera can be neither reflexive nor non-reflexive, and since this
partition admits of no remainder, we must conclude that the Chimera is not.
But the being of the Chimera followed necessarily from the being which was
ascribed to the Whole. Therefore, the Whole has no being – which proves
statement 1.
We have just reached a conclusion by means of proof. Is this really necessary? Would it not be simpler to consider the inexistence of the Whole as a
matter of evidence? It seems that the supposition of the existence of the
Whole relates back to those outdated ancient conceptions of the cosmos that
envisaged it as the beautiful and finite totality of the world. This is indeed
how Koyré understood it, when he entitled his studies on the Galilean
‘epistemological break’: From the Closed World to the Infinite Universe.1 The
argument concerning the ‘disclosure’ of the Whole is then rooted in the
Euclidean infinity of space and in the isotropic neutrality of what inhabits
it.
However, there are serious objections to this purely axiomatic treatment of
detotalization.
First of all, it is being as such that we are here declaring cannot constitute
a whole, not the world, or nature, or the physical universe. It is indeed a
question of establishing that every consideration of being-in-totality is inconsistent. The question of the limits of the visible universe is but a secondary
aspect of the ontological question of the Whole.
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Moreover, even if one only considers the world, it quickly becomes
obvious that contemporary cosmology falls on the side of its finitude (or its
closure) rather than of its radical detotalization. This cosmology even reestablishes, with the theory of the Big Bang, the well-known metaphysical
path going from the initial One (in this case, the infinitely dense ‘point’ of
matter and its explosion) to the multiple-Whole (in this case, the galactic
clusters and their composition).
The infinite discussed by Koyré is still too undifferentiated to acquire,
with respect to the question of the Whole, the value of an irreversible break.
Today we know, especially after Cantor, that the infinite can indeed be local,
that it can characterize a singular being, and that it is not only – as is
Newton’s space – the property that marks the global place of every thing.
In the end, the question of the Whole, since it is essentially logical or ontological, cannot be decided in terms of physical or phenomenological evidence.
It calls for an argument, the very one that mathematicians discovered at the
beginning of the twentieth century, and which we have reformulated here.
B. DERIVATION OF THE THINKING OF A BEING ON
THE BASIS OF THAT OF ANOTHER BEING
A multiple-being can only be thought to the extent that its composition – i.e.
the elements belonging to it – is determined. The multiple that has no
elements thus finds itself immediately determined. It is the Void. All other
multiple-beings are only ‘mediately’ determined, by considering the beings
from which their elements derive. Therefore, the fact that multiple-beings
can be thought implies that at least one being is determined in thought ‘prior
to them’.
As a general rule, the being of a multiple-being is thought on the basis of
an operation that indicates how its elements derive from another being,
whose determination is already effective. The axioms of the theory of multiples (or rational ontology) aim in great part at regulating these operations.
Let us mention here at least two classical operations. We will say that given a
being-multiple, it is consistent to think the being of another being, the
elements of which are the elements of the elements of the first (this is the
operation of immanent dissemination). And we will say that given a being,
the possibility of thinking the other being whose elements are the parts of the
first is guaranteed (this is the operation of ‘extraction of parts’, or of representation).
Ultimately, it is clear that every thinkable being is drawn from operations
first applied to the void alone. A being will be the more complex the longer
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the operational chain that, on the basis of the void, leads to its determination.
The degree of complexity is technically measurable: this is the theory of
‘ontological rank’.
If there was a being of the Whole, doubtless we could separate within it
any multiple by taking into account the properties that singularize this or
that multiple. Moreover, there would be a universal ‘place’ of beings, on the
basis of which both the existence of what is and the relations between beings
would be arranged. In particular, the predicative separation would uniformly
determine multiplicities by identification and differentiation within the
Whole.
But, as we have just seen, there is no Whole. Therefore, there is no
uniform procedure of identification and differentiation of beings. Thinking
about any being is always a local question, in as much as it is derived from
singular beings and is not inscribed in any multiple whose referential value
would be absolutely general.
Let us consider this from a slightly different angle. From the inexistence of
the Whole it follows that every multiple-being enters into the composition of
other beings, without this plural (the others) ever being able to fold back
upon a singular (the Other). For if all beings were elements of a single Other,
the Whole would be. But since the concept of Universe ‘inconsists’, as vast as
the multiple in which a singular being is inscribed may be, there exist others,
not enveloped in the first multiple, in which this being is also inscribed.
In the end, there is no possible uniformity covering the derivations of the
intelligibility of beings, nor a place of the Other in which all of them could
be situated.
The identifications and relations of beings are always local. The site of
these identifications and relations is what we call a world.
In the context of the operations of thought whereby the being of a being is
guaranteed in terms of that of another being, one calls ‘world’ (for these
operations) a multiple-being such that, if a being belongs to it, every being
whose being is assured on the basis of the first – in accordance with the aforementioned operations – belongs to it equally.
Thus, a world is a multiple-being closed for certain derivations of being.
C. A BEING IS THINKABLE ONLY IN AS MUCH AS IT
BELONGS TO A WORLD
The possibility of thinking the being of a being follows from two things: one
other being (at least), the being of which is guaranteed; and one operation (at
least) which legitimates thought passing from this other being to the one
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whose being of which needs to be guaranteed. But the operation presumes
that the space in which it is exercised, that is, the (implicit) being-multiple
within which the operational passage takes place, is itself presentable. In
other words, one can indeed say that the being of a being is always guaranteed in a local manner, in terms of the being of another being. Ultimately,
this is the case because there is no Whole. But what precisely is the place of
the local, if there is no Whole? This place is surely the site where operation
operates. We are guaranteed one point in this place: the other being (or
beings) on the basis of which the operation (or operations) give access to the
being of the ‘new’ being. And the being thus guaranteed in its being names
another point within the place. ‘Between’ these two points there is the operational passage, on the basis of the place as such.
Ultimately, what indicates the place is the operation. But what localizes an
operation? Obviously, it is a world (for this operation). There where ‘it’
operates without existing, ‘there’ is the place where the being attains its
thinkable being – its consistency. Thus, a being is exposed to the thinkable
only in so far as – invisibly, in the guise of an operation that localizes it – it
names, within a world, a new point. It is thus that a being appears in a world.
We can now think what the situation of a being is:
We call ‘situation of being’, for a singular being, the world in which it
inscribes a local procedure of access to its being on the basis of other beings.
It is clear that, as long as it is, a being is situated by or appears in a world.
If we speak of a situation of being for a being, it is because it would be
ambiguous, and ultimately mistaken, to speak too quickly about the world of
a being, or about its being-in-the-world. In effect it goes without saying that
a being, abstractly determined as pure multiplicity, can appear in different
worlds. It would be absurd to think that there is an intrinsic link between
such and such a being and such and such a world. The ‘worldlification’ of a
(formal) being, which is its being-there or its appearance, is ultimately a
logical operation: the access to a guarantee of its being. This operation is
capable of appearing in numerous ways, and to carry along with it, as the
bases for the derivations of being that it effects, entirely distinct worlds. Not
only is there a plurality of worlds, but the ‘same’ being – ontologically the
‘same’ – generally co-belongs to different worlds.
In particular, man is the animal that appears in a great number of worlds.
Empirically speaking, this animal is simply the being which, amongst all
those whose being we acknowledge, appears most multiply. The human
animal is the being of the thousand logics. We shall see, much later in our
exposition, that, since it is capable of entering into the composition of a
subject of truth, the human animal can even contribute to the appearance of
a (generic) being for such and such a world. That is, it is capable of including
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itself in the ascent of appearance (the plurality of worlds, logical construction) towards being (the pure multiple, universality), and it can do this vis-àvis a virtually unlimited number of worlds.
This capacity notwithstanding, the human animal cannot hope for a
worldly proliferation as exhaustive as that of its principal competitor: the
void. Since the void is the only immediate being, it follows that it figures in
every world. In its absence, in effect, no operation has a starting point in
being; no operation can operate without the void. Without the void there is
no world, if by ‘world’ we understand the closed place of an operation.
Conversely, where there is operation – that is, where there is world – the
void can be registered.
Ultimately, man is the animal that desires the worldly ubiquity of the void.
It is – as a logical power – the voided animal. This is the fugitive One of its
infinite appearances.
The difficulty of this theme (the worldly multiplicity of a unity of being)
derives from the following point: when a being is thought in its pure form of
being, unsituated outside of intrinsic ontology (mathematics), one takes no
consideration of the possibility that it has of belonging to different situations
(to different worlds). The identity of a multiple is considered only from the
narrow vantage point of its multiple composition. Of course, and as we’ve
already remarked, this composition is itself only ‘mediately’ thought – save in
the case of the pure multiple. It is validated, in the consistency of its being,
only by being derived from multiple-beings whose being is guaranteed. And
the derivations are in turn regulated by axioms. But the possibility for a
being to be situated in heterogeneous worlds is not reducible to the mediate
or derived character of every assertion regarding its being.
Let us consider, for example, some singular human animals – let’s say
Ariadne and Bluebeard. The world-fable in which they are given, in
Perrault’s tale, is well known: a lord kidnaps and murders a number of
women. The last of them, doubtless because her relationship to the situation
is different, discovers the truth and (depending on the variant) flees or gets
Bluebeard killed. In short, she interrupts the series of feminine destinies.
This woman, who is also the Other-woman of the series, is anonymous in
Perrault’s tale (only her sister is accorded the grace of a proper name, ‘Anna,
my sister Anna . . .’.). In Bartok’s brief and dense opera, Bluebeard’s Castle,
her name is Judith, while it is Ariadne in Maeterlinck’s piece, Ariadne and
Bluebeard, adapted by Paul Dukas into a magnificent yet almost unknown
opera.
It would be a mistake to be surprised by our adopting as an example the
logic of appearance of the opera by Maeterlinck-Dukas. The opera is essentially about the visibility of deliverance, about the fact that it is not enough
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for freedom to be (in this case under the name and acts of Ariadne), but that
freedom must also appear, in particular to those who are deprived of it. Such
is the case for the five wives of Bluebeard, who do not want to be freed. It is
the case even though Ariadne frees them de facto (but not subjectively) and,
from the beginning of the fable, sings this astonishing maxim: ‘First, one
must disobey: it’s the first duty when the order is menacing and refuses to
explain itself.’
In a brilliant and sympathetic commentary on Ariadne and Bluebeard,
Olivier Messiaen, who was the respectful student of Paul Dukas, highlights
one of the heroine’s replies: ‘My poor, poor sisters! Why then do you want to
be freed, if you so adore your darkness?’ Messiaen then compares this call
directed at the submitted women to St John’s famous declaration: ‘The light
shines in the darkness and the darkness has not understood.’2 What is at
stake, from one end to the other of this musical fable, is the relation between
true-being (Ariadne) and its appearance (Bluebeard’s castle, the other
women). How does the light make itself present, in a world transcendentally
regulated by the powers of darkness? We can follow the intellectualized
sensorial component of this problem throughout the second act, which, in
the orchestral score and the soaring vocals of Ariadne, is a terrible ascent
toward light, and is something like the manifestation of a becoming-manifest
of being, an effervescent localization of being-free in the palace of servitude.
But let us begin with some simple remarks. First of all, the proper names
‘Ariadne’ and ‘Bluebeard’ convey the capacity for appearing in narrative,
musical or scenic situations that are altogether discontinuous: Ariadne before
knowing Bluebeard, the encounter, Ariadne leaving the castle, Bluebeard the
murderer, Bluebeard as child, Ariadne freeing the captives, Bluebeard and
Ariadne in the sexual arena, etc. This capacity is in no way regulated by the
set of genealogical constructions required in order to fix the referent of these
proper names within the real. Of course, the vicissitudes that affect the two
characters from one world to another presuppose that, under the proper
names, a genealogical invariance authorizes the thought of the same. But this
‘same’ does not appear; it is strictly reduced to the names. Appearance is
always the transit of a world; and the world in turn logically regulates what
shows itself within it as being-there. Similarly, the set of whole natural
numbers N, once the procedure of succession that authorizes its concept is
given, does not by itself indicate that it can be either the transcendent infinite
place of finite calculations, or a discrete sub-set of the continuum, or the
reservoir of signs for the numbering of this book’s pages, or what allows one
to know which candidate holds the majority in an election, or something else
altogether. Ontologically, these are indeed the ‘same’ whole numbers, which
simply means that, if I reconstruct their concept on the basis of rational
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ontology, I will obtain the same ontological assertions in every case. But this
constructive invariance no longer obtains in the potative univocity of signs,
when the numbers appear in properly incomparable situations.
It is therefore guaranteed that the possibility of thinking a being grasped in
the efficacy of its appearance includes something other than the ontological or
mathematical construction of its multiple-identity. But what?
The answer is: a logic, whereby every being finds itself arranged and
constrained as soon as it appears locally, and its being is thus affirmed as
being-there.
In effect, what does it mean for a singular being to be there, once its being
– which is a pure mathematical multiplicity – does not prescribe anything
about this ‘there’ to which it is consigned? It necessarily means the following:
(a) That it differs from itself. Being-there is not the same as being qua being.
It is not the same, because the thought of the being qua being does not
envelop the thought of the being-there.
(b) That it differs from other beings from the same world. Being-there is
indeed this being that (ontologically) is not an other, and its inscription
with others in this world cannot abolish this differentiation. On the one
hand, the differentiated identity of a being cannot account on its own for
the appearance of this being in a world. But on the other hand, the
identity of a world can no more account on its own for the differentiated
being of what appears.
The key to the think of appearance is to be able to determine at one and
the same time, where singular beings are concerned, the self-difference
which imposes that being-there should not equal being qua being, and the
difference to others which imposes that being-there, or the law of the world
that is shared by these others, should not abolish being qua being.
If appearance is a logic, it is because it is nothing but the coding, world by
world, of these differences.
The logic of the tale thus comes down to explicating in which sense, in
situation after situation – love, sex, death, the vain preaching of freedom –
Ariadne is something other than ‘Ariadne’, Bluebeard something other than
‘Bluebeard’; but also how Ariadne is something other than Bluebeard’s other
wives, even though she is also one of them, and Bluebeard something other
than a maniac, even though he is traversed by his repetitive choice, etc. The
tale can only attain consistency to the extent that this logic is effective, so
that we know that Ariadne is ‘herself’, and differs from Sélysette, Ygraine,
Mélisande, Bellangère and Alladine (in the opera, these are the other women
in the series, who are not dead and who refuse to be freed by Ariadne) – but
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also that she differs from herself once she has been affected by the world of
the tale. The same can be said of 197, to the extent that when it is numbering
a page or a certain quantity of voters it is indeed this mathematically
constructible number, but also isn’t, no more than it is 198, which nevertheless, standing right next to it, shares its fate, which is to appear on the pages
of this book.
Since a being, having been rendered worldly, both is and is not what it is,
and since it differs from those beings that, in an identical manner, are of its
world, it follows that differences (and identities) in appearance are a question
of more or less. The logic of appearance necessarily regulates degrees of
difference, of a being with respect to itself and of the same with respect to
others. These degrees bear witness to the way in which a multiple-being is
marked by its coming-into-situation in a world. The consistency of this
coming is guaranteed by the fact that the connections of identities and differences are logically regulated. Appearance, for any given world, is never
chaotic.
For its part, ontological identity does not entail any difference with itself,
nor any degree of difference with regard to another. A pure multiple is
entirely identified by its immanent composition, so that it is senseless to say
that it is ‘more or less’ identical to itself. And if it differs from an other, even
if only by a single element among an infinity of others, it differs absolutely.
This is to say that the ontological determination of beings and the logic of
being-there (of being in situation, or of appearing-in-a-world) are profoundly
distinct. This is what we shall have to establish in the remainder of our
argument.
D. APPEARANCE AND THE TRANSCENDENTAL
We shall call ‘appearance’ that which, of a being as such (a mathematical
multiple), is caught in a situated relational network (a world), such that one
can say that this being is more or less different from another being belonging
to the same situation (to the same world). We shall call ‘transcendental’ the
operational set which allows us to give meaning to the ‘more or less’ of identities and differences in a determinate world.
We posit that the logic of appearance is a transcendental algebra for the
evaluation of the identities and differences that constitute the worldly ‘place’
of the being-there of a being.
The necessity of this algebra follows from everything that we have
discussed up to now. Unless we suppose that appearance is chaotic, a supposition immediately disqualified by the incontestable existence of a thinking of
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beings, there must be a logic for appearance, capable of linking in the world
evaluations of identity no longer supported by the rigid extensional identity
of pure multiples (that is, by the being-in-itself of beings). We know immediately that every world pronounces upon degrees of identity and difference,
without there being any reason to believe that these degrees, in so far as they
are intelligible, depend on any ‘subject’ whatsoever, or even on the existence
of the human animal. We know, from a sure source, that such and such a
world preceded the existence of our species, and that, as in ‘our’ worlds, it
stipulated identities and differences and had the power to deploy the appearance of innumerable beings. This is what Quentin Meillasoux calls ‘the fossil
argument’: the irrefutable materialist argument that interrupts the idealist
(and empiricist) apparatus of ‘consciousness’ and the ‘object’. The world of
the dinosaurs existed, it deployed the infinite multiplicity of the being-there
of beings millions of years before there could be any question of a consciousness or a subject, whether empirical or transcendental. To deny this point is
to indulge in a recklessly idealist axiomatic. We can be certain that there is
no need of a consciousness in order to testify that beings are obliged to
appear – to be there – under the logic of a world. Although appearance is
irreducible to pure being (which is accessible to thought through mathematics alone), it is nonetheless what is imposed upon beings to guarantee
their being once it is acknowledged that the Whole is impossible: beings
must always manifest themselves locally, and there can be no possibility of
subsuming the innumerable worlds of this manifestation. The logic of a
world is what regulates this necessity, by affecting a being with a variable
degree of identity (and therefore of difference) relative to the other beings of
the same world.
This necessitates that there be a scale of these degrees in the situation – the
transcendental of the situation – and that a being can only exist in a world in
so far as it is indexed to this transcendental.
From the outset, this indexing concerns the double difference to which we
have already referred. First of all, in a given world, what is the degree of
identity between a being and this or that other being in the same world?
Furthermore, what happens, in this world, to the identity between a being
(e´tant) and its own being (eˆtre)? The transcendental organization of a world
provides the protocol of response to these questions. Thus, the transcendental organization fixes the moving singularity of the being-there of a being
in a determinate world.
If, for example, I ask in what sense Ariadne is similar to Bluebeard’s other
victims, I must be able to respond by an evaluative nuance – she is reflexively
what the others are blindly – which is available in the organization of the
story, or in its language, or (in the Maeterlinck-Dukas version) in the music,
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considered as the transcendental of the (aesthetic) situation in question.
Inversely, the other women (Sélysette, Ygraine, Mélisande, Bellangère and
Alladine) form a series; they can be substituted, the one for the other, in
their relationship to Bluebeard: they are transcendentally identical, which is
what marks their ‘choral’ treatment in the opera, their very weak musical
identification. By the same token, I immediately know how to evaluate Bluebeard in love with Ariadne in terms of his lag with respect to himself (he
finds it impossible to treat Ariadne like the other women, and thus stands
outside what is implied by the referential being of the name ‘Bluebeard’).
Within the opera, there is something of a cipher for this lag, an extravagant
element: for the duration of the last act, Bluebeard remains on the stage, but
does not sing a single note or speak a single word. This is truly the limit
value (exactly minimal, in fact) of an operatic transcendental: Bluebeard is
absent from himself.
Similarly, I know that between the number 199 and the number 200, if
indexed as pages of a book, there is of course a difference which is in a sense
absolute; but I also know that, seen ‘as pages’, they are very close, that they
are perhaps numbering variants of the same theme – say a dull repetition – so
that it makes sense, in the world instituted by the reading of the book, to say
(this being the transcendental evaluation proper to this book) that the
numbers 199 and 200 are almost identical. This time we are dealing with the
maximal value of what a transcendental can impose, in terms of identity,
upon the appearance of numbers.
Thus the value of the identities and differences of a being to itself and of a
being to others, varies transcendentally between an almost nil identity and a
total identity, between absolute difference and in-difference.
It is therefore clear in what sense we call transcendental that which allows a
local (or intra-worldly) evaluation of identities and differences.
To grasp the singularity of this use of the word ‘transcendental’, it is
probably necessary to remark that, as in Kant, it concerns a question of
possibility; but we also need to note that we are dealing with local dispositions and not with a universal theory of differences. To put it very simply:
there are many transcendentals; the intra-worldly regulation of difference is
itself differentiated. This is one of the main reasons why it is impossible here
to argue for a unified ‘centre’ of transcendental organization such as the
Kantian Subject.
Historically, the first great example of what one could call a transcendental
inquiry (‘How is difference possible?’) was proposed by Plato in the Sophist.
Let us take, he suggests, two crucial Ideas (supreme genera or kinds) –
movement and rest, for example. What does it mean to say that these two
Ideas are not identical? Since what makes the intelligibility of movement and
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rest possible is precisely their Idea, it is entirely impossible to respond to the
question about their ideal difference by way of the supposed acknowledgement of an empirical difference (the evidence that a body in movement is not
at rest). One possible solution consists in relying upon a third great Idea,
inherited from Parmenides, one that seems to touch upon the problem of
difference. This is the Idea of the Same, which bolsters the operation of the
identification of beings, ideas included (any being is the same as itself).
Couldn’t we say that movement and rest are different because the Same does
not subsume them simultaneously? It is at this point that Plato makes a
remarkable decision – a truly transcendental decision. He decides that difference cannot be thought as the simple absence of identity. It is from this
decision onwards, and in the face of its ineluctable consequences (the existence of non-being), that Plato breaks with Parmenides: contrary to what is
argued by the Eleatic philosopher, the law of being makes it impossible for
Plato to think difference solely with the aid of Idea of the Same. There must
be a proper Idea of difference, an Idea that is not reducible to the negation of
the Idea of the Same. Plato names this Idea ‘the Other’. On the basis of this
Idea, saying that movement is other than rest brings into play an underlying
affirmation within thought (that of the existence of the Other, and ultimately
that of the existence of non-being) instead of merely signifying that
movement is not identical to rest.
The Platonic transcendental configuration is constituted by the triplet of
being, the Same, and the Other, supreme genera or kinds that allow access to
the thought of identity and difference in any configuration of thought. It is
clear that the transcendental, whether the word itself is used or not, always
comes down to the registering of a positivity of difference, to the refusal to
posit difference as nothing but the negation of identity. This is what Plato
declares by ‘doubling’ the Same with the existence of the Other.
What Plato, Kant and my own proposal have in common is the acknowledgement that the rational comprehension of differences in being-there (i.e.,
of intra-worldly differences) is not deducible from the ontological identity of
the beings in question. This is because ontological identity says nothing
about the localization of beings. Plato says: simply in order to think the
difference between movement and rest, I cannot be satisfied with a Parmenidean interpretation that refers every entity to its identity with itself. I cannot
limit myself to the path of the Same, the truth of which is nevertheless
beyond dispute. I will therefore introduce a diagonal operator: the Other.
Kant says: the thing-in-itself cannot account either for the diversity of
phenomena or for the unity of the phenomenal world. I will therefore introduce a singular operator, the transcendental subject, which binds experience
in its objects. And Badiou says: the mathematical theory of the pure multiple
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doubtlessly exhausts the question of the being of a being, save for the fact
that its appearance – logically localized by its relations to other beings – is
not ontologically deducible. It is therefore necessary to construct special
logical machinery to account for the intra-worldly cohesion of appearance.
I have decided to put my trust in this lineage by retrieving the old word
‘transcendental’ in such a way as to purge it of its constituting and subjective
tenor.
E. IT MUST BE POSSIBLE TO THINK IN A WORLD
WHAT DOES NOT APPEAR WITHIN IT
There are a number of ways that this point could be argued. The most
immediate would be to assume that it is impossible to think the nonappearance of a being in a given world and to conclude that it is necessary
that every being be thinkable as appearing within it. But this would entail
said world localising every being. Consequently, this would reinstate the
Universe or the Whole, the impossibility of which we have already stated.
We can also argue on the basis of the thought of being-there as necessarily
including the possibility of a ‘not-being-there’, without which it would be
identical to the thought of being qua being. For this possibility to be transcendentally effective, it must be possible for a zero degree of appearance to
be exposed. In other words, the consistency of appearance requires there to
be a transcendental marking, or a logical mark, of non-appearance. The
possibility of thinking non-appearance rests on this marking, which is the
intra-worldly index of the not-there of a being.
Finally, we can say that the evaluation of the degree of identity or difference between two beings would be ineffective if these degrees were themselves not situated on the basis of their minimum. That two beings are
strongly identical in a determinate world makes sense to the extent that the
transcendental measure of this identity is ‘large’. But ‘large’ in turn has no
meaning unless referred to ‘less large’ and finally to ‘nil’, which by designating zero-identity also allows a thinking of absolute difference. Ultimately,
then, the necessity of a minimal degree of identity derives from the fact that
worlds are never Parmenidean (unlike being as such, or the ontological situation, i.e., mathematics): they admit of absolute differences, which are thinkable within appearance only in so far as non-appearance is also thinkable.
These three arguments permit the conclusion that there exists, for every
world, a transcendental measure of the not-appearing-in-this-world, which is
evidently a minimum (a sort of zero) in the order of the evaluations of
appearance.
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Let us not forget, however, that, strictly speaking, a transcendental
measure always pertains to the identity or difference of two beings in a determinate world. When we speak of an ‘evaluation of appearance’, as we have
been doing from the start, this is only for the sake of expediency. For what is
measured or evaluated for the transcendental organization of a world is in fact
the degree of intensity of the difference of appearance between two beings in this
world, and not an intensity of appearance considered ‘in itself’.
In so far as it regards the transcendental, the thinking of the non-apparent
comes down to saying that the identity between an ontologically determinate
being and every being that really appears in a world is minimal (in other
words, nil for what is internal to this world). Since it is identical to nothing
that appears within a world, or (which amounts to the same) absolutely
different from everything that appears within it, it can be said of this being
that it does not appear within a given world. It is not there. This means that
to the extent that its being is attested, and therefore localized, it is somewhere
else, not there (it is in another world).
If this book has 256 pages – an uncertain thing at the moment of my
writing – 321 does not appear within it, because none of the numbers that
collect this paginated substance – 1 to 256, for example – can be said to be,
even in a weak sense, identical to 321, with regard to this book as world.
This consideration is not an arithmetical (ontological) one. We have
already noted that, after all, two arithmetically differentiated pages – 164 and
165, for example – can, on account of their sterile and repetitive aspect, be
considered as transcendentally ‘very identical’ in terms of the world of the
book. So that this argument, here on page 202, is ‘almost’ identical to the one
proposed on page 199. This means that under certain relations, and in terms
of the book-world in progress, the truth of the statement ‘202 equals 199’ has
some strong arguments in its favour. This is because the transcendental
causes the emergence of intra-worldly traits, whereas prior to its functioning
there are absolute ontological differences. This is all the more so in that it
plays – whence the intelligibility of the localization of beings – upon degrees
of identity: my two arguments are ‘close’, pages 164 and 165 ‘repeat’, etc.
But as concerns page 321, it is not of the book in the following sense: no
page is capable of being, whether in a strong or weak manner, identical to
page 321. In other words, supposing that one wants to force page 321 to be
co-thinkable in and for the world that is this book, one can at most say that
the transcendental measure of the identity of ‘321’ and of every page of this
book-world is nil (minimal). One will conclude that the number 321 does not
appear in this world.
The subtle point I am trying to make is that it is always through an evaluation of minimal identity that I make pronouncements about the non-
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apparent. It makes no sense to transform the judgement ‘such and such a
being is not there’ into an ontological judgement. There is no being of notbeing-there. What I can say of such a being, with respect to its localization –
with respect to its ontological situation – is that its identity with such and
such a being of this situation or this world is minimal, that is, nil according
to the transcendental of this world. Appearance, which is the local or worldly
attestation of a being, is logical through and through, and therefore relational. It follows that the non-apparent is a case of a nil degree of relation,
and never a non-being pure and simple.
If I force the supposition of a very beautiful woman – Ava Gardner, let’s
say – to participate in the world of the cloistered (or dead?) wives of Bluebeard, it is on the basis of the eventual nullity of her identity to the series of
spouses (her identity to Sélysette, Ygraine, Mélisande, Bellangère and
Alladine has the minimum as its measure), but also of the zero degree of her
identity to the other-woman of the series (Ariadne), that I will conclude that
she does not appear within it – not on the grounds of some putative ontological absurdity affecting her marriage to Bluebeard. An absurdity, moreover,
that would have been contravened had she come to play the role of Ariadne
in Maeterlinck’s opera, in which case it would have indeed been necessary –
in accordance with the transcendental of the theatre-world – to pronounce
oneself, via her acting, upon the degree of identity between ‘her’ and
Ariadne, and therefore upon her apparent-interiority to the scenic version of
the tale. This problem was already posed by Maeterlinck’s mistress, Georgette Leblanc, of whom we can legitimately ask if (and to what extent) she is
identical to Ariadne, since she claimed to be her model and even her genuine
creator; this is particularly the case when Ariadne acknowledges (in an admirable aria penned by Dukas) that most women do not want to be freed. This
identity is all the more strongly affirmed in that Georgette Leblanc, a singer,
created the role of Ariadne after having been refused that of Mélisande in
Debussy’s opera, something that wounded her greatly. Yes, it makes sense to
say that the degree of identity between (the fictional) Ariadne and (the real)
Georgette Leblanc is very high.
This is how the question of a non-nil degree of identity between Georgette
Leblanc and Ava Gardner could have arisen, or been there in a worldly
connection logically instituted between writing, love, music, theatre and
cinema. If this is not the case, it is because, in every attested world, the
transcendental identity of Ava Gardner and Bluebeard’s women takes the
minimal value that it is possible to prescribe.
It also follows from this that there is an absolute difference between the
matador Miguel Dominguin (Ava Gardner’s notorious lover) and Bluebeard.
At least this is the case in every attested world, including The Barefoot
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Contessa, Mankiewicz’s very beautiful film, where the entire question is that
of knowing whether Ava Gardner’s beauty can pass unscathed from the
matador to the prince. The film’s transcendental response is ‘no’. She dies.
As we will see, to die simply means to cease appearing, in a determinate
world.2
F. THE CONJUNCTION OF TWO APPARENTS IN A
WORLD
One of the crucial aspects of the consistency of a world is that what sustains
the co-appearance of two beings within it should be immediately legible.
What does this legibility mean? Basically, that the intensity of the appearance
of the part ‘common’ to the two beings – common in terms of appearance –
allows itself to be evaluated. What is implied, in other words, is the evaluation of what these two beings have in common in so far as they are here, in
this world.
Broadly speaking, the phenomenological or allegorical inquiry – taken here
as a subjective guide and not as truth – immediately discerns three cases.
Case 1. Two beings are there, in the world, according to a necessary
connection of their appearance. Thus, for example, a being which is the
identifying part of another. Beholding the red leafage of virgin ivy upon a
wall in autumn, I could say that it is arguably constitutive, in this
autumnal world, of the being-there of the ‘virgin ivy’. This virgin ivy in
itself nonetheless coordinates many other things, including non-apparent
ones, such as its deep and tortuous roots. In this case, the transcendental
measure of what there is in common between the being-there of the ‘virgin
ivy’ and the being-there ‘red-leafage-unfurled’ is identical to the logical
value of the appearance of the ‘red-leafage-unfurled’, because it is the
latter that identifies the former within appearance. The operation of the
‘common’ is in fact a sort of inclusive acknowledgement. A being, in so far
as it is there, carries within it the apparent identity of another, which
deploys it in the world as its part, but whose identifying intensity it in turn
realizes.
Case 2. Two beings, in the logically structured movement of their appearance, entertain a relation to a third, which is the most evident (the
‘largest’) of that to which they have a common reference, from the moment
that they co-appear in this world. Thus this country house in the autumn
evening and the blood-red leafage of the virgin ivy have ‘in common’ the
gravel band, visible near the roof as the ponderous matter of architecture,
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but also as the hollow base for the plant that creeps upon it. One will then
say that the wall of the façade is what maximally conjoins the general
appearance of the virgin ivy to the appearance – tiles and stones – of the
house.
In case 1, one of the two apparents in the autumn world (the red leafage)
was the common part of its co-appearance with the virgin ivy. In the
present case, neither of the two apparents, the house or the ivy, have this
function. A third term, which represents the stability of the world, maximally underlies the other two, and it is the stony wall of the façade.
Case 3. Two beings are situated in a single world without, however, the
‘common’ of their appearance itself being identifiable within appearance.
Or again: the intensity of appearance of what the being-there of the two
beings have in common is nil (‘nil’ obviously meaning that it is indexed to
the minimal value – the zero – of the transcendental). Such is the case with
the red leafage there before me, in the setting light of day, and – behind
me, suddenly, on the path – the furious racket of a motorcycle skidding on
the gravel. It is not that the autumnal world is dislocated, or split in two.
It is simply the case that in this world, and in accordance with the logic
that assures its consistency, what the apparent ‘red leafage’ and the
apparent ‘rumbling of the motorcycle’ have in common does not itself
appear. This means that the common here takes the value of minimal
appearance, and that since its worldly value is that of ‘unappearing’, the
transcendental measure of the intensity of appearance of the common part
is in this case zero.
The three cases, allegorically grasped according to the perspective of a
consciousness, can be objectified, independently of any idealist symbolism, in
the following way: either the conjunction of two beings-there (or the
common maximal part of their appearance) is measured by the intensity of
appearance of one of them; or it is measured by the intensity of appearance
of a third being-there; or, finally, its measure is nil. In the first case, we will
say that the worldly conjunction of two beings is inclusive (because the
appearance of the one carries with it that of the other). In the second case,
that the two beings have an intercalary worldly conjunction. In the third
case, that the two beings are disjoined.
Inclusion, intercalation and disjunction are the three modes of conjunction,
understood as the logical operation of appearance. The link that we have just
established with the transcendental measure of the intensities of appearance
is now clear. The wall of the façade appears as borne – in its appearance –
both by the visible totality of the house and by the virgin ivy, which masks,
sections and reveals it. The measure of the wall’s intensity of appearance is
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therefore certainly comparable to that of the house and the ivy. Comparable
in the sense that the differential relation between intensities is itself
measured in the transcendental. In fact, we can say that the intensity of
appearance of the stone wall in the autumnal world is ‘less than or equal to’
that of the house, and to that of the virgin ivy. And it is the ‘greatest’ visible
surface to be in this common relation to the two other beings.
Thus, in abstract terms, we have the following situation. Take two beings
that are there in a world. Each of them has a value of appearance indexed by
the transcendental of the same world; this transcendental is an ordering structure. The conjunction of these two beings – or the maximal common part of
their being-there – is itself measured in the transcendental by the greatest
value that is inferior, or equal, to both measurements of initial intensity.
Of course, it can be the case that this ‘greatest value’ is in fact nil (case 3).
This means that no part common to the being-there of the two beings is
itself there. The conjunction ‘unappears’: the two beings are disjoined.
The closer the measure of the intensity of appearance of the common part
is to the respective values of appearance of the two ‘apparents’, the more the
conjunction of the two beings is there in the world. The intercalary value in
this instance is strong. Nevertheless, this value cannot exceed that of the two
initial beings, that is, it cannot exceed the weaker of the two initial measurements of intensity. If it reaches the weaker measurement, we have case 1, or
the inclusive case. The conjunction is ‘borne’ by one of the two beings.
In its detail, the question of conjunction is slightly more complicated,
because, as we’ve already remarked, the transcendental values do not directly
measure intensities of appearance ‘in themselves’, but rather differences (or
identities). When we speak of the value of appearance of a being, we are
really designating a sort of synthetic sublation of the values of transcendental
identity between this being in this world, on the one hand, and all the other
beings appearing in the same world, on the other. I will not posit directly
that the intensity of appearance of Mélisande (one of Bluebeard’s wives) is
‘very weak’ in the opera by Maeterlinck-Dukas. Rather, I will say, on the
one hand, that her difference of appearance with respect to Ariadne is very
large (in fact, Ariadne sings constantly, while Mélisande almost not at all); on
the other, that her difference of appearance with respect to the other wives
(Ygraine, Alladine, etc.) is very weak, leading to the ‘indistinction’, in this
opera-world, of her appearance. The conjunction that I will define relates to
this differential network. I will thus be able to ask what the measure of the
conjunction between two differences is. It is this procedure that draws out
the logical ‘common’ of appearance.
Take, for example, the (very high) transcendental measure of the difference
between Mélisande and Ariadne, and the very weak one between Mélisande
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and Alladine. It is guaranteed that the conjunction, which places the term
‘Mélisande’ within a double difference, will be very close to the weaker of
the two (the one between Mélisande and Alladine). Ultimately, this means
that the order of magnitude of the appearance of Mélisande in this world is
such that, taken according to her co-appearance with Ariadne, it is barely
modified. On the contrary, the transcendental measure of Ariadne’s appearance is so enveloping that taken according to its conjunction with any one of
the other women it is drastically reduced. What enjoys power has little in
common with what appears weakly: weakness can only offer its weakness to
the ‘common’.
These conjunctive paths of the transcendental cohesion of worlds can be
taken in terms of identity as well. If, for example, we say that pages 199 and
202 of this book-world are almost identical (since they repeat the same
argument), whereas pages 202 and 205 are identical only in a very weak sense
(there is a brutal caesura in the argument), the conjunction of the two transcendental measures of identity (199/202 and 202/205) will certainly lead to
the appearance of the lowest value. In the end, this means that pages 264 and
268 are also identical in a very weak sense.
This suggests that the logical stability of a world deploys conjoined identifying (or differential) networks, the conjunctions themselves being deployed
from the minimal value (disjunction) up to maximal values (inclusion),
passing through the whole spectrum – which depends on the singularity of
the transcendental order – of intermediate values (intercalation).
G. THE REGIONAL STABILITY OF WORLDS: THE
ENVELOPE
Let us take up again, in line with our vulgar phenomenological procedure,
the example of disjunction (that is, the conjunction equal to the minimum of
appearance). At the moment when I’m lost in the contemplation of the wall
inundated by the autumnal red of the virgin ivy, behind me, on the gravel of
the path, there’s a motorcycle taking off, whose noise, whilst being there in
the world, is associated to my vision only by the nil value of appearance. Or
again: in this world, the being-there noise of the motorcycle has ‘nothing to
do’ with the being-there ‘unfurled-red’ of the ivy on the wall.
Notice that I said it’s a question of the nil value of a conjunction, and not
of a dislocation of the world. The world deploys the ‘inappearance’ in a
world of a One of the two beings-there, and not the appearance of a being
(the motorcycle) in a world other than the one which is already there. It is
now time to substantiate this point.
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In truth, the orientation of the space in question – fixed by the path
leading to the façade, the trees bordering it, and the house as what this path
moves towards – envelops both the red of the ivy and my gaze (or body), the
entire invisible aspect of the world behind me (which nevertheless leads
towards it), and finally also the noise of the motorcycle taking off. So that if I
turn around, it’s not because I imagine there is, between the world and the
incongruous noise that disjoins itself from the red of autumn, a sort of abyss
interposed between two worlds. No, I simply situate my attention, polarized
hitherto by the virgin ivy, in a wider correlation, which includes the house,
the path, the fundamental silence of the countryside, the crunch of the
gravel, the motorcycle . . .
Moreover, it is in the very movement whereby this correlation is extended
that I situate the nil value of conjunction between the noise of the motorcycle
and the brilliance of the ivy upon the wall. This conjunction is nil, but only
within an infinite fragment of this world that dominates the two terms, as
well as many others: this corner of the country in autumn, with its house,
path, hills and sky, which the disjunction between the motor and the pure
red is powerless to separate from the clouds. Ultimately, the value of appearance of the fragment of world set out by the sky and its clouds, the path and
the house, is superior to that of all the disjunctive ingredients – ivy, house,
motorcycle, gravel. This is why the synthesis of these ingredients, as
operated by the being-there of the corner of the world in which the nil
conjunction is indicated, forbids this nullity from being tantamount to a
scission of the world, that is, a decomposition of the world’s logic.
This entire arrangement can do without my gaze, without my consciousness, without my shifting attention which notes the density of the earth
under the liquidity of the sky. The regional stability of the world comes
down to this: if you take a random fragment of a given world, the beings that
are there in this fragment possess – both with respect to themselves and
relative to one other – differential degrees of appearance which are indexed
to the transcendental order of this world. The fact that nothing which
appears within this fragment, including its disjunctions (i.e. those conjunctions whose value is nil), can break the unity of the world means that the
logic of the world guarantees the existence of a synthetic value subsuming all
the degrees of appearance of the beings that co-appear in this fragment.
Consequently, we call ‘envelope’ of a part of the world, that being whose
differential value of appearance is the synthetic value appropriate to that part.
The systematic existence of the envelope presupposes that, given any
collection of degrees (which measure the intensity of appearance of beings in
a part of the world), the transcendental order entails a degree superior or
equal to all the degrees in the collection (it subsumes them all); the envelope
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is the smallest degree to enjoy this property (it ‘grips’, as closely as possible,
the collection of degrees assigned to the different beings-there of the part
under consideration).
Such is the case for the elementary experience that has served as our guide.
When I turn around in order to acknowledge that the noise of the world is
indeed ‘of this world’, that its site of appearance is ‘here’ – notwithstanding
the fact that it bears no relation to the virgin ivy on the wall – I am not
obliged to summon the entire planet, or the sky all the way to the horizon, or
even the curve of the hills on the edge of evening. It suffices that I integrate
the dominant of a worldly fragment capable of absorbing the motor/ivy
disjunction within the logical consistency of appearance. This fragment – the
avenue, some trees, the façade . . . – possesses a value of appearance sufficient
to guarantee the co-appearance of the disjoined terms within the same world.
Of this fragment, we will say that its value is that of the envelope of those
beings – strictly speaking, of the degree of appearance of these beings –
which constitute its completeness as being-there. This envelope indeed
relates to the smallest value of appearance capable of dominating the values
of the beings under consideration (the house, the gravel of the path, the red
of the ivy, the noise of the motorcycle taking off, the shade of the trees, etc.).
In the final scene of the opera that has served as our guide, Ariadne,
having cut the ropes that bind Bluebeard – who lies defeated and dumb –
prepares to go ‘over there, where they still await me’. She asks the other
wives if they wish to leave with her. They all refuse: Sélysette and Mélisande, after hesitating; Ygraine, without even turning her head; Bellangère,
curtly; Alladine, sobbing. They prefer to perpetuate their servitude to the
man. Ariadne then invokes the very opening of the world. She sings these
magnificent lines:
The moon and the stars brighten all the paths. The forest and the sea call
us from afar
and daybreak perches on the vaults of the azure, showing us a world awash
with hope.
It’s truly the power of the envelope that is here put to work, confronting
the feeble values of conservatism, in the castle that opens onto the unlimited
night. The music swells, the voice of Ariadne glides on the treble, and all the
other protagonists – the defeated Bluebeard, his five wives, the villagers – are
signified in a decisive and close-knit fashion by this lyrical transport that is
addressed to them collectively. This is what guarantees the artistic consistency of the finale, even though no conflict is resolved in it, no drama unravelled, no destiny sealed. Ariadne’s visitation of Bluebeard’s castle will
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have simply served to establish, in the magnificence of song, that beyond
every figure and every destiny, beyond things that persevere in their appearance, there is what envelops them and turns them, for all time, into a bound
moment of artistic semblance, a fascinating operatic fragment.
H. THE CONJUNCTION BETWEEN A BEING-THERE
AND A REGION OF ITS WORLD
When, distracted by the incongruous noise of the motorcycle taking off on
the gravel from my contemplation of the wall awash with the red of the ivy, I
turn, and the global unity of the fragment of this world reconstitutes itself,
enveloping its disparate ingredients, I’m really dealing with the conjunction
between the unexpected noise and the fragmentary totality – the house, the
autumn evening – to which the noise seemed, at first, altogether alien. The
phenomenological question is simple: what is the value (measured in terms of
intensity of appearance) of the conjunction? This is not, as before, the
conjunction between the noise of the motorcycle and a singular ‘apparent’
(the red unfurled on the wall); rather, it is the conjunction of this noise and
the global ‘apparent’, the envelope that is already there, i.e. this fragment of
autumnal world. The answer is that the value of the conjunction depends on
the value that measures the conjunction between the noise and all the enveloped ‘apparents’ considered one by one. Let’s suppose, for example, that
already in the autumn evening, one regularly hears – interrupted, but always
recommencing – the whirring of a chainsaw, coming from the forest that
blankets the hills. Now, the sudden noise of the motorcycle, whose conjunction with the ivy is measured by the transcendental degree zero, will entertain
with this periodic hum a conjunction which might be weak but which is not
nil. Moreover, this noise will doubtless be conjoined, in my immediate
memory, to a value which in this instance is distinctly higher: to a previous
passage of the motorcycle – not skidding, but fast and almost immediately
forgotten – which the present noise revives, in accordance with a pairing that
the new unity of this fragment of world must envelop.
Now the envelope designates the value of appearance of a region of the
world as being superior to all the degrees of appearance it contains; as
superior, in particular, to all the conjunctions it contains. Were we to ask
ourselves about the value, as being-there, of the conjunction between the
noise of the skidding motorcycle and the fragment of autumn set out before
the house, we would have to consider, in any case, all the singular conjunctions (the wall and the ivy, the motorcycle and the chainsaw, the second and
first passage of the motorcycle . . .) and posit that the new envelope is the one
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appropriate to all of them. Consequently, the envelope will have to be
superior to the minimum (to zero), superior to the value of the conjunction
of the noise and the ivy, since the value of the other conjunctions (the motorcycle and chainsaw, for example) is not nil, and the envelope dominates all
the local conjunctions.
Conceptually speaking, we will simply declare that the value of the
conjunction between an ‘apparent’ and an envelope is equal to the value of
the envelope of all the local conjunctions between this apparent and all the
‘apparents’ of the envelope in question, considered one by one.
The density of this formulation doubtless calls for another example. In our
opera-world, what is the value of conjunction between Bluebeard and that
which envelops the series of the five wives (Sélysette, Ygraine, Mélisande,
Bellangère and Alladine)? Obviously, it depends on the value of the relation
between Bluebeard and each of his wives. The opera’s thesis is that this
relation is almost invariable, regardless of the wife under consideration (this
is, after all, why the five wives are hardly discernible). Consequently, since
the value of the conjunction between Bluebeard and the serial envelope of
this region of the world (‘the wives of Bluebeard’) is the envelope of the
conjunction between Bluebeard and each of them, this value in turn will not
differ greatly from the average value of these conjunctions: since they are
close to one another, the one which dominates them in the ‘closest’ way –
and which is the highest amongst them (the opera suggests that it is the link
Bluebeard/Alladine) – is in turn close to all the others.
If we now take into account the fragment of world that comprises the five
wives and Ariadne, the situation becomes more complex. What the opera
effectively maintains, even in its musical score, is that there’s no common
measure between the Bluebeard/Ariadne conjunction and the five others. We
can’t even say that this conjunction is ‘stronger’ than the others. Were that to
be the case, the conjunction between Bluebeard and the envelope of the series
of six wives would turn out to be equal to the highest of the local conjunctions, the conjunction with Ariadne. But in actual fact, within the differential
network of the opera-world, Ariadne and the other wives are not ordered;
they are incomparable. At this point it’s necessary to look for a term that
would dominate the five very close conjunctions (Bluebeard/Sélysette, Bluebeard/Mélisande, etc.) as well as the incomparable conjunction Bluebeard/
Ariadne. The final impetus of the opera shows that this dominant term is
femininity as such, the unstable dialectical admixture of servitude and
freedom. It is this admixture, materialized by Ariadne’s departure as well as
by the abiding of the others, that envelops all the singular conjunctions
between Bluebeard and his wives, and finally, through the encompassing
power of the orchestra, functions as the envelope for the entire opera.
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I. DEPENDENCE: THE MEASURE OF THE LINK
BETWEEN TWO BEINGS IN A WORLD
The system of operations comprising the minimum, the conjunction and the
envelope is phenomenologically complete. This principle of completeness
comes down to the supposition that every logical relation within appearance
(i.e. every mode of consistency of being-there) can be derived from the three
fundamental operations.
Vulgar phenomenology, which here serves as our expository principle –
much as Aristotle’s logic served Kant in the Critique of Pure Reason – makes
much of relations of causality or dependence of the following type: if such
and such an ‘apparent’ is in a world with a strong degree of existence, then
such and such another ‘apparent’ equally insists within it. Or, alternatively:
if such and such a being-there manifests itself, it prohibits such and such
another being-there from insisting in the world. And finally, if Socrates is a
man, he is mortal. Thus, as far as colour is concerned, the chromatic power
of the virgin ivy upon the wall weakens the chalky manifestation of the wall
of the façade. Or again, the intensity of Ariadne’s presence imposes, by way
of contrast, a certain monotony in the song of Bluebeard’s five wives.
Can the support for this type of connection – physical causality or, in
formal logic, implication – be exhibited on the basis of the three operations
that constitute transcendental algebra? The answer is yes.
We will now introduce a derivative transcendental operation, dependence,
which will serve as the support for causal connections in appearance, as well
as for the famous implication of formal logic. The ‘dependence’ of an
‘apparent’ A with regard to another ‘apparent’ B is the ‘apparent’ of the
greatest intensity that can be conjoined to the first whilst remaining beneath the
intensity of the second. Dependence is thus the envelope of those beings-there
whose conjunction with the first being, (A), remains lesser in value than their
conjunction with the second, (B). The stronger B’s dependence with regard to
A, the greater the envelope. This means that there are beings whose degree
of appearance is very high in the world under consideration, but whose
conjunction with A remains inferior to B.
Let’s consider once again the red virgin ivy upon the wall and the house in
the setting sun. It’s clear, for instance, that the wall of the façade, conjoined
to the ivy that covers it, produces an intensity which remains inferior to that
of the house as a whole. Consequently, this wall will enter into the dependence of the house with regard to the virgin ivy. But we can also consider the
gilded inclination of the tiles beneath the ivy: its conjunction with the ivy is
not nil, and remains included in (and therefore inferior to) the intensity of
the appearance of the house as a whole. The dependence of the house with
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regard to the ivy will envelop these two terms (the wall, the roof ) and many
others. It is thus that even the far-away whirring of the chainsaw will be part
of it. For as we’ve said, the conjunction of the chainsaw with the red of the
ivy was equal to the minimum, and the minimum, as the measure of the inapparent, is surely inferior to the value of appearance of the house as such.
In effect, for a reason that can only be fully illuminated under the stark
light of formalization, the dependence of the being-there ‘house’ with regard
to the being-there ‘red virgin ivy’ will be the envelope of the entire autumnal
world.
Is the word ‘dependence’ pertinent here? Definitely. For if a being –
‘strongly’ depends on A – i.e. the transcendental measure of its dependence
is high – it is because one is able to conjoin ‘almost’ the entire world to A
whilst nevertheless remaining beneath the value of appearance of B. In
brief, if something general enough holds for A, then it holds a fortiori for
B, since B is considerably more enveloping than A. Thus what holds (in the
global terms of appearance) for the virgin ivy – one can see it from afar, it
glimmers with the reflections of the evening, etc. – holds at once for the
house, whose dependence with regard to the ivy is very high (maximal, in
fact). ‘Dependence’ means that the predicative or descriptive situation of A
holds almost entirely for B, once the transcendental value of dependence is
high.
It is possible to anticipate some obvious properties of dependence in the
light of the foregoing discussion. Specifically, the property whereby the
dependence of a degree of intensity with relation to itself is maximal; since
the predicative situation of being A is absolutely its own, the value of this
‘tautological’ dependence must necessarily be maximal. A formal exposition
will deduce this property, and some others, from the sole concept of dependence.
Besides dependence, another crucial derivation concerns negation. Of
course, we have already introduced a measure of the inapparent as such: the
minimum. But are we in a position to derive, on the basis of our three operations, the means to think, within a world, the negation of a being-there of
this world? This question warrants a complete discussion in its own right.
J. THE REVERSE OF AN APPARENT IN THE WORLD
We shall show that, given a degree of appearance of a being, we can define
the reverse of this degree, and therefore the support for logical negation (or
for negation in appearance) as a simple consequence of our three fundamental
operations.
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First of all, what is a degree of appearance which is ‘external’ to another
given degree? It is a degree whose conjunction with the given degree is equal
to zero (to the minimum). In our example, this is the case with the degree of
appearance of the motorcycle noise with respect to that of the red of the
virgin ivy.
Now, what is the region of the world external to a given ‘apparent’? It is
the region that assembles all those ‘apparents’ whose degree of appearance is
external to the degree of appearance of the initial being-there. Thus, with
regard to the red upon the autumnal wall, this region would include the
disparate collection of degrees of noise belonging to the skidding motorcycle,
but also the trees upon the hill behind me, the periodic whirring of the
chainsaw, perhaps even the whiteness of the gravel, or the vanishing form of
a cloud, and so on. But doubtless this is not the case for the stony wall, too
implicated by the ivy, or for the roof-tiles struck with the rays of the setting
sun: these data are not ‘without relation’ to the colour of the ivy, their
conjunction with it does not amount to nil.
Finally, once we’re given the heterogeneous set of beings that are there, in
the world – but which in terms of their appearance have nothing in common
with the scarlet ivy – what is it that synthesizes their degrees of appearance
and dominates all their measures in the closest possible way? The envelope of
the set. In other words, that being whose degree of appearance is superior or
equal to those of all the beings that are phenomenologically foreign to the
initial being (in this case, the virgin ivy). This envelope will prescribe with
precision the reverse of the virgin ivy, in the world ‘an autumn evening in
the country’.
We shall call ‘reverse’ of the degree of appearance of a being-there in a world,
the envelope of that region of the world comprising all the beings-there whose
conjunction with the first has a value of zero (the minimum).
Given an ‘apparent’ in the world (the gravel, the trees, the cloud, the
whirring of the chainsaw . . .), its conjunction with the scarlet ivy is always
transcendentally measurable. We always know whether its value is or is not
the minimum, a minimum whose existence is required by every transcendental order. Finally, given all the beings whose conjunction with the ivy is
nil, the existence of the envelope of this singular region is guaranteed by the
principle of the regional stability of worlds. Now, this envelope is by definition the reverse of the scarlet ivy. Therefore it’s clear that the existence of
the reverse of a being is really a logical consequence of the three fundamental
parameters of being-there: minimality, conjunction and the envelope.
It’s remarkable that what will serve to sustain negation in the order of
appearance is the first consequence of the transcendental operations, and in
no sense represents an initial parameter. Negation, in the extended and
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‘positive’ form of the existence of the reverse of a being, is a result. We can
say that once the being of being-there – i.e., appearance as constrained by the
logic of a world – is at stake, the reverse of a being exists, in the sense that
there exists a degree of appearance ‘contrary’ to its own.
Once again, it’s worth following this derivation closely.
Take the character of Ariadne, at the very end of Bluebeard and Ariadne,
when she leaves by herself – the other wives having refused to be freed from
the tie of love and slavery that binds them to Bluebeard. At this point in the
opera, what is the reverse of Ariadne? Bluebeard, more fascinated than ever
by the splendid freedom of the one he was not able to enslave, maintains a
silence about which it can be argued that it is internal to the explosion of
feminine song, so that the value of the conjunction Bluebeard/Ariadne is
certainly not nil. The conjunction of the surrounding villagers – who have
captured then subsequently freed Bluebeard, who no longer obey anyone but
Ariadne, and who tell her: ‘Lady, truly, you are too beautiful, it’s not
possible . . . ’ – is certainly not equal to zero either. The Midwife is like an
exotic part of Ariadne herself, her body without concept. In fact, at the very
moment of the extreme declaration of freedom, when Ariadne sings ‘See, the
door is open and the country is blue’, those who subjectively have nothing in
common with Ariadne, who make up her exterior, her absolutely heterogeneous feminine ‘ground’, are Bluebeard’s women, who can only think the
relationship to man in the categories of conservation and identity. They
thereby manifest their radical foreignness vis-à-vis the imperative to which
Ariadne subjects the new feminine world – the world that opens up, contemporaneous with Freud, at the beginning of the century (the opera dates from
1906). Bluebeard’s women manifest this foreignness through their refusal,
their silence or their anxiety. Consequently, it is musically evident that the
reverse of Ariadne’s triumphal song, with which the men (the villagers and
Bluebeard) paradoxically identify, is to be sought in the five wives: Ygraine,
Mélisande, Bellangère, Sélysette and Alladine. And since the envelope of the
group of the five wives is already given – as we’ve noted – by the degree of
existence of Alladine, which is very slightly superior to the degree of the four
others, we can conclude the following: in the world of the opera’s finale, the
reverse of Ariadne is Alladine.
The proof is provided in the staging of this preferential negation. I quote
from the very end of the libretto:
ARIADNE: Will I go alone, Alladine?
[At the sound of these words, Alladine runs to Ariadne, throws herself in her
arms, and, wracked by convulsive sobs, holds her tightly and feverishly for a
long while.
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Ariadne embraces her in turn and disentangles herself gently, still in tears.
Stay too, Alladine . . . Goodbye, be happy . . .
She moves away, followed by the Midwife. – The wives look at each other,
then look at Bluebeard, who is slowly raising his head. – A silence ensues.
THE END
We can see that the opera-world attains its silent border, or the explosion just
before silence, when the solitude of this woman, Ariadne, separates itself in
tears from its feminine reverse.
Dukas, who wrote a strange and vaguely sarcastic note about his own
opera, which was published in 1936 after his death, was perfectly well aware
that the group of Bluebeard’s five wives constituted the negative of Ariadne.
As he wrote, Ariadne’s relationship to these wives is ‘clear if one is willing to
reflect that it rests on a radical opposition, and that the whole subject is
based on Ariadne’s confusion of her own desire for freedom in love with the
scant need for it felt by her companions, born slaves of the desire of their
opulent torturer’. And, as he adds, referring to the final scene we have just
quoted: ‘It is there that the absolute opposition between Ariadne and her
companions will become pathetic, through the collapse of the freedom that
she had dreamed for them all.’
Dukas will declare that Alladine synthesizes this feminine reverse of
Ariadne, this absolute and latent negation, in a manner adequate to the
effects of the art of music: indeed, he writes that Alladine, at the moment of
separation, is ‘the most touching’.
K. THERE EXISTS A MAXIMAL DEGREE OF
APPEARANCE IN A WORLD
This is a consequence that combines the (axiomatic) existence of a
minimum, which is responsible for measuring the non-appearance of a being
in a world, and the (derived) existence of the reverse of any given transcendental degree. What, in effect, can measure the degree of appearance which
is the reverse of the minimal degree? What is the value of the reverse of the
unapparent? Well, its value is that of the ‘apparent’ as such, the indubitable
‘apparent’; in short, the apparent whose being-there in the world is absolutely attested to. Such a degree is necessarily maximal. This is because
there cannot be a degree of appearance superior to the one that validates
appearance as such.
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The transcendental maximum is attributed to the being that is absolutely
there.
For example, the number 633 ‘inappears’ with regard to the pagination of
this book. Its transcendental value in the world ‘pages of this book’ is nil. If
we look for the reverse of this measure, we shall first find all of those pages
which themselves are in the book, and whose conjunction with 633 is consequently and necessarily nil (they cannot discuss the same thing, contradict it,
return to it, etc.), because it is not of the book. But what envelops all the
numbers of the book’s pages? It is the ‘number of pages’ of the book, which
is really the number affecting the last page. Let’s say that it’s 256. We can
then clearly see that the reverse of the minimum of appearance, affecting the
number 633 as ‘zero-in-terms-of-the-book’, is none other than 256, the
maximum number of pages of the book. In fact, 256 is the ‘number of the
book’ in the sense that every number less than or equal to 256 marks a page.
It is the transcendental maximum of pagination and the reverse of the
minimum, which instead indexes every number that is not of the book (in
fact, every number greater than 256).
The existence of a maximum (here deduced as the reverse of a minimum)
is a worldly principle of stability. Appearance is not infinitely amendable;
there is no infinite ascension towards the light of being-there. The maximum
of appearance distributes, unto the beings indexed to it, the calm and equitable certainty of their worldliness.
This is also because there is no Universe, only worlds. In each and every
world, the immanent existence of a maximal value for the transcendental
degrees signals that this world is never the world. The power of localization
held by the being of a world is determinate: if a being appears in this world,
this appearance possesses an absolute degree; this degree marks, for a given
world, the being of being-there.
L. WHAT IS THE REVERSE OF A MAXIMAL DEGREE
OF APPEARANCE?
There is no doubt that this point is better clarified by formal exposition than
by the artifices of phenomenology. The limitations of phenomenology
notwithstanding, it is interesting to enter the problem by way of the
following remark: the conjunction between the maximum – the existence of
which we have just established – and any transcendental degree is equal to
the latter. That the reverse of the maximum is the minimum is but a consequence of this remark.
Take the world ‘end of an autumn afternoon in the country’. The degree of
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maximal appearance measures appearance as such, i.e. the entire world to the
extent that it allows for a measurement of appearance. We can say that the
maximum degree fixes the ‘there’ of being-there in its immovable certainty.
In short, it is the measure of the autumnal envelopment of the entire scene,
its absolute appearance, without the cut provided by any kind of witness.
What the poets seek to name as the ‘atmospheric’ quality of the landscape, or
the painters as general tonality, here subsumes the singular chromatic gradations and the repetition of lights and shades.
It’s obvious that what this enveloping generality has in common with a
singular being-there of the world is precisely that this being is there, with the
intensity proper to its appearance. Thus the red of the ivy, which the setting
sun strikes horizontally, is an intense figure of the world. But this intensity,
when related to the entire autumnal scene that includes it and conjoined to
this total resource of appearance, is simply identified, repeated, restored to
itself. As a result, it’s true that the conjunction of a singular intensity of
appearance and of maximal intensity simply returns the initial intensity.
Conjoined to the autumn, the ivy is its red, which was already there as ‘ivyin-autumn’.
Likewise, in the finale of the opera, we know that the femininity-song that
rises from Ariadne, in the successive waves of music – after the sad ‘be
happy’ that she bequeaths to the voluntary servitude of the other wives – is
the supreme measure of artistic appearance in this opera-world. Which is to
say that, once related back to this element that envelops all the dramatic and
aesthetic components of the spectacle, once conjoined to its transcendence
which carries the ecstatic and grave timbre of the orchestra, the wives,
Ariadne and Bluebeard are simply the captive repetition of their own thereidentity, the scattered material for a global supremacy which has been
declared at last.
Consequently, the equation (‘The conjunction of the maximum and a
degree is equal to this degree’) is phenomenologically unimpeachable. But if
this is indeed the case, the fact that the reverse of the supreme measure – of
the maximum transcendental degree – is also the inapparent is itself a matter
of course. For this reverse, by definition, must have nothing in common with
that of which it is the reverse; its conjunction with the maximum must be nil.
But this conjunction, as we have just seen, is nothing but the reverse itself. It
is therefore for the reverse that the degree of appearance in the world is nil; it
is the reverse that ‘unappears’ in this world.
How could anything at all within the opera not bear any relation to the
ecstatic finale, when precisely all the ingredients of the work – themes,
voices, meaning, characters – relate to it and insist within it with their latent
identity? Only what has never appeared in this opera can have a conjunction
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with its finale equal to zero. Therefore, the only transcendental degree
capable of figuring the reverse of the skies opened up in this final moment by
Dukas’ orchestra is indeed the minimal degree.
It is thereby guaranteed that, in any transcendental whatsoever, the reverse
of the maximum is the minimum.
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CHAPTER17
Hegel and the Whole
A. HEGEL AND THE QUESTION OF THE WHOLE
Hegel is without doubt the philosopher who has gone farthest in the interiorization of Totality into every movement of thought, even the smallest. One
could argue that whereas we locate the starting point of a transcendental
theory of worlds in the statement ‘There is no Whole’, Hegel guarantees the
inception of the dialectical odyssey by positing that ‘There is nothing but the
Whole.’ It is of the greatest interest to examine the consequences of an axiom
so radically opposed to the inaugural axiom of our own work on the logics of
appearing. But this interest cannot reside in a simple extrinsic comparison, or
in a comparison of results. What is decisive here is following the movement
of the Hegelian idea, that is, to accompany it at the very moment in which it
explicitly prescribes the method of thinking.
In our case, the inexistence of the Whole fragments the exposition of
thought by means of concepts which, however tightly linked, all lead back to
the fact that situations, or worlds, are disjoined, or to the assertion that the
only truth is a local one. As we shall see, this culminates in the complex
question of the plurality of eternal truths. For Hegel, totality as selfrealization is the unity of the True. The True is ‘self-becoming’ and must be
thought ‘not only as substance, but also and at the same time as subject’.1
Which is to say that the True gathers its immanent determinations – the
stages of its total unfolding – in what Hegel calls the absolute idea. If the
difficulty, for us, is that of not slipping into relativism (since there are
truths), the difficulty for Hegel, since truth is the Whole, is that of not
slipping either into the (subjective) mysticism of the One or into the (objective) dogmatism of Substance. Regarding the first, whose principal advocate
is Schelling, he will say that the one ‘who wants to find himself beyond and
immediately within the absolute, has no other knowledge before himself than
that of the empty negative, the abstract infinite’.2 Of the second, whose principal advocate is Spinoza, he will say that it remains ‘an extrinsic thought’.
Of course, Spinoza’s ‘true and simple insight’ – that ‘determinacy is
negation’ – ‘grounds the absolute unity of substance’.3 Spinoza saw perfectly
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that every thought must presuppose the Whole as containing within itself, by
self-negation, all determinations. But he masked the subjective absoluteness of
the Whole, which alone guarantees integral immanence: ‘its substance does
not itself contain the absolute form, and the knowing of this substance is not
an immanent knowing’.4
Ultimately, the Hegelian challenge can be summed up in three principles:
– The only truth is that of the Whole.
– The Whole is a self-unfolding, and not an absolute-unity external to
the subject.
– The Whole is the immanent arrival of its own concept.
This means that the thought of the Whole is the effectuation of the Whole
itself. Therefore, what exhibits the Whole within thought is nothing other
than the path of thinking, that is to say its method. Hegel is the methodical
thinker of the Whole. It is indeed with regard to this point that he brings his
immense metaphysico-ontological book, the Science of Logic to a close:
The method is the pure concept that relates itself only to itself; it is therefore the simple self-relation that is being. But now it is also fulfilled being,
the concept that comprehends itself, being as the concrete and also absolutely
intensive totality. In conclusion there remains only this to be said about
this Idea, that in it, first, the science of logic has grasped its own concept.
In the sphere of being, the beginning of its content, its concept appears as a
knowing in a subjective reflection external to that content. But in the Idea
of absolute cognition the concept has become the Idea’s own content. The
Idea is itself the pure concept that has itself for subject matter and which,
in running itself as subject matter through the totality of its determinations, develops itself into the whole of its reality, into the system of
Science, and concludes by apprehending this process of comprehending
itself, thereby superseding its standing as content and subject matter and
cognizing the concept of Science.5
This text calls for three remarks.
(a) Against the idea (which I uphold) of a philosophy perennially conditioned by external truths (mathematical, poetic, political, etc.), Hegel
brings the idea of an unconditionally autonomous speculation to its
culmination: ‘the pure concept that is in relation only to itself ’ articulates
at once, in its simple (and empty) form, the initial category, that of being.
To place philosophy under the immanent authority of the Whole is also
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to render possible and necessary its self-founding, since it must be the
exposition of the Whole, identical to the Whole as exposition (of itself).
(b) However, the movement of this self-founding goes from (apparent) exteriority to (true) interiority. The beginning, because it is not yet the Whole,
seems foreign to the concept: ‘In [. . .] being [. . .] its concept appears as a
knowing [. . .] external to that content.’ But through successive subsumptions, thinking appropriates the movement of the Whole as constituting
its own being, its own identity: ‘in the Idea of absolute cognition the
concept has become the Idea’s own content’. The absolute idea is ‘itself
the pure concept that has itself for subject matter and which [runs] itself
[. . .] through the totality of its determinations [. . .] into the system of
Science’. Moreover, it is not only the exposition of this system, it is its
completed reflection and ends up ‘cognizing the concept of Science’.
Here one can see that the axiom of the Whole leads to a figure of
thought as the saturation of conceptual determinations – from the
exterior toward the interior, from exposition toward reflection, from form
toward content – as one comes to possess, in Hegel’s vocabulary, ‘fulfilled
being’ (das erfüllte Sein) and the ‘concept comprehending itself’. This is
absolutely opposed to the axiomatic and egalitarian consequences of the
absence of the Whole. For us it is impossible to order worlds hierarchically, or to saturate the dissemination of multiple-beings. For Hegel, the
Whole is also a norm; it provides the measure of where thought finds
itself; it configures Science as system.
Of course, we share with Hegel a conviction about the identity of being
and thought. But for us this identity is a local occurrence, and not a totalized result. We also share with Hegel the conviction of a universality of
the True. But for us this universality is guaranteed by the singularity of
truth-events, and not by the fact that the Whole is the history of its
immanent reflection.
(c) Hegel’s inaugural word is ‘being as concrete totality’ (konkrete Totalität).
The axiom of the Whole comes down to distributing thought between
purely abstract universality and the ‘intensive-pure-and-simple’ which
characterizes the concrete; between the Whole as form and the Whole as
internalized content. The upshot of the theorem of the non-Whole is an
entirely different distribution of thought, according to a threefold
register: the thinking of the multiple (mathematical ontology), the
thinking of appearance (logic of worlds); and true-thinking (post-evental
procedures).
Of course, triplicity is also a major Hegelian theme. But for Hegel it is
the triple of the Whole: the immediate, or the-thing-according-to-itsbeing; mediation, or the-thing-according-to-its-essence; the surmounting
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of mediation, or the-thing-according-to-its-concept. Or the beginning
(the Whole as the pure edge of thought); patience (the negative labour of
internalization); and the result (the Whole in and for itself).
The triple of the non-Whole, which we propose, goes as follows: indifferent multiplicities, or ontological unbinding; worlds of appearance, or
the logical link; procedures of truth, or subjective eternity.
Hegel remarks that the thoroughgoing cognition of the triple of the
Whole makes four: this is because the Whole itself, as the immediacy-ofthe-result, is still beyond its dialectical construction. Similarly, in order
for truths (3) to supplement the worlds (2) of which the pure multiple is
being (1), we need a vanishing cause, which is the exact opposite of the
Whole: an abolished flash, which we call the event, and which counts as 4.
B. BEING-THERE AND THE LOGIC OF THE WORLD
Hegel thinks with altogether unique incisiveness the correlation between the
local externalization of being (being-there) on the one hand, and the logic of
determination as the coherent figure of the situation of being on the other.
This is one of the first dialectical moments of the Science of Logic; one of
those moments that fix the very style of thinking.
First of all, what is being-there? It is that being which is determined by its
coupling with what it is not. Just as, for us, multiple-being separates itself
from its pure being once it is assigned to a world, for Hegel, being-there ‘is
not simple being, but being-there’. He then establishes a gap between pure
being (‘simple being’) and being-there, a gap that comes down to the fact
that being is determined by what within it, it is not, and therefore by nonbeing: ‘According to its becoming, being-there is in general being with nonbeing, but in such a way that this non-being is assumed in its simple unity
with being; being-there is being determined in general.’6 We can pursue this
parallel further. For us, once it is posited – not only in the mathematical
rigidity of its multiple-being, but also in and through its worldly localisation
– being is given simultaneously as that which is other than itself and other
than others. Whence the necessity of a logic that could integrate and confer
consistency upon these differentiations. For Hegel too, the immanent emergence of determination – that is, of the specified negation of a being-there –
means that being-there becomes being-other. With regard to this point,
Hegel’s text is quite remarkable:
[N]on-being is not negative determinate being in general, but another, and
more specifically – seeing that being is differentiated from it – at the same
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time a relation to its negative determinate being, a being-for-other. Hence
being-in-itself is, first, a negative relation to the negative determinate
being, it has the otherness outside it and is opposed to it; in so far as something is in itself it is withdrawn from otherness and being-for-other. But
secondly it has also present in it non-being itself, for it is itself the nonbeing of being-for-other. But being-for-other is, first, a negation of the
simple relation of being to itself which, in the first instance, is supposed to
be determinate being and something; in so far as something is in another
or is for another, it lacks a being of its own. But secondly, it is not negative
determinate being as pure nothing; it is negative determinate being which
points to being-in-itself as to its own being which is reflected into itself,
just as, conversely, being in itself points to being-for-other.7
Of course, the assertion that being-there is essentially ‘being-for-other’
requires a logical set-up that will lead – via the exemplary dialectic between
being-for-another-thing and being-in-itself – toward the concept of reality.
Reality is in effect the moment of the unity of being-in-itself and of beingother, or the moment in which determined being possesses in itself the ontological support of every difference from the other; what Hegel calls beingfor-another-thing. And for us too, the ‘real’ being is the one which, locally
appearing (within a world), is at the same time its own multiple-identity –
the identity defined by rational ontology – and the various degrees of its
difference from other beings in the same world. Thus we agree with Hegel
that the moment of the reality of a being is that in which being, locally effectuated as being-there, is identity with itself and with others as well as difference from itself and from others. Hegel’s formula is superb, declaring that
‘Being-there as reality, is the differentiation of itself into being-in-itself and
being-for-other.’8
The title of Hegel’s book alone suffices to prove that ultimately what regulates all this is a logic – the logic of the actuality of being. This is accompanied by the affirmation according to which, on the basis of this being-there,
‘determinacy will no longer detach itself from being’, for – this is the decisive
point – ‘the true that now finds itself as ground is this unity of non-being
with being’.9 And in effect, as far as we’re concerned, what is exposed to
thought in the (transcendental) logic of the appearance of beings is a regulated play of multiple-being ‘in itself ’ and of its variable differentiation.
Logic, qua consistency of appearance, organizes the aleatory unity – under
the law of the world – of the mathematical capture of a being and the local
evaluation of its relations with itself as well as others.
If our speculative agreement with Hegel is so manifest here, it is obviously
because for him being-there remains a category that is still very far from
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being saturated, and very far from attaining the internalization of the Whole.
As is so often the case, we will admire in Hegel the power of local dialectics,
the precision of the logical fragments in which he articulates some fundamental concepts (in this instance, being-there and being-for-another).
Note that we could also have anchored our comparison in the dialectic of
the phenomenon, rather than in that of being-there. Unlike us, in effect,
Hegel does not identify being-there (the initial determination of being) with
appearance (which for him is a determination of essence). Nonetheless, the
logical constraint that leads from being-there to reality is practically the same
as the one that leads from appearance to ‘the essential relation’. Just as we
posit that the logical legislation of appearance is the constitution of the singularity of a world, Hegel posits that:
1. Essence appears, and becomes real appearance.
2. Law is essential appearance.
The idea is a profound one, and it has inspired us. We must understand, at
the same time, that appearance, albeit contingent with regard to the multiple
composition of beings, is absolutely real; and that the essence of this real is
purely logical.
However, unlike Hegel, we do not posit the existence of a ‘kingdom of
laws’, and even less that ‘the existent world in and for itself is the totality of
existence; there is nothing else outside of it’.10 For us, it is of the essence of
the world not to be the totality of existence, and to endure, outside of itself,
the existence of an infinity of other worlds.
C. HEGEL CANNOT ACCEPT A MINIMAL
DETERMINATION
For Hegel, there can be neither a minimal (or null) determination of the
identity between two beings, nor an absolute difference between two beings.
On this point Hegel’s doctrine is thus the exact opposite of our own, which
instead deploys the absolute intra-worldly difference between two beings
from the ‘null’ measure of their identity. This opposition between dialectical
logic and the logic of worlds is illuminating because it is constructive, as is
every opposition (Gegensatz) for Hegel. For him, in effect, opposition is
nothing less than ‘the unity of identity and diversity’.11
The question of a minimum of identity between two beings, or between a
being and itself, cannot have a meaning for a thought that assumes the being
of Whole, for if there is a Whole there is no non-apparent as such. A being
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can fail to appear in a given world, but it is inconceivable that it would not
appear in the Whole. This is why Hegel always insists on the immanence and
proximity of the absolute in any given being. This means that the being-there
of every being consists in having to appear as a moment of the Whole. For
Hegel, appearance is never measurable by zero.
Of course, there can be variable intensities. But beneath this variation of
appearance there is always a fixed determination that affirms the thing as
such in accordance with the Whole.
Consider this passage, at once sharp and subtle, which is preoccupied with
the concept of magnitude:
A magnitude is usually defined as that which can be increased or diminished.
But to increase means to make the magnitude more, to decrease, to make
the magnitude less. In this there lies a difference of magnitude as such from
itself and magnitude would thus be that of which the magnitude can be
altered. The definition thus proves itself to be inept in so far as the same
term is used in it which was to have been defined. . . . In that imperfect
expression, however, one cannot fail to recognize the main point involved,
namely the indifference of the change, so that the change’s own more and
less, its indifference to itself, lies in its very concept.12
The difficulty here derives directly from the inexistence of a minimal
degree, which would permit the determination of what possesses an effective
magnitude. Hegel is then bound to posit that the essence of change in magnitude is Magnitude as the element ‘in itself’ of change. Or that far from taking
root in the localized prescription of a minimum, the degrees of intensity (the
more and the less) constitute the surface of change, considered as the
immanent power of the Whole within each thing. In my own work, I subordinate appearance as such to the transcendental measure of the identities
between a being and all the other beings that are-there within a determined
world. Hegel instead subordinates this measure (the more/less, Mehr Minder)
to the absoluteness of the Whole, which governs the change within each thing
and elevates it to the level of concept.
In my own doctrine, the degree of appearance of a being finds its real in
minimality (the zero), which alone authorizes the consideration of its magnitude. For Hegel, on the contrary, the degree has its real in the (qualitative)
change that avers the existence of the Whole, consequently there is no
conceivable minimum of identity.
Now, that there exists in every world an absolute difference between
beings (in the sense of a null measure of the intra-worldly identity of these
beings or of a minimal degree of identity of their being-there) is yet another
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thing that Hegel is not going to allow. He calls this thesis (which he considers
to be false) ‘the proposition of diversity’. It declares that ‘Two things are not
perfectly equal.’ In his eyes the essence of this thesis is to produce its own
‘dissolution and nullity’. Here is Hegel’s refutation:
This involves the dissolution and nullity of the proposition of diversity.
Two things are not perfectly equal; so they are at once equal and unequal;
equal, simply because they are things, or just two, without further qualification – for each is a thing and a one, no less than the other – but they are
unequal ex hypothesi. We are therefore presented with this determination,
that both moments, equality and inequality, are different in One and the
same thing, or that the difference, while falling asunder, is at the same time
one and the same relation. This has therefore passed over into opposition.13
We encounter here the classical dialectical movement whereby Hegel
sublates identity in and by difference itself. From the inequality between two
things we derive the immanent equality for which this inequality exists. For
example, things only exhibit their difference in so far as each is One by
differentiating itself from the other, and therefore – from this vantage point –
is the same as the other.
This is precisely what the minimality clause, as the first moment of the
phenomenology of being-there, renders impossible for us. Of course, we do
not adopt, any more than Hegel, ‘the proposition of diversity’. It is possible
that in a given world two beings may appear to be absolutely equal. Neither
do we proceed to a sublation of the One of the two beings; we do not exhibit
anything as ‘One and the same thing’: it might be the case be that in a given
world two beings will appear as being absolutely unequal. There can be
Two-without-One (I am convinced that this is the great problem of amorous
truths).
All of this follows from the fact that, for us, the clause of the non-being of
the Whole irreparably disjoins the logic of being-there (degrees of identity,
theory of relations) from the ontology of the pure multiple (the mathematics
of sets). Whereas Hegel’s aim, as prescribed by the axiom of the Whole, is to
attest, for any given category (in this instance, the equality of beings), its
unified onto-logical character.
D. THE APPEARANCE OF NEGATION
Hegel confronts with his customary impetuousness the centuries-old problem
whose obscurity we have already underlined: what becomes, not of the
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negation of being, but of the negation of being-there? How can negation
appear? What is negation, not in the guise of Nothingness, but in that of a
non-being within a world, and in accordance with the logic of this world? In
Hegel’s post-Kantian vocabulary, the most radical form of this question will
be the following: what becomes of the phenomenal character of the negation
of a phenomenon?
For Hegel, the phenomenon is ‘essence in its existence’, that is, to adopt
his vocabulary, a being-determined-in-its-being (a pure multiplicity) in so far
as it is there, in a world. Consequently, the negation of a phenomenon thus
conceived will constitute an essential negation of existence. In effect, it’s easy
to see how Hegel will make the fact that essence is at once internal to the
phenomenon but also alien to it (because the phenomenon is essence, but
only in so far as the essence exists) ‘labour’ within the phenomenon itself.
We will therefore be able to observe the inessential aspect of phenomenality
(existence as pure external diversity) enter into contradiction with the
essence whose phenomenon is existence, the immanent unity of this diversity.
Thus, the negation of the phenomenon will be its subsisting-as-one within
existential diversity. This is what Hegel calls the law of the phenomenon.
The solution of the problem is therefore the following: the negation of the
phenomenon is to be found in the fact that every phenomenon has a law.
One can clearly see here that (as is the case with our own concept of the
reverse) negation itself remains a positive and intra-worldly given.
Here is how Hegel articulates the negative passage from phenomenal diversity to the unity of law:
The phenomenon is at first existence as negative self-mediation, so that the
existent is mediated with itself through its own non-subsistence, through an
other, and, again, through the non-subsistence of this other. In this is
contained first, the mere illusory being and the vanishing of both, the unessential phenomenon; secondly, also their permanence or law; for each of the
two exists in this sublating of the other; and their positedness as their negativity is at the same time the identical, positive positedness of both. This
permanent subsistence which the phenomenon has in law, is therefore,
conformable to its determination, opposed, in the first place, to the immediacy of being which existence has.14
It’s obvious that the phenomenon, as the non-subsisting of essence, is
nothing but ‘the being and the vanishing’, the appearing and the disappearing. But it nonetheless supports the permanence of the essence of which
it is existence, as its internal other. This proper negation of phenomenal nonsubsisting by the permanence of the essence within it is the law. Not simply
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essence, but the essence that has become the law of the phenomenon, and
thereby the positivity of appearing-disappearing.
Thus the sun-drenched vine in the autumn evening is the pure phenomenon for the essential ‘autumn’ that it harbours within it, the autumn as the
compulsory chemistry of the leaves. Its appearing-red is certainly the inessential aspect of this vegetable chemistry, but it also attests to its permanence
as the invariable negation of its own fugacity. Finally, the autumn law of
plants, the chemistry that rules that at a given temperature a given pigmentation of the leafage is necessary, is the immanent negation, on the wall of the
house, of the phenomenon ‘red of the vine’. It is the invisible invariable of
the fugacity of the visible. As Hegel says, ‘the realm of laws is the stable
image of the phenomenal world’.15
What we must concede to Hegel can be summarized in two points:
1. The negation of a phenomenon cannot be its annihilation. This negation
must itself be phenomenal; it must be a negation of the phenomenon. It
must touch upon what is apparent in appearance, upon the existence of
appearance, and not be carried out as a simple suppression of its being.
In the positivity of the law of the phenomenon, Hegel perceives intraworldly negation. Obviously, I’m proposing an entirely different concept,
that of the reverse of a being-there. Or, more precisely: the reverse of a
transcendental degree of appearance. But Hegel and I agree upon the
affirmative reality of ‘negation’, once one decides to operate according to
a logic of appearance. There is a being-there of the reverse, just like there
is a being-there of law. Law and reverse are by no means related to Nothingness.
2. Phenomenal negation is not classical. In particular, the negation of
negation is not equivalent to affirmation. For Hegel, law is the negation of
the phenomenon, but the negation of the law in no way brings back the
phenomenon. In the Science of Logic, this second negation in fact opens
onto the concept of actuality.
Similarly, if Alladine is the reverse of Ariadne, the reverse of Alladine
is not Ariadne. Rather, as we’ve suggested, it is the feminine-song
grasped in its own accord.
The similarities, however, stop there. For in Hegel, the negation of the
phenomenon is invariably the effectuation of the contradiction that constitutes the phenomenon’s immediacy. If law comes about as the negation of
the phenomenon, if, as Hegel says, ‘the phenomenon finds its contrary in the
law, which is its negative unity’,16 it is ultimately because the phenomenon
contains the contradiction of essence and existence. The law is the unity of
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essence returning through negation in the dispersion of its own existence.
For Hegel, there is an appearance of negation, because appearance, or existence, is internally its other, essence. Or: negation is here, since the ‘here’ is
already negation.
We cannot be satisfied with this axiomatic solution, which places the
negative at the very origin of appearance. As I’ve said, negation for us is not
primitive but derivative. ‘Reverse’ is a concept constructed on the basis of
three fundamental transcendental operations: the minimum, the conjunction
and the envelope.
It follows that the existence of the reverse of a degree of appearance has
nothing to do with an immanent dialectic between being and being-there, or
between essence and existence. That Alladine is the reverse of Ariadne
relates to the logic of this singular world which is the opera Ariadne and
Bluebeard, and could not be directly drawn from Ariadne’s being-in-itself.
More generally, the reverse of an apparent is a singular worldly exteriority
whose envelope is determined, and which cannot be drawn from the consideration of the being-there taken in terms of its pure multiple being. In other
words, the reverse is indeed a logical category (and is therefore relative to the
worldliness of beings); it is not an ontological category (which would be
linked to the intrinsic multiple composition of beings, or, if you will, to the
mathematical world).
Great as its conceptual beauty may be, we cannot accept the declaration
that opens the section of the Science of Logic entitled ‘The World of Appearance and the World-in-Itself’:
The existent world tranquilly raises itself to the realm of laws; the null
content of its varied being-there has its subsistence in an other; its subsistence is therefore its dissolution. But in this other the phenomenal also
coincides with itself; thus the phenomenon in its changing is also an
enduring, and its positedness is law.17
No, the phenomenal world does not ‘raise itself up’ to any realm whatsoever. Its ‘varied being-there’ has no separate subsistence that would represent
its negative effectuation. Existence only results from the contingent logic of a
world that nothing sublates, and in which, in the guise of the reverse,
negation appears as pure exteriority.
From the red of the vine set upon the wall, one will never draw – even as
its law – the autumnal shadow on the hills, which envelops the transcendental
reverse of this vine.
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CHAPTER18
Language,Thought,Poetry1
In the world today there are a staggering number of truly remarkable poets.
This is particularly true here in Brazil. But – at least in Europe – who is
aware of these poets? Who reads them? Who learns them by heart?
Poetry, alas, grows more and more distant. What commonly goes by the
name of ‘culture’ forgets the poem. This is because poetry does not easily
suffer the demand for clarity, the passive audience, the simple message. The
poem is an intransigent exercise. It is devoid of mediation and hostile to the
media. The poem resists the democracy of polls and television – and is
always already defeated.
The poem does not consist in communication. The poem has nothing to
communicate. It is only a saying, a declaration that draws authority from
itself alone.
Let us listen to Rimbaud:
Ah ! la poudre des saules qu’une aile secoue!
Les roses des roseaux de`s longtemps de´vore´es!
Ah! The pollen of willows which a wing shakes!
The roses of the reeds, long since eaten away!2
Who speaks? What world is being named here? What elicits this abrupt
entry into the partition of an exclamation? Nothing in these words is communicable; nothing is destined in advance. No opinion will ever coalesce around
the idea that reeds bear roses, or that a poetic wing rises from language to
disperse the willows’ pollen.
The singularity of what is declared in a poem does not enter into any of the
possible figures of interest.
The action of the poem can never be general, nor can it constitute the
conviviality of a public. The poem presents itself as a thing of language,
encountered – each and every time – as an event. Mallarmé says of the poem
that ‘made, existing, it takes place all alone’.3 This ‘all alone’ of the poem
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constitutes an authoritarian uprising within language. This is why the poem
neither communicates nor enters into general circulation. The poem is a
purity folded in upon itself. The poem awaits us without anxiety. It is a
closed manifestation. It is like a fan that our simple gaze unfolds. The poem
says:
Sache, par un subtil mensonge
Garder mon aile dans ta main.
Learn, through a subtle stratagem
How to guard my fragile wing in your hand.4
It is always a ‘subtle lie’ that binds us to the encounter of the poem. As
soon as we’ve encountered and unfolded it, we act as if it had been destined
for us all along. And it is thus, guarded by this wing that we clutch in our
hand, that we regain our trust in the native innocence of words.
Folded and reserved, the modern poem harbours a central silence. This
pure silence interrupts the ambient cacophony. The poem injects silence into
the texture of language. And, from there, it moves towards an unprecedented
affirmation. This silence is an operation. In this sense, the poem says the
opposite of what Wittgenstein says about silence. It says: ‘This thing that
cannot be spoken of in the language of consensus; I create silence in order to
say it. I isolate this speech from the world. And when it is spoken again, it
will always be for the first time.’
This is why the poem, in its very words, requires an operation of silence.
We can say the following of poetry:
Du doigt que, sans le vieux santal
Ni le vieux livre, elle balance
Sur le plumage instrumental
Musicienne du silence.
Which, without the old, worn missal
Or sandalwood, she balances
On the plumage instrumental
Musician of silences.5
The music of silence: a reserved and refolded word, the poem is what
Mallarmé called ‘restrained action’. He already opposed it to this other use of
language, which governs us today: the language of communication and
reality, the confused language of images; a mediated language which is the
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province of the media; the language Mallarmé described as that of universal
reportage.
Yes, the poem is first of all this unique fragment of speech subtracted from
universal reporting. The poem is a halting point. It makes language halt within
itself. Against the obscenity of ‘all seeing’ and ‘all saying’ – of showing,
sounding out and commenting everything – the poem is the guardian of the
decency of speech. Or of what Jacques Lacan called the ethics of ‘well-saying’.
In this sense, the poem is language’s delicacy towards itself; it is a delicate
touch of the resources of language. But as Mallarmé had already remarked,
our era is in every respect a stranger to delicacy. I quote: ‘they behave with
little delicacy, disgorging, in loud revelry, the vast expanse of human incomprehension’.6
Thus we can say that the poem is language itself, in its solitary exposition
as an exception to the noise that has usurped the place of comprehension.
What are we to say then of what the poem thinks? The poem is the
musician of its own silence. It is the delicate guardian of language. But what
is its destiny for thought? Does a thought of the poem exist, a poem-thought?
I say a ‘thought’ and not a ‘knowledge’. Why?
The word ‘knowledge’ must be reserved for what relates to an object, the
object of knowledge. There is knowledge when the real enters experience in
the form of an object.
But – and this point is crucial – the poem does not aim at, presuppose or
describe an object. The poem has no relation to objectivity. Consider the
following verses:
Comme sur quelque vergue bas
Plongeante avec la caravelle
Ecumait toujours en e´bats
Un oiseau d’annonce nouvelle
Qui criait monotonement
Sans que la barre ne varie
Un inutile gisement
Nuit, de´sespoir et pierrerie
Par son chant refle´te´ jusqu’au
Sourire du pâle Vasco.
As upon some yardarm low
Plunging with the caravel
A bird announcing tidings new
Gaily skimmed the foaming swell
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And though the tiller never varied
Forever wailed in piercing tones
Of a motherlode deep buried
Night, despair and precious stones
Reflected by its song unto
The smile of some forsaken Vasco.7
What these verses seem to recount is certainly not the objectivity of Vasco
da Gama’s discovery of new territories. And the messenger, the desiring
bird, does not (and will never) take the figure of an object the experience of
which could be shared.
The poem contains no anecdotes, no referential object. From beginning to
end, it declares its own universe.
Not only does the poem not have an object, but a sizeable part of its operation aims precisely at denying the object; at making it so that thought no
longer relates to the object. The poem wants thought to declare what there is
through the deposition of every supposed object. This is the heart of the
poetic experience conceived as an experience of thought: to gain access to an
ontological affirmation that does not set itself out as the apprehension of an
object.
In general, the poem attains this result by means of two contrary operations, which I will call ‘subtraction’ and ‘dissemination’.
Subtraction organizes the poem around a direct concern with the retreat of
the object: the poem is a negative machinery, which utters being, or the idea,
at the very point where the object has vanished.
Mallarmé’s logic is subtractive. At the point where objective reality (the
setting sun) disappears, the poem brings forth what Mallarmé calls the ‘pure
notion’. This is a kind of pure, disobjectified and disenchanted thinking of
the object. A thinking that is now separate from any givenness of the object.
The emblem of this notion is often the star, the constellation, which resides
‘on some vacant and superior surface’, which is ‘cold from forgetting and
obsolescence’.8
The poem’s operation aims at passing from an objective commotion, the
solar certainty (‘firebrand of glory, bloody mist, gold, spume!’9), to an
inscription that gives us nothing, since it is inhuman and pure, ‘scintillations
of the one-and-six’,10 and bears the marks of a mathematical figure, ‘a
Constellation numbering the successive astral shock of a total count in the
making’.11
Such is the subtractive operation of the poem, which forces the object to
undergo the ordeal of its lack.
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Dissemination, for its part, aims to dissolve the object through an infinite
metaphorical distribution. Which means that no sooner is it mentioned than
the object migrates elsewhere within meaning; it disobjectifies itself by
becoming something other than it is. The object loses its objectivity, not
through the effect of a lack, but through that of an excess: an excessive
equivalence to other objects.
This time, the poem loses the object in the pure multiple.
Rimbaud excels in dissemination. He sees ‘very clearly a mosque instead of
a factory’.12 Life itself, like the subject, is other and multiple; for instance,
‘this gentleman does not know what he is doing: he is an angel’.13 And this
family is ‘a pack of dogs’.14
Above all, the desire of the poem is a kind of migration among disparate
phenomena. The poem, far from founding (fonder) objectivity, seeks literally
to melt (fondre) it down.
Mais fondre où fond ce nuage sans guide
– Oh, favorise´ de ce qui est frais!
Expirer en ces violettes humides
Dont les aurores chargent ces foreˆts?
But to dissolve where that melting cloud is melting
– Oh! favoured by what is fresh!
To expire in those damp violets
Whose awakening fills these woods?15
Thus the object is seized and abolished in the poetic hunger of its subtraction, and in the poetic thirst of its dissemination.
As Mallarmé will say:
Ma faim qui d’aucun fruit ici ne se re´gale
Trouve en leur docte manque une saveur e´gale.
Oh no fruits here does my hunger feast
But finds in their learned lack the self-same taste.16
The fruit, subtracted, nevertheless appeases hunger, which is here the
expression of an objectless subject.
And Rimbaud, concluding the ‘Comedy of Thirst’, will spread this thirst
over the whole of nature:
Les pigeons qui tremblent dans la prairie
Le gibier, qui court et qui voit la nuit,
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Les beˆtes des eaux, la beˆte asservie,
Les derniers papillons! . . . ont soif aussi.
The pigeons which flutter in the meadow,
The game which runs and sees in the dark,
The water animals, the animal enslaved,
The last butterflies ! . . . also are thirsty.17
Rimbaud here turns thirst into the dispersion of every subject, as well as
every object.
The poem introduces the following question into the domain of language:
what is an experience without an object? What is a pure affirmation that
constitutes a universe whose right to being, and even probability, nothing
guarantees?
The thought of the poem only begins after the complete disobjectification
of presence.
That is why we can say that, far from being a form of knowledge, the poem
is the exemplary instance of a thought obtained in the retreat and subtraction
from everything that sustains the faculty of knowledge.
No doubt this is why the poem has always disconcerted philosophy.
You are all familiar with the proceedings instituted by Plato against
painting and poetry. Yet if we follow closely the argument of Book X of the
Republic, we notice a subjective complication, a certain awkwardness in the
midst of this violent gesture that excludes the poets from the City.
Plato manifestly oscillates between a will to repress poetic seduction and a
constant temptation to return to the poem.
The stakes of this confrontation with poetry seem immense. Plato does not
hesitate to write that ‘we were entirely right in our organization of the city,
and especially, I think, in the matter of poetry’.18 What an astounding
pronouncement! The fate of politics tied to the fate of the poem! The poem
is here accorded an almost limitless power.
Further on, all sorts of signs point to the temptation. Plato recognizes it is
only ‘by force’, bia, that one can separate oneself from the poem. He admits
that the defenders of poetry may ‘speak in its favour without poetic meter’.19
He thereby calls prose to the rescue of poetry.
These oscillations justify the statement that, for philosophy, poetry is the
precise equivalent of a symptom.
Like all symptoms, this symptom insists. It is here that we touch upon the
secret of Plato’s text. It could be thought that as the founder of philosophy,
Plato invents the conflict between the philosopher and the poet. Yet this is
not what he says. On the contrary, he evokes a more ancient, even imme-
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morial, conflict: ‘palaia tiz diafora filosofia te kai poihetikh’: ‘there is
from old a quarrel between philosophy and poetry’.20
What does this antiquity of the conflict refer to? Often, the reply is that
philosophy desires truth; that the poem is an imitation, a semblance, which
distances truth. But I think this is a feeble idea. For true poetry is not imitation. The thought of the poem is not a mimesis.
The thesis of imitation – of the illusory and internal character of the
mimetic – is not, in my view, the most fruitful avenue for us. What imitation
can we perceive in Rimbaud’s mysterious declaration:
Ô saisons, oˆ châteaux!
Quelle âme est sans de´fauts?
O seasons, O towers!
What soul is blameless?21
The poem possesses no imitative rule. The poem is separate from the
object. We could even say that it is the naming without imitation par excellence. Mallarmé goes so far as to say, in the poem itself, that it is nature
which is unable to imitate the poem. It is thus that the Faun, asking himself
if the wind and water bear the trace of his sensual memory, ends up abandoning this search, remarking that the power of wind and water is inferior to
that of his sole flute:
Suffoquant de chaleur le matin frais s’il lutte
Ne murmure point d’eau que ne verse ma flûte
Au bosquet arrose´ d’accords; et le seul vent
Hors des deux tuyaux prompt à s’exhaler avant
Qu’il disperse le son dans une pluie aride,
C’est à l’horizon pas remue´ d’une ride
Le visible et serein souffle artificiel
De l’inspiration, qui regagne le ciel.
Of stifling heat that suffocates the morning
Save from my flute, no waters murmuring
In harmony flow out into the groves;
And the only wind on the horizon no ripple moves
Exhaled from my twin pipes and swift to drain
The melody in arid drifts of rain
Is the visible, serene and fictive air
Of inspiration rising as if in prayer.22
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Far from the poem being an imitation, it is rather the deployment of
objects in reality that fails to equal the poem.
In fact, Plato’s principal argument is that the poem ruins discursiveness
(dianoia in Greek).
What is philosophically opposed to the poem is not philosophy itself
directly, but dianoia, the discursive thinking that connects and argues; a
thinking whose paradigm is mathematical.
Plato points out that the remedies that have been found against the poem
are ‘measure, number, weight’. In the background of this conflict, we find
these two extremes of language: the poem, which aims at object-less
presence, and mathematics, which produces the cipher of the Idea.
Plato invites geometers in through the main door, so that the poets may
leave the premises by the servant’s entrance.
What disconcerts philosophy, what makes the poem into a symptom of
philosophy, is not illusion and imitation. Rather, it’s the fact that the poem
might indeed be a thought without knowledge, or even this: a properly incalculable thought.
Dianoia is the thinking that crosses; it is crossing of the thinkable.
The poem does not cross. Wholly affirmative, it holds itself on the
threshold of what is, withdrawing or dispersing the objects that encumber it.
But is this movement not also that of Platonic philosophy, when it attains
the supreme principle of all that is?
Plato guarantees thought’s grasp of being through the interpolation of
knowledge and the objects of knowledge. The Idea is the intelligible exposition of the experience of the object; of objective experience in its entirety. For
there are, as we know, Ideas of hair, the horse, and mud, just as there are
Ideas of movement, rest and justice.
But beyond all Ideas of the object, beyond ideal objectivity, there is the
Good, or the One, which is not an Idea; which is, according to Plato’s
expression, beyond substance, beyond ideal being-there.
Are this One and this Good not subtracted from intelligible objectivity?
And even if they can be thought, is it not impossible to know them? What’s
more, in order to speak about them, is it not necessary to make use of the
metaphor of the sun, of the myth of the dead returned to the earth, in short,
of the resources of the poem? To sum up: in order to pass beyond the givenness of being as it occurs in accordance with the experience of objects,
dianoia is insufficient. The great disobjectifying operations of the poem –
subtraction and dissemination – are required. The argumentative crossing
founders as soon as it is faced with the principle of being qua being.
It might then be the case that the poem disconcerts philosophy because the
operations of the poem rival those of philosophy; that the philosopher has
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always been the envious rival of the poet. In other words: the poem is a
thought which is nothing aside from its act, and which therefore has no need
also to be the thought of thought. Now, philosophy establishes itself in the
desire of thinking thought. But it is always unsure if thought in actu, the
thought that can be sensed, is not more real than the thought of thought.
The ancient discord evoked by Plato opposes, on the one hand, a thought
that goes straight to presence, and, on the other, a thought that takes, or
wastes, the time needed to think itself. This rivalry sheds light on the
symptom, the painful separation, the violence and the temptation.
But the poem is no more tender toward philosophy than is philosophy
toward the poem. It is not tender toward dianoia: ‘You, mathematicians,
expire’,23 Mallarmé says abruptly. Nor is it tender with regard to philosophy
itself: ‘Philosophers,’ Rimbaud says, ‘you belong to your West.’24
Conflict is the very essence of the relationship between philosophy and
poetry. Let’s not pray for an end to this conflict. For such an end would
invariably mean either that philosophy has abandoned argumentation or that
poetry has reconstituted the object.
Now, to abandon the rational mathematical paradigm is fatal for philosophy, which then turns into a failed poem. And to return to objectivity is
fatal for the poem, which then turns into a didactic poetry, a poetry lost in
philosophy.
Yes, the relationship between philosophy and poetry must remain, as Plato
says, megaz d agvn, a mighty quarrel.
Let us struggle then, partitioned, split, unreconciled. Let us struggle for
the flash of conflict, we philosophers, always torn between the mathematical
norm of literal transparency and the poetic norm of singularity and presence.
Let us struggle then, but having recognized the common task, which is to
think what was unthinkable, to say what it is impossible to say. Or, to adopt
Mallarmé’s imperative, which I believe is common to philosophy and poetry:
‘There, wherever it may be, deny the unsayable – it lies.’25
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Notes
Chapter 1
1. [Abraham Fraenkel, Yehoshua Bar-Hillel and Azriel Levy, Foundations of SetTheory, 2nd revised edition (Amsterdam: North-Holland, 1973), pp. 331–2.]
2. [Ibid., p. 332.]
3. [Pascal Engel, ‘Platonisme mathématique et antiréalisme’ in L’objectivite´ mathe´matique. Platonisme et structures formelles, ed. M. Panza and J-M. Salanskis
(Paris: Masson, 1995), pp. 133–46.]
4. [Foundations of Set-Theory, p. 332.]
5. [Ibid., p. 332.]
6. [Ibid., p. 332.]
7. [Descartes, ‘Rules for the Direction of the Mind’, in The Philosophical Works of
Descartes, Volume 1, trans. E. S. Haldane and G. R. T. Ross (Cambridge:
Cambridge University Press, 1967), p. 5.]
8. [Spinoza, Ethics, in A Spinoza Reader, ed. and trans. Edwin Curley (Princeton:
Princeton University Press), p. 114]
9. [Immanuel Kant, Critique of Pure Reason, trans. by Norman Kemp Smith
(London: Macmillan, 1993), p. 19.]
10. [Hegel’s Science of Logic, trans. A. V. Miller (Atlantic Highlands, NJ: Humanities
Press, 1989), pp. 241–3.]
11. [Lautréamont, Maldoror and Poems, trans. P. Knight (Harmondsworth: Penguin,
1978), pp. 92–5.]
12. [Stéphane Mallarmé, ‘A Throw of the Dice’ in Collected Poems, trans. Henry
Weinfield (Berkeley: University of California Press, 1994), p. 144.]
13. [Stéphane Mallarmé, ‘II. Scène. La Nourice-Hérodiade’, Collected Poems, p. 30.]
14. [Stéphane Mallarmé, ‘Funeral Toast’, Collected Poems, p. 45.]
15. [Stéphane Mallarmé, ‘Several Sonnets’, Collected Poems, p. 67.]
16. [The Seminar of Jacques Lacan, ed. Jacques-Alain Miller, trans. Bruce Fink (New
York: Norton, 1998), p. 119.]
17. [Ludwig Wittgenstein, Tractatus Logico-Philosophicus, trans. D. F. Pears and
B. F. McGuiness (London: Routledge, 1992), p. 65.]
18. [Ludwig Wittgenstein, Remarks on the Foundations of Mathematics (Oxford: Basil
Blackwell, 1978), III-81, p. 210. Translation modified.]
19. [Alain Badiou, Le Nombre et les nombres (Paris: Seuil, 1990).]
20. [Alain Badiou, L’eˆtre et l’e´ve´nement (Paris: Seuil, 1988).]
21. [On the relation between mathematics and the concept of ‘gesture’, see Gilles
Châtelet, Les enjeux du mobile (Paris: Seuil, 1993).]
22. [Stéphane Mallarmé, Igitur, in Oeuvres Comple`tes (Tours: Gallimard,
Bibliothèque de la Pléiade, 1965), p. 434.]
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244
Notes
23. [Ibid., p. 434.]
24. [‘O binômio de Newton é tão belo’, Fernando Pessoa, Poesias de Álvaro de
Campos, in Obra Poetica (Rio de Janeiro: Editora Nova Aguilar, 1995).]
Chapter 2
1. The actual state of the relations between philosophy and mathematics is dominated by three tendencies: (1) the grammarian and logical analysis of statements,
which makes of the discrimination between meaningful and meaningless statements what is ultimately at stake in philosophy; here, mathematics, or rather
formal logic, have a paradigmatic function (as model of the ‘well-formed
language’); (2) the epistemological study of concepts, most often grasped through
their history, with a pre-eminent role accorded to original mathematical texts;
here, philosophy provides a sort of latent guide for a genealogy of the sciences;
(3) a commentary on contemporary ‘results’, by way of analogical generalizations
whose categories are borrowed from classical philosophemes. In none of these
three cases is philosophy as such put under the condition of mathematical eventality. I will set apart four French philosophers from these aforementioned
tendencies: Jean Cavaillès, Albert Lautman, Jean-Toussaint Desanti, and myself.
Although operating from very different perspectives, and on a discontinuous
philosophical ‘terrain’, these four authors have pursued an intellectual project
that treats mathematics neither as a linguistic model, nor as an (historical and
epistemological) object, nor as a matrix for ‘structural’ generalizations, but rather
as a singular site of thinking, whose events and procedures must be retraced from
within the philosophical act.
2. [Ludwig Wittgenstein, Remarks on the Foundations of Mathematics (Oxford: Basil
Blackwell, 1978), }52, V–52-3, pp. 301–2.]
3. [Plato, The Republic, Book VI, 511, c-d. From the translation by the author.]
4. [Hegel’s Science of Logic, trans. A. V. Miller (Atlantic Highlands, NJ: Humanities
Press, 1989), Vol. I, Book I, Section 2, Ch. 2, (c), pp. 241–3.]
5. [Hegel’s Science of Logic, p. 240.]
6. [Hegel’s Science of Logic, p. 242. Translation modified.]
Chapter 3
1. [Martin Heidegger, ‘ Sketches for a History of Being as Metaphysics’, in The End
of Philosophy, trans. Joan Stambaugh (New York: Harper and Row, 1973), p. 55.
Translation modified.]
2. [Martin Heidegger, Introduction to Metaphysics, trans. Ralph Mannheim (New
Haven: Yale University Press, 1980), p. 38. Translation modified.]
3. [Martin Heidegger, Introduction to Metaphysics, trans. Ralph Mannheim (New
Haven: Yale University Press, 1980), p. 38. Translation modified.]
4. [Lucretius, De Rerum Natura, trans. W. H. D. Rouse and M. F. Smith, 2nd
revised edition (Cambridge, MA: Harvard University Press, 1982), 1.1002–8,
p. 83.]
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Notes
5.
6.
7.
8.
245
[Plato, Parmenides, 143e-44b. From the author’s translation.]
[De Rerum Natura, 1.445-69, p. 39.]
[The Republic, Book VI, 511c. From the author’s translation.]
[De Rerum Natura, 1.887-912, pp. 75–6. Translation modified.]
Chapter 4
1. [Paul Benacerraf and Hilary Putnam, Philosophy of Mathematics: Selected
Readings (Oxford: Basil Blackwell, 1964), p. 15.]
2. [Abraham Fraenkel, Yehoshua Bar-Hillel and Azriel Levy, Foundations of SetTheory, 2nd rev. ed. (Amsterdam: North-Holland, 1973), p. 332.]
3. [Kurt Gödel, ‘What is Cantor’s Continuum Problem?’, in Philosophy of Mathematics, p. 272.]
4. [Ludwig Wittgenstein, Tractatus Logico-Philosophicus, trans. by D. F. Pears and
B. McGuinness (London: Routledge, 1992), p. 65.]
Chapter 5
1. [Cf. Leˆtre et l’e´ve´nement (Paris: Seuil, 1988), pp. 149–60.]
2. [Cf. Gilles Châtelet, Les enjeux du mobile (Paris: Seuil, 1993).]
3. [G. W. Leibniz, ‘Monadology’, in Philosophical Writings, ed. G. H. R. Parkinson,
trans. M. Morris and G. H. R. Parkinson (London: J. M. Dent & Sons, 1990), p.
190.]
Chapter 6
1. [This essay was written as a reply to articles by Arnaud Villani and José Gil in
Futur anterieur 43, both of which were fierce attacks on Badiou’s presentation of
Deleuze in his Deleuze: The Clamor of Being (Minnesota: Minnesota University
Press, 2001). We thank the editors of multitudes, and in particular Éric Alliez
and Maurizio Lazzarato, for allowing us to publish this translation of Badiou’s
essay.]
2. [Alain Badiou, Le Nombre et les nombres (Paris: Seuil, 1990).]
3. [See Gilles Deleuze and Felix Guattari, What is Philosophy?, trans. H. Tomlinson
and G. Burchill (London: Verso, 1994), pp. 151–3.] I say strange, rather than
false or incorrect. I do not register any incorrectness in this text, only a bizarre
torsion, an impracticable vantage point that makes it impossible to understand
what is at stake or what we are dealing with. (The situation is inverted when it
comes to my own writings on Deleuze, which my critics claim to understand only
too well, suspecting as they do that this clarity is precisely what fails to do justice
to the miraculous and indefinite subtleties of Deleuze’s own texts. But I hold that
philosophy, though certainly compelled toward difficulty, must shun every sort of
obscure profundity. Nothing is profound to one who forbids himself the refuge of
the virtual.) Thus, I consider Deleuze’s note in What is Philosophy? – whose
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246
Notes
obviously amicable and attentive intention I welcomed – as one more enigmatic
aspect (there are others, of course) of Deleuze’s take on multiplicities. I am,
moreover, delighted to have provided him with the occasion. But I would be
grateful to anyone who could clarify this textual fragment for me, and explain
what relation it bears to Being and Event. This is a genuine invitation, wholly
devoid of irony.
4. It seems likely that Deleuze’s self-criticism with regard to the doctrine of simulacra relates to the far too immediately Nietzschean form of anti-Platonism
displayed in Difference and Repetition. But the profound theme enveloped by this
doctrine is maintained in its entirety right up to the last works. Deleuze says: the
difference between actual beings is modal, only the unity of the virtual (running
through the ‘great circuit’) is wholly real. There are dozens of explicit passages
on this point. That this unity is that of Relation, or of Difference if you wish,
does nothing but accentuate the ontological impact of the thesis. For Heidegger
too, being is said as difference (of Being and beings). But Forgetting lies in no
longer thinking that it is Being, and not beings, which is the differentiator of this
difference. Likewise, for Deleuze, the philosophical blunder lies in believing that
it is actual differences that allow us to ascend analogically to Difference, whereas
in fact noetic intuition is only complete when it pushes its movement all the way
up to the point where it impersonally identifies itself with the differentiating and
immanent power of the Virtual. The essence of the actual is actualization, but the
essence of actualization is Life. Now, there is no essence of Life (of the
Vi[r]t[u]al): therefore, Life is necessarily the pre-philosophical One of every
philosophy. In this respect, and taking into account Deleuze’s consistency on this
essential point, the theme of an affirmative surge of simulacra is to my mind
more convincing in Difference and Repetition than in its later formulations,
because it is more adequate to the theme of univocity, as well as to the critique of
‘Platonism’. Deleuze is never more at ease than when he manages to fuse, in a
single point, Nietzsche, Bergson and Spinoza. This is the case every time he
thinks of the immanent relation between the differentiating power of the One and
its modal expressions.
Incidentally, I am astonished by the scant attention paid by most of Deleuze’s
disciples (with the notable exception of Éric Alliez) to the philosophical genealogy
constructed by the latter. We find them more embarrassed than empowered by
these constant didactic references to Nietzsche, Bergson, Whitehead, the Stoics,
and Spinoza in particular. Doubtless, it is because they are far more preoccupied
with making Deleuze seem ‘modern’, according to their understanding of the
term; an understanding which invariably contains an obscure dose of fashionable
anti-philosophy. No doubt this is the reason why they ‘prefer’ the books written
with Guattari, in which some ‘modern’ touches can be glimpsed, which accounts
for my correspondingly lesser interest in these texts. A reading of the brief
Foucault suffices to confirm the degree of sovereign intensity with which Deleuze
returns – unchanged – to his initial intuitions.
Allow me to reiterate that in my eyes one of Deleuze’s cardinal virtues is not to
have used, under his own name, almost any of the ‘modern’ deconstructionist
paraphernalia, and to have been an unrepentant metaphysician (as well as a physicist – in the pre-Socratic sense of the term).
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Notes
247
Chapter 7
1. [Spinoza, Ethics, in A Spinoza Reader, ed. and trans. Edwin Curley (Princeton,
NJ: Princeton University Press, 1994), p. 109.]
2. [Ethics, p. 100.]
3. [Ethics, p. 119.]
4. [Ethics, Book I, Definition 6, p. 85.]
5. [Ethics, p. 85.]
6. [Ethics, p. 85.]
7. [Spinoza to De Vries, Letter 9, A Spinoza Reader, p. 81.]
8. [Ethics, p. 105.]
9. [Ethics, p. 100.]
10. [Spinoza to Schuller and Tschirnhaus, Letter 64, A Spinoza Reader, p. 271.]
11. [Spinoza to Oldenburg, Letter 32, A Spinoza Reader, p. 82.]
12. [Ethics, p. 97.]
13. [Ethics, p. 124.]
14. [Ethics, p. 155.]
15. [Ethics, p. 132.]
16. [Ethics, p. 86.]
17. [Ethics, p. 116.]
18. [Ethics, p. 132.]
19. [Ethics, p. 119.]
20. [Ethics, p. 101.]
21. [Ethics, p. 123.]
22. [Ethics, p. 263.]
23. [Ethics, p. 133.]
24. [Ethics, p. 132.]
25. [Ethics, p. 143.]
26. [Ethics, p. 143.]
27. [Ethics, Book II, Proposition 40, Scholium 1, p. 139. Translation modified.]
28. [Ethics, p. 144.]
29. [Ethics, p. 246.]
30. [Ethics, Book II, Proposition 40, Scholium 2, p. 141.]
31. [Ethics, Book V, Proposition 23, Scholium, p. 256.]
32. [Ethics, Book V, Proposition 40, Scholium, p. 141.]
33. [Ethics, Book II, Proposition 44, Corollary 2, Demonstration, p. 144.]
Chapter 8
1. [Lucretius, De Rerum Naturae, trans. W. H. D. Rouse and M. F. Smith
(Cambridge, MA: Harvard University Press, 1982), 1.995, p. 83. Translation
modified.]
Chapter 9
1. This paper was presented in 1991, on the invitation of the board of directors of
the École de la Cause freudienne, in the lecture hall of that institution. It was
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248
2.
3.
4.
5.
6.
7.
8.
9.
10.
11.
12.
Notes
published in the journal Actes – whose subtitle is Revue de l’E´cole de la Cause
freudienne – at the end of 1991. It has also appeared in Italian translation in the
journal Agalma, published in Rome.
[Stéphane Mallarmé, Igitur in Oeuvres Comple`tes (Tours: Gallimard,
Bibliothèque de la Pléiade, 1965), p. 451.]
[Jeff Paris and Leo Harrington, ‘A Mathematical Incompleteness in Peano Arithmetic’, in Handbook of Mathematical Logic, ed. J. Barwise (Amsterdam: NorthHolland, 1977), pp. 1133–42.]
[René Guitart has since published two books on the practice of mathematics and
its relation to both philosophy and psychoanalysis: Evidence et e´trangete´ (Paris:
PUF, 2000) and La pulsation mathe´matique (Paris: L’Harmattan, 2000).]
[Paul J. Cohen, Set Theory and the Continuum Hypothesis (New York: W. A.
Benjamin, 1966).]
[Stéphane Mallarmé, ‘Other Poems and Sonnets’ in Collected Poems, trans. Henry
Weinfield (Berkeley: University of California Press, 1994), p. 79.]
[Le Bel indiffe´rent is the title of a brief play written for Edith Piaf by Jean
Cocteau in 1939.]
[Stéphane Mallarmé, ‘Letter of May 27, 1867’, in Selected Letters, ed. and trans.
R. Lloyd (Chicago: University of Chicago Press, 1988), p. 77.]
[Samuel Beckett, Three Novels: Molloy, Malone Dies, The Unnameable (New
York: Grove, 1991), p 350.]
[Three Novels, p. 13]
[Samuel Beckett, How It Is (New York: Grove, 1988), p. 130.]
[Stéphane Mallarmé, ‘Prose (for des Esseintes)’, Collected Poems, p. 46. Translation modified.]
Chapter 10
1. This paper was originally delivered in Montpellier, in autumn 1991, at the invitation of the Department of Psychoanalysis of the Paul-Valéry University, chaired
by Henri Rey-Fleaud.
2. [On the Lacanian notion of a sujet suppose´ savoir, see Dylan Evans, An Introductory
Dictionary of Lacanian Psychoanalysis (London: Routledge, 1996), pp. 196–8.]
3. [Jacques Lacan, Le Se´minaire – Livre XVII: L’envers de la psychanalyse, ed. J.-A.
Miller (Paris: Seuil, 1991).]
4. [Le Se´minaire – Livre XVII, p. 58.]
5. [Jacques Lacan, Le Se´minaire – Livre XIX: . . . Ou pire. This seminar remains
unpublished. However, a version of the text, edited by Jacques-Alain Miller,
appeared in Scilicet 5, 1975 and has since been reprinted in Autres Écrits (Paris:
Seuil, 2001).]
6. [Jacques Lacan, Le Se´minaire – Livre XVII: L’envers de la psychanalyse, ed. J.-A.
Miller (Paris: Seuil, 1991).]
7. [The Seminar of Jacques Lacan – Book I: Freud’s Papers on Technique 1953–1954,
ed. J.-A. Miller, trans. J. Forrester (New York: Norton, 1991), p. 271.]
8. [The Seminar of Jacques Lacan – Book XX: Encore, ed. J.A.-Miller, trans. B.
Fink (New York: Norton, 1998), p. 97.]
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Notes
249
9. [Samuel Beckett, Three Novels: Molloy, Malone Dies, The Unnameable (New
York: Grove, 1991), p. 414.]
Chapter 11
1. [Immanuel Kant, Critique of Pure Reason, trans. Norman Kemp Smith (London:
Macmillan, 1993), B131, p. 152. Translation modified.]
2. [Critique of Pure Reason, B132, p. 153.]
3. [Critique of Pure Reason, B134, p. 154.]
4. [Critique of Pure Reason, B135, p. 154.]
5. [Critique of Pure Reason, B138, p. 157.]
6. [Critique of Pure Reason, A94/B128, p. 128.]
7. [Critique of Pure Reason, A158/B197, p. 194.]
8. [Critique of Pure Reason, A108, p. 137.]
9. [Critique of Pure Reason, A107, p. 136.]
10. [Critique of Pure Reason, A107, p. 136.]
11. [Critique of Pure Reason, A109, p. 137.]
12. [Critique of Pure Reason, A 109, p.137.]
13. [Critique of Pure Reason, A109, p. 137. Translation modified.]
14. [Critique of Pure Reason, A350, p. 334.]
15. [Critique of Pure Reason, A105, p. 135.]
16. [Martin Heidegger, Kant and the Problem of Metaphysics, trans. R. Taft (Bloomington and Indianapolis: Indiana University Press, 1990), p. 118. Translation
modified.]
17. [Critique of Pure Reason, B138, pp. 156-7.]
Chapter 13
1. [See Alain Badiou, L’eˆtre et l’e´ve´nement (Paris: Seuil, 1988), pp. 109–19.]
2. [See Alain Badiou, ‘La politique comme pensée: l’oeuvre de Sylvain Lazarus’ in
Abre´ge´ de Me´tapolitique (Seuil, 1998) and Sylvain Lazarus, Anthropologie du Nom
(Seuil, 1997).]
3. [See ‘Qu’est-ce que l’amour’ in Conditions (Paris: Seuil, 1992); translated as
‘What is Love?’ by J. Clemens in Umbr(a): A Journal of the Unconscious, No. 1,
1996; reprinted in R. Salecl (ed.), Sexuation (Duke University Press, 2000), pp.
263–81.]
4. [This is the name for the political enterprise jointly undertaken by militants of
the Organisation politique, of which Badiou is a member, and informal groups of
‘illegal’ immigrant workers.]
Chapter 14
1. [Immanuel Kant, ‘Preface to the Second Edition’, Critique of Pure Reason, trans.
Norman Kemp Smith (London: MacMillan, 1993), Bviii, p. 17.]
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250
Notes
2. [Critique of Pure Reason, Bix, p. 18.]
3. [See Claude Imbert, Pour une histoire de la logique. Un he´ritage platonicien (Paris:
PUF, 2000).]
4. [Martin Heidegger, Introduction to Metaphysics, trans. G. Friedman and R. Polt
(New Haven: Yale University Press, 2000), p. 126.]
5. [Introduction to Metaphysics, p. 127.]
6. [Aristotle, Metaphysics 1005a28-29, in The Basic Works of Aristotle, trans. W. D.
Ross (New York: Random House, 2001), p. 736.]
7. [Metaphysics 1006a1-2, p. 737.]
8. [Metaphysics 1011b24-25, p. 749.]
9. [See ‘L’orientation aristotélicienne et la logique’, in Court Traite´ d’Ontologie
Transitoire (Paris: Seuil, 1998), pp. 111–18.]
10. [Citra is Latin for ‘on the nearer side’ or ‘on this side of’.]
11. [See Section 1, ‘Mathematics is Ontology’, especially ‘The Question of Being
Today’ and ‘Platonism and Mathematical Ontology’.]
12. [Critique of Pure Reason, A427/B455, p. 396.]
13. [Samuel Eilenberg and Saunders Mac Lane, ‘General theory of natural equivalences’ in Transactions of the American Mathematical Society 58 (1945), pp. 231–
94.]
Chapter 15
1. [See Immanuel Kant, Critique of Pure Reason, trans. by Norman Kemp Smith
(London: MacMillan, 1993), A66/B91–B116, pp. 103–19.]
2. [Critique of Pure Reason, A57/B81, pp. 96–7.]
3. [Critique of Pure Reason, A57/B81, pp. 96–7. Translation modified.]
4. [Critique of Pure Reason, A66/B91, p. 104.]
Chapter 16
1. [Alexandre Koyré, From the Closed World to the Infinite Universe (Baltimore:
John Hopkins Press, 1968).]
2. [John, I.5]
3. [Badiou is referring here to the brief Scholium 1 (‘L’existence et la mort’) of
Chapter 2 (‘L’objet’) of Logiques des mondes (Paris: Seuil, forthcoming). A version
of this text has recently appeared in English translation: ‘Existence and Death’,
trans. Nina Power and Alberto Toscano, Discourse, Special Issue: ‘Mortals to
Death’, ed. Jalal Toufic, 24.1 (Winter 2002): 63–73.]
Chapter 17
1. [G. W. F. Hegel, ‘Preface’, Phenomenology of Spirit, trans. A. V. Miller (Oxford:
OUP, 1977), 18, p. 10. Translation modified.]
2. [Hegel’s Science of Logic, trans. A. V. Miller (Atlantic Highlands, NJ: Humanities
Press, 1989), pp. 841–2. Translation modified.]
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Notes
251
3. [Science of Logic, ‘Remark on the Philosophy of Spinoza and Leibniz’, Volume I,
Book II, Section 3, Ch. 1., C., p. 536. Translation modified.]
4. [Science of Logic, p. 536. Translation modified.]
5. [Science of Logic, Volume II, Section 3, Ch. 3, pp. 842–3. Translation modified.]
6. [Science of Logic, Volume I, Book I, Section 1, Ch. 2, A(a), p.110.]
7. [Science of Logic, Volume I, Book I, Section 1, Ch. 2, B(a), p. 120.]
8. [Science of Logic. Translated from the author.]
9. [Science of Logic. Translated from the author.]
10. [Science of Logic. Translated from the author.]
11. [Science of Logic, Volume 1, Book II, Section 1, Ch. 2, B(c), p.424.]
12. [Science of Logic, Volume I, Book I, Section 2, ‘Remark’, p. 186. Translation
modified.]
13. [Science of Logic, Volume I, Book II, Section 1, Ch. 2, B(b), p. 423. Translation
modified.]
14. [Science of Logic, Volume I, Book II, Section 2, Ch. 2, A, p. 502. Translation
modified.]
15. [Science of Logic, p. 503. Translation modified.]
16. [Science of Logic, B, p. 506. Translation modified.]
17. [Science of Logic, p. 505.Translation modified.]
Chapter 18
1. [This paper was originally delivered at Fumec, Belo Horizonte, Brazil in 1993.]
2. [Arthur Rimbaud, Collected Poems, ed. and trans. Oliver Bernard (Harmondsworth: Penguin, 1986), p. 202.]
3. [‘il a lieu tout seul: fait, étant’, Stéphane Mallarmé, ‘Quant au livre’, in Oeuvres
Comple`tes (Tours: Gallimard, Bibliothéque de la Pléiade, 1965), p. 372.]
4. [Stéphane Mallarmé, ‘Another Fan’ (‘Autre Éventail’), in Collected Poems, trans.
Henry Weinfield (Berkeley: University of California Press, 1994), p. 50]
5. [Mallarmé, ‘Saint’ (‘Sainte’), Collected Poems, p. 43.]
6. [Ils agissent peu délicatement, que de déverser, en un chahut, la vaste incomprehension humaine.’ Mallarmé, ‘Mystery in Literature’ (Le mystère dans les
lettres’), in Mallarme´ in Prose, ed. Mary Ann Caws (New York: New Directions,
2001), p. 47. Translation modified.]
7. [Stéphane Mallarmé, ‘Homage’ (‘Hommage’), Collected Poems, p. 76.]
8. [‘sur quelque surface vacante et superiéure’ / ‘froide d’oubli et de désuétude’,
Mallarmé, ‘A Throw of the Dice’ (‘Un coup de dés’), Collected Poems, p.144.
Translation modified.]
9. [‘tison de gloire, sang par écume, or, tempête’, Mallarmé, ‘Several Sonnets, III’
(‘Plusieurs Sonnets, III’), Collected Poems, p. 68.]
10. [‘de scintillation sitôt le septuor’, Mallarmé, ‘Several Sonnets, IV’ (‘Plusieurs
Sonnets, IV’), Collected Poems, p. 69.]
11. [‘cette Constellation qui énumère le heurt successif sidéralement d’un compte
total en formation’, Mallarmé, ‘A Throw of the Dice’ (‘Un coup de dés’),
Collected Poems, p. 145. Translation modified]
12. [‘très franchement une mosquée à la place d’une usine’, Rimbaud, ‘Ravings II:
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252
13.
14.
15.
16.
17.
18.
19.
20.
21.
22.
23.
24.
25.
Notes
Alchemy of the Word’ (‘Délires II: Alchimie du verbe’), A Season in Hell, in
Collected Poems, p. 329.]
[‘ce Monsieur qui ne sait ce qu’il fait: il est un ange’, Rimbaud, Collected Poems,
p. 334.]
[‘une nichée de chiens’, Rimbaud, Collected Poems, p. 334.]
[Rimbaud, ‘Comedy of Thirst’ (‘La comédie de la soif’), Collected Poems, p. 212.
Translation modified]
[Mallarmé, ‘Other Poems and Sonnets’ (‘Autres poëmes et sonnets’), Collected
Poems, p. 84.]
[Rimbaud, Collected Poems, p. 212.]
[Republic (595a), trans. Paul Shorey, in The Collected Dialogues, ed. Edith
Hamilton and Huntington Cairns (Princeton: Princeton University Press, 1989),
p. 819. Translation modified.]
[Republic, 607d, p.832. Translation modified.]
[Republic, 607b, p.832. Translation modified.]
[Rimbaud, Collected Poems, p. 336.]
[Stéphane Mallarmé, ‘The Afternoon of a Faun’, Collected Poems, p. 38.]
[‘Vous, mathematicians, expirâtes’, Mallarmé, Igitur, Oeuvres Comple`tes, p. 434.]
[‘Philosophes, vous êtes de votre Occident’, Rimbaud, ‘The Impossible’ (‘L’impossible’), Collected Poems, p. 340.]
[‘Là-bas, où que ce soit, nier l’indicible, qui ment’, Mallarmé, ‘Music and
Letters’ (‘La musique et les lettres’), Mallarme´ in Prose, p. 44. Translation
modified.]
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POSTFACE
Aleatory Rationalism
Rimbaud employs a strange expression: ‘les révoltes logiques’, ‘logical
revolts’. Philosophy is something like a ‘logical revolt’. Philosophy pits thought
against injustice, against the defective state of the world and of life. Yet it pits
thought against injustice in a movement which conserves and defends argument
and reason, and which ultimately proposes a new logic. Mallarme´ states: ‘All
thought begets a throw of the dice.’ It seems to me that this enigmatic formula
also designates philosophy, because philosophy proposes to think the universal –
that which is true for all thinking – yet it does so on the basis of a commitment
in which chance always plays a role, a commitment which is also a risk or a
wager.
Alain Badiou, ‘Philosophy and the Desire of the Contemporary World’
This philosophy is in every respect a philosophy of the void: not only a philosophy that says the void that pre-exists the atoms that fall within it, but a
philosophy that makes the philosophical void in order to give itself existence:
a philosophy that instead of starting off from the famous ‘philosophical problems’ (‘why is there something rather than nothing?’) begins by evacuating
every philosophical problem, and therefore by refusing to give itself any
‘object’ whatsoever (‘philosophy has no object’), in order to begin from
nothing, and from this infinitesimal and aleatory variation of the nothing
which is the deviation of the fall.
Louis Althusser, ‘The Subterranean Current of the Materialism of the
Encounter’
1. In these pages, as elsewhere, Alain Badiou has steadfastly declared his
allegiance to a tradition of philosophical rationalism among whose most illustrious representatives we can number Plato, Descartes, Spinoza, Leibniz and
whose last and most problematic proponent is perhaps Hegel. Badiou is a
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systematic thinker, profoundly at odds with the passion for the limit and the
mistrust of pure thought that typified much twentieth-century philosophy, be
it phenomenological, hermeneutic, deconstructionist or therapeutic. What’s
more, he lays claim to the exalted standard of philosophical rigour represented by his rationalist predecessors while dispensing with venerable models
of methodological discipline such as Kant’s transcendental critique, Hegel’s
dialectic, Husserl’s phenomenological reduction, or Heidegger’s existential
analytic. So what novel philosophical method underlies Badiou’s system?
At first sight, none. Readers of Badiou well-versed in the grand tradition of
German philosophy that begins with Kant and ends with Heidegger, in
which methodological scrupulousness is the sine qua non for serious philosophizing, will find the conspicuous absence of anything like a methodological
propaedeutic in a book as ambitious as Being and Event (1988) deeply troubling. Yet this is more than just a glaring oversight on Badiou’s part. For in
his eyes, philosophy, like everything else, is a situation; it is neither unified
nor perennial.1 The conviction that the philosopher is in a position to begin
by defining and mobilizing a sui generis philosophical method assumes that a
subject of philosophy is already given in a more or less absolute sense,
whether as a normative model or in the latent recesses of a reflexive capacity
available to all.
Furthermore, it assumes that such a subject could articulate a method by
appropriating its own intra-philosophical conditions; in other words, that
method is something that I, as a subject of philosophy, always already
possess, regardless of the discipline and training I may have to undergo in
order to master it. Such a putative subject of philosophy would thus be autopositional or self-presupposing. It would strive to appropriate its own conditions as given within a philosophical situation which is already ‘naturally’ its
own and which has the unique feature of being able to encompass and reflect
all other situations. The counterpart of this auto-positional appropriation is
thus the (chimerical) notion of something like a global or absolute situation, a
reflexive Whole of philosophy.
Following the terms laid out in meditations 8 and 9 of Badiou’s Being and
Event, we could argue that the logic of such an appropriation is that of the
re-presentation, or ‘state’ of the philosophical situation. Method, to adopt
Badiou’s vocabulary, would thus be something like the state of philosophy.
This intra-philosophical re-presentation of philosophy’s conditions harbours
two spontaneous, or rather prejudicial, intuitions. First, an intuition about
what needs to be philosophized. The authority of philosophical tradition is
encoded in the re-presentation of the philosophical situation and serves to
legitimate an intuition about those phenomena that will always require
‘philosophizing’. To paraphrase Deleuze, the tradition and teleology of
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sophia converge in a kind of trans-historical ‘good sense’ about what
requires thought. Favoured examples of these natural concerns of philosophy
include the possibility of objective knowledge, the mystery of human selfconsciousness, the meaning of being, etc. Second, the auto-representation of
philosophy mobilizes an intuition about what it is like to think philosophically
(as opposed to scientifically or anthropologically or sociologically). Philosophy is transcendental critique, speculative dialectic, ontological questioning,
deconstruction and so on. Thus, an intuition (rather than argument) about
what needs to be philosophized is used to underwrite the characterization of
the task of philosophy and the identification of the methodology best suited
to that task. Accordingly, the intuition that cognitive judgement needs to be
legitimated fuels the characterization of philosophical method as transcendental critique; the intuition that all consciousness is irreducibly intentional
fuels the characterization of philosophical method as phenomenological
reduction; the intuition that the meaning of being is at issue in human
existence fuels the characterization of philosophical method as existential
analytic of Dasein, and so on.
Badiou rejects these philosophical intuitions together with the methodologies they subtend because he refuses the gesture of auto-position through
which the subject of philosophy re-presents the philosophical situation and
appropriates those intra-philosophical conditions deemed necessary for philosophizing. His philosophy does not begin with a gesture of auto-position
but with an axiomatic decision entailing that philosophy be expropriated of
its conditions, deprived of the appeal to intuition – whether natural or
transcendental – and irrevocably sundered from its foundation.2 This decision is encapsulated in the axiom the One is not.3 It has a theorematic counterpart, which has its basis in the agonistic history of mathematical logic and
its paradoxes: there is no Whole. The non-being of the One and the inexistence of the Whole are the indispensable correlates of the rationalist
decision to identify mathematics with ontology.4 This is the decision that
conditions Badiou’s entire philosophical enterprise. Rather than isolating and
securing the kind of philosophical intuition that would provide the foundation for a method, this decision immediately deprives philosophy of its customary arsenal of intuitions about what needs to be philosophized and rules
out the possibility of accessing a paradigmatic model of philosophical
method. It thus ungrounds philosophy by evacuating it of all previously
available founding intuitions about the propriety of its content and the
appropriateness of its method.
The simplicity of this axiomatic-theorematic conjunction (the One is not
and there is no Whole) belies its devastating consequences for the usual premises that philosophy calls upon to shore up its ultimate sovereignty over the
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domain of thought. It is not just that philosophical thought no longer enjoys
access to a fundamental arche´, principle, or universal overview (‘beings as a
whole’) – that would be platitudinous – but that it must now abjure any
intuition that continues to assume the integral unity of the phenomenon with
which philosophy is supposed to begin, regardless of how it may be characterized. Philosophy cannot presuppose a unitary instance of thought, a
unitary relation of intentionality, or a unitary phenomenon like ‘the world’.
There is no such thing as what it is like to think. Philosophy, as a situation,
can neither be founded on a unified subject nor reflected in a totality.
It is this subtraction of philosophy from any authentic destination or
secure and eminent placement within the system of thought that also separates the ‘decisionist’ predilection for the axiom from the theme of beginning
or the origin, from all the instances of more or less laborious parthenogenesis
that punctuate the history of philosophy. Philosophy has no starting point,
no home, be it ego or Earth, praxis or contemplation. Decision as affirmed
within the parameters of what we shall refer to as Badiou’s ‘aleatory rationalism’ is not grounded in some putative sovereignty since it is always a decision
on an undecidable, on an event that philosophy itself does not and cannot
give rise to.
This has noteworthy consequences as far as the question of philosophical
method is concerned. For Badiou, the methodological pomp and circumstance so beloved of German philosophers from Kant to Habermas is an
otiose extravagance still wedded to a teleological and fundamentally organicist model of systemic integrity; one that continues to presuppose a transitivity between systematic consistency and systemic unity. On the contrary, the
rigour and consistency of Badiou’s thought, from Theory of the Subject,
through Being and Event, right up to the forthcoming Logics of Worlds, is not
circumscribed in advance by a pre-delineated systemic unity linking philosophical subjectivity and reflexive totality. Hence the important amendments,
revisions and retractions that Badiou has been willing to carry out, all the
while reasserting his fundamental commitment to the basic axiomatic coordinates that have consistently shaped and oriented his thinking.5 For Badiou,
the best guarantor of philosophical precision is not the sort of ostentatious
architectonic splendour generated by the premise of systemic unity, but
rather a bare axiomatic-theorematic mode of argumentation suited to the
mobile constraints of systematic consistency. Badiou’s philosophy does not
derive its cohesion from an underlying architectural blueprint but from a
closely interconnected series of argumentative linkages between axioms and
theorems; arguments sustained by the resources of mathematical thought
as well as of poetic invention but devoid of any totalizing transcendental
methodology.
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Purged of the intuitions that bolstered its claim to methodological autonomy and shored up its previous self-identifications, whether as transcendental
epistemology or fundamental ontology, philosophy asserts its effective independence by renouncing its self-grounding pretensions and abrogating its traditional claims to the theory of being and the theory of knowledge, the better
to identify itself as theory of truth. If mathematics, according Badiou, has
always been the theory of being, it now seems that cognitive science (or even
neurobiology) is in the process of hegemonizing the theory of knowledge.
Here, as ever, the logic of subtraction provides the key to Badiou’s
approach. It is a question of subtracting philosophy’s self-assertion from
those modalities of definition that are a function of its statist representation as
a discipline within the academy. Once under evental condition, philosophy
need no longer conform to reactionary institutional interests bent on artificially perpetuating an arid and essentially anachronistic academic discourse.
In asserting its own necessarily empty form as theory of truth, philosophy
becomes free to engage with the most innovative manifestations of scientific,
artistic and political thought. By emptying itself, philosophy identifies and
formalizes its real conditions of possibility as extra-philosophical truths,
without thereby re-appropriating them as ‘projections’ of a sui generis philosophical subject.
2. Far from relapsing into the kind of pre-critical metaphysical dogmatism
that simply assumes a straightforward correspondence between thought
and reality, Badiou radicalizes the critique of intellectual intuition – the
cornerstone of Kantianism – by invalidating the authority of every form of
philosophical intuition, whether transcendental, dialectical or formalphenomenological. This is why he refuses the premise of a fundamental transitivity between the philosophical and the pre-philosophical; the idea that
philosophical insight is already latent in pre-philosophical experience and
that the philosopher’s task consists in extracting the former from the latter in
order to purify it. Though we might fruitfully seek instances of dialectical
articulation or torsion in his work, this denial of intuition, presuppositions
(objective or subjective), sensibility and everything that smacks of everyday
perception and experience, makes Badiou’s philosophy – like his politics, we
might add – a philosophy of separation. This separation is not to be understood as a simple abstraction; nor is mathematics the source of a new intuition, more securely grounded and powerful than that of philosophy. As
Badiou asserts at the outset of Being and Event, mathematics, or ontology, is
a discourse, and its privileged role in Badiou’s attempt to formulate a genuinely atheistic contemporary philosophy derives from the fact that it has succeeded in thinking (or ‘writing’) without the one: set theory thinks (or writes)
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the multiple, but it does not have a concept of the multiple, an intuition of
the multiple. Mathematics does not expropriate philosophy from its hold
over ontology because of a privileged insight, or a superior method, but
because of the deductive consistency and relentless inventiveness of its
discourse.
Thus, Badiou reinvents rationalism after Critique. But his is a rationalism
purged of any intellectual intuition of the One or the Whole, be it Plato’s
One-beyond-being, Descartes’s capture of the infinite in the One of God,
Spinoza’s facies totius universi, Leibniz’s ideal of mathesis universalis or
Hegel’s reflexive, self-articulating Whole. Rather than postulating the inexorable primacy of some figure of the One and the Whole, Badiou’s postCantorian rationalism asserts an untotalizable ontological dissemination and
the aleatory emergence of a plurality of truths. For it is the decision to identify mathematics with ontology that functions as the precondition for the
evental theory of truth, splitting the subject of philosophy from within
by forcibly expropriating it of its (imaginary) grip on its own constitutive
conditions. The conditions for the possibility of philosophy are no longer intraphilosophical. This claim is altogether more novel than its familiar Marxist
ring may suggest. Badiou’s philosophy does not defer to the putatively extraphilosophical reality of history only to re-philosophize and re-idealize
the latter by relentlessly dialecticizing its own relation to it. Philosophy
purges itself of its imaginary self-sufficiency by subjecting itself to extraphilosophical conditions that are now themselves autonomous instances of
thought with no need for a dialectical supplement ensuring their philosophical comprehension, mediation, or reflection.
Instead, in identifying its evental conditions of real possibility, philosophy
formalizes those conditions. That is why the challenge for philosophy is to
mobilize an empty form, or to deploy a non-experiential arsenal of procedures
whose substantive content must be filled out by extra-philosophical truths.
But since all truths are extra-philosophical, and since a subject is nothing but
the bearer of an evental truth, there is no autonomous subject of philosophy
for Badiou. Thus systematic philosophy is rendered a-subjective and heteronomous. This heteronomy – the conviction that philosophical thought is
always spurred from outside; that it is radically dependent upon the existence
of a real, extra-philosophical instance, whether event or procedure – is one
instance of Badiou’s basically materialist stance.6 Yet strange as it may seem,
this expropriation of philosophy increases its potency. The transitivity of philosophy, its desperate suture to psychology, anthropology, politics, science, is
what imposes extraneous limitations upon the potentially subversive capacities of philosophical reason. As far as philosophy and its conditions are concerned, sovereignty or ubiquity can only lead to impotence.7
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Philosophical thinking is thus internally fissured by the split between
philosophy as empty or formal (metaontological) theory of truth and the
substantive extra-philosophical truths that provide this empty philosophical
form with the material it must seek to compossibilize. Whatever operational
specificity philosophy possesses would seem to reside in this logic of compossibilization. Yet Badiou has yet to flesh it out beyond the rather vague
indications provided in his Manifesto for Philosophy: ‘It is a question of
producing concepts and rules of thought, which may in one instance
remain devoid of any explicit mention of [specific] names and acts, while in
another instance they may be intimately tied to them, but in such a way as to
ensure that through these concepts and rules our era will be representable as
the era wherein these instances of thought took place, which had never taken
place before and which will henceforth be freely available to everyone, even
those that are ignorant of them, because a philosophy has constructed for
everyone the common shelter for this taking place.’8 Thus, if evental truths
are now the material of philosophy, the task of compossibilization seems to
consist in creating a conceptual space in which the ‘illegal’ inventions and
truth procedures of ‘our time’ can demonstrate their shared fidelity to the
disparate production of the generic and transmit the novelty of their formalizations. In other words, a ‘space’ (for want of a better word) in which
subjects, always rare, can communicate in the absence of any pre-given
horizon of consensus.
Nevertheless, the vagueness of Badiou’s indications concerning compossibilization casts an ambiguous light on the status of his own philosophical
project. For either Badiou’s philosophy merely provides one possible instance
of compossibilization among others, in which case it becomes incumbent
upon him to delineate a ‘novum organon’ for philosophy in the shape of a
logic of compossibility for truths; or his principled disavowal of philosophical
method entails that his philosophy is sui generis, and hence exemplifies the
logic of compossibilization as a singular unrepeatable instance. But if
Badiou’s philosophy is not only articulating an apparatus of capture for the
truths of his own time and other times to come, but turns out to be the only
instance of the compossibilization of truths which he thinks every philosophy
should carry out, then surely this entails a severe limitation in its potency and
rational transmissibility. In a move that seems suspiciously Hegelian, it’s
almost as if it is only from the standpoint of Badiou’s doctrine that other
philosophies can be recognized as what they were all along (despite their own
pretension to ‘fill out’ truth or be the Truth of truth): ways of rendering
compossible the truths arising from the generic procedures of their time.
Moreover, the way in which Badiou’s own philosophy supposedly
exemplifies the logic of compossibilization is not without inherent difficulties.
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For there is a stark disequilibrium in the constitutive conditions of
Badiou’s system: almost all the conceptual details proper to the theory of
philosophy’s evental conditioning are entirely dependent upon its mathematical condition. The ontological inconsistency of evental truth and the
consequent characterization of philosophy as theory of truth is almost
exclusively reliant upon the identification of set theory with ontology. In
Being and Event, the impasse of the mathematical-ontological theory of presentation gives rise to a philosophical-metaontological account of how, via
the decision that gives rise to a subject, that which is ontologically inconceivable or unpresentable – i.e. a set that belongs to itself, which is how
Badiou defines an event (the ‘ultra-one’) – comes to supplement a situation
by measuring the excess of representation over presentation.9 This is the
theory of the generic set and of truth as subtraction. But the metaontological formalization of truths is only possible if the discourse of being qua
being has been handed over to set theory, something which itself seems to be
an evental decision. Does the theory of evental decision proposed in the
course of Being and Event retroactively ground the decision with which the
book begins, the decision that mathematics is ontology, that the One is not,
and that there is no Whole? Does it do so in the manner of the Hegelian
positing of a presupposition? If it does, its virtuous circularity may be
incompatible with the expropriation of dialectical method and the abjuring
of systemic unity which we have tried to suggest is intrinsic to Badiou’s
system. For then the danger is that such virtuous circularity is won only at
the cost of reintroducing the kind of dialectically coordinated systemic
totality disavowed by Badiou’s own aleatory rationalism. But perhaps we are
overstating the difficulty. For it could be that the theory of the event
merely explains rather than grounds the book’s opening decision. In which
case, conceptual consistency may be ensured without reintroducing systemic
unity. Although we cannot hope to provide a satisfactory resolution of this
issue within the confines of this Postface, our aim here as elsewhere
throughout these remarks is simply to alert readers of Badiou to these sorts
of difficulties.
3. As we now know, Badiou’s metaontological decision that ‘ontology is
mathematics’ stipulates that beings always appear in situation. Consequently,
ontology itself is a situation, the situation of post-Cantorian set theory, whose
singular privilege according to Badiou is to be the only situation in which
there is presentation without re-presentation, i.e. the presentation of presentation.10 This is to say that set theory effectuates a presentation of the
multiple shorn of any predicative trait other than that of its pure multiplicity.
Set theory is the theory of inconsistent multiples as such. This means that
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although set theory is a consistent presentation (since everything presented
must consist, i.e. be counted-as-one, in the terminology of Being and Event),
what is presented in set theory is nothing but pure inconsistency as such. For
the originary set whose existence the theory declares, and from which all
other sets are woven, is the empty set, which is simply the mark or inscription of the unpresentable, and is not to be mistaken for the presentation of
the unpresentable (for Badiou the latter is impossible, on pain of mysticism).
Thus set theory is the presentation of the multiple-without-oneness, which is
to say, multiplicity-without-presence, for crucially, as Badiou emphasizes,
‘presence is the precise contrary of presentation.’11 That is why there can be
no intuition or experience of being, only a coherent, formalizable discourse in
which being itself is inscribed as pure inconsistent multiplicity.
Once again, the austerely anti-phenomenological tenor of Badiou’s meontology (a theory of being as nothingness, an ontology of the void) cannot be
overemphasized. As he puts it: ‘We will oppose the rigour of subtraction to
the temptation of presence, and being will be said to be only insofar as it
cannot be postulated on the basis of any presence or experience.’12 Consequently, the originary subtraction from presentation inscribed in settheoretical discourse, and hence the fundamental distinction between the
consistency of presentation and the retroactively posited inconsistency of that
which will have been presented (or ‘counted-as-one’) – i.e. the void qua
inconsistent multiplicity – should not be conflated with some postHeideggerean version of the ontological difference. Although the notion of
ontico-ontological difference is not entirely foreign to Badiou, he proposes a
meontological materialism wherein if being is nothing, this is not because it
is more than anything, some sort of unconceptualizable excess, but simply
because it is less than anything. L’e´tantite´ de l’e´tant – literally, ‘the entityness of the entity’ – is merely its inconsistent emptiness, an emptiness that
cannot be reduced to the consistency of absence understood as the mere
opposite of presence. Inconsistency, which is perfectly codifiable, is the
originary, indiscernible ontological ‘stuff’ or ‘material’, rather than the
entity’s adverbial coming-to-presence or the way in which it is spatiotemporally articulated. Meontological presentation operates quite independently of any notion of space and time, whether as a priori forms of intuition
or ekstatico-horizonal phenomenalization. Badiou’s meontology is so radically
indifferent to difference that it refuses not only qualitative and categorial differences but even Heidegger’s distinction between entities and their way of
being. Consequently, the originary subtraction of the void’s multiple inconsistency cannot be equated with being’s withdrawal from presence in the
bestowal of presencing: ‘[The] notion of ‘‘subtraction’’ is here opposed to the
Heideggerean thesis of the withdrawal of being [. . .]. It is because it is
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foreclosed to presentation that being is, for man, bound to be sayable according to the imperative consequences of the most stringent of all conceivable
laws: the law of formalizable and demonstrative inference.’13
Yet if ontology is a situation, and if being is not available to intuition or
experience, what pertinence can the concept of ‘being’ have outside of the
ontological situation? If being is not given, whether in intuition or experience, and if the concept of ‘presentation’ is a purely formal concept generated from set theory and hence exclusively pertaining to the deductive
consistency of set theoretical discourse, rather than to ‘experience’, then
what relevance do the concepts of ‘being’ and ‘presentation’ have when considered apart from that discourse? Why are there situations other than the
ontological one? What is the relation between the ontological situation and
non-ontological situations? On what basis does Badiou distinguish between
different kinds of situation? The requirements of meontological univocity
would seem to be perfectly satisfied by the mathematical situation alone.
More precisely, Badiou’s refusal to specify the conceptual and procedural (as
opposed to merely evental) parameters for the philosophical situation within
which Being and Event operates threatens to ruin that univocity by introducing an equivocal dimension of analogy through philosophy’s metaontological re-presentation of ontology (set theory).
Badiou’s recent work, culminating in the forthcoming Logics of Worlds (an
excerpt from which we have previewed in this collection), is an attempt to
deal with these and related objections by supplementing the purely formal
concept of ontological presentation in Being and Event with a more substantive concept of ontological appearance. Being appears precisely because
there is no whole. Thus being is always localized or being-there (existence).
Yet, once again, difficulties arise because of Badiou’s reluctance to specify the
philosophical situation in anything other than evental terms. Philosophy
identifies the link between the pure unbinding of being qua being (as prescribed by set theory) and the bound character of being in situation (as
delineated through the resources of category theory). Philosophy’s specificity
would thereby seem to reside in its ability to identify the link between being
and existence, and hence in effectuating the relation between the bound and
the unbound – or the related and the non-related – by thinking the aleatory
emergence of the subject of truth, such that the latter, in a position of
‘torsion’, undoes the related (knowable, classifiable) order (or language) of a
situation. In this respect, the relation between bound and unbound, or
related and non-related, is itself split: first, in terms of the ontological articulation of consistency and inconsistency; second, as the result of the suspension or disqualification of the system of relations that constitutes the situation
which is transformed by the affirmation of an event. In other words,
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philosophy as a theoretical practice is defined by the manner in which it
relates two subtractions: the ontological or axiomatic subtraction marked by
the empty set and the evental subtraction which is the procedural substance
of a truth-subject. Yet if philosophy is able to oversee these twin subtractions, is it not thereby accorded a function – first as meta-ontological, then as
meta-procedural – every bit as totalizing, if not more so, than those figures of
the Whole proposed by dialectics (whether idealist or materialist) and the
Deleuzean ontology of the virtual?
4. What Badiou’s rationalism retains from the Kantian/Heideggerian critique
of metaphysics is the fundamental distinction between truth and knowledge.
However, contra both Kant and Heidegger, Badiou insists that truth’s extrapropositional character – its transcendence vis-à-vis knowledge – need not be
consigned to non-conceptual intuition and the extra-conceptual and nonformalizable domains of morality or poetry. It can be precisely circumscribed
using the resources of mathematical discourse. According to Badiou, truth’s
unknowable or indiscernible character remains rationally conceivable because
the distinction between the determinate possibilities of knowing and the
indeterminate potency of thinking has been rendered ontologically specifiable
through the work of the mathematician Paul Cohen. But Badiou’s ontology
stipulates that the unknowable is never One; thus it is never an absolute, it is
always situated, localized. Truth’s transcendence is only ever relative, never
absolute; it is the transcendence from this situation through the unknowable
of this situation. What is unknowable is only ever unknowable from within a
situation, and the forcing of a truth (cf. ‘Truth: Forcing and the Unnameable’ in this collection) accounts for how what was unknowable within a
given situation can be rendered knowable by transforming that situation’s
cognitive dimensions from the inside. Truths are always plural and discontinuous, never unitary and homogeneous. By the same token, deductive
consistency is discontinuously sequential rather than homogeneously arborescent, and hence no longer vitiated root and branch by the emergence
of inconsistency (this is the upshot of what Badiou calls ‘the CantorGödel-Cohen sequence’). Upsurges of inconsistency petition new decisions
and give rise to new deductive sequences. ‘Event’ is simply Badiou’s name
for such upsurges. The axiomatic assertion of evental inconsistency – what
Badiou calls ‘deciding the undecidable’ – is made in the absence of any
pre-existing cognitive criteria for verifying that assertion. We affirm that
something happened, even though we do not know how to prove or verify its
occurrence. But the assertion itself will bring about the conditions for its
own verification: in drawing the consequences of that assertion, we slowly
transform the parameters of cognitive possibility governing the logic of the
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situation in such a way as to render what was previously unthinkable thinkable (the situation’s generic truth) and what was previously unknowable
knowable (‘forcing’ the generic supplement of the situation).
It is this precise articulation of the deductive force of mathematics and a
Real instance of rupture which defines the specificity of Badiou’s thought,
setting it apart from the otherwise ambient concern with the themes of excess
and exceptionality. Rather than leaving novelty to mutate dialectically into
the structures of established fact or to remain ultimately indiscernible from
states of affairs (an accusation levied at the concept of the virtual in Badiou’s
Deleuze), the ontological apparatus set in motion by Badiou is intended to
purify the event to the point where its incomprehensibility from the point of
view of the knowledge or state of the situation is rendered exorbitant. Instead
of discerning novelty in the interstices of any phenomenon, Badiou opts for
conceding almost everything to the indifferent order of ontology – to the pervasive normality of things as they are – so as to ensure that the sundering of
normality be in turn given its due. Evental novelty is not ubiquitous but rare,
and the measure of its rarity is provided by ontology’s almost boundless
capacity for rendering all phenomena thinkable as more or less unexceptional.
Indeed, one of Badiou’s most common polemical gambits, exhibited in his
objections to Deleuze’s Riemann (in this volume’s ‘One, Multiple, Multiplicities’), consists precisely in seeing a kind of harmless banality where other
thinkers think they perceive the outer limits of thought.
But the event is precisely not what it is possible to think, at least not until
its consequences have been drawn in a traversal of the situation and in the
production of a truth, with all the consequences it entails. The event, as Real,
is always in some sense impossible. And it is the great glory of mathematics
that its history is marked by the decisions to force certain impossible entities
into existence and intelligibility (be they imaginary numbers, infinitesimals,
Mahlo cardinals or what have you). For Badiou, in complete contrast to
classical rationalism or even the temporalized adventures of dialectics, everything is not thinkable here and now. Were it so, the capacity of being would
be exhausted by the modality of the possible, and all novelty would have the
status of an insignificant supplement, a simulacrum. Rather, what is unthinkable in a situation now, rather than what is absolutely unthinkable, can
become thinkable. As we have seen, for Badiou there can be no such thing as
an other of thought tout court, an unthinkable sub specie aeternitatis. The productive and groundless character of truths and subjects entails the wager that
‘we will have been able to think what was previously unthinkable’. It also
entails the purely adjectival character of rationality, the non-identity of
reason as the principle for a possible, and thus implicitly actualized, space of
possibilities. While we may axiomatically affirm the incompleteness of all
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situations, their lying at the edge of the void, and thus the ever-present
chance that we may come to think and to be otherwise, there is no identity,
not even a negative one, for the impossible-Real that aleatory rationalism
tries to situate through the resources of set-theoretical ontology (and specifically, the axiom of foundation and the theorem of the point of excess).
In a sense, the whole point of the finely articulated apparatus of ontology is
to reveal, through its paradoxes and points of undecidability, that the Real
has a non-transcendental, situational specificity. Or rather, that precisely
because it can only be subjectively attested in its effects, in the construction
of a generic set, there is no such (one) thing as the Real, but rather nondenumerable instances of the determinate puncturing of different situations
by the (empty, indifferent) truth of being. The multiplication of infinities
ensures that there is no Real as absolutely Other, no unthinkable that would
constitute the limit or transcendent object of a reason. Whence Badiou’s
manifest indifference to the turn to the sublime (which he plausibly regards
as founded on a completely impoverished notion of infinity and a rather miserable humanism) and his palpable and combative disdain for the pathos
of finitude – both of which are, after all, intimately connected intellectual
phenomena. Although foreclosed from the standpoint of the constituted
knowledge or language of the situation, the Real affirmed by Badiou’s
aleatory rationalism is not the counterpart of a thought marked by finitude,
and it is not One, since it can only be retroactively attested, which is to say
produced, for and through a determinate situation in the process of evental
subjectivation.
Thus, deductive fidelity offers a paradigm of rationality which is no longer
about validating cognitive necessity but about wagering on the aleatory and
unverifiable in a way that entails a process of conceptual invention and cognitive discovery that will transfigure the structures of intelligibility within a
given situation. Far from hypostasizing ‘reason’ as some sort of faculty or
disposition naturally inherent in the human intellect, far from seeking to
bolster the allegedly normative authority of ‘rationality’, Badiou’s brand of
rationalism subtracts ‘reason’ from the ambit of the psyche in a way that subverts the presumed fixity of cognitive structures and undermines the pseudotranscendental bounds of linguistic sense. This is a rationalism without
‘reason’, one that has been radically de-psychologized. ‘Rationality’ is a
pseudo-normative category mired in logicism at best, psychologism at worst.
Axiomatic-theorematic reasoning provides a model of ‘rationality’ whose
resemblance or lack thereof vis-à-vis human cognitive processes is ultimately
irrelevant. Moreover, this aleatory rationalism is devoid of constitutive interests or intrinsic ends that would conjoin the moral and the epistemological. It
is ‘disinterested’ in the sense that it declares the possibility of a ‘formalised
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in-humanism’.14 It is rare, discontinuous and inherently subversive, inasmuch as it does not shore up the authority of cognitive norms, but rather
disqualifies them. Where dogmatic rationalism asserts the sovereignty of
‘reason’ qua cognitive faculty harbouring the ends of our activity (whether
manual or intellectual) and guaranteeing our orderly dwelling in a predictable
categorized world, Badiou’s aleatory rationalism affirms the potency of
thought as that which is defined precisely by the discontinuous invention of
means for wagering on novelty and forcing the dysfunction of the categories
that partition worlds into distinct domains that can be overseen, counted and
controlled.
This focus on the extra-philosophical procedures that allow subjects to
avoid the structures of knowledge and produce generic truths outside the
norms of possibility suggests that, despite the emphasis on axiomatic decision
as an inaugural separation from any religious theme of origin or beginning,
aleatory rationalism – the thinking of the event – is best understood in terms
of the consequences of affirmation; consequences that, counter to traditional
philosophical intuition, involve the invention of new extra-philosophical
methods which in turn will inflect the practice of philosophy itself, much as
Lenin’s theory of the party and Mallarmé’s experiments with syntax have left
their mark on that space of compossibility constituted by Badiou’s thought.
There is no sovereign subject of rationality, only rational subjects elicited by
a decision on an event and caught up in the aleatory construction of singular
universal truths. Consequently there is no thought outside of its dissemination in these procedures. What these procedures share, what renders them
(retroactively) compossible is not their conformity to ‘reason’ but their production of generic sets, i.e. truths subtracted from the inevitably partial distributions of knowledge. Philosophy’s arduous task consists in coordinating
these perforations of the orders of knowledge. ‘Thought’ – if we can speak of
such a thing independently of situated procedures – is not defined as a
faculty, but as the contingent and transversal product of such a coordination.
5. The mainstream of contemporary ‘Continental’ philosophy continues to
operate within the bounds of the critical interregnum: the (broadly) antimetaphysical and post-rationalist problematic initiated by Kantian critique
and radicalized by Heidegger’s fundamental ontology. We should not allow
this post-Kantian consensus – conformity to which fuels the current détente
among ‘Continental’ philosophers – to occlude the peculiar repartition of
modesty and ambition carried out by Badiou’s philosophy. Confronted with
the latter’s seemingly irrepressible confidence in the affirmative capacities
of philosophical formalization, the Kantian reflex – now crucially and
insidiously supplemented by the para-political and meta-aesthetic ideology of
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the unrepresentable (so well diagnosed by Jacques Rancière) – is to castigate
what it identifies as a peculiarly anachronistic version of ‘fanaticism’. The
recourse to set-theoretical ontology, mustering varieties of infinity as yet
undreamt of by metaphysicians, seems to herald a baleful recrudescence of
pre-critical dogmatism, a disastrous pretension, as Kant put it, ‘to SEE the
infinite’. Perhaps it is time to consider whether the particular image of philosophy endorsed by Badiou may or may not prove reducible to a kind of
‘raving with reason’.
To begin with, and in light of the demarcations rehearsed above, such
fanaticism could not without further ado be ascribed to philosophy, strictly
speaking. We have already noted that the secularization of the infinite
requires that philosophy expropriate its putative capacity to think the latter.
Thus, in abandoning the project of critique (or rather, in never taking it up),
Badiou’s aleatory rationalism also abjures the putative pre-eminence of philosophy when it comes to delineating the very possibilities of thought. Far
from constituting an instance of perilous philosophical hubris, the claim that
‘we can begin purely and simply with the infinite’ is a claim that rests on the
inventions of mathematics. In other words, if the infinite can come first it is
because philosophy has abdicated the autonomy of its intuition the better to
defer to the cognitive innovations of mathematics and – in a way we shall not
be able to investigate here – politics.15 If anything then, philosophy is
immodestly heteronomous, since its hubris does not arise from its own capacities but from the capacities of thought in its heterogeneous instances of
production and subjectivation. The plurality of thought, or rather of those
procedures that produce truths, a plurality concomitant with the denial that
there is a subject of or for philosophy, also entails the impossibility of carrying out an immanent delineation of the limits of cognitive or subjective
possibility.
Once immanence has been handed over to the actual and non-totalizable
inconsistency of the set-theoretical multiple, and is therefore no longer
immanence to a philosophical subject, the problematic of the limit (or even of
what Badiou has sometimes referred to as ‘the unnameable’) is itself made
relative to the situation under consideration. We have already mentioned that
the subtraction of a unifying arche´ for thought makes the notion of an absolute limit vanish. Philosophy thus acknowledges the potency of thought, the
fact that it has no absolute limit, by emptying itself of the appeal to an originary experience of thought. By disavowing traditional claims to privileged
intuition and to a faculty of supra-disciplinary synthesis, Badiou’s philosophy
precludes any attempt to impose a priori limits on non-philosophical thought
procedures (whence the relentless affirmation that mathematics thinks,
science thinks, politics thinks, love thinks). We could even say that for Badiou
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philosophy evacuates transcendence by making nothing immanent to philosophy, and in particular by refusing to make thought, subjectivity and truth
coextensive with philosophical practice.
In this regard, Badiou’s philosophy cannot be seen as yet another in the
sequence of hopeful subreptions or transgressions of the limits set by Kant or
reset by Wittgenstein. Lest it be confused for some kind of scientia dei or
mathesis universalis, for the mobile totalization promised by sundry varieties
of dialectical thinking, or for the related realization of the latent content of
philosophical practice in world-transforming praxis, it is imperative to reiterate once more the weight that must be accorded to the non-being of the One
and the inexistence of the Whole. The sundering of the infinite (or, more
precisely, of infinities) from capture in a unitary divinity, the absence of any
pre-evental subject of cognition, and the mathematical affirmation that there
is no (one) Universe, all clearly point toward the impossibility of reducing
Badiou’s standpoint to that of any classical variant of metaphysical rationalism. This systematic thought is emphatically not a theory of everything.
An examination of Badiou’s relation to dialectics, a constant in his intellectual trajectory, can prove illuminating in this regard. In a recent essay,
Badiou writes, with reference to Hegel: ‘Not only, contrary to what Hamlet
declares, is there nothing in the world which exceeds our philosophical capacity, but there is nothing in our philosophical capacity which could not come
to be in the reality of the world.’16 This confidence in the powers of reason
displayed by dialectical thinking leads Badiou to see in it the culmination as
well as the collapse of classical rationalism. A culmination in the sense that
any transcendent or transcendental check on the extension of rationality is
removed; a collapse insofar as the hyper-rationalism of dialectics is fuelled by
its hostility to the eminent role of mathematical infinity within classical
rationalism (see ‘Philosophy and Mathematics: Infinity and the End of
Romanticism’ in this volume). Though we are sympathetic to Bruno Bosteels’s claim that over and above the theorem concerning the inexistence of
the Whole, Badiou’s recent onto-logical work on the theme of appearance
could be seen to herald a qualified return of the kind of dialectical thinking so
prominent in the earlier Theory of the Subject, it nevertheless remains the
case that the mathematical expropriation of a sui generis philosophical intuition or subjectivity entails that there is no philosophical capacity per se that
would stand as a potentially determinable reservoir for dialectical realization.17 The inconsistent is not the potential or the determinable and it is not
‘in thought’ as such. Rather than a capacity held by a totalizing reason, the
modality of truth in Badiou is that of a retroactive possibility: only on the
basis of a decision which no capacity guarantees and through the construction
of a generic set that has no store of knowledge to refer to ‘will it have been
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possible’ to formulate the truth of a situation. Thus, while Badiou holds on
to the dialectical refusal of any a priori constraint on thought, and on the
subversive consequences of the realization of rationality, he abandons, in
conformity with the motifs of expropriation and pluralization mentioned
above, the notion that thought or philosophy can be unified or totalized as a
capacity which would expand ‘its’ limits.
Why not then simply dissolve philosophy into the multiplicity of discourses and practices, rescind its delirious pretension to sovereignty, dilute it
into an ornamental meditation on the crimes and shortcomings of rationality?
Why not simply welcome the age of sophistry? In a sense, Badiou’s opposition to these postmodern strategies is unjustified and indeed unjustifiable, at
least from a transcendental as opposed to axiomatic standpoint. The commitment to the new, the exceptional and the generic is simply non-negotiable. As
Badiou declares: ‘The new is the just.’ Equally, the Platonic injunction to
separate truth from doxa, to cut through the dense and incoherent mass of
opinions and the arbitrary norms that regulate the interactions of the polis is
undoubtedly a primary requirement of Badiou’s philosophizing, but certainly
not one that could be ‘legitimated’. For Badiou, to hold on to the category of
truth, albeit in a guise that has been comprehensively recast, is to assert that
philosophy’s task is always one of supporting or dis-inhibiting whatever subversions and separations occur in the different domains of thought.
We may want to ask what renders such a conviction immune from Rortyan
attempts to sap the confidence and foundations of philosophical practice. In a
sense, nothing. The identification of philosophy with a kind of courage for
truth, excess, and separation is a subjective conviction with absolutely no
guarantee either in the domain of representable objectivity or in the psychological structure of a cognizing subject. Yet closer examination of the
sophist’s challenge reveals what is rationally objectionable about it. As
Badiou has argued elsewhere (most prominently in the Manifesto for Philosophy), the inestimable worth of the sophist, from Protagoras to Lyotard, is his
ability to alert the philosopher to the untenable nature of philosophical autocracy, to disabuse him of the futile and disastrous delusion of being the
keeper of the Truth of truth. Moreover, the sophist’s nagging rejoinders
open philosophy up to the multifariousness of cases, thus emphasizing the
challenge inherent in the aim of reducing the equivocal phenomenology of
common sense to the mathematical indifference of a rational ontology. All
this militates toward Badiou’s call to spare the sophist, rather than to force
his or her elimination.
But to respond to the challenge of modern sophistry by expropriating
philosophical intuition permits the truly contemporary philosopher to recognize that the sophistical schema only seems to be in favour of dissemination
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and multiplicity. From the standpoint of an aleatory rationalism, it is essential to perceive how the sophist, while seeming to sing the praises of universal
difference and exception and the inapplicability of any rational categorial
schema, is still committed to the notion that the multiple can itself be
characterized, that it can be given the quasi-transcendental lineaments of
discourses, language games, embodiment, strategies, and so on. Though
sophistry abandons the immanence of thought to philosophical intuitions of
the kind still endorsed by critique and dialectics, it simply shifts the locus of
unified transcendental legislation, to language in particular, thereby generating, beneath the gaudy apparel of discursive multiplicity, a new figure of the
Whole and the One. Short of the resort to the unintuitable and the absolute
alterity of some sublime instance, such postmodern thinking remains incapable, from Badiou’s perspective, of thinking the determinate emergence of an
exception and its systematic yet aleatory disfigurement of an established
situation. Situated excess is here pitted against the universal variability
which, in its amorphous constitution, remains a profoundly conservative
image of thought since it precludes the subtractive specificity of a truth – that
which renders truth at once ‘illegitimate’ (it is irreducible to the language
governing a situation, bereft of any proof or guarantee in the domain of
knowledge) and rational (it proceeds through a strict, albeit decisionistic,
logic of consequences).
Most importantly, to affirm philosophy against sophistry is to reiterate the
importance of localizing the practical break between thought (or truth) and
language (or knowledge), something that can only be done, according to
Badiou, so long as we are attentive to the rare instances in which a regime of
discourse and intelligibility is suddenly beset by a dysfunction and transformed by a subject. Note here that one of the provocative consequences of
such an approach is that for Badiou there is no difference in kind between
opinion and knowledge, both being opposed by truth. This is not to say that
there is any interest here in a critique of doxa, or in the establishment of a
clear and distinct reservoir of knowledge to counter a common sense gone
astray. Only real separations from doxa matter, those sequences in which the
stability of a situation and its language are traversed, disqualified, and
perhaps destroyed. In this regard, doxa is never the critical object either of
philosophy or of a particular truth procedure, but rather the obstacle they
circumvent and the material they transform. Needless to say, this means that
Badiou’s philosophy abandons one of the main concerns common to critique,
dialectics and sophistry, not to mention numerous manifestations of philosophical materialism: the account of the genesis of doxa or the sources of representation. Separation, rather than constitution, is the core of aleatory
rationalism.
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6. Badiou’s acosmism, with its undermining of totality, is adamantly not an
intra-philosophical response to some sublime catastrophe of reason, predicated upon the dubious isomorphism of philosophical totality and political
‘totalitarianism’. It is the untamed infinities averred by mathematics and the
boundless thought they announce which determine the attack on totality, not
the thinker’s feigned humility or guilt at his or her inexcusable hubris. We
could even say that just as Badiou eschews the faculty of reason only to
intensify the possibilities of rationalism, so he focuses on the irruptions of the
universal by postulating the inexistence of the Universe (or the Whole of all
wholes).
The obverse of this empowering evacuation or self-expropriation of philosophy, whose formalizing rationality is radically dependent on the contingency of events and truths over which it has no sway, is the refusal to
provide any internal or immanent account for the genesis or possibility of
philosophy itself (and the concomitant rejection of anything which is even
distantly related to epistemology, including the discontinuous diagrams and
narrations of Bachelard, Canguilhem or Foucault). According to Badiou, to
display a concern with the genetic sources of philosophy would be once again
to render extra-philosophical truth procedures (in science, politics, art, love)
immanent to a more or less sovereign philosophical subject, one that would
make a detour through their externality only in order, when all is said and
done, to rediscover itself in the unfolding of its latent interiority. No such
avenue is open to Badiou, who consequently seems to leave in abeyance the
very question of the origin or beginning of philosophy, and, more broadly,
the very problem of the genesis of the intellect as such. As Althusser once
wrote: ‘There is no obligatory beginning in philosophy, philosophy does not
begin with a beginning that would also be an origin. Philosophy jumps onto a
moving train . . .’18
Thus, while Badiou’s philosophy is in great part preoccupied with generating a theory of the subject capable of thinking through the consequences of
the truths of its time, it is bereft of a theory of (the emergence of) the philosophical subject. Indeed, it appears that one of the conditions for holding to the
tenets of an aleatory rationalism is that of writing off as a dead end any
reflection on philosophical subjectivation itself. This is of course a corollary
of the definition of the event as undecidable and indiscernible from within
the parameters of its situation. Aleatory rationalism is based precisely on the
fact that there is no ‘reason’, in the sense of ratio or Grund, for events and the
truths they give rise to. So while the type of philosophical subjectivity
espoused by Badiou does seem to rest on the postulate which we could call
that of ‘the justice of the new’ – on a kind of a priori and thus void fidelity to
what happens insofar as it happens – the critical philosopher (or any of his
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epigones) will look with suspicion upon a philosophy so determinedly and
doctrinally committed to saying next to nothing about the conditions for its
own exercise. Where the seemingly momentous sundering of philosophy
from ontology is concerned, we are offered the account of a decision which,
although strategically persuasive, cannot lay claim to any guarantee or justification besides that of the consequences it may harbour with regard to the
intensification or purification of thought, as well as the latter’s capacity to
separate instances of truth from the representational networks of doxa and
knowledge. While philosophy’s self-expropriation for the sake of the event
may turn it into a kind of metaontology (albeit one whose exact situation is
difficult to pin down), there is no Archimedean point – whether faculty,
subject or divine reason – from which to judge the validity or construct the
consistency of the metaontological decision: mathesis is no longer universalis;
all scientia is now without a deus.
And yet one could argue that in spite of abdicating its powers of survey
over thought, philosophy’s articulation of the unbound multiplicity of
mathematics and the practical production of generic truths turns it into a
supplementary instance, a transcendent apparatus for generating the aleatory
univocity of being and event in the guise of a rare and formalized truth.19
This charge is perhaps exacerbated by Badiou’s refusal to countenance any
account of the genesis of the philosophical subject itself. Ultimately, what we
are faced with is a veritable division within contemporary philosophy’s materialist camp.20 The status of materialism in Badiou’s thought is not easy to
adjudicate, and one would need to refer back to the lengthy treatment of it in
Chapter IV of his Theory of the subject in order to shed some real light on this
issue. But in very broad and preliminary terms, we could say that Badiou’s
materialism depends on: (1) a fidelity to the Lacanian notion of the Real as
that which resists its symbolisation and capture in a thought of possibility;
(2) a thinking of the event as immanent to the Real of a situation, that is, as
being in a situation (presented) but not of a situation (represented); (3) a
recasting of the praxis-centred tendency in materialism through the thesis
that the truth of an event can only be produced, and retroactively attested,
via the construction of a generic set; (4) a repudiation of any figure of matter
as (the) One or (the) Whole, in short, of any doctrine of monism (Badiou’s
materialism is in this respect a variant on acosmism, and can be seen to
derive from his strictly meontological use of the multiple); (5) a sharp and
incontrovertible distinction, founded principally on point (1), which says that
materialism is incompatible with naturalism, if by the latter we understand
any attempt to account for the genesis of thought either in terms of some
continuity with the natural sciences (neurophysiology, cognitive science,
ethology) or in terms of a more metaphysical notion of natura naturans.
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Badiou thus wishes to argue both that thought is not some ineffable,
angelic ‘stuff’ over and above situations and that it cannot be circumscribed
(for instance, within the human nervous system) in such a way as to set the
stage for its reduction, explanation, and genesis. In a sense, the classical
question of materialism is rescinded by Badiou to the extent that he does not
permit of any operative distinction between the (material-) real and the ideal,
displacing that traditional trope into the distinction between the real of the
event and the knowledge, language or representation of the situation. The
key difference between this aleatory rationalism – or what Badiou himself
describes as his ‘materialism of grace’ – and a transcendental materialism of
the Deleuzean variety is that while the latter wishes to set out the real conditions for the possibility of (the experience of) thought, the former leaves a
fundamental heteronomy (which some might interpret as miraculous transcendence) in place.
We might even hazard the claim that in a rather paradoxical manner,
Badiou’s aleatory rationalism is a kind of historical materialism, in the
precise, restricted sense that its claims regarding the real of the event as the
basis of rare truths depends on a distinction – which Badiou maintains on
set-theoretical grounds – between nature and history; a distinction which is
profoundly inimical to any brand of naturalist materialism, whether of the
ancient (Lucretius), modern (Spinoza) or post-Kantian variety (Deleuze and
Guattari). Badiou’s is ultimately an anti-naturalist materialism. It rests on the
provocative proposition that nature, far from being the arena of savage
becomings, is a domain of perfectly adjusted representation, of seamless normality, and that the event-history is the only site of the upsurge of inconsistent immanence.
But where does this leave not just materialism, but philosophy tout court?
Badiou’s aim is to provide philosophy with the resources for formalizing – as
opposed to substantializing – extra-philosophical novelty. His abiding conviction is that holding true to the independent rationality and subversive
irruption of non-philosophical subjects means effecting a radical separation of
thought, not only from the entire apparatus of critique, but also from the
kind of naturalism proposed by most self-avowed materialists. However, by
simply writing off the question of philosophical subjectivity as a hindrance to
the reckoning with extra-philosophical truths, Badiou may well be depriving
himself of the means for shedding light on the very logic of compossibility
that specifies philosophy’s relation to its conditions, a logic that should also
account for the manner in which Badiou’s own doctrine, far from being an
arbitrary dogmatism, is conditioned, particularly by mathematics. Can
Badiou retain his linking of rational ontology to the subjective contingency of
truths without elucidating the way in which evental historicity and the atem-
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poral theorems on being combine to generate philosophical discourse?21 Isn’t
philosophical formalization, which relies on the unique capacity with which
mathematical discourse is supposedly endowed – the capacity to inscribe the
Real in transmissible symbolisms and chains of deductive inference – itself
temporalized by events in mathematics and by its own practice of compossibility, thus demanding a much fuller, and perhaps more ‘critical’, account of
philosophical subjectivity? When all is said and done, Badiou’s philosophy is
simply a theory of truth, which is to say, of thought. But it is a theory which,
while abounding in prescriptions about the style and ethos of philosophical
practice, seems to be predicated on a deliberate refusal to formulate anything
like a theory of philosophy or of philosophical subjectivity. Perhaps this
refusal is the sine qua non for the revitalization of a senescent academic discipline. Alternately, the rejuvenation promised by Badiou’s philosophy may
require a full and explicit account of how a subject comes to philosophy (and
vice versa), in order to open the logic of compossibilization to theoretical
practices whose possibilities extend beyond the co-ordinates of Badiou’s own
relation to the extra-philosophical.
R.B., A.T.
London and Teheran, May 2004
NOTES
1
2
3
A situation is minimally defined by Badiou as ‘a multiple composed of an infinity
of elements, each one of which is itself a multiple’. See the discussion in Peter
Hallward’s Badiou (Minneapolis: Minnesota University Press, 2003), pp. 93–4.
To forestall any possible confusion, it is important to note that, as a metaontological postulate, this notion of situatedness is not that of an existential subject-insituation or a Leibnizian-Nietzschean perspective on or from a world. Being-insituation is simply the ‘objective’ correlate of the inexistence of a Whole of all
wholes, or Universe, and of the relative or local nature of ontological consistency.
With this notion of expropriation, or rather self-expropriation, we have attempted
in part to translate some of the key insights put forward by Oliver Feltham in his
essay ‘And Being and Event and . . .’ in Polygraph 17 (2005), pp. 27–40. Feltham
persuasively characterizes the relation between philosophy, mathematics and
ontology in terms of a ‘hetero-expulsion’ of philosophy’s claim on ontology in
favour of mathematics for the sake of a thinking of truth as praxis.
Although, as Badiou, following Lacan puts it, ‘there is oneness’, il y a de l’un – a
crucial qualification pertaining to the distinction between the inconsistency of
being qua being and the consistency of being qua appearance. We will have more
to say about this below.
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We write ‘rationalist’ rather than ‘rational’ advisedly, since for Badiou the
domain of the decision and the axiom lies outside of any simple dichotomy
between the ‘rational’, understood as that which is always already vouchsafed
by a standard image of adequate cognition, and the ‘irrational’, understood as
the act welling up from some obscure source, be it demonic, vital or unconscious. The only time Badiou uses the adjective ‘rational’ in any philosophically
consequential way is to qualify ontology. ‘Rational ontology’ identifies the
sequence of attempts to wed ontology to mathematics, and thereby to subject
philosophy to the cutting edge of mathematical invention. Bar a few, somewhat
marginalized exceptions (Desanti, Cavaillès, Lautman), it is a sequence which
was terminated in philosophy by Hegel and was continued, more or less implicitly, within the work of mathematicians such as Cantor and Cohen. The
expression ‘rational ontology’ in no way indicates a reference to some quality or
ideal which could go by the name of ‘rationality’. Or rather, the dissemination
of ontology and the demotion of human cognition effectuated by rational
ontology makes any unitary, non-evental, definition of rationality impossible. It
is worth noting that Badiou’s one defence of rationality ‘as such’ comes in a
plea for a philosophy that would be able to counter the idiotic fanaticisms and
archaisms that mark the contemporary world. See ‘Philosophy and Desire’
(originally entitled ‘Philosophy and the Desire of the Contemporary World’),
in Infinite Thought, edited by Oliver Feltham and Justin Clemens (London:
Continuum, 2003), p. 55, where he writes: ‘Philosophy is required to make a
pronouncement about contemporary rationality. We know that this rationality
cannot be the repetition of classical rationalism, but we also know that we
cannot do without it, if we do not want to find ourselves in a position of
extreme intellectual weakness when faced with the threat of these reactive
passions.’
Examples would include Being and Event’s critique of the notion of ‘destruction’,
which is a fundamental category in Theory of the Subject; Logics of Worlds’
critique of the account of evental naming in Being and Event; Badiou’s own
recent decision to retract the theory of the unnameable outlined in texts such as
‘On Subtraction’, ‘Truth: Forcing and the Unnameable’ and the Ethics; and last
but not least, the substantially revised theory of the event Badiou proposes in
Logics of Worlds.
In Meditation 3 of Being and Event and ‘Notes Toward a Thinking of Appearance’ (this volume), Badiou identifies Zermelo and his ‘axiom of separation’ as
the source for such a materialism within the lineage of rational ontology. For a
long treatment of the question of materialism in Badiou’s earlier work, see
The´orie du sujet (Paris: Seuil, 1982), pp. 193–253, and Bruno Bosteels’s forthcoming Badiou and the Political (Duke University Press).
Whence Badiou’s insistence, in the wake of his turn away from the dialectics of
destruction espoused in Theory of the Subject, on the exemplary status of
Mallarmé’s notion of action restreinte, restricted action. For the concept of
suture see the Manifesto for Philosophy and Alberto Toscano, ‘To Have Done
with the End of Philosophy’, Pli: The Warwick Journal of Philosophy 9 (2000),
pp. 223–4.
Manifeste pour la philosophie (Paris: Seuil, 1989), p. 69.
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10
11
12
13
14
15
16
17
18
19
Theoretical Writings
Badiou characterizes Cantor’s theorem, in which the quantitative excess of the
state of a situation (representation) over a situation (presentation) is shown to be
undecidable, as ‘the impasse or the real point of ontology’. This theorem, along
with the related Cohen-Easton theorem, which establishes ‘the complete errancy
of excess’, will provide the basis for Badiou’s theory of the event. See L’eˆtre et
l’e´ve´nement (Paris: Seuil, 1988), p. 559.
L’eˆtre et l’e´ve´nement, Meditations 1–6, pp. 31–117, in particular pp. 35–6.
L’eˆtre et l’e´ve´nement, p. 35.
L’eˆtre et l’e´ve´nement, p. 35
L’eˆtre et l’e´ve´nement, p. 35.
Alain Badiou, The Century (forthcoming).
This point is made by Nina Power in ‘What is Generic Humanity? Badiou and
Feuerbach’, Subject Matters: A Journal of Communication and the Self 2, forthcoming.
‘Metaphysics and the Critique of Metaphysics’, trans. Alberto Toscano, Pli: The
Warwick Journal of Philosophy 10 (2000), pp. 189–90.
This is not to say that there is no problem of capacity or potentiality in Badiou’s
thought. However, it is a problem that arises in the context of his characterizations of the relationship between thought and ‘generic humanity’ rather than in
his vision of philosophical activity per se. See Nina Power and Alberto Toscano,
‘‘‘Think, Pig!’’: An Introduction to Badiou’s Beckett’, in Alain Badiou, On
Beckett, ed. Nina Power and Alberto Toscano (Manchester: Clinamen Press,
2003).
Louis Althusser, ‘Le courant souterrain du matérialisme de la rencontre’, E´crits
philosophiques et politiques, Tome I, ed. François Matheron (Paris: IMEC, 1995),
p. 576. We have chosen to dub Badiou’s project an ‘aleatory rationalism’ precisely
in order to foreground what, in the final analysis, distinguishes it from the tradition sketched by Althusser in that late fragment. Although focused on chance as
the real basis for any production of truth, Badiou’s philosophy maintains the
rationalist allegiance to mathematization so as to circumscribe and separate the
event and its consequences from the ordinary course of the world. As we have
tried to suggest, Badiou invokes Cantor, Zermelo and Cohen (among others) in
an attempt to overturn Althusser’s late verdict, to wit that all rationalism must be
teleological, essentialist and committed to a notion of the origin. What prevents
aleatory rationalism from being the mere acknowledgment (constat, a term
emphasised by Althusser) of the deviations of matter, and turns it into an intervention, is the manner in which it articulates a rational, set-theoretical ontology
and a theory of the subject, which is exactly what Badiou, in all his writings on
Althusser, criticises his old mentor for failing to do. Without a theory of the
subject, according to Badiou, materialism collapses into a description of material
events and fails to grasp the difference between real novelty and mere change, or,
more importantly, the difference between a truth and a catastrophe, be it political
or topological.
This is the crux of the rather elliptical verdict on Badiou’s Being and Event
voiced by Deleuze and Guattari in their What is Philosophy? (London: Verso,
1994), pp. 151–3, where they identify three interlinked instances of transcendence: (1) the evental site; (2) the nondescript multiplicity [multiplicite´ quel-
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277
conque], which they juxtapose to their theory of the two multiplicities (intensive
and extensive); (3) philosophy itself. They appear to argue that it is the first two
that combine to make philosophy into an activity of survey: ‘philosophy thus
seems to float in an empty transcendence, as the unconditioned concept that finds
the totality of its generic conditions in the functions (science, poetry, politics, and
love). Is this not the return, in the guise of the multiple, to an old conception of
the higher philosophy?’ Although we are willing to concede the possibility that
Badiou has reinvented a certain eminence for philosophy, Deleuze and Guattari’s
verdict misses the crucial point: the generic procedures cannot be totalized and
do not, as such, ‘fill out’ philosophy. They are not functions because they do not
depend on ‘slowing down’ the infinite into a space of coordinates. Furthermore,
the axiomatic character of the set-theoretical thinking of the multiple is based
precisely on the possibility of eschewing any concept of it, whether unconditioned
or not.
This division has been amply and ably treated by Éric Alliez in De l’impossibilite´
de la phe´nome´nologie (Paris: Vrin, 1995).
‘Atemporal’ here refers to ontology in its ‘current state’. Although its situational
character entails that mathematics is itself punctuated and transformed by its
own events, and therefore endowed with a kind of historicity, the axioms and
theorems that make up the discourse on being are not themselves temporally
conditioned. In other words, according to Badiou, the periodisation of mathematical truths is just as historical as that of politics or art, but mathematical truths
are eternal, as are those of politics and art.
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Index of Concepts
appearance, appearing 15, 17, 147, 150,
163–75, 177–87, 193–4, 195–6, 197–8,
199, 201–10, 212–14, 217–18, 221, 223–4,
225–6, 227, 228–31
binding, unbinding 104, 135–41, 170–1,
172, 175, 224
cardinal, cardinality 36, 55, 56, 61, 74,
126, 156, 157, 246 n.4
chimera 190
consistency, inconsistency 205
count, counting, count-as-one 39, 60, 71,
101, 135–8, 140–1, 154, 159, 236
construction, constructivism 5, 6, 15, 20,
55, 58, 72–3, 84, 107, 125, 126, 129, 149,
166, 172, 179, 194, 195–6
difference, sexual difference 57–8, 68, 79,
82–3, 93, 97–8, 105, 113, 145, 146–7, 148,
151, 182, 183, 196–7, 198–200, 201–2,
206–7, 225, 226, 227–8, 246 n.4
encyclopedia 123, 124, 125, 128, 130,
146–7, 150, 151
envelope 183, 207–13, 214, 215, 231
event, eventality, evental site xv, 17, 38,
67, 81–2, 97–102, 110, 112, 115, 116, 122,
126, 145–6, 147–52, 153–9, 175, 223–4,
233
fidelity xv, 70, 110, 145, 148, 149, 150
forcing xv, 18, 30, 110, 115, 119–33, 202,
203
generic xv, 17, 35, 61, 77, 91, 93, 103,
106–8, 109–11, 114–17, 121, 125, 126,
127–8, 129–32, 151–2, 171
identity 49, 68, 79, 82, 87–8, 136, 142,
151, 159, 163, 182, 183, 184, 185, 194,
196–200, 201–3, 204, 206–7, 215, 218,
223, 225, 226, 227–8
inclusion 88–90, 92–3, 101, 205–6, 207
indiscernable 103, 105–6, 108, 110–11,
113–16, 147, 181
infinite xv, 7, 9, 10, 15, 18–20, 24–8, 32–8,
45–6, 53, 54, 59, 61, 63–4, 68, 71, 74, 80,
82–90, 91–3, 97–8, 100, 102, 108, 109–12,
114–15, 121, 125–8, 131, 150–2, 153–4,
156–60, 163, 169, 170, 172, 180, 191, 194,
195, 208, 217, 221, 237
intensity 204–6, 208, 210, 212, 213, 218,
227
intuition 15, 20, 52, 54–5 56, 58, 68–9, 70,
73–5, 78, 79, 91, 136, 137–8, 140, 164,
169, 178, 179, 246 n.4
knowledge 8, 9, 21, 23, 64, 90, 101, 104,
111, 114, 121, 123–5, 127–30, 136, 139,
140, 141, 143–4 146–7, 151, 172, 184–5,
221, 235, 238, 240
logic 4, 9, 15–16, 17, 57, 71, 111, 126, 149,
150, 158, 163–9, 171–5, 179, 182, 184–7,
193, 198, 205, 208, 212, 221, 222, 224–6,
230, 231, 244 n.1
matheme xv, 16, 19, 25, 27, 28, 93, 101,
125, 126, 128, 131, 132
multiple, multiplicity xiv–xv, 17, 27, 36–8,
41–3, 45–7, 54, 55–6, 59, 61, 67–80, 81,
84, 97–102, 107–8, 109–11, 114, 121, 122,
124, 129, 135–6, 137–9, 142, 150, 151–2,
153, 155, 156, 169–70, 171–2, 174, 175,
178, 180, 181, 183, 189–94, 196, 197–8,
200, 223–4, 226, 228, 231, 237
negation 36, 68, 104, 111, 145, 151, 174,
175, 186, 200, 213, 214, 215–16, 221–2,
224–5, 228–31
nothingness 180, 225, 229
number 36, 46, 52, 55, 56, 59–65, 71–2,
75, 105, 144, 156, 173, 199
numericality 153–4, 156–60
ordinal, ordinality 37, 56, 59–61, 62, 63–4
phenomena, phenomenology 17, 79, 135,
137, 138, 139, 171, 182, 184, 185, 186–7,
191, 200, 204, 207, 210, 212, 217, 218,
226, 228, 229–30, 231, 237
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Index of Concepts
Platonism 5–6, 25, 27, 49–58, 168, 171,
178–9, 180, 246 n.4
presentation 76, 111, 136, 137–8, 141,
154–5, 156, 163, 174
real 18, 19, 30–1, 60–1, 63, 103, 107–8,
123, 125, 129–31, 139, 147, 156, 168, 181,
185, 226, 235
relation 68, 69, 81–2, 86–90, 92, 107, 114,
135–6, 138, 140–1, 145, 154–5, 156, 170,
172, 173, 174, 179, 181–2, 183, 185, 192,
201, 203, 206, 212, 213, 225, 226,
246 n.4
representation 76, 135, 136, 137–8, 139,
140–1, 155, 171, 178
reverse 93, 213–19, 229, 230, 231
set, set-theory 4–7, 19, 46–7, 51, 52, 55–8,
60, 61–2, 70–80, 81, 84, 89, 97, 99, 100,
106, 109, 122, 124, 169, 171, 173, 174,
178–9, 180, 183, 197, 214, 228
situation 36, 121–4, 135, 137, 138, 141,
144, 145–6, 147–50, 153–60, 170, 172,
173, 174, 175, 180–3, 193, 194, 203, 213,
221, 224
state 132, 144, 153–60
subject, subjectivation xiv–xv, 17, 49, 50,
53, 82, 92–3, 97, 113–15, 116, 122, 131,
135, 138–9, 140, 141–2, 143, 145–6, 147,
148–9, 151, 153, 156, 170, 180, 198, 200,
222, 237, 238
subtraction 40–4, 47, 98, 103–17, 120,
124–5, 127, 129, 130, 138, 139, 140, 145,
171, 236–8, 240
transcendental 15, 64, 69, 124, 125–6,
135, 136, 137, 139–40, 141, 142, 143, 164,
165, 170, 182–7, 189–219, 221, 225, 227,
230, 231
truth 8, 12, 13, 25, 30, 31, 32, 35, 38, 47,
52, 53, 55, 58, 67, 77, 87, 90, 92–3, 97–8,
101–2, 103–4, 110–17, 119–33, 144, 150,
151, 153, 159, 167, 174–5, 221–2, 223,
224, 239
truth procedure 153–60, 224
undecidable 51, 53, 54, 57–8, 76, 77, 85,
88, 92–3, 103–4, 108, 109–11, 112,
113–14, 116, 122, 146–8, 149–50
unnameable 103, 108–11, 115–16, 119–33,
121, 129–32
veridical 91, 104, 128–9, 130, 131–3
void, xv, 40, 57, 71, 81, 97–8, 99, 103, 138,
139, 140–1, 151, 154, 166, 175, 178,
191–2, 194
whole, totality 31, 56, 59–60, 63, 69,
169–70, 177–8, 180, 182, 184, 189–93,
198, 201, 205, 210, 212, 221–31
world 81, 190–1, 192–4, 195, 197–8, 201–
214, 216–18, 221, 224–6, 227, 229, 231,
233
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Index of Names
Alliez, Éric 245 n.1, 246 n.4
Althusser, Louis 8
Anaximander 18
Aristotle xiii, 15, 98, 164, 165–7, 172, 175,
181, 186, 212
Augustine xiv
Bar-Hillial, Yehoshua 4, 5, 51
Bartok, Bela 194
Beckett, Samuel 116, 133
Benacerraf, Paul 49
Bergson, Henri xiii, 68, 69, 70–1, 99,
246 n.4
Boole, George 172
Brouwer, Luitzen Egbertus Jan 6, 179
Brunschvicg, Léon 168
Campos, Álvaro de 20
Carnap, Rudolf 7, 23, 164
Cantor, Georg 18, 37–8, 45–7, 52, 55–6,
65, 71, 75, 76, 126, 173, 191
Cauchy, Baron Augustin 18
Cavaillès, Jean 244 n.1
Châtelet, Giles 19, 62
Church, Alonzo 6
Cohen, Paul J. 55, 57, 76, 107, 125,
127–8
Dedekind, Richard 18, 38, 65, 75
Deleuze, Gilles x, 67–80, 81, 84, 99,
101–102, 245 nn.1 and 3, 246 n.4
Democritus 40
Derrida, Jacques xiii
Desanti, Jean–Toussaint 244 n.1
Descartes, René xiii, 7–8, 14, 22, 27, 113,
180
De Vries, Simon 83
Dominguin, Miguel 203
Ducasse, Isidore 10, 12
Dukas, Paul 194, 198, 203, 206, 216, 219
Duras, Marguerite 78
Foucault, Michel 78
Fraenkel, Abraham 4, 5, 46, 51
Frege, Gottlob 64, 65, 165, 172, 178
Freud, Sigmund 121–2, 123, 127, 132, 215
Furet, François 145
Furken, George 109
Galois, Évariste 77, 101, 106
Gama, Vasco da 236
Gardener, Ava 203–4
Gödel, Kurt 6, 52–3, 54–5, 58, 104, 111,
125, 172
Goodman, Nelson 6
Guattari, Felix 246 n.4
Guitart, René 106
Harrington, Leo 104
Hegel, G. W. F. x, xiii, xiv, 7, 9–10, 14,
15, 18, 22–4, 25, 28, 32–6, 37–8, 98, 163,
184, 221–31
Heidegger, Martin ix, xiii, xv, 23, 26, 34,
38, 39–40, 42–3, 57, 72, 101, 120, 123,
136, 137, 139–41, 164–5, 169, 177,
246 n.4
Hilbert, David 6, 47
Hölderlin, Friedrich xiii, 17
Homer 151
Husserl, Edmund 47, 185
Iglesias, Julio 17
Imbert, Claude 164
Kant, Immanuel x, xiii, xiv, 7–9, 14, 15,
17, 22, 64, 123, 135–42, 163–5, 169, 171,
182, 184–6, 199–200, 212
Kierkegaard, Søren xiii, xiv
Kleene, Stephen Cole 172
Koyré, Alexandre 190–1
Kronecker, Leopold 64
Jung, Carl 121
Eilenberg, Samuel 173
Engel, Pascal 5
Euclid 59
Euler, Leonhard 10, 18
Lacan, Jacques 18, 46, 101, 107, 110,
119–29, 131, 132, 143, 156, 184, 235
Lagneau, Jules xiii,
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Index of Names
Lagrange, Comte Joseph de 10, 18, 105
Lardreau, Guy 68
Lautman, Albert 98, 244 n.1
Lautréamont, Comte de 7, 10–12, 14,
15–16
Lazarus, Sylvain 157
Leblanc, Georgette 203
Lenin, Vladimir Ilyich 132
Leibniz, G. W. xiii, 22, 40, 63, 114, 172,
174
Levy, Azriel 4, 5
Lucretius xiv, 40–1, 42, 46, 81–2, 84, 102,
178
Lyotard, Jean–François 151
Mac Lane, Saunders 173
Mallarmé, Stéphane 19–20, 40, 111, 116,
151, 175, 233, 234–7, 239, 241
Maeterlinck, Maurice 194, 198, 203, 206
Malebranche, Nicolas xiii
Mankiewicz, Joseph 204
Mao Zedong 14
Marx, Karl xiii, 132
Meillasoux, Quentin 16, 198
Merleau-Ponty, Maurice xiii
Messiaen, Olivier 195
Neumann, John von 61, 64
Nietzsche, Friedrich xiii, 10, 12, 14, 25,
34, 68, 69, 101, 119, 246 n.4
Oldenburg, Henry 85
Paris, Jeff 104
Parmenides xiv, 40, 49–50, 79, 200
Pascal, Blaise 98
Peano, Guiseppe 64, 65
Perrault, Charles 194
Pessoa, Fernando 17, 20
Plato xiii, 10, 12–14, 15–17, 25, 28–30,
32–5, 38, 39, 41–2, 44, 47, 49–50, 54, 57,
69, 79, 98, 149, 167, 171, 177–8, 199–200,
238–9, 240–1
Poincaré, Jules Henri 168
Putnam, Hilary 49
Ricoeur, Paul 14, 129
Riemann, Bernhard 70, 75–6, 78
Rilke, Rainer Maria 18
Rimbaud, Arthur 10, 17, 150, 233, 237–9,
241
Rousseau, Jean-Jacques xiii, 98
Russell, Bertrand 65, 178–9
Saint-Just, Louis Antoine Léon de 149
Sartre, Jean-Paul xiii, 78
Schelling, Friedrich xiii, 221
Schopenhauer, Arthur xiii
Schuller, George Hermann 85
Spinoza, Baruch x, xiv, 7–8, 14, 15–16, 22,
68, 69, 78, 81–93, 221, 246 n.4
Straub, Jean-Marie 78
Tarski, Alfred 172
Thales 9, 22
Thucydides 152
Tschirnhaus, Ehrenfried Walther von 85
Wagner, Richard 17
Whitehead, Alfred North 246 n.4
Wittgenstein, Ludwig 15, 23–4, 47, 53, 64,
65, 101, 234
Zermelo, Ernst 46, 51, 180